PZC / PIMCO California Municipal Income Fund III - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

PIMCO CALIFORNIA MUNICIPAL INCOME FUND III 1633 Broadway, New York, New York 10019 (212) 235-0453

RW PIMCO CALIFORNIA MUNICIPAL INCOME FUND III 1633 Broadway, New York, New York 10019 (212) 235-0453 August 8, 2025 VIA EDGAR U.

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on August 15, 2025, pursuant to the provisions of Rule 12d2-2 (a).

SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

PZC / PIMCO California Municipal Income Fund III / JPMORGAN CHASE BANK, NATIONAL ASSOCIATION - SC 13G Passive Investment

SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* PIMCO California Municipal Income Fund III (Name of Issuer) Remarketable Variable Rate MuniFund Term Preferred Shares, Series 2054-A (Title of Class of Securities) 72201C703 (CUSIP Number) June 12, 2024 (Date of Event Which Requires Filing of this

JOINT FILING AGREEMENT

EX-99.1 2 d852393dex991.htm EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT This Statement is filed by Wells Fargo & Company on its own behalf and on behalf of Wells Fargo Municipal Capital Strategies, LLC. Aggregate beneficial ownership reported by Wells Fargo & Company under Item 11 on page 2 is on a consolidated basis and includes any beneficial ownership separately reported herein by Wells Fargo M

PZC / PIMCO California Municipal Income Fund III / WELLS FARGO & COMPANY/MN - SC 13D/A Activist Investment

SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.5)* PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (Name of Issuer) REMARKETABLE VARIABLE RATE MUNIFUND TERM PREFERRED SHARES (Title of Class of Securities) 72201C406 72201C505 (CUSIP Number) Vera Gurova Senior Counsel Wells Fargo & Company 401 S. Tryon

LIMITED POWER OF ATTORNEY

EX-99.2 3 d852393dex992.htm EX-99.2 Exhibit 99.2 LIMITED POWER OF ATTORNEY Know all by these present, that the undersigned hereby constitutes and appoints each of Debra Cho, Patricia Arce and Stacy Otieno, acting alone, the undersigned’s true and lawful attorney-in-fact to: (1) complete and sign, for and on behalf of the undersigned, all reports and filings required by Sections 13 and 16 of the Se

PZC / PIMCO California Municipal Income Fund III / BANK OF AMERICA CORP /DE/ - SC 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. n/a)* PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (Name of Issuer) REMARKETABLE VARIABLE RATE MUNIFUND TERM PREFERRED SHARES (Title of Class of Securities) 72201C604 (CUSIP Number) Bank of America Corporation Bank of America Corporate Center 100 North Tryon S

ARTICLE I

EX-99.4 5 ef20027485ex99-4.htm EXHIBIT 99.4 Exhibit 99.4 RVMTP Purchase Agreement PIMCO California Municipal Income Fund III as Issuer and Banc of America Preferred Funding Corporation as Purchaser and BofA Securities, Inc. as DTC Agent April 17, 2024 CONTENTS SECTION PAGE ARTICLE I DEFINITIONS 1 1.1 Incorporation of Certain Definitions by Reference 7 ARTICLE II PURCHASE AND TRANSFERS, COSTS AND E

JOINT FILING AGREEMENT

EX-99.1 2 ef20027485ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or an

Execution Version VOTING TRUST AGREEMENT

EX-99.3 4 ef20027485ex99-3.htm EXHIBIT 99.3 Exhibiy 99.3 Execution Version VOTING TRUST AGREEMENT THIS VOTING TRUST AGREEMENT (this “Agreement”) is made and entered into effective for all purposes and in all respects as of April 17, 2024, by and among Lord Securities Corporation, as trustee (the “Trustee” or any successor thereto), Banc of America Preferred Funding Corporation, a Delaware corporat

REGISTRATION RIGHTS AGREEMENT

EX-99.5 6 ef20027485ex99-5.htm EXHIBIT 99.5 Exhibit 99.5 Execution version REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this "Agreement"), executed as of April 17, 2024, is made between PIMCO CALIFORNIA MUNICIPAL INCOME FUND III, a Massachusetts business trust, as issuer (the "Fund"), and BANC OF AMERICA PREFERRED FUNDING CORPORATION, a Delaware corporation, including its succ

BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY

EX-99.2 3 ef20027485ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint Michael Jentis as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, for the Corporation's use and benefit, to

Number of Shares Accepted for Payment

April 17, 2024 For information on the Tender Offers: Financial Advisors: (800) 628-1237 Shareholders: (844) 337-4626 or (844) 33-PIMCO PIMCO Media Relations: (212) 597-1054 PIMCO CALIFORNIA MUNICIPAL INCOME FUND, PIMCO CALIFORNIA MUNICIPAL INCOME FUND II, PIMCO CALIFORNIA MUNICIPAL INCOME FUND III, PIMCO MUNICIPAL INCOME FUND, PIMCO MUNICIPAL INCOME FUND II, PIMCO MUNICIPAL INCOME FUND III, PIMCO

As filed with the Securities and Exchange Commission on April 17, 2024 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act Of 1934 Amendment No

As filed with the Securities and Exchange Commission on April 17, 2024 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

Calculation of Filing Fee Tables SC TO-I (Form Type) PIMCO California Municipal Income Fund III (Exact Name of Registrant as Specified in its Charter) Table 1 to Paragraph (a)(7)   Transaction     Valuation   Fee rate      Amount of     Filing Fee  

EX-FILING FEES Calculation of Filing Fee Tables SC TO-I (Form Type) PIMCO California Municipal Income Fund III (Exact Name of Registrant as Specified in its Charter) Table 1 to Paragraph (a)(7)   Transaction     Valuation   Fee rate      Amount of     Filing Fee   Fees to Be Paid 85,039,500 (a) 147.

NOTICE OF GUARANTEED DELIVERY To Tender Auction-Rate Preferred Shares PIMCO Corporate & Income Strategy Fund PIMCO High Income Fund PIMCO Income Strategy Fund PIMCO Income Strategy Fund II PIMCO Corporate & Income Opportunity Fund PIMCO California Mu

NOTICE OF GUARANTEED DELIVERY To Tender Auction-Rate Preferred Shares Of PIMCO Corporate & Income Strategy Fund PIMCO High Income Fund PIMCO Income Strategy Fund PIMCO Income Strategy Fund II PIMCO Corporate & Income Opportunity Fund PIMCO California Municipal Income Fund PIMCO California Municipal Income Fund II PIMCO California Municipal Income Fund III PIMCO Municipal Income Fund PIMCO Municipa

Instructions for Withdrawal Previously Tendered Auction-Rate Preferred Shares PIMCO Corporate & Income Strategy Fund, PIMCO High Income Fund, PIMCO Income Strategy Fund, PIMCO Income Strategy Fund II, PIMCO Corporate & Income Opportunity Fund, PIMCO

Instructions for Withdrawal of Previously Tendered Auction-Rate Preferred Shares of PIMCO Corporate & Income Strategy Fund, PIMCO High Income Fund, PIMCO Income Strategy Fund, PIMCO Income Strategy Fund II, PIMCO Corporate & Income Opportunity Fund, PIMCO California Municipal Income Fund, PIMCO California Municipal Income Fund II, PIMCO California Municipal Income Fund III, PIMCO Municipal Income

LETTER OF TRANSMITTAL To Tender Preferred Shares (Designated Auction-Rate Preferred Shares Series A and/or Series B) PIMCO California Municipal Income Fund III Pursuant to the Offer to Purchase Dated March 12, 2024 THE OFFER AND WITHDRAWAL RIGHTS EXP

LETTER OF TRANSMITTAL To Tender Preferred Shares (Designated Auction-Rate Preferred Shares Series A and/or Series B) of PIMCO California Municipal Income Fund III Pursuant to the Offer to Purchase Dated March 12, 2024 THE OFFER AND WITHDRAWAL RIGHTS EXPIRE AT 5:00 P.

TENDER OFFER AGREEMENT

TENDER OFFER AGREEMENT This Agreement (“Agreement”) is made and entered into as of the 12th day of March, 2024, by and among PIMCO Corporate & Income Strategy Fund (“PCN”), PIMCO Income Strategy Fund (“PFL”), PIMCO Income Strategy Fund II (“PFN”), PIMCO High Income Fund (“PHK”), PIMCO Corporate & Income Opportunity Fund (“PTY”), PIMCO Municipal Income Fund (“PMF”), PIMCO Municipal Income Fund II (

Offer by Each of PIMCO Corporate & Income Strategy Fund PIMCO High Income Fund PIMCO Income Strategy Fund PIMCO Income Strategy Fund II PIMCO Corporate & Income Opportunity Fund PIMCO California Municipal Income Fund PIMCO California Municipal Income

Offer by Each of PIMCO Corporate & Income Strategy Fund PIMCO High Income Fund PIMCO Income Strategy Fund PIMCO Income Strategy Fund II PIMCO Corporate & Income Opportunity Fund PIMCO California Municipal Income Fund PIMCO California Municipal Income Fund II PIMCO California Municipal Income Fund III PIMCO Municipal Income Fund PIMCO Municipal Income Fund II PIMCO Municipal Income Fund III PIMCO N

As filed with the Securities and Exchange Commission on March 12, 2024 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act Of 1934 PIMCO Califo

As filed with the Securities and Exchange Commission on March 12, 2024 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

March 12, 2024

March 12, 2024 For information on the Tender Offers: Financial Advisors: (800) 628-1237 Shareholders: (844) 337-4626 or (844) 33-PIMCO PIMCO Media Relations: (212) 597-1054 PIMCO CORPORATE & INCOME STRATEGY FUND, PIMCO HIGH INCOME FUND, PIMCO INCOME STRATEGY FUND, PIMCO INCOME STRATEGY FUND II, PIMCO CORPORATE & INCOME OPPORTUNITY FUND, PIMCO CALIFORNIA MUNICIPAL INCOME FUND, PIMCO CALIFORNIA MUNI

Offer by Each of PIMCO Corporate & Income Strategy Fund PIMCO High Income Fund PIMCO Income Strategy Fund PIMCO Income Strategy Fund II PIMCO Corporate & Income Opportunity Fund PIMCO California Municipal Income Fund PIMCO California Municipal Income

Offer by Each of PIMCO Corporate & Income Strategy Fund PIMCO High Income Fund PIMCO Income Strategy Fund PIMCO Income Strategy Fund II PIMCO Corporate & Income Opportunity Fund PIMCO California Municipal Income Fund PIMCO California Municipal Income Fund II PIMCO California Municipal Income Fund III PIMCO Municipal Income Fund PIMCO Municipal Income Fund II PIMCO Municipal Income Fund III PIMCO N

Offer by Each of PIMCO Corporate & Income Strategy Fund (“PCN”) PIMCO High Income Fund (“PHK”) PIMCO Income Strategy Fund (“PFL”) PIMCO Income Strategy Fund II (“PFN”) PIMCO Corporate & Income Opportunity Fund (“PTY”) PIMCO California Municipal Incom

Offer by Each of PIMCO Corporate & Income Strategy Fund (“PCN”) PIMCO High Income Fund (“PHK”) PIMCO Income Strategy Fund (“PFL”) PIMCO Income Strategy Fund II (“PFN”) PIMCO Corporate & Income Opportunity Fund (“PTY”) PIMCO California Municipal Income Fund (“PCQ”) PIMCO California Municipal Income Fund II (“PCK”) PIMCO California Municipal Income Fund III (“PZC”) PIMCO Municipal Income Fund (“PMF”

Calculation of Filing Fee Tables SC TO-I (Form Type) PIMCO California Municipal Income Fund III (Exact Name of Registrant as Specified in its Charter) Table 1 to Paragraph (a)(7) Transaction Valuation Fee rate Amount of Filing Fee Fees to Be Paid  85

EX-FILING FEES Calculation of Filing Fee Tables SC TO-I (Form Type) PIMCO California Municipal Income Fund III (Exact Name of Registrant as Specified in its Charter) Table 1 to Paragraph (a)(7) Transaction Valuation Fee rate Amount of Filing Fee Fees to Be Paid  85,039,500(a)   147.

JOINT FILING AGREEMENT

EX-99.2 3 banajfa.htm JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (in

BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY

EX-99.1 2 bacpoa.htm BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint each of Szabina Biro, Hannah Chae, Andres Ortiz Custodio, Kamil Dziedzic, Krishnan Harihanran, Kelvin Kwok, Frank Lui, James Todd, Michelle Wong, and Monica Yako as an attorney-in-fact for the Corporation actin

PZC / PIMCO California Municipal Income Fund III / BANK OF AMERICA CORP /DE/ Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 02)* PIMCO California Municipal Income Fund III (Name of Issuer) Preferred Shares (Title of Class of Securities) 72201C (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule

SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) September 26, 2023 PIMCO California Municipal Income Fund III (Exact Name of Registrant as Specified in Its Charter) Massachusetts (State or Other Jurisdiction of Incorporation) 811-21188 16-1624050 (Commission File Number) (IRS Employer Identification No.

JOINT FILING AGREEMENT

EX-99.1 2 d516346dex991.htm EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT This Statement is filed by Wells Fargo & Company on its own behalf and on behalf of Wells Fargo Municipal Capital Strategies, LLC. Aggregate beneficial ownership reported by Wells Fargo & Company under Item 11 on page 2 is on a consolidated basis and includes any beneficial ownership separately reported herein by Wells Fargo M

SECOND AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT

EX-99.11 Exhibit 99.11 SECOND AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT THIS SECOND AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT (this “Agreement”), executed as of September 20, 2023, is made between (i) PIMCO California Municipal Income Fund III, a Massachusetts business trust, as issuer (the “Fund”), and (ii) Wells Fargo Municipal Capital Strategies, LLC, organized and existing un

LIMITED POWER OF ATTORNEY

EX-99.2 Exhibit 99.2 LIMITED POWER OF ATTORNEY Know all by these present, that the undersigned hereby constitutes and appoints each of Debra Cho, Patricia Arce and Stacy Otieno, acting alone, the undersigned’s true and lawful attorney-in-fact to: (1) complete and sign, for and on behalf of the undersigned, all reports and filings required by Sections 13 and 16 of the Securities Exchange Act of 193

PZC / Pimco California Municipal Income Fund III / WELLS FARGO & COMPANY/MN - SC 13D/A Activist Investment

SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (Name of Issuer) REMARKETABLE VARIABLE RATE MUNIFUND TERM PREFERRED SHARES (Title of Class of Securities) 72201C406 72201C505 (CUSIP Number) Mary E. Schaffner Senior Vice President and Senior Company Cou

TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 1.1 Incorporation of Certain Definitions by Reference 2 ARTICLE II PURCHASE AND TRANSFERS, COSTS AND EXPENSES; ADDITIONAL FEE 7 2.1 Purchase and Transfer of the RVMTP Shares 7 2.2 Operating Expenses; Fee

EX-99.10 Exhibit 99.10 Second Amended and Restated RVMTP Purchase Agreement PIMCO California Municipal Income Fund III and Wells Fargo Municipal Capital Strategies, LLC September 20, 2023 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 1.1 Incorporation of Certain Definitions by Reference 2 ARTICLE II PURCHASE AND TRANSFERS, COSTS AND EXPENSES; ADDITIONAL FEE 7 2.1 Purchase and Transfer of the RVMT

September 20, 2023

Press release issued on September 20, 2023 September 20, 2023 For information on the Tender Offers: Financial Advisors: (800) 628-1237 Shareholders: (844) 337-4626 or (844) 33-PIMCO PIMCO Media Relations: (212) 597-1054 PIMCO CORPORATE & INCOME OPPORTUNITY FUND, PIMCO CORPORATE & INCOME STRATEGY FUND, PIMCO HIGH INCOME FUND, PIMCO INCOME STRATEGY FUND, PIMCO INCOME STRATEGY FUND II, PIMCO CALIFORN

Calculation of Filing Fee Tables SC TO-I (Form Type) PIMCO California Municipal Income Fund III (Exact Name of Registrant as Specified in its Charter) Table 1 to Paragraph (a)(7) Transaction Valuation Fee rate Amount of Filing Fee Fees to Be Paid 92,

EX-FILING FEES Calculation of Filing Fee Tables SC TO-I (Form Type) PIMCO California Municipal Income Fund III (Exact Name of Registrant as Specified in its Charter) Table 1 to Paragraph (a)(7) Transaction Valuation Fee rate Amount of Filing Fee Fees to Be Paid 92,491,875(a) 110.

As filed with the Securities and Exchange Commission on September 20, 2023 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act Of 1934 Amendmen

SC TO-I/A As filed with the Securities and Exchange Commission on September 20, 2023 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

* * *

ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW.ROPESGRAY.COM August 25, 2023 Adam M. Schlichtmann T +1 617 951 7114 F +1 617 235 7346 [email protected] VIA EDGAR CORRESPONDENCE Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attn: Ken Ellington Re: Sarbanes-Oxley Review of PIMCO Closed-End

As filed with the Securities and Exchange Commission on August 14, 2023 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act Of 1934 PIMCO Calif

As filed with the Securities and Exchange Commission on August 14, 2023 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

NOTICE OF GUARANTEED DELIVERY To Tender Auction-Rate Preferred Shares PIMCO Corporate & Income Opportunity Fund PIMCO Corporate & Income Strategy Fund PIMCO High Income Fund PIMCO Income Strategy Fund PIMCO Income Strategy Fund II PIMCO California Mu

NOTICE OF GUARANTEED DELIVERY To Tender Auction-Rate Preferred Shares Of PIMCO Corporate & Income Opportunity Fund PIMCO Corporate & Income Strategy Fund PIMCO High Income Fund PIMCO Income Strategy Fund PIMCO Income Strategy Fund II PIMCO California Municipal Income Fund PIMCO California Municipal Income Fund II PIMCO California Municipal Income Fund III PIMCO Municipal Income Fund PIMCO Municipa

Instructions for Withdrawal Previously Tendered Auction-Rate Preferred Shares PIMCO California Municipal Income Fund, PIMCO California Municipal Income Fund II, PIMCO California Municipal Income Fund III, PIMCO Corporate & Income Opportunity Fund, PI

Instructions for Withdrawal of Previously Tendered Auction-Rate Preferred Shares of PIMCO California Municipal Income Fund, PIMCO California Municipal Income Fund II, PIMCO California Municipal Income Fund III, PIMCO Corporate & Income Opportunity Fund, PIMCO Corporate & Income Strategy Fund, PIMCO High Income Fund, PIMCO Income Strategy Fund, PIMCO Income Strategy Fund II, PIMCO Municipal Income

As filed with the Securities and Exchange Commission on August 14, 2023 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act Of 1934 PIMCO Calif

As filed with the Securities and Exchange Commission on August 14, 2023 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

Offer by Each of PIMCO California Municipal Income Fund PIMCO California Municipal Income Fund II PIMCO California Municipal Income Fund III PIMCO Corporate & Income Opportunity Fund PIMCO Corporate & Income Strategy Fund PIMCO High Income Fund PIMCO

Offer by Each of PIMCO California Municipal Income Fund PIMCO California Municipal Income Fund II PIMCO California Municipal Income Fund III PIMCO Corporate & Income Opportunity Fund PIMCO Corporate & Income Strategy Fund PIMCO High Income Fund PIMCO Income Strategy Fund PIMCO Income Strategy Fund II PIMCO Municipal Income Fund PIMCO Municipal Income Fund II PIMCO Municipal Income Fund III PIMCO N

August 14, 2023

August 14, 2023 For information on the Tender Offers: Financial Advisors: (800) 628-1237 Shareholders: (844) 337-4626 or (844) 33-PIMCO PIMCO Media Relations: (212) 597-1054 PIMCO CORPORATE & INCOME OPPORTUNITY FUND, PIMCO CORPORATE & INCOME STRATEGY FUND, PIMCO HIGH INCOME FUND, PIMCO INCOME STRATEGY FUND, PIMCO INCOME STRATEGY FUND II, PIMCO CALIFORNIA MUNICIPAL INCOME FUND, PIMCO CALIFORNIA MUN

Offer by Each of PIMCO Corporate & Income Opportunity Fund (“PTY”) PIMCO Corporate & Income Strategy Fund (“PCN”) PIMCO High Income Fund (“PHK”) PIMCO Income Strategy Fund (“PFL”) PIMCO Income Strategy Fund II (“PFN”) PIMCO California Municipal Incom

Offer by Each of PIMCO Corporate & Income Opportunity Fund (“PTY”) PIMCO Corporate & Income Strategy Fund (“PCN”) PIMCO High Income Fund (“PHK”) PIMCO Income Strategy Fund (“PFL”) PIMCO Income Strategy Fund II (“PFN”) PIMCO California Municipal Income Fund (“PCQ”) PIMCO California Municipal Income Fund II (“PCK”) PIMCO California Municipal Income Fund III (“PZC”) PIMCO Municipal Income Fund (“PMF”

Offer by Each of PIMCO Corporate & Income Opportunity Fund PIMCO Corporate & Income Strategy Fund PIMCO High Income Fund PIMCO Income Strategy Fund PIMCO Income Strategy Fund II PIMCO California Municipal Income Fund PIMCO California Municipal Income

Offer by Each of PIMCO Corporate & Income Opportunity Fund PIMCO Corporate & Income Strategy Fund PIMCO High Income Fund PIMCO Income Strategy Fund PIMCO Income Strategy Fund II PIMCO California Municipal Income Fund PIMCO California Municipal Income Fund II PIMCO California Municipal Income Fund III PIMCO Municipal Income Fund PIMCO Municipal Income Fund II PIMCO Municipal Income Fund III PIMCO N

LETTER OF TRANSMITTAL To Tender Preferred Shares (Designated Auction-Rate Preferred Shares Series A and/or Series B) PIMCO California Municipal Income Fund III Pursuant to the Offer to Purchase Dated August 14, 2023

LETTER OF TRANSMITTAL To Tender Preferred Shares (Designated Auction-Rate Preferred Shares Series A and/or Series B) of PIMCO California Municipal Income Fund III Pursuant to the Offer to Purchase Dated August 14, 2023 THE OFFER AND WITHDRAWAL RIGHTS EXPIRE AT 5:00 P.

Calculation of Filing Fee Tables SC TO-I (Form Type) PIMCO California Municipal Income Fund III (Exact Name of Registrant as Specified in its Charter) Table 1 to Paragraph (a)(7) Transaction Valuation Fee rate Amount of Filing Fee Fees to Be Paid 92,

EX-FILING FEES EX-FILING FEES Calculation of Filing Fee Tables SC TO-I (Form Type) PIMCO California Municipal Income Fund III (Exact Name of Registrant as Specified in its Charter) Table 1 to Paragraph (a)(7) Transaction Valuation Fee rate Amount of Filing Fee Fees to Be Paid 92,491,875 110.

TENDER OFFER AGREEMENT

Conformed Version TENDER OFFER AGREEMENT This Agreement (“Agreement”) is made and entered into as of the 11th day of August, 2023, by and among PIMCO Corporate & Income Strategy Fund (“PCN”), PIMCO Income Strategy Fund (“PFL”), PIMCO Income Strategy Fund II (“PFN”), PIMCO High Income Fund (“PHK”), PIMCO Corporate & Income Opportunity Fund (“PTY”), PIMCO Municipal Income Fund (“PMF”), PIMCO Municip

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) June 16, 2023 PIMCO California Munic

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) June 16, 2023 PIMCO California Municipal Income Fund III (Exact Name of Registrant as Specified in Its Charter) Massachusetts (State or Other Jurisdiction of Incorporation) 811-21188 16-1624050 (Commission File Number) (IRS Employer Identification No.

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) April 12, 2023 PIMCO California Municipal Income Fund III (Exact Name of Registrant as Specified in Its Charter) Massachusetts (State or Other Jurisdiction of Incorporation) 811-21188 16-1624050 (Commission File Number) (IRS Employer Identification No.

PZC / PIMCO California Municipal Income Fund III / UBS Group AG - SC 13G/A Passive Investment

SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) PIMCO California Municipal Income Fund III (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 72201C208 72201C307 (CUSIP Number) November 22, 2022** (Date of Event Which Requires Filing of this Statement) Check the appropriat

Other Events

8-K 1 d398896d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) December 22, 2022 PIMCO California Municipal Income Fund III (Exact Name of Registrant as Specified in Its Charter) Massachusetts (State or Other Jurisdiction of

PIMCO CLOSED-END FUNDS DECLARE MONTHLY COMMON SHARE DISTRIBUTIONS

NEWS RELEASE For information on PIMCO Closed-End Funds: Financial Advisors: (800) 628-1237 Shareholders: (844) 337-4626 or (844) 33-PIMCO PIMCO Media Relations: (212) 597-1054 PIMCO CLOSED-END FUNDS DECLARE MONTHLY COMMON SHARE DISTRIBUTIONS NEW YORK, NY, December 1, 2022 ? The Boards of Trustees/Directors of the PIMCO closed-end funds below (each, a ?Fund? and, collectively, the ?Funds?) have declared a monthly distribution for each Fund?s common shares as summarized below.

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) December 1, 2022 PIMCO California Municipal Income Fund III (Exact Name of Registrant as Specified in Its Charter) Massachusetts (State or Other Jurisdiction of Incorporation) 811-21188 16-1624050 (Commission File Number) (IRS Employer Identification No.

SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

Lending Rate

Schedule of Investments PIMCO California Municipal Income Fund III September 30, 2021 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS, UNITS AND OUNCES, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 171.

SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) June 30, 2021 PIMCO California Municipal Income Fund III (Exact Name of Registrant as Specified in Its Charter) Massachusetts (State or Other Jurisdiction of Incorporation) 811-21188 16-1624050 (Commission File Number) (IRS Employer Identification No.

AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT

Exhibit 99.9 AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT THIS AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), executed as of July 14, 2021, is made between (i) PIMCO California Municipal Income Fund III, a Massachusetts business trust, as issuer (the ?Fund?), and (ii) Wells Fargo Municipal Capital Strategies, LLC, organized and existing under the laws of Delaware, inc

PZC / PIMCO California Municipal Income Fund III / WELLS FARGO & COMPANY/MN - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (Name of Issuer) REMARKETABLE VARIABLE RATE MUNIFUND TERM PREFERRED SHARES (Title of Class of Securities) 72201C406 (CUSIP Number) Mary E. Schaffner Senior Vice President and Senior Company Counsel Wells Fargo &

TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 1.1 Incorporation of Certain Definitions by Reference 6 ARTICLE II PURCHASE AND TRANSFERS, COSTS AND EXPENSES; ADDITIONAL FEE 6 2.1 Purchase and Transfer of the RVMTP Shares 6 2.2 Operating Expenses; Fee

Exhibit 99.8 Amended and Restated RVMTP Purchase Agreement PIMCO California Municipal Income Fund III and Wells Fargo Municipal Capital Strategies, LLC July 14, 2021 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 1.1 Incorporation of Certain Definitions by Reference 6 ARTICLE II PURCHASE AND TRANSFERS, COSTS AND EXPENSES; ADDITIONAL FEE 6 2.1 Purchase and Transfer of the RVMTP Shares 6 2.2 Operati

LIMITED POWER OF ATTORNEY

Exhibit 99.2 LIMITED POWER OF ATTORNEY Know all by these present, that the undersigned hereby constitutes and appoints each of Debra Cho, Patricia Arce and Stacy Otieno, acting alone, the undersigned?s true and lawful attorney-in-fact to: (1) complete and sign, for and on behalf of the undersigned, all reports and filings required by Sections 13 and 16 of the Securities Exchange Act of 1934, as am

JOINT FILING AGREEMENT

Exhibit 99.1 JOINT FILING AGREEMENT This Statement is filed by Wells Fargo & Company on its own behalf and on behalf of Wells Fargo Municipal Capital Strategies, LLC. Aggregate beneficial ownership reported by Wells Fargo & Company under Item 11 on page 2 is on a consolidated basis and includes any beneficial ownership separately reported herein by Wells Fargo Municipal Capital Strategies, LLC. Pu

BANK OF AMERICA, NATIONAL ASSOCIATION LIMITED POWER OF ATTORNEY

EX-99.03 4 banalpoa.htm EX-99.03 EXHIBIT 99.3 BANK OF AMERICA, NATIONAL ASSOCIATION LIMITED POWER OF ATTORNEY BANK OF AMERICA, NATIONAL ASSOCIATION, a national association formed under the laws of the United States, (the “Association”), does hereby make, constitute, and appoint Michael Jentis as an attorney-in-fact for the Association acting for the Association and in the Association’s name, place

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (Name of Issuer) Auction Rate Preferred (Title of Class of S

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (Name of Issuer) Auction Rate Preferred (Title of Class of Securities) 72201C (CUSIP Number) January 28, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to de

JOINT FILING AGREEMENT

EX-99.01 2 jfa.htm EX-99.01 EXHIBIT 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regula

BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY

EXHIBIT 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the “Corporation”), does hereby make, constitute, and appoint Michael Jentis as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation’s name, place and stead, for the Corporation’s use and benefit, to bind the Corporation by his execution of th

- DEF 14A

DEF 14A SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

Regulation FD Disclosure

8-K 1 d848938d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) January 3, 2020 PIMCO California Municipal Income Fund III (Exact Name of Registrant as Specified in Its Charter) Massachusetts (State or Other Jurisdiction

PZC / PIMCO California Municipal Income Fund III DFAN14A - -

SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.

PMF / PIMCO Municipal Income Fund DEFA14A - - DEFA14A

DEFA14A SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

PZC / PIMCO California Municipal Income Fund III NPORT-EX - - PIMCO CALIFORNIA MUNICIPAL INCOME FUND III

Schedule of Investments PIMCO California Municipal Income Fund III September 30, 2019 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL AMOUNT (000s) MARKET VALUE (000s) INVESTMENTS IN SECURITIES 182.

PMF / PIMCO Municipal Income Fund DEFA14A - - DEFA14A

DEFA14A SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

Please see PDF attached for document reference

EX-99.1 2 calimuni3-ex991-112219.htm Please see PDF attached for document reference

PZC / PIMCO California Municipal Income Fund III DFAN14A - -

DFAN14A 1 calimuni3dfan14a-112219.htm SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant [ ] Filed by a Party Other than the Registrant [x] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Comm

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PZC / PIMCO California Municipal Income Fund III DEFC14A - - NOVEMBER 4, 2019

DEFC14A 1 muniincomedefc14a-110419.htm NOVEMBER 4, 2019 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant [ ] Filed by a Party Other than the Registrant [X] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, f

PMF / PIMCO Municipal Income Fund DEF 14A - - DEF 14A

DEF 14A 1 d821086ddef14a.htm DEF 14A SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission On

PMF / PIMCO Municipal Income Fund CORRESP - -

CORRESP ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW.

PZC / PIMCO California Municipal Income Fund III PRRN14A - - DATED: OCTOBER 30, 2019

PRRN14A 1 calimuni3prrn14a-103019.htm DATED: OCTOBER 30, 2019 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) Filed by the Registrant [ ] Filed by a Party Other than the Registrant [X] Check the Appropriate Box: [X] Preliminary Proxy Statement [ ] Confiden

PMF / PIMCO Municipal Income Fund PRER14A - - PRER14A

PRER14A SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

PMF / PIMCO Municipal Income Fund CORRESP - -

ROPES & GRAY LLP 2099 PENNSYLVANIA AVENUE, NW WASHINGTON, DC 20006-6807 WWW.ROPESGRAY.COM October 28, 2019 Nathan D. Briggs T: 1 202 626 3909 F: 1 202 383 9308 [email protected] BY EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549-1090 Re: Preliminary Proxy Statement of: PIMCO Municipal Income Fund (File No. 811-10377) PIMC

PMF / PIMCO Municipal Income Fund CORRESP - -

CORRESP ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW.

PMF / PIMCO Municipal Income Fund PRE 14A - - PRE 14A

PRE 14A SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

PZC / PIMCO California Municipal Income Fund III PREC14A - - OCTOBER 15, 2019

SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.

PZC / PIMCO California Municipal Income Fund III NPORT-EX - - PIMCO CALIFORNIA MUNICIPAL INCOME FUND III

Schedule of Investments PIMCO California Municipal Income Fund III March 31, 2019 (Unaudited) (AMOUNTS IN THOUSANDS*, EXCEPT NUMBER OF SHARES, CONTRACTS AND UNITS, IF ANY) PRINCIPAL MARKET AMOUNT VALUE (000s) (000s) INVESTMENTS IN SECURITIES 190.

Regulation FD Disclosure

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) January 2, 2019 PIMCO California Municipal Income Fund III (Exact Name of Registrant as Specified in Its Charter) Massachusetts (State or Other Jurisdiction of Incorporation) 811-21188 16-1624050 (Commission File Number) (IRS Employer Identification No.

PZC / PIMCO California Municipal Income Fund III DECEMBER 13, 2018

DFAN14A 1 muniincome-121318.htm DECEMBER 13, 2018 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant [ ] Filed by a Party Other than the Registrant [X] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use

PZC / PIMCO California Municipal Income Fund III / WELLS FARGO & COMPANY/MN - SC 13D/A Activist Investment

SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (Name of Issuer) VARIABLE RATE MUNIFUND TERM PREFERRED SHARES (Title of Class of Securities) 72201C406 (CUSIP Number) Willie J. White Senior Counsel Wells Fargo & Company 301 South College Street, 22nd F

JOINT FILING AGREEMENT

EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT This Statement is filed by Wells Fargo & Company on its own behalf and on behalf of Wells Fargo Municipal Capital Strategies, LLC, WFC Holdings, LLC, and EVEREN Capital Corporation. Aggregate beneficial ownership reported by Wells Fargo & Company under Item 11 on page 2 is on a consolidated basis and includes any beneficial ownership separately reported

PURCHASE AND ASSIGNMENT AGREEMENT

EX-99.7 4 d657022dex997.htm EX-99.7 Exhibit 99.7 PURCHASE AND ASSIGNMENT AGREEMENT This Purchase and Assignment Agreement (this “Agreement”) dated as of December 6, 2018, is made by and among WFC HOLDINGS, LLC., a Delaware limited liability company (“WFC Holdings”), EVEREN CAPITAL CORPORATION, a Delaware corporation (“EVEREN”, and together with WFC Holdings, the “Transferors”), and WELLS FARGO MUN

LIMITED POWER OF ATTORNEY

EX-99.2 3 d657022dex992.htm EX-99.2 Exhibit 99.2 LIMITED POWER OF ATTORNEY Know all by these present, that the undersigned hereby constitutes and appoints each of Michael J. Choquette, Bruce A. Miller, Lori A. Ward and Karen E. Collins, acting alone, the undersigned’s true and lawful attorney-in-fact to: (1) complete and sign, for and on behalf of the undersigned, all reports and filings required

PMF / PIMCO Municipal Income Fund PIMCO MUNICIPAL INCOME FUND

DEFA14A 1 d666417ddefa14a.htm PIMCO MUNICIPAL INCOME FUND SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use

Please see PDF for document reference

EX-99.1 2 muniincomeex991-120318.htm EXHIBIT 99.1 Please see PDF for document reference

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PZC / PIMCO California Municipal Income Fund III DECEMBER 3, 2018

DFAN14A 1 muniincome-120318.htm DECEMBER 3, 2018 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant [ ] Filed by a Party Other than the Registrant [x] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use

PZC / PIMCO California Municipal Income Fund III PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (Quarterly Schedule of Portfolio Holdings)

PIMCO California Municipal Income Fund III UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Certification Under Rule 30a-2(a)

EX-99.CERT 2 d623709dex99cert.htm CERTIFICATION Exhibit 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Peter G. Strelow, certify that: 1. I have reviewed this report on Form N-Q of PIMCO California Municipal Income Fund III; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements ma

PMF / PIMCO Municipal Income Fund PIMCO MUNICIPAL INCOME FUND

SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

PZC / PIMCO California Municipal Income Fund III NOVEMBER 5, 2018

DEFC14A 1 calimuniincome3-110518.htm NOVEMBER 5, 2018 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant [ ] Filed by a Party Other than the Registrant [X] Check the Appropriate Box: [ ] Preliminary Proxy Statement [ ] Confidential, for

PZC / PIMCO California Municipal Income Fund III NOVEMBER 2, 2018

SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.

PMF / PIMCO Municipal Income Fund DEF 14A

DEF 14A 1 d620751ddef14a.htm DEF 14A SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission On

PMF / PIMCO Municipal Income Fund CORRESP

SEC Response Letter ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW.

PMF / PIMCO Municipal Income Fund CORRESP

CORRESP 1 filename1.htm ROPES & GRAY LLP 2099 PENNSYLVANIA AVENUE, NW WASHINGTON, DC 20006-6807 WWW.ROPESGRAY.COM October 31, 2018 Nathan D. Briggs T: 1 202 626 3909 F: 1 202 383 9308 [email protected] BY EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549-1090 Re: Preliminary Proxy Statement of: PIMCO Municipal Income Fund (

PZC / PIMCO California Municipal Income Fund III OCTOBER 22, 2018

PREC14A 1 camuniincome3-102218.htm OCTOBER 22, 2018 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant [ ] Filed by a Party Other than the Registrant [X] Check the Appropriate Box: [X] Preliminary Proxy Statement [ ] Confidential, for U

PMF / PIMCO Municipal Income Fund PRE 14A

PRE 14A 1 d620751dpre14a.htm PRE 14A SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☑ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission On

LIMITED POWER OF ATTORNEY

EX-99.2 Exhibit 99.2 LIMITED POWER OF ATTORNEY Know all by these present, that the undersigned hereby constitutes and appoints each of Michael J. Choquette, Bruce A. Miller, Lori A. Ward and Karen E. Collins, acting alone, the undersigned’s true and lawful attorney-in-fact to: (1) complete and sign, for and on behalf of the undersigned, all reports and filings required by Section 13 of the Securit

REGISTRATION RIGHTS AGREEMENT

EX-99.6 6 d624225dex996.htm EX-99.6 Exhibit 99.6 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), executed as of September 18, 2018, is made between (i) PIMCO California Municipal Income Fund III, a Massachusetts business trust, as issuer (the “Fund”), and (ii) Wells Fargo Municipal Capital Strategies, LLC, organized and existing under the laws of Delaware, incl

PZC / PIMCO California Municipal Income Fund III / WELLS FARGO & COMPANY/MN - SC 13D/A Activist Investment

SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (Name of Issuer) PREFERRED SHARES (Title of Class of Securities) 72201C208, 72201C307, 72201C406 (CUSIP Number) Willie J. White Senior Counsel Wells Fargo & Company 301 South College Street, 22nd Floor C

JOINT FILING AGREEMENT

EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT This Statement is filed by Wells Fargo & Company on its own behalf and on behalf of Wells Fargo Municipal Capital Strategies, LLC, WFC Holdings, LLC, and EVEREN Capital Corporation. Aggregate beneficial ownership reported by Wells Fargo & Company under Item 11 on page 2 is on a consolidated basis and includes any beneficial ownership separately reported

VOTING TRUST AGREEMENT

EX-99.4 4 d624225dex994.htm EX-99.4 Exhibit 99.4 VOTING TRUST AGREEMENT THIS VOTING TRUST AGREEMENT (this “Agreement”) is made and entered into effective for all purposes and in all respects as of September 18, 2018 by and among: Lord Securities Corporation, as trustee (the “Trustee” or any successor thereto), WFC Holdings, LLC, organized and existing under the laws of the Delaware, including its

TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 1.1 Incorporation of Certain Definitions by Reference 6 ARTICLE II PURCHASE AND TRANSFERS, COSTS AND EXPENSES; ADDITIONAL FEE 6 2.1 Purchase and Transfer of the VMTP Shares 6 2.2 Operating Expenses; Fees

EX-99.5 5 d624225dex995.htm EX-99.5 Exhibit 99.5 VMTP Purchase Agreement PIMCO California Municipal Income Fund III WFC Holdings, LLC Wells Fargo Municipal Capital Strategies, LLC and EVEREN Capital Corporation September 18, 2018 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 1.1 Incorporation of Certain Definitions by Reference 6 ARTICLE II PURCHASE AND TRANSFERS, COSTS AND EXPENSES; ADDITIONAL F

PZC / PIMCO California Municipal Income Fund III SC TO-I/A

SC TO-I/A 1 d615279dsctoia.htm SC TO-I/A As filed with the Securities and Exchange Commission on September 12, 2018 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act Of 1934 Amendment No. 1 PIMCO California Municipal Income Fund III (Name of Subject Company (Issuer)) PIMCO California Munici

PIMCO MUNICIPAL CLOSED-END FUNDS ANNOUNCE FINAL RESULTS OF TENDER OFFERS FOR AUCTION RATE PREFERRED SHARES

EX-99.(a)(5)(ii) September 12, 2018 For information on the PIMCO Closed-End Funds: Financial Advisors: (800) 628-1237 Shareholders: (844) 337-4626 or (844) 33-PIMCO PIMCO Media Relations: (212) 739-4212 PIMCO MUNICIPAL CLOSED-END FUNDS ANNOUNCE FINAL RESULTS OF TENDER OFFERS FOR AUCTION RATE PREFERRED SHARES NEW YORK, NY, September 12, 2018 – PIMCO Municipal Income Fund (NYSE: PMF), PIMCO Municipa

LIMITED POWER OF ATTORNEY

EX-99.2 Exhibit 99.2 LIMITED POWER OF ATTORNEY Know all by these present, that the undersigned hereby constitutes and appoints each of Michael J. Choquette, Bruce A. Miller, Lori A. Ward and Karen E. Collins, acting alone, the undersigned’s true and lawful attorney-in-fact to: (1) complete and sign, for and on behalf of the undersigned, all reports and filings required by Section 13 of the Securit

PZC / PIMCO California Municipal Income Fund III / WELLS FARGO & COMPANY/MN - SC 13D Activist Investment

SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (Name of Issuer) AUCTION-RATE PREFERRED SHARES (Title of Class of Securities) 72201C208, 72201C307 (CUSIP Number) Willie J. White Senior Counsel Wells Fargo & Company 301 South College Street, 22nd Floor Charlotte, NC 28202

JOINT FILING AGREEMENT

EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT This Statement is filed by Wells Fargo & Company on its own behalf and on behalf of EVEREN Capital Corporation and WFC Holdings, LLC. Aggregate beneficial ownership reported by Wells Fargo & Company under Item 11 on page 2 is on a consolidated basis and includes any beneficial ownership separately reported herein by EVEREN Capital Corporation and WFC Hol

TENDER OFFER AGREEMENT

EX-99.3 4 d621002dex993.htm EX-99.3 Exhibit 99.3 Execution Version TENDER OFFER AGREEMENT This Agreement (“Agreement”) is made and entered into as of the 18th day of July 2018, by and among PIMCO California Municipal Income Fund (“PCQ”), PIMCO California Municipal Income Fund II (“PCK”), PIMCO California Municipal Income Fund III (“PZC”), PIMCO Municipal Income Fund (“PMF”), PIMCO Municipal Income

July 20, 2018

July 20, 2018 For information on the Tender Offers: Financial Advisors: (800) 628-1237 Shareholders: (844) 337-4626 or (844) 33-PIMCO PIMCO Media Relations: (212) 739-4212 PIMCO MUNICIPAL CLOSED-END FUNDS ANNOUNCE INTENTION TO CONDUCT TENDER OFFERS FOR AUCTION RATE PREFERRED SHARES NEW YORK, NY, July 20, 2018 – PIMCO Municipal Income Fund (NYSE: PMF), PIMCO Municipal Income Fund II (NYSE: PML), PI

Offer by Each of PIMCO MUNICIPAL INCOME FUND PIMCO MUNICIPAL INCOME FUND II PIMCO MUNICIPAL INCOME FUND III PIMCO CALIFORNIA MUNICIPAL INCOME FUND PIMCO CALIFORNIA MUNICIPAL INCOME FUND II PIMCO CALIFORNIA MUNICIPAL INCOME FUND III PIMCO NEW YORK MUN

EX-99.(A)(1)(I) 2 d562539dex99a1i.htm OFFER TO PURCHASE DATED JULY 20, 2018. Offer by Each of PIMCO MUNICIPAL INCOME FUND PIMCO MUNICIPAL INCOME FUND II PIMCO MUNICIPAL INCOME FUND III PIMCO CALIFORNIA MUNICIPAL INCOME FUND PIMCO CALIFORNIA MUNICIPAL INCOME FUND II PIMCO CALIFORNIA MUNICIPAL INCOME FUND III PIMCO NEW YORK MUNICIPAL INCOME FUND PIMCO NEW YORK MUNICIPAL INCOME FUND II PIMCO NEW YORK

NOTICE OF GUARANTEED DELIVERY To Tender Preferred Shares PIMCO Municipal Income Fund, PIMCO Municipal Income Fund II, PIMCO Municipal Income Fund III, PIMCO California Municipal Income Fund, PIMCO California Municipal Income Fund II, PIMCO California

EX-99.(A)(1)(III) 4 d562539dex99a1iii.htm FORM OF NOTICE OF GUARANTEED DELIVERY. NOTICE OF GUARANTEED DELIVERY To Tender Preferred Shares Of PIMCO Municipal Income Fund, PIMCO Municipal Income Fund II, PIMCO Municipal Income Fund III, PIMCO California Municipal Income Fund, PIMCO California Municipal Income Fund II, PIMCO California Municipal Income Fund III, PIMCO New York Municipal Income Fund,

PZC / PIMCO California Municipal Income Fund III SC TO-I

SC TO-I As filed with the Securities and Exchange Commission on July 20, 2018 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

Offer by Each of PIMCO Municipal Income Fund PIMCO Municipal Income Fund II PIMCO Municipal Income Fund III PIMCO California Municipal Income Fund PIMCO California Municipal Income Fund II PIMCO California Municipal Income Fund III PIMCO New York Mun

Offer by Each of PIMCO Municipal Income Fund PIMCO Municipal Income Fund II PIMCO Municipal Income Fund III PIMCO California Municipal Income Fund PIMCO California Municipal Income Fund II PIMCO California Municipal Income Fund III PIMCO New York Municipal Income Fund PIMCO New York Municipal Income Fund II PIMCO New York Municipal Income Fund III (each, a “Fund” and, collectively, the “Funds”) to

TENDER OFFER AGREEMENT

EX-99.(D)(I) 9 d562539dex99di.htm TENDER OFFER AGREEMENT, DATED JULY 18, 2018, BY AND AMONG PIMCO CALIFORNIA Execution Version TENDER OFFER AGREEMENT This Agreement (“Agreement”) is made and entered into as of the 18th day of July 2018, by and among PIMCO California Municipal Income Fund (“PCQ”), PIMCO California Municipal Income Fund II (“PCK”), PIMCO California Municipal Income Fund III (“PZC”),

Instructions for Withdrawal Previously Tendered Preferred Shares PIMCO Municipal Income Fund, PIMCO Municipal Income Fund II, PIMCO Municipal Income Fund III, PIMCO California Municipal Income Fund, PIMCO California Municipal Income Fund II, PIMCO Ca

EX-99.(A)(1)(VI) 7 d562539dex99a1vi.htm FORM OF NOTICE OF WITHDRAWAL. Instructions for Withdrawal of Previously Tendered Preferred Shares of PIMCO Municipal Income Fund, PIMCO Municipal Income Fund II, PIMCO Municipal Income Fund III, PIMCO California Municipal Income Fund, PIMCO California Municipal Income Fund II, PIMCO California Municipal Income Fund III, PIMCO New York Municipal Income Fund,

LETTER OF TRANSMITTAL To Tender Preferred Shares (Designated Auction-Rate Preferred Shares Series A and Series B) PIMCO California Municipal Income Fund III Pursuant to the Offer to Purchase Dated July 20, 2018

Form of Letter of Transmittal. LETTER OF TRANSMITTAL To Tender Preferred Shares (Designated Auction-Rate Preferred Shares Series A and Series B) of PIMCO California Municipal Income Fund III Pursuant to the Offer to Purchase Dated July 20, 2018 THE OFFER AND WITHDRAWAL RIGHTS EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON SEPTEMBER 11, 2018, UNLESS THE OFFER IS EXTENDED. The Tender Agent for the Offe

Offer by Each of PIMCO Municipal Income Fund PIMCO Municipal Income Fund II PIMCO Municipal Income Fund III PIMCO California Municipal Income Fund PIMCO California Municipal Income Fund II PIMCO California Municipal Income Fund III PIMCO New York Mun

Form of Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Offer by Each of PIMCO Municipal Income Fund PIMCO Municipal Income Fund II PIMCO Municipal Income Fund III PIMCO California Municipal Income Fund PIMCO California Municipal Income Fund II PIMCO California Municipal Income Fund III PIMCO New York Municipal Income Fund PIMCO New York Municipal Income Fund II PIMCO New Y

Certification Under Rule 30a-2(a)

Exhibit 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Peter G. Strelow, certify that: 1. I have reviewed this report on Form N-Q of PIMCO California Municipal Income Fund III; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which su

PZC / PIMCO California Municipal Income Fund III PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (Quarterly Schedule of Portfolio Holdings)

PIMCO California Municipal Income Fund III UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

PZC / PIMCO California Municipal Income Fund III CORRESP

CORRESP ROPES & GRAY LLP 2099 PENNSYLVANIA AVE., NW WASHINGTON, DC 20006-6807 WWW.ROPESGRAY.COM February 27, 2018 Nathan Briggs T: 202-626-3909 F: 202-383-9308 [email protected] VIA EDGAR Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Mr. Kenneth Ellington Re: PIMCO Managed Accounts Trust (“PMAT”) (File Nos. 333-92415 and

Certification Under Rule 30a-2(a)

Certification Exhibit 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Peter G. Strelow, certify that: 1. I have reviewed this report on Form N-Q of PIMCO California Municipal Income Fund III; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances

Pimco California Municipal Income Fund Iii - PIMCO CALIFORNIA MUNICIPAL INCOME FUND III

PIMCO California Municipal Income Fund III UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Pimco California Municipal Income Fund Iii - PIMCO CALIFORNIA MUNICIPAL INCOME FUND III

N-Q 1 d368708dnq.htm PIMCO CALIFORNIA MUNICIPAL INCOME FUND III UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-21188 Registrant Name: PIMCO California Municipal Income Fund III Address of Principal Executive Offices: 1633 Broadway New York,

Certification Under Rule 30a-2(a)

EX-99.CERT 2 d368708dex99cert.htm CERTIFICATION Exhibit 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Peter G. Strelow, certify that: 1. I have reviewed this report on Form N-Q of PIMCO California Municipal Income Fund III; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements ma

PIMCO California Municipal Income Fund III PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (Quarterly Schedule of Portfolio Holdings)

PIMCO California Municipal Income Fund III UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Certification Under Rule 30a-2(a)

EX-99.CERT 2 d233312dex99cert.htm CERTIFICATION Exhibit 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Peter G. Strelow, certify that: 1. I have reviewed this report on Form N-Q of PIMCO California Municipal Income Fund III; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements ma

PIMCO California Municipal Income Fund III PIMCO CLOSED END FUNDS

PIMCO Closed End Funds SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

PIMCO California Municipal Income Fund III PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (Quarterly Schedule of Portfolio Holdings)

PIMCO California Municipal Income Fund III UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Certification Under Rule 30a-2(a)

Exhibit 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Peter G. Strelow, certify that: 1. I have reviewed this report on Form N-Q of PIMCO California Municipal Income Fund III; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which su

PIMCO California Municipal Income Fund III PIMCO CLOSED END FUNDS

DEF 14A 1 d10551ddef14a.htm PIMCO CLOSED END FUNDS SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the

Certification Under Rule 30a-2(a)

EX-99.CERT 2 d35131dex99cert.htm CERTIFICATION Exhibit 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Peter G. Strelow, certify that: 1. I have reviewed this report on Form N-Q of PIMCO California Municipal Income Fund III; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements mad

PIMCO California Municipal Income Fund III PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (Quarterly Schedule of Portfolio Holdings)

PIMCO California Municipal Income Fund III UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

EX-24.1

rrd383517434304.html SECTION 16 POWER OF ATTORNEY Jason Jordan Nagler The undersigned hereby constitutes and appoints the individuals named on Schedule A attached hereto and as may be amended from time to time, or any of them signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney in fact to: 1. as may be required, prepare, execute in the unde

EX-24.1

rrd383479434281.html SECTION 16 POWER OF ATTORNEY Vadim Avdeychik The undersigned hereby constitutes and appoints the individuals named on Schedule A attached hereto and as may be amended from time to time, or any of them signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney in fact to: 1. as may be required, prepare, execute in the undersig

Pimco California Municipal Income Fund Iii - PIMCO CALIFORNIA MUNICIPAL INCOME FUND III

PIMCO California Municipal Income Fund III UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Certification Under Rule 30a-2(a)

Exhibit 99.CERT Certification Under Rule 30a-2(a) CERTIFICATION I, Peter G. Strelow, certify that: 1. I have reviewed this report on Form N-Q of PIMCO California Municipal Income Fund III; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which su

PZC / PIMCO California Municipal Income Fund III / UBS Group AG - SC 13G/A Passive Investment

SC 13G/A 1 d829468dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) * PIMCO California Municipal Income Fund III (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 72201C208 72201C307 (CUSIP Number) November 28, 2014** (Date of Event which Requires Filing of this

PZC / PIMCO California Municipal Income Fund III DEF 14A - - PIMCO CLOSED END FUNDS

DEF 14A 1 d816898ddef14a.htm PIMCO CLOSED END FUNDS SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of th

PZC / PIMCO California Municipal Income Fund III N-Q - Quarterly Schedule of Portfolio Holdings - PIMCO CALIFORNIA MUNICIPAL INCOME FUND III

PIMCO California Municipal Income Fund III UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

CERTIFICATIONS

Certification 302 Exhibit 99.302CERT CERTIFICATIONS I, Julian Sluyters, certify that: 1. I have reviewed this report on Form N-Q of PIMCO California Municipal Income Fund III; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements

- PIMCO CLOSED-END FUNDS

PIMCO Closed-End Funds SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

- PIMCO CLOSED END FUND

DEFA14A 1 d740971ddefa14a.htm PIMCO CLOSED END FUND SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of th

- PIMCO CLOSED END FUND

PIMCO Closed End Fund IMPORTANT NOTICE REGARDING YOUR INVESTMENT PIMCO SPONSORED CLOSED-END FUNDS June 3, 2014 Dear Investor: The Board of your PIMCO Sponsored Closed-End Fund (the “Fund”) has sent you detailed information regarding the upcoming Special Meeting of Shareholders on June 9th to ask for your vote on an important proposal affecting your Fund.

- PIMCO CLOSED END FUND

PIMCO Closed End Fund SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

- ADDITIONAL INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A

DEFA14A 1 d715503ddefa14a.htm ADDITIONAL INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant q Check the appropriate box: q Preliminary Pro

- PIMCO CLOSED END PROXY

PIMCO Closed End Proxy SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

- PIMCO CLOSED END PROXY

SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

Quarterly Schedule of Portfolio Holdings - PIMCO CALIFORNIA MUNICIPAL INCOME FUND III

PIMCO California Municipal Income Fund III UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

CERTIFICATIONS

Certification to Section 302 Exhibit 99.302CERT CERTIFICATIONS I, Brian S. Shlissel, certify that: 1. I have reviewed this report on Form N-Q of PIMCO California Municipal Income Fund III; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which su

- PIMCO MUNICIPAL INCOME FUNDS

SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

Quarterly Schedule of Portfolio Holdings - PIMCO CALIFORNIA MUNICIPAL INCOME FUND III

PIMCO California Municipal Income Fund III UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

CERTIFICATIONS

Exhibit 99.302CERT CERTIFICATIONS I, Brian S. Shlissel, certify that: 1. I have reviewed this report on Form N-Q of PIMCO California Municipal Income Fund III; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not

CERTIFICATIONS

302 Certifications Exhibit 99.302CERT CERTIFICATIONS I, Brian S. Shlissel, certify that: 1. I have reviewed this report on Form N-Q of PIMCO California Municipal Income Fund III; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stateme

Quarterly Schedule of Portfolio Holdings - PIMCO CALIFORNIA MUNICIPAL INCOME FUND III

N-Q 1 d478455dnq.htm PIMCO CALIFORNIA MUNICIPAL INCOME FUND III UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-21188 Registrant Name: PIMCO California Municipal Income Fund III Address of Principal Executive Offices: 1633 Broadway New York,

- PIMCO MUNICIPAL INCOME FUNDS

PIMCO Municipal Income Funds SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

Quarterly Schedule of Portfolio Holdings - PIMCO CALIFORNIA MUNICIPAL INCOME FUND III

Pimco California Municipal Income Fund III UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

CERTIFICATIONS

Certifications Exhibit 99.302CERT CERTIFICATIONS I, Brian S. Shlissel, certify that: 1. I have reviewed this report on Form N-Q of PIMCO California Municipal Income Fund III; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements

Quarterly Schedule of Portfolio Holdings - PIMCO CALIFORNIA MUNICIPAL INCOME FUND III

PIMCO California Municipal Income Fund III OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2013 Estimated average burden hours per response: 5.

CERTIFICATIONS

Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 99.