Mga Batayang Estadistika
| LEI | 549300MVVZW681ZGYD76 |
| CIK | 1506488 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to iShares Trust - iShares MSCI EAFE Small-Cap ETF
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| July 23, 2025 |
NXG NextGen Infrastructure Income Fund 1,414,904 Shares of Beneficial Interest Issuable Upon Exercise of Transferable Rights to Subscribe for Such Shares DEALER MANAGER AGREEMENT New York, New York July 21, 2025 UBS Securities LLC 11 Madison Avenue New York, New York 10010 Ladies and Gentlemen: Each of NXG NextGen Infrastructure Income Fund, a Delaware statutory trust (the “Fund”), and Cushing Ass |
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| July 23, 2025 |
NOTICE OF GUARANTEED DELIVERY For Common Shares of NXG NextGen Infrastructure Income Fund Subscribed for under the Primary Subscription and Pursuant to the Over-Subscription Privilege As set forth in the Prospectus Supplement, dated July 21, 2025, and the accompanying Prospectus, dated July 9, 2025 (collectively, the “Prospectus”), this form or one substantially equivalent hereto may be used as a means of effecting subscription and payment for all of the Fund’s common shares of beneficial interest, par value $0. |
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| July 23, 2025 |
EX-10.1 4 fp0094623-1ex101.htm SUBSCRIPTION AGENT AGREEMENT This SUBSCRIPTION AGENT AGREEMENT (this “Agreement”) is entered into as of July 21, 2025, by and between Equiniti Trust Company, LLC (the “Subscription Agent”) and NXG NextGen Infrastructure Income Fund (the “Fund”). 1. The Fund is offering (the “Rights Offering”) to the holders of its common shares of beneficial interest, par value $0.00 |
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| July 23, 2025 |
RIGHTS CERTIFICATE #: NUMBER OF RIGHTS THE TERMS AND CONDITIONS OF THE RIGHTS OFFERING ARE SET FORTH IN THE COMPANY’S PROSPECTUS SUPPLEMENT DATED July 21, 2025 AND ACCOMPANYING PROSPECTUS (TOGETHER, THE “PROSPECTUS”) AND ARE INCORPORATED HEREIN BY REFERENCE. |
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| July 23, 2025 |
July 21, 2025 NXG NextGen Infrastructure Fund 4925 Greenville Avenue Suite 1310 Dallas TX 75206 Attn: Blake Nelson RE: NXG NextGen Infrastructure Fund (NXG) – Rights Offer Dear Mr. |
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| July 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 21, 2025 NXG NextGen Infrastructure Income Fund (Exact name of registrant as specified in its charter) Delaware 811-22499 46-0742000 (State or other jurisdiction of incorporation) |
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| July 22, 2025 |
PROSPECTUS SUPPLEMENT (to Prospectus dated July 9, 2025) 1,414,904 Common Shares NXG NextGen Infrastructure Income Fund Issuable Upon Exercise of Transferrable Subscription Rights to Subscribe for Common Shares NXG NextGen Infrastructure Income Fund (the “Fund”) is a non-diversified, closed-end management investment company. |
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| April 23, 2025 |
Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP April 23, 2025 Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP April 23, 2025 U.S. Securities and Exchange Commission 100 F Street NE Washington DC 20549 Attn: Tara Varghese and Eileen Smiley RE: Preliminary Proxy Statements, filed on March 10, 2025 by NXG Cushing® Midstream Energy Fund (File No. 811-22072) and NXG NextGen Infrastructure Income Fund (File No. 811-22499) Dear Ms. Varghese: Thank you for yo |
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| April 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 28, 2025 |
[Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] March 28, 2025 U.S. Securities and Exchange Commission 100 F Street NE Washington DC 20549 Attn: Eileen Smiley RE: Preliminary Proxy Statements, filed on March 10, 2025 by NXG Cushing® Midstream Energy Fund (File No. 811-22072) and NXG NextGen Infrastructure Income Fund (File No. 811-22499) Dear Ms. Smiley: Thank you for your supplemental te |
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| March 25, 2025 |
[Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] March 25, 2025 U.S. Securities and Exchange Commission 100 F Street NE Washington DC 20549 Attn: Eileen Smiley RE: Preliminary Proxy Statements, filed on March 10, 2025 by NXG Cushing® Midstream Energy Fund (File No. 811-22072) and NXG NextGen Infrastructure Income Fund (File No. 811-22499) Dear Ms. Smiley: Thank you for your supplemental te |
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| March 18, 2025 |
[Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] March 18, 2025 [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] March 18, 2025 U.S. Securities and Exchange Commission 100 F Street NE Washington DC 20549 Attn: Eileen Smiley RE: Preliminary Proxy Statements, filed on March 10, 2025 by NXG Cushing® Midstream Energy Fund (File No. 811-22072) and NXG NextGen Infrastructure Income Fund (File No. 811-22499) Dear Ms. Smiley: Thank you for your telephonic comm |
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| March 17, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 17, 2025 NXG NextGen Infrastructure Income Fund (Exact name of registrant as specified in its charter) Delaware 811-22499 46-0742000 (State or other jurisdiction of incorporation |
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| March 17, 2025 |
AMENDED AND RESTATED SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, Maine 04101 March 14, 2025 UBS Securities LLC 1285 Avenue of the Americas New York, New York 10019 RE: At-the-Market Offerings by NXG NextGen Infrastructure Income Fund Ladies and Gentlemen: From time to time Foreside Fund Services, LLC (the “Distributor,” “we” or “us”) will act as manager of registered at-the-market offerings by NXG NextGen Infrastructure Income Fund, a Delaware statutory trust (the “Fund”), of up to 1,450,000 common shares (the “Shares”) of beneficial interest, $0. |
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| March 17, 2025 |
NXG NextGen Infrastructure Income Fund Up to 1,450,000 Common Shares Filed pursuant to Rule 424(B)(2) File No. 333-278194 PROSPECTUS SUPPLEMENT (to Prospectus dated June 10, 2024) NXG NextGen Infrastructure Income Fund Up to 1,450,000 Common Shares Investment Objective. NXG NextGen Infrastructure Income Fund (the “Fund”) is a non-diversified, closed-end management investment company. The Fund’s investment objective is to obtain a high total return with an emphasis |
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| March 17, 2025 |
AMENDED AND RESTATED DISTRIBUTION AGREEMENT AMENDED AND RESTATED DISTRIBUTION AGREEMENT This AMENDED AND RESTATED DISTRIBUTION AGREEMENT (this “Agreement”) made as of March 14, 2025 by and between NXG NextGen Infrastructure Income Fund, a Delaware statutory trust (the “Fund”), and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”). |
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| March 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| January 28, 2025 |
DISTRIBUTION AGREEMENT This DISTRIBUTION AGREEMENT (this “Agreement”) made as of January 27, 2025 by and between NXG NextGen Infrastructure Income Fund, a Delaware statutory trust (the “Fund”), and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”). |
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| January 28, 2025 |
SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, Maine 04101 January 27, 2025 UBS Securities LLC 1285 Avenue of the Americas New York, New York 10019 RE: At-the-Market Offerings by NXG NextGen Infrastructure Income Fund Ladies and Gentlemen: From time to time Foreside Fund Services, LLC (the “Distributor,” “we” or “us”) will act as manager of registered at-the-market offerings by NXG NextGen Infrastructure Income Fund, a Delaware statutory trust (the “Fund”), of up to 200,000 common shares (the “Shares”) of beneficial interest, $0. |
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| January 28, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 28, 2025 (January 27, 2025) NXG NextGen Infrastructure Income Fund (Exact name of registrant as specified in its charter) Delaware 811-22499 46-0742000 (State or other jurisdic |
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| January 27, 2025 |
NXG NextGen Infrastructure Income Fund Up to 200,000 Common Shares Filed pursuant to Rule 424(B)(2) File No. 333-278194 PROSPECTUS SUPPLEMENT (to Prospectus dated June 10, 2024) NXG NextGen Infrastructure Income Fund Up to 200,000 Common Shares Investment Objective. NXG NextGen Infrastructure Income Fund (the “Fund”) is a non-diversified, closed-end management investment company. The Fund’s investment objective is to obtain a high total return with an emphasis on |
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| January 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 23, 2025 (January 23, 2025) NXG NextGen Infrastructure Income Fund (Exact name of registrant as specified in its charter) Delaware 811-22499 46-0742000 (State or other jurisdic |
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| October 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. *) NXG NextGen Infrastructure Income Fund (NXG) (Name of Issuer) Common Stock (Title of Class of Securities) 231647207 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| June 26, 2024 |
PROSPECTUS SUPPLEMENT (to Prospectus dated June 10, 2024) 867,238 Common Shares NXG NextGen Infrastructure Income Fund Issuable Upon Exercise of Transferrable Subscription Rights to Subscribe for Common Shares NXG NextGen Infrastructure Income Fund (the “Fund”) is a non-diversified, closed-end management investment company. |
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| June 24, 2024 |
NXG NextGen Infrastructure Income Fund 867,238 Shares of Beneficial Interest Issuable Upon Exercise of Transferable Rights to Subscribe for Such Shares DEALER MANAGER AGREEMENT New York, New York June 20, 2024 UBS Securities LLC 1285 Avenue of the Americas New York, New York 10019 Ladies and Gentlemen: Each of NXG NextGen Infrastructure Income Fund, a Delaware statutory trust (the “Fund”), and Cus |
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| June 24, 2024 |
June 20, 2024 NXG NextGe Infrastructure Fund 600 N. Pearl treet Suite 1205 Dallas TX 7520 Attn: Blake Nelson RE: NXG NextGe Infrastructure Fund (NXG) - Rights Offer Dear M Nelson: This will the Agreement between EQ Fund Solutions, LLC ( EQ Fund Solutions ) and NXG NextGen Infrastructure Fund (the “Client”), pursuant to which EQ Fund Solutions will serve the Client as Information Agent for Rights O |
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| June 24, 2024 |
RIGHTS CERTIFICATE #: NUMBER OF RIGHTS THE TERMS AND CONDITIONS OF THE RIGHTS OFFERING ARE SET FORTH IN THE COMPANY’S PROSPECTUS SUPPLEMENT DATED JUNE 20, 2024 AND ACCOMPANYING PROSPECTUS (TOGETHER, THE “PROSPECTUS”) AND ARE INCORPORATED HEREIN BY REFERENCE. |
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| June 24, 2024 |
SUBSCRIPTION AGENT AGREEMENT This SUBSCRIPTION AGENT AGREEMENT (this “Agreement”) is entered into as of June 20, 2024, by and between Equiniti Trust Company, LLC (the “Subscription Agent”) and NXG NextGen Infrastructure Income Fund (the “Fund”). |
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| June 24, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 24, 2024 (June 20, 2024) NXG NextGen Infrastructure Income Fund (Exact name of registrant as specified in its charter) Delaware 811-22499 46-0742000 (State or other jurisdiction o |
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| June 24, 2024 |
NOTICE OF GUARANTEED DELIVERY For Common Shares of NXG NextGen Infrastructure Income Fund Subscribed for under the Primary Subscription and Pursuant to the Over-Subscription Privilege As set forth in the Prospectus Supplement, dated June 20, 2024, and the accompanying Prospectus, dated June 10, 2024 (collectively, the “Prospectus”), this form or one substantially equivalent hereto may be used as a means of effecting subscription and payment for all of the Fund’s common shares of beneficial interest, par value $0. |
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| June 21, 2024 |
PROSPECTUS SUPPLEMENT (to Prospectus dated June 10, 2024) 867,238 Common Shares NXG NextGen Infrastructure Income Fund Issuable Upon Exercise of Transferrable Subscription Rights to Subscribe for Common Shares NXG NextGen Infrastructure Income Fund (the “Fund”) is a non-diversified, closed-end management investment company. |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1 ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 1 |
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| April 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| February 8, 2024 |
NXG / NXG NextGen Infrastructure Income Fund / Bulldog Investors, LLP Activist Investment SC 13D/A 1 fp0087152-1sc13da.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D/A Under the Securities Exchange Act of 1934 DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 2/6/2024 1. NAME OF REPORTING PERSON Bulldog Investors, LLP 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[ ] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS R |
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| January 8, 2024 |
NXG / NXG NextGen Infrastructure Income Fund / Bulldog Investors, LLP Activist Investment SC 13D/A 1 fp0086636-1sc13da.htm SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 1/4/24 1. NAME OF REPORTING PERSON Bulldog Investors, LLP 2. CHECK THE BOX IF MEMBER OF A GROUP a[] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE 7. SOLE VOTING POW |
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| October 11, 2023 |
[NXG Letterhead] October 11, 2023 U.S. Securities and Exchange Commission 100 F Street N.E. Washington DC 20549 Attn: John Kernan RE: NXG Cushing Midstream Energy Fund (811-22072) and NXG NextGen Infrastructure Income Fund (811-22611) Dear Mr. Kernan: Thank you for your telephonic comments, provided to Skadden, Arps, Slate, Meagher & Flom LLP, as fund counsel, on September 29, 2023, concerning the |
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| April 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| October 31, 2022 |
The Cushing NextGen Infrastructure Income Fund SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2022 Fair Common Stock - 66. |
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| May 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Co-Registrants ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? D |
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| April 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Co-Registrants ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? De |
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| April 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Co-Registrants ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? De |
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| April 22, 2022 |
The Cushing NextGen Infrastructure Income Fund SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2022 Fair Common Stock - 66. |
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| October 29, 2021 |
The Cushing NextGen Infrastructure Income Fund SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2021 Fair Common Stock - 74. |
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| April 29, 2021 |
The Cushing NextGen Infrastructure Income Fund SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2021 Fair Common Stock - 72. |
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| April 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Co-Registrants ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? De |
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| October 30, 2020 |
The Cushing NextGen Infrastructure Income Fund SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2020 Fair Common Stock - 61. |
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| June 5, 2020 |
June 5, 2020 U.S. Securities and Exchange Commission 100 F Street N.E. Washington DC 20549 Attn: Kenneth Ellington RE: The Cushing® Energy Income Fund (811-22499) The Cushing® MLP & Infrastructure Total Return Fund (811-22072) and The Cushing® NextGen Infrastructure Income Fund (formerly The Cushing® Renaissance Fund (811-22611) Dear Mr. Ellington: Thank you for your telephonic comments, provided |
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| April 29, 2020 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22499 The Cushing NextGen Infrastructure Income Fund (Exact name of registrant as specified in charter) 300 Crescent Court, Suite 1700 Dallas, TX 75201 (Address of principal executive offices) ( |
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| April 29, 2020 |
I, Jerry V. Swank, certify that: EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS Exhibit 99.CERT CERTIFICATION I, Jerry V. Swank, certify that: 1. I have reviewed this report on Form N-Q of the Cushing NextGen Infrastructure Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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| April 17, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Co-Registrants ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ D |
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| March 4, 2020 |
SRV / Cushing MLP Total Return Fund (The) DEF 14A - - DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Co-Registrants ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ De |
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| October 30, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22499 The Cushing Renaissance Fund (Exact name of registrant as specified in charter) 300 Crescent Court, Suite 1700 Dallas, TX 75201 (Address of principal executive offices) (Zip code) Jerry V. |
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| October 30, 2019 |
I, Jerry V. Swank, certify that: EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS Exhibit 99.CERT CERTIFICATION I, Jerry V. Swank, certify that: 1. I have reviewed this report on Form N-Q of the Cushing Renaissance Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such s |
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| September 10, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3)* The Cushing Renaissance Fund - (NAME OF ISSUER) Common Stock - (TITLE OF CLASS OF SECURITIES) 231647108 - (CUSIP NUMBER) August 31,2019 - (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate the rule pursuant to |
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| June 19, 2019 |
EX-99.(h)(i) Execution Version CUSHING RENAISSANCE FUND 2,601,714 Shares of Beneficial Interest Issuable Upon Exercise of Transferable Rights to Subscribe for Such Shares DEALER MANAGER AGREEMENT New York, New York June 19, 2019 UBS Securities LLC 1285 Avenue of the Americas New York, New York 10019 Ladies and Gentlemen: Each of Cushing Renaissance Fund, a Delaware statutory trust (the “Fund”), an |
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| June 19, 2019 |
EX-99.(d)(i) THE CUSHING® RENAISSANCE FUND Computershare Trust Company, N.A. 150 Royall Street Canton Massachusetts 02021 www.computershare.com MR A SAMPLE DESIGNATION (IF ANY) ADD 1 ADD 2 ADD 3 ADD 4 ADD 5 ADD 6 C 1234567890 J T Primary Subscription 12345678901234 Rights SUBSCRIPTION RIGHTS CERTIFICATE VOID IF NOT RECEIVED BY THE SUBSCRIPTION AGENT BEFORE 5:00 P.M. EASTERN TIME ON THE EXPIRATION |
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| June 19, 2019 |
[Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] EX-99.(l)(ii) [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] June 19, 2019 The Cushing® Renaissance Fund 8117 Preston Road, Suite 440 Dallas, Texas 75225 Re: The Cushing® Renaissance Fund — Registration Statement on Form N-2 Ladies and Gentlemen: We have acted as special counsel to The Cushing® Renaissance Fund, a statutory trust (the “Trust”) created under the Delaware Statutory Trust A |
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| June 19, 2019 |
SZC / Cushing Renaissance Fund (The) POS EX - - POS EX POS EX As filed with the Securities and Exchange Commission on June 19, 2019 Securities Act File No. |
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| June 19, 2019 |
Consent of Independent Registered Public Accounting Firm EX-99.(n) Consent of Independent Registered Public Accounting Firm We consent to the references to our firm under the captions “Financial Highlights”, “Senior Securities” and “Independent Registered Public Accounting Firm” in the Prospectus and “Independent Registered Public Accounting Firm” and “Financial Statements” in the Statement of Additional Information in Post-Effective Amendment No. 4 to |
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| June 19, 2019 |
EX-99.(k)(viii) Subscription and Information Agent Agreement Between Cushing Renaissance Fund and Computershare Trust Company, N.A., Computershare Inc. and Georgeson LLC Page 1 THIS SUBSCRIPTION AND INFORMATION AGENT AGREEMENT (the “Agreement”) is entered into as of this 7th day of June 2019 (the “Effective Date”) by and Cushing Renaissance Fund, a statutory trust organized and existing under the |
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| June 19, 2019 |
EX-99.(d)(ii) NOTICE OF GUARANTEED DELIVERY For Common Shares of THE CUSHING® RENAISSANCE FUND Subscribed for under the Primary Subscription and Pursuant to the Over-Subscription Privilege As set forth in the Prospectus Supplement, dated June 19, 2019, and the accompanying Prospectus, dated April 12, 2019 (collectively, the “Prospectus”), this form or one substantially equivalent hereto may be use |
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| May 1, 2019 |
SRV / Cushing MLP Total Return Fund (The) DEF 14A DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Co-Registrants ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 29, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22499 The Cushing Renaissance Fund (Exact name of registrant as specified in charter) 300 Crescent Court, Suite 1700 Dallas, TX 75201 (Address of principal executive offices) (Zip code) Jerry V. |
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| April 29, 2019 |
I, Jerry V. Swank, certify that: Exhibit 99.CERT CERTIFICATION I, Jerry V. Swank, certify that: 1. I have reviewed this report on Form N-Q of the Cushing Renaissance Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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| April 5, 2019 |
SZC / Cushing Renaissance Fund (The) POS 8C POS 8C As filed with the Securities and Exchange Commission on April 5, 2019 Securities Act File No. |
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| April 5, 2019 |
Consent of Independent Registered Public Accounting Firm EX-99.(n) Consent of Independent Registered Public Accounting Firm We consent to the references to our firm under the captions “Financial Highlights”, “Senior Securities” and “Independent Registered Public Accounting Firm” in the Prospectus and “Independent Registered Public Accounting Firm” and “Financial Statements” in the Statement of Additional Information in Post-Effective Amendment No. 3 to |
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| March 1, 2019 |
Consent of Independent Registered Public Accounting Firm EX-99.(N) 2 d670630dex99n.htm EX-99.(N) Consent of Independent Registered Public Accounting Firm We consent to the references to our firm under the captions “Financial Highlights”, “Senior Securities” and “Independent Registered Public Accounting Firm” in the Prospectus and “Independent Registered Public Accounting Firm” and “Financial Statements” in the Statement of Additional Information in Post |
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| March 1, 2019 |
SZC / Cushing Renaissance Fund (The) POS 8C POS 8C As filed with the Securities and Exchange Commission on March 1, 2019 Securities Act File No. |
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| October 29, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22499 The Cushing Renaissance Fund (Exact name of registrant as specified in charter) 8117 Preston Road, Suite 440, Dallas, TX 75225 (Address of principal executive offices) (Zip code) Jerry V. |
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| October 29, 2018 |
I, Jerry V. Swank, certify that: CERTIFICATION I, Jerry V. Swank, certify that: 1. I have reviewed this report on Form N-Q of the Cushing Renaissance Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period |
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| April 30, 2018 |
SRV / Cushing MLP Total Return Fund (The) DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Co-Registrants ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 27, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22499 The Cushing Renaissance Fund (Exact name of registrant as specified in charter) 8117 Preston Road, Suite 440, Dallas, TX 75225 (Address of principal executive offices) (Zip code) Jerry V. |
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| April 27, 2018 |
I, Jerry V. Swank, certify that: EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS Exhibit 99.CERT CERTIFICATION I, Jerry V. Swank, certify that: 1. I have reviewed this report on Form N-Q of the Cushing Renaissance Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such s |
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| February 16, 2018 |
EX-99.(d)(I) . + Signature of Owner and U.S. Person for Tax Certification Holder ID COY Class Rights Cert # Signature of Co-Owner (if more than one registered holder listed) Date (mm/dd/yyyy) 02RCVB X R T 2 + Rights Qty Issued VOID IF NOT RECEIVED BY THE SUBSCRIPTION AGENT BEFORE 5:00 P.M. NEW YORK TIME ON THE EXPIRATION DATE: , 2018 (unless extended) THE CUSHING? RENAISSANCE FUND SUBSCRIPTION RIG |
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| February 16, 2018 |
EX-99.(h)(i) CUSHING RENAISSANCE FUND 1,951,286 Shares of Beneficial Interest Issuable Upon Exercise of Transferable Rights to Subscribe for Such Shares DEALER MANAGER AGREEMENT New York, New York February 16, 2018 UBS Securities LLC 1285 Avenue of the Americas New York, New York 10019 Ladies and Gentlemen: Each of Cushing Renaissance Fund, a Delaware statutory trust (the Fund), and Cushing Asse |
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| February 16, 2018 |
SZC / Cushing Renaissance Fund (The) POS-EX POS-EX As filed with the Securities and Exchange Commission on February 16, 2018 Securities Act File No. |
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| February 16, 2018 |
EX-99.(d)(ii) NOTICE OF GUARANTEED DELIVERY For Common Shares of THE CUSHING? RENAISSANCE FUND Subscribed for under the Primary Subscription and Pursuant to the Over-Subscription Privilege As set forth in the Prospectus Supplement, dated February 16, 2018, and the accompanying Prospectus, dated February 9, 2018 (collectively, the ?Prospectus?), this form or one substantially equivalent hereto may |
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| February 16, 2018 |
Consent of Independent Registered Public Accounting Firm EX-99.(n) Consent of Independent Registered Public Accounting Firm We consent to the references to our firm under the captions Financial Highlights, Senior Securities and Independent Registered Public Accounting Firm in the Prospectus and Independent Registered Public Accounting Firm and Financial Statements in the Statement of Additional Information in Post-Effective Amendment No. 1 to |
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| February 16, 2018 |
EX-99.(k)(viii) Subscription and Information Agent Agreement Between The Cushing Renaissance Fund and Computershare Trust Company, N.A., Computershare Inc. and Georgeson LLC EXKVIII Page 1 THIS SUBSCRIPTION AND INFORMATION AGENT AGREEMENT (the ?Agreement?) is entered into as of this 9th day of February 2018 (the ?Effective Date?) by and The Cushing Renaissance Fund, a statutory trust organized and |
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| February 16, 2018 |
[Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] EX-99.(l)(ii) [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] February 16, 2018 The Cushing Renaissance Fund 8117 Preston Road, Suite 440 Dallas, Texas 75225 Re: The Cushing Renaissance Fund ? Registration Statement on Form N-2 Ladies and Gentlemen: We have acted as special counsel to The Cushing Renaissance Fund, a statutory trust (the ?Trust?) created under the Delaware Statutory Trust |
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| February 7, 2018 |
SZC / Cushing Renaissance Fund (The) CORRESP CORRESP 1 filename1.htm [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] February 7, 2018 John Ganley Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: The Cushing® Renaissance Fund Registration Statement on Form N-2 (File Nos. 333-222383 and 811-22499) Dear Mr. Ganley: Thank you for your telephonic comments received on February |
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| February 7, 2018 |
SZC / Cushing Renaissance Fund (The) CORRESP CORRESP The Cushing® Renaissance Fund 8117 Preston Road, Suite 440 Dallas, Texas 75225 February 7, 2018 John Ganley Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: The Cushing® Renaissance Fund Registration Statement on Form N-2 (File Nos. |
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| February 2, 2018 |
SZC / Cushing Renaissance Fund (The) CORRESP CORRESP 1 filename1.htm [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] February 2, 2018 John Ganley Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: The Cushing® Renaissance Fund Registration Statement on Form N-2 (File Nos. 333-222383 and 811-22499) Dear Mr. Ganley: Thank you for your telephonic comments received on January 2 |
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| January 29, 2018 |
Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of The Cushing Renaissance Fund In planning and performing our audit of the financial statements of The Cushing Renaissance Fund (the ?Fund?) as of and for the year ended November 30, 2017, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered |
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| October 24, 2017 |
I, Jerry V. Swank, certify that: EX-99.CERT 2 certs.htm OFFICER CERTIFICATION Exhibit 99.CERT CERTIFICATION I, Jerry V. Swank, certify that: 1. I have reviewed this report on Form N-Q of the Cushing Renaissance Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such st |
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| October 24, 2017 |
Cushing Renaissance Fund - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22499 The Cushing Renaissance Fund (Exact name of registrant as specified in charter) 8117 Preston Road, Suite 440, Dallas, TX 75225 (Address of principal executive offices) (Zip code) Jerry V. |
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| April 28, 2017 |
Cushing Renaissance Fund - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22499 The Cushing Renaissance Fund (Exact name of registrant as specified in charter) 8117 Preston Road, Suite 440, Dallas, TX 75225 (Address of principal executive offices) (Zip code) Jerry V. |
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| April 28, 2017 |
I, Jerry V. Swank, certify that: EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS Exhibit 99.CERT CERTIFICATION I, Jerry V. Swank, certify that: 1. I have reviewed this report on Form N-Q of the Cushing Renaissance Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such s |
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| April 24, 2017 |
Cushing Royalty & Income Fund DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 22, 2017 |
Cushing MLP Total Return Fund ESP March 22, 2017 Chad Eskildsen Staff Accountant U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review and Accounting 100 F Street N.E. Washington DC 20549 RE: Cushing? Closed-End Funds Dear Mr. Eskildsen: Thank you for your telephonic comments, provided to Skadden, Arps, Slate, Meagher & Flom LLP, as fund counsel, on March 14, 2017, concerning the annual repor |
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| January 27, 2017 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of: The Cushing Renaissance Fund In planning and performing our audit of the financial statements of The Cushing Renaissance Fund (the Fund) as of and for the year ended November 30, 2016, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered |
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| January 23, 2017 |
Unassociated Document POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS that the undersigned, being a person required to file statements under Section 16(a) of the Securities Exchange Act of 1934, as amended (the ?1934 Act?), and Section 30(h) of the Investment Company Act of 1940, as amended (the ?1940 Act?), with respect to each closed-end investment company advised by Cushing? Asset Management, LP, as listed on Annex A hereto as may be amended from time to time (the ?Cushing Registered Funds?), hereby authorizes, designates and appoints Jerry V. |
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| October 24, 2016 |
N-Q 1 cushing-renaissancenq.htm QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22499 The Cushing Renaissance Fund (Exact name of registrant as specified in charter) 8117 Preston Road, Suite 440, Dallas, |
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| October 24, 2016 |
I, Jerry V. Swank, certify that: EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS CERTIFICATION I, Jerry V. Swank, certify that: 1. I have reviewed this report on Form N-Q of the Cushing Renaissance Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
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| April 28, 2016 |
N-Q 1 cush-renaissancenq.htm QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22499 The Cushing Renaissance Fund (Exact name of registrant as specified in charter) 8117 Preston Road, Suite 440, Dallas, TX |
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| April 28, 2016 |
I, Jerry V. Swank, certify that: EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS CERTIFICATION I, Jerry V. Swank, certify that: 1. I have reviewed this report on Form N-Q of the Cushing Renaissance Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
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| April 25, 2016 |
Cushing Renaissance Fund DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| January 29, 2016 |
EX-99.77B ACCT LTTR 2 szcnsarreport.htm REPORT ON INTERNAL CONTROLS REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of: The Cushing Renaissance Fund In planning and performing our audit of the financial statements of The Cushing Renaissance Fund (the Fund) as of and for the year ended November 30, 2015, in accordance with the standards of the Publi |
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| October 29, 2015 |
I, Daniel L. Spears, certify that: certs.htm CERTIFICATION I, Daniel L. Spears, certify that: 1. I have reviewed this report on Form N-Q of the Cushing Renaissance Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect t |
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| October 29, 2015 |
N-Q 1 cushing-rennq.htm QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22499 The Cushing Renaissance Fund (Exact name of registrant as specified in charter) 8117 Preston Road, Suite 440, Dallas, TX 7522 |
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| April 29, 2015 |
cushing-rennq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22499 The Cushing Renaissance Fund (Exact name of registrant as specified in charter) 8117 Preston Road, Suite 440, Dallas, TX 75225 (Address of principal executive offices) (Z |
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| April 29, 2015 |
I, Daniel L. Spears, certify that: EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS CERTIFICATION I, Daniel L. Spears, certify that: 1. I have reviewed this report on Form N-Q of the Cushing Renaissance Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| April 22, 2015 |
Cushing MLP Total Return Fund DEF 14A DEF 14A 1 d890028ddef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as p |
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| January 29, 2015 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of: The Cushing Renaissance Fund In planning and performing our audit of the financial statements of The Cushing Renaissance Fund (the Fund) as of and for the year ended November 30, 2014, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered |
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| October 30, 2014 |
Cushing Renaissance Fund - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22499 The Cushing Renaissance Fund (Exact name of registrant as specified in charter) 8117 Preston Road, Suite 440, Dallas, TX 75225 (Address of principal executive offices) (Zip code) Jerry V. |
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| October 30, 2014 |
EX-99.CERT 2 certs.htm CERTIFICATIONS CERTIFICATION I, Daniel L. Spears, certify that: 1. I have reviewed this report on Form N-Q of the Cushing Renaissance Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, n |
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| April 29, 2014 |
I, Daniel L. Spears, certify that: EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS Exhibit 99.CERT CERTIFICATION I, Daniel L. Spears, certify that: 1. I have reviewed this report on Form N-Q of the Cushing Renaissance Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such |
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| April 29, 2014 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22499 The Cushing Renaissance Fund (Exact name of registrant as specified in charter) 8117 Preston Road, Suite 440, Dallas, TX 75225 (Address of principal executive offices) (Zip code) Jerry V. |
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| April 25, 2014 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| January 29, 2014 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of: The Cushing Renaissance Fund In planning and performing our audit of the financial statements of The Cushing Renaissance Fund (the Fund) as of and for the year ended November 30, 2013, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered |
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| October 28, 2013 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS N-Q 1 cushing-rennq.htm QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on October 28, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22499 The Cushing Renaissance Fund (Exact name of registra |
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| October 28, 2013 |
I, Daniel L. Spears, certify that: EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS CERTIFICATION I, Daniel L. Spears, certify that: 1. I have reviewed this report on Form N-Q of the Cushing Renaissance Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| April 29, 2013 |
I, Daniel L. Spears, certify that: EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS CERTIFICATION I, Daniel L. Spears, certify that: 1. I have reviewed this report on Form N-Q of the Cushing Renaissance Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| April 29, 2013 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on April 29, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 24, 2013 |
DEF 14A 1 d526122ddef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as p |
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| January 29, 2013 |
EX-99.77B ACCT LTTR 2 acctlttr.htm INTERNAL CONTROL LETTER REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of: The Cushing Renaissance Fund In planning and performing our audit of the financial statements of The Cushing Renaissance Fund (the Fund) for the period from September 25, 2012 (commencement of operations) to November 30, 2012, in accordanc |
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| September 25, 2012 |
CORRESP 1 filename1.htm SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP FOUR TIMES SQUARE NEW YORK 10036-6522 TEL: (212) 735-3000 FAX: (212) 735-2000 www.skadden.com September 25, 2012 John M. Ganley Senior Counsel Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 RE: The Cushing® Renaissance Fund (File Nos. 333-170869 and 811-22499) Dear Mr. Ganle |
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| September 25, 2012 |
N-2MEF 1 d401033dn2mef.htm N-2MEF As filed with the Securities and Exchange Commission on September 25, 2012 Securities Act File No. 333- Investment Company Act File No. 811-22499 United States Securities and Exchange Commission Washington, D.C. 20549 FORM N-2 x Registration Statement under the Securities Act of 1933 ¨ Pre-Effective Amendment No. ¨ Post-Effective Amendment No. and/or x Registratio |
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| September 25, 2012 |
EX-99.(l) SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP Four Times Square New York 10036-6522 TEL: (212) 735-3000 September 25, 2012 The Cushing® Renaissance Fund 8117 Preston Road, Suite 440 Dallas, TX 75225 Re: The Cushing® Renaissance Fund Registration Statement on Form N-2 Ladies and Gentlemen: We have acted as special counsel to The Cushing® Renaissance Fund, a statutory trust created under the De |
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| September 25, 2012 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.(n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated August 29, 2012 with respect to the Statement of Assets and Liabilities of The Cushing Renaissance Fund as of August 15, 2012, included in Pre-Effective Amendment No. 3 to the Registration Statement (Form N-2 No. 333-170869) |
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| September 21, 2012 |
Form 8-A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 THE CUSHING® RENAISSANCE FUND (Exact Name of Registrant as Specified in its Charter) Delaware 46-0742000 (State of Incorporation or Organization) (IRS Employer Identification Number) 8117 Preston Road |
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| November 29, 2010 |
N-8A 1 v203958n8a.htm As filed with the Securities and Exchange Commission on November 29, 2010 Investment Company Act File No. 811- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commissi |
