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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Reservoir Media, Inc. - Equity Warrant
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 19, 2025 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission F |
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| August 19, 2025 |
Exhibit 99.1 I NVES TOR PR ESENTATI ON August 2025 Forward Looking Statements This presentation contains “forward-looking statements” for purposes of the safe harbor provisions under the U.S. Private securities litigation reform act of 1995, as amended. These forward-looking statements are generally identified by words such as “anticipate,” “believe,” continue,” “could,” “estimate,” “expect,” “int |
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| August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2025 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission Fi |
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| August 5, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-3 |
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| August 5, 2025 |
Exhibit 99.1 RESERVOIR MEDIA ANNOUNCES FIRST QUARTER FISCAL 2026 RESULTS Strong Results in Both Segments Grew Total Revenue by 8% August 5, 2025, New York — Reservoir Media, Inc. (NASDAQ: RSVR) (“Reservoir” or the “Company”), an award-winning independent music company, today announced financial results for the first quarter of fiscal 2026 ended June 30, 2025. Recent Highlights: · Revenue of $37.2 |
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| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 5, 2025 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission Fi |
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| June 27, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material under §240. |
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| June 4, 2025 |
Exhibit 10.1 EXECUTION VERSION THIRD AMENDMENT TO FOURTH AMENDED AND RESTATED CREDIT AGREEMENT This THIRD AMENDMENT TO FOURTH AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”), is made and entered into as of June 3, 2025, by and among RESERVOIR MEDIA MANAGEMENT, INC., a Delaware corporation (the “Borrower”), RESERVOIR MEDIA, INC., a Delaware corporation (“Parent”), the several banks and oth |
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| June 4, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 3, 2025 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission File |
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| June 4, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 4, 2025 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission File |
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| June 4, 2025 |
I NVES TOR PR ESENTATI ON J une 2 0 2 5 Exhibit 99.1 I NVES TOR PR ESENTATI ON J une 2 0 2 5 Forward Looking Statements This presentation contains “forward - looking statements” for purposes of the safe harbor provisions under the U.S. Private securities litigation reform act of 1995, as amended. These forward - looking statements are generally identified by words such as “anticipate,” “believe,” continue,” “could,” “estimate,” “expect, |
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| May 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 28, 2025 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission File |
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| May 28, 2025 |
Subsidiaries of Reservoir Media, Inc. Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT Name Jurisdiction of Organization % Ownership* Reservoir Holdings, Inc. Delaware 100.00% Reservoir Media Management, Inc. Delaware 100.00% Tommy Boy Music, LLC Delaware 100.00% Reservoir Media Management UK Limited (f/k/a Reservoir/Reverb Music Limited) England and Wales 100.00% Big Life Management Limited England and Wales 100.00% RISTER PROD France 100 |
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| May 28, 2025 |
Securities Trading Policy of Reservoir Media, Inc. Exhibit 19.1 RESERVOIR MEDIA, INC. SECURITIES TRADING POLICY. I. Purpose To describe the standards concerning the handling of non-public information relating to Reservoir Media, Inc. and its subsidiaries (collectively, the “Company”) and the buying and selling of securities of the Company. II. Persons Affected and Prohibited Transactions This securities trading policy (this “Policy”) applies to di |
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| May 28, 2025 |
Exhibit 99.1 RESERVOIR MEDIA ANNOUNCES FOURTH QUARTER AND FISCAL YEAR 2025 RESULTS Double-Digit Annual Total Revenue Growth Led by Music Publishing Continued Expansion of Portfolio Across Genres and Geographies Fiscal 2026 Financial Outlook Expects Mid-Single-Digit Top & Bottomline Growth May 28, 2025, New York — Reservoir Media, Inc. (NASDAQ: RSVR) (“Reservoir” or the “Company”), an award-winning |
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| May 28, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (MARK ONE) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39795 |
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| February 19, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 19, 2025 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission |
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| February 19, 2025 |
Exhibit 99.1 I NVES TOR PR ESENTATI ON February 2025 Forward Looking Statements This presentation contains “forward-looking statements” for purposes of the safe harbor provisions under the U.S. Private securities litigation reform act of 1995, as amended. These forward-looking statements are generally identified by words such as “anticipate,” “believe,” continue,” “could,” “estimate,” “expect,” “i |
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| February 5, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 5, 2025 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission |
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| February 5, 2025 |
Exhibit 99.1 RESERVOIR MEDIA ANNOUNCES THIRD QUARTER FISCAL 2025 RESULTS Strong Results in Both Segments Grew Total Revenue by 19% Including Acquisitions Key Catalog Additions and Disciplined Cost Controls Drive Margin Growth Raises Fiscal 2025 Financial Outlook February 5, 2025, New York — Reservoir Media, Inc. (NASDAQ: RSVR) (“Reservoir” or the “Company”), an award-winning independent music comp |
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| February 5, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0 |
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| November 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 13, 2024 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission |
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| November 13, 2024 |
Exhibit 99.1 I NVES TOR PR ESENTATI ON Novem ber 2024 Forward Looking Statements This presentation contains “forward-looking statements” for purposes of the safe harbor provisions under the U.S. Private securities litigation reform act of 1995, as amended. These forward-looking statements are generally identified by words such as “anticipate,” “believe,” continue,” “could,” “estimate,” “expect,” “ |
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| October 30, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: |
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| October 30, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 30, 2024 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission |
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| October 30, 2024 |
Exhibit 99.1 RESERVOIR MEDIA ANNOUNCES SECOND QUARTER FISCAL 2025 RESULTS Robust Activity in Music Publishing Grew Top-Line by 6% Expanded Margins and Strong Cost Discipline Support Strong Profitability Growth Raises Fiscal 2025 Financial Outlook for Both Top-Line and Adjusted EBITDA October 30, 2024, New York — Reservoir Media, Inc. (NASDAQ: RSVR) (“Reservoir” or the “Company”), an award-winning |
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| September 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 Reservoir Media, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 76119X105 (CUSIP Number) IRENIC CAPITAL |
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| August 13, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 13, 2024 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission F |
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| August 13, 2024 |
Exhibit 99.1 I NVES TOR PR ESENTATI ON August 2024 Forward Looking Statements This presentation contains “forward-looking statements” for purposes of the safe harbor provisions under the U.S. Private securities litigation reform act of 1995, as amended. These forward-looking statements are generally identified by words such as “anticipate,” “believe,” continue,” “could,” “estimate,” “expect,” “int |
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| August 13, 2024 |
Exhibit 99.2 68% Publishing 28% Recorded Music *For the period ended 6-30-24 4% • Leading, diversified music publishing Other and recorded music business • Highly accomplished, respected and award-winning platform • Led by an experienced mgmt. team of music professionals with decades of experience at major music companies INVESTOR FACT SHEET NASDAQ: RSVR | Q1’FY25 First female-founded and led, and |
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| August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 8, 2024 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission Fi |
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| July 31, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 31, 2024 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission Fil |
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| July 31, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-3 |
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| July 31, 2024 |
Exhibit 99.1 RESERVOIR MEDIA ANNOUNCES FIRST QUARTER FISCAL 2025 RESULTS Strength within Music Publishing Drove 8% Top-Line Growth 12th Consecutive Quarter of Year-Over-Year Revenue Growth Since IPO in 2021 July 31, 2024, New York — Reservoir Media, Inc. (NASDAQ: RSVR) (“Reservoir” or the “Company”), an award-winning independent music company, today announced financial results for the first quarte |
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| June 25, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☐ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material under §240. |
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| June 14, 2024 |
Exhibit 99.1 INVESTOR PRESENTATION June 2024 Forward Looking Statements This presentation contains “forward-looking statements” for purposes of the safe harbor provisions under the U.S. Private securities litigation reform act of 1995, as amended. These forward-looking statements are generally identified by words such as “anticipate,” “believe,” continue,” “could,” “estimate,” “expect,” “intend,” |
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| June 14, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 14, 2024 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission Fil |
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| May 30, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (MARK ONE) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39795 |
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| May 30, 2024 |
Clawback Policy of Reservoir Media, Inc. Exhibit 97.1 RESERVOIR MEDIA, INC. CLAWBACK POLICY Effective October 2, 2023 The Board of Directors (“Board”) of Reservoir Media, Inc. (the “Company”) has adopted this Clawback Policy (this “Policy”) to provide for the recovery of erroneously awarded incentive-based Compensation from executive officers in accordance with the listing requirements of The Nasdaq Stock Market (“Nasdaq”), Section 10D a |
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| May 30, 2024 |
Exhibit 99.1 RESERVOIR MEDIA ANNOUNCES FOURTH QUARTER AND FISCAL YEAR 2024 RESULTS Double-Digit Annual Revenue Growth in Both Segments, Surpassing Full Year Outlook Acquired Publishing & Recorded Rights of Legendary Artists and Emerging Talent Across Genres Fiscal 2025 Financial Outlook Expects Mid-Single Digit Revenue and Adjusted EBITDA Growth at the Mid-Point May 30, 2024, New York — Reservoir |
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| May 30, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 30, 2024 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission File |
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| May 30, 2024 |
Subsidiaries of Reservoir Media, Inc. Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT Name Jurisdiction of Organization % Ownership* Reservoir Holdings, Inc. Delaware 100.00 % Reservoir Media Management, Inc. Delaware 100.00 % Tommy Boy Music, LLC Delaware 100.00 % Reservoir Media Management UK Limited (f/k/a Reservoir/Reverb Music Limited) England and Wales 100.00 % Big Life Management Limited England and Wales 100.00 % RISTER PROD Franc |
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| May 8, 2024 |
Reservoir Media, Inc. 200 Varick Street, Suite 801A New York, NY 10014 Reservoir Media, Inc. 200 Varick Street, Suite 801A New York, NY 10014 May 8, 2024 VIA EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Kate Beukenkamp Division of Corporation Finance Office of Trade & Services Reservoir Media, Inc. Registration Statement on Form S-3 (File No. 333-278985) Ladies and Gentlemen: Pursuant to |
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| April 29, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Reservoir Media, Inc. |
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| April 29, 2024 |
Form of Subordinated Indenture. Exhibit 4.2 RESERVOIR MEDIA, INC. and [ ], Trustee FORM OF INDENTURE Dated as of [•], 2024 Providing for Issuance of Subordinated Debt Securities in Series TABLE OF CONTENTS Page ARTICLE I Definitions and Other Provisions of General Application 1 Section 1.01 Definitions 1 Section 1.02 Compliance Certificates and Opinions 10 Section 1.03 Form of Documents Delivered to Trustee 11 Section 1.04 Acts |
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| April 29, 2024 |
Exhibit 4.1 RESERVOIR MEDIA, INC. and [ ], Trustee FORM OF INDENTURE Dated as of [•], 2024 Providing for Issuance of Senior Debt Securities in Series TABLE OF CONTENTS Page ARTICLE I Definitions and Other Provisions of General Application 1 Section 1.01 Definitions 1 Section 1.02 Compliance Certificates and Opinions 9 Section 1.03 Form of Documents Delivered to Trustee 10 Section 1.04 Acts of Secu |
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| April 29, 2024 |
As filed with the Securities and Exchange Commission on April 29, 2024 As filed with the Securities and Exchange Commission on April 29, 2024 Registration No. |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 Reservoir Media, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 76119X105 (CUSIP Number) IRENIC CAPITAL |
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| February 28, 2024 |
SC 13D/A 1 sc13da11353400602282024.htm AMENDMENT NO. 1 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 Reservoir Media, Inc. (Name of Issuer) Common Stock, $0.0001 par value per s |
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| February 16, 2024 |
Exhibit 99.2 • Leading, diversified music publishing and recorded music business • Highly accomplished, respected and award-winning platform • Led by an experienced mgmt. team of music professionals with decades of experience at major music companies INVESTOR FACT SHEET NASDAQ: RSVR | Q3’FY24 First female-founded and led publicly traded independent music company in the U.S Since its founding in 20 |
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| February 16, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 16, 2024 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission |
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| February 16, 2024 |
Exhibit 99.1 INVESTOR PRESENTATION February 2024 Forward Looking Statements This presentation contains “forward-looking statements” for purposes of the safe harbor provisions under the U.S. Private securities litigation reform act of 1995, as amended. These forward-looking statements are generally identified by words such as “anticipate,” “believe,” continue,” “could,” “estimate,” “expect,” “inten |
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| February 14, 2024 |
RSVR / Reservoir Media, Inc. / Caledonia (Private) Investments Pty Ltd Passive Investment SC 13G/A 1 caledonia-rsvr123123a2.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Reservoir Media, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 76119X105 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
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| February 7, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0 |
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| February 7, 2024 |
Exhibit 99.1 RESERVOIR MEDIA ANNOUNCES THIRD QUARTER FISCAL 2024 RESULTS Robust Demand Across Both Segments Drove 14% Top-Line Organic Revenue Growth Raises Fiscal 2024 Full-Year Top-Line and Profitability Outlook February 7, 2024, New York — Reservoir Media, Inc. (NASDAQ: RSVR) (“Reservoir” or the “Company”), an award-winning independent music company, today announced financial results for the th |
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| February 7, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 7, 2024 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission |
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| December 20, 2023 |
RSVR / Reservoir Media, Inc. / Irenic Capital Management LP - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 Reservoir Media, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 76119X105 (CUSIP Number) IRENIC CAPITAL |
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| December 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 7, 2023 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission |
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| December 7, 2023 |
Exhibit 99.1 INVESTOR FACT SHEET NASDAQ: RSVR | Q2’FY24 69% Publishing 31% Recorded Music & Other *For the period ended 9.30.23 First female-founded and led publicly traded independent music company in the U.S Since its founding in 2007, Reservoir has grown to represent over 150,000 copyrights and 36,000 master recordings with titles dating as far back as 1900, and hundreds of #1 releases worldwid |
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| November 13, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 10, 2023 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission |
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| November 13, 2023 |
Exhibit 99.1 INVESTOR PRESENTATION November 2023 Forward Looking Statements This presentation contains “forward-looking statements” for purposes of the safe harbor provisions under the U.S. Private securities litigation reform act of 1995, as amended. These forward-looking statements are generally identified by words such as “anticipate,” “believe,” continue,” “could,” “estimate,” “expect,” “inten |
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| November 7, 2023 |
Exhibit 99.1 RESERVOIR MEDIA ANNOUNCES SECOND QUARTER FISCAL 2024 RESULTS Delivers 15% Revenue Growth on Strength of Recorded Music Raises Fiscal 2024 Full-Year Top-Line and Profitability Guidance November 7, 2023, New York — Reservoir Media, Inc. (NASDAQ: RSVR) (“Reservoir” or the “Company”), an award-winning independent music company, today announced financial results for the second fiscal quart |
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| November 7, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 7, 2023 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission |
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| November 7, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: |
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| September 13, 2023 |
Exhibit 99.1 of expe r i ence at m a j or m us i c co m pan i es Overview • Leading, diversified music publishing and recorded music business • Highly accomplished, respected and award - winning platform • Led by an experienced mgmt. team of music professionals with decades INVESTOR FACT SHEET N ASDAQ: RSVR | Q1’FY24 70% Music Publishing TTM Revenue Breakout* 30% Recorded Music & Other *For the pe |
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| September 13, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 13, 2023 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commissio |
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| August 14, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 10, 2023 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission F |
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| August 9, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 9, 2023 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission Fi |
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| August 9, 2023 |
Exhibit 99.1 I N V E S TO R P R E S E N TAT I O N AU G U S T 2 0 2 3 Forward Looking Statements This presentation contains “forward-looking statements” for purposes of the safe harbor provisions under the U.S. Private securities litigation reform act of 1995, as amended. These forward-looking statements are generally identified by words such as “anticipate,” “believe,” continue,” “could,” “estimat |
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| August 2, 2023 |
Exhibit 10.1 PRIVATE AND CONFIDENTIAL April 1, 2021 Amended as of June 29, 2023 Golnar Khosrowshahi 200 Varick Street Suite 801 New York, NY 10014 Re: Amended and Restated Letter of Employment Dear Golnar, On behalf of Reservoir Media Management, Inc., a Delaware corporation, and its affiliated companies including Reservoir Media, Inc. (“Reservoir”), I am pleased to confirm the terms of our agreem |
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| August 2, 2023 |
Exhibit 99.1 RESERVOIR MEDIA ANNOUNCES FIRST QUARTER FISCAL 2024 RESULTS 31% Top-Line Growth Driven by Strong Performance in Digital Across Recorded Music and Music Publishing August 2, 2023, New York — Reservoir Media, Inc. (NASDAQ: RSVR) (“Reservoir” or the “Company”), an award-winning independent music company, today announced financial results for the first fiscal quarter of 2024 ended June 30 |
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| August 2, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-3 |
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| August 2, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 2, 2023 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission Fi |
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| July 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 26, 2023 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission Fil |
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| July 26, 2023 |
Exhibit 99.1 • Leading, diversified music publishing and recorded music business • Highly accomplished, respected and award-winning platform • Led by an experienced mgmt. team of music professionals with decades of experience at major music companies INVESTOR FACT SHEET NASDAQ: RSVR | Q4’FY23 69% Publishing 31% Recording *For the period ended 3.31.23 First female-founded and led publicly traded in |
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| June 30, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☐ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material under §240. |
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| May 31, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (MARK ONE) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39795 |
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| May 31, 2023 |
Exhibit 99.1 RESERVOIR MEDIA ANNOUNCES FOURTH QUARTER AND FISCAL YEAR 2023 RESULTS Delivers 13% Annual Top-Line Growth Driven by Strong Results in Digital, Exceeds Full Fiscal Year Revenue Outlook Issues Fiscal 2024 Outlook, Including 4% to 8% Revenue Growth and 6% to 12% Adjusted EBITDA Growth May 31, 2023, New York — Reservoir Media, Inc. (NASDAQ: RSVR) (“Reservoir” or the “Company”), an award-w |
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| May 31, 2023 |
I N VE STO R PR E S E N TATI O N M AY 2 0 23 Exhibit 99.1 I N VE STO R PR E S E N TATI O N M AY 2 0 23 Forward Looking Statements This presentation contains “forward - looking statements” for purposes of the safe harbor provisions under the U.S. Private securities litigation reform act of 1995, as amended. These forward - looking statements are generally identified by words such as “anticipate,” “believe,” continue,” “could,” “estimate,” “ex |
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| May 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 31, 2023 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission File |
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| May 31, 2023 |
Subsidiaries of Reservoir Media, Inc. Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT Name Jurisdiction of Organization % Ownership* Reservoir Holdings, Inc. Delaware 100.00 % Reservoir Media Management, Inc. Delaware 100.00 % Tommy Boy Music, LLC Delaware 100.00 % Reservoir Media Management UK Limited (f/k/a Reservoir/Reverb Music Limited) England and Wales 100.00 % Big Life Music Limited England and Wales 100.00 % Big Life Management Li |
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| May 31, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 31, 2023 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission File |
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| March 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 9, 2023 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission Fil |
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| March 9, 2023 |
Exhibit 99.1 • Leading, diversified music publishing and recorded music business • Highly accomplished, respected and award-winning platform • Led by an experienced mgmt. team of music professionals with decades of experience at major music companies INVESTOR FACT SHEET NASDAQ: RSVR | Q3’FY23 72% Publishing 28% Recording *For the period ended 12.31.22 First U.S.-based publicly traded and female-fo |
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| March 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 1, 2023 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission Fil |
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| March 1, 2023 |
Exhibit 99.1 INVESTOR PRESENTATION MARCH 2023 Forward Looking Statements This presentation contains “forward-looking statements” for purposes of the safe harbor provisions under the U.S. Private securities litigation reform act of 1995, as amended. These forward-looking statements are generally identified by words such as “anticipate,” “believe,” continue,” “could,” “estimate,” “expect,” “intend,” |
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| February 14, 2023 |
RSVR / Reservoir Media, Inc. / Caledonia (Private) Investments Pty Ltd Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 8, 2023 |
Exhibit 99.1 RESERVOIR MEDIA ANNOUNCES THIRD QUARTER FISCAL 2023 RESULTS Double-Digit Revenue Growth Driven by Continued Strength in Music Publishing Expands portfolio of artists with multiple margin-accretive deals Raises Midpoint of Full Year Revenue and Adjusted EBITDA Guidance February 8, 2023, New York — Reservoir Media, Inc. (NASDAQ: RSVR) (“Reservoir” or the “Company”), an award-winning ind |
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| February 8, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 8, 2023 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission |
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| February 8, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0 |
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| December 20, 2022 |
Exhibit 10.1 Execution Version SECOND AMENDMENT TO FOURTH AMENDED AND RESTATED CREDIT AGREEMENT This SECOND AMENDMENT TO FOURTH AMENDED AND RESTATED CREDIT AGREEMENT (this ?Amendment?), is made and entered into as of December 16, 2022, by and among RESERVOIR MEDIA MANAGEMENT, INC., a Delaware corporation (the ?Borrower?), RESERVOIR MEDIA, INC., a Delaware corporation (?Parent?), the several banks |
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| December 20, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 16, 2022 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission |
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| December 9, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 9, 2022 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission |
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| December 9, 2022 |
Exhibit 99.1 S h a re A cc o rd i ng t o B i l l board? s Publishers Quarterly Overview ? Leading, diversified music publishing and recorded music business ? Frequently holds a Top - 10 U.S. Market ? Highly accomplished, respected and award - winning platform ? Led by an experienced mgmt . team of music professionals with decades of experience at major music companies INVESTOR FACT SHEET N ASDAQ: |
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| December 2, 2022 |
IN V E S TOR P R E S E N TAT ION DE CE M BE R 2 0 2 2 Exhibit 99.1 IN V E S TOR P R E S E N TAT ION DE CE M BE R 2 0 2 2 Forward Looking Statements This presentation contains ?forward - looking statements? for purposes of the safe harbor provisions under the U.S. Private securities litigation reform act of 1995, as amended. These forward - looking statements are generally identified by words such as ?anticipate,? ?believe,? continue,? ?could,? ?estim |
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| December 2, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 1, 2022 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission |
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| November 8, 2022 |
Exhibit 99.1 RESERVOIR MEDIA ANNOUNCES SECOND QUARTER FISCAL 2023 RESULTS 10% Top-line growth driven by robust Digital and Synchronization demand Raises full year guidance across the board Continues to execute against capital deployment target of $100 million for M&A in fiscal 2023 November 8, 2022, New York ? Reservoir Media, Inc. (NASDAQ: RSVR) (?Reservoir? or the ?Company?), an award-winning in |
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| November 8, 2022 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 8, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 3, 2022 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission |
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| October 4, 2022 |
Exhibit 99.1 ? Leading, diversified music publishing and recorded music business ? Frequently holds a Top 10 U .. S .. Market Share According to Billboard?s Publishers Quarterly ? Highly accomplished, respected and award - winning platform ? Led by an experienced mgmt .. team of music professionals with decades of experience at major music companies INVESTOR FACT SHEET NASDAQ: RSVR | Q1?FY23 71% P |
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| October 4, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 4, 2022 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission F |
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| September 21, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 19, 2022 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commissio |
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| September 21, 2022 |
IN V E S TOR P R E S E N TAT ION SEPT EM B ER 2 0 2 2 Exhibit 99.1 IN V E S TOR P R E S E N TAT ION SEPT EM B ER 2 0 2 2 Forward Looking Statements This presentation contains ?forward - looking statements? for purposes of the safe harbor provisions under the U.S. Private securities litigation reform act of 1995, as amended. These forward - looking statements are generally identified by words such as ?anticipate,? ?believe,? continue,? ?could,? ?estim |
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| August 15, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 15, 2022 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission F |
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| August 10, 2022 |
Reservoir Media, Inc. 75 Varick Street, 9th Floor New York, New York 10013 Reservoir Media, Inc. 75 Varick Street, 9th Floor New York, New York 10013 August 10, 2022 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F. Street, N.E. Washington, D.C. 20549 Attention: Janice Adeloye Brian Fetterolf Division of Corporation Finance Office of Trade & Services Re: Reservoir Media, Inc. Registration Statement on Form S-3 Filed July 28, 2022 File No. |
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| August 9, 2022 |
Reservoir Media, Inc. 75 Varick Street, 9th Floor New York, New York 10013 Reservoir Media, Inc. 75 Varick Street, 9th Floor New York, New York 10013 August 9, 2022 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F. Street, N.E. Washington, D.C. 20549 Attention: Janice Adeloye Brian Fetterolf Division of Corporation Finance Office of Trade & Services Re: Reservoir Media, Inc. Registration Statement on Form S-3 Filed July 28, 2022 File No. 3 |
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| August 5, 2022 |
Exhibit 99.1 RESERVOIR MEDIA ANNOUNCES FIRST QUARTER FISCAL 2023 RESULTS Delivers 46% top-line growth driven by increases in Digital and Synchronization revenues, as well as strength in Performance revenues Reaffirms full fiscal year revenue and profitability guidance August 5, 2022, New York ? Reservoir Media, Inc. (NASDAQ: RSVR) (?Reservoir? or the ?Company?), an award-winning independent music |
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| August 5, 2022 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 5, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 5, 2022 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission Fi |
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| August 5, 2022 |
RESERVOIR MEDIA, INC. 59,714,705 Shares Common Stock Prospectus Supplement No. 12 Filed Pursuant to Rule 424(b)(3) (to prospectus dated July 28, 2021) Registration No. 333-257610 RESERVOIR MEDIA, INC. 59,714,705 Shares Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus, dated July 28, 2021 (the ?Prospectus?), related to the resale from time to time by the selling stockholders n |
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| August 5, 2022 |
Reservoir Media, Inc. 75 Varick Street, 9th Floor New York, New York 10013 Reservoir Media, Inc. 75 Varick Street, 9th Floor New York, New York 10013 August 5, 2022 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F. Street, N.E. Washington, D.C. 20549 Attention: Janice Adeloye Brian Fetterolf Division of Corporation Finance Office of Trade & Services Re: Reservoir Media, Inc. Registration Statement on Form S-3 Filed July 28, 2022 File No. 3 |
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| July 28, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Reservoir Media, Inc. |
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| July 28, 2022 |
As filed with the Securities and Exchange Commission on July 28, 2022 As filed with the Securities and Exchange Commission on July 28, 2022 Registration No. |
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| July 5, 2022 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? ? Definitive Proxy Statement ? ? Definitive Additional Materials ? ? Soliciting Material under ?240. |
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| June 21, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 21, 2022 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission Fil |
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| June 21, 2022 |
Exhibit 99.1 RESERVOIR MEDIA ANNOUNCES FOURTH QUARTER AND FISCAL YEAR 2022 RESULTS Delivers 34% annual top-line growth, exceeds $200 million capital deployment goal for the fiscal year, and exceeds full fiscal year revenue and profitability outlook Issues fiscal 2023 outlook, including 8%-to-12% top-line growth June 21, 2022, New York ? Reservoir Media, Inc. (NASDAQ: RSVR) (?Reservoir? or the ?Com |
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| June 21, 2022 |
Exhibit 10.16 PRIVATE AND CONFIDENTIAL May 26, 2022 Jim Heindlmeyer 545 3rd Street Brooklyn, NY 11215 By email: ****@*** Re: Amended Offer of Employment Dear Jim, This letter amends and restates your prior letter agreement with Reservoir Media Management, Inc., dated as of April 1, 2021 (the ?Prior Agreement?). Effective as of July 28, 2021 you have been serving as the Chief Financial Officer of R |
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| June 21, 2022 |
Exhibit 4.6 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED AS OF MARCH 31, 2022 As of March 31, 2022, Reservoir Media, Inc. (?we,? ?our,? ?us? or the ?Company?) had the following two classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): (i) common stock, $0.0001 par |
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| June 21, 2022 |
Exhibit 10.9 ? ? ? ? ? ? INDEMNIFICATION AGREEMENT ? ? by and between ? ? RESERVOIR MEDIA, INC. and [ ], as Indemnitee ? ? ? ? ? ? Dated as of [ ], 2021 ? ? ? ? ? ? ? ? ? ? ? ? ? TABLE OF CONTENTS ? ? Page ? ? ARTICLE 1 DEFINITIONS 2 ARTICLE 2 INDEMNITY IN THIRD-PARTY PROCEEDINGS 6 ARTICLE 3 INDEMNITY IN PROCEEDINGS BY OR IN THE RIGHT OF THE COMPANY 6 ARTICLE 4 INDEMNIFICATION FOR EXPENSES OF A PA |
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| June 21, 2022 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 21, 2022 |
As filed with the Securities and Exchange Commission on June 21, 2022 As filed with the Securities and Exchange Commission on June 21, 2022 Registration No. |
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| June 21, 2022 |
RESERVOIR MEDIA, INC. 59,714,705 Shares Common Stock Prospectus Supplement No. 11 Filed Pursuant to Rule 424(b)(3) (to prospectus dated July 28, 2021) Registration No. 333-257610 RESERVOIR MEDIA, INC. 59,714,705 Shares Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus, dated July 28, 2021 (the ?Prospectus?), related to the resale from time to time by the selling stockholders n |
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| March 11, 2022 |
RESERVOIR MARCH 2022 INVESTOR PRESENTATION Exhibit 99.1 RESERVOIR MARCH 2022 INVESTOR PRESENTATION Forward Looking Statements This presentation contains ?forward - looking statements? for purposes of the safe harbor provisions under the U . S . Private securities litigation reform act of 1995 , as amended . These forward - looking statements are generally identified by words such as ?anticipate,? ?believe,? continue,? ?could,? ?estimate,? |
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| March 11, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 11, 2022 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission Fi |
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| February 15, 2022 |
RSVR / Reservoir Media, Inc. / Caledonia (Private) Investments Pty Ltd Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 14, 2022 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 1)* Roth CH Acquisition II Co. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 778673103 (CUSIP Number) December 31, 2021 (D |
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| February 14, 2022 |
EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the common stock, $0. |
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| February 14, 2022 |
RSVR / Reservoir Media, Inc. / Roth Byron - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* RESERVOIR MEDIA, INC. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 76119X 105 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| February 11, 2022 |
RSVR / Reservoir Media, Inc. / Castle Creek Arbitrage, LLC - AMENDMENT NO. 1 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Reservoir Media, Inc. (F/K/A Roth CH Acquisition II Co.) (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 76119X105 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of This Statement) Check |
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| February 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Reservoir Media, Inc. (fka Roth CH Acquisition II Co.) (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 778673202 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check th |
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| February 8, 2022 |
Exhibit 99.1 RESERVOIR MEDIA ANNOUNCES THIRD QUARTER FISCAL 2022 RESULTS Delivers 26% top-line growth, remains on track to exceed $200 million acquisition goal ahead of schedule, and raises full fiscal year revenue and profitability guidance February 8, 2022, New York ? Reservoir Media, Inc. (NASDAQ: RSVR) (?Reservoir? or the ?Company?), an award-winning independent music company, today announced |
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| February 8, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 8, 2022 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission |
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| February 8, 2022 |
RESERVOIR MEDIA, INC. 59,714,705 Shares Common Stock Prospectus Supplement No. 10 Filed Pursuant to Rule 424(b)(3) (to prospectus dated July 28, 2021) Registration No. 333-257610 RESERVOIR MEDIA, INC. 59,714,705 Shares Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus, dated July 28, 2021 (the ?Prospectus?), related to the resale from time to time by the selling stockholders n |
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| February 8, 2022 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 7, 2021 |
EX-10.1 2 tm2134734d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 EXECUTION VERSION FIRST AMENDMENT TO FOURTH AMENDED AND RESTATED CREDIT AGREEMENT This FIRST AMENDMENT TO FOURTH AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”), is made and entered into as of December 7, 2021, by and among RESERVOIR MEDIA MANAGEMENT, INC., a Delaware corporation (the “Borrower”), RESERVOIR MEDIA, INC., a Delaware |
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| December 7, 2021 |
RESERVOIR DECEMBER 2021 INVESTOR PRESENTATION EX-99.1 2 tm2134734d3ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 RESERVOIR DECEMBER 2021 INVESTOR PRESENTATION Forward Looking Statements This presentation contains “forward - looking statements” for purposes of the safe harbor provisions under the U . S . Private securities litigation reform act of 1995 , as amended . These forward - looking statements are generally identified by words such as “anticipa |
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| December 7, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 7, 2021 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission |
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| December 7, 2021 |
RESERVOIR MEDIA, INC. 59,714,705 Shares Common Stock 424B3 1 tm2134734d2424b3.htm 424B3 Prospectus Supplement No. 9 Filed Pursuant to Rule 424(b)(3) (to prospectus dated July 28, 2021) Registration No. 333-257610 RESERVOIR MEDIA, INC. 59,714,705 Shares Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus, dated July 28, 2021 (the “Prospectus”), related to the resale from time to |
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| December 7, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 7, 2021 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission |
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| November 9, 2021 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 9, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 9, 2021 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission |
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| November 9, 2021 |
RESERVOIR MEDIA, INC. 59,714,705 Shares Common Stock Prospectus Supplement No. 8 Filed Pursuant to Rule 424(b)(3) (to prospectus dated July 28, 2021) Registration No. 333-257610 RESERVOIR MEDIA, INC. 59,714,705 Shares Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus, dated July 28, 2021 (the ?Prospectus?), related to the resale from time to time by the selling stockholders na |
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| November 9, 2021 |
Exhibit 99.1 RESERVOIR MEDIA ANNOUNCES SECOND QUARTER FISCAL 2022 RESULTS Top-line Expansion of 45% Driven by Increases in Digital and Physical Revenues, as well as Catalog Growth Company Remains Focused on Catalog Growth, Value Enhancement, and Alternative Revenue Sources to Capitalize on Powerful Secular Tailwinds Across Music Industry November 9, 2021, New York ? Reservoir Media, Inc. (NASDAQ: |
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| October 14, 2021 |
Exhibit 10.1 RESERVOIR MEDIA, INC. 2021 OMNIBUS INCENTIVE PLAN 1. Purpose. The purpose of the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (as amended from time to time, the ?Plan?) is to (i) attract and retain individuals to serve as employees, consultants or Directors (collectively, the ?Service Providers?) of Reservoir Media, Inc., a Delaware corporation (together with its Subsidiaries, wh |
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| October 14, 2021 |
Exhibit 10.2 Reservoir MEDIA, INC. 2021 Omnibus Incentive Plan Notice of RSU Grant Participant: [] # of Shares Underlying RSUs: [] Date of Grant: [] Vesting Schedule: Except as otherwise provided in the Award Agreement attached hereto as Annex I, the RSUs shall vest on [] (the ?Vesting Date?), subject to the Participant?s continued services to the Company through the applicable Vesting Date. Any f |
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| October 14, 2021 |
Exhibit 10.5 Reservoir MEDIA, INC. 2021 Omnibus Incentive Plan Notice of Stock Grant Participant: [] # of Shares: [] Date of Grant: [] Vesting Schedule: The Shares shall vest on []. By signing your name below, you accept the Shares and acknowledge and agree that the Shares are granted under and governed by the terms and conditions of the 2021 Omnibus Incentive Plan, the Award Agreement set forth o |
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| October 14, 2021 |
Exhibit 10.3 Reservoir MEDIA, INC. 2021 Omnibus Incentive Plan Notice of Stock Option Grant Participant: [] # of Shares Subject to Option: [] Shares Type of Option: Nonqualified Stock Option Exercise Price Per Share: $[] Date of Grant: [] Date Exercisable: The Option may be exercised to the extent vested. Vesting Schedule: Except as otherwise provided in the Award Agreement attached hereto as Anne |
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| October 14, 2021 |
Exhibit 10.4 Reservoir MEDIA, INC. 2021 Omnibus Incentive Plan Notice of RSU Grant Participant: [] # of Shares Underlying RSUs: [] Date of Grant: [] Vesting Schedule: Except as otherwise provided in the Award Agreement attached hereto as Annex I, the RSUs shall vest on [] (each such date, a ?Vesting Date?), subject to the Participant's continued employment with the Company through the applicable V |
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| October 14, 2021 |
As filed with the Securities and Exchange Commission on October 14, 2021 As filed with the Securities and Exchange Commission on October 14, 2021 Registration No. |
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| August 17, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 16, 2021 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorpor |
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| August 17, 2021 |
Exhibit 99.1 CORRECTION ? RESERVOIR MEDIA, INC. FILES FORM 8-K WITH FIRST QUARTER FISCAL 2022 FINANCIAL RESULTS First quarter fiscal 2022 financial results highlighted by 23% increase in revenue and strong execution against strategic growth priorities NEW YORK, Aug. 16, 2021 (GLOBE NEWSWIRE) - In a release issued under the same headline on Monday, August 16th by Reservoir Media, Inc. (NASDAQ: RSVR |
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| August 16, 2021 |
RESERVOIR MEDIA, INC. 59,714,705 Shares Common Stock 424B3 1 tm2124802d4424b3.htm 424B3 Prospectus Supplement No. 7 Filed Pursuant to Rule 424(b)(3) (to prospectus dated July 28, 2021) Registration No. 333-257610 RESERVOIR MEDIA, INC. 59,714,705 Shares Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus, dated July 28, 2021 (the “Prospectus”), related to the resale from time to |
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| August 16, 2021 |
RESERVOIR MEDIA, INC. 59,714,705 Shares Common Stock 424B3 1 tm2124802d2424b3.htm 424B3 Prospectus Supplement No. 6 Filed Pursuant to Rule 424(b)(3) (to prospectus dated July 28, 2021) Registration No. 333-257610 RESERVOIR MEDIA, INC. 59,714,705 Shares Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus, dated July 28, 2021 (the “Prospectus”), related to the resale from time to |
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| August 16, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 16, 2021 RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission F |
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| August 16, 2021 |
Financial Statements and Exhibits 8-K/A 1 tm2124802d18ka.htm FORM 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 2) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 16, 2021 (July 28, 2021) Reservoir Media, Inc. (Exact name of registrant as specified in its charter) Delaware 001-397 |
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| August 16, 2021 |
EX-99.2 3 tm2124802d1ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS OF RESERVOIR HOLDINGS, INC. The following discussion and analysis of Reservoir Holdings, Inc.’s financial condition and results of operations should be read in conjunction with Reservoir Holdings, Inc.’s condensed consolidated financial statements, includi |
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| August 16, 2021 |
See accompanying notes to the condensed consolidated financial statements. Exhibit 99.1 Reservoir Holdings, Inc. and Subsidiaries Condensed Consolidated Financial Statements as of and for the Three Months Ended June 30, 2021 and 2020 (Unaudited) Reservoir Holdings, Inc. and Subsidiaries June 30, 2021 and 2020 Table of contents Condensed consolidated statements of income for the three months ended June 30, 2021 and 2020 (Unaudited) 3 Condensed consolidated statements of c |
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| August 16, 2021 |
Exhibit 99.1 RESERVOIR MEDIA, INC. FILES FORM 8-K WITH FIRST QUARTER FISCAL 2022 FINANCIAL RESULTS First quarter fiscal 2022 financial results highlighted by 23% increase in revenue and strong execution against strategic growth priorities August 16, 2021, New York ? Reservoir Media, Inc. (NASDAQ: RSVR) (?Reservoir? or the ?Company?), an award-winning independent music company, today has filed an a |
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| August 9, 2021 |
Letter from Marcum LLP to the Securities and Exchange Commission, dated August 9, 2021. Exhibit 16.1 August 9, 2021 Office of the Chief Accountant Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Ladies and Gentlemen: We have read the statements made by RESERVOIR MEDIA, INC. (formerly known as Roth CH Acquisition II Co.) under Item 4.01 of its Form 8-K filed on August 9, 2021. We agree with the statements concerning our Firm under Item 4.01. We are not in |
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| August 9, 2021 |
RESERVOIR MEDIA, INC. 59,714,705 Shares Common Stock Prospectus Supplement No. 5 Filed Pursuant to Rule 424(b)(3) (to prospectus dated July 28, 2021) Registration No. 333-257610 RESERVOIR MEDIA, INC. 59,714,705 Shares Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus, dated July 28, 2021 (the ?Prospectus?), related to the resale from time to time by the selling stockholders na |
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| August 9, 2021 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 9, 2021 (August 6, 2021) RESERVOIR MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporatio |
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| August 6, 2021 |
EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13D, and amendments thereto, relating to the common stock, par value $0. |
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| August 6, 2021 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 6, 2021 |
RESERVOIR MEDIA, INC. 59,714,705 Shares Common Stock Prospectus Supplement No. 4 Filed Pursuant to Rule 424(b)(3) (to prospectus dated July 28, 2021) Registration No. 333-257610 RESERVOIR MEDIA, INC. 59,714,705 Shares Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus, dated July 28, 2021 (the ?Prospectus?), related to the resale from time to time by the selling stockholders na |
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| August 6, 2021 |
RSVR / Reservoir Media, Inc. / Wesbild Inc. - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Reservoir Media, Inc. (Name of Issuer) Common stock, par value $0.0001 per share (Title of Class of Securities) 76119X 105 (CUSIP |
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| August 5, 2021 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 5, 2021 Reservoir Media, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission Fi |
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| August 5, 2021 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.2 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION The following unaudited pro forma condensed combined financial information presents the combination of the financial information of Reservoir Media, Inc. (formerly known as Roth CH Acquisition II Co. (?ROCC?)), a Delaware corporation (?RMI?), Reservoir Holdings, Inc., a Delaware corporation (?Reservoir?), and Tommy Boy Music |
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| August 5, 2021 |
The accompanying notes are an integral part of these financial statements. Independent Auditor?s Report 1 ? 2 Financial Statements Balance Sheets 3 Statements of Income 4 Statements of Members? Equity 5 Statements of Cash Flows 6 Notes to Financial Statements 7 ? 14 Independent Auditor?s Report To the Members of Tommy Boy Music, LLC We have audited the accompanying financial statements of Tommy Boy Music, LLC, which comprise the balance sheets as of December 31, 2020 and 2019, and the related statements of income, members? equity, and cash flows for the years then ended, and the related notes to the financial statements. |
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| August 5, 2021 |
RESERVOIR MEDIA, INC. 59,714,705 Shares Common Stock Prospectus Supplement No. 3 Filed Pursuant to Rule 424(b)(3) (to prospectus dated July 28, 2021) Registration No. 333-257610 RESERVOIR MEDIA, INC. 59,714,705 Shares Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus, dated July 28, 2021 (the ?Prospectus?), related to the resale from time to time by the selling stockholders na |
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| July 30, 2021 |
ROCC / Roth Ch Acquisition II Co / ER Reservoir LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. n/a )* Reservoir Media, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 76119X 10 5 (CUSIP Number) Ryan P. Taylor c/o Richmond Hill Investment Co., LP 375 Hudson Street, 12th Floor New York, New York 10014 212-989-2700 (Name, Address and Te |
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| July 30, 2021 |
RESERVOIR MEDIA, INC. 59,714,705 Shares Common Stock PROSPECTUS SUPPLEMENT NO. 1 Filed Pursuant to Rule 424(b)(3) (to prospectus dated July 28, 2021) Registration No. 333-257610 RESERVOIR MEDIA, INC. 59,714,705 Shares Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus, dated July 28, 2021 (the ?Prospectus?), related to the resale from time to time by the selling stockholders na |
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| July 30, 2021 |
RESERVOIR MEDIA, INC. 59,714,705 Shares Common Stock TABLE OF CONTENTS ?Filed Pursuant to Rule 424(b)(3)? PROSPECTUS?Registration No. 333-257610 RESERVOIR MEDIA, INC. 59,714,705 Shares Common Stock ? This prospectus relates to the resale from time to time of common stock, $0.0001 par value per share, of Reservoir Media, Inc. (?Common Stock?) issued pursuant to the terms of (i) that certain Agreement and Plan of Merger, dated as of April 14, 2021 (th |
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| July 30, 2021 |
RESERVOIR MEDIA, INC. 59,714,705 Shares Common Stock Prospectus Supplement No. 2 Filed Pursuant to Rule 424(b)(3) (to prospectus dated July 28, 2021) Registration No. 333-257610 RESERVOIR MEDIA, INC. 59,714,705 Shares Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus, dated July 28, 2021 (the ?Prospectus?), related to the resale from time to time by the selling stockholders na |
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| July 28, 2021 |
Exhibit 3.2 Amended and Restated Bylaws of Reservoir Media, Inc. (a Delaware corporation) Table of Contents Page Article I - Corporate Offices 1 1.1 Registered Office 1 1.2 Other Offices 1 Article II - Meetings of Stockholders 1 2.1 Place of Meetings 1 2.2 Annual Meeting 1 2.3 Special Meeting 1 2.4 Notice of Business to be Brought before a Meeting. 1 2.5 Notice of Nominations for Election to the B |
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| July 28, 2021 |
Exhibit 3.1 SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ROTH CH ACQUISITION II CO. Roth CH Acquisition II Co. (the ?Corporation?), a corporation organized and existing under the General Corporation Law of the State of Delaware (the ?DGCL?), does hereby certify as follows: 1. The present name of the Corporation is Roth CH Acquisition II Co. The Corporation was incorporated under the |
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| July 28, 2021 |
Exhibit 3.1 SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ROTH CH ACQUISITION II CO. Roth CH Acquisition II Co. (the ?Corporation?), a corporation organized and existing under the General Corporation Law of the State of Delaware (the ?DGCL?), does hereby certify as follows: 1. The present name of the Corporation is Roth CH Acquisition II Co. The Corporation was incorporated under the |
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| July 28, 2021 |
Exhibit 3.2 Amended and Restated Bylaws of Reservoir Media, Inc. (a Delaware corporation) Table of Contents Page Article I - Corporate Offices 1 1.1 Registered Office 1 1.2 Other Offices 1 Article II - Meetings of Stockholders 1 2.1 Place of Meetings 1 2.2 Annual Meeting 1 2.3 Special Meeting 1 2.4 Notice of Business to be Brought before a Meeting. 1 2.5 Notice of Nominations for Election to the B |
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| July 28, 2021 |
Exhibit 99.1 RESERVOIR MEDIA, INC. ANNOUNCES CLOSING OF BUSINESS COMBINATION AND WILL BEGIN TRADING ON NASDAQ Reservoir Media, Inc. becomes the first U.S.-based publicly traded independent music company and the first female founded and led publicly traded music company in the U.S. Common stock will be listed on NASDAQ under the ticker symbol ?RSVR? July 28, 2021, New York ? Reservoir Media, Inc. ( |
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| July 28, 2021 |
Exhibit 21.1 Subsidiaries of the Registrant Name Jurisdiction of Organization % Ownership* Reservoir Holdings, Inc. Delaware 100.00 % Reservoir Media Management, Inc. Delaware 100.00 % Tommy Boy Music, LLC Delaware 100.00 % Reservoir/Reverb Music Limited England and Wales 100.00 % Big Life Music Limited England and Wales 50.00 % Big Life Management Limited England and Wales 50.00 % Shapiro, Bernst |
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| July 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 28, 2021 Reservoir Media, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission Fil |
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| July 28, 2021 |
Roth Ch Acquisition II Co. / Feis Lawrence Michael - SCHEDULE 13G Passive Investment OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number:3235-0145 Expires:Febuary 28, 2009 Estimated average burden hours per response ....10.4 SCHEDULE 13G Under the Securities and Exchange Act of 1934 (Amendment No. 2 )* Roth CH Acquisition II Co. (Name of Issuer) common stock. $0.0001 par value (Title of Class of Securities) 778673103 (CUSIP Number) July |
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| July 28, 2021 |
Exhibit 10.6 Execution Version FOURTH AMENDED AND RESTATED CREDIT AGREEMENT dated as of July 28, 2021 among RESERVOIR MEDIA MANAGEMENT, INC., as Borrower RESERVOIR MEDIA, INC., as Parent THE LENDERS FROM TIME TO TIME PARTY HERETO, and TRUIST BANK as Administrative Agent TRUIST SECURITIES, INC., FIFTH THIRD BANK, PINNACLE BANK, and REGIONS BANK as Joint Lead Arrangers TABLE OF CONTENTS Page Article |
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| July 28, 2021 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.1 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Capitalized terms used but not defined below have the meanings ascribed to such terms in this Current Report on Form 8-K. References to the ?Combined Company? mean Reservoir Media, Inc., a Delaware corporation, and its consolidated subsidiaries following the consummation of the Business Combination. The following unaudited p |
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| July 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 28, 2021 Reservoir Media, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporat |
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| July 28, 2021 |
Reservoir Holdings, Inc. 2021 Omnibus Incentive Plan. Exhibit 10.7 RESERVOIR HOLDINGS, INC. 2021 OMNIBUS INCENTIVE PLAN 1. Purpose. The purpose of the Reservoir Holdings, Inc. 2021 Omnibus Incentive Plan (as amended from time to time, the ?Plan?) is to (i) attract and retain individuals to serve as employees, consultants or Directors (collectively, the ?Service Providers?) of Reservoir Holdings, Inc., a Delaware corporation (together with its Subsidi |
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| July 27, 2021 |
Submission of Matters to a Vote of Security Holders 8-K 1 tm2122538d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 27, 2021 Date of Report (Date of earliest event reported) ROTH CH ACQUISITION II CO. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39795 83-3584204 (State or other jurisdict |
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| July 26, 2021 |
As filed with the U.S. Securities and Exchange Commission on July 26, 2021 TABLE OF CONTENTS As filed with the U.S. Securities and Exchange Commission on July 26, 2021 Registration No. 333-257610? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933? ROTH CH ACQUISITION II CO.* (Exact Name of Registrant as Specified in its Charter) ? Delaware (State or other jurisdi |
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| July 23, 2021 |
As filed with the U.S. Securities and Exchange Commission on July 23, 2021 Table of Contents As filed with the U.S. Securities and Exchange Commission on July 23, 2021 Registration No. 333-257610 ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ROTH CH ACQUISITION II CO.* (Exact Name of Registrant as Specified in its Charter) Delaware 7900 83-3584204 ? (State or o |
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| July 23, 2021 |
Exhibit 3.4 Amended and Restated Bylaws of ? Reservoir Media, Inc. ? (a Delaware corporation) ? ? ? ? TABLE OF CONTENTS ? ? ? ? ? ? ? ? Page Article I???Corporate Offices ? 1 ? 1.1 ? Registered Office ? 1 ? 1.2 ? Other Offices ? 1 ? Article II???Meetings of Stockholders ? 1 ? 2.1 ? Place of Meetings ? 1 ? 2.2 ? Annual Meeting ? 1 ? 2.3 ? Special Meeting ? 1 ? 2.4 ? Notice of Business to be Brought |
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| July 23, 2021 |
ROTH CH ACQUISITION II CO. 888 San Clemente Drive, Suite 400 Newport Beach, CA 92660 CORRESP 1 filename1.htm ROTH CH ACQUISITION II CO. 888 San Clemente Drive, Suite 400 Newport Beach, CA 92660 July 23, 2021 Katherine Bagley Office of Trade & Services United States Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 Re: Roth CH Acquisition II Co. (the "Company") Registration Statement on Form S-1 (Registration No. 333-257610) (the "Registration Statement" |
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| July 23, 2021 |
Subsidiaries of the Registrant. EX-21.1 5 rocc-20210723xex21d1.htm EXHIBIT-21.1 Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT Name Jurisdiction of Organization % Ownership* Reservoir Holdings, Inc. Delaware 100.00% Reservoir Media Management, Inc. Delaware 100.00% Tommy Boy Music, LLC Delaware 100.00% Reservoir/Reverb Music Limited England and Wales 100.00% Big Life Music Limited England and Wales 50.00% Big Life Management Limite |
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| July 23, 2021 |
Exhibit 3.3 SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ROTH CH ACQUISITION II CO. ? Roth CH Acquisition II Co. (the ?Corporation?), a corporation organized and existing under the General Corporation Law of the State of Delaware (the ?DGCL?), does hereby certify as follows: ? 1. The present name of the Corporation is Roth CH Acquisition II Co. The Corporation was incorporated under |
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| July 20, 2021 |
US7786731031 / Roth Ch Acquisition II Co. / Feis Lawrence Michael - SCHEDULE 13G Passive Investment OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number:3235-0145 Expires:Febuary 28, 2009 Estimated average burden hours per response ....10.4 SCHEDULE 13G Under the Securities and Exchange Act of 1934 (Amendment No. 1 )* Roth CH Acquisition II Co. (Name of Issuer) common stock. $0.0001 par value (Title of Class of Securities) 778673103 (CUSIP Number) July |
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| July 19, 2021 |
US7786731031 / Roth Ch Acquisition II Co. / Feis Lawrence Michael - SCHEDULE 13G Passive Investment OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number:3235-0145 Expires:Febuary 28, 2009 Estimated average burden hours per response ....10.4 SCHEDULE 13G Under the Securities and Exchange Act of 1934 (Amendment No. )* Roth CH Acquisition II Co. (Name of Issuer) common stock. $0.0001 par value (Title of Class of Securities) 778673103 (CUSIP Number) July 15 |
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| July 12, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 12, 2021 Date of Report (Date of earliest event reported) Roth CH Acquisition II Co. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission |
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| July 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| July 12, 2021 |
Exhibit 99.1 Roth CH Acquisition II Co. Announces Special Meeting Date Set for July 27, 2021 to Approve Proposed Merger with Reservoir Stockholders of Record as of July 7, 2021 are Eligible to Vote at Special Meeting Roth CH Acquisition II Co. Recommends All Stockholders Vote ?FOR? ALL Proposals at Special Meeting NEWPORT BEACH, JULY 12, 2021 ? Roth CH Acquisition II Co. (?ROCC?) (Nasdaq: ROCC), a |
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| July 8, 2021 |
DEFM14A 1 tm2115974-4defm14a.htm DEFM14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only |
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| July 1, 2021 |
Subsidiaries of the Registrant. Exhibit 21.1 Subsidiaries of the Registrant Roth CH II Merger Sub Corp., a Delaware corporation |
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| July 1, 2021 |
Exhibit 10.15 PRIVATE AND CONFIDENTIAL April 1, 2021 Jim Heindlmeyer 545 3rd Street Brooklyn, NY 11215 By email: [email protected] Re: Amended Offer of Employment Dear Jim, I am pleased to promote you to the position of Chief Financial Officer of Reservoir Media Management, Inc. (?Reservoir?), effective as of Effective Date (as defined below) reporting to the Chief Executive Officer of Reserv |
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| July 1, 2021 |
Reservoir Media, Inc. 2021 Omnibus Incentive Plan.* Exhibit 10.12 RESERVOIR HOLDINGS, INC. 2021 OMNIBUS INCENTIVE PLAN 1. Purpose. The purpose of the Reservoir Holdings, Inc. 2021 Omnibus Incentive Plan (as amended from time to time, the ?Plan?) is to (i) attract and retain individuals to serve as employees, consultants or Directors (collectively, the ?Service Providers?) of Reservoir Holdings, Inc., a Delaware corporation (together with its Subsid |
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| July 1, 2021 |
Exhibit 10.13 PRIVATE AND CONFIDENTIAL April 1, 2021 Golnar Khosrowshahi 403 Greenwich Street Penthouse New York, NY 10013 Re:? Letter of Employment Dear Golnar, On behalf of Reservoir Media Management, Inc., a Delaware corporation, and its affiliated companies including Reservoir Holdings, Inc. (?Reservoir?), I am pleased to confirm the terms of our agreement (?Agreement?) concerning your continu |
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| July 1, 2021 |
Exhibit 10.14 PRIVATE AND CONFIDENTIAL April 1, 2021 Rell Lafargue 228 Saint John?s Place Brooklyn, NY 11217 Re: Amended and Restated Letter of Employment Dear Rell, On behalf of Reservoir Media Management, Inc., a Delaware corporation, and its affiliated companies (?Reservoir?), I am pleased to confirm the terms of our agreement (?Agreement?) concerning your continued employment with Reservoir as |
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| July 1, 2021 |
TABLE OF CONTENTS As filed with the U.S. Securities and Exchange Commission on July 1, 2021 Registration No. 333-??????????? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933? ROTH CH ACQUISITION II CO.* (Exact Name of Registrant as Specified in its Charter) ? Delaware (State or other jurisdiction of incorpo |
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| June 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 28, 2021 Date of Report (Date of earliest event reported) Roth CH Acquisition II Co. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission |
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| June 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 28, 2021 Date of Report (Date of earliest event reported) Roth CH Acquisition II Co. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission |
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| June 25, 2021 |
345 Park Avenue New York, NY 10154-1895 Direct 212.407.4000 Main 212.407.4000 Fax 212.407.4990 June 25, 2021 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, N.E. Washington, D.C. 20549 Attention: J. Nolan McWilliams and Sandra Hunter Berkeimer Re: Roth CH Acquisition II Co. Preliminary Proxy Statement on Schedule 1 |
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| June 25, 2021 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 ? Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| June 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 4, 2021 Date of Report (Date of earliest event reported) Roth CH Acquisition II Co. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commission |
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| June 4, 2021 |
DEFA14A 1 tm2118039d18k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 4, 2021 Date of Report (Date of earliest event reported) Roth CH Acquisition II Co. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39795 83-3584204 (State or other jurisdictio |
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| May 24, 2021 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 001-39795 (Check One): ? Form 10-K ? Form 20-F ? Form 11-K x Form 10-Q ? Form 10D ? Form N-SAR ? Form N-CSR CUSIP NUMBER 778673103 For Period Ended: March 31, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transit |
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| May 14, 2021 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 ? Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| May 12, 2021 |
DEFA14A 1 tm2116014d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 11, 2021 Date of Report (Date of earliest event reported) Roth CH Acquisition II Co. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39282 83-3584204 (State or other jurisd |
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| May 12, 2021 |
8-K 1 tm2116014d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 11, 2021 Date of Report (Date of earliest event reported) Roth CH Acquisition II Co. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39282 83-3584204 (State or other jurisdicti |
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| April 26, 2021 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. )* Roth CH Acquisition II Co. (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 778673103 (CUSIP Number) April 15, 2021 (Date of Event w |
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| April 15, 2021 |
Exhibit 10.2 LOCKUP AGREEMENT This Lockup Agreement, dated as of April 14, 2021 (as the same may be amended, supplemented, restated or otherwise modified from time to time in accordance with the terms hereof, this ?Agreement?), is made by and among Roth CH Acquisition II Co., a Delaware corporation (?ROCC?), and each of the stockholder parties identified on Exhibit A hereto and the other persons w |
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| April 15, 2021 |
Exhibit 99.2 Thank you so much for joining us this morning, my name is John Lipman, I?m the COO and Director of Roth CH Acquisition Corp, a SPAC that went public in December of last year raising $115 million dollars from the public. Our firm, Roth Craig Hallum Capital Group and our partner firm Roth Capital Partners are two growth stock investment banks, founded over 25 years ago. And the sole foc |
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| April 15, 2021 |
Form of Registration Rights Agreement Exhibit 10.4 REGSTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this ?Agreement?) is made and entered into as of April 14, 2021 between Roth CH Acquisition II Co., a Delaware corporation (the ?Company?), and each of the several subscribers signatory hereto (each such Subscriber, a ?Subscriber? and, collectively, the ?Subscribers?). This Agreement is made pursuant to the Subscription |
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| April 15, 2021 |
Exhibit 10.3 SUBSCRIPTION AGREEMENT This SUBSCRIPTION AGREEMENT (this ?Subscription Agreement?) is entered into this 14th day of April, 2021, by and between Roth CH Acquisition II Co., a Delaware corporation (the ?Company?) and the undersigned (?Subscriber? or ?you?). Defined terms used but not otherwise defined herein shall have the respective meanings ascribed thereto in the Transaction Agreemen |
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| April 15, 2021 |
Exhibit 10.5 STOCKHOLDERS AGREEMENT DATED AS OF April 14, 2021 BY AND AMONG ROTH CH ACQUISITION II CO., RESERVOIR HOLDINGS, INC., AND CHLM SPONSOR-1 LLC CONTENTS Page Article I. INTRODUCTORY MATTERS 2 Section 1.01 Defined Terms 2 Section 1.02 Construction 3 Article II. CORPORATE GOVERNANCE MATTERS 3 Section 2.01 Mutual Designee 3 Section 2.02 Compensation 4 Section 2.03 Other Rights of Mutual Desi |
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| April 15, 2021 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among ROTH CH ACQUISITION II CO., ROTH CH II MERGER SUB CORP., and RESERVOIR HOLDINGS, INC. Dated as of April 14, 2021 Table of Contents Page Article I AGREEMENT AND PLAN OF MERGER 3 Section 1.1 The Merger 3 Section 1.2 Effective Time; Closing 3 Section 1.3 Effect of the Merger 3 Section 1.4 Certificate of Incorporation; Bylaws 4 Section 1.5 Director |
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| April 15, 2021 |
Exhibit 10.6 AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT THIS AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), dated as of April 14, 2021, is made and entered into by and among Roth CH II Acquisition Co., a Delaware corporation ( ?RCH?), each of the undersigned parties that are Pre-BC Investors (as defined below), and each of the other former shareholders of Reservoir |
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| April 15, 2021 |
1 1 RESERVOIR INVESTOR PRESENTATION Exhibit 99.3 1 1 RESERVOIR INVESTOR PRESENTATION 2 2 ? 2021 Reservoir Media Management, Inc. CONFIDENTIAL ? NOT FOR CIRCULATION DISCLAIMER THIS PRESENTATION (THIS ?PRESENTATION?) IS PROVIDED FOR INFORMAT ION PURPOSES ONLY AND HAS BEEN PREPARED TO ASSIST INTERESTED PAR TIES IN MAKING THEIR OWN EVALUATION WITH RESPECT TO A POTENTIAL BUSINESS COMBINATION BETWEEN ROTH CH ACQUISITION II CO. (?ROCC?) AN |
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| April 15, 2021 |
Exhibit 10.7 April 14, 2021 Reservoir Media Management, Inc. 75 Varick Street 9th Floor New York, New York 10013 Attention: Golnar Khosrowshahi President Project Basin $248,750,000 Senior Credit Facility Commitment Letter Ladies and Gentlemen: Reservoir Media Management, Inc. (the ?Company?) has advised Truist Bank and Truist Securities, Inc. (the ?Lead Arranger? and, together with Truist Bank, ?T |
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| April 15, 2021 |
Exhibit 10.5 STOCKHOLDERS AGREEMENT DATED AS OF April 14, 2021 BY AND AMONG ROTH CH ACQUISITION II CO., RESERVOIR HOLDINGS, INC., AND CHLM SPONSOR-1 LLC CONTENTS Page Article I. INTRODUCTORY MATTERS 2 Section 1.01 Defined Terms 2 Section 1.02 Construction 3 Article II. CORPORATE GOVERNANCE MATTERS 3 Section 2.01 Mutual Designee 3 Section 2.02 Compensation 4 Section 2.03 Other Rights of Mutual Desi |
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| April 15, 2021 |
Exhibit 10.4 REGSTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this ?Agreement?) is made and entered into as of April 14, 2021 between Roth CH Acquisition II Co., a Delaware corporation (the ?Company?), and each of the several subscribers signatory hereto (each such Subscriber, a ?Subscriber? and, collectively, the ?Subscribers?). This Agreement is made pursuant to the Subscription |
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| April 15, 2021 |
Form of Subscription Agreement EX-10.3 5 tm2112832d1ex10-3.htm EXHIBIT 10.3 Exhibit 10.3 SUBSCRIPTION AGREEMENT This SUBSCRIPTION AGREEMENT (this “Subscription Agreement”) is entered into this 14th day of April, 2021, by and between Roth CH Acquisition II Co., a Delaware corporation (the “Company”) and the undersigned (“Subscriber” or “you”). Defined terms used but not otherwise defined herein shall have the respective meanings |
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| April 15, 2021 |
Exhibit 10.2 LOCKUP AGREEMENT This Lockup Agreement, dated as of April 14, 2021 (as the same may be amended, supplemented, restated or otherwise modified from time to time in accordance with the terms hereof, this ?Agreement?), is made by and among Roth CH Acquisition II Co., a Delaware corporation (?ROCC?), and each of the stockholder parties identified on Exhibit A hereto and the other persons w |
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| April 15, 2021 |
Exhibit 99.1 Reservoir Holdings, Inc., a Leading Independent Music Company, to List on NASDAQ Through Merger with Roth CH Acquisition II Co. Reservoir has established itself as a best-in-class independent music company with diversified music publishing and recorded music catalogs comprising a vast collection of well-known hits across genre, geography, and time period The transaction values the com |
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| April 15, 2021 |
Exhibit 10.6 AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT THIS AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), dated as of April 14, 2021, is made and entered into by and among Roth CH II Acquisition Co., a Delaware corporation ( ?RCH?), each of the undersigned parties that are Pre-BC Investors (as defined below), and each of the other former shareholders of Reservoir |
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| April 15, 2021 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among ROTH CH ACQUISITION II CO., ROTH CH II MERGER SUB CORP., and RESERVOIR HOLDINGS, INC. Dated as of April 14, 2021 Table of Contents Page Article I AGREEMENT AND PLAN OF MERGER 3 Section 1.1 The Merger 3 Section 1.2 Effective Time; Closing 3 Section 1.3 Effect of the Merger 3 Section 1.4 Certificate of Incorporation; Bylaws 4 Section 1.5 Director |
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| April 15, 2021 |
Press Release, dated April 14, 2021 Exhibit 99.1 Reservoir Holdings, Inc., a Leading Independent Music Company, to List on NASDAQ Through Merger with Roth CH Acquisition II Co. Reservoir has established itself as a best-in-class independent music company with diversified music publishing and recorded music catalogs comprising a vast collection of well-known hits across genre, geography, and time period The transaction values the com |
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| April 15, 2021 |
EX-10.7 9 tm2112832d1ex10-7.htm EXHIBIT 10.7 Exhibit 10.7 April 14, 2021 Reservoir Media Management, Inc. 75 Varick Street 9th Floor New York, New York 10013 Attention: Golnar Khosrowshahi President Project Basin $248,750,000 Senior Credit Facility Commitment Letter Ladies and Gentlemen: Reservoir Media Management, Inc. (the “Company”) has advised Truist Bank and Truist Securities, Inc. (the “Lead |
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| April 15, 2021 |
Exhibit 10.1 ACQUIROR SUPPORT AGREEMENT This ACQUIROR SUPPORT AGREEMENT, dated as of April 14, 2021 (this ?Agreement?), by and among ROTH CH ACQUISITION II CO., a Delaware corporation (?ROCC?), RESERVOIR HOLDINGS, INC., a Delaware corporation (the ?Company?), and each of the stockholders of ROCC whose names appear on the signature pages of this Agreement (each, a ?Founder? and, collectively, the ? |
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| April 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 14, 2021 Date of Report (Date of earliest event reported) Roth CH Acquisition II Co. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39282 83-3584204 (State or other jurisdiction of incorporation) (Commissio |
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| April 15, 2021 |
Exhibit 10.1 ACQUIROR SUPPORT AGREEMENT This ACQUIROR SUPPORT AGREEMENT, dated as of April 14, 2021 (this ?Agreement?), by and among ROTH CH ACQUISITION II CO., a Delaware corporation (?ROCC?), RESERVOIR HOLDINGS, INC., a Delaware corporation (the ?Company?), and each of the stockholders of ROCC whose names appear on the signature pages of this Agreement (each, a ?Founder? and, collectively, the ? |
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| April 15, 2021 |
Exhibit 99.3 1 1 RESERVOIR INVESTOR PRESENTATION 2 2 ? 2021 Reservoir Media Management, Inc. CONFIDENTIAL ? NOT FOR CIRCULATION DISCLAIMER THIS PRESENTATION (THIS ?PRESENTATION?) IS PROVIDED FOR INFORMAT ION PURPOSES ONLY AND HAS BEEN PREPARED TO ASSIST INTERESTED PAR TIES IN MAKING THEIR OWN EVALUATION WITH RESPECT TO A POTENTIAL BUSINESS COMBINATION BETWEEN ROTH CH ACQUISITION II CO. (?ROCC?) AN |
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| April 15, 2021 |
Exhibit 99.2 Thank you so much for joining us this morning, my name is John Lipman, I?m the COO and Director of Roth CH Acquisition Corp, a SPAC that went public in December of last year raising $115 million dollars from the public. Our firm, Roth Craig Hallum Capital Group and our partner firm Roth Capital Partners are two growth stock investment banks, founded over 25 years ago. And the sole foc |
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| April 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 14, 2021 Date of Report (Date of earliest event reported) Roth CH Acquisition II Co. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39282 83-3584204 (State or other jurisdiction of incorporation) (Commissio |
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| March 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39795 ROTH CH ACQUISITION II CO |
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| March 29, 2021 |
Exhibit 4.5 DESCRIPTION OF REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2020, the end of the period covered by this Annual Report on Form 10-K, the Company has three classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): the Company?s common stock, $0.0001 par |
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| February 26, 2021 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 15, 2021 Date of Report (Date of earliest event reported) Roth CH Acquisition II Co. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commis |
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| February 26, 2021 |
United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 15, 2021 Date of Report (Date of earliest event reported) Roth CH Acquisition II Co. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commis |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Roth CH Acquisition II Co. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 778673202 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate |
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| February 12, 2021 |
EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the common stock, $0. |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* ROTH CH ACQUISITION II CO. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 778673103 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| February 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Roth Ch Acquisition II Co. (Name of Issuer) Common Stock (Title of Class of Securities) 778673202 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
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| December 21, 2020 |
Financial Statements and Exhibits, Other Events - FORM 8-K United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 15, 2020 Date of Report (Date of earliest event reported) Roth CH Acquisition II Co. (Exact Name of Registrant as Specified in its Charter) Delaware 001-39795 83-3584204 (State or other jurisdiction of incorporation) (Commis |
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| December 21, 2020 |
ROTH CH ACQUISITION II CO. INDEX TO FINANCIAL STATEMENT Exhibit 99.1 ROTH CH ACQUISITION II CO. INDEX TO FINANCIAL STATEMENT Page Report of Independent Registered Public Accounting Firm F-2 Balance Sheet as of December 15, 2020 F-3 Notes to Financial Statement F-4 F-1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Stockholders and the Board of Directors of Roth CH Acquisition II Co. Opinion on the Financial Statements We have audited th |
