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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Roku, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38211 Roku, Inc. |
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| July 31, 2025 |
Roku Q2 2025 Shareholder Letter Exhibit 99.1 Fellow Shareholders, July 31, 2025 In Q2, Platform revenue grew 18% YoY, surpassing our outlook, due in part to strong performance in video advertising and the successful acquisition of Frndly. We have recently expanded our relationships with Amazon and Wurl, and we will continue to deepen our integrations with all major DSPs (demand-side platforms) to drive ad demand. We are raising |
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| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2025 Roku, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| June 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2025 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commi |
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| June 12, 2025 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2025 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| May 29, 2025 |
Conflict Minerals Report for the reporting period January 1, 2024 to December 31, 2024. Exhibit 1.01 Roku, Inc. Conflict Minerals Report For the period January 1, 2024 to December 31, 2024 This Conflict Minerals Report (the “Report”) of Roku, Inc. (the “Company”) has been prepared pursuant to Rule 13p-1 (the “Rule”) under the Securities Exchange Act of 1934, as amended, for the period January 1, 2024 to December 31, 2024 (the “Current Period”). The Rule requires disclosure of certain |
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| May 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report Roku, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38211 (State or Other Jurisdiction of Incorporation) (Commission File Number) 1173 Coleman Ave San Jose, California 95110 (Address of Principal Executive Offices) (Zip Code) Dan Jedda Chief Financial Officer (40 |
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| May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2025 Roku, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR |
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| May 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38211 Roku, Inc. |
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| May 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2025 Roku, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR |
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| May 1, 2025 |
The content row on our Home Screen helps grow video ad reach and subscriptions. Exhibit 99.1 Fellow Shareholders, May 1, 2025 In Q1 we grew Platform revenue 17%, in line with our outlook, with contributions from both video advertising and streaming services distribution activities. Our scale in the U.S. exceeds half of broadband households and continues to grow. Beginning with our Home Screen, we continue to enhance the Roku Experience to improve content discovery for viewers |
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| April 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| April 25, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| March 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2025 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| February 14, 2025 |
Calculation of Filing Fee Tables S-8 ROKU, INC Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 1 Equity Class A Common Stock, par value $0. |
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| February 14, 2025 |
List of Significant Subsidiaries of Roku, Inc. Exhibit 21.1 Significant Subsidiaries of Roku, Inc.* Subsidiary Name Jurisdiction Purple Tag Originals, LLC Delaware Purple Tag (Taiwan) Ltd Taiwan Purple Tag Media Technology (Shanghai) Ltd. - Shenzhen Branch China Roku DX Holdings, Inc. Delaware Roku DX UK Ltd United Kingdom Roku India Private Limited India Roku International B.V. Netherlands Roku UK Limited United Kingdom * Pursuant to Item 601 |
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| February 14, 2025 |
Form of Debt Securities Warrant Agreement Exhibit 4.7 ROKU, INC. AND , AS WARRANT AGENT FORM OF DEBT SECURITIES WARRANT AGREEMENT DATED AS OF 1 ROKU, INC. FORM OF DEBT SECURITIES WARRANT AGREEMENT THIS DEBT SECURITIES WARRANT AGREEMENT (this “Agreement”), dated as of [l], between ROKU, INC., a Delaware corporation (the “Company”), and [l], a [corporation] [national banking association] organized and existing under the laws of [l] and havi |
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| February 14, 2025 |
As filed with the U.S. Securities and Exchange Commission on February 14, 2025 As filed with the U.S. Securities and Exchange Commission on February 14, 2025 Registration No.: 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Roku, Inc. (Exact name of Registrant as specified in its charter) Delaware 26-2087865 (State or other jurisdiction of Incorporation or organization) (I.R.S. Emp |
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| February 14, 2025 |
As filed with the Securities and Exchange Commission on February 14, 2025 As filed with the Securities and Exchange Commission on February 14, 2025 Registration No. |
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| February 14, 2025 |
Form of Class A Common Stock Warrant Exhibit 4.5 ROKU, INC. AND , AS WARRANT AGENT FORM OF CLASS A COMMON STOCK WARRANT AGREEMENT DATED AS OF 1 ROKU, INC. FORM OF CLASS A COMMON STOCK WARRANT AGREEMENT THIS CLASS A COMMON STOCK WARRANT AGREEMENT (this “Agreement”), dated as of [l], between ROKU, INC., a Delaware corporation (the “Company”), and [l], a [corporation] [national banking association] organized and existing under the laws |
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| February 14, 2025 |
Exhibit 4.3 ROKU, INC., Issuer AND [TRUSTEE] Trustee INDENTURE Dated as of [l], 20 Debt Securities TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS 1 Section 1.01 Definitions of Terms. 1 ARTICLE 2 ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 4 Section 2.01 Designation and Terms of Securities. 4 Section 2.02 Form of Securities and Trustee’s Certificate. 6 Section 2.03 D |
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| February 14, 2025 |
Form of Preferred Stock Warrant Agreement Exhibit 4.6 ROKU, INC. AND , AS WARRANT AGENT FORM OF PREFERRED STOCK WARRANT AGREEMENT DATED AS OF 1 ROKU, INC. FORM OF PREFERRED STOCK WARRANT AGREEMENT THIS PREFERRED STOCK WARRANT AGREEMENT (this “Agreement”), dated as of [●], between ROKU, INC., a Delaware corporation (the “Company”), and [●], a [corporation] [national banking association] organized and existing under the laws of [●] and havi |
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| February 14, 2025 |
Roku, Inc. Insider Trading Pol Exhibit 19.1 ROKU, INC. INSIDER TRADING POLICY APPROVED BY THE BOARD OF DIRECTORS September 12, 2017 As Amended September 25, 2024 Introduction You may, during the course of your employment or directorship with Roku, Inc. or its subsidiaries (“Roku”), receive important information that is not yet publicly available (“inside information”), about Roku or about other publicly traded companies with wh |
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| February 14, 2025 |
Exhibit 10.4 Roku, Inc. Stock Option Grant Notice ([Amended and Restated] 2017 Equity Incentive Plan) Roku, Inc. (the “Company”), pursuant to its [Amended and Restated] 2017 Equity Incentive Plan (the “Plan”), hereby grants to Optionholder an option to purchase the number of shares of the Company’s Common Stock set forth below. This option is subject to all of the terms and conditions as set forth |
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| February 14, 2025 |
Calculation of Filing Fee Tables S-3 ROKU, INC Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid 1 Debt Debt Securities 457(r) 0. |
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| February 14, 2025 |
Exhibit 10.5 Roku, Inc. Restricted Stock Unit Grant Notice ([Amended and Restated] 2017 Equity Incentive Plan) Roku, Inc. (the “Company”), pursuant to its [Amended and Restated] 2017 Equity Incentive Plan (the “Plan”), hereby awards to Participant a Restricted Stock Unit Award for the number of shares of the Company’s Common Stock (“Restricted Stock Units”) set forth below (the “Award”). The Award |
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| February 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-38211 Roku, Inc. (Exact name of Registrant as specified in its charter) |
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| February 13, 2025 |
Exhibit 99.1 Fellow Shareholders, February 13, 2025 We delivered outstanding Platform results in Q4 – our first quarter with more than $1 billion in Platform revenue, which grew 25% YoY. We also continue to expand our penetration in the U.S., which has surpassed half of broadband households. In Q4, Streaming Hours on The Roku Channel grew 82% YoY, and in the U.S. it reached households with approxi |
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| February 13, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2025 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| January 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2024 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| November 5, 2024 |
ROKU / Roku, Inc. / Sumitomo Mitsui Trust Holdings, Inc. Passive Investment SC 13G 1 roku1028241sc13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a)* ROKU, INC. (Name of Issuer) Class A Common Stock, $0.0001 par value (Title of Class of Securities) 77543R102 (CUSIP Number) September 30, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate b |
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| October 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38211 Roku, Inc. |
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| October 30, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2024 Roku, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| October 30, 2024 |
The Olympics and NFL Kickoff Weekend highlighted in the Roku Home Screen Menu for the first time Exhibit 99.1 Fellow Shareholders, October 30, 2024 We delivered strong results in Q3, our first quarter of more than $1 billion in Total net revenue, with Platform revenue up 15% YoY. We achieved our fifth straight quarter of positive Adjusted EBITDA and Free Cash Flow (TTM), and we also grew Streaming Hours on The Roku Channel 80% YoY. With our intuitive Home Screen and UI (user interface), our v |
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| September 26, 2024 |
Executive Supplemental Stock Option Program Enrollment Form Exhibit 10.1 «EmployeeName» EXECUTIVE SUPPLEMENTAL STOCK OPTION PROGRAM []1 ENROLLMENT FORM Date: []2 Roku, Inc. (“Roku”) believes in providing its employees at the stock level of Senior Vice President (“SVP”) (each, an “Executive”) with a choice as to how their compensation is structured. For calendar year []3, Roku is offering you the opportunity to enroll in the Executive Supplemental Stock Opt |
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| September 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2024 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| September 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 16, 2024 Roku, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| September 17, 2024 |
Exhibit 10.1 CREDIT AGREEMENT dated as of September 16, 2024 among ROKU, INC., as the Borrower, the other Loan Parties party hereto, the Lenders party hereto, and CITIBANK, N.A., as Administrative Agent CITIBANK, N.A. and MUFG BANK, LTD., as Joint Lead Arrangers and Joint Bookrunners and BANK OF AMERICA, N.A., as Documentation Agent TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 SECTION 1.01 Defin |
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| August 2, 2024 |
between Roku, Inc. and Louise Pentland June 26, 2024 Dear Louise, On behalf of Roku, Inc. (the “Company” or “Roku”), I am very pleased to offer you employment with the Company. This offer letter (the “Offer”) sets forth the terms and conditions of your employment relationship with Roku. 1.Position and Start Date. a.Position: Senior Vice President and General Counsel is a full-time role reporting to Anthony Wood, Founder, Chairman and C |
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| August 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38211 Roku, Inc. |
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| August 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2024 Roku, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| August 1, 2024 |
Exhibit 99.1 Fellow Shareholders, August 1, 2024 We delivered solid results in Q2. Roku grew Streaming Households 14% YoY, Streaming Hours 20% YoY, and Platform revenue 11% YoY. The Roku Home Screen, which is the beginning of our viewers’ streaming experience, reaches U.S. households with over 120 million people every day. We achieved our fourth consecutive quarter of positive Adjusted EBITDA and |
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| June 7, 2024 |
Roku, Inc. Amended and Restated 2017 Equity Incentive Plan Exhibit 10.1 ROKU, INC. AMENDED AND RESTATED 2017 EQUITY INCENTIVE PLAN (EFFECTIVE AS OF JUNE 6, 2024) 1. GENERAL. (a) Successor to and Continuation of Prior Plan. The Plan is the successor to and continuation of the Roku, Inc. 2008 Equity Incentive Plan (the “Prior Plan”). From and after 12:01 a.m. Pacific time on the IPO Date, no additional stock awards were granted under the Prior Plan. All sto |
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| June 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2024 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I |
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| May 23, 2024 |
Conflict Minerals Report for the reporting period January 1, 2023 to December 31, 2023. Exhibit 1.01 Roku, Inc. Conflict Minerals Report For the period January 1, 2023 to December 31, 2023 This Conflict Minerals Report (the “Report”) of Roku, Inc. (the “Company”) has been prepared pursuant to Rule 13p-1 (the “Rule”) under the Securities Exchange Act of 1934, as amended, for the period January 1, 2023 to December 31, 2023 (the “Current Period”). The Rule requires disclosure of certain |
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| May 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report Roku, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38211 (State or Other Jurisdiction of Incorporation) (Commission File Number) 1173 Coleman Ave San Jose, California 95110 (Address of Principal Executive Offices) (Zip Code) Stephen Kay Senior Vice President, Ge |
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| May 10, 2024 |
ROKU / Roku, Inc. / ARK Investment Management LLC - SC 13G/A Passive Investment SC 13G/A 1 tm2414091d4sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 7)* Roku, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 77543R102 (CUSIP Number) April 30, 2023 (Date of Event Which Requires Filing of this Statement) Check the |
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| April 26, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38211 Roku, Inc. |
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| April 25, 2024 |
Exhibit 99.1 Fellow Shareholders, April 25, 2024 We delivered solid results in Q1, growing Streaming Households (previously “Active Accounts”)1 14% YoY, Streaming Hours 23% YoY, and Platform Revenue 19% YoY. Roku remains the #1 selling TV OS in the U.S. and Mexico, and we continue to expand our retail distribution. The Roku Channel’s ongoing growth made it the #3 app on our platform by both reach |
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| April 25, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2024 Roku, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| February 16, 2024 |
As filed with the U.S. Securities and Exchange Commission on February 16, 2024 As filed with the U.S. Securities and Exchange Commission on February 16, 2024 Registration No.: 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Roku, Inc. (Exact name of Registrant as specified in its charter) Delaware 26-2087865 (State or other jurisdiction of Incorporation or organization) (I.R.S. Emp |
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| February 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-38211 Roku, Inc. (Exact name of Registrant as specified in its charter) |
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| February 16, 2024 |
Executive Supplemental Stock Option Program Enrollment Form Exhibit 10.6 «EmployeeName» EXECUTIVE SUPPLEMENTAL STOCK OPTION PROGRAM []1 ENROLLMENT FORM Date: []2 Roku, Inc. (“Roku”) believes in providing its employees at the stock level of CEO and Senior Vice President (“SVP”) (each, an “Executive”) with a choice as to how their compensation is structured. For calendar year []3, Roku is offering you the opportunity to enroll in the Executive Supplemental S |
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| February 16, 2024 |
List of Significant Subsidiaries of Roku, Inc. Exhibit 21.1 Significant Subsidiaries of Roku, Inc.* Subsidiary Name Jurisdiction Purple Tag Originals, LLC Delaware Roku International B.V. Netherlands Roku UK Limited United Kingdom * Pursuant to Item 601(b)(21)(ii) of Regulation S-K, the names of other subsidiaries of Roku, Inc. are omitted because, considered in the aggregate, they would not constitute a significant subsidiary as of the end of |
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| February 16, 2024 |
Roku, Inc. Policy for Recoupment of Incentive Compensation Exhibit 97.1 ROKU, INC. POLICY FOR RECOUPMENT OF INCENTIVE COMPENSATION Adopted: April 27, 2020 Amended: September 27, 2023 1. INTRODUCTION The Board of Directors (the “Board”) of Roku, Inc. (the “Company”) has determined that it is in the best interests of the Company to adopt a policy (this “Policy”) providing for the Company’s recoupment of Erroneously-Awarded Incentive-Based Compensation (as d |
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| February 16, 2024 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Roku, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1)(2) Proposed Maximum Offering Price Per Unit(3) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A Common Stock, par value |
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| February 15, 2024 |
Exhibit 99.1 Fellow Shareholders, February 15, 2024 We are executing well and ended 2023 with 80 million Active Accounts globally and our first year of more than 100 billion Streaming Hours. We grew monetization with Platform revenue up double digits YoY in both Q4 and full year 2023. We also achieved positive Adjusted EBITDA and Free Cash Flow for 2023 — a year ahead of schedule. From this positi |
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| February 15, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2024 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| February 13, 2024 |
ROKU / Roku, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01842-rokuincclassa.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6)* Name of issuer: Roku, Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 77543R102 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate t |
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| February 12, 2024 |
ROKU / Roku, Inc. / Nikko Asset Management Americas, Inc. - SC 13G/A Passive Investment SC 13G/A 1 ef20021431sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Roku, Inc. (Name of Issuer) Class A Common stock, $0.0001 par value per share (Title of Class of Securities) 77543R102 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check |
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| February 9, 2024 |
ROKU / Roku, Inc. / Wood Anthony J. - SC 13G/A Passive Investment SC 13G/A 1 d83275dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 6)* Roku, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 77543R102 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| February 5, 2024 |
ROKU / Roku, Inc. / Sumitomo Mitsui Trust Holdings, Inc. - AMENDMENT NO. 1 Passive Investment SC 13G/A 1 roku130240sc13ga1.htm AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ROKU, INC. (Name of Issuer) Class A Common Stock, $0.0001 par value (Title of Class of Securities) 77543R102 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check t |
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| January 29, 2024 |
ROKU / Roku, Inc. / ARK Investment Management LLC - SC 13G/A Passive Investment SC 13G/A 1 tm244117d23sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 6)* Roku, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 77543R102 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check |
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| November 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38211 ROKU, INC. |
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| November 2, 2023 |
Roku, Inc. Amended and Restated Severance Benefit Plan Roku, Inc. Amended and Restated Severance Benefit Plan 1.Introduction. This Roku, Inc. Amended and Restated Severance Benefit Plan (the “Plan”) is established by Roku, Inc. (the “Company”). The Plan was adopted by the Board on May 17, 2016 and amended and restated on July 10, 2019, September 13, 2022 and August 4, 2023, with such most recent amendment and restatement effective as of August 7, 2023 |
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| November 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2023 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| November 1, 2023 |
Exhibit 99.1 Fellow Shareholders, November 1, 2023 We delivered a strong quarter. Active Account net adds accelerated quarter over quarter, and for the first time Streaming Hours surpassed 100 billion on a trailing 12-month basis. We grew total net revenue 20% YoY through strong performance in content distribution and video advertising, along with unit sales of Roku-branded TVs, which launched in |
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| September 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2023 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| August 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2023 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| August 11, 2023 |
Employment Contract, by and between Roku DX UK Ltd and Gidon Katz, dated August 9, 2023 Exhibit 10.1 Dated August 9, 2023 ROKU DX UK LTD - and - Gidon Katz Employment Contract - for - Gidon Katz Contents Clause Page Employment Contract 1 1. Interpretation 1 2. Appointment & Representations 2 3. Notice 2 4. Duties 2 5. Conflicts of Interest 3 6. Hours 3 7. Place of work and travel 3 8. Remuneration 4 9. Pension benefits 4 10. Insurance benefits 4 11. Expenses 4 12. Holidays and holida |
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| July 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38211 ROKU, INC. |
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| July 28, 2023 |
Offer Letter, by and between Roku, Inc. and Dan Jedda, dated February 11, 2023 Exhibit 10.1 February 7, 2023 Dear Dan Jedda, On behalf of Roku, Inc. (the “Company” or “Roku”), I am very pleased to offer you employment with the Company. This offer letter (the “Offer”) sets forth the terms and conditions of your employment relationship with Roku. 1.Position and Start Date. a.Position: Chief Financial Officer is a full-time role reporting to Anthony Wood, Founder, Chairman and |
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| July 27, 2023 |
Exhibit 99.1 Fellow Shareholders, July 27, 2023 We delivered solid results in Q2, growing scale, engagement, and monetization. The operating environment remains largely unchanged from Q1, with strong consumer demand for Roku TV models while TV advertising remains muted industry-wide. We have begun to see some ad verticals improve, which resulted in modest YoY Platform revenue growth in Q2, and we |
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| July 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2023 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| June 9, 2023 |
ROKU / Roku Inc - Class A / ARK Investment Management LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| June 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2023 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I |
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| May 25, 2023 |
Conflict Minerals Report for the reporting period January 1, 2022 to December 31, 2022. EX-1.01 Exhibit 1.01 Roku, Inc. Conflict Minerals Report For the period January 1, 2022 to December 31, 2022 This Conflict Minerals Report (the “Report”) of Roku, Inc. (the “Company”) has been prepared pursuant to Rule 13p-1 (the “Rule”) under the Securities Exchange Act of 1934, as amended, for the period January 1, 2022 to December 31, 2022 (the “Current Period”). The Rule requires disclosure of |
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| May 25, 2023 |
SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report Roku, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 1155 Coleman Ave San Jose, California 95110 (Address of Principal Executive Offices) |
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| April 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38211 ROKU, INC. |
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| April 27, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| April 27, 2023 |
DEFA14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 26, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2023 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| April 26, 2023 |
Exhibit 99.1 Fellow Shareholders, April 26, 2023 We delivered solid first quarter results in a challenging macro environment, growing both Active Accounts and Streaming Hours year over year. Roku continues to delight viewers and partner with some of the biggest brands and global entertainment companies. With unmatched scale and engagement, we are creating new monetization opportunities to reaccele |
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| April 11, 2023 |
ROKU / Roku Inc - Class A / ARK Investment Management LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| March 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2023 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| March 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2023 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| March 8, 2023 |
Dan Jedda to Join Roku as Chief Financial Officer EX-99.1 Exhibit 99.1 Dan Jedda to Join Roku as Chief Financial Officer SAN JOSE, Calif. — March 8, 2023 — Today, Roku, Inc. (Nasdaq: ROKU) announced that Dan Jedda will join the company as Chief Financial Officer, effective May 1. He will report to Anthony Wood, Founder and CEO. Jedda will succeed current CFO Steve Loudon, who announced he was leaving Roku last year. Loudon will work closely with |
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| March 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2023 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| February 16, 2023 |
Offer Letter, by and between Roku, Inc. and Charles Collier, dated September 16, 2022 September 14, 2022 Charles Collier Dear Charles, On behalf of Roku, Inc. (the “Company” or “Roku”), I am very pleased to offer you employment with the Company. This offer letter (the “Offer”) sets forth the terms and conditions of your employment relationship with Roku. 1. Position and Start Date. a. Position: President, Roku Media, is a full-time role working out of the New York office location, |
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| February 16, 2023 |
List of Significant Subsidiaries of Roku, Inc. Exhibit 21.1 Significant Subsidiaries of Roku, Inc.* Subsidiary Name Jurisdiction Purple Tag Originals, LLC Delaware Roku International B.V. Netherlands Roku UK Limited United Kingdom * Pursuant to Item 601(b)(21)(ii) of Regulation S-K, the names of other subsidiaries of Roku, Inc. are omitted because, considered in the aggregate, they would not constitute a significant subsidiary as of the end of |
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| February 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-38211 ROKU, INC. (Exact name of Registrant as specified in its charter) |
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| February 16, 2023 |
As filed with the U.S. Securities and Exchange Commission on February 16, 2023 S-8 As filed with the U.S. Securities and Exchange Commission on February 16, 2023 Registration No.: 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Roku, Inc. (Exact name of Registrant as specified in its charter) Delaware 26-2087865 (State or other jurisdiction of Incorporation or organization) (I.R.S. |
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| February 16, 2023 |
EX-FILING FEES Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Roku, Inc. |
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| February 15, 2023 |
Exhibit 99.1 February 15, 2023 Fellow Shareholders, Despite a difficult macro environment in 2022, we made excellent progress building on our platform, brand, and industry leadership with the addition of nearly 10 million net new active accounts – ending the year with 70 million active accounts globally. We also drove strong Streaming Hour growth and delivered 20% YoY Platform revenue growth for t |
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| February 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2023 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| February 10, 2023 |
ROKU / Roku Inc / ARK Investment Management LLC - SC 13G/A Passive Investment SC 13G/A 1 tm235555d30sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* Roku, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 77543R102 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check |
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| February 10, 2023 |
ROKU / Roku Inc / Nikko Asset Management Americas, Inc. - SC 13G Passive Investment SC 13G 1 brhc10047840sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a)* Roku, Inc. (Name of Issuer) Class A Common stock, $0.0001 par value per share (Title of Class of Securities) 77543R102 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check |
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| February 10, 2023 |
ROKU / Roku Inc / ARK Investment Management LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 9, 2023 |
ROKU / Roku Inc / Wood Anthony J. - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 9, 2023 |
ROKU / Roku Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01814-rokuinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5)* Name of issuer: Roku Inc. Title of Class of Securities: Common Stock CUSIP Number: 77543R102 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuan |
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| February 3, 2023 |
ROKU / Roku Inc / Sumitomo Mitsui Trust Holdings, Inc. Passive Investment SC 13G 1 roku125231sc13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a)* ROKU, INC. (Name of Issuer) Class A Common Stock, $0.0001 par value (Title of Class of Securities) 77543R102 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box |
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| December 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2022 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| December 12, 2022 |
ROKU / Roku Inc / ARK Investment Management LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| November 17, 2022 |
Costs Associated with Exit or Disposal Activities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2022 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| November 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38211 ROKU, INC. |
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| November 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2022 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| November 2, 2022 |
Exhibit 99.1 Fellow Shareholders, November 2, 2022 In Q3, we delivered meaningful growth in scale and engagement. We added 2.3 million incremental Active Accounts, and The Roku Channel’s Streaming Hours increased more than 90% year over year. Platform revenue grew 15% year over year, which was lower than our historical growth rates but positive given the difficult macro environment. Advertising sp |
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| November 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2022 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| September 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2022 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| September 14, 2022 |
Roku, Inc. Amended and Restated Severance Benefit Plan Exhibit 10.1 ROKU, INC. AMENDED AND RESTATED SEVERANCE BENEFIT PLAN 1. INTRODUCTION. This Roku, Inc. Amended and Restated Severance Benefit Plan (the ?Plan?) is established by Roku, Inc. (the ?Company?). The Plan was adopted by the Board on May 17, 2016 and amended and restated on July 10, 2019 and September 13, 2022. The Plan provides for severance benefits to officers at the level of Vice Presid |
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| July 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ch FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38211 ROKU, INC. |
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| July 28, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2022 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| July 28, 2022 |
Exhibit 99.1 Fellow Shareholders, July 28, 2022 In Q2, there was a significant slowdown in TV advertising spend due to the macro-economic environment, which pressured our platform revenue growth. Consumers began to moderate discretionary spend, and advertisers significantly curtailed spend in the ad scatter market (TV ads bought during the quarter). We expect these challenges to continue in the ne |
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| June 10, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2022 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I |
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| May 26, 2022 |
Roku, Inc. Conflict Minerals Report For the period January 1, 2021 to December 31, 2021 EX-1.01 2 d357745dex101.htm EX-1.01 Exhibit 1.01 Roku, Inc. Conflict Minerals Report For the period January 1, 2021 to December 31, 2021 This Conflict Minerals Report (the “Report”) of Roku, Inc. (the “Company”) has been prepared pursuant to Rule 13p-1 (the “Rule”) under the Securities Exchange Act of 1934, as amended, for the period January 1, 2021 to December 31, 2021 (the “Current Period”). The |
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| May 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report Roku, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 1155 Coleman Ave San Jose, California 95110 (Address of Principal Executive Offices) (Zi |
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| April 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38211 ROKU, INC. |
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| April 29, 2022 |
Exhibit 10.2 COLEMAN HIGHLINE THIRD AMENDMENT TO OFFICE LEASE THIS THIRD AMENDMENT TO OFFICE LEASE (this "Third Amendment") is made and entered into as of June 4, 2020 (the "Third Amendment Effective Date"), by and between CAP OZ 34, LLC, a Delaware limited liability company ("Landlord"), and ROKU, INC., a Delaware corporation ("Tenant"). R E C I T A L S : A. Reference is hereby made to that certa |
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| April 29, 2022 |
Exhibit 10.3 FOURTH AMENDMENT THIS FOURTH AMENDMENT (this ?Amendment?) is made and entered into as of 4/8/2022, by and between BCORE Coleman Owner LLC, a Delaware limited liability company (?Landlord?), and ROKU, INC., a Delaware corporation (?Tenant?). RECITALS A. Landlord (as successor in interest to CAP Phase 1, LLC, a Delaware limited liability company) and Tenant are parties to that certain O |
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| April 29, 2022 |
Exhibit 10.1 COLEMAN HIGHLINE THIRD AMENDMENT TO OFFICE LEASE THIS THIRD AMENDMENT TO OFFICE LEASE (this "Third Amendment") is made and entered into as of September 29, 2020 (the "Third Amendment Effective Date"), by and between CAP PHASE 1, LLC, a Delaware limited liability company ("Landlord"), and ROKU, INC., a Delaware corporation ("Tenant"). R E C I T A L S : A. Reference is hereby made to th |
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| April 28, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2022 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| April 28, 2022 |
Exhibit 99.1 April 28, 2022 Fellow Shareholders, Our first quarter performance was solid, with Platform revenue up 39% year-over-year, benefitting from higher content distribution and advertising revenue. In particular, The Roku Channel?s expanding Active Account reach and Streaming Hour engagement have significantly increased the advertising opportunities available on our platform. As a leader in |
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| April 26, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| April 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| March 4, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Roku, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forwar |
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| March 4, 2022 |
Form of Debt Securities Warrant Agreement and Warrant Certificate. Exhibit 4.8 ROKU, INC. AND , AS WARRANT AGENT FORM OF DEBT SECURITIES WARRANT AGREEMENT DATED AS OF ROKU, INC. FORM OF DEBT SECURITIES WARRANT AGREEMENT THIS DEBT SECURITIES WARRANT AGREEMENT (this ?Agreement?), dated as of [?], between ROKU, INC., a Delaware corporation (the ?Company?), and [?], a [corporation] [national banking association] organized and existing under the laws of [?] and having |
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| March 4, 2022 |
As filed with the Securities and Exchange Commission on March 4, 2022 Table of Contents As filed with the Securities and Exchange Commission on March 4, 2022 Registration No. |
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| March 4, 2022 |
Form of Preferred Stock Warrant Agreement and Warrant Certificate. Exhibit 4.7 ROKU, INC. AND , AS WARRANT AGENT FORM OF PREFERRED STOCK WARRANT AGREEMENT DATED AS OF ROKU, INC. FORM OF PREFERRED STOCK WARRANT AGREEMENT THIS PREFERRED STOCK WARRANT AGREEMENT (this ?Agreement?), dated as of [?], between ROKU, INC., a Delaware corporation (the ?Company?), and [?], a [corporation] [national banking association] organized and existing under the laws of [?] and having |
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| March 4, 2022 |
Exhibit 4.4 ROKU, INC., Issuer AND [TRUSTEE], Trustee INDENTURE Dated as of [?], 20 Debt Securities TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS 1 Section 1.01 Definitions of Terms 1 ARTICLE 2 ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 5 Section 2.01 Designation and Terms of Securities 5 Section 2.02 Form of Securities and Trustee?s Certificate 8 Section 2.03 Den |
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| March 4, 2022 |
Form of Class A Common Stock Warrant Agreement and Warrant Certificate. Exhibit 4.6 ROKU, INC. AND , AS WARRANT AGENT FORM OF CLASS A COMMON STOCK WARRANT AGREEMENT DATED AS OF ROKU, INC. FORM OF CLASS A COMMON STOCK WARRANT AGREEMENT THIS CLASS A COMMON STOCK WARRANT AGREEMENT (this ?Agreement?), dated as of [?], between ROKU, INC., a Delaware corporation (the ?Company?), and [?], a [corporation] [national banking association] organized and existing under the laws of |
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| February 18, 2022 |
As filed with the U.S. Securities and Exchange Commission on February 18, 2022 As filed with the U.S. Securities and Exchange Commission on February 18, 2022 Registration No.: 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Roku, Inc. (Exact name of Registrant as specified in its charter) Delaware 26-2087865 (State or other jurisdiction of Incorporation or organization) (I.R.S. Empl |
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| February 18, 2022 |
EX-FILING FEES 4 d316558dexfilingfees.htm EX-FILING FEES Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Roku, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee |
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| February 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-38211 ROKU, INC. (Exact name of Registrant as specified in its charter) |
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| February 18, 2022 |
Forms of Consolidated Option Agreement and Option Grant Notice under 2017 Equity Incentive Plan Exhibit 10.4 Roku, Inc. Stock Option Grant Notice (2017 Equity Incentive Plan) Roku, Inc. (the ?Company?), pursuant to its 2017 Equity Incentive Plan (the ?Plan?), hereby grants to Optionholder an option to purchase the number of shares of the Company?s Common Stock set forth below. This option is subject to all of the terms and conditions as set forth in this stock option grant notice (this ?Stoc |
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| February 18, 2022 |
Exhibit 21.1 Significant Subsidiaries of Roku, Inc.* Subsidiary Name Jurisdiction Roku International B.V. Netherlands * Pursuant to Item 601(b)(21)(ii) of Regulation S-K, the names of other subsidiaries of Roku, Inc. are omitted because, considered in the aggregate, they would not constitute a significant subsidiary as of the end of the year covered by this report. |
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| February 18, 2022 |
Exhibit 10.5 Roku, Inc. Restricted Stock Unit Grant Notice (2017 Equity Incentive Plan) Roku, Inc. (the ?Company?), pursuant to its 2017 Equity Incentive Plan (the ?Plan?), hereby awards to Participant a Restricted Stock Unit Award for the number of shares of the Company?s Common Stock (?Restricted Stock Units?) set forth below (the ?Award?). The Award is subject to all of the terms and conditions |
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| February 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2022 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| February 17, 2022 |
Exhibit 99.1 February 17, 2022 Fellow Shareholders, 2021 was another strong year for Roku, as we achieved record revenue, gross profit, adjusted EBITDA, and ARPU. Roku?s founding vision remains true: All TV and all TV advertising will be streamed. Almost every major media company is reorienting its business around streaming and has launched a flagship service, spending billions on content and mark |
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| February 11, 2022 |
ROKU / Roku Inc / Wood Anthony J. - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 10, 2022 |
ROKU / Roku Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4)* Name of issuer: Roku Inc. Title of Class of Securities: Common Stock CUSIP Number: 77543R102 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ??Rule 13d- |
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| February 9, 2022 |
ROKU / Roku Inc / ARK Investment Management LLC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| January 7, 2022 |
Exhibit 99.1 Roku Announces Scott Rosenberg to Step Down as SVP and GM of Platform Business Rosenberg is committed to ensuring a smooth transition and assisting with the recruitment process, which is underway San Jose, CA ? Jan. 7, 2022 ? Roku, Inc. (NASDAQ: ROKU) announced today that Scott Rosenberg, Senior Vice President and General Manager of Platform Business, plans to step down sometime in th |
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| January 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2022 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| November 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38211 Roku, Inc. |
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| November 3, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2021 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| November 3, 2021 |
Exhibit 99.1 November 3, 2021 Fellow Shareholders, In the third quarter, ARPU surpassed the milestone of $40 (trailing 12-month basis) and grew nearly 50% year-over-year. As the global shift to TV streaming continues, our performance demonstrates the strength of our business fundamentals and the momentum of our platform monetization. We are making significant progress with traditional TV advertise |
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| October 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 28, 2021 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| October 1, 2021 |
Form of Option Grant Package (Executive Supplemental Option Program) Exhibit 10.2 ROKU, INC. STOCK OPTION GRANT NOTICE (2017 EQUITY INCENTIVE PLAN) Roku, Inc. (the ?Company?), pursuant to its 2017 Equity Incentive Plan (the ?Plan?), hereby grants to Optionholder an option to purchase the number of shares of the Company?s Common Stock set forth below. This option is subject to all of the terms and conditions as set forth in this stock option grant notice (this ?Gran |
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| October 1, 2021 |
Executive Supplemental Stock Option Program Exhibit 10.1 ?EmployeeName? EXECUTIVE SUPPLEMENTAL STOCK OPTION PROGRAM [ ]1 ENROLLMENT FORM Date: [ ]2 Roku, Inc. (?Roku?) believes in providing its employees at the level of CEO and Senior Vice President (?SVP?) (each, an ?Executive?) with a choice as to how their compensation is structured. For calendar year [ ]3, Roku is offering you the opportunity to enroll in the Executive Supplemental Stoc |
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| August 5, 2021 |
Exhibit 10.2 ROKU, Inc. Stock Option Grant Notice (2017 Equity Incentive Plan) Roku, Inc. (the ?Company?), pursuant to its 2017 Equity Incentive Plan (the ?Plan?), hereby grants to Optionholder an option to purchase the number of shares of the Company?s Common Stock set forth below. This option is subject to all of the terms and conditions as set forth in this stock option grant notice (this ?Stoc |
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| August 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38211 Roku, Inc. |
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| August 4, 2021 |
Exhibit 99.1 August 4, 2021 Fellow Shareholders, Roku delivered a strong second quarter, with record revenue growth that was driven by exceptional performance in platform monetization. Audiences, content, and advertisers continue their shift to TV streaming around the globe, and Roku is a key enabler of this long-term secular trend. We more than doubled monetized video ad impressions year-over-yea |
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| August 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2021 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| June 11, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2021 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| May 27, 2021 |
Roku, Inc. Conflict Minerals Report For the period January 1, 2020 to December 31, 2020 Exhibit 1.01 Roku, Inc. Conflict Minerals Report For the period January 1, 2020 to December 31, 2020 This Conflict Minerals Report (the ?Report?) of Roku, Inc. (the ?Company?) has been prepared pursuant to Rule 13p-1 (the ?Rule?) under the Securities Exchange Act of 1934, as amended, for the period January 1, 2020 to December 31, 2020 (the ?Current Period?). The Rule requires disclosure of certain |
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| May 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report Roku, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 1155 Coleman Ave San Jose, California 95110 (Address of Principal Executive Offices) (Zi |
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| May 7, 2021 |
Forms of Restricted Stock Unit Grant Notice and Award Agreement under 2017 Equity Incentive Plan Exhibit 10.2 Roku, Inc. Restricted Stock Unit Grant Notice (2017 Equity Incentive Plan) Roku, Inc. (the ?Company?), pursuant to its 2017 Equity Incentive Plan (the ?Plan?), hereby awards to Participant a Restricted Stock Unit Award for the number of shares of the Company?s Common Stock (?Restricted Stock Units?) set forth below (the ?Award?). The Award is subject to all of the terms and conditions |
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| May 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38211 Roku, Inc. |
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| May 6, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2021 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR |
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| May 6, 2021 |
Exhibit 99.1 May 6, 2021 Fellow Shareholders, Roku delivered an exceptional first quarter led by strong growth in advertising and the expansion of content distribution partnerships. We generated record revenue and gross profit growth, as well as record Adjusted EBITDA. More broadly, the overall secular shift to streaming continues, and Roku benefits as a result of our leading technology and scale. |
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| April 28, 2021 |
DEF 14A 1 d69218ddef14a.htm DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Comm |
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| April 28, 2021 |
DEFA14A 1 d31522ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as p |
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| March 2, 2021 |
Exhibit 1.1 ROKU, INC. CLASS A COMMON STOCK, PAR VALUE $0.0001 PER SHARE EQUITY DISTRIBUTION AGREEMENT March 2, 2021 March 2, 2021 Morgan Stanley & Co. LLC 1585 Broadway, 29th Floor New York, New York 10036 Citigroup Global Markets Inc. 388 Greenwich Street New York, New York, 10013 Evercore Group L.L.C. 55 East 52nd Street New York, New York 10055 Ladies and Gentlemen: Roku, Inc., a Delaware corp |
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| March 2, 2021 |
424B5 1 d346490d424b5.htm 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration Number 333-230204 CALCULATION OF REGISTRATION FEE Title of Securities to be Registered Proposed Maximum Aggregate Offering Price Amount of Registration Fee(1) Class A Common Stock, par value $0.0001 per share $1,000,000,000 $109,100.00 (1) Calculated pursuant to Rule 457(o) under the Securities Act of 1 |
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| March 2, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 2, 2021 ROKU, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| February 26, 2021 |
Exhibit 10.14 Roku, Inc. Restricted Stock Unit Grant Notice (2017 Equity Incentive Plan) Roku, Inc. (the ?Company?), pursuant to its 2017 Equity Incentive Plan (the ?Plan?), hereby awards to Participant a Restricted Stock Unit Award for the number of shares of the Company?s Common Stock (?Restricted Stock Units?) set forth below (the ?Award?). The Award is subject to all of the terms and condition |
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| February 26, 2021 |
Exhibit 24.1 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Anthony Wood and Steve Louden, and each of them, as his or her true and lawful attorneys?in?fact and agents, with full power of substitution and resubstitution, for him or her and in their name, place, and stead, in any and all capacities, to sign any and all a |
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| February 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-38211 ROKU, INC. (Exact name of Registrant as specified in its charter) |
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| February 26, 2021 |
Exhibit 10.13 Roku, Inc. Stock Option Grant Notice (2017 Equity Incentive Plan) Roku, Inc. (the ?Company?), pursuant to its 2017 Equity Incentive Plan (the ?Plan?), hereby grants to Optionholder an option to purchase the number of shares of the Company?s Common Stock set forth below. This option is subject to all of the terms and conditions as set forth in this stock option grant notice (this ?Sto |
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| February 26, 2021 |
As filed with the U.S. Securities and Exchange Commission on February 26, 2021 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Roku, Inc. (Exact name of Registrant as specified in its charter) Delaware 26-2087865 (State or other jurisdiction of Incorporation or organization) (I.R.S. Emplo |
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| February 26, 2021 |
Exhibit 10.12 Roku, Inc. Stock Option Grant Notice (2017 Equity Incentive Plan) Roku, Inc. (the ?Company?), pursuant to its 2017 Equity Incentive Plan (the ?Plan?), hereby grants to Optionholder an option to purchase the number of shares of the Company?s Common Stock set forth below. This option is subject to all of the terms and conditions as set forth in this stock option grant notice (this ?Sto |
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| February 26, 2021 |
List of Subsidiaries of Roku, Inc. Exhibit 21.1 List of subsidiaries of Roku, Inc. Subsidiary Name Jurisdiction DataXu India Private Limited India Purple Tag Enterprises, LLC Delaware, United States Purple Tag Media Technology (Shanghai Ltd) China Purple Tag Productions, LLC Delaware, United States Roku Brasil Servicos de Conteudo de Midia Ltda. Brazil Roku Canada, Inc. Canada Roku Comericio de Produtos Electronicos Ltda. Brazil Ro |
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| February 18, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2021 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| February 18, 2021 |
Exhibit 99.1 February 18, 2021 Fellow Shareholders, Roku had both a strong Q4 and 2020. For both periods we achieved record revenue, gross profit and adjusted EBITDA, as consumers and the TV industry continued to shift to streaming. We surpassed 50 million active accounts, driven by the popularity of Roku® streaming players and Roku TV™ models. In 2020, the Roku OS was the No. 1 smart TV operating |
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| February 16, 2021 |
CUSIP No: 77543R102 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2. (Amendment No. 1)* Roku, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 77543R102 (CUSIP Number) |
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| February 12, 2021 |
SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: Roku Inc. Title of Class of Securities: Common Stock CUSIP Number: 77543R102 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d- |
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| December 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2020 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| November 6, 2020 |
Forms of Restricted Stock Unit Grant Notice and Award Agreement under 2017 Equity Incentive Plan. Exhibit 10.5 Roku, Inc. Restricted Stock Unit Grant Notice (2017 Equity Incentive Plan) Roku, Inc. (the “Company”), pursuant to its 2017 Equity Incentive Plan (the “Plan”), hereby awards to Participant a Restricted Stock Unit Award for the number of shares of the Company’s Common Stock (“Restricted Stock Units”) set forth below (the “Award”). The Award is subject to all of the terms and conditions |
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| November 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38211 Roku, Inc. |
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| November 6, 2020 |
Forms of Option Grant Notice and Award Agreement under 2017 Equity Incentive Plan. Exhibit 10.6 ROKU, Inc. Stock Option Grant Notice (2017 Equity Incentive Plan) Roku, Inc. (the “Company”), pursuant to its 2017 Equity Incentive Plan (the “Plan”), hereby grants to Optionholder an option to purchase the number of shares of the Company’s Common Stock set forth below. This option is subject to all of the terms and conditions as set forth in this stock option grant notice (this “Stoc |
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| November 5, 2020 |
Exhibit 99.1 November 5, 2020 Fellow Shareholders, In Q3, Roku delivered outstanding financial and operational results led by robust demand for TV streaming products, strong growth in advertising and the expansion of content distribution partnerships. As the ongoing COVID-19 pandemic continued to accelerate the shift of viewing away from traditional linear and pay TV, we continued to invest in com |
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| November 5, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2020 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| October 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2020 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| October 6, 2020 |
Executive Supplemental Stock Option Program 2021 Enrollment Form EX-10.1 Exhibit 10.1 [Executive Name] EXECUTIVE SUPPLEMENTAL STOCK OPTION PROGRAM 2021 ENROLLMENT FORM Date: November XX, 2020 Roku, Inc. (“Roku” or the “Company”) believes in providing its employees at the level of CEO and Senior Vice President (“SVP”) and above (each an “Executive”), which includes you, with a choice as to how their compensation is structured. For calendar year 2021, the Company |
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| August 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38211 Roku, Inc. |
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| August 5, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2020 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| August 5, 2020 |
Exhibit 99.1 August 5, 2020 Fellow Shareholders, In Q2 Roku delivered strong results highlighted by exceptional account growth. The company generated the largest net increase in active accounts in our history outside of a Q4 holiday period. Roku and our partners also saw a surge in growth for AVOD, SVOD and TVOD services during the quarter. As economic pressures caused advertisers to further re-ev |
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| June 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2020 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| June 1, 2020 |
Roku, Inc. Conflict Minerals Report For the period January 1, 2019 to December 31, 2019 EX-1.01 Exhibit 1.01 Roku, Inc. Conflict Minerals Report For the period January 1, 2019 to December 31, 2019 This Conflict Minerals Report (the “Report”) of Roku, Inc. (the “Company”) has been prepared pursuant to Rule 13p-1 (the “Rule”) under the Securities Exchange Act of 1934, as amended, for the period January 1, 2019 to December 31, 2019 (the “Current Period”). The Rule requires disclosure of |
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| June 1, 2020 |
SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report Roku, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.) 1155 Coleman Ave San Jose, California 95510 (Address of Principal Executive Offices) |
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| May 13, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2020 ROKU, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I |
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| May 13, 2020 |
424B5 1 d913560d424b5.htm 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration Number 333-230204 CALCULATION OF REGISTRATION FEE Title of Securities to be Registered Amount to be Registered Proposed Maximum Offering Price Per Share(1) Proposed Maximum Aggregate Offering Price Amount of Registration Fee(2) Class A Common Stock, par value $0.0001 per share 4,000,000 $125.73 $502,920 |
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| May 13, 2020 |
EX-1.1 Exhibit 1.1 ROKU, INC. CLASS A COMMON STOCK, PAR VALUE $0.0001 PER SHARE EQUITY DISTRIBUTION AGREEMENT May 13, 2020 May 13, 2020 Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Citigroup Global Markets Inc. 388 Greenwich Street New York, New York, 10013 Ladies and Gentlemen: Roku, Inc., a Delaware corporation (the “Company”), proposes to issue and sell through Morgan Stanley |
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| May 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38211 Roku, Inc. |
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| May 7, 2020 |
Roku Q1 2020 Shareholder Letter Exhibit 99.1 May 7, 2020 Fellow Shareholders, In Q1 2020, we exceeded our prior outlook for revenue and adjusted EBITDA and continued to make significant operational and financial progress. Although this year began strongly, the first quarter of 2020 will live in our memories as the point when COVID-19 became a global pandemic. This not only upended how people live and work, but also injected grea |
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| May 7, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2020 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR |
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| April 28, 2020 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 28, 2020 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 14, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 13, 2020 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| April 14, 2020 |
Roku Provides Estimated Q1 Results 2020 Outlook Withdrawn due to COVID-19 Uncertainty Exhibit 99.1 Roku Provides Estimated Q1 Results 2020 Outlook Withdrawn due to COVID-19 Uncertainty LOS GATOS, Calif. – April 13, 2020 – Roku, Inc. (NASDAQ: ROKU) today announced that due to the broader business and economic uncertainties arising from the COVID-19 pandemic, it is providing its shareholders with a brief update regarding certain estimated operating metrics and financial results for t |
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| March 24, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2020 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| March 24, 2020 |
ROKU / Roku Inc / Fox Corp - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Roku, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value (Title of Class of Securities) 77543R102 (CUSIP Number) March 16, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| March 19, 2020 |
Material Modification to Rights of Security Holders, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 18, 2020 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| March 2, 2020 |
Exhibit 10.7 Roku, Inc. Restricted Stock Unit Grant Notice (2017 Equity Incentive Plan) Roku, Inc. (the “Company”), pursuant to its 2017 Equity Incentive Plan (the “Plan”), hereby awards to Participant a Restricted Stock Unit Award for the number of shares of the Company’s Common Stock (“Restricted Stock Units”) set forth below (the “Award”). The Award is subject to all of the terms and conditions |
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| March 2, 2020 |
Exhibit 4.3 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Roku, Inc. (“Roku,” “we,” “our,” or “us”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended — our Class A common stock, $0.0001 par value per share. The following description of our capital stock is a summary and do |
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| March 2, 2020 |
Exhibit 24.1 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Anthony Wood and Steve Louden, and each of them, as his or her true and lawful attorneys‑in‑fact and agents, with full power of substitution and resubstitution, for him and in his name, place, and stead, in any and all capacities, to sign any and all amendments |
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| March 2, 2020 |
Employment Terms Agreement, by and between Roku, Inc. and Mustafa Ozgen, dated January 17, 2019 Exhibit 10.18 January 17, 2019 Mustafa Ozgen Dear Mustafa, On behalf of Roku, Inc. (the “Company”), I am very pleased to offer you employment with the Company. The following Employment Terms Agreement (the “Agreement”) sets forth the terms and conditions of your employment relationship with the Company. Employment Terms Agreement 1. Position and Start Date. a. Position: Senior Vice President & Gen |
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| March 2, 2020 |
List of Subsidiaries of Roku, Inc. Exhibit 21.1 List of subsidiaries of Roku, Inc. Subsidiary Name Jurisdiction Purple Tag Productions LLC Delaware, United States Roku Europe Limited United Kingdom Purple Tag Media Technology (Shanghai Ltd) China Roku Denmark ApS Denmark Roku Technologies International Limited Ireland Roku Netherlands B.V. Netherlands Roku Holdings, Inc. Delaware, United States Roku DX Holdings, Inc. Delaware, Unit |
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| March 2, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-38211 ROKU, INC. (Exact name of Registrant as specified in its charter) |
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| March 2, 2020 |
ROKU / Roku Inc S-8 - - FORM S-8 Form S-8 As filed with the U.S. Securities and Exchange Commission on March 2, 2020 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Roku, Inc. (Exact name of Registrant as specified in its charter) Delaware 26-2087865 (State or other jurisdiction of Incorporation or organization) (I.R.S. |
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| February 14, 2020 |
ROKU / Roku Inc / Citadel Securities GP LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 1)* Roku, Inc. (Name of Issuer) Common stock, par value $0.0001 per share (Title of Class of Securities) 77543R102 (CUSIP Number) December 31, 2019 Date of Event Which Requires Filing of |
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| February 14, 2020 |
ROKU / Roku Inc / Wood Anthony J. - SC 13G/A Passive Investment SC 13G/A 1 d837636dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* Roku, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 77543R102 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa |
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| February 13, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2020 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| February 13, 2020 |
Roku Q4 and Full Year 2019 Shareholder Letter Exhibit 99.1 February 13, 2020 Fellow Shareholders, In Q4 2019, we exceeded our outlook for revenue, gross profit and adjusted EBITDA. For the full year, we achieved strong growth, exceeded $1.1 billion in revenue, and reinforced our position as America’s No. 1 TV streaming platform by hours streamed. We connect consumers, content publishers, advertisers and TV brands and are rapidly increasing ou |
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| February 12, 2020 |
ROKU / Roku Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Roku Inc Title of Class of Securities: Common Stock CUSIP Number: 77543R102 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1 |
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| February 10, 2020 |
ROKU / Roku Inc / SUSQUEHANNA SECURITIES - SC 13G Passive Investment CUSIP No: 77543R102 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2. (Amendment No. )* Roku, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 77543R102 (CUSIP Number) D |
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| December 16, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2019 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| November 19, 2019 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2019 ROKU, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| November 19, 2019 |
EX-1.1 Exhibit 1.1 EXECUTION VERSION ROKU, INC. Up to 1,000,000 Shares of Class A Common Stock ($0.0001 par value) Equity Distribution Agreement November 19, 2019 Citigroup Global Markets Inc. 388 Greenwich Street New York, New York, 10013 Ladies and Gentlemen: Roku, Inc., a corporation organized under the laws of Delaware (the “Company”), confirms its agreement (this “Agreement”) with Citigroup G |
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| November 19, 2019 |
Table of Contents Filed Pursuant to Rule 424(b)(5) Registration Number 333-230204 CALCULATION OF REGISTRATION FEE Title of Securities to be Registered Amount to be Registered Proposed Maximum Offering Price Per Share(1) Proposed Maximum Aggregate Offering Price Amount of Registration Fee(2) Class A Common Stock, par value $0. |
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| November 18, 2019 |
Report of Independent Auditors EX-99.1 Table of Contents Exhibit 99.1 DataXu, Inc. Consolidated Financial Statements December 31, 2018, 2017 and 2016 Table of Contents DataXu, Inc. Index December 31, 2018, 2017 and 2016 Page(s) Report of Independent Auditors 1 Consolidated Financial Statements Balance Sheets 2 Statements of Operations and Comprehensive (Loss) Income 3 Statements of Redeemable Convertible Preferred Stock and Sto |
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| November 18, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2019 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| November 18, 2019 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION EX-99.3 Exhibit 99.3 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION On November 8, 2019, Roku, Inc. (the “Company” or “Roku”) completed the acquisition of substantially all of the assets and liabilities of Dataxu, Inc. (“Dataxu”) (the “Acquisition”) pursuant to the terms and conditions of the Agreement and Plan of Merger, dated as of October 22, 2019 (the “Merger Agreement”). The una |
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| November 18, 2019 |
ROKU / Roku Inc S-3ASR - - S-3ASR S-3ASR Table of Contents As filed with the Securities and Exchange Commission on November 18, 2019 Registration No. |
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| November 18, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (AMENDMENT No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2019 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Co |
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| November 18, 2019 |
The accompanying notes are an integral part of these consolidated financial statements. EX-99.2 Table of Contents Exhibit 99.2 DataXu, Inc. Unaudited Consolidated Financial Statements Nine Months Ended September 30, 2019 and 2018 Table of Contents DataXu, Inc. Index Nine Months Ended September 30, 2019 and 2018 Page(s) Consolidated Financial Statements Balance Sheets 1 Statements of Operations and Comprehensive Loss 2 Statements of Redeemable Convertible Preferred Stock and Stockhold |
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| November 14, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2019 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| November 14, 2019 |
EX-2.1 Table of Contents Exhibit 2.1 AGREEMENT AND PLAN OF MERGER BY AND AMONG ROKU, INC. DELAWARE ACQUISITION COMPANY, INC. DATAXU, INC. AND SHAREHOLDER REPRESENTATIVE SERVICES LLC, AS STOCKHOLDER REPRESENTATIVE October 22, 2019 ***Schedules and exhibits have been omitted pursuant to Item 601 of Regulation S-K. A copy of any omitted schedule or exhibit will be furnished supplementally to the Secu |
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| November 8, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38211 Roku, Inc. |
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| November 6, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2019 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| November 6, 2019 |
Exhibit 99.1 November 6, 2019 Fellow Shareholders, We continue to execute well against our long-term strategic plan as the TV market shifts to streaming. In Q3, we beat our outlook for revenue, gross profit, and adjusted EBITDA. Our business momentum and competitive differentiation make Roku an essential partner for content publishers and advertisers. This is evident in the launch of major new str |
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| October 23, 2019 |
Roku to Acquire dataxu to Strengthen Industry-Leading OTT Advertising Platform EX-99.1 Exhibit 99.1 Roku to Acquire dataxu to Strengthen Industry-Leading OTT Advertising Platform LOS GATOS, Calif. – Oct. 22, 2019 – Roku, Inc. (NASDAQ: ROKU) today announced that it has entered into an agreement to purchase Boston-based dataxu, a demand-side platform (DSP) that enables marketers to plan and buy video ad campaigns. dataxu provides marketers with an automated bidding and self-se |
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| October 23, 2019 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2019 (October 22, 2019) ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Com |
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| October 10, 2019 |
EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the Statement on Schedule 13G filed herewith (and any amendments thereto), relating to the common stock of Roku, Inc., a Delaware corporation, is being filed jointly with the Securities and Exchange Commission pursuant to Rule 13d-1(c) under the Securities Exchange Act of 1934, as amended, on behalf of each of the undersigned. T |
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| October 10, 2019 |
ROKU / Roku Inc / CITADEL ADVISORS LLC - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. )* Roku, Inc. (Name of Issuer) Common stock, par value $0.0001 per share (Title of Class of Securities) 77543R102 (CUSIP Number) October 1, 2019 Date of Event Which Requires Filing of the |
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| September 6, 2019 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Stephen Kay, Christy Lillquist, Mark Tanoury, John McKenna and Seth Gottlieb, signing individually, the undersigned's true and lawful attorneys-in fact and agents to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer, director or beneficial owner of more than 10% of a registered class of securities of Roku, Inc. |
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| August 9, 2019 |
Exhibit 10.8 Roku, Inc. Stock Option Grant Notice (2017 Equity Incentive Plan) Roku, Inc. (the “Company”), pursuant to its 2017 Equity Incentive Plan (the “Plan”), hereby grants to Optionholder an option to purchase the number of shares of the Company’s Common Stock set forth below. This option is subject to all of the terms and conditions as set forth in this stock option grant notice (this “Stoc |
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| August 9, 2019 |
Exhibit 10.7 Roku, Inc. Restricted Stock Unit Grant Notice (2017 Equity Incentive Plan) Roku, Inc. (the “Company”), pursuant to its 2017 Equity Incentive Plan (the “Plan”), hereby awards to Participant a Restricted Stock Unit Award for the number of shares of the Company’s Common Stock (“Restricted Stock Units”) set forth below (the “Award”). The Award is subject to all of the terms and conditions |
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| August 9, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38211 Roku, Inc. |
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| August 9, 2019 |
Exhibit 10.4 INCREMENTAL ASSUMPTION AND AMENDMENT NO. 1 INCREMENTAL ASSUMPTION AND AMENDMENT NO. 1, dated as of May 3, 2019 (this “Incremental Amendment”), to the Existing Credit Agreement referred to below, among Roku, Inc., a Delaware corporation (together with its successors and assigns, the “Borrower”), Morgan Stanley Senior Funding, Inc., as Administrative Agent (as defined below) and Issuing |
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| August 9, 2019 |
Exhibit 10.6 Roku, Inc. Restricted Stock Unit Grant Notice (2017 Equity Incentive Plan) Roku, Inc. (the “Company”), pursuant to its 2017 Equity Incentive Plan (the “Plan”), hereby awards to Participant a Restricted Stock Unit Award for the number of shares of the Company’s Common Stock (“Restricted Stock Units”) set forth below (the “Award”). The Award is subject to all of the terms and conditions |
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| August 9, 2019 |
Exhibit 10.2 COLEMAN HIGHLINE SECOND AMENDMENT TO OFFICE LEASE THIS SECOND AMENDMENT TO OFFICE LEASE (this "Second Amendment") is made and entered into as of April 30, 2019 (the "Second Amendment Effective Date"), by and between CAP PHASE 1, LLC, a Delaware limited liability company ("Landlord"), and ROKU, INC., a Delaware corporation ("Tenant"). R E C I T A L S : A.Reference is hereby made to tha |
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| August 9, 2019 |
Exhibit 10.1 ASSIGNMENT AND ASSUMPTION OF LEASE, LANDLORD'S CONSENT AND FIRST AMENDMENT OF LEASE THIS ASSIGNMENT AND ASSUMPTION OF LEASE, LANDLORD'S CONSENT AND FIRST AMENDMENT OF LEASE ("Agreement") is made and entered into as of the 30th day of April, 2019 ("Effective Date"), by and among 8X8, INC., a Delaware corporation ("Assignor") Roku Inc., a Delaware corporation ("Assignee"), and CAP Phase |
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| August 9, 2019 |
Exhibit 10.3 COLEMAN HIGHLINE SECOND AMENDMENT TO OFFICE LEASE THIS SECOND AMENDMENT TO OFFICE LEASE (this "Second Amendment") is made and entered into as of April 30, 2019 (the "Second Amendment Effective Date"), by and between CAP OZ 34, LLC, a Delaware limited liability company ("Landlord"), and ROKU, INC., a Delaware corporation ("Tenant"). R E C I T A L S : A.Reference is hereby made to that |
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| August 7, 2019 |
Exhibit 99.1 August 7, 2019 Fellow Shareholders, Continued strong execution against our strategic plan led to a great quarter. We achieved two significant milestones: active accounts passed 30 million and ARPU surpassed $20. We beat our outlook for revenue, gross profit and adjusted EBITDA. The industry-wide shift to streaming is accelerating. Our business momentum and ongoing investment in areas |
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| August 7, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2019 ROKU, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38211 26-2087865 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| July 16, 2019 |
ROKU, INC. AMENDED AND RESTATED SEVERANCE BENEFIT PLAN EX-99.1 Exhibit 99.1 ROKU, INC. AMENDED AND RESTATED SEVERANCE BENEFIT PLAN 1. INTRODUCTION. This Roku, Inc. Amended and Restated Severance Benefit Plan (the “Plan”) is established by Roku, Inc. (the “Company”). The Plan was adopted by the Board on May 17, 2016 and amended and restated on July 10, 2019. The Plan provides for severance benefits to officers at the level of Vice President and above o |
