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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Rocket Companies, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| September 3, 2025 |
EXHIBIT 99.1 Rocket Companies Announces the Extension of the Expiration Date for Cash Tender Offers and Consent Solicitations for Any and All of Nationstar Mortgage Holdings Inc.’s 5.125% Senior Notes Due 2030 and 5.750% Senior Notes Due 2031 DETROIT, /PRNewswire/ September 2, 2025 – Rocket Companies, Inc. (NYSE: RKT) (the “Company” or “Rocket Companies”), the Detroit-based fintech platform includ |
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| September 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) September 2, 2025 Rocket Companies, Inc. |
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| September 3, 2025 |
EXHIBIT 99.2 Rocket Companies Announces the Extension of the Expiration Date for Exchange Offers and Consent Solicitations for Any and All of Nationstar Mortgage Holdings Inc.’s 6.500% Senior Notes Due 2029 and 7.125% Senior Notes Due 2032 DETROIT, /PRNewswire/ September 2, 2025 – Rocket Companies, Inc. (NYSE: RKT) (the “Company” or “Rocket Companies”), the Detroit-based fintech platform including |
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| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) August 20, 2025 Rocket Companies, Inc. |
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| August 18, 2025 |
Aggregate Principal Amount Outstanding EXHIBIT 99.1 Rocket Companies Announces Early Tender Results of Cash Tender Offers and Consent Solicitations for Any and All of Nationstar Mortgage Holdings Inc.’s 5.125% Senior Notes Due 2030 and 5.750% Senior Notes Due 2031 and Receipt of Requisite Consents DETROIT, /PRNewswire/ August 15, 2025 – Rocket Companies, Inc. (NYSE: RKT) (the “Company” or “Rocket Companies”), the Detroit-based fintech |
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| August 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) August 15, 2025 Rocket Companies, Inc. |
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| August 18, 2025 |
EXHIBIT 99.2 Rocket Companies Announces Early Tender Results of Exchange Offers and Consent Solicitations for Any and All of Nationstar Mortgage Holdings Inc.’s 6.500% Senior Notes Due 2029 and 7.125% Senior Notes Due 2032 and Receipt of Requisite Consents DETROIT, /PRNewswire/ August 15, 2025 – Rocket Companies, Inc. (NYSE: RKT) (the “Company” or “Rocket Companies”), the Detroit-based fintech pla |
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| August 11, 2025 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.2 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION In the following unaudited pro forma condensed combined financial information and the accompanying notes, unless the context otherwise requires, references to “Rocket,” “we,” “us,” “our” and the “Company” refer to Rocket Companies, Inc. and its consolidated subsidiaries. Additional terms used in the unaudited pro forma conde |
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| August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) August 11, 2025 Rocket Companies, Inc. |
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| August 11, 2025 |
Exhibit 99.1 Redfin Corporation Quarterly Financial Statements For the Quarter Ended June 30, 2025 Table of Contents Page Financial Statements (unaudited) 2 Consolidated Balance Sheets 2 Consolidated Statements of Comprehensive Loss 3 Consolidated Statements of Cash Flows 4 Consolidated Statements of Changes in Mezzanine Equity and Stockholders’ Deficit 6 Index to Notes to Consolidated Financial S |
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| August 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39432 Rocket Com |
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| August 8, 2025 |
Exhibit 10.11 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NO. 1 TO MASTER REPURCHASE AGREEMENT This Amendment No. 1 to Master Repurchase Agreement is dated as of June 13, 2025 (this “Amendment”), between |
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| August 8, 2025 |
Exhibit 10.10 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NO. 2 TO AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT AND TERMINATION OF PRICING SIDE LETTER – TRANSACTION POOL (NEW ORIG) This Amendment No. |
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| August 4, 2025 |
Aggregate Principal Amount Outstanding EXHIBIT 99.1 Rocket Companies Announces Cash Tender Offers and Consent Solicitations for Any and All of Nationstar Mortgage Holdings Inc.’s 5.125% Senior Notes Due 2030 and 5.750% Senior Notes Due 2031 DETROIT, /PRNewswire/ August 4, 2025 – Rocket Companies, Inc. (NYSE: RKT) (the “Company” or “Rocket Companies”), the Detroit-based fintech platform including mortgage, real estate, title and persona |
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| August 4, 2025 |
EXHIBIT 99.2 Rocket Companies Announces Exchange Offers and Consent Solicitations for Any and All of Nationstar Mortgage Holdings Inc.’s 6.500% Senior Notes Due 2029 and 7.125% Senior Notes Due 2032 DETROIT, /PRNewswire/ August 4, 2025 – Rocket Companies, Inc. (NYSE: RKT) (the “Company” or “Rocket Companies”), the Detroit-based fintech platform including mortgage, real estate, title and personal f |
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| August 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) August 4, 2025 Rocket Companies, Inc. |
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| August 1, 2025 |
Filed by Rocket Companies, Inc. FORM 8-K Filed by Rocket Companies, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Mr. Cooper Group Inc. Commission File No.: 001-14667 The following are excerpts from the transcript of the earnings call held by Rocket Companies, Inc. (“Rocket”) regarding its seco |
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| July 31, 2025 |
Rocket Companies Announces Second Quarter 2025 Results Rocket Companies Announces Second Quarter 2025 Results •Generated Q2'25 total revenue, net of $1. |
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| July 31, 2025 |
TRANSACTION PROPOSED — YOUR VOTE IS VERY IMPORTANT TABLE OF CONTENTS Filed pursuant to Rule 424(b)(3) Registration No. 333-286833 July 30, 2025 Dear Rocket Companies, Inc. holders of Class A common stock: The board of directors (the “Rocket Board”) of Rocket Companies, Inc. (“Rocket”) has approved an Agreement and Plan of Merger, dated as of March 31, 2025 (the “merger agreement”), by and among Rocket, Maverick Merger Sub, Inc., a newly formed D |
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| July 31, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement ROCKET COMPANIES, |
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| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) July 31, 2025 Rocket Companies, Inc. |
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| July 25, 2025 |
As filed with the U.S. Securities and Exchange Commission on July 25, 2025 TABLE OF CONTENTS As filed with the U.S. Securities and Exchange Commission on July 25, 2025 Registration No. 333- 286833 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 TO FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Rocket Companies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of inc |
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| July 25, 2025 |
Form of Proxy Card for Mr. Cooper Special Meeting Exhibit 99.1 Copyright © 2025 BetaNXT, Inc. or its affiliates. All Rights Reserved styleIPC The undersigned hereby appoints Jay Bray and Beth Gormley (the "Named Proxies"), and each or either of them, as the true and lawful attorneys of the undersigned, with full power of substitution and revocation, and authorizes them, and each of them, to vote all the shares of capital stock of Mr. Cooper Group |
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| July 25, 2025 |
Consent of Citigroup Global Markets Inc. Exhibit 99.2 CONSENT OF CITIGROUP GLOBAL MARKETS INC. The Board of Directors Mr. Cooper Group Inc. 8950 Cypress Waters Blvd Coppell, TX 75019 Board of Directors: We hereby consent to the inclusion of our opinion letter, dated March 30, 2025, to the Board of Directors of Mr. Cooper Group Inc. (“Mr. Cooper”), as Annex C to, and reference to such opinion letter under the headings “SUMMARY—Opinion of |
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| July 3, 2025 |
As filed with the U.S. Securities and Exchange Commission on July 2, 2025 TABLE OF CONTENTS As filed with the U.S. Securities and Exchange Commission on July 2, 2025 Registration No. 333- 286833 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Rocket Companies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of inco |
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| July 3, 2025 |
Form of Proxy Card for Mr. Cooper Special Meeting Exhibit 99.1 Copyright © 2025 BetaNXT, Inc. or its affiliates. All Rights Reserved styleIPC The undersigned hereby appoints Jay Bray and Beth Gormley (the "Named Proxies"), and each or either of them, as the true and lawful attorneys of the undersigned, with full power of substitution and revocation, and authorizes them, and each of them, to vote all the shares of capital stock of Mr. Cooper Group |
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| July 3, 2025 |
Exhibit 99.3 CONSENT OF PROSPECTIVE DIRECTOR In accordance with Rule 438 promulgated under the Securities Act of 1933, as amended, I hereby consent to my being named in the Registration Statement on Form S-4, to which this consent is an exhibit, filed by Rocket Companies, Inc. (“Rocket”) with the U.S. Securities and Exchange Commission, and all amendments (including post-effective amendments) ther |
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| July 3, 2025 |
Consent of Citigroup Global Markets Inc. Exhibit 99.2 CONSENT OF CITIGROUP GLOBAL MARKETS INC. The Board of Directors Mr. Cooper Group Inc. 8950 Cypress Waters Blvd Coppell, TX 75019 Board of Directors: We hereby consent to the inclusion of our opinion letter, dated March 30, 2025, to the Board of Directors of Mr. Cooper Group Inc. (“Mr. Cooper”), as Annex C to, and reference to such opinion letter under the headings “SUMMARY—Opinion of |
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| July 1, 2025 |
Exhibit 4.8 EXECUTION VERSION SUPPLEMENTAL INDENTURE dated as of July 1, 2025 among ROCKET COMPANIES, INC., The Guarantor Party Hereto and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION As Trustee 6.125% Senior Notes due 2030 and 6.375% Senior Notes due 2033 THIS SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), entered into as of July 1, 2025, among ROCKET COMPANIES, Inc., a Delaware corpora |
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| July 1, 2025 |
As filed with the Securities and Exchange Commission on July 1, 2025 As filed with the Securities and Exchange Commission on July 1, 2025 Registration No. |
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| July 1, 2025 |
Calculation of Filing Fee Tables S-8 Rocket Companies, Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 1 Equity Class A common stock, par value $0.00001 per share, pursuant to the Redfin Corporation 2017 Equity Incentive P |
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| July 1, 2025 |
Exhibit 4.4 SUPPLEMENTAL INDENTURE This SUPPLEMENTAL INDENTURE, dated as of July 1, 2025 (this “Supplemental Indenture”), is entered into among REDFIN CORPORATION, a Delaware corporation (the “Company”), ROCKET COMPANIES, INC., a Delaware corporation (“Rocket”), and COMPUTERSHARE TRUST COMPANY, N.A. (as successor to wells fargo bank, national association), as trustee (the “Trustee”). WHEREAS, the |
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| July 1, 2025 |
Ex-Filing Fees CALCULATION OF FILING FEE TABLES S-3 Rocket Companies, Inc. Table 1: Newly Registered and Carry Forward Securities Line Item Type Security Type Security Class Title Notes Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Newly Registered Securities Fees to be Paid Equity Class A common |
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| July 1, 2025 |
Exhibit 4.3 SUPPLEMENTAL INDENTURE This SUPPLEMENTAL INDENTURE, dated as of July 1, 2025 (this “Supplemental Indenture”), is entered into among REDFIN CORPORATION, a Delaware corporation (the “Company”), ROCKET COMPANIES, INC., a Delaware corporation (“Rocket”), and COMPUTERSHARE TRUST COMPANY, N.A. (as successor to wells fargo bank, national association), as trustee (the “Trustee”). WHEREAS, the |
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| July 1, 2025 |
Exhibit 99.1 Rocket Companies Completes Acquisition of Redfin Homebuyers can choose how they could save thousands of dollars when working with both Redfin and Rocket Mortgage. DETROIT and SEATTLE, July 1, 2025 – Rocket Companies (NYSE: RKT), the Detroit-based homeownership platform, today announced it has completed its acquisition of Redfin – bringing the most-visited real estate brokerage website |
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| July 1, 2025 |
As filed with the Securities and Exchange Commission on July 1, 2025 As filed with the Securities and Exchange Commission on July 1, 2025 Registration No. |
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| July 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A (Amendment No. |
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| July 1, 2025 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.2 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION In the following unaudited pro forma condensed combined financial information and the accompanying notes, unless the context otherwise requires, references to “Rocket,” “we,” “us,” “our” and the “Company” refer to Rocket Companies, Inc. and its consolidated subsidiaries. Additional terms used in the unaudited pro forma conde |
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| July 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) July 1, 2025 Rocket Companies, Inc. |
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| July 1, 2025 |
Exhibit 4.7 EXECUTION VERSION SECOND SUPPLEMENTAL INDENTURE dated as of July 1, 2025 among ROCKET MORTGAGE, LLC, ROCKET MORTGAGE CO-ISSUER, INC., The Guarantor(s) Party Hereto and DEUTSCHE BANK TRUST COMPANY AMERICAS As Trustee 2.875% Senior Notes due 2026 and 4.000% Senior Notes due 2033 THIS SECOND SUPPLEMENTAL INDENTURE (this “Second Supplemental Indenture”), entered into as of July 1, 2025, am |
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| July 1, 2025 |
Exhibit 4.5 EXECUTION VERSION THIRD SUPPLEMENTAL INDENTURE dated as of July 1, 2025 among ROCKET MORTGAGE, LLC, The Guarantor(s) Party Hereto and DEUTSCHE BANK TRUST COMPANY AMERICAS As Trustee 5.250% Senior Notes due 2028 THIS THIRD SUPPLEMENTAL INDENTURE (this “Third Supplemental Indenture”), entered into as of July 1, 2025, among Rocket Mortgage, LLC (formerly Quicken Loans Inc.), a Michigan li |
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| July 1, 2025 |
Exhibit 4.6 EXECUTION VERSION SECOND SUPPLEMENTAL INDENTURE dated as of July 1, 2025 among ROCKET MORTGAGE, LLC, ROCKET MORTGAGE CO-ISSUER, INC., The Guarantor(s) Party Hereto and DEUTSCHE BANK TRUST COMPANY AMERICAS As Trustee 3.625% Senior Notes due 2029 and 3.875% Senior Notes due 2031 THIS SECOND SUPPLEMENTAL INDENTURE (this “Second Supplemental Indenture”), entered into as of July 1, 2025, am |
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| June 30, 2025 |
EXHIBIT 3.1 SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ROCKET COMPANIES, INC. * * * * Rocket Companies, Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “DGCL”), hereby certifies as follows: FIRST: The present name of the corporation is Rocket Companies, Inc. (the “Corporation”). The Corporation was incorporated by the fili |
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| June 30, 2025 |
EXHIBIT 10.6 ROCKET COMPANIES, INC. June 30, 2025 Re: Letter Agreement Ladies and Gentlemen: Reference is made to that certain Transaction Agreement, dated as of March 9, 2025 (as amended, modified, supplemented or restated from time to time, the “Transaction Agreement”), by and among Rocket Companies, Inc., a Delaware corporation (“Rocket”), Rock Holdings Inc., a Michigan corporation, Eclipse Sub |
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| June 30, 2025 |
Indemnity Agreement, dated as of June 30, 2025 by and between Rocket Companies, Inc. and RHI II, LLC EXHIBIT 10.3 INDEMNITY AGREEMENT This INDEMNITY AGREEMENT (this “Agreement”), dated as of June 30, 2025, is entered into by and among ROCKET COMPANIES, INC., a Delaware corporation (“Rocket”) and RHI II, LLC, a Michigan limited liability company (“RHI 2”). Capitalized terms used herein have the meanings ascribed thereto in Section 1.1 and used but not defined herein shall have the meanings ascribe |
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| June 30, 2025 |
EXHIBIT 10.5 SECOND AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT of ROCKET LIMITED PARTNERSHIP Dated as of June 30, 2025 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND USAGE 1 Section 1.01 Definitions 1 Section 1.02 Other Definitional and Interpretative Provisions 7 ARTICLE II THE PARTNERSHIP 8 Section 2.01 Formation 8 Section 2.02 Name 8 Section 2.03 Term 8 Section 2.04 Registered Agent a |
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| June 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) June 30, 2025 Rocket Companies, Inc. |
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| June 30, 2025 |
Restated Certificate of Incorporation of Rocket Companies, Inc., dated as of June 30, 2025 EXHIBIT 3.2 RESTATED CERTIFICATE OF INCORPORATION OF ROCKET COMPANIES, INC. * * * * Rocket Companies, Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “DGCL”), hereby certifies as follows: FIRST: The present name of the corporation is Rocket Companies, Inc. (the “Corporation”). The Corporation was incorporated under the name Rocket Companie |
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| June 30, 2025 |
Joinder to the Tax Receivable Agreement, dated as of June 30, 2025, by RHI II, LLC EXHIBIT 10.2 Joinder This JOINDER (this “Joinder”) to the Tax Receivable Agreement (as defined below), dated as of June 30, 2025, by and among Rocket Companies, Inc., a Delaware corporation (the “Corporate Taxpayer”), and RHI II, LLC, a Michigan limited liability company (“Permitted Transferee”). WHEREAS, on June 24, 2025, Permitted Transferee acquired (the “Acquisition”) the right to receive any |
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| June 30, 2025 |
EXHIBIT 10.1 AMENDMENT NO. 1 TO TAX RECEIVABLE AGREEMENT Amendment, dated as of June 30, 2025 (this “Amendment”) among Rocket Companies, Inc., a Delaware corporation (the “Corporate Taxpayer”), Daniel Gilbert (“Gilbert”), Rock Holdings Inc., a Michigan corporation (“RHI”) and RHI II, LLC, a Michigan limited liability company (“RHI II” and, together with Gilbert and along with each of the successor |
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| June 30, 2025 |
EXHIBIT 10.4 AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT of ROCKET LIMITED PARTNERSHIP Dated as of June 30, 2025 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND USAGE 1 Section 1.01 Definitions 1 Section 1.02 Other Definitional and Interpretative Provisions 11 ARTICLE II THE PARTNERSHIP 12 Section 2.01 Formation 12 Section 2.02 Name 12 Section 2.03 Term 12 Section 2.04 Registered Agent and |
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| June 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) June 20, 2025 Rocket Companies, Inc. |
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| June 23, 2025 |
EXHIBIT 4.1 ROCKET COMPANIES, INC. as Issuer THE GUARANTORS PARTY HERETO and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION as Trustee Indenture Dated as of June 20, 2025 6.125% Senior Notes Due 2030 and 6.375% Senior Notes Due 2033 TABLE OF CONTENTS Page Article 1 DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.01. Definitions 1 Section 1.02. Rules of Construction 26 Article 2 THE NOTES 26 |
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| June 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) June 11, 2025 Rocket Companies, Inc. |
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| June 5, 2025 |
Rocket Companies Announces Pricing of Senior Notes due 2030 and Senior Notes due 2033 EXHIBIT 99.2 Rocket Companies Announces Pricing of Senior Notes due 2030 and Senior Notes due 2033 DETROIT, June 5, 2025 – Rocket Companies, Inc. (NYSE:RKT) (the “Company” or “Rocket Companies”), the Detroit-based fintech platform including mortgage, real estate, title and personal finance businesses, today priced its private offering of $2.0 billion aggregate principal amount of 6.125% senior not |
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| June 5, 2025 |
Rocket Companies Announces Offering of Senior Notes due 2030 and Senior Notes due 2033 EXHIBIT 99.1 Rocket Companies Announces Offering of Senior Notes due 2030 and Senior Notes due 2033 DETROIT, June 3, 2025 – Rocket Companies, Inc. (NYSE: RKT) (the “Company” or “Rocket Companies”), the Detroit-based fintech platform including mortgage, real estate, title and personal finance businesses, is proposing to issue and sell $2.0 billion aggregate principal amount of senior notes due 2030 |
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| June 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) June 3, 2025 Rocket Companies, Inc. |
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| May 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defini |
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| May 27, 2025 |
Filed by Rocket Companies, Inc. Filed by Rocket Companies, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Redfin Corporation Commission File No.: 001-38160 The following is a transcript for the video message delivered by Varun Krishna, the Chief Executive Officer of Rocket Companies, Inc. (“Rock |
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| May 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) May 20, 2025 Rocket Companies, Inc. |
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| May 9, 2025 |
Exhibit 10.2 AMENDMENT NO. 1 TO TRANSACTION AGREEMENT This Amendment No. 1 (this “Amendment”), dated as of April 7, 2025 (the “Amendment Date”), is made by and among Rocket Companies, Inc., a Delaware corporation (“Rocket”), Rock Holdings Inc., a Michigan corporation (“RHI”) and Daniel Gilbert (“DG”), to that certain Transaction Agreement, dated as of March 9, 2025 (as amended, the “Transaction Ag |
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| May 9, 2025 |
Exhibit 10.6 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. EXECUTION VERSION REVOLVING CREDIT AGREEMENT dated as of April 30, 2025 among ROCKET MORTGAGE, LLC, prior to the Increase Effective Date, as Initial Borrowe |
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| May 9, 2025 |
Filed by Rocket Companies, Inc. Filed by Rocket Companies, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Redfin Corporation, Mr. Cooper Group Inc. Commission File No.: 001-38160 The following are excerpts from the transcript of the earnings call held by Rocket Companies, Inc. (“Rocket”) regardi |
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| May 9, 2025 |
Filed by Rocket Companies, Inc. Filed by Rocket Companies, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Redfin Corporation, Mr. Cooper Group Inc. Commission File No.: 001-14667 The following are excerpts from the transcript of the earnings call held by Rocket Companies, Inc. (“Rocket”) regardi |
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| May 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39432 Rocket Co |
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| May 8, 2025 |
Rocket Companies Announces First Quarter 2025 Results Rocket Companies Announces First Quarter 2025 Results •Generated Q1'25 total revenue, net of $1. |
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| May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) May 8, 2025 Rocket Companies, Inc. |
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| May 5, 2025 |
1099 Stewart Street, Suite 600 Seattle, WA 98101 (206) 576-8610 TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(3) Registration No. 333-286428 1099 Stewart Street, Suite 600 Seattle, WA 98101 (206) 576-8610 Dear Redfin Corporation Stockholder: You are cordially invited to attend a virtual special meeting of stockholders of Redfin Corporation (for purposes of this letter and Redfin’s notice of the Redfin virtual special meeting of stockholders, “Redfin,” “we, |
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| May 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) April 30, 2025 Rocket Companies, Inc. |
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| May 2, 2025 |
Filed by Rocket Companies, Inc. Filed by Rocket Companies, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Redfin Corporation Commission File No.: 001-38160 The following is an email sent from Varun Krishna, the Chief Executive Officer of Rocket Companies, Inc. (“Rocket”), to employees of Redfin |
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| May 1, 2025 |
Form of Proxy Card for Redfin Virtual Special Meeting Exhibit 99.1 SCAN TO VIEW MATERIALS & VOTEREDFIN CORPORATION 1099 STEWART STREET, SUITE 600 SEATTLE, WA 98101VOTE BY INTERNET Before The Meeting - Go to www.proxyvote.com or scan the QR Barcode above Use the Internet to transmit your voting instructions and for electronic delivery of information up until 11:59 p.m. Eastern Time the day before the meeting date. Have your proxy card in hand when you |
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| May 1, 2025 |
ROCKET COMPANIES, INC. 1050 Woodward Avenue Detroit, MI 48226 ROCKET COMPANIES, INC. 1050 Woodward Avenue Detroit, MI 48226 May 1, 2025 VIA EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Madeleine Matteo Re: Rocket Companies, Inc. Registration Statement on Form S-4 File No. 333-286428 Request for Effectiveness Ladies and Gentlemen: Pursuant to Rule 461 of the Securities Act of 193 |
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| May 1, 2025 |
As filed with the Securities and Exchange Commission on May 1, 2025 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on May 1, 2025 No. |
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| May 1, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement ROCKET COMPANIES, |
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| May 1, 2025 |
Consent of Goldman Sachs & Co. LLC Exhibit 99.2 May 1, 2025 Board of Directors Redfin Corporation 1099 Stewart Street, Suite 600 Seattle, WA 98101 Re: Amendment No. 1 to the Registration Statement on Form S-4 of Rocket Companies, Inc., filed May 1, 2025 (the “Registration Statement”) Ladies and Gentlemen: Reference is made to our opinion letter, dated March 9, 2025 (“Opinion Letter”), with respect to the fairness from a financial p |
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| April 29, 2025 |
Calculation of Filing Fee Tables S-4 Rocket Companies, Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Da |
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| April 29, 2025 |
Consent of Citigroup Global Markets Inc. Exhibit 99.2 CONSENT OF CITIGROUP GLOBAL MARKETS INC. The Board of Directors Mr. Cooper Group Inc. 8950 Cypress Waters Blvd Coppell, TX 75019 Board of Directors: We hereby consent to the inclusion of our opinion letter, dated March 30, 2025, to the Board of Directors of Mr. Cooper Group Inc. (“Mr. Cooper”), as Annex C to, and reference to such opinion letter under the headings “SUMMARY—Opinion of |
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| April 29, 2025 |
As filed with the Securities and Exchange Commission on April 29, 2025 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on April 29, 2025 No. |
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| April 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001- |
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| April 7, 2025 |
As filed with the Securities and Exchange Commission on April 7, 2025 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on April 7, 2025 No. |
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| April 7, 2025 |
Table 1: Transaction Valuation Calculation of Filing Fee Tables Table 1: Transaction Valuation Proposed Maximum Aggregate Value of Transaction Fee Rate Amount of Filing Fee Fees to be Paid 1 $ 22,131,087,411. |
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| April 7, 2025 |
Consent of Goldman Sachs & Co. LLC Exhibit 99.2 200 West Street | New York, NY 10282-2198 Tel: 212-902-1000 | Fax: 212-902-3000 April 7, 2025 Board of Directors Redfin Corporation 1099 Stewart Street, Suite 600 Seattle, WA 98101 Re: Initially Filed Registration Statement on Form S-4 of Rocket Companies, Inc., filed April 7, 2025 (the “Registration Statement”) Ladies and Gentlemen: Reference is made to our opinion letter, dated Marc |
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| April 7, 2025 |
Calculation of Filing Fee Tables S-4 Rocket Companies, Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Da |
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| April 7, 2025 |
Paul, Weiss, Rifkind, Wharton & Garrison LLP 1285 Avenue of the Americas New York, New York 10019-6064 April 7, 2025 CONFIDENTIAL VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| April 7, 2025 |
Form of Proxy Card for Redfin Virtual Special Meeting Exhibit 99.1 Signature [PLEASE SIGN WITHIN BOX] Date Signature (Joint Owners) Date TO VOTE, MARK BLOCKS BELOW IN BLUE OR BLACK INK AS FOLLOWS: KEEP THIS PORTION FOR YOUR RECORDS DETACH AND RETURN THIS PORTION ONLY THIS PROXY CARD IS VALID ONLY WHEN SIGNED AND DATED. V71543-TBD 1. To adopt the Agreement and Plan of Merger, dated March 9, 2025, among Rocket Companies, Inc. ("Rocket"), Neptune Merger |
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| April 7, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive Information Statement ROCKET COMPANIES, |
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| April 4, 2025 |
Filed by Rocket Companies, Inc. FORM 8-K Filed by Rocket Companies, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Mr. Cooper Group Inc. Commission File No.: 001-14667 The following is an email sent from Varun Krishna, the Chief Executive Officer of Rocket Companies, Inc., to employees of Mr. Co |
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| March 31, 2025 |
Filed by Rocket Companies, Inc. Filed by Rocket Companies, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Mr. Cooper Group Inc. Commission File No.: 001-14667 The following is a LinkedIn post made by Varun Krishna, the Chief Executive Officer of Rocket Companies, Inc., on March 31, 2025. Caution |
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| March 31, 2025 |
EXHIBIT 2.1 AGREEMENT AND PLAN OF MERGER dated as of March 31, 2025 among ROCKET COMPANIES, INC., MAVERICK MERGER SUB, INC., MAVERICK MERGER SUB 2, LLC and MR. COOPER GROUP INC. TABLE OF CONTENTS Page ARTICLE I THE MERGERS 2 Section 1.1 The Mergers 2 Section 1.2 Governing Documents of Maverick Surviving Corporation and Forward Surviving Company 3 Section 1.3 Governance Matters; Directors and Offic |
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| March 31, 2025 |
Filed by Rocket Companies, Inc. FORM 8-K Filed by Rocket Companies, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Redfin Corporation Commission File No.: 001-38160 The following set of Frequently Asked Questions were distributed by Rocket Companies, Inc. to employees of Rocket on March 31, 2025 |
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| March 31, 2025 |
EXHIBIT 2.1 AGREEMENT AND PLAN OF MERGER dated as of March 31, 2025 among ROCKET COMPANIES, INC., MAVERICK MERGER SUB, INC., MAVERICK MERGER SUB 2, LLC and MR. COOPER GROUP INC. TABLE OF CONTENTS Page ARTICLE I THE MERGERS 2 Section 1.1 The Mergers 2 Section 1.2 Governing Documents of Maverick Surviving Corporation and Forward Surviving Company 3 Section 1.3 Governance Matters; Directors and Offic |
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| March 31, 2025 |
Filed by Rocket Companies, Inc. Filed by Rocket Companies, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Mr. Cooper Group Inc. Commission File No.: 001-14667 The following is a transcript for the investor call delivered by Varun Krishna, the Chief Executive Officer of Rocket Companies, Inc. (“R |
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| March 31, 2025 |
EXHIBIT 99.2 Rocket Companies to acquire Mr. Cooper Accelerating the mission to help everyone home. March 31, 2025 Disclaimer Important Information for Investors and Stockholders In connection with the proposed transaction, Rocket will file with the SEC the Registration Statement on Form S-4, containing the Joint Proxy and Information Statement/Prospectus. After the Registration Statement has been |
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| March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) March 31, 2025 Rocket Companies, Inc. |
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| March 31, 2025 |
FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) March 31, 2025 Rocket Companies, Inc. |
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| March 31, 2025 |
EXHIBIT 10.1 DAN GILBERT March 31, 2025 Rocket Companies, Inc. 1050 Woodward Avenue Detroit, MI 48226 Ladies and Gentlemen: Reference is made to the Agreement and Plan of Merger, dated as of March 31, 2025 (the “Merger Agreement”), by and among Rocket Companies, Inc., a Delaware corporation (“Cavalier”), Maverick Merger Sub, Inc., a newly formed Delaware corporation and direct, wholly-owned Subsid |
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| March 31, 2025 |
Filed by Rocket Companies, Inc. Filed by Rocket Companies, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Mr. Cooper Group Inc. Commission File No.: 001-14667 The following set of Frequently Asked Questions were distributed by Rocket Companies, Inc. to employees of Rocket on March 31, 2025. Rock |
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| March 31, 2025 |
Filed by Rocket Companies, Inc. Filed by Rocket Companies, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Redfin Corporation Commission File No.: 001-38160 The following is an email sent from Varun Krishna, the Chief Executive Officer of Rocket Companies, Inc., to employees of Redfin Corporation |
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| March 31, 2025 |
Filed by Rocket Companies, Inc. Filed by Rocket Companies, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Mr. Cooper Group Inc. Commission File No.: 001-14667 The following are talking points for a video message delivered by Varun Krishna, the Chief Executive Officer of Rocket Companies, Inc., t |
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| March 31, 2025 |
Mr. Cooper, America’s Largest Servicer, Joins Rocket, the Nation’s Largest Lender EXHIBIT 99.1 Mr. Cooper, America’s Largest Servicer, Joins Rocket, the Nation’s Largest Lender · Combined company to service more than $2.1 trillion in loan volume · Integrating Rocket’s originations-servicing recapture flywheel with Mr. Cooper’s servicing platform will drive down costs and improve the experience for the companies’ nearly 10 million combined clients, representing one in every six |
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| March 31, 2025 |
Mr. Cooper, America’s Largest Servicer, Joins Rocket, the Nation’s Largest Lender EXHIBIT 99.1 Mr. Cooper, America’s Largest Servicer, Joins Rocket, the Nation’s Largest Lender · Combined company to service more than $2.1 trillion in loan volume · Integrating Rocket’s originations-servicing recapture flywheel with Mr. Cooper’s servicing platform will drive down costs and improve the experience for the companies’ nearly 10 million combined clients, representing one in every six |
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| March 31, 2025 |
Filed by Rocket Companies, Inc. Filed by Rocket Companies, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Mr. Cooper Group Inc. Commission File No.: 001-14667 The following is a LinkedIn post made by Rocket Companies, Inc. on March 31, 2025. Cautionary Statement Regarding Forward-Looking Informa |
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| March 31, 2025 |
Filed by Rocket Companies, Inc. Filed by Rocket Companies, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Redfin Corporation Commission File No.: 001-38160 The following is an email sent from Varun Krishna, the Chief Executive Officer of Rocket Companies, Inc., to employees of Rocket on March 31 |
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| March 31, 2025 |
Filed by Rocket Companies, Inc. Filed by Rocket Companies, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Mr. Cooper Group Inc. Commission File No.: 001-14667 The following is an email sent from Varun Krishna, the Chief Executive Officer of Rocket Companies, Inc., to employees of Rocket on March |
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| March 31, 2025 |
EXHIBIT 99.2 Rocket Companies to acquire Mr. Cooper Accelerating the mission to help everyone home. March 31, 2025 Disclaimer Important Information for Investors and Stockholders In connection with the proposed transaction, Rocket will file with the SEC the Registration Statement on Form S-4, containing the Joint Proxy and Information Statement/Prospectus. After the Registration Statement has been |
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| March 31, 2025 |
EXHIBIT 10.1 DAN GILBERT March 31, 2025 Rocket Companies, Inc. 1050 Woodward Avenue Detroit, MI 48226 Ladies and Gentlemen: Reference is made to the Agreement and Plan of Merger, dated as of March 31, 2025 (the “Merger Agreement”), by and among Rocket Companies, Inc., a Delaware corporation (“Cavalier”), Maverick Merger Sub, Inc., a newly formed Delaware corporation and direct, wholly-owned Subsid |
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| March 14, 2025 |
Filed by Rocket Companies, Inc. Filed by Rocket Companies, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Redfin Corporation Commission File No.: 001-38160 The following is an email sent from Varun Krishna, the Chief Executive Officer of Rocket Companies, Inc., to employees of Redfin Corporation |
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| March 13, 2025 |
Filed by Rocket Companies, Inc. Filed by Rocket Companies, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Redfin Corporation Commission File No.: 001-38160 The following is a LinkedIn post made by Varun Krishna, the Chief Executive Officer of Rocket Companies, Inc., on March 12, 2025. FORWARD-LO |
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| March 11, 2025 |
Filed by Rocket Companies, Inc. Filed by Rocket Companies, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Redfin Corporation Commission File No.: 001-38160 The following is a transcript of the town hall delivered by Varun Krishna, the Chief Executive Officer of Rocket Companies, Inc. (“Rocket”) |
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| March 10, 2025 |
Investor Presentation, dated March 10, 2025 EXHIBIT 99.2 |
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| March 10, 2025 |
EXHIBIT 2.1 TRANSACTION AGREEMENT by and among ROCKET COMPANIES, INC., ROCK HOLDINGS INC., ECLIPSE SUB, INC., ROCKET GP, LLC, DANIEL GILBERT and RHI II, LLC Dated as of March 9, 2025 TABLE OF CONTENTS Page ARTICLE I PRE-CLOSING REORGANIZATIONS Section 1.1 RHI Pre-Closing Reorganization 4 Section 1.2 Rocket Pre-Closing Reorganization 4 ARTICLE II THE MERGERS Section 2.1 The Mergers 5 Section 2.2 Cl |
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| March 10, 2025 |
Rocket Companies to Acquire Redfin, Accelerating Purchase Mortgage Strategy EXHIBIT 99.1 Rocket Companies to Acquire Redfin, Accelerating Purchase Mortgage Strategy · Most-visited real estate brokerage website joins with largest mortgage lender · Connects Redfin’s nearly 50 million monthly visitors to Rocket's mortgage products · Rocket Companies to collapse “Up-C” structure and declares a special cash dividend of $0.80 per share of Class A common stock to be paid on Apri |
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| March 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) March 9, 2025 Rocket Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39432 84-4946470 (State or other jurisdiction of incorporation) (Commission Fil |
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| March 10, 2025 |
Filed by Rocket Companies, Inc. Filed by Rocket Companies, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Redfin Corporation Commission File No.: 001-38160 The following is a transcript for the investor call delivered by Varun Krishna, the Chief Executive Officer of Rocket Companies, Inc. (“Rock |
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| March 10, 2025 |
FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) March 9, 2025 Rocket Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39432 84-4946470 (State or other jurisdiction of incorporation) (Commi |
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| March 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) March 9, 2025 Rocket Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39432 84-4946470 (State or other jurisdiction of incorporation) (Commission Fil |
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| March 10, 2025 |
Rocket Companies to Acquire Redfin, Accelerating Purchase Mortgage Strategy EXHIBIT 99.1 Rocket Companies to Acquire Redfin, Accelerating Purchase Mortgage Strategy · Most-visited real estate brokerage website joins with largest mortgage lender · Connects Redfin’s nearly 50 million monthly visitors to Rocket's mortgage products · Rocket Companies to collapse “Up-C” structure and declares a special cash dividend of $0.80 per share of Class A common stock to be paid on Apri |
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| March 10, 2025 |
EXHIBIT 2.1 TRANSACTION AGREEMENT by and among ROCKET COMPANIES, INC., ROCK HOLDINGS INC., ECLIPSE SUB, INC., ROCKET GP, LLC, DANIEL GILBERT and RHI II, LLC Dated as of March 9, 2025 TABLE OF CONTENTS Page ARTICLE I PRE-CLOSING REORGANIZATIONS Section 1.1 RHI Pre-Closing Reorganization 4 Section 1.2 Rocket Pre-Closing Reorganization 4 ARTICLE II THE MERGERS Section 2.1 The Mergers 5 Section 2.2 Cl |
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| March 10, 2025 |
Filed by Rocket Companies, Inc. Filed by Rocket Companies, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Redfin Corporation Commission File No.: 001-38160 The following set of Frequently Asked Questions were distributed by Rocket Companies, Inc. to certain employees on March 10, 2025. Team Mem |
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| March 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) March 9, 2025 Rocket Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39432 84-4946470 (State or other jurisdiction of incorporation) (Commission Fil |
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| March 10, 2025 |
Investor Presentation, dated March 10, 2025 EXHIBIT 99.2 |
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| March 10, 2025 |
Filed by Rocket Companies, Inc. Filed by Rocket Companies, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Redfin Corporation Commission File No.: 001-38160 The following is an email sent from Varun Krishna, the Chief Executive Officer of Rocket Companies, Inc. (“Rocket”), to employees of Rocket |
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| March 10, 2025 |
EXHIBIT 2.1 Agreement and Plan of Merger among Rocket Companies, Inc., a Delaware corporation, Neptune Merger Sub, Inc., a Delaware corporation, and Redfin Corporation, a Delaware corporation Dated as of March 9, 2025 Table of Contents ARTICLE I DESCRIPTION OF TRANSACTION 2 Section 1.1 The Merger 2 Section 1.2 Effects of the Merger 2 Section 1.3 Closing; Effective Time 2 Section 1.4 Governing Docu |
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| March 10, 2025 |
Filed by Rocket Companies, Inc. Filed by Rocket Companies, Inc. Pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Redfin Corporation Commission File No.: 001-38160 The following is a transcript for the video message delivered by Varun Krishna, the Chief Executive Officer of Rocket Companies, Inc. (“Rock |
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| March 10, 2025 |
EXHIBIT 2.1 Agreement and Plan of Merger among Rocket Companies, Inc., a Delaware corporation, Neptune Merger Sub, Inc., a Delaware corporation, and Redfin Corporation, a Delaware corporation Dated as of March 9, 2025 Table of Contents ARTICLE I DESCRIPTION OF TRANSACTION 2 Section 1.1 The Merger 2 Section 1.2 Effects of the Merger 2 Section 1.3 Closing; Effective Time 2 Section 1.4 Governing Docu |
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| March 3, 2025 |
EXHIBIT 10.40 EXECUTION VERSION AMENDMENT NUMBER SIX to the MASTER REPURCHASE AGREEMENT dated as of September 4, 2019, between ROCKET MORTGAGE, LLC, as Seller and CITIBANK, N.A., as Buyer This AMENDMENT NUMBER SIX (this “Amendment Number Six”) is made this 10th day of December, 2024, between ROCKET MORTGAGE, LLC (“Seller”) and CITIBANK, N.A. (“Buyer”), to the Master Repurchase Agreement, dated as |
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| March 3, 2025 |
Exhibit 21.1 Rocket Companies, Inc. (a Delaware corporation) Significant Subsidiaries Country Entity State United States Amrock, LLC MI United States Rocket, LLC MI United States Rocket Mortgage, LLC MI 1 |
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| March 3, 2025 |
EXHIBIT 4.2 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 In this document, the “Company,” “we,” “us” and “our” refer to Rocket Companies, Inc., a Delaware corporation. The following description of our capital stock summarizes certain provisions of our amended and restated certificate of incorporation (the “certificate of incorp |
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| March 3, 2025 |
EXHIBIT 10.102 EXECUTION VERSION CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NUMBER ONE to the MASTER REPURCHASE AGREEMENT Dated as of May 7, 2024, among ROCKET MORTGAGE, LLC, MORGAN STANLEY BANK. N.A. a |
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| March 3, 2025 |
EXHIBIT 10.23 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. EXECUTION AMENDMENT NO. 4 TO SECOND AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT Amendment No. 4 to Second Amended and Restated Master Repurchase Agree |
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| March 3, 2025 |
Rocket Companies, Inc. Insider Trading Policy EXHIBIT 19.1 ROCKET COMPANIES, INC. INSIDER TRADING POLICY Effective as of February 28, 2025 PURPOSE This policy pertains to the disclosure of material non-public information (as defined herein) regarding Rocket Companies, Inc. (“Rocket Companies” and, together with its subsidiaries, the “Company”) to trading in securities while in possession of such inside information. It is intended to ensure th |
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| March 3, 2025 |
EXHIBIT 10.21 EXECUTION VERSION CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NUMBER FOUR to the LOAN AND SECURITY AGREEMENT dated as of July 27, 2022, between ROCKET MORTGAGE, LLC, as Borrower and CITIBAN |
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| March 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39432 Rocket Compani |
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| February 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) February 27, 2025 Rocket Companies, Inc. |
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| February 27, 2025 |
Rocket Companies Announces Fourth Quarter and Full Year 2024 Results Rocket Companies Announces Fourth Quarter and Full Year 2024 Results •Generated Q4'24 total revenue, net of $1. |
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| February 13, 2025 |
EX-99.A 2 c111622ex99-a.htm EXHIBIT A ITEM 6. OWNERSHIP. Nuveen Asset Management, LLC (“NAM”), is a registered investment adviser affiliated with TCIM and TAL. NAM may be deemed to be a beneficial owner of 20,172 shares of Issuer’s common stock. TIAA-CREF Investment Management, LLC (“TCIM”) is the investment adviser to the College Retirement Equities Fund (“CREF”), a registered investment company, |
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| February 13, 2025 |
EX-99.A 2 c111638ex99-a.htm EXHIBIT A ITEM 6. OWNERSHIP. Nuveen Asset Management, LLC (“NAM”), is a registered investment adviser affiliated with TCIM and TAL. NAM may be deemed to be a beneficial owner of 20,172 shares of Issuer’s common stock. TIAA-CREF Investment Management, LLC (“TCIM”) is the investment adviser to the College Retirement Equities Fund (“CREF”), a registered investment company, |
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| February 13, 2025 |
EX-99.A 2 c111637ex99-a.htm EXHIBIT A ITEM 6. OWNERSHIP. Nuveen Asset Management, LLC (“NAM”), is a registered investment adviser affiliated with TCIM and TAL. NAM may be deemed to be a beneficial owner of 20,172 shares of Issuer’s common stock. TIAA-CREF Investment Management, LLC (“TCIM”) is the investment adviser to the College Retirement Equities Fund (“CREF”), a registered investment company, |
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| January 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) December 26, 2024 Rocket Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39432 84-4946470 (State or other jurisdiction of incorporation) (Commission |
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| December 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) December 10, 2024 Rocket Companies, Inc. |
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| December 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) November 26, 2024 Rocket Companies, Inc. |
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| November 14, 2024 |
RKT / Rocket Companies, Inc. / Boston Partners - BOSTON PARTNERS Passive Investment SC 13G/A 1 rkta1111424.htm BOSTON PARTNERS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Rocket Companies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 77311W101 (CUSIP Number) September 30, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box t |
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| November 12, 2024 |
CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) November 12, 2024 Rocket Companies, Inc. |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39432 Rocke |
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| November 12, 2024 |
Exhibit 10.3 AMENDMENT NO. 7 TO AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT Amendment No. 7 to Amended and Restated Master Repurchase Agreement, dated as of October 3, 2024 (this “Amendment”), by and among Bank of America, N.A. (“Buyer”), RCKT Mortgage SPE-A, LLC (“Seller”) and Rocket Mortgage, LLC (“Guarantor” and together with the Seller, the “Seller Parties” and each a “Seller Party”). REC |
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| November 12, 2024 |
CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. |
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| November 12, 2024 |
Rocket Companies Announces Third Quarter 2024 Results Rocket Companies Announces Third Quarter 2024 Results •Generated Q3'24 total revenue of $647 million and adjusted revenue of $1. |
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| October 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) October 2, 2024 Rocket Companies, Inc. |
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| August 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) June 20, 2024 Rocket Companies, Inc. |
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| August 6, 2024 |
EXHIBIT 10.2 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. FIFTH AMENDMENT TO LEASE (One North Central) THIS FIFTH AMENDMENT TO LEASE (“Fifth Amendment”) is made and entered into as of May 9, 2024, by and between PF |
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| August 6, 2024 |
EXHIBIT 10.6 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. Execution Version REVOLVING CREDIT AGREEMENT dated as of July 2, 2024 among ROCKET MORTGAGE, LLC, as Borrower The Lenders Party Hereto and JPMORGAN CHASE BA |
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| August 6, 2024 |
EXHIBIT 10.4 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. EXECUTION AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT among JPMorgan Chase Bank, National Association, as Buyer QL Ginnie EBO, LLC, as Seller and QL Gi |
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| August 6, 2024 |
EXHIBIT 10.8 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NO. 1 TO AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT This Amendment No. 1 to the Amended and Restated Master Repurchase Agreement, dated as o |
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| August 6, 2024 |
EXHIBIT 10.1 AMENDMENT NO. 5 TO AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT Amendment No. 5 to Amended and Restated Master Repurchase Agreement, dated as of April 3, 2024 (this “Amendment”), by and among Bank of America, N.A. (“Buyer”), RCKT Mortgage SPE-A, LLC (“Seller”) and Rocket Mortgage, LLC (“Guarantor” and together with the Seller, the “Seller Parties” and each a “Seller Party”). RECIT |
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| August 6, 2024 |
EXHIBIT 10.9 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NO. 1 TO FIRST AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT THIS AMENDMENT NO. 1 TO FIRST AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT (th |
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| August 6, 2024 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ROCKET COMPANIES, INC. (Pursuant to Section 242 of the General Corporation Law of the State of Delaware) Rocket Companies, Inc. a corporation organized and existing under the laws of the State of Delaware, DOES HEREBY CERTIFY: FIRST: That the name of the corporation is Rocket Companies, Inc. (the “Corp |
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| August 6, 2024 |
CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. |
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| August 6, 2024 |
s Quarterly Report on Form 10-Q, filed on August 6, 2024 EXHIBIT 10.7 THIRD AMENDED AND RESTATED OPERATING AGREEMENT of ROCKET, LLC Dated as of June 15, 2024 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND USAGE 1 Section 1.01 Definitions 1 Section 1.02 Other Definitional and Interpretative Provisions 12 ARTICLE II THE COMPANY 13 Section 2.01 Formation 13 Section 2.02 Name 13 Section 2.03 Term 13 Section 2.04 Registered Agent and Registered Office 14 S |
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| August 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39432 Rocket Com |
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| August 6, 2024 |
EXHIBIT 10.3 AMENDMENT NO. 6 TO AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT Amendment No. 6 to Amended and Restated Master Repurchase Agreement, dated as of May 15, 2024 (this “Amendment”), by and among Bank of America, N.A. (“Buyer”), RCKT Mortgage SPE-A, LLC (“Seller”) and Rocket Mortgage, LLC (“Guarantor” and together with the Seller, the “Seller Parties” and each a “Seller Party”). RECITA |
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| August 1, 2024 |
Rocket Companies Announces Second Quarter 2024 Results Rocket Companies Announces Second Quarter 2024 Results •Generated Q2'24 total revenue, net of $1. |
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| August 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) August 1, 2024 Rocket Companies, Inc. |
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| July 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) July 2, 2024 Rocket Companies, Inc. |
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| June 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) June 20, 2024 Rocket Companies, Inc. |
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| June 21, 2024 |
Certificate of Incorporation of Rocket Companies, Inc. Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ROCKET COMPANIES, INC. (Pursuant to Section 242 of the General Corporation Law of the State of Delaware) Rocket Companies, Inc. a corporation organized and existing under the laws of the State of Delaware, DOES HEREBY CERTIFY: FIRST: That the name of the corporation is Rocket Companies, Inc. (the “Corp |
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| June 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) June 18, 2024 Rocket Companies, Inc. |
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| June 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) May 31, 2024 Rocket Companies, Inc. |
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| May 7, 2024 |
EXECUTION VERSION CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. |
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| May 7, 2024 |
EXHIBIT 10.3 FORM OF PSU AGREEMENT ROCKET COMPANIES, INC. 2020 OMNIBUS INCENTIVE PLAN NOTICE OF PSU GRANT Participant: [] # of Shares Underlying PSUs: [] (at Target) Date of Grant: [] Performance Period: []1 Earned PSUs: The number of PSUs that become eligible to vest upon the achievement of the performance criteria set forth in Exhibit B to the Award Agreement (the “Performance Goals”) for the Pe |
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| May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39432 Rocket Co |
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| May 7, 2024 |
Rocket Companies, Inc. Annual Incentive Plan EXHIBIT 10.2 ROCKET COMPANIES, INC. ANNUAL INCENTIVE PLAN Section 1.Purpose. The purpose of the Rocket Companies, Inc. Annual Incentive Plan (as amended from time to time, the “Plan”) is to provide to certain employees of Rocket Companies, Inc. (the “Company”) and its Subsidiaries incentive compensation based upon the achievement of financial, business and other performance goals. Section 2.Defini |
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| May 7, 2024 |
CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. |
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| May 2, 2024 |
Rocket Companies Announces First Quarter 2024 Results Rocket Companies Announces First Quarter 2024 Results •Generated Q1'24 total revenue, net of $1. |
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| May 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) May 2, 2024 Rocket Companies, Inc. |
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| April 26, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 1 |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| April 26, 2024 |
NO AL STOCKHOLDER MEETING AND PROXY STATEMENTAPRIL 26, 2024 DEAR FELLOW STOCKHOLDERS, On behalf of the Board of Directors and the leadership team, we invite you to attend the 2024 annual meeting of stockholders, to be held at: 1:00 P. |
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| April 15, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 1 |
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| March 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) March 25, 2024 Rocket Companies, Inc. |
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| February 27, 2024 |
Significant Subsidiaries of Rocket Companies, Inc. Exhibit 21.1 Rocket Companies, Inc. (a Delaware corporation) Significant Subsidiaries Country Entity State United States Amrock, LLC MI United States Rock Central LLC MI United States Rocket Mortgage, LLC MI 1 |
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| February 27, 2024 |
EXHIBIT 10.28 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. EXECUTION AMENDMENT NO. 2 TO SECOND AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT Amendment No. 2 to Second Amended and Restated Master Repurchase Agree |
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| February 27, 2024 |
Rocket Companies, Inc. Clawback Policy Effective as of September 27, 2023 Exhibit 97.1 Rocket Companies, Inc. CLAWBACK POLICY Effective as of September 27, 2023 The Board of Directors (“Board”) of Rocket Companies, Inc. (the “Company”) has adopted this statutory clawback policy (this “Policy”) in accordance with New York Stock Exchange (“NYSE”) listing requirements. A. Application of Policy This Policy applies in the event of any restatement (“Restatement”) of the Compa |
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| February 27, 2024 |
Exhibit 10.95 ROCKET COMPANIES, INC. 2020 OMNIBUS INCENTIVE PLAN NOTICE OF NON-EMPLOYEE Director RSU Grant Participant: ###PARTICIPANTNAME### # of Shares Underlying RSUs: ###TOTALAWARDS### Date of Grant: ###DATEOFGRANT### Vesting Schedule: The RSUs shall vest upon [the first to occur of (i)] the first anniversary of the Date of Grant [or (ii) the date of the first regularly scheduled annual meetin |
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| February 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39432 Rocket Compani |
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| February 22, 2024 |
Rocket Companies Announces Fourth Quarter and Full Year 2023 Results Rocket Companies Announces Fourth Quarter and Full Year 2023 Results •Generated Q4'23 net revenue of $694 million and adjusted revenue of $885 million. |
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| February 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) February 22, 2024 Rocket Companies, Inc. |
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| February 14, 2024 |
RKT / Rocket Companies, Inc. / Caledonia (Private) Investments Pty Ltd Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 13, 2024 |
SC 13G 1 rkt21324.htm ROBECO INVESTMENT MANAGEMENT INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Rocket Companies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 001744101 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to desig |
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| February 13, 2024 |
RKT / Rocket Companies, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01836-rocketcompaniesinccl.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: Rocket Companies, Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 77311W101 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate |
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| February 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) February 1, 2024 Rocket Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39432 84-4946470 (State or other jurisdiction of incorporation) (Commission |
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| February 1, 2024 |
RKT / Rocket Companies, Inc. / Invesco Ltd. - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Rocket Cos Inc (Name of Issuer) Common Stock (Title of Class of Securities) 77311W101 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desi |
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| February 1, 2024 |
Rocket Companies Appoints AI and Fintech Expert Alex Rampell to Board of Directors EXHIBIT 99.1 Rocket Companies Appoints AI and Fintech Expert Alex Rampell to Board of Directors This appointment of Rampell, along with the recent addition of CEO Varun Krishna to the Board, furthers the Company’s fintech and AI-driven vision. DETROIT, February 1, 2024 – Rocket Companies (NYSE: RKT), the Detroit-based fintech platform company including mortgage, real estate and other financial ser |
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| January 12, 2024 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Rocket Companies, Inc. (Name of Issuer) Class A common stock, par value $0.00001 per share (Title of Class of Securities) 77311W101 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| December 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) December 21, 2023 Rocket Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39432 84-4946470 (State or other jurisdiction of incorporation) (Commission |
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| November 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) November 30, 2023 Rocket Companies, Inc. |
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| November 27, 2023 |
Increased Commitment Supplement to Revolving Credit Agreement, dated as of November 22, 2023 Exhibit 10.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. INCREASED COMMITMENT SUPPLEMENT This INCREASED COMMITMENT SUPPLEMENT (this “Supplement”) is dated as of November 22, 2023 and entered into by and among ROCK |
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| November 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) November 22, 2023 Rocket Companies, Inc. |
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| November 9, 2023 |
EXHIBIT 10.9 Execution Version CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NUMBER THREE to the LOAN AND SECURITY AGREEMENT dated as of July 27, 2022, between ROCKET MORTGAGE, LLC, as Borrower and CITIBAN |
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| November 9, 2023 |
EXHIBIT 10.8 Execution Version AMENDMENT NUMBER FIVE to the MASTER REPURCHASE AGREEMENT dated as of September 4, 2019, between ROCKET MORTGAGE, LLC, as Seller and CITIBANK, N.A., as Buyer This AMENDMENT NUMBER FIVE (this “Amendment Number Five”) is made this 7th day of November, 2023, between ROCKET MORTGAGE, LLC (“Seller”) and CITIBANK, N.A. (“Buyer”), to the Master Repurchase Agreement, dated as |
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| November 9, 2023 |
EXHIBIT 10.6 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. EXECUTION AMENDMENT NO. 4 TO AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT Amendment No. 4 to Amended and Restated Master Repurchase Agreement, dated as |
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| November 9, 2023 |
RKT Holdings Exhibit 10.4 July 28, 2023 Varun Krishna Re: Offer of Employment Congratulations, We are thrilled to present you with this offer to join RKT Holdings, LLC (the “Company”) as a Full-time team member. We hope you are as excited about this opportunity as we are. Next, you’ll find a summary of the position, compensation and benefits being offered to you as a part of our world-class team, |
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| November 9, 2023 |
EXHIBIT 10.7 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. EXECUTION VERSION AMENDMENT NO. 4 TO MASTER REPURCHASE AGREEMENT This Amendment No. 4 (this “Amendment”), dated as of October 26, 2023, amends that certain |
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| November 9, 2023 |
EXHIBIT 10.3 EXECUTION VERSION AMENDMENT NO. 3 TO AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT Amendment No. 3 to Amended and Restated Master Repurchase Agreement, dated as of May 11, 2023 (this “Amendment”), by and between Bank of America, N.A. (“Buyer”), RCKT Mortgage SPE-A, LLC (“Seller”) and Rocket Mortgage, LLC (“Guarantor” and together with the Seller, the “Seller Parties” and each a “Se |
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| November 9, 2023 |
EXHIBIT 10.1 EXECUTION VERSION AMENDMENT NO. 3 TO MASTER REPURCHASE AGREEMENT This Amendment No. 3 (this “Amendment”), dated as of July 21, 2023, amends that certain Master Repurchase Agreement, dated as of September 25, 2020 (as amended by Amendment No. 1 to Master Repurchase Agreement, dated as of September 24, 2021, Amendment No. 2 to Master Repurchase Agreement, dated as of March 31, 2022, and |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39432 Rocke |
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| November 9, 2023 |
EXHIBIT 10.2 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. TWELFTH AMENDMENT TO LEASE This Twelfth Amendment to Lease (“Amendment”) is executed as of August 31st, 2023, but effective as of August 30, 2023, between Z |
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| November 9, 2023 |
EXHIBIT 10.5 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is made and entered into as of July 28, 2023, by and between RKT Holdings, LLC (the “Company”) and Varun Krishna (“Executive” and, together with the Company, the “Parties”), effective as of the Effective Date (as defined below). RECITALS WHEREAS, the Parties desire to enter into a written employment agreement to reflect |
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| November 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) November 2, 2023 Rocket Companies, Inc. |
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| November 2, 2023 |
Rocket Companies Announces Third Quarter 2023 Results Rocket Companies Announces Third Quarter 2023 Results •Generated Q3'23 net revenue of $1. |
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| September 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) September 8, 2023 Rocket Companies, Inc. |
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| August 9, 2023 |
Exhibit 10.4 EXECUTION COPY EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is made and entered into by and between RKT Holdings, LLC (the “Company”) and Bill Emerson (“Executive” and, together with the Company, the “Parties”), effective as of March 27, 2023 (the “Effective Date”). RECITALS WHEREAS, the Parties desire to enter into a written employment agreement to reflect the te |
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| August 9, 2023 |
Exhibit 10.6 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. INCREASED COMMITMENT SUPPLEMENT This INCREASED COMMITMENT SUPPLEMENT (this “Supplement”) is dated as of August 7, 2023 and entered into by and among ROCKET |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39432 Rocket Com |
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| August 9, 2023 |
Exhibit 10.2 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is made and entered into as of July 29, 2020, by and between RKT Holdings, LLC (the “Company”) and Brian Brown (“Executive” and, together with the Company, the “Parties”). RECITALS WHEREAS, the Parties desire to enter into a written employment agreement to reflect the terms upon which Executive shall provide services to |
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| August 9, 2023 |
Exhibit 10.5 ROCKET COMPANIES, INC. 2020 OMNIBUS INCENTIVE PLAN NOTICE OF NON-EMPLOYEE DIRECTOR RSU GRANT Participant: ###PARTICIPANTNAME### # of Shares Underlying RSUs: ###TOTALAWARDS### Date of Grant: ###GRANTDATE### Vesting Schedule: The RSUs shall vest upon the first to occur of (i) the first anniversary of the Date of Grant or (ii) the date of the first regularly scheduled annual meeting of s |
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| August 9, 2023 |
Exhibit 10.3 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is made and entered into as of October 2, 2022, by and between RKT Holdings, LLC (the “Company”) and Tina John (“Executive” and, together with the Company, the “Parties”). RECITALS WHEREAS, the Parties desire to enter into a written employment agreement to reflect the terms upon which Executive shall provide services to |
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| August 9, 2023 |
Exhibit 10.1 EXECUTION VERSION CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. AMENDMENT NUMBER TWO to the LOAN AND SECURITY AGREEMENT dated as of July 27, 2022, between ROCKET MORTGAGE, LLC, as Borrower and CITIBANK, |
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| August 3, 2023 |
Rocket Companies Announces Second Quarter 2023 Results Rocket Companies Announces Second Quarter 2023 Results •Rocket Companies appoints Varun Krishna as Chief Executive Officer of Rocket Companies and Rocket Mortgage •Generated Q2'23 net revenue of $1. |
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| August 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) July 28, 2023 Rocket Companies, Inc. |
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| July 31, 2023 |
Rocket Companies Appoints Varun Krishna Chief Executive Officer EXHIBIT 99.1 FOR IMMEDIATE RELEASE Rocket Companies Appoints Varun Krishna Chief Executive Officer · Highly Accomplished Fintech Executive with Proven Track Record of Delivering Superior Performance and Innovation · Bob Walters, Rocket Companies Executive and Rocket Mortgage CEO to Retire Effective September 5 · Krishna to Succeed Walters as Rocket Mortgage CEO in dual role; Bill Emerson to Become |
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| July 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) July 31, 2023 Rocket Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39432 84-4946470 (State or other jurisdiction of incorporation) (Commission Fil |
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| July 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) July 21, 2023 Rocket Companies, Inc. |
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| June 29, 2023 |
As filed with the Securities and Exchange Commission on June 29, 2023 As filed with the Securities and Exchange Commission on June 29, 2023 Registration No. |
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| June 29, 2023 |
Exhibit 107 Calculation of Filing Fee Table S-8 (Form Type) Rocket Companies, Inc. |
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| June 29, 2023 |
Restated Rocket Companies, Inc. 2020 Team Member Stock Purchase Plan Exhibit 10.2 AMENDED & RESTATED ROCKET COMPANIES, INC. 2020 TEAM MEMBER STOCK PURCHASE PLAN (Effective as of June 13, 2023) 1.Purpose. The purpose of the Plan (as defined below) is to facilitate Employee participation in the ownership and economic progress of the Company and its Subsidiaries by providing Employees with an opportunity to purchase Shares of the Company. The Plan is not intended to q |
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| June 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) June 13, 2023 Rocket Companies, Inc. |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39432 Rocket Co |
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| May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) May 4, 2023 Rocket Companies, Inc. |
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| May 4, 2023 |
Rocket Companies Announces First Quarter 2023 Results Rocket Companies Announces First Quarter 2023 Results •Generated Q1'23 net revenue of $666 million and adjusted revenue of $882 million. |
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| April 26, 2023 |
NO TICE OF THE 2023 ANNU AL S T OCKHOLDER MEE TING AND PR O XY S T A TEMENTAPRIL26, DearFellowStockholders, OnbehalfoftheBoardofDirectorsandtheleadershipteam,weinviteyoutoattendthe2023 AnnualMeetingofStockholders,tobeheldat: 1:00P. |
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| April 26, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 1 |
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| April 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| March 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) March 13, 2023 Rocket Companies, Inc. |
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| March 1, 2023 |
Exhibit 10.26 AMENDMENT NO. 1 TO SECOND AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT Amendment No. 1 to Second Amended and Restated Master Repurchase Agreement (this “Amendment”), dated as of December 1, 2022, among UBS AG, by and through its branch office at 1285 Avenue of the Americas, New York, New York (the “Buyer”), ROCKET MORTGAGE, LLC (the “Rocket Seller”) and ONE REVERSE MORTGAGE, LLC |
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| March 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39432 Rocket Compani |
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| March 1, 2023 |
CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. |
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| March 1, 2023 |
CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. |
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| March 1, 2023 |
Exhibit 10.18 AMENDMENT TO EMPLOYMENT AGREEMENT This Amendment (this “Amendment”) to the Employment Agreement dated July 23, 2020 (the “Original Agreement” and, as amended by this Amendment, the “Agreement”) is made and entered into as of October 21, 2022, by and between RKT Holdings, LLC (the “Company”) and Julie Booth (“Executive” and, together with the Company, the “Parties”). RECITALS WHEREAS, |
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| March 1, 2023 |
Amendment to Employment Agreement dated as of October 2, 2022 by and between RKT Holdings, LLC and Exhibit 10.17 AMENDMENT TO EMPLOYMENT AGREEMENT This Amendment (this “Amendment”) to the Employment Agreement dated July 29, 2020 (the “Original Agreement” and, as amended by this Amendment, the “Agreement”) is made and entered into as of October 2, 2022, by and between RKT Holdings, LLC (the “Company”) and Angelo Vitale (“Executive” and, together with the Company, the “Parties”). RECITALS WHEREAS |
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| March 1, 2023 |
Significant Subsidiaries of Rocket Companies, Inc. Exhibit 21.1 Rocket Companies, Inc. (a Delaware corporation) Significant Subsidiaries Country Entity State United States Amrock, LLC MI United States Rock Central LLC MI United States Rocket Mortgage, LLC MI 1 |
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| February 28, 2023 |
Rocket Companies Announces Fourth Quarter and Full Year 2022 Results Rocket Companies Announces Fourth Quarter and Full Year 2022 Results •Generated Full Year 2022 revenue of $5. |
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| February 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) February 28, 2023 Rocket Companies, Inc. |
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| February 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) February 8, 2023 Rocket Companies, Inc. |
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| February 14, 2023 |
RKT / Rocket Companies Inc / Caledonia (Private) Investments Pty Ltd Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 13, 2023 |
Rocket Companies Announces CEO Transition Plan EXHIBIT 99.1 Rocket Companies Announces CEO Transition Plan - Jay Farner to Retire June 1, 2023, After 27 Years with Company - Longtime Rocket Executive Bill Emerson Named Interim CEO, Emerson served 15 years as Farner’s immediate predecessor - Rocket Initiates Search for Permanent Successor DETROIT, February 13, 2023 – Rocket Companies (NYSE:RKT), a Detroit-based fintech platform company consisti |
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| February 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) February 8, 2023 Rocket Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39432 84-4946470 (State or other jurisdiction of incorporation) (Commission |
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| February 9, 2023 |
RKT / Rocket Companies Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Rocket Cos. Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 77311W101 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is fil |
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| February 2, 2023 |
RKT / Rocket Companies Inc / Invesco Ltd. - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Rocket Cos Inc (Name of Issuer) Common Stock (Title of Class of Securities) 77311W101 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| December 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) September 30, 2022 Rocket Companies, Inc. |
