Mga Batayang Estadistika
LEI | 529900M5SQZAOKV1PC81 |
CIK | 1716338 |
SEC Filings
SEC Filings (Chronological Order)
September 5, 2025 |
Exhibit 99.3 Final Version SHARE PURCHASE AGREEMENT This Share Purchase Agreement (this “Agreement”) is dated as of , 2025, between Pintec Technology Holdings Limited, a Cayman Islands exempted company (the “Company”), and the purchaser identified on the signature page hereto (including its successors and assigns, the “Purchaser”). WHEREAS, the Company intends to enter into a Share Transfer Agreem |
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September 5, 2025 |
Exhibit 99.1 PINTEC Announces Private Placement of Class A Ordinary Shares in Exchange of Ordinary Shares of ZIITECH PTY LTD BEIJING, September 5, 2025 /PRNewswire/ - Pintec Technology Holdings Limited (Nasdaq: PT) (“PINTEC” or the “Company”), a leading independent technology platform enabling financial services in China, today announced that it entered into a share transfer agreement with ZIITECH |
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September 5, 2025 |
ZIITECH PTY LTD SHAREHOLDERS AGREEMENT Exhibit 99.4 ZIITECH PTY LTD SHAREHOLDERS AGREEMENT Table of contents 1. Interpretation 1 2. Definitions 2 3. Share capital 4 4. Shareholding structure 4 5. Appointment and Termination of Appointment of Directors 5 6. Meetings and voting 6 7. Management of the company 8 8. Accounts 9 9. Funding 10 10. Inconsistency with constitution 11 11. Third party interest in shares 11 12. Transfer of shares 1 |
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September 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2025 Commission File Number: 001-38712 Pintec Technology Holdings Limited 4/F, Vanke Times Center, Chaoyang Road, Chaoyang District, Beijing The People’s Republic of China (Address of |
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September 5, 2025 |
Exhibit 99.2 SHARE TRANSFER AGREEMENT THIS SHARE TRANSFER AGREEMENT (the “Agreement”) is made and entered into as of , 2025 (“Execution Date”) by and among: 1. [*]; 2. ZIITECH PTY LTD (ACN 635 021 779), a proprietary company incorporated in Victoria, Australia (the “Company”); 3. Pintec Technology Holdings Limited, a public company incorporated in Cayman Islands and is currently listed on NASDAQ ( |
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August 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2025 Commission File Number: 001-38712 Pintec Technology Holdings Limited 4/F, Vanke Times Center, Chaoyang Road, Chaoyang District, Beijing The People’s Republic of China (Address of pr |
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June 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2025 Commission File Number: 001-38712 Pintec Technology Holdings Limited 4/F, Vanke Times Center, Chaoyang Road, Chaoyang District, Beijing The People’s Republic of China (Address of prin |
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June 13, 2025 |
Exhibit 99.1 THE COMPANIES ACT (2025 REVISION) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES SIXTH AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION OF PINTEC TECHNOLOGY HOLDINGS LIMITED (adopted by a Special Resolution passed on June 13, 2025) 1. The name of the Company is Pintec Technology Holdings Limited. 2. The Registered Office of the Company will be situated at the offices of International C |
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May 9, 2025 |
Exhibit 99.4 Copyright © 2025 BetaNXT, Inc. or its affiliates. All Rights Reserved styleIPC 1. Please direct the Depositary how it is to vote by marking an X in the appropriate box opposite the resolution. It is understood that, if this form is signed and returned but no instructions are indicated in the boxes, then a discretionary proxy will be given to a person designated by the Company. 2. It i |
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May 9, 2025 |
Exhibit 99.2 PINTEC TECHNOLOGY HOLDINGS LIMITED An exempted company with limited liability incorporated in the Cayman Islands (Nasdaq: PT) NOTICE OF EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS To Be Held on June 13, 2025 NOTICE IS HEREBY GIVEN, THAT an extraordinary general meeting (the “EGM”) of Pintec Technology Holdings Limited (the “Company”) will be held at 4/F, Vanke Times Center, Chaoyang |
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May 9, 2025 |
Exhibit 99.3 PINTEC TECHNOLOGY HOLDINGS LIMITED An exempted company with limited liability incorporated in the Cayman Islands (Nasdaq: PT) FORM OF PROXY FOR EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS To Be Held on June 13, 2025 (or any adjournment(s) or postponement(s) thereof) Introduction This form of proxy (the “Form of Proxy”) is furnished in connection with the solicitation by the board of |
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May 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2025 Commission File Number: 001-38712 Pintec Technology Holdings Limited 4/F, Vanke Times Center, Chaoyang Road, Chaoyang District, Beijing The People’s Republic of China (Address of princ |
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May 9, 2025 |
PINTEC TO HOLD EXTRAORDINARY GENERAL MEETING ON JUNE 13, 2025 Exhibit 99.1 PINTEC TO HOLD EXTRAORDINARY GENERAL MEETING ON JUNE 13, 2025 BEIJING, May 9, 2025 /PRNewswire/ - Pintec Technology Holdings Limited (NASDAQ: PT) (“Pintec” or the “Company”), a Nasdaq-listed company providing technology enabled financial and digital services to micro, small and medium enterprises in China, today announced that the Company will hold its extraordinary general meeting of |
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April 17, 2025 |
Pintec Technology Holdings Limited Exhibit 15.2 To: Pintec Technology Holdings Limited P.O. Box 472, Harbour Place, 2nd Floor, 103 South Church Street, George Town, Grand Cayman KY1-1106, Cayman Islands April 17, 2025 Pintec Technology Holdings Limited (the “Company”) We consent to the reference to our firm under the heading “Memorandum and Articles of Association” in the Company’s Annual Report on Form 20-F for the year ended Dece |
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April 17, 2025 |
Exhibit 13.1 Certification by the Principal Executive Officer Pursuant to 18 U.S.C. Section 1350 as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report on Form 20-F for the year ended December 31, 2024 of Pintec Technology Holdings Limited (the “Company”) as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Ze |
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April 17, 2025 |
Exhibit 13.2 Certification by the Principal Financial Officer Pursuant to 18 U.S.C. Section 1350 as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report on Form 20-F for the year ended December 31, 2024 of Pintec Technology Holdings Limited (the “Company”) as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Xi |
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April 17, 2025 |
To: Pintec Technology Holdings Limited (the “Company”) Exhibit 15.1 April 17, 2025 To: Pintec Technology Holdings Limited (the “Company”) 4/F, Vanke Times Center, Chaoyang Road, Chaoyang District, Beijing The People’s Republic of China Ladies and Gentlemen: We hereby consent to the reference of our name under the headings “Item 3. Key Information—Our Operations in Mainland China and Permissions Required from the PRC Authorities for Our Operations”, “I |
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April 17, 2025 |
Exhibit 12.1 Certification by the Principal Executive Officer Exchange Act Pursuant to Rule 13a-14(a)/15d-14(a) as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Zexiong Huang, certify that: 1. I have reviewed this annual report on Form 20-F of Pintec Technology Holdings Limited (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a |
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April 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF |
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April 17, 2025 |
Exhibit 12.2 Certification by the Principal Financial Officer Pursuant to Exchange Act Rule 13a-14(a)/15d-14(a) as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Xin Yang, hereby certify that: 1. I have reviewed this annual report on Form 20-F of Pintec Technology Holdings Limited (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of |
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April 17, 2025 |
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM’S CONSENT Exhibit 15.3 INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM’S CONSENT We consent to the incorporation by reference in the Registration Statement on Form S-8 of Pintec Technology Holdings Limited (the “Company”) (File No. 333-229745) of our report dated April 17, 2025, which includes an explanatory paragraph as to the Company’s ability to continue as a going concern, relating to the consolidated fin |
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April 14, 2025 |
Exhibit 99.1 PINTEC TECHNOLOGY HOLDINGS LIMITED AMENDED AND RESTATED 2018 SHARE INCENTIVE PLAN (Originally adopted on October 25, 2018 and amended and restated on April 11, 2025) Article 1 PURPOSE The purpose of this Amended and Restated 2018 Share Incentive Plan (the “Plan”) is to promote the success and enhance the value of Pintec Technology Holdings Limited, a company formed under the laws of t |
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April 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2025 Commission File Number: 001-38712 Pintec Technology Holdings Limited 4/F, Vanke Times Center, Chaoyang Road, Chaoyang District, Beijing The People’s Republic of China (Address of pri |
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April 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2025 Commission File Number: 001-38712 Pintec Technology Holdings Limited 4/F, Vanke Times Center, Chaoyang Road, Chaoyang District, Beijing The People’s Republic of China (Address of pri |
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November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2024 Commission File Number: 001-38712 Pintec Technology Holdings Limited (Exact name of registrant as specified in its charter) 4/F, Vanke Times Center, Chaoyang Road, Chaoyang Distri |
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November 8, 2024 |
PINTEC ANNOUNCES UNAUDITED FINANCIAL RESULTS FOR THE FIRST HALF OF 2024 Exhibit 99.1 PINTEC ANNOUNCES UNAUDITED FINANCIAL RESULTS FOR THE FIRST HALF OF 2024 BEIJING, November 8, 2024 /PRNewswire/ — Pintec Technology Holdings Limited (Nasdaq: PT) (“Pintec” or the “Company”), a Nasdaq-listed company providing technology enabled financial and digital services to micro, small and medium enterprises in China, today announced its unaudited financial results for the six mont |
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April 30, 2024 |
Exhibit 5.24 Equity Pledge Agreement This Equity Pledge Agreement (hereinafter referred to as this “Agreement”) was entered into by and among the following parties on May 26, 2023 in Beijing China: Party A: Aixin Times (Beijing) Enterprise Management Co., Ltd. (hereinafter referred to as the “Pledgee”) Party B: Hu Wei (“Party B1”), ID card No.:*** Zheng Yudong (“Party B 2”), ID card No.: *** (Part |
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April 30, 2024 |
Exhibit 5.23 Exclusive Option Agreement This Exclusive Option Agreement (hereinafter referred to as this “Agreement”) was entered into by and among the following parties on May 26, 2023 in Beijing, China: Party A:Aixin Times (Beijing) Enterprise Management Co., Ltd Party B:Hu Wei, ID card No.: ***; Zheng Yudong, ID card No.: ***; Party C:Beijing Xinshun Dingye Technology Co., Ltd. In this Agreemen |
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April 30, 2024 |
To: Pintec Technology Holdings Limited (the “Company”) Exhibit 15.1 April 30, 2024 To: Pintec Technology Holdings Limited (the “Company”) 3rd Floor, No. 11 Building, No. 109 Yard Tianjizhigu, Jinghai 3rd Street, BDA, Beijing, People’s Republic of China Ladies and Gentlemen: We hereby consent to the reference of our name under the headings “Item 3. Key Information—Our Operations in China and Permissions Required from the PRC Authorities for Our Operati |
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April 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) O |
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April 30, 2024 |
Exhibit 12.1 Certification by the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Zexiong Huang, certify that: 1. I have reviewed this annual report on Form 20-F of Pintec Technology Holdings Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statemen |
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April 30, 2024 |
Exclusive Business Cooperation Agreement Exhibit 5.22 Exclusive Business Cooperation Agreement This Exclusive Business Cooperation Agreement (hereinafter referred to as the “Agreement”) is entered into by and between the following Parties in Beijing, China on May 26, 2023. Party A: Aixin Times (Beijing) Enterprise Management Co., Ltd. Party B: Beijing Xinshun Dingye Technology Co., Ltd. Party A and Party B are hereinafter referred to ind |
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April 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K/A (Amendment No. 1) REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2024 Commission File Number: 001-38712 Pintec Technology Holdings Limited (Exact name of registrant as specified in its charter) 3rd Floor, No. 11 Building, No. 109 Ya |
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April 30, 2024 |
Exhibit 5.14 Termination Agreement This Termination Agreement (hereinafter referred to as this “Termination Agreement”) is entered into by and among the following parties in Chaoyang District, Beijing on May 26, 2023: Party A: Pintec (Beijing) Technology Co., Ltd., a limited liability company incorporated and existing under the laws of the People’s Republic of China (“China,” for the purpose of th |
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April 30, 2024 |
Exhibit 5.16 Exclusive Option Agreement This Exclusive Option Agreement (hereinafter referred to as this “Agreement”) was entered into by and among the following parties on May 26, 2023 in Beijing, China: Party A:Aixin Times (Beijing) Enterprise Management Co., Ltd Party B:Hu Wei,a Chinese citizen, holding the ID Card No.: ***; Beijing Xinshun Dingye Technology Co., Ltd. Party C:Beijing Hongdian F |
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April 30, 2024 |
correction -- Pintec Announces Unaudited Financial Results for the First Half 2023 Exhibit 99.1 correction - Pintec Announces Unaudited Financial Results for the First Half 2023 BEIJING, April 30, 2024 (GLOBE NEWSWIRE) - Pintec Technology Holdings Limited (Nasdaq: PT) (“Pintec” or the “Company”), a Nasdaq-listed company providing technology enabled financial and digital services to micro, small and medium enterprises ecosystem, announced on December 28, 2023 its unaudited financ |
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April 30, 2024 |
Exhibit 5.26 Power of Attorney This Power of Attorney (hereinafter referred to as this “Agreement”) was entered into by and between the following Parties on May 26, 2023 in Beijing, China: Party A: Aixin Times (Beijing) Enterprise Management Co., Ltd. Party B: Zheng Yudong, ID card No.: *** In this Agreement, Party A and Party B are individually referred to as a “Party” and collectively as the “Pa |
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April 30, 2024 |
Exhibit 19.1 PINTEC TECHNOLOGY HOLDINGS LIMITED Material Nonpublic Information and Prohibition of Insider Trading Policy Chapter IPurpose Article 1 This Policy is hereby formulated to regulate the management of material nonpublic information of Pintec Technology Holdings Limited and all of its subsidiaries and affiliates (hereinafter referred to as the “Company” or “Pintec”) to prevent insider tra |
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April 30, 2024 |
Exhibit 12.2 Certification by the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Xin Yang, certify that: 1. I have reviewed this annual report on Form 20-F of Pintec Technology Holdings Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements ma |
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April 30, 2024 |
Exhibit 5.12 Letter of Consent I, Yang Xuefei (ID card No.:***), is the lawful spouse of Lang Jun. I hereby unconditionally and irrevocably consent to the following documents (hereinafter referred to as “Transaction Documents”) executed by Lang Jun on May 26, 2023, and agree to dispose of, in accordance with the provisions of the transaction documents, the shares held by and registered under the n |
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April 30, 2024 |
Exhibit 13.2 Certification by the Principal Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of Pintec Technology Holdings Limited (the “Company”) on Form 20-F for the year ended December 31, 2023 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Xin Yang, Acting Chief Financial Officer of the |
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April 30, 2024 |
Exhibit 5.28 Letter of Consent I, Ying Lei (ID card No.: ***), is the lawful spouse of Zheng Yudong. I hereby unconditionally and irrevocably consent to the following documents (hereinafter referred to as “Transaction Documents”) executed by Zheng Yudong on May 26, 2023, and agree to dispose of, in accordance with the provisions of the transaction documents, the shares held by and registered under |
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April 30, 2024 |
Exhibit 5.18 Power of Attorney This Power of Attorney (hereinafter referred to as this “Agreement”) was entered into by and between the following Parties on May 26, 2023 in Beijing, China: Party A: Aixin Times (Beijing) Enterprise Management Co., Ltd. Party B: Hu Wei, ID card No.: *** In this Agreement, Party A and Party B are individually referred to as a “Party” and collectively as the “Parties” |
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April 30, 2024 |
Exhibit 5.19 Power of Attorney This Power of Attorney (hereinafter referred to as this “Agreement”) was entered into by and between the following Parties on May 26, 2023 in Beijing, China: Party A: Aixin Times (Beijing) Enterprise Management Co., Ltd. Party B: Beijing Xinshun Dingye Technology Co., Ltd. In this Agreement, Party A and Party B are individually referred to as a “Party” and collective |
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April 30, 2024 |
Exhibit 5.3 Equity Pledge Agreement This Equity Pledge Agreement (hereinafter referred to as this “Agreement”) was entered into by and among the following parties on May 26, 2023 in Beijing China: Party A: Aixin Times (Chengdu) Enterprise Management Co., Ltd. . (hereinafter referred to as the “Pledgee”) Party B: Han Xingding, ID card No.:*** (Hereinafter collectively referred to as the “Pledgor”or |
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April 30, 2024 |
Exclusive Business Cooperation Agreement Exhibit 5.7 Exclusive Business Cooperation Agreement This Exclusive Business Cooperation Agreement (hereinafter referred to as the “Agreement”) is entered into by and between the following Parties in Beijing, China on May 26, 2023. Party A: Aixin Times (Beijing) Enterprise Management Co., Ltd. . Party B: Pintec Jinke (Beijing) Technology Information Co., Ltd. Party A and Party B are hereinafter re |
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April 30, 2024 |
PINTEC TECHNOLOGY HOLDINGS LIMITED CLAWBACK POLICY Exhibit 97.1 PINTEC TECHNOLOGY HOLDINGS LIMITED CLAWBACK POLICY 1.Introduction Pintec Technology Holdings Limited (the “Company”), through the Company’s Board of Directors (the “Board”), believes that it is in the best interests of the Company and its shareholders to create and maintain a culture that emphasizes integrity and accountability and that reinforces the Company’s pay-for-performance com |
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April 30, 2024 |
Exhibit 5.29 Termination Agreement This Termination Agreement (hereinafter referred to as this “Termination Agreement”) is entered into by and among the following parties in Chaoyang District, Beijing on May 26, 2023: Party A: Pintec (Beijing) Technology Co., Ltd., a limited liability company incorporated and existing under the laws of the People’s Republic of China (“China,” for the purpose of th |
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April 30, 2024 |
Exhibit 5.4 Power of Attorney This Power of Attorney (hereinafter referred to as this “Agreement”) was entered into by and between the following Parties on May 26, 2023 in Beijing, China: Party A: Aixin Times (Chengdu) Enterprise Management Co., Ltd. Party B: Han Xingding, ID card No.: *** In this Agreement, Party A and Party B are individually referred to as a “Party” and collectively as the “Par |
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April 30, 2024 |
Exhibit 5.8 Exclusive Option Agreement This Exclusive Option Agreement (hereinafter referred to as this “Agreement”) was entered into by and among the following parties on May 26, 2023 in Beijing, China: Party A:Aixin Times (Beijing) Enterprise Management Co., Ltd. Party B:Lang Jun, ID card No.: ***; Zhu Yin, ID card No.: ***; Party C:Pintec Jinke (Beijing) Technology Information Co., Ltd. In this |
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April 30, 2024 |
Exhibit 5.13 Letter of Consent I, Guo Junqing (ID card No.:***), is the lawful spouse of Zhu Yin. I hereby unconditionally and irrevocably consent to the following documents (hereinafter referred to as “Transaction Documents”) executed by Zhu Yin on May 26, 2023, and agree to dispose of, in accordance with the provisions of the transaction documents, the shares held by and registered under the nam |
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April 30, 2024 |
Exhibit 5.9 Equity Pledge Agreement This Equity Pledge Agreement (hereinafter referred to as this “Agreement”) was entered into by and among the following parties on May 26, 2023 in Beijing China: Party A: Aixin Times (Beijing) Enterprise Management Co., Ltd. . (hereinafter referred to as the “Pledgee”) Party B: Lang Jun, ID card No.:*** (Hereinafter collectively referred to as the “Pledgor”or “Pa |
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April 30, 2024 |
Exhibit 5.6 Termination Agreement This Termination Agreement (hereinafter referred to as this “Termination Agreement”) is entered into by and among the following parties in Chaoyang District, Beijing on May 26, 2023: Party A: Sky City (Beijing) Technology Co., Ltd., a limited liability company incorporated and existing under the laws of the People’s Republic of China (“China,” for the purpose of t |
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April 30, 2024 |
Pintec Filed 2023 Annual Report on Form 20-F Exhibit 99.1 Pintec Filed 2023 Annual Report on Form 20-F BEIJING, April 30, 2024 /PRNewswire/ - Pintec Technology Holdings Limited (NASDAQ: PT) ("Pintec" or the "Company"), is a Nasdaq-listed company providing technology enabled financial and digital services to micro, small and medium enterprises in China, today announced that it filed its annual report on Form 20-F for the fiscal year ended Dec |
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April 30, 2024 |
Exhibit 13.1 Certification by the Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of Pintec Technology Holdings Limited (the “Company”) on Form 20-F for the year ended December 31, 2023 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Zexiong Huang, Chief Executive Officer of the Co |
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April 30, 2024 |
Pintec Technology Holdings Limited Exhibit 15.2 To: Pintec Technology Holdings Limited P.O. Box 472, Harbour Place, 2nd Floor, 103 South Church Street, George Town, Grand Cayman KY1-1106, Cayman Islands 30 April 2024 Pintec Technology Holdings Limited (the “Company”) We consent to the reference to our firm under the heading “Memorandum and Articles of Association” in the Company’s Annual Report on Form 20-F for the year ended Decem |
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April 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2024 Commission File Number: 001-38712 Pintec Technology Holdings Limited (Exact name of registrant as specified in its charter) 3rd Floor, No. 11 Building, No. 109 Yard Tianjizhigu, Jing |
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April 30, 2024 |
Exhibit 5.10 Power of Attorney This Power of Attorney (hereinafter referred to as this “Agreement”) was entered into by and between the following Parties on May 26, 2023 in Beijing, China: Party A: Aixin Times (Beijing) Enterprise Management Co., Ltd. Party B: Lang Jun, ID card No.: *** In this Agreement, Party A and Party B are individually referred to as a “Party” and collectively as the “Partie |
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April 30, 2024 |
Exhibit 5.17 Equity Pledge Agreement This Equity Pledge Agreement (hereinafter referred to as this “Agreement”) was entered into by and among the following parties on May 26, 2023 in Beijing China: Party A: Aixin Times (Beijing) Enterprise Management Co., Ltd. (hereinafter referred to as the “Pledgee”) Party B: Hu Wei (hereinafter referred to as the “Party B1”), ID card No.:*** Beijing Xinshun Din |
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April 30, 2024 |
Exhibit 5.5 Letter of Consent I, Wang Molin (ID card No.:***), is the lawful spouse of Li Tixin. I hereby unconditionally and irrevocably consent to the following documents (hereinafter referred to as “Transaction Documents”) executed by Li Tixin on May 26, 2023, and agree to dispose of, in accordance with the provisions of the transaction documents, the shares held by and registered under the nam |
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April 30, 2024 |
Exhibit 5.25 Power of Attorney This Power of Attorney (hereinafter referred to as this “Agreement”) was entered into by and between the following Parties on May 26, 2023 in Beijing, China: Party A: Aixin Times (Beijing) Enterprise Management Co., Ltd. Party B: Hu Wei, ID card No.: *** In this Agreement, Party A and Party B are individually referred to as a “Party” and collectively as the “Parties” |
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April 30, 2024 |
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM’S CONSENT Exhibit 15.3 INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM’S CONSENT We consent to the incorporation by reference in this Registration Statement of Pintec Technology Holdings Limited on Form S-8 (File No. 333-229745) of our report dated April 30, 2024, which includes an explanatory paragraph as to the company’s ability to continue as a going concern, with respect to our audits of the consolidated |
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April 30, 2024 |
Exhibit 5.27 Letter of Consent I, Jiang Meiying (ID card No.: ***), is the lawful spouse of Hu Wei. I hereby unconditionally and irrevocably consent to the following documents (hereinafter referred to as “Transaction Documents”) executed by Hu Wei on May 26, 2023, and agree to dispose of, in accordance with the provisions of the transaction documents, the shares held by and registered under the na |
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April 30, 2024 |
Exhibit 5.11 Power of Attorney This Power of Attorney (hereinafter referred to as this “Agreement”) was entered into by and between the following Parties on May 26, 2023 in Beijing, China: Party A: Aixin Times (Beijing) Enterprise Management Co., Ltd. Party B: Zhu Yin, ID card No.: *** In this Agreement, Party A and Party B are individually referred to as a “Party” and collectively as the “Parties |
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April 30, 2024 |
Exhibit 5.21 Termination Agreement This Termination Agreement (hereinafter referred to as this “Termination Agreement”) is entered into by and among the following parties in Chaoyang District, Beijing on May 26, 2023: Party A: Pintec (Beijing) Technology Co., Ltd., a limited liability company incorporated and existing under the laws of the People’s Republic of China (“China,” for the purpose of th |
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April 30, 2024 |
Exclusive Business Cooperation Agreement Exhibit 5.15 Exclusive Business Cooperation Agreement This Exclusive Business Cooperation Agreement (hereinafter referred to as the “Agreement”) is entered into by and between the following Parties in Beijing, China on May 26, 2023. Party A: Aixin Times (Beijing) Enterprise Management Co., Ltd. Party B: Beijing Hongdian Fund Distributor Co., Ltd.. Party A and Party B are hereinafter referred to in |
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April 30, 2024 |
Exhibit 5.20 Letter of Consent I, Jiang Meiying (ID card No.: ***), is the lawful spouse of Hu Wei. I hereby unconditionally and irrevocably consent to the following documents (hereinafter referred to as “Transaction Documents”) executed by Hu Wei on May 26, 2023, and agree to dispose of, in accordance with the provisions of the transaction documents, the shares held by and registered under the na |
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January 31, 2024 |
EX-99.A 2 tm244115d1ex99-a.htm EXHIBIT A EXHIBIT A JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G referred to below) on behalf of each of them of a statement on Schedule 13G (including amendments t |
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January 31, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Pintec Technology Holdings Limited (Name of Issuer) Class A ordinary shares, $0.000125 par value per share (Title of Class of Securities) 72352G 107** (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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December 29, 2023 |
Exhibit 99.2 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into as of December 29, 2023 (the “Effective Date”), by and between Pintec Technology Holdings Limited, a Cayman corporation (the “Company”), and Xin YANG (the “Executive”). WITNESSETH: WHEREAS, the parties desire to enter into this Agreement setting forth the terms and conditions of the employment re |
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December 29, 2023 |
PINTEC Announces Appointment of New Chief Financial Officer Exhibit 99.1 PINTEC Announces Appointment of New Chief Financial Officer BEIJING, DEC. 29, 2023 /PRNewswire/- Pintec Technology Holdings Limited (Nasdaq: PT) (“Pintec” or the “Company”), is a Nasdaq-listed company providing technology enabled financial and digital services to micro, small and medium enterprises in China, today announced the appointment of Mr. Xin Yang as Chief Financial Officer of |
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December 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2023 Commission File Number: 001-38712 Pintec Technology Holdings Limited (Exact name of registrant as specified in its charter) 3rd Floor, No. 11 Building, No. 109 Yard Tianjizhigu, J |
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December 28, 2023 |
PINTEC ANNOUNCES UNAUDITED FINANCIAL RESULTS FOR THE FIRST HALF OF 2023 Exhibit 99.1 PINTEC ANNOUNCES UNAUDITED FINANCIAL RESULTS FOR THE FIRST HALF OF 2023 BEIJING, DEC. 28, 2023 (PRNewswire) — Pintec Technology Holdings Limited (Nasdaq: PT) (“Pintec” or the “Company”), a Nasdaq-listed company providing technology enabled financial and digital services to micro, small and medium enterprises ecosystem, today announced its unaudited financial results for the six months |
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December 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2023 Commission File Number: 001-38712 Pintec Technology Holdings Limited (Exact name of registrant as specified in its charter) 3rd Floor, No. 11 Building, No. 109 Yard Tianjizhigu, J |
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September 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2023 Commission File Number: 001-38712 Pintec Technology Holdings Limited (Exact name of registrant as specified in its charter) 3rd Floor, No. 11 Building, No. 109 Yard Tianjizhigu, |
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September 20, 2023 |
Pintec Technology Holdings Limited Pintec Technology Holdings Limited September 20, 2023 CORRESPONDENCE FILING VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Washington, D. |
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September 5, 2023 |
Pintec Technology Holdings Limited Pintec Technology Holdings Limited September 5, 2023 CORRESPONDENCE FILING VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Washington, D. |
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August 21, 2023 |
PINTEC TECHNOLOGY HOLDINGS LIMITED DIRECTOR AGREEMENT Exhibit 10.1 PINTEC TECHNOLOGY HOLDINGS LIMITED DIRECTOR AGREEMENT This Director Agreement (the “Agreement”) is made and entered into on January August 18, 2023, by and between Pintec Technology Holdings Limited, an exempted company with limited liability incorporated under the laws of the Cayman Islands (the “Company”), and Dawei CHEN, an individual with passport number EH9544*** (the “Director”) |
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August 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2023 Commission File Number: 001-38712 Pintec Technology Holdings Limited (Exact name of registrant as specified in its charter) 3rd Floor, No. 11 Building, No. 109 Yard Tianjizhigu, Jin |
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August 11, 2023 |
Pintec Technology Holdings Limited Pintec Technology Holdings Limited August 11, 2023 CORRESPONDENCE FILING VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Washington, D. |
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July 14, 2023 |
DLA Piper UK LLP Beijing Representative Office 20th Floor, South Tower, Beijing Kerry Center 1 Guanghua Road, Chaoyang District Beijing 100020, China T +86 10 8520 0600 F +86 10 8520 0700 W www. |
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June 27, 2023 |
20th Floor, South Tower, Beijing Kerry Center DLA Piper UK LLP Beijing Representative Office 20th Floor, South Tower, Beijing Kerry Center 1 Guanghua Road, Chaoyang District Beijing 100020, China T +86 10 8520 0600 F +86 10 8520 0700 W www. |
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June 2, 2023 |
PT / Pintec Technology Holdings Ltd - ADR / Otov Alfa Holdings Ltd - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.1) Pintec Technology Holdings Limited (Name of Issuer) Class A ordinary shares, $0.000125 par value per share (Title of Class of Securities) 72352G107* (CUSIP Number) Xiaojia Li 17/F, Zhuhai Tower, 1663 YinWan Road, Xiangzhou District Zhuhai, Guangdong Prov |
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May 26, 2023 |
Share and Debt Transfer Agreement Exhibit 99.2 Share and Debt Transfer Agreement This Share and Debt Transfer Agreement (this “Agreement”) is made in Chaoyang District, Beijing, the People’s Republic of China (the “PRC”) as of October 24, 2022 by and among: 1. Yinchuan Chuanxi Technology Co., Ltd., a limited liability company duly incorporated and validly existing under the PRC Laws with the unified social credit code of 91640100M |
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May 26, 2023 |
Exhibit 99.4 TERMINATION AGREEMENT This Termination Agreement (this “Agreement”) is entered into on May 26, 2023 by and among: (1) Pintec Technology Holdings Limited, an exempted company incorporated under the laws of the Cayman Islands (the “Company”); and (2) Otov Alfa Holdings Limited, a British Virgin Islands business company (the “Otov”). Each of the parties listed above is referred to herein |
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May 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2023 Commission File Number: 001-38712 Pintec Technology Holdings Limited (Exact name of registrant as specified in its charter) 3rd Floor, No. 11 Building, No. 109 Yard Tianjizhigu, Jingha |
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May 26, 2023 |
Share Pledge Release Agreement Exhibit 99.5 Share Pledge Release Agreement This Share Pledge Release Agreement (this “Release”) is made on May 26, 2023 by and between: Party A: Ningxia Fengyin Business Management Counseling Partnership (L.P.) Address: 1418, Floor 15A, Building 1#, Yinchuan iBi Incubation Center Phase III, No. 396 Liupanshan Road, Yandun Lane, Jinfeng District, Yinchuan Managing partner: HMH Industry Group (Ning |
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May 26, 2023 |
Exhibit 99.3 SHARE TRANSFER AGREEMENT This Share Transfer Agreement (this “Agreement”) is entered into on May 26, 2023 by and among: (1) Pintec Technology Holdings Limited, an exempted company incorporated under the laws of the Cayman Islands (the “Seller”); and (2) Otov Alfa Holdings Limited,, a British Virgin Islands business company (the “Buyer”). Each of the parties listed above is referred to |
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May 26, 2023 |
PINTEC Announces Termination of the Warrant Exhibit 99.1 PINTEC Announces Termination of the Warrant BEIJING, May 26, 2023 /PRNewswire/ - Pintec Technology Holdings Limited (NASDAQ: PT) ("Pintec" or the "Company"), a Nasdaq-listed group providing technology enabled financial and digital services to micro, small and medium enterprises ecosystem, today announced that Pintec entered into a series of agreements with Otov Alfa Holdings Limited ( |
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May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) O |
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May 15, 2023 |
Exhibit 13.1 Certification by the Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of Pintec Technology Holdings Limited (the “Company”) on Form 20-F for the year ended December 31, 2022 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Zexiong Huang, Chief Executive Officer of the Co |
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May 15, 2023 |
Exhibit 12.2 Certification by the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Zexiong Huang, certify that: 1. I have reviewed this annual report on Form 20-F of Pintec Technology Holdings Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statemen |
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May 15, 2023 |
To: Pintec Technology Holdings Limited (the “Company”) EX-15.1 8 pt-20221231xex15d1.htm EXHIBIT 15.1 Exhibit 15.1 May 12, 2023 To: Pintec Technology Holdings Limited (the “Company”) 3rd Floor, No. 11 Building, No. 109 Yard Tianjizhigu, Jinghai 3rd Street, BDA, Beijing, People’s Republic of China Ladies and Gentlemen: We hereby consent to the reference of our name under the headings “Item 3. Key Information—Our Operations in China and Permissions Requi |
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May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2023 Commission File Number: 001-38712 Pintec Technology Holdings Limited (Exact name of registrant as specified in its charter) 3rd Floor, No. 11 Building, No. 109 Yard Tianjizhigu, Jingha |
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May 15, 2023 |
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM’S CONSENT Exhibit 15.3 INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM’S CONSENT We consent to the incorporation by reference in this Registration Statement of Pintec Technology Holdings Limited on Form S-8 (File No. 229745) of our report dated May 12, 2023, with respect to our audits of the consolidated financial statements of Pintec Technology Holdings Limited as of December 31, 2022 and 2021 and for each o |
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May 15, 2023 |
Pintec Filed 2022 Annual Report on Form 20-F Exhibit 99.1 Pintec Filed 2022 Annual Report on Form 20-F BEIJING, May 15, 2023 /PRNewswire/ - Pintec Technology Holdings Limited (NASDAQ: PT) ("Pintec" or the "Company"), a Nasdaq-listed group providing technology enabled financial and digital services to micro, small and medium enterprises ecosystem, today announced that it filed its annual report on Form 20-F for the fiscal year ended December |
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May 15, 2023 |
Pintec Technology Holdings Limited Exhibit 15.2 To: Pintec Technology Holdings Limited P.O. Box 472, Harbour Place, 2nd Floor, 103 South Church Street, George Town, Grand Cayman KY1-1106, Cayman Islands 12 May 2023 Pintec Technology Holdings Limited (the “Company”) We consent to the reference to our firm under the heading “Memorandum and Articles of Association” in the Company’s Annual Report on Form 20-F for the year ended Decembe |
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May 15, 2023 |
Exhibit 13.2 Certification by the Principal Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of Pintec Technology Holdings Limited (the “Company”) on Form 20-F for the year ended December 31, 2022 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Zexiong Huang, Acting Chief Financial Officer of |
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May 15, 2023 |
Exhibit 10.1 Equity Transfer Agreement THIS EQUITY TRANSFER AGREEMENT (the “Agreement”) is entered into as of May 31, 2022, by and between: 1. Transferor: Pintec Technology Holdings Limited, a company incorporated in the British Cayman Islands (Company No. OI-320352) with its registered address at P. O. Box 472, Harbour Place, 2nd Floor, 103 South Church Street, George Town, Grand Cayman KY1-1106, |
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May 15, 2023 |
Exhibit 12.1 Certification by the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Zexiong Huang, certify that: 1. I have reviewed this annual report on Form 20-F of Pintec Technology Holdings Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statemen |
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April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K x Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Pe |
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April 13, 2023 |
Exhibit A JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G referred to below) on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to ordinary shares, par value of $0. |
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April 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. )* Pintec Technology Holdings Limited (Name of Issuer) Class A ordinary shares, $0.000125 par value per share (Title of Class of Securities) 72352G 107** (CUSIP Number) March 16, 2023 (Date of Event Which Requires Filing of this Statement) Che |
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April 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2023 Commission File Number: 001-38712 Pintec Technology Holdings Limited (Exact name of registrant as specified in its charter) 3rd Floor, No. 11 Building, No. 109 Yard Tianjizhigu, Jing |
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April 12, 2023 |
PT / Pintec Technology Holdings Ltd - ADR / Linkto Tech Ltd - SC 13G Passive Investment SC 13G 1 tm2312387d1sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. )* Pintec Technology Holdings Limited (Name of Issuer) Class A ordinary shares, $0.000125 par value per share (Title of Class of Securities) 72352G 107** (CUSIP Number) March 16, 2023 (Date of Event Which R |
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April 12, 2023 |
Exhibit A JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G referred to below) on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to ordinary shares, par value of $0. |
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April 12, 2023 |
Pintec Regains Compliance with Nasdaq Minimum Bid Price Requirement Exhibit 99.1 Pintec Regains Compliance with Nasdaq Minimum Bid Price Requirement BEIJING, April 12, 2023 /PRNewswire/ - Pintec Technology Holdings Limited (Nasdaq: PT) (“PINTEC” or the “Company”), a Nasdaq listing group providing technology enabled financial and digital services to micro, small and medium enterprises ecosystem, today announced that it has received a notification letter from the Li |
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March 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2023 Commission file number: 001- 38712 Pintec Technology Holdings Limited (Exact name of registrant as specified in its charter) 3rd Floor, No. 11 Building No. 109 Yard Tianjizhigu Jingh |
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March 17, 2023 |
PINTEC Announces US$4 million Private Placement of Class A Ordinary Shares Exhibit 99.1 PINTEC Announces US$4 million Private Placement of Class A Ordinary Shares BEIJING, March 17, 2023 /PRNewswire/ - Pintec Technology Holdings Limited (Nasdaq: PT) (“PINTEC” or the “Company”), a leading independent technology platform enabling financial services in China, today announced that it has entered into share purchase agreements with certain investors on March 16, 2023. Under t |
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March 17, 2023 |
Exhibit 99.2 Execution Version SHARE PURCHASE AGREEMENT This Share Purchase Agreement (this “Agreement”) is dated as of March 16, 2023, between Pintec Technology Holdings Limited, a Cayman Islands exempted company (the “Company”), and the purchaser identified on the signature page hereto (including its successors and assigns, the “Purchaser”). WHEREAS, subject to the terms and conditions set forth |
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January 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2023 Commission File Number: 001-38712 Pintec Technology Holdings Limited (Exact name of registrant as specified in its charter) 3rd Floor, No. 11 Building, No. 109 Yard Tianjizhigu, Ji |
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January 27, 2023 |
PINTEC Announces Changes to Management and Board of Directors Exhibit 99.1 PINTEC Announces Changes to Management and Board of Directors BEIJING, Jan. 27, 2023 /PRNewswire/- Pintec Technology Holdings Limited (Nasdaq: PT) (“PINTEC” or the “Company”), a leading independent technology platform enabling financial services in China, today announced Mr. Zexiong Huang will be its Chief Executive Officer, acting Chief Financial Officer, and director of the board of |
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December 23, 2022 |
6-K 1 d421360d6k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2022 Commission File Number: 001-38712 Pintec Technology Holdings Limited (Exact name of registrant as specified in its charter) 3rd Floor, No. 11 Buildin |
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December 23, 2022 |
PINTEC ANNOUNCES UNAUDITED FINANCIAL RESULTS FOR THE FIRST HALF OF 2022 Exhibit 99.1 PINTEC ANNOUNCES UNAUDITED FINANCIAL RESULTS FOR THE FIRST HALF OF 2022 BEIJING, DEC. 23, 2022 (PRNewswire) ? Pintec Technology Holdings Limited (Nasdaq: PT) (?PINTEC? or the ?Company?), a leading independent technology platform enabling financial services in China, today announced its unaudited financial results for the six months ended June 30, 2022. First Half 2022 Financial Highli |
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October 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2022 Commission File Number: 001-38712 Pintec Technology Holdings Limited (Exact name of registrant as specified in its charter) 9/F Heng An Building No. 17, East 3rd Ring Road Chaoyang |
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October 21, 2022 |
6-K 1 d306401d6k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2022 Commission File Number: 001-38712 Pintec Technology Holdings Limited (Exact name of registrant as specified in its charter) 9/F Heng An Building No. 1 |
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June 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2022 Commission File Number: 001-38712 Pintec Technology Holdings Limited (Exact name of registrant as specified in its charter) 9/F Heng An Building No. 17, East 3rd Ring Road Chaoyang Di |
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June 2, 2022 |
Pintec Regains Compliance with Nasdaq Minimum Bid Price Requirement Exhibit 99.1 Pintec Regains Compliance with Nasdaq Minimum Bid Price Requirement BEIJING, June 2, 2022 (PRNewswire) ? Pintec Technology Holdings Limited (Nasdaq: PT) (?PINTEC? or the ?Company?), a leading independent technology platform enabling financial services in China, today announced that it has received a notification letter from the Listing Qualifications Department of the Nasdaq Stock Mar |
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May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2022 Commission File Number: 001-38712 Pintec Technology Holdings Limited (Exact name of registrant as specified in its charter) 9/F Heng An Building No. 17, East 3rd Ring Road Chaoyang Dis |
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May 13, 2022 |
PINTEC ANNOUNCES ADS RATIO CHANGE Exhibit 99.1 PINTEC ANNOUNCES ADS RATIO CHANGE BEIJING, May 13, 2022 (PRNewswire) ? Pintec Technology Holdings Limited (Nasdaq: PT) (?PINTEC? or the ?Company?), a leading independent technology platform enabling financial services in China, today announced that the ratio of its American depositary share (?ADS?) representing its Class A ordinary shares (?ADS Ratio?) is being amended from one (1) AD |
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April 28, 2022 |
Consent of Travers Thorp Alberga Exhibit 15.2 To: Pintec Technology Holdings Limited P.O. Box 472, Harbour Place, 2nd Floor, 103 South Church Street, George Town, Grand Cayman KY1-1106, Cayman Islands 27 April 2022 Pintec Technology Holdings Limited (the ?Company?) We consent to the reference to our firm under the heading ?Memorandum and Articles of Association? in the Company?s Annual Report on Form 20-F for the year ended Decem |
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April 28, 2022 |
Exhibit 4.72 Capital Increase Agreement on Beijing Xiao Benniao Information Technology Co., Ltd. [ ] (month) [ ] (day), 2021 Capital Increase Agreement This Capital Increase Agreement (this ?Agreement?) was entered into on [ ] [ ], 2021 in [Beijing] by and among: (1) Beijing Xiao Benniao Information Technology Co., Ltd., a limited liability company registered in Beijing in accordance with the laws |
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April 28, 2022 |
EX-13.1 Exhibit 13.1 Certification by the Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of Pintec Technology Holdings Limited (the “Company”) on Form 20-F for the year ended December 31, 2021 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Victor Huike Li, Chief Executive Officer |
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April 28, 2022 |
EX-12.2 Exhibit 12.2 Certification by the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Victor Huike Li, certify that: 1. I have reviewed this annual report on Form 20-F of Pintec Technology Holdings Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make th |
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April 28, 2022 |
Consent of Marcum Bernstein & Pinchuk LLP, Independent Registered Public Accounting Firm Exhibit 15.3 Beijing Office Kerry Center South Tower 1 Guang hua Rd., #2419-2422, Chaoyang Dist., Beijing 100020 T 8610.8518.7992 INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM?S CONSENT We consent to the incorporation by reference in this Registration Statement of Pintec Technology Holdings Limited on Form S-8 (FILE NO. 333-229745) of our report dated April 28, 2022, with respect to our audits of |
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April 28, 2022 |
Exhibit 4.74 Cooperation Agreement This Cooperation Agreement (this ?Agreement?) is entered into as of September 27, 2021 in Chaoyang District, Beijing, People?s Republic of China, by and among: Party A: Pintec Technology Holdings Limited, a limited liability company incorporated under the laws of Cayman Islands (?Pintec? or ?PT?). Registered Address: P. O. Box 31119 Grand Pavilion, Hibiscus Way, |
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April 28, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) O |
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April 28, 2022 |
Exhibit 4.76 Equity Transfer Agreement This Equity Transfer Agreement (this ?Agreement?) is hereby entered into in [ ], China as of [ ] [ ], 2022 by and between: Transferor: Peng Jun: a PRC citizen, whose ID card number is 511324198912280047; Tang Mei: a PRC citizen, whose ID card number is 500224198412027661. (Collectively ?Party A?) Transferee: Sky City (Beijing) Technology Co., Ltd. (?Party B?) |
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April 28, 2022 |
Fifth Amended and Restated Memorandum and Articles of Association of the Registrant Exhibit 1.1 THE COMPANIES ACT (REVISED) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES FIFTH AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION OF PINTEC TECHNOLOGY HOLDINGS LIMITED (adopted by a Special Resolution passed on 7 May 2021) 1. The name of the Company is Pintec Technology Holdings Limited. 2. The Registered Office of the Company will be situated at the offices of International Corporation |
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April 28, 2022 |
EX-13.2 Exhibit 13.2 Certification by the Principal Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of Pintec Technology Holdings Limited (the “Company”) on Form 20-F for the year ended December 31, 2021 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Victor Huike Li, Acting Chief Financial |
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April 28, 2022 |
Exhibit 4.75 Investment Termination Agreement on Beijing Xiao Benniao Information Technology Co., Ltd. [ ] (month) [ ] (day), 2021 Investment Termination Agreement This Investment Termination Agreement (?Agreement?) was entered into by and among the following parties on [ ] (month) [ ] (day), 2021: (1) Beijing Xiao Benniao Information Technology Co., Ltd., a limited liability company registered in |
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April 28, 2022 |
Exhibit 15.1 April 28, 2022 To: Pintec Technology Holdings Limited (the ?Company?) 9/F Heng An Building No. 17 East 3rd Ring Road Chaoyang District, Beijing People?s Republic of China Ladies and Gentlemen: We hereby consent to the reference of our name under the headings ?Item 3. Key Information?D. Risk Factors?Risks Relating to Our Corporate Structure? and ?Item 4. Information on the Company?C. O |
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April 28, 2022 |
Exhibit 4.73 Shareholders? Agreement on Beijing Xiao Benniao Information Technology Co., Ltd. [ ] (month) [ ] (day), 2021 Shareholders? Agreement This Shareholders? Agreement (this ?Agreement?) was entered into on [ ] [ ], 2021 in [Beijing] by and among: (1) Beijing Xiao Benniao Information Technology Co., Ltd., a limited liability company registered in Beijing in accordance with the laws of China |
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April 28, 2022 |
EX-12.1 Exhibit 12.1 Certification by the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Victor Huike Li, certify that: 1. I have reviewed this annual report on Form 20-F of Pintec Technology Holdings Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make th |
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February 11, 2022 |
EXHIBIT A JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G referred to below) on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the shares of Class A ordinary shares, par value of $0. |
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February 11, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Pintec Technology Holdings Limited (Name of Issuer) Class A ordinary shares, $0.000125 par value per share (Title of Class of Securities) 72352G 107** (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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January 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2022 Commission File Number: 001-38712 Pintec Technology Holdings Limited (Exact name of registrant as specified in its charter) 9/F Heng An Building No. 17, East 3rd Ring Road Chaoyang |
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January 24, 2022 |
EXHIBIT A JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G referred to below) on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the shares of Class A ordinary shares, par value of $0. |
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January 24, 2022 |
PT / Pintec Technology Holdings Limited / Dong Jun - SCHEDULE 13G AMENDMENT NO. 3 Passive Investment Schedule 13G Amendment No. 3 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 3)* Pintec Technology Holdings Limited (Name of Issuer) Class A ordinary shares, $0.0001 |
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December 10, 2021 |
6-K 1 d260546d6k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2021 Commission File Number: 001-38712 Pintec Technology Holdings Limited (Exact name of registrant as specified in its charter) 9/F Heng An Building No. |
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December 10, 2021 |
PINTEC RECEIVES NASDAQ NOTIFICATION REGARDING MINIMUM BID PRICE COMPLIANCE Exhibit 99.1 PINTEC RECEIVES NASDAQ NOTIFICATION REGARDING MINIMUM BID PRICE COMPLIANCE BEIJING, Dec. 10, 2021 (PRNewswire) ? Pintec Technology Holdings Limited (Nasdaq: PT) (?PINTEC? or the ?Company?), a leading independent technology platform enabling financial services in China, today announced that it received notification from NASDAQ Listing Qualifications (?NASDAQ?) on December 9, 2019 that |
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October 27, 2021 |
6-K 1 d238226d6k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2021 Commission File Number: 001-38712 Pintec Technology Holdings Limited (Exact name of registrant as specified in its charter) 9/F Heng An Building No. 1 |
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October 27, 2021 |
PINTEC ANNOUNCES UNAUDITED FINANCIAL RESULTS FOR THE FIRST HALF OF 2021 EX-99.1 2 d238226dex991.htm EX-99.1 Exhibit 99.1 PINTEC ANNOUNCES UNAUDITED FINANCIAL RESULTS FOR THE FIRST HALF OF 2021 BEIJING, Oct. 26, 2021 (PR Newswire) — Pintec Technology Holdings Limited (Nasdaq: PT) (“PINTEC” or the “Company”), a leading independent technology platform enabling financial services in China, today announced its unaudited financial results for the six months ended June 30, 2 |
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August 31, 2021 |
Exhibit 99.1 Pintec Technology Holdings Limited Announces SME Digitization Total Solution Offering and Deconsolidation of Certain Non-core Digital Technical Services BEIJING, August 31, 2021 (GLOBE NEWSWIRE) ? Pintec Technology Holdings Limited (Nasdaq: PT) (?PINTEC? or the ?Company?), a leading independent technology platform enabling financial services in China, today announced its decision to e |
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August 31, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2021 Commission File Number: 001-38712 Pintec Technology Holdings Limited (Exact name of registrant as specified in its charter) 9/F Heng An Building No. 17, East 3rd Ring Road Chaoyang |
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August 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2021 Commission File Number: 001-38712 Pintec Technology Holdings Limited (Exact name of registrant as specified in its charter) 9/F Heng An Building No. 17, East 3rd Ring Road Chaoyang |
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August 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2021 Commission File Number: 001-38712 Pintec Technology Holdings Limited (Exact name of registrant as specified in its charter) 9/F Heng An Building No. 17, East 3rd Ring Road Chaoyang |
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August 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2021 Commission File Number: 001-38712 Pintec Technology Holdings Limited (Exact name of registrant as specified in its charter) 9/F Heng An Building No. 17, East 3rd Ring Road Chaoyang |
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May 7, 2021 |
Exhibit 99.2 THE COMPANIES ACT (REVISED) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES FIFTH AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION OF PINTEC TECHNOLOGY HOLDINGS LIMITED (adopted by a Special Resolution passed on 7 May 2021) 1. The name of the Company is Pintec Technology Holdings Limited. 2. The Registered Office of the Company will be situated at the offices of International Corporatio |
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May 7, 2021 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2021 Commission File Number: 001-38712 Pintec Technology Holdings Limited (Exact name of registrant as specified in its charter) 9/F Heng An Building No. 17, East 3rd Ring Road Chaoyang Dis |
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May 7, 2021 |
PINTEC Announces Results of 2021 Extraordinary General Meeting Exhibit 99.1 PINTEC Announces Results of 2021 Extraordinary General Meeting BEIJING, May 7, 2021 (PRNewswire) ? Pintec Technology Holdings Limited (Nasdaq: PT) (?PINTEC? or the ?Company?), a leading independent technology platform enabling financial services in China, today announced that it held its extraordinary general meeting of shareholders (the ?EGM?) on May 7, 2021. At the EGM, the sharehol |
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April 30, 2021 |
Consent of Travers Thorp Alberga Exhibit 15.2 To: Pintec Technology Holdings Limited P.O. Box 472, Harbour Place, 2nd Floor, 103 South Church Street, George Town, Grand Cayman KY1-1106, Cayman Islands 30 April 2021 Pintec Technology Holdings Limited (the ?Company?) We consent to the reference to our firm under the heading ?Memorandum and Articles of Association? in the Company?s Annual Report on Form 20-F for the year ended Decem |
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April 30, 2021 |
Exhibit 15.1 April 30, 2021 To: Pintec Technology Holdings Limited (the ?Company?) 9/F Heng An Building No. 17 East 3rd Ring Road Chaoyang District, Beijing People?s Republic of China Ladies and Gentlemen: We hereby consent to the reference of our name under the headings ?Item 3. Key Information?D. Risk Factors?Risks Relating to Our Corporate Structure? and ?Item 4. Information on the Company?C. O |
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April 30, 2021 |
Exhibit 4.13 Letter of Consent I, Yansi Tang (ID card No.: 62042119810303092x), is the lawful spouse of Sun Xin. I hereby unconditionally and irrevocably consent to the following documents (hereinafter referred to as ?Transaction Documents?) executed by Sun Xin on January 21, 2021, and agree to dispose of, in accordance with the provisions of the transaction documents, the shares held by and regis |
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April 30, 2021 |
Exhibit 4.70 SHARE PURCHASE AGREEMENT THIS SHARE PURCHASE AGREEMENT (this ?Agreement?) is made as of April 9, 2021, by and among: A. Sky City Holdings Limited (BVI), a company incorporated and existing under the laws of the British Virgin Islands (the ?Purchaser?); B. Pintec Technology Holdings Limited, a company incorporated and existing under the laws of the Cayman Islands (?Pintec Cayman?); C. |
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April 30, 2021 |
Exhibit 4.66 Supplementary Agreement This Supplementary Agreement (?Supplementary Agreement?) is entered into by and among the following parties in Beijing, China on October 22, 2020: 1. Yinchuan Chuanxi Technology Co., Ltd., a limited liability company incorporated and existing under the laws of China, having its registered address at: Room 1417, 15A/F, Building 1, Phase 3 of Yinchuan iBi Yucheng |
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April 30, 2021 |
Exhibit 4.28 Concerted Action Agreement This Agreement is entered into by and between the following Parties in Chaoyang District, Beijing on April 30, 2020: Party A: Liu Yang, a citizen of the People?s Republic of China (?China?, for the purpose of this Agreement, excluding Hong Kong Special Administrative Region, Macao Special Administrative Region, and Taiwan), holding the ID card No.: ***; Part |
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April 30, 2021 |
Exhibit 4.11 Power of Attorney This Power of Attorney (hereinafter referred to as this ?Agreement?) was entered into by and between the following Parties on January 21, 2021 in Beijing, China: Party A: Pintec (Beijing) Technology Co., Ltd. Party B: Sun Xin, ID card No.: *** In this Agreement, Party A and Party B are individually referred to as a ?Party? and collectively as the ?Parties?. Whereas: |
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April 30, 2021 |
Consent of Marcum Bernstein & Pinchuk LLP, Independent Registered Public Accounting Firm Exhibit 15.3 Beijing Office Kerry Center South Tower 1 Guang hua Rd., #2419-2422, Chaoyang Dist., Beijing 100020 T 8610.8518.7992 INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM?S CONSENT We consent to the incorporation by reference in the Registration Statement of Pintec Technology Holdings Limited on Form S-8 (File No. 333-229745) of our report dated April 30, 2021, which includes an explanatory p |
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April 30, 2021 |
Exhibit 13.2 Certification by the Principal Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of Pintec Technology Holdings Limited (the ?Company?) on Form 20-F for the year ended December 31, 2020 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Steven Yuan Ning Sim, Chief Financial Officer of |
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April 30, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) O |
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April 30, 2021 |
Exhibit 4.8 Exclusive Business Cooperation Agreement This Exclusive Business Cooperation Agreement (hereinafter referred to as the ?Agreement?) is entered into by and between the following Parties in Beijing, China on January 21, 2021. Party A: Pintec (Beijing) Technology Co., Ltd. Party B: Pintec Jinke (Beijing) Technology Information Co., Ltd. Party A and Party B are hereinafter referred to indi |
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April 30, 2021 |
Exhibit 13.1 Certification by the Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of Pintec Technology Holdings Limited (the ?Company?) on Form 20-F for the year ended December 31, 2020 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Victor Huike Li, Chief Executive Officer of the |
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April 30, 2021 |
Exhibit 4.25 Equity Interest Transfer Agreement This Equity Interest Transfer Agreement (this ?Agreement?) is entered into by and between the following parties in Chaoyang District, Beijing on April 30, 2020: 1. Transferor: Peng Xiaomei, a citizen of the People?s Republic of China (?China?, for the purpose of this Agreement, excluding Hong Kong Special Administrative Region, Macao Special Administ |
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April 30, 2021 |
Exhibit 4.64 Equity Interest Transfer Agreement among Pintec (Yinchuan) Technology Co., Ltd. and Ningxia Fengyin Enterprise Management Consulting LLP and Yinchuan Chuanxi Technology Co., Ltd. on Yinchuan Chuanxi Technology Co., Ltd. October 22, 2020 Table of Contents Equity Interest Transfer Agreement 3 Article 1 Definitions and Interpretation 4 Article 2 Transfer of the Target Equity Interests 6 |
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April 30, 2021 |
Exhibit 4.65 Supplementary Agreement This Supplementary Agreement (?Supplementary Agreement?) is entered into by and among the following parties in Beijing, China on October , 2020: 1. Yinchuan Chuanxi Technology Co., Ltd., a limited liability company incorporated and existing under the laws of China, having its registered address at: Room 1417, 15A/F, Building 1, Phase 3 of Yinchuan iBi Yucheng C |
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April 30, 2021 |
Exhibit 12.2 Certification by the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Steven Yuan Ning Sim, certify that: 1. I have reviewed this annual report on Form 20-F of Pintec Technology Holdings Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the s |
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April 30, 2021 |
Exhibit 4.10 Share Pledge Agreement This Share Pledge Agreement (hereinafter referred to as this ?Agreement?) was entered into by and among the following parties on January 21, 2021 in Beijing China: Party A: Pintec (Beijing) Technology Co., Ltd. (hereinafter referred to as the ?Pledgee?) Party B: Wei Wei, ID card No.: ***; Sun Xin, ID card No.: ***; (Hereinafter collectively referred to as the ?P |
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April 30, 2021 |
Exhibit 4.67 Title Transfer Contract Transferor: Ningxia Gaoxin Software and Animation Development Co., Ltd. Transferee: Pintec (Yinchuan) Technology Co., Ltd. Signing date: December 14, 2020 Exhibit 4.67 Title Transfer Contract Transferor: Ningxia Gaoxin Software and Animation Development Co., Ltd. (hereinafter referred to as ?Party A?) Transferee: Pintec (Yinchuan) Technology Co., Ltd. (hereinaf |
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April 30, 2021 |
Exhibit 4.68 Supplementary Agreement to the Title Transfer Contract This Supplementary Agreement (hereinafter referred to as this ?Agreement?) is entered into by and between the following parties in Yinchuan, China on December 14, 2020. Transferor: Ningxia Gaoxin Software and Animation Development Co., Ltd. (hereinafter referred to as ?Party A?) Transferee: Pintec (Yinchuan) Technology Co., Ltd. ( |
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April 30, 2021 |
Exhibit 4.14 Letter of Consent I, Fangyi Chen (passport No.: PA9416427), is the lawful spouse of Wei Wei. I hereby unconditionally and irrevocably consent to the following documents (hereinafter referred to as ?Transaction Documents?) executed by Wei Wei on January 21, 2021, and agree to dispose of, in accordance with the provisions of the transaction documents, the shares held by and registered u |
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April 30, 2021 |
Exhibit 4.9 Exclusive Option Agreement This Exclusive Option Agreement (hereinafter referred to as this ?Agreement?) was entered into by and among the following parties on January 21, 2021 in Beijing, China: Party A: Pintec (Beijing) Technology Co., Ltd. Party B: Wei Wei, ID card No.: ***; Sun Xin, ID card No.: ***; Party C: Pintec Jinke (Beijing) Technology Information Co., Ltd. In this Agreement |
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April 30, 2021 |
Exhibit 4.71 Equity Transfer Agreement on Shenzhen Jishengtai Technology Co., Ltd. among Sky City (Beijing) Technology Co., Ltd. and Shi Jing, Peng Yingzi and Shenzhen Jishengtai Technology Co., Ltd. April 12, 2021 Table of Contents Article 1 Definitions and Interpretation 4 Article 2 Transfer of the Target Equity Interests 7 Article 3 Transfer Consideration 8 Article 4 Closing 11 Article 5 Repres |
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April 30, 2021 |
Exhibit 4.30 Supplementary Agreement This Supplementary Agreement (hereinafter referred to as this ?Agreement?) is entered into and among the following Parties in Chaoyang District, Beijing on June 1, 2020: Party A: Liu Yang, a citizen of the People?s Republic of China (?China?, for the purpose of this Agreement, excluding Hong Kong Special Administrative Region, Macao Special Administrative Regio |
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April 30, 2021 |
Exhibit 4.29 Intellectual Property License Agreement This Agreement is entered into and among the following Parties in Chaoyang District, Beijing on April 30, 2020: (1) Shanghai Anquying Technology Co., Ltd., a limited liability company incorporated and validly existing under the laws of China, having its unified social credit code of ***, and registered address at Room 1304-C, 89 Yunling East Roa |
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April 30, 2021 |
Exhibit 4.12 Power of Attorney This Power of Attorney (hereinafter referred to as this ?Agreement?) was entered into by and between the following Parties on January 21, 2021 in Beijing, China: Party A: Pintec (Beijing) Technology Co., Ltd. Party B: Wei Wei, ID card No.: *** In this Agreement, Party A and Party B are individually referred to as a ?Party? and collectively as the ?Parties?. Whereas: |
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April 30, 2021 |
Fourth Amended and Restated Memorandum and Articles of Association of the Registrant Exhibit 1.1 THE COMPANIES LAW (2020 REVISION) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES FOURTH AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION OF PINTEC TECHNOLOGY HOLDINGS LIMITED (adopted by a Special Resolution passed on 25 September 2020) 1. The name of the Company is Pintec Technology Holdings Limited. 2. The Registered Office of the Company will be situated at the offices of Internation |
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April 30, 2021 |
Exhibit 12.1 Certification by the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Victor Huike Li, certify that: 1. I have reviewed this annual report on Form 20-F of Pintec Technology Holdings Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statem |
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April 30, 2021 |
Exhibit 4.24 Termination Agreement This Termination Agreement (hereinafter referred to as this ?Termination Agreement?) is entered into by and among the following parties in Chaoyang District, Beijing on April 30, 2020: Party A: Pintec (Beijing) Technology Co., Ltd., a limited liability company incorporated and existing under the laws of the People?s Republic of China (?China,? for the purpose of |
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April 30, 2021 |
Exhibit 4.27 Equity Interest Transfer Agreement This Equity Interest Transfer Agreement (this ?Agreement?) is entered into by and between the following parties in Chaoyang District, Beijing on April 30, 2020: 1. Transferor: Wei Wei, a citizen of the People?s Republic of China (?China?, for the purpose of this Agreement, excluding Hong Kong Special Administrative Region, Macao Special Administrativ |
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April 30, 2021 |
Exhibit 4.26 Equity Interest Transfer Agreement This Equity Interest Transfer Agreement (this ?Agreement?) is entered into by and between the following parties in Chaoyang District, Beijing on April 30, 2020: 1. Transferor: Wei Wei, a citizen of the People?s Republic of China (?China?, for the purpose of this Agreement, excluding Hong Kong Special Administrative Region, Macao Special Administrativ |
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April 21, 2021 |
EX-99.2 3 d145479dex992.htm EX-99.2 Exhibit 99.2 PINTEC TECHNOLOGY HOLDINGS LIMITED (incorporated in the Cayman Islands with limited liability) (Nasdaq Ticker: PT) Notice of Extraordinary General Meeting to be held on May 7, 2021 (or any adjourned or postponed meeting thereof) NOTICE IS HEREBY GIVEN that an extraordinary general meeting (the “EGM”) of Pintec Technology Holdings Limited (the “Compa |
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April 21, 2021 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2021 Commission File Number: 001-38712 Pintec Technology Holdings Limited (Exact name of registrant as specified in its charter) 9/F Heng An Building No. 17, East 3rd Ring Road Chaoyang D |
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April 21, 2021 |
EX-99.1 2 d145479dex991.htm EX-99.1 Exhibit 99.1 Pintec Technology Holdings Limited Announces Change of Venue for 2021 Extraordinary General Meeting on May 7, 2021 BEIJING, April 20, 2021 (PRNewswire) — Pintec Technology Holdings Limited (Nasdaq: PT) (“PINTEC” or the “Company”), a leading independent technology platform enabling financial services in China, today announced that the venue of its ex |
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April 21, 2021 |
Exhibit 99.3 PINTEC TECHNOLOGY HOLDINGS LIMITED (incorporated in the Cayman Islands with limited liability) (Nasdaq Ticker: PT) Form of Proxy for Extraordinary General Meeting to be held on May 7, 2021 (or any adjournment(s) or postponement(s) thereof) Introduction This Form of Proxy is furnished in connection with the solicitation by the board of directors of Pintec Technology Holdings Limited, a |
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April 14, 2021 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2021 Commission File Number: 001-38712 Pintec Technology Holdings Limited (Exact name of registrant as specified in its charter) 9/F Heng An Building No. 17, East 3rd Ring Road Chaoyang D |
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April 14, 2021 |
PINTEC ANNOUNCES FULL YEAR 2020 UNAUDITED FINANCIAL RESULTS Exhibit 99.1 PINTEC ANNOUNCES FULL YEAR 2020 UNAUDITED FINANCIAL RESULTS BEIJING, April 14, 2021 (PRNewswire) ? Pintec Technology Holdings Limited (NASDAQ: PT) (?PINTEC? or the ?Company?), a leading independent technology platform enabling financial services in China, today announced its unaudited financial results for the year ended December 31, 2020. Financial Highlights for the Year Ended Decem |
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April 12, 2021 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2021 Commission File Number: 001-38712 Pintec Technology Holdings Limited (Exact name of registrant as specified in its charter) 9/F Heng An Building No. 17, East 3rd Ring Road Chaoyang D |
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April 12, 2021 |
Exhibit 99.1 PINTEC to Acquire Jishengtai in Expanding Fully Digitized Securities Brokerage and Wealth Management Platform BEIJING, April 12, 2021 (PRNewswire) ? Pintec Technology Holdings Limited (Nasdaq: PT) (?PINTEC? or the ?Company?), a leading independent technology platform enabling financial services in China, today announced that it has entered into an agreement to acquire all of the equit |
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April 9, 2021 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2021 Commission File Number: 001-38712 Pintec Technology Holdings Limited (Exact name of registrant as specified in its charter) 9/F Heng An Building No. 17, East 3rd Ring Road Chaoyang D |
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April 7, 2021 |
SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Pintec Technology Holdings Limited (Name of Issuer) Class A ordinary shares, $0.000125 par value per share (Title of Class of Securities) 72352G107* (CUSIP Number) Xiaojia Li 17/F, Zhuhai Tower, 1663 YinWan Road, Xiangzhou District Zhuhai, Guangdong Province People’s Republ |
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April 7, 2021 |
Pintec Technology Holdings Limited to Hold 2021 Extraordinary General Meeting on May 7, 2021 Exhibit 99.1 Pintec Technology Holdings Limited to Hold 2021 Extraordinary General Meeting on May 7, 2021 BEIJING, April 2, 2021 (PRNewswire) ? Pintec Technology Holdings Limited (Nasdaq: PT) (?PINTEC? or the ?Company?), a leading independent technology platform enabling financial services in China, today announced that it has called an extraordinary general meeting (the ?EGM?) of shareholders to |
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April 7, 2021 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2021 Commission File Number: 001-38712 Pintec Technology Holdings Limited (Exact name of registrant as specified in its charter) 9/F Heng An Building No. 17, East 3rd Ring Road Chaoyang D |
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April 7, 2021 |
EX-99.2 3 d166795dex992.htm EX-99.2 Exhibit 99.2 PINTEC TECHNOLOGY HOLDINGS LIMITED (incorporated in the Cayman Islands with limited liability) (Nasdaq Ticker: PT) Notice of Extraordinary General Meeting to be held on May 7, 2021 (or any adjourned or postponed meeting thereof) NOTICE IS HEREBY GIVEN that an extraordinary general meeting (the “EGM”) of Pintec Technology Holdings Limited (the “Compa |
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April 7, 2021 |
Exhibit 99.4 Extraordinary General Meeting of Pintec Technology Holdings Limited Date: May 7, 2021 See Voting Instruction On Reverse Side. Please make your marks like this: x Use pen only Directors Recommend For Against Abstain RESOLUTION 1. The resolution as set out in Section 1 of the Notice of Extraordinary General Meeting regarding the change of the authorized share capital of the Company. 2. |
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April 7, 2021 |
EX-99.2 Exhibit 99.2 THIS WARRANT AND THE SECURITIES ISSUABLE UPON THE EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, HYPOTHECATED, OR OTHERWISE TRANSFERRED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY |
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April 7, 2021 |
EX-99.3 4 d166795dex993.htm EX-99.3 Exhibit 99.3 PINTEC TECHNOLOGY HOLDINGS LIMITED (incorporated in the Cayman Islands with limited liability) (Nasdaq Ticker: PT) Form of Proxy for Extraordinary General Meeting to be held on May 7, 2021 (or any adjournment(s) or postponement(s) thereof) Introduction This Form of Proxy is furnished in connection with the solicitation by the board of directors of P |
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April 7, 2021 |
EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13D which this Agreement is annexed as Exhibit 99.1, and any amendments thereto, is and will be filed on behalf of each of them in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended. Date: April 7, 2021 Otov Alfa Holdings Limited By: /s/ Xiaojia |
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February 10, 2021 |
Schedule 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Pintec Technology Holdings Limited (Name of Issuer) Class A ordinary shares, $0.000125 par value per share (Title of Class of Securities) 72352G 107** (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the app |
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February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Schedule 13G Amendment No. 2 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 2)* Pintec Technology Holdings Limited (Name of Issuer) Class A ordinary shares, $0.0001 |
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February 10, 2021 |
SC 13G/A 1 d114827dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Pintec Technology Holdings Limited (Name of Issuer) Class A ordinary shares, $0.000125 par value per share (Title of Class of Securities) 72352G 107** (CUSIP Number) December 31, 2020 (Date of Event Which Requ |
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February 10, 2021 |
EX-99.(A) EXHIBIT A JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G referred to below) on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the sha |
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February 10, 2021 |
Exhibit A EXHIBIT A JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G referred to below) on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the shares of Class A ordinary shares, par value of $0. |
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January 19, 2021 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2021 Commission File Number: 001-38712 Pintec Technology Holdings Limited (Exact name of registrant as specified in its charter) 9/F Heng An Building No. 17, East 3rd Ring Road |
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December 17, 2020 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2020 Commission File Number: 001-38712 Pintec Technology Holdings Limited (Exact name of registrant as specified in its charter) 9/F Heng An Building No. 17, East 3rd Ring Roa |
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October 28, 2020 |
PINTEC Announces RMB400 Million Financing under Equity Transfer Agreements EX-99.1 Exhibit 99.1 PINTEC Announces RMB400 Million Financing under Equity Transfer Agreements BEIJING, October 27, 2020 (PRNewswire) — Pintec Technology Holdings Limited (Nasdaq: PT) (“PINTEC” or the “Company”), a leading independent technology provider enabling financial services in China, today announced that Pintec (Yinchuan) Technology Co., Ltd. (the “Transferee”), a wholly-owned subsidiary |
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October 28, 2020 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2020 Commission File Number: 001-38712 Pintec Technology Holdings Limited (Exact name of registrant as specified in its charter) 9/F Heng An Building No. 17, East 3rd Ring Road |
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September 25, 2020 |
PINTEC Announces Results of 2020 Extraordinary General Meeting EX-99.1 2 d85625dex991.htm EX-99.1 Exhibit 99.1 PINTEC Announces Results of 2020 Extraordinary General Meeting BEIJING, September 25, 2020 (GLOBE NEWSWIRE) — Pintec Technology Holdings Limited (Nasdaq: PT) (“PINTEC” or the “Company”), a leading independent technology platform enabling financial services in China, today announced that it held its 2020 extraordinary general meeting of shareholders ( |
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September 25, 2020 |
Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2020 Commission File Number: 001-38712 Pintec Technology Holdings Limited (Exact name of registrant as specified in its charter) 9/F Heng An Building No. 17, East 3rd Ring Road Ch |
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September 21, 2020 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2020 Commission File Number: 001-38712 Pintec Technology Holdings Limited (Exact name of registrant as specified in its charter) 9/F Heng An Building No. 17, East 3rd Ring Ro |
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September 21, 2020 |
PINTEC ANNOUNCES FIRST HALF 2020 UNAUDITED FINANCIAL RESULTS EX-99.1 Exhibit 99.1 PINTEC ANNOUNCES FIRST HALF 2020 UNAUDITED FINANCIAL RESULTS BEIJING, Sept. 21, 2020 (GLOBE NEWSWIRE) — Pintec Technology Holdings Limited (NASDAQ: PT) (“PINTEC” or the “Company”), a leading independent technology platform enabling financial services in China, today announced its unaudited financial results for the six months ended June 30, 2020. First Half 2020 Financial High |
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August 26, 2020 |
PINTEC TECHNOLOGY HOLDINGS LIMITED TO HOLD 2020 EXTRAORDINARY GENERAL MEETING ON SEPTEMBER 25, 2020 EX-99.1 Exhibit 99.1 PINTEC TECHNOLOGY HOLDINGS LIMITED TO HOLD 2020 EXTRAORDINARY GENERAL MEETING ON SEPTEMBER 25, 2020 Pintec Technology Holdings Limited (Nasdaq: PT) (“PINTEC” or the “Company”), a leading independent technology platform enabling financial services in China, today announced that it has called an extraordinary general meeting (the “EGM”) of shareholders to be held at Floor 9, Roo |
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August 26, 2020 |
EX-99.3 Exhibit 99.3 PINTEC TECHNOLOGY HOLDINGS LIMITED (incorporated in the Cayman Islands with limited liability) (Nasdaq Ticker: PT) Form of Proxy for Extraordinary General Meeting to be held on September 25, 2020 (or any adjournment(s) or postponement(s) thereof) Introduction This Form of Proxy is furnished in connection with the solicitation by the board of directors of Pintec Technology Hold |
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August 26, 2020 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2020 Commission File Number: 001-38712 Pintec Technology Holdings Limited 9/F Heng An Building No. 17, East 3rd Ring Road Chaoyang District, Beijing People’s Republic of China ( |
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August 26, 2020 |
EX-99.2 Exhibit 99.2 PINTEC TECHNOLOGY HOLDINGS LIMITED (incorporated in the Cayman Islands with limited liability) (Nasdaq Ticker: PT) Notice of Extraordinary General Meeting to be held on September 25, 2020 (or any adjourned or postponed meeting thereof) NOTICE IS HEREBY GIVEN that an extraordinary general meeting (the “EGM”) of Pintec Technology Holdings Limited (the “Company”) will be held at |
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August 4, 2020 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2020 Commission File Number: 001-38712 Pintec Technology Holdings Limited 9/F Heng An Building No. 17, East 3rd Ring Road Chaoyang District, Beijing People’s Republic of China ( |
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August 4, 2020 |
PINTEC Announces Changes to Management and Board of Directors EX-99.1 Exhibit 99.1 PINTEC Announces Changes to Management and Board of Directors BEIJING, August 2, 2020 (GLOBE NEWSWIRE) — Pintec Technology Holdings Limited (Nasdaq: PT) (“PINTEC” or the “Company”), a leading independent technology platform enabling financial services in China, today announced the appointment of Dr. Victor Huike Li as chief executive officer and director of the Company, effect |
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June 29, 2020 |
EX-2.4 Exhibit 2.4 Description of Rights of Each Class of Securities Registered under Section 12 of the Securities Exchange Act of 1934 (the “Exchange Act”) American Depositary Shares (“ADSs”), each representing seven Class A ordinary shares of Pintec Technology Holdings Limited, (the “we,” “our,” “our company,” or “us”) are listed and traded on the Nasdaq Global Market and, in connection with thi |
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June 29, 2020 |
EX-4.47 Exhibit 4.47 Equity Pledge Agreement This Equity Pledge Agreement (hereinafter referred to as this “Agreement”) is entered into on August 30, 2019 by and between: Party A: Shanghai Mandra Technology Co., Ltd., a limited liability company duly incorporated and validly existing under the laws of China, with its registered address at 906, No. 3388 New Gonghe Road, Jing’an District, Shanghai ( |
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June 29, 2020 |
EX-15.1 22 d884955dex151.htm EX-15.1 Exhibit 15.1 June 29, 2020 To: Pintec Technology Holdings Limited (the “Company”) 9/F Heng An Building No 17 East 3rd Ring Road Chaoyang District, Beijing People’s Republic of China Ladies and Gentlemen: We hereby consent to the reference of our name under the headings “Item 3. Key Information—D. Risk Factors—Risks Relating to Our Corporate Structure” and “Item |
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June 29, 2020 |
Form 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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June 29, 2020 |
EX-4.8 Exhibit 4.8 Exclusive Business Cooperation Agreement This Exclusive Business Cooperation Agreement (hereinafter referred to as the “Agreement”) is entered into by and between the following Parties in Beijing, China on September 25, 2019. Party A: Pintec (Beijing) Technology Co., Ltd. Party B: Pintec Jinke (Beijing) Information Technology Co., Ltd. Party A and Party B are hereinafter referre |
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June 29, 2020 |
EX-4.52 15 d884955dex452.htm EX-4.52 Exhibit 4.52 Capital Increase Agreement on Pintec (Yinchuan) Technology Co., Ltd. between Huatai (Ningxia) Enterprise Consulting Service Partnership (Limited Partnership) and Pintec (Ganzhou) Technology Co., Ltd. (month) (day), (year) 1 / 21 Capital Increase Agreement Agreement No.: 2019HTZZ-TZ-01 This Capital Increase Agreement (hereinafter referred to as this |
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June 29, 2020 |
EX-12.1 Exhibit 12.1 Certification by the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Jun Dong, certify that: 1. I have reviewed this annual report on Form 20-F of Pintec Technology Holdings Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the state |
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June 29, 2020 |
EX-4.46 Exhibit 4.46 Loan Contract This Loan Contract (this “Contract”) is made on August 30, 2019 (the “Signing Date”) by and among: (1) Shanghai Anquying Technology Co., Ltd., a limited liability company duly incorporated and validly existing under the laws of China, with its registered address at 1304-C, No. 89, East Yunling Road, Putuo District, Shanghai (the “Borrower”); (2) Shanghai Mandra T |
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June 29, 2020 |
EX-4.45 8 d884955dex445.htm EX-4.45 Exhibit 4.45 Capital Increase Agreement on Shenzhen Xinyuhao Technology Co., Ltd. between Anquying (Tianjin) Technology Co., Ltd. and Yunnan Zhongzhiyuan Yunda Automobile Sales Co., Ltd. [month] [day], 2019 This Capital Increase Agreement (hereinafter referred to as this “Agreement”) was entered into by and among the following parties on (month) (day), (year) in |
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June 29, 2020 |
EX-4.44 7 d884955dex444.htm EX-4.44 Exhibit 4.44 Share Transfer Agreement on Shenzhen Xinyuhao Technology Co., Ltd. among Jianianhua (Tianjin) Information Technology Co., Ltd. and Anquying (Tianjin) Technology Co., Ltd., Yunnan Zhongzhiyuan Yunda Automobile Sales Co., Ltd. (month) (day), 2019 1 Share Transfer Agreement This Share Transfer Agreement (this “Agreement”) was entered into on December 2 |
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June 29, 2020 |
EX-12.2 Exhibit 12.2 Certification by the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Steven Yuan Ning Sim, certify that: 1. I have reviewed this annual report on Form 20-F of Pintec Technology Holdings Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to ma |
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June 29, 2020 |
EX-4.9 Exhibit 4.9 Exclusive Option Agreement This Exclusive Option Agreement (hereinafter referred to as this “Agreement”) was entered into by and among the following parties on September 25, 2019 in Beijing, China: Party A: Pintec (Beijing) Technology Co., Ltd. Party B: Wei Wei, ID card No.: 130202197312090637; Chen Bingqing, ID card No.: 620122198411210017; Party C: Pintec Jinke (Beijing) Infor |
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June 29, 2020 |
EX-4.48 11 d884955dex448.htm EX-4.48 Exhibit 4.48 Loan Agreement This Loan Agreement (this “Agreement”) is made in Chaoyang District, Beijing on August 30, 2019 by and between: Lender: Sky City (Beijing) Technology Co., Ltd. Address: 3009, 3/F, Auxiliary Building of Bowangyuan, Yangfangdian, Haidian District, Beijing Borrower: Lerong Duoyuan (Beijing) Technology Co., Ltd. Address: 806, 8/F, Buildi |
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June 29, 2020 |
Consent of Marcum Bernstein & Pinchuk LLP, Independent Registered Public Accounting Firm EX-15.3 Exhibit 15.3 INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM’S CONSENT We consent to the incorporation by reference in the Registration Statement of Pintec Technology Holdings Limited on Form S-8 (File No. 333-229745) of our report dated June 29, 2020, which includes explanatory paragraphs as to the restatement of previously issued financial statements and change in accounting principle, and |
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June 29, 2020 |
EX-13.1 Exhibit 13.1 Certification by the Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of Pintec Technology Holdings Limited (the “Company”) on Form 20-F for the year ended December 31, 2019 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Jun Dong, Acting Chief Executive Officer |
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June 29, 2020 |
EX-4.53 Exhibit 4.53 Dated December 2019 Supplemental Agreement to Information Service Cooperation Agreement among Beijing LeRong Duoyuan Information Technology Co., Ltd., Lerong Duoyuan (Beijing) Technology Co., Ltd. and Shanghai Anquying Technology Co., Ltd. 1/6 Supplemental Agreement to Information Service Cooperation Agreement Party A 1: Beijing LeRong Duoyuan Information Technology Co., Ltd. |
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June 29, 2020 |
EX-4.51 Exhibit 4.51 Share Transfer Agreement on Pintec (Beijing) Technology Co., Ltd. between Pintec (Ganzhou) Technology Co., Ltd. and Pintec (Yinchuan) Technology Co., Ltd. (month) (day), 2019 1 Share Transfer Agreement This Share Transfer Agreement (this “Agreement”) was entered into on November 20, 2019 in Beijing by and between: Transferor: Pintec (Ganzhou) Technology Co., Ltd., a foreign-in |
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June 29, 2020 |
Consent of Travers Thorp Alberga EX-15.2 23 d884955dex152.htm EX-15.2 Exhibit 15.2 To: Pintec Technology Holdings Limited P.O. Box 472, Harbour Place, 2nd Floor, 103 South Church Street, George Town, Grand Cayman KY1-1106, Cayman Islands June 29, 2020 Pintec Technology Holdings Limited (the “Company”) We consent to the reference to our firm under the heading “Memorandum and Articles of Association” in the Company’s Annual Report |
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June 29, 2020 |
EX-13.2 Exhibit 13.2 Certification by the Principal Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of Pintec Technology Holdings Limited (the “Company”) on Form 20-F for the year ended December 31, 2019 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Steven Yuan Ning Sim, Chief Financial Of |
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June 29, 2020 |
EX-4.11 Exhibit 4.11 Power of Attorney This Power of Attorney (hereinafter referred to as this “Agreement”) was entered into by and between the following Parties on September 25, 2019 in Beijing, China: Party A: Pintec (Beijing) Technology Co., Ltd. Party B: Wei Wei, ID card No.: 130202197312090637 In this Agreement, Party A and Party B are individually referred to as a “Party” and collectively as |
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June 29, 2020 |
EX-4.10 Exhibit 4.10 Equity Pledge Agreement This Equity Pledge Agreement (hereinafter referred to as this “Agreement”) was entered into by and among the following parties on September 25, 2019 in Beijing China: Party A: Pintec (Beijing) Technology Co., Ltd. (hereinafter referred to as the “Pledgee”) Party B: Wei Wei, ID card No.: 130202197312090637; Chen Bingqing, ID card No.: 620122198411210017; |
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June 29, 2020 |
EX-16.1 Exhibit 16.1 June 29, 2020 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Pintec Technology Holdings Limited (copy attached) pursuant to Item 16F of Form 20-F, which we understand will be filed with the Securities and Exchange Commission as part of the annual report on Form 20-F of Pintec Technology Holdings Lim |
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June 29, 2020 |
EX-4.50 13 d884955dex450.htm EX-4.50 Exhibit 4.50 Partnership Agreement of Huatai (Ningxia) Enterprise Counseling Service Partnership (Limited Partnership) October 2019 Partnership Agreement of Huatai (Ningxia) Enterprise Counseling Service Partnership (Limited Partnership) This Agreement is made in Yinchuan, Ningxia as of October 21, 2019 by and between: Yinchuan Xingyin Investment Fund Partnersh |
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June 29, 2020 |
EX-4.49 Exhibit 4.49 Loan Agreement This Loan Agreement (this “Agreement”) is made in Chaoyang District, Beijing on September 9, 2019 by and between: Lender: Sikaisite (Beijing) Science and Technology Co., Ltd. Address: 3009, 3/F, Auxiliary Building of Bowangyuan, Yangfangdian, Haidian District, Beijing Borrower: Lerong Duoyuan (Beijing) Technology Co., Ltd. Address: 806, 8/F, Building 4#, Yard 18 |
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June 29, 2020 |
Current Report of Foreign Issuer - 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2020 Commission File Number: 001-38712 Pintec Technology Holdings Limited 9/F Heng An Building No. 17, East 3rd Ring Road Chaoyang District, Beijing People’s Republic of China (Ad |
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June 16, 2020 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2020 Commission File Number: 001-38712 Pintec Technology Holdings Limited 9/F Heng An Building No. 17, East 3rd Ring Road Chaoyang District, Beijing People’s Republic of China (Ad |
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June 16, 2020 |
PINTEC Announces Full Year 2019 Unaudited Financial Results EX-99.1 Exhibit 99.1 PINTEC Announces Full Year 2019 Unaudited Financial Results BEIJING, June 15, 2020 (GLOBE NEWSWIRE) – Pintec Technology Holdings Limited (NASDAQ: PT) (“PINTEC” or the “Company”), a leading independent technology platform enabling financial services in China, today announced its unaudited financial results for the year ended December 31, 2019. Financial Highlights for the Year |
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June 15, 2020 |
NT 20-F SEC FILE NUMBER: 001-38712 CUSIP NUMBER: 72352G 107 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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May 11, 2020 |
PINTEC Announces Changes to Its Board of Directors EX-99.1 Exhibit 99.1 PINTEC Announces Changes to Its Board of Directors BEIJING, May 8th, 2020 (GLOBE NEWSWIRE) — Pintec Technology Holdings Limited (NASDAQ: PT) (“PINTEC” or the “Company”), a leading financial technology solution provider in China, today announced changes to its board of directors effective immediately. The Company’s board of directors has appointed Mr. Zehua Shi as an independen |
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May 11, 2020 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2020 Commission File Number: 001-38712 Pintec Technology Holdings Limited 9/F Heng An Building No. 17, East 3rd Ring Road Chaoyang District, Beijing People’s Republic of China (Add |
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April 29, 2020 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2020 Commission File Number: 001-38712 Pintec Technology Holdings Limited 9/F Heng An Building No. 17, East 3rd Ring Road Chaoyang District, Beijing People’s Republic of China (A |
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February 13, 2020 |
PT / Pintec Technology Holdings Limited / Zhang Song-yi - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Pintec Technology Holdings Limited (Name of Issuer) Class A ordinary shares, $0.000125 par value per share (Title of Class of Securities) 72352G 107** (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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February 13, 2020 |
EX-99.1 2 a20-78931ex99d1.htm EXHIBIT A EXHIBIT A JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G referred to below) on behalf of each of them of a statement on Schedule 13G (including amendments th |