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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to SLR Investment Corp.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 5, 2025 |
Form of Eighth Supplement to Note Purchase Agreement* Exhibit 10.1 Execution Version SLR Investment Corp. 500 Park Avenue, 3rd Floor New York, New York 10022 Dated as of July 30, 2025 To the Series 2016I Additional Purchasers named in Schedule A hereto Ladies and Gentlemen: This Eighth Supplement to Note Purchase Agreement (the “Supplement” or “Eighth Supplement”) is among SLR Investment Corp., a Maryland corporation (the “Company”), and the institut |
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| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2025 SLR Investment Corp. (Exact name of registrant as specified in its charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter Ended June 30, 2025 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number: 814-00754 SLR INVESTMENT CORP. (Exact name of registrant as |
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| August 5, 2025 |
EXHIBIT 99.1 SLR Investment Corp. Announces Quarter Ended June 30, 2025 Financial Results Net Investment Income of $0.40 Per Share for Q2 2025; Stable NAV/Strong Credit Quality; Declared Quarterly Distribution of $0.41 Per Share NEW YORK, Aug. 05, 2025 (GLOBE NEWSWIRE) - SLR Investment Corp. (NASDAQ: SLRC) (the “Company”, “SLRC”, “we”, “us”, or “our”) today reported net investment income (“NII”) o |
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| May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2025 SLR Investment Corp. (Exact name of registrant as specified in its charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| May 7, 2025 |
Conformed Version Exhibit 10.1 SENIOR SECURED CREDIT AGREEMENT dated as of August 28, 2019 (as amended December 28, 2021, March 11, 2022, August 16, 2024, and December 3, 2024) among SLR INVESTMENT CORP. (formerly known as SOLAR CAPITAL LTD.), CITIBANK, N.A., as Administrative Agent The LENDERS Party Hereto, and JPMORGAN CHASE BANK, N.A., as Syndication Agent $735,000,000 CITIBANK, N.A., J.P. MORG |
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| May 7, 2025 |
EXHIBIT 99.1 SLR Investment Corp. Announces Quarter Ended March 31, 2025 Financial Results Net Investment Income of $0.41 Per Share for Q1 2025; Declared Quarterly Distribution of $0.41 Per Share; Stable NAV/Strong Credit Quality NEW YORK, May 07, 2025 (GLOBE NEWSWIRE) - SLR Investment Corp. (NASDAQ: SLRC) (the “Company”, “SLRC”, “we”, “us”, or “our”) today reported net investment income (“NII”) o |
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| May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter Ended March 31, 2025 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number: 814-00754 SLR INVESTMENT CORP. (Exact name of registrant a |
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| February 28, 2025 |
Table of Contents Filed pursuant to Rule 424(b)(2) File No. 333-278755 PROSPECTUS SUPPLEMENT (to Prospectus dated April 17, 2024) SLR Investment Corp. Up to $150,000,000 Common Stock SLR Investment Corp. (the “Company”, “SLRC”, “we”, “us” and “our”) is a Maryland corporation that is a closed-end, externally managed, non-diversified management investment company which has elected to be regulated as |
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| February 28, 2025 |
Exhibit 10.1 SLR Investment Corp. Up to $150,000,000 Shares of Common Stock (par value $0.01 per share) EQUITY DISTRIBUTION AGREEMENT February 28, 2025 Raymond James & Associates, Inc. 880 Carillon Parkway Tower 3 St. Petersburg, Florida 33716 Citizens JMP Securities, LLC 450 Park Avenue, 5th Floor New York, New York 10022 Jefferies LLC 520 Madison Avenue New York, New York 10022 Ladies and Gentle |
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| February 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2025 SLR Investment Corp. (Exact name of registrant as specified in its charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission |
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| February 25, 2025 |
Form of Sixth Supplement to Note Purchase Agreement* Execution Version SLR Investment Corp. (f/k/a Solar Capital Ltd.) 500 Park Avenue, 3rd Floor New York, New York 10022 Dated as of December 16, 2024 To the Series 2016G Additional Purchasers named in Schedule A hereto Ladies and Gentlemen: This Sixth Supplement to Note Purchase Agreement (the “Supplement” or “Sixth Supplement”) is among SLR Investment Corp. (f/k/a Solar Capital Ltd.), a Maryland co |
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| February 25, 2025 |
Exhibit 99.2 C o n s o l i d a t e d F i n a n c i a l S t a t e m e n t s NEF Holdings, LLC and Subsidiaries (A Limited Liability Company) Years ended December 31, 2024 and December 31, 2023 With Independent Auditors’ Report NEF Holdings, LLC and Subsidiaries Consolidated Financial Statements Years ended December 31, 2024 and December 31, 2023 Contents Independent Auditors’ Report 1 Consolidated |
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| February 25, 2025 |
Exhibit 99.4 Gemino Healthcare Finance, LLC d/b/a SLR Healthcare ABL Consolidated Financial Statements Years Ended December 31, 2024 and 2023 Gemino Healthcare Finance, LLC d/b/a SLR Healthcare ABL Table of Contents Years Ended December 31, 2024 and 2023 Page Independent Auditors’ Report 1 Consolidated Financial Statements Consolidated Balance Sheets 3 Consolidated Statements of Operations 4 Conso |
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| February 25, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2025 SLR Investment Corp. (Exact name of registrant as specified in its charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission |
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| February 25, 2025 |
Subsidiaries of SLR Investment Corp.* Exhibit 21.1 Subsidiaries of SLR Investment Corp. The following list sets forth our consolidated subsidiaries, the state or country under whose laws the subsidiaries are organized, and the percentage of voting securities or membership interests owned by us in each such subsidiary: NEFCORP LLC (Delaware) – 100% NEFPASS LLC (Delaware) – 100% ESP SSC Corporation (Delaware) – 100% SUNS SPV LLC (Delawa |
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| February 25, 2025 |
Exhibit 99.1 Crystal Financial LLC dba SLR Credit Solutions (A Delaware Limited Liability Company) Consolidated Financial Statements Years Ended December 31, 2024 and 2023 Page(s) Independent Auditors’ Report 1-2 Consolidated Financial Statements Consolidated Balance Sheets 3 Consolidated Statements of Operations 4 Consolidated Statements of Changes in Member’s Equity 5 Consolidated Statements of |
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| February 25, 2025 |
KBH Topco, LLC Consolidated Financial Statements and Independent Auditor’s Report December 31, 2024 and 2023 KBH TOPCO, LLC TABLE OF CONTENTS Page INDEPENDENT AUDITOR’S REPORT 1 - 2 CONSOLIDATED FINANCIAL STATEMENTS Consolidated Balance Sheets 3 Consolidated Statements of Comprehensive Income 4 Consolidated Statements of Members’ Equity 5 Consolidated Statements of Cash Flows 6 Notes to the Consol |
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| February 25, 2025 |
North Mill Holdco LLC and Subsidiaries (A Delaware Limited Liability Company) Consolidated Financial Statements Years Ended December 31, 2024 and 2023 North Mill Holdco LLC and Subsidiaries Notes to Consolidated Financial Statements Years Ended December 31, 2024 and 2023 Page(s) Independent Auditors’ Report 1-2 Consolidated Financial Statements Consolidated Balance Sheets 3 Consolidated Statements |
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| February 25, 2025 |
EXHIBIT 99.1 SLR Investment Corp. Announces Quarter and Year Ended December 31, 2024 Financial Results Net Investment Income of $0.44 Per Share for Q4 2024; Declared Quarterly Distribution of $0.41 Per Share; Stable NAV/Strong Credit Quality NEW YORK, Feb. 25, 2025 (GLOBE NEWSWIRE) - SLR Investment Corp. (NASDAQ: SLRC) (the “Company”, “SLRC”, “we”, “us”, or “our”) today reported net investment inc |
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| February 25, 2025 |
Form of Seventh Supplement to Note Purchase Agreement* Execution Version SLR Investment Corp. 500 Park Avenue, 3rd Floor New York, New York 10022 Dated as of February 18, 2025 To the Series 2016H Additional Purchasers named in Schedule A hereto Ladies and Gentlemen: This Seventh Supplement to Note Purchase Agreement (the “Supplement” or “Seventh Supplement”) is among SLR Investment Corp., a Maryland corporation (the “Company”), and the institutional i |
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| February 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814-00754 SLR INV |
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| February 25, 2025 |
Form of Fourth Supplement to Note Purchase Agreement* SLR Investment Corp. (f/k/a Solar Capital Ltd.) 500 Park Avenue, 3rd Floor New York, New York 10022 Dated as of September 14, 2021 To the Series 2016E Additional Purchasers named in Schedule A hereto Ladies and Gentlemen: This Fourth Supplement to Note Purchase Agreement (the “Supplement”) is among SLR Investment Corp. (f/k/a Solar Capital Ltd.), a Maryland corporation (the “Company”), and the ins |
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| February 25, 2025 |
AMENDMENT NO. 4 TO SENIOR SECURED CREDIT AGREEMENT AMENDMENT NO. 4 dated as of December 3, 2024 (this “Amendment No. 4”) among SLR Investment Corp. (formerly known as SOLAR CAPITAL LTD.), a Maryland corporation (the “Borrower”), NEFPASS LLC, a Delaware limited liability company (“NEFPASS”), NEFCORP LLC, a Delaware limited liability company, (together with NEFPASS, each a “Subsidiary Guarantor” and |
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| February 25, 2025 |
EXECUTION VERSION Conformed through Amendment No. 1 dated October 18, 2024 AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT Dated as of August 30, 2024 among SUNS SPV LLC, as Borrower, SLR INVESTMENT CORP., as Servicer and as Equityholder, THE LENDERS FROM TIME TO TIME PARTIES HERETO, CITIBANK, N.A., as Administrative Agent and as Collateral Agent, ING CAPITAL LLC, as Joint Lead Arranger and COM |
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| February 25, 2025 |
Report of Independent Registered Public Accounting Firm* Report of Independent Registered Public Accounting Firm To the Stockholders and Board of Directors SLR Investment Corp. |
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| November 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2024 SLR Investment Corp. (Exact name of registrant as specified in its charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 6, 2024 |
EXHIBIT 99.1 SLR Investment Corp. Announces Quarter Ended September 30, 2024 Financial Results Net Investment Income of $0.45 Per Share; Declared Quarterly Distribution of $0.41 Per Share; Stable NAV and NII per Share NEW YORK, Nov. 06, 2024 (GLOBE NEWSWIRE) - SLR Investment Corp. (NASDAQ: SLRC) (the “Company”, “SLRC”, “we”, “us”, or “our”) today reported net investment income (“NII”) of $24.3 mil |
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| November 6, 2024 |
Joint Code of Ethics and Insider Trading Policy* Joint Code of Ethics and Insider Trading Policy I. INTRODUCTION SLR Capital Partners, LLC (the “Adviser”) seeks to foster and maintain a reputation for honesty, integrity and professionalism. That reputation is a vital business asset. The confidence and trust placed in Adviser are highly valued and must be protected. Adviser has adopted this Code of Ethics (the “Code”) in accordance with Rules 204 |
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| November 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter Ended September 30, 2024 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number: 814-00754 SLR INVESTMENT CORP. (Exact name of registra |
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| November 6, 2024 |
SLR INVESTMENT CORP. CODE OF BUSINESS CONDUCT CODE OF BUSINESS CONDUCT TABLE OF CONTENTS Page Appendices Code Acknowledgment A-1 List of Covered Officers B-1 ii CODE OF BUSINESS CONDUCT Introduction Ethics are important to SLR Investment Corp. (“SLR”, “our”, “us”, or “we”) and to its management. SLR is committed to the highest ethical standards and to conducting its business with the highest level |
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| November 6, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2024 SLR Investment Corp. (Exact name of registrant as specified in its charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission F |
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| October 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| October 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| August 19, 2024 |
Exhibit 10.1 Execution Version AMENDMENT NO. 3 TO SENIOR SECURED CREDIT AGREEMENT AMENDMENT NO. 3 dated as of August 16, 2024 (this “Amendment No. 3”) among SLR Investment Corp. (formerly known as SOLAR CAPITAL LTD.), a Maryland corporation (the “Borrower”), NEFPASS LLC, a Delaware limited liability company and NEFCORP LLC, a Delaware limited liability company, (each, a “Subsidiary Guarantor” and |
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| August 19, 2024 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2024 SLR Investment Corp. (Exact name of registrant as specified in its charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter Ended June 30, 2024 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number: 814-00754 SLR INVESTMENT CORP. (Exact name of registrant as |
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| August 7, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2024 SLR Investment Corp. (Exact name of registrant as specified in its charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| August 7, 2024 |
EXHIBIT 99.1 SLR Investment Corp. Announces Quarter Ended June 30, 2024 Financial Results Net Investment Income of $0.45 Per Share; Declared Quarterly Distribution of $0.41 Per Share; Stable NAV Per Share NEW YORK, Aug. 07, 2024 (GLOBE NEWSWIRE) - SLR Investment Corp. (NASDAQ: SLRC) (the “Company”, “SLRC”, “we”, “us”, or “our”) today reported net investment income (“NII”) of $24.3 million, or $0.4 |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter Ended March 31, 2024 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number: 814-00754 SLR INVESTMENT CORP. (Exact name of registrant as specified in its |
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| May 8, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2024 SLR Investment Corp. (Exact name of registrant as specified in its charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| May 8, 2024 |
EXHIBIT 99.1 SLR Investment Corp. Announces Quarter Ended March 31, 2024 Financial Results Net Investment Income of $0.44 Per Share; Declared Quarterly Distribution of $0.41 Per Share; NAV Appreciation and Solid Portfolio Credit Quality NEW YORK, May 08, 2024 (GLOBE NEWSWIRE) - SLR Investment Corp. (NASDAQ: SLRC) (the “Company”, “SLRC”, “we”, or “our”) today reported net investment income (“NII”) |
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| April 17, 2024 |
Statement of Eligibility of U.S. Bank Trust Company, National Association on Form T-1* EX-99.D4 Exhibit (d)(4) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 91-18210 |
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| April 17, 2024 |
Consent of Independent Auditor* EX-99.N5 Exhibit n.5 Consent of Independent Auditor We hereby consent to the incorporation by reference of our report dated February 14, 2024 on the consolidated financial statements of NEF Holdings, LLC and Subsidiaries, which report appears in the annual report on Form 10-K of SLR Investment Corp. dated February 27, 2024, in this Registration Statement on Form N-2 of SLR Investment Corp. /s/ Bak |
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| April 17, 2024 |
Consent of Independent Auditor* Exhibit n.6 Consent of Independent Auditor We hereby consent to the incorporation by reference of our report dated February 15, 2024 on the consolidated financial statements of Gemino Healthcare Finance, LLC d/ba SLR Healthcare ABL, which report appears in the annual report on Form 10-K of SLR Investment Corp. dated February 27, 2024, in the Registration Statement on Form N-2 of SLR Investment Cor |
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| April 17, 2024 |
Opinion and Consent of Katten Muchin Rosenman LLP* EX-99.L2 Exhibit (l)(2) April 17, 2024 SLR Investment Corp. 500 Park Avenue New York, NY 10022 Re: SLR Investment Corp. Registration Statement on Form N-2 Ladies and Gentlemen: We have acted as counsel to SLR Investment Corp., a Maryland corporation (the “Company”), in connection with the preparation and filing by the Company with the Securities and Exchange Commission (the “Commission”) of an aut |
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| April 17, 2024 |
Consent of Independent Auditor* Exhibit n.7 Consent of Independent Auditor We consent to the incorporation by reference in this Registration Statement on Form N-2 and related Prospectus of SLR Investment Corp. of our report dated February 23, 2024, relating to the consolidated financial statements of North Mill Holdco LLC and Subsidiaries, appearing in the Annual Report on Form 10-K of SLR Investment Corp. for the year ended Dec |
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| April 17, 2024 |
As filed with the Securities and Exchange Commission on April 17, 2024 Securities Act File No. |
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| April 17, 2024 |
Consent of Independent Registered Public Accounting Firm* EX-99.N2 Exhibit n.2 Consent of Independent Registered Public Accounting Firm We consent to the use of our reports dated February 27, 2024, with respect to the consolidated financial statements of SLR Investment Corp. and the effectiveness of internal control over financial reporting, and with respect to the senior securities table, incorporated herein by reference and to the reference to our firm |
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| April 17, 2024 |
Consent of Independent Auditor* Exhibit n.3 Consent of Independent Auditor SLR Investment Corp. New York, New York We hereby consent to the use of our report dated February 9, 2024, relating to the consolidated financial statements of KBH Topco, LLC, which is incorporated by reference in this Registration Statement on Form N-2 of SLR Investment Corp. /s/ FGMK, LLC Bannockburn, Illinois April 17, 2024 |
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| April 17, 2024 |
Consent of Independent Auditor* EX-99.N4 Exhibit n.4 Consent of Independent Auditor We hereby consent to the incorporation by reference of our report dated February 14, 2024 on the consolidated financial statements of Crystal Financial LLC, which report appears in the annual report on Form 10-K of SLR Investment Corp. dated February 27, 2024, in the Registration Statement on Form N-2 of SLR Investment Corp. /s/ Baker Tilly US, L |
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| April 17, 2024 |
Calculation of Filing Fee Table* EX-FILING FEES Exhibit (s) Calculation of Filing Fee Table FORM N-2 (Form Type) SLR INVESTMENT CORP. |
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| April 17, 2024 |
Opinion and Consent of Venable LLP* EX-99.L1 Exhibit (l)(1) 750 E. PRATT STREET SUITE 900 BALTIMORE, MD 21202 T 410.244.7400 F 410.244.7742 www.Venable.com April 17, 2024 SLR Investment Corp. 500 Park Avenue New York, New York 10022 Re: Registration Statement on Form N-2 Ladies and Gentlemen: We have served as Maryland counsel to SLR Investment Corp., a Maryland corporation (the “Company”) and a business development company under th |
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| March 8, 2024 |
SLRC / SLR Investment Corp. / GROSS MICHAEL S Activist Investment SC 13D/A 1 formsc13da-slr.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) SLR Investment Corp. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 83413U100 (CUSIP Number) Michael S. Gross Bruce J. Spohler Co-Chief Executive Officers SLR Investment Corp. 500 Park |
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| February 27, 2024 |
Report of Independent Registered Public Accounting Firm on Supplemental Information* Exhibit 99.6 Report of Independent Registered Public Accounting Firm on Supplemental Information To the Stockholders and Board of Directors SLR Investment Corp.: We have audited and reported separately herein on the consolidated financial statements of SLR Investment Corp. (and subsidiaries) (the Company) as of December 31, 2023 and December 31, 2022 and for each of the years in the three-year per |
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| February 27, 2024 |
Subsidiaries of SLR Investment Corp.* Exhibit 21.1 Subsidiaries of SLR Investment Corp. The following list sets forth our consolidated subsidiaries, the state or country under whose laws the subsidiaries are organized, and the percentage of voting securities or membership interests owned by us in each such subsidiary: NEFCORP LLC (Delaware) – 100% NEFPASS LLC (Delaware) – 100% ESP SSC Corporation (Delaware) – 100% SUNS SPV LLC (Delawa |
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| February 27, 2024 |
Exhibit 99.4 Gemino Healthcare Finance, LLC d/b/a SLR Healthcare ABL Consolidated Financial Statements Years Ended December 31, 2023 and 2022 Gemino Healthcare Finance, LLC d/b/a SLR Healthcare ABL Table of Contents Years Ended December 31, 2023 and 2022 Page Independent Auditors’ Report 1 Consolidated Financial Statements Consolidated Balance Sheets 3 Consolidated Statements of Operations 4 Conso |
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| February 27, 2024 |
Exhibit 99.1 Crystal Financial LLC dba SLR Credit Solutions (A Delaware Limited Liability Company) Consolidated Financial Statements Years Ended December 31, 2023 and 2022 Crystal Financial LLC dba SLR Credit Solutions Index Years Ended December 31, 2023 and 2022 Page(s) Independent Auditors’ Report 1-2 Consolidated Financial Statements Consolidated Balance Sheets 3 Consolidated Statements of Oper |
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| February 27, 2024 |
Exhibit 99.5 North Mill Holdco LLC and Subsidiaries Consolidated Financial Report December 31, 2023 North Mill Holdco LLC and Subsidiaries Independent Auditor’s Report 3-4 Consolidated Balance Sheets 5 Consolidated Statements of Operations 6 Consolidated Statements of Members’ Equity 7 Consolidated Statements of Cash Flows 8 Notes to Consolidated Financial Statements 9 Independent Auditor’s Report |
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| February 27, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2024 SLR Investment Corp. (Exact name of registrant as specified in its charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission |
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| February 27, 2024 |
Exhibit 99.2 CONSOLIDATED FINANCIAL STATEMENTS NEF Holdings, LLC and Subsidiaries (A Limited Liability Company) Years ended December 31, 2023 and December 31, 2022 With Independent Auditors’ Report NEF Holdings, LLC and Subsidiaries Consolidated Financial Statements Years ended December 31, 2023 and December 31, 2022 Contents Independent Auditors’ Report 1 Consolidated Balance Sheets 3 Consolidate |
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| February 27, 2024 |
EXHIBIT 99.1 SLR Investment Corp. Announces Quarter and Year Ended December 31, 2023 Financial Results Net Investment Income of $0.44 Per Share for Q4 2023; Declared Quarterly Distribution of $0.41 Per Share; Stable NAV and Strong Portfolio Credit Quality NEW YORK, Feb. 27, 2024 (GLOBE NEWSWIRE) - SLR Investment Corp. (NASDAQ: SLRC) (the “Company”, “SLRC”, “we”, or “our”) today reported net invest |
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| February 27, 2024 |
Exhibit 99.3 KBH Topco, LLC Consolidated Financial Statements and Independent Auditor’s Report December 31, 2023 and 2022 KBH TOPCO, LLC TABLE OF CONTENTS Page INDEPENDENT AUDITOR’S REPORT 1 - 2 CONSOLIDATED FINANCIAL STATEMENTS Consolidated Balance Sheets 3 Consolidated Statements of Comprehensive Income 4 Consolidated Statements of Changes in Members’ Equity 5 Consolidated Statements of Cash Flo |
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| February 27, 2024 |
Exhibit 97.1 SLR INVESTMENT CORP. CLAWBACK POLICY EFFECTIVE NOVEMBER 6, 2023 1. Purpose. The purpose of this SLR Investment Corp. (the “Company”) Clawback Policy (this “Policy”) is to enable the Company to recover Erroneously Awarded Compensation from Covered Executive Officers in the event that the Company is required to prepare an Accounting Restatement. The Company, as an externally-managed bus |
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| February 27, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 81 |
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| February 9, 2024 |
SLRC / SLR Investment Corp. / THORNBURG INVESTMENT MANAGEMENT INC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a)* Solar Capital Ltd. (Name of Issuer) Common (Title of Class of Securities) 83413u100 (CUSIP Number) (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) Calendar Year 2023 (Date of Event which Requires Filing o |
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| November 16, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2023 SLR Investment Corp. (Exact name of registrant as specified in its charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 7, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter Ended September 30, 2023 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number: 814-00754 SLR INVESTMENT CORP. (Exact name of registra |
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| November 7, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2023 SLR Investment Corp. (Exact name of registrant as specified in its charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission F |
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| November 7, 2023 |
EXHIBIT 99.1 SLR Investment Corp. Announces Quarter Ended September 30, 2023 Financial Results Net Investment Income of $0.43 Per Share for Q3 2023; Declared Quarterly Distribution of $0.41 Per Share; Stable NAV and Strong Portfolio Credit Quality NEW YORK, Nov. 07, 2023 (GLOBE NEWSWIRE) - SLR Investment Corp. (NASDAQ: SLRC) (the “Company”, “SLRC”, “we”, “us”, or “our”) today reported net investme |
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| October 4, 2023 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| October 4, 2023 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| September 5, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2023 SLR Investment Corp. (Exact name of registrant as specified in its charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission |
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| September 5, 2023 |
SLR Investment Corp. Announces Monthly Distribution for September 2023 EXHIBIT 99.1 SLR Investment Corp. Announces Monthly Distribution for September 2023 NEW YORK, Sept. 05, 2023 (GLOBE NEWSWIRE) - SLR Investment Corp. (the “Company”) (NASDAQ: SLRC), today declared a distribution of $0.136667 per share for the month of September 2023. The distribution is payable on September 28, 2023 to stockholders of record as of September 20, 2023. The specific tax characteristic |
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| August 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 29, 2023 SLR Investment Corp. (Exact name of registrant as specified in its charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| August 30, 2023 |
EX-10.1 Exhibit 10.1 EXECUTION VERSION Conformed through Eleventh Amendment LOAN AND SERVICING AGREEMENT among SUNS SPV LLC, as the Borrower, SLR INVESTMENT CORP., as the Servicer and the Transferor, Each of the Conduit Lenders from time to time party hereto, Each of the Liquidity Banks from time to time party hereto, Each of the Lender Agents from time to time party hereto, CITIBANK, N.A., as the |
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| August 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2023 SLR Investment Corp. (Exact name of registrant as specified in its charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| August 8, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter Ended June 30, 2023 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number: 814-00754 SLR INVESTMENT CORP. (Exact name of registrant as |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2023 SLR Investment Corp. (Exact name of registrant as specified in its charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| August 8, 2023 |
EXHIBIT 99.1 SLR Investment Corp. Announces Quarter Ended June 30, 2023 Financial Results Net Investment Income of $0.42 Per Share for Q2 2023 NEW YORK, Aug. 08, 2023 (GLOBE NEWSWIRE) - SLR Investment Corp. (NASDAQ: SLRC) (the “Company” or “SLRC”) today reported net investment income of $22.7 million, or $0.42 per share, for the second quarter of 2023. At June 30, 2023, net asset value (NAV) was $ |
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| July 5, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 5, 2023 SLR Investment Corp. (Exact name of registrant as specified in its charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission File |
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| July 5, 2023 |
SLR Investment Corp. Announces Monthly Distribution for July 2023 EXHIBIT 99.1 SLR Investment Corp. Announces Monthly Distribution for July 2023 NEW YORK, July 05, 2023 (GLOBE NEWSWIRE) - SLR Investment Corp. (the “Company”) (NASDAQ: SLRC), today declared a distribution of $0.136667 per share for the month of July 2023. The distribution is payable on August 1, 2023 to stockholders of record as of July 20, 2023. The specific tax characteristics of the distributio |
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| June 1, 2023 |
SLR Investment Corp. Announces Monthly Distribution for June 2023 EXHIBIT 99.1 SLR Investment Corp. Announces Monthly Distribution for June 2023 NEW YORK, June 01, 2023 (GLOBE NEWSWIRE) - SLR Investment Corp. (the “Company”) (NASDAQ: SLRC), today declared a distribution of $0.136667 per share for the month of June 2023. The distribution is payable on June 29, 2023 to stockholders of record as of June 20, 2023. The specific tax characteristics of the distribution |
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| June 1, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2023 SLR Investment Corp. (Exact name of registrant as specified in its charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2023 SLR Investment Corp. (Exact name of registrant as specified in its charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 10, 2023 |
EXHIBIT 99.1 SLR Investment Corp. Announces Quarter Ended March 31, 2023 Financial Results Net Investment Income of $0.41 Per Share for Q1 2023 NEW YORK, May 10, 2023 (GLOBE NEWSWIRE) - SLR Investment Corp. (NASDAQ: SLRC) (the “Company” or “SLRC”) today reported net investment income of $22.1 million, or $0.41 per share, for the first quarter of 2023. At March 31, 2023, net asset value (NAV) was $ |
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| May 10, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter Ended March 31, 2023 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number: 814-00754 SLR INVESTMENT CORP. (Exact name of registrant a |
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| April 4, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2023 SLR Investment Corp. (Exact name of registrant as specified in its charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission File |
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| April 4, 2023 |
SLR Investment Corp. Announces Monthly Distribution for April 2023 EXHIBIT 99.1 SLR Investment Corp. Announces Monthly Distribution for April 2023 NEW YORK, April 04, 2023 (GLOBE NEWSWIRE) - SLR Investment Corp. (the “Company”) (NASDAQ: SLRC), today declared a distribution of $0.136667 per share for the month of April 2023. The distribution is payable on May 2, 2023 to stockholders of record as of April 20, 2023. The specific tax characteristics of the distributi |
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| April 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2023 SLR Investment Corp. (Exact name of registrant as specified in its charter) Maryland 814-00754 26-1381340 (State or other jurisdiction of incorporation) (Commission File |
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| March 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2023 SLR Investment Corp. (Exact name of registrant as specified in its charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| March 20, 2023 |
SLR Investment Corp. Issues Letter to Stakeholders EXHIBIT 99.1 SLR Investment Corp. Issues Letter to Stakeholders NEW YORK, March 20, 2023 (GLOBE NEWSWIRE) - SLR Investment Corp. (NASDAQ: SLRC) (the “Company” or “SLRC”) announces today that it has issued an open letter to its stakeholders regarding a business update amid the aftermath of the Silicon Valley Bank (“SVB”) and Signature Bank (“SBNY”) issues. The full text of the letter follows: March |
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| February 28, 2023 |
Subsidiaries of SLR Investment Corp.* EX-21.1 Exhibit 21.1 Subsidiaries of SLR Investment Corp. The following list sets forth our consolidated subsidiaries, the state or country under whose laws the subsidiaries are organized, and the percentage of voting securities or membership interests owned by us in each such subsidiary: NEFCORP LLC (Delaware) – 100% NEFPASS LLC (Delaware) – 100% ESP SSC Corporation (Delaware) – 100% SUNS SPV LLC |
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| February 28, 2023 |
EX-99.3 Exhibit 99.3 KBH Topco, LLC Consolidated Financial Statements and Independent Auditor’s Report December 31, 2022 and 2021 KBH TOPCO, LLC TABLE OF CONTENTS Page INDEPENDENT AUDITOR’S REPORT 1 - 2 CONSOLIDATED FINANCIAL STATEMENTS Consolidated Balance Sheets 3 Consolidated Statements of Comprehensive Income 4 Consolidated Statements of Changes in Members’ Equity 5 Consolidated Statements of |
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| February 28, 2023 |
EX-99.4 Exhibit 99.4 Gemino Healthcare Finance, LLC d/b/a SLR Healthcare ABL Consolidated Financial Statements Years Ended December 31, 2022 and 2021 Gemino Healthcare Finance, LLC d/b/a SLR Healthcare ABL Table of Contents Years Ended December 31, 2022 and 2021 Page Independent Auditors’ Report 1 Consolidated Financial Statements Consolidated Balance Sheets 3 Consolidated Statements of Operations |
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| February 28, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814-00754 SLR INV |
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| February 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2023 SLR Investment Corp. (Exact name of registrant as specified in its charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission |
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| February 28, 2023 |
Report of Independent Registered Public Accounting Firm on Supplemental Information* EX-99.6 Exhibit 99.6 Report of Independent Registered Public Accounting Firm on Supplemental Information To the Stockholders and Board of Directors SLR Investment Corp.: We have audited and reported separately herein on the consolidated financial statements of SLR Investment Corp. (and subsidiaries) (the Company) as of December 31, 2022 and 2021 and for each of the years in the three-year period e |
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| February 28, 2023 |
EX-99.5 Exhibit 99.5 North Mill Holdco LLC and Subsidiaries Consolidated Financial Report December 31, 2022 North Mill Holdco LLC and Subsidiaries Independent Auditor’s Report 1-2 Consolidated Balance Sheets 3 Consolidated Statements of Operations 4 Consolidated Statements of Members’ Equity 5 Consolidated Statements of Cash Flows 6 Notes to Consolidated Financial Statements 7 Independent Auditor’ |
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| February 28, 2023 |
EX-14.1 Exhibit 14.1 Joint Code of Ethics and Insider Trading Policy I. INTRODUCTION SLR Capital Partners, LLC (the “Adviser”) seeks to foster and maintain a reputation for honesty, integrity and professionalism. That reputation is a vital business asset. The confidence and trust placed in Adviser are highly valued and must be protected. Adviser has adopted this Code of Ethics (the “Code”) in acco |
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| February 28, 2023 |
EX-99.1 Exhibit 99.1 Crystal Financial LLC dba SLR Credit Solutions (A Delaware Limited Liability Company) Consolidated Financial Statements Years Ended December 31, 2022 and 2021 Crystal Financial LLC dba SLR Credit Solutions Index Years Ended December 31, 2022 and 2021 Page(s) Independent Auditors’ Report 1-2 Consolidated Financial Statements Consolidated Balance Sheets 3 Consolidated Statements |
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| February 28, 2023 |
EX-99.2 Exhibit 99.2 CONSOLIDATED FINANCIAL STATEMENTS NEF Holdings, LLC and Subsidiaries (A Limited Liability Company) Years ended December 31, 2022 and December 31, 2021 With Independent Auditors’ Report NEF Holdings, LLC and Subsidiaries Consolidated Financial Statements Years ended December 31, 2022 and December 31, 2021 Contents Independent Auditors’ Report 1 Consolidated Balance Sheets 3 Con |
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| February 28, 2023 |
EXHIBIT 99.1 SLR Investment Corp. Announces Quarter and Fiscal Year Ended December 31, 2022 Financial Results Net Investment Income of $0.41 Per Share for Q4 2022 Distributions of $0.41 Per Share for Q1 2023 NEW YORK , Feb. 28, 2023 (GLOBE NEWSWIRE) - SLR Investment Corp. (NASDAQ: SLRC) (the “Company” or “SLRC”) today reported net investment income of $22.5 million, or $0.41 per share, for the fou |
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| February 13, 2023 |
SLRC / Solar Capital Ltd. / THORNBURG INVESTMENT MANAGEMENT INC - NONE Passive Investment SC 13G 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* Solar Capital Ltd. (Name of Issuer) Common (Title of Class of Securities) 83413u100 (CUSIP Number) Calendar Year 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| February 2, 2023 |
SLR Investment Corp. Announces Monthly Distribution for February 2023 EXHIBIT 99.1 SLR Investment Corp. Announces Monthly Distribution for February 2023 NEW YORK, Feb. 02, 2023 (GLOBE NEWSWIRE) - SLR Investment Corp. (the “Company”) (NASDAQ: SLRC), today declared a distribution of $0.136667 per share for the month of February 2023. The distribution is payable on March 1, 2023 to stockholders of record as of February 16, 2023. The specific tax characteristics of the |
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| February 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2023 SLR Investment Corp. (Exact name of registrant as specified in its charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission F |
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| January 10, 2023 |
SLR Investment Corp. Announces Monthly Distribution for January 2023 EXHIBIT 99.1 SLR Investment Corp. Announces Monthly Distribution for January 2023 NEW YORK, Jan. 10, 2023 (GLOBE NEWSWIRE) - SLR Investment Corp. (the “Company”) (NASDAQ: SLRC), today declared a distribution of $0.136667 per share for the month of January 2023. The distribution is payable on February 2, 2023 to stockholders of record as of January 26, 2023. The specific tax characteristics of the |
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| January 10, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2023 SLR Investment Corp. (Exact name of registrant as specified in its charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission F |
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| December 6, 2022 |
SLR Investment Corp. Announces Monthly Distribution for December 2022 EXHIBIT 99.1 SLR Investment Corp. Announces Monthly Distribution for December 2022 NEW YORK, Dec. 06, 2022 (GLOBE NEWSWIRE) - SLR Investment Corp. (the ?Company?) (NASDAQ: SLRC), today declared a distribution of $0.136667 per share for the month of December 2022. The distribution is payable on January 5, 2023 to stockholders of record as of December 22, 2022. The specific tax characteristics of th |
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| December 6, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2022 SLR Investment Corp. (Exact name of registrant as specified in its charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission F |
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| November 2, 2022 |
EXHIBIT 99.1 SLR Investment Corp. Announces Quarter Ended September 30, 2022 Financial Results; Reports 9% Net Portfolio Growth Across Investment Strategies NEW YORK, Nov. 02, 2022 (GLOBE NEWSWIRE) - SLR Investment Corp. (NASDAQ: SLRC) (the ?Company? or ?SLRC?), today reported net investment income of $20 million, or $0.37 per share, for the third fiscal quarter of 2022 compared to net investment |
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| November 2, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter Ended September 30, 2022 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number: 814-00754 SLR INVESTMENT CORP. (Exact name of registra |
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| November 2, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2022 SLR Investment Corp. (Exact name of registrant as specified in its charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission F |
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| October 27, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2022 SLR Investment Corp. (Exact name of registrant as specified in its charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission F |
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| October 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Rule 14a-12 SLR Investment Corp. |
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| October 12, 2022 |
SLR Investment Corp. Announces Formation of SLR Senior Lending Program Exhibit 99.1 SLR Investment Corp. Announces Formation of SLR Senior Lending Program NEW YORK ? October 12, 2022?SLR Investment Corp. (NASDAQ: SLRC) (the ?Company? or ?SLRC?) announces that it has entered into a joint venture agreement with SunStone Senior Credit L.P. (the ?Investor?) to create SLR Senior Lending Program LLC (?SSLP?). The joint venture is expected to invest primarily in senior secu |
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| October 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 7, 2022 SLR Investment Corp. (Exact name of registrant as specified in its charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| October 12, 2022 |
Exhibit 10.1 SLR SENIOR LENDING PROGRAM LLC FORM OF AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT TABLE OF CONTENTS Page Article 1 DEFINITIONS 1 Section 1.1 Definitions 1 Section 1.2 Other Definitional Provisions 4 Article 2 GENERAL PROVISIONS 5 Section 2.1 Formation of the Limited Liability Company 5 Section 2.2 Company Name 5 Section 2.3 Place of Business; Agent for Service of Process |
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| October 5, 2022 |
SLR Investment Corp. Announces Monthly Distribution for October 2022 EXHIBIT 99.1 SLR Investment Corp. Announces Monthly Distribution for October 2022 NEW YORK, Oct. 05, 2022 (GLOBE NEWSWIRE) - SLR Investment Corp. (the ?Company?) (NASDAQ: SLRC), today declared a distribution of $0.136667 per share for the month of October 2022. The distribution is payable on November 2, 2022 to stockholders of record as of October 20, 2022. The specific tax characteristics of the |
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| October 5, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2022 SLR Investment Corp. (Exact name of registrant as specified in its charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| October 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Rule 14a-12 SLR Investment Corp. |
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| October 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Rule 14a-12 SLR Investment Corp. |
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| September 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Rule 14a-12 SLR Investment Corp. |
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| September 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Rule 14a-12 SLR Investment Corp. |
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| September 2, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 2, 2022 SLR Investment Corp. (Exact name of registrant as specified in its charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission |
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| September 2, 2022 |
SLR Investment Corp. Announces Monthly Distribution for September 2022 EXHIBIT 99.1 SLR Investment Corp. Announces Monthly Distribution for September 2022 NEW YORK, Sept. 02, 2022 (GLOBE NEWSWIRE) - SLR Investment Corp. (the ?Company?) (NASDAQ: SLRC), today declared a distribution of $0.136667 per share for the month of September 2022. The distribution is payable on October 4, 2022 to stockholders of record as of September 20, 2022. The specific tax characteristics o |
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| August 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Rule 14a-12 SLR Investment Corp. |
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| August 2, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter Ended June 30, 2022 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number: 814-00754 SLR INVESTMENT CORP. (Exact name of registrant as |
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| August 2, 2022 |
EXHIBIT 99.1 SLR Investment Corp. Announces Quarter Ended June 30, 2022 Financial Results; Reports Net Investment Income of $0.37 Per Share NEW YORK, Aug. 02, 2022 (GLOBE NEWSWIRE) - SLR Investment Corp. (NASDAQ: SLRC) (the “Company” or “SLRC”), today reported net investment income of $20.3 million, or $0.37 per share, for the second fiscal quarter of 2022 compared to net investment income, pre-me |
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| August 2, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2022 SLR Investment Corp. (Exact name of registrant as specified in its charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| July 6, 2022 |
SLR Investment Corp. Announces Monthly Distribution for July 2022 EXHIBIT 99.1 SLR Investment Corp. Announces Monthly Distribution for July 2022 NEW YORK, July 06, 2022 (GLOBE NEWSWIRE) - SLR Investment Corp. (the ?Company?) (NASDAQ: SLRC), today declared a distribution of $0.136667 per share for the month of July 2022. The distribution is payable on August 2, 2022 to stockholders of record as of July 21, 2022. The specific tax characteristics of the distributio |
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| July 6, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 6, 2022 SLR Investment Corp. (Exact Name of Registrant as Specified in Charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| June 3, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): June 3, 2022 SLR Investment Corp. (Exact Name of Registrant as Specified in Charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| June 3, 2022 |
SLR Investment Corp. Announces Monthly Distribution for June 2022 EXHIBIT 99.1 SLR Investment Corp. Announces Monthly Distribution for June 2022 NEW YORK, June 03, 2022 (GLOBE NEWSWIRE) - SLR Investment Corp. (the ?Company?) (NASDAQ: SLRC), today declared a distribution of $0.136667 per share for the month of June 2022. The distribution is payable on July 5, 2022 to stockholders of record as of June 23, 2022. The specific tax characteristics of the distribution |
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| May 3, 2022 |
Exhibit 10.2 EXECUTION VERSION Conformed through Tenth Amendment LOAN AND SERVICING AGREEMENT among SUNS SPV LLC, as the Borrower, SLR SENIOR INVESTMENT CORP. (F/K/A SOLAR SENIOR CAPITAL LTD.), as the Servicer and the Transferor, Each of the Conduit Lenders from time to time party hereto, Each of the Liquidity Banks from time to time party hereto, Each of the Lender Agents from time to time party |
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| May 3, 2022 |
EXHIBIT 99.1 SLR Investment Corp. Announces Quarter Ended March 31, 2022 Financial Results Acquisition of SUNS Expected to Accelerate Portfolio and NII Growth Declares Monthly Distribution of $0.136667 Per Share for May 2022 Announces $50 Million Share Repurchase Program NEW YORK, May 03, 2022 (GLOBE NEWSWIRE) - SLR Investment Corp. (NASDAQ: SLRC) (the ?Company? or ?SLRC?), today reported net inve |
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| May 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter Ended March 31, 2022 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number: 814-00754 SLR INVESTMENT CORP. (Exact name of registrant a |
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| May 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 3, 2022 SLR Investment Corp. (Exact Name of Registrant as Specified in Charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| April 11, 2022 |
SLRC / Solar Capital Ltd. / GROSS MICHAEL S - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ) SLR Investment Corp. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 83413U100 (CUSIP Number) Michael S. Gross Bruce J. Spohler Co-Chief Executive Officers SLR Investment Corp. 500 Park Avenue New York, New Yo |
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| April 11, 2022 |
Exhibit 1 AGREEMENT OF JOINT FILING In accordance with Rule 13d-l(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned acknowledge and agree that this Schedule 13D is filed on behalf of each of the them and that all subsequent amendments to this Schedule 13D may be filed on behalf of each of them without the necessity of filing additional joint filing agreements. |
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| April 4, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 4, 2022 SLR Investment Corp. (Exact Name of Registrant as Specified in Charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| April 4, 2022 |
SLR Investment Corp. Announces Monthly Distribution for April 2022 EXHIBIT 99.1 SLR Investment Corp. Announces Monthly Distribution for April 2022 NEW YORK, April 04, 2022 (GLOBE NEWSWIRE) - SLR Investment Corp. (the ?Company?) (NASDAQ: SLRC), today declared a distribution of $0.136667 per share for the month of April 2022. The distribution is payable on May 3, 2022 to stockholders of record as of April 21, 2022. The specific tax characteristics of the distributi |
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| April 1, 2022 |
Credit Facility Assumption Agreement, dated as of April 1, 2022, by SLR Investment Corp.(8) Exhibit 10.2 Execution Version ASSUMPTION AGREEMENT THIS ASSUMPTION AGREEMENT (this ?Agreement?), dated as of April 1, 2022, is made by SLR Investment Corp., a Maryland corporation (?SLR?), for the benefit of the Administrative Agent (as defined below), in connection with the merger of SLR Senior Investment Corp., a Maryland corporation (?SLR Senior?), with and into SLR, with SLR being the survivi |
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| April 1, 2022 |
SLR Investment Corp. Completes Merger with SLR Senior Investment Corp. Exhibit 99.1 SLR Investment Corp. Completes Merger with SLR Senior Investment Corp. NEW YORK ? April 1, 2022?SLR Investment Corp. (NASDAQ: SLRC) (?SLRC?) is pleased to announce the closing of the previously announced merger with SLR Senior Investment Corp. (?SUNS?), with SLRC as the surviving company. The combined company will operate as SLR Investment Corp. and continue to trade on the NASDAQ Glo |
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| April 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 1, 2022 SLR Investment Corp. (Exact name of registrant as specified in its charter) MARYLAND 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission File |
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| April 1, 2022 |
As filed with the Securities and Exchange Commission on April 1, 2022 As filed with the Securities and Exchange Commission on April 1, 2022 Securities Act File No. |
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| April 1, 2022 |
Exhibit 10.5 Execution Version ASSUMPTION AGREEMENT THIS ASSUMPTION AGREEMENT (this ?Agreement?), dated as of April 1, 2022, is made by SLR Investment Corp., a Maryland corporation (?SLR?), for the benefit of the holders of Notes (as defined below) (the ?Noteholders?), in connection with the merger of SLR Senior Investment Corp., a Maryland corporation (?SLR Senior?), with and into SLR, with SLR b |
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| April 1, 2022 |
Exhibit 10.1 SLR Capital Partners, LLC 500 Park Avenue New York, New York 10022 April 1, 2022 Messrs. Michael S. Gross and Bruce J. Spohler Co-Chief Executive Officers SLR Investment Corp. 500 Park Avenue New York, New York 10022 Re: Reduction of Base Management Fee Dear Messrs. Gross and Spohler: Reference is hereby made to the Third Amended and Restated Investment Advisory and Management Agreeme |
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| April 1, 2022 |
Opinion and Consent of Katten Muchin Rosenman LLP* Exhibit (12) 575 Madison Avenue New York, NY 10022-2585 212.940.8800 tel www.katten.com April 1, 2022 SLR Investment Corp. 500 Park Avenue New York, New York 10022 SLR Senior Investment Corp. 500 Park Avenue New York, New York 10022 Ladies and Gentlemen: You have requested our opinion in connection with the proposed reorganization of SLR Senior Investment Corp., a Maryland corporation (?SUNS?), an |
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| March 21, 2022 |
SLR Investment Corp. and SLR Senior Investment Corp. Announce Stockholder Approval of Merger Exhibit 99.1 SLR Investment Corp. and SLR Senior Investment Corp. Announce Stockholder Approval of Merger NEW YORK ? March 21, 2022?SLR Investment Corp. (NASDAQ: SLRC) (?SLRC?) and SLR Senior Investment Corp. (NASDAQ: SUNS) (?SUNS?) are pleased to announce that each company obtained stockholder approval of the proposals related to the previously announced merger of SLRC and SUNS (the ?Merger?) at |
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| March 21, 2022 |
Filed by SLR Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
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| March 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 21, 2022 SLR Investment Corp. (Exact name of registrant as specified in its charter) MARYLAND 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| March 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 14, 2022 SLR Investment Corp. (Exact name of registrant as specified in its charter) MARYLAND 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| March 14, 2022 |
Filed by SLR Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
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| March 7, 2022 |
Filed by SLR Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 March 7, 2022 Dear Stockholder, Over the past several weeks numerous communications and distributions of proxy materials have been completed in connection with the Mar |
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| March 7, 2022 |
Filed by SLR Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 March 7, 2022 Dear Stockholder, Over the past several weeks numerous communications and distributions of proxy materials have been completed in connection with the Mar |
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| March 4, 2022 |
Filed by SLR Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 March 1, 2022 Dear SLR Investment Corp. Stockholder: As of the date of this letter we have not received your vote in connection with the SLR Investment Corp. (the ?Com |
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| March 3, 2022 |
SLRC / Solar Capital Ltd. / GROSS MICHAEL S - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Amendment No. |
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| March 3, 2022 |
SLR Investment Corp.(Q4 2021 Earnings) March 02, 2022 Filed by SLR Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 SLR Investment Corp.(Q4 2021 Earnings) March 02, 2022 Corporate Speakers: ? Michael Gross; SLR Investment Corp.; Chairman, President & Co-CEO ? Richard Peteka; SLR Inv |
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| March 2, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2022 SLR Investment Corp. (Exact name of registrant as specified in its charter) Maryland 814-00754 26-1381340 (State or other jurisdiction of incorporation) (Commission File |
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| March 2, 2022 |
Exhibit 99.1 SLR Investment Corp. Announces Quarter and Fiscal Year Ended December 31, 2021 Financial Results; Strong Origination Volumes Drive SLRC to its Target Leverage Range; Declares Quarterly Distribution of $0.41 Per Share for Q1, 2022 NEW YORK ? March 1, 2022 ? SLR Investment Corp. (NASDAQ: SLRC) (the ?Company? or ?SLRC?) today reported net investment income of $14.9 million, or $0.35 per |
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| March 2, 2022 |
Filed by SLR Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 |
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| March 1, 2022 |
Exhibit 4.4 DESCRIPTION OF SECURITIES The following is a brief description of the securities of SLR Investment Corp. (the ?Company,? ?we,? ?our? or ?us?), registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?). This description of the terms of our stock does not purport to be complete and is subject to and qualified in its entirety by reference to |
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| March 1, 2022 |
Exhibit 99.2 CONSOLIDATED FINANCIAL STATEMENTS NEF Holdings, LLC and Subsidiaries (A Limited Liability Company) Years ended December 31, 2021 and December 31, 2020 With Independent Auditors? Report NEF Holdings, LLC and Subsidiaries Consolidated Financial Statements Years Ended December 31, 2021 and December 31, 2020 Contents Independent Auditors? Report 1 Consolidated Balance Sheets 3 Consolidate |
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| March 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814-00754 SLR INV |
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| March 1, 2022 |
Subsidiaries of SLR Investment Corp.* Exhibit 21.1 Subsidiaries of SLR Investment Corp. The following list sets forth our consolidated subsidiaries, the state or country under whose laws the subsidiaries are organized, and the percentage of voting securities or membership interests owned by us in each such subsidiary: NEFCORP LLC (Delaware) ? 100% NEFPASS LLC (Delaware) ? 100% Solstice Merger Sub, Inc. (Maryland) ? 100% The subsidiari |
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| March 1, 2022 |
Exhibit 99.1 Crystal Financial LLC dba SLR Credit Solutions (A Delaware Limited Liability Company) Consolidated Financial Statements Years Ended December 31, 2021 and 2020 Crystal Financial LLC dba SLR Credit Solutions Index Years Ended December 31, 2021 and 2020 Page(s) Independent Auditor?s Report 1-2 Consolidated Financial Statements Consolidated Balance Sheets 3 Consolidated Statements of Oper |
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| March 1, 2022 |
Exhibit 99.3 KBH Topco, LLC Consolidated Financial Statements and Independent Auditor?s Report December 31, 2021 and 2020 KBH TOPCO, LLC TABLE OF CONTENTS Page INDEPENDENT AUDITOR?S REPORT 1 - 2 CONSOLIDATED FINANCIAL STATEMENTS Consolidated Balance Sheets 3 Consolidated Statements of Comprehensive Income 4 Consolidated Statements of Changes in Members? Equity 5 Consolidated Statements of Cash Flo |
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| March 1, 2022 |
Report of Independent Registered Public Accounting Firm on Supplemental Information* Exhibit 99.4 Report of Independent Registered Public Accounting Firm on Supplemental Information To the Stockholders and Board of Directors SLR Investment Corp. (formerly, Solar Capital Ltd.): We have audited and reported separately herein on the consolidated financial statements of SLR Investment Corp. (and subsidiaries) (the Company) as of December 31, 2021 and 2020 and for each of the years in |
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| February 17, 2022 |
Filed by SLR Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 SLRC Video Transcript Hello, I am Rick Pivirotto, Co-Head of Investor Relations of SLRC and of SLR Senior Investment Corp., ticker ?SUNS?, and a stockholder of both co |
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| February 15, 2022 |
Filed by SLR Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 February 15, 2022 Dear SLR Investment Corp. Stockholder: We recently sent you proxy materials in connection with the SLR Investment Corp. Special Meeting of Stockholde |
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| February 14, 2022 |
SLRC / Solar Capital Ltd. / GROSS MICHAEL S Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Amendment No. |
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| February 9, 2022 |
Filed by SLR Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 MERGER OF SLRC AND SUNS Filed by SLR Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchan |
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| February 9, 2022 |
MERGER PROPOSED – YOUR VOTE IS IMPORTANT Filed by SLR Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 MERGER PROPOSED ? YOUR VOTE IS IMPORTANT Our Board of Directors unanimously recommends that you vote FOR the proposal to authorize the issuance of shares of SLR Invest |
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| February 8, 2022 |
Filed by SLR Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 SLRC Voice Message ?Hello, this is Rick Pivirotto, Co-Head of Investor Relations & Business Development of SLR Investment Corp. or SLRC. Our records show that you are |
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| February 7, 2022 |
SLRC / Solar Capital Ltd. / THORNBURG INVESTMENT MANAGEMENT INC - NONE Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Solar Capital Ltd. (Name of Issuer) Common (Title of Class of Securities) 83413u100 (CUSIP Number) Calendar Year 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| February 7, 2022 |
SLRC / Solar Capital Ltd. / THORNBURG INVESTMENT MANAGEMENT INC - NONE Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Solar Capital Ltd. (Name of Issuer) Common (Title of Class of Securities) 83413u100 (CUSIP Number) Calendar Year 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| February 4, 2022 |
SLRC / Solar Capital Ltd. / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8 )* Solar Capital Ltd. (Name of Issuer) Common Stock (Title of Class of Securities) 83413U100 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch |
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| February 3, 2022 |
Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-261675 SLR INVESTMENT CORP. 500 Park Avenue New York, NY 10022 MERGER PROPOSED ? YOUR VOTE IS VERY IMPORTANT February 3, 2022 Dear Stockholders: You are cordially invited to attend a special meeting of stockholders of SLR Investment Corp., a Maryland corporation (?SLRC?), to be held virtually on March 21, 2022, at 11 |
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| January 31, 2022 |
Consent of Keefe, Bruyette & Woods, Inc.* Exhibit 17(a) CONSENT OF KEEFE, BRUYETTE & WOODS, INC. We hereby consent to the inclusion of our opinion letter to (i) a special committee of the Board of Directors (the ?Board?) of SLR Investment Corp. (?SLRC?) and (ii) the Board of SLRC, as Annex B to the Joint Proxy Statement/Prospectus which forms a part of Pre-Effective Amendment No. 1 to the Registration Statement on Form N-14 (Registration |
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| January 31, 2022 |
Consent of Baker Tilly US, LLP (NEF Holdings, LLC)* Exhibit (14)(f) Consent of Independent Auditor SLR Investment Corp. New York, New York We hereby consent to the incorporation by reference of our report dated February 16, 2021 on the consolidated financial statements of NEF Holdings, LLC and Subsidiaries in this Registration Statement on Form N-14 (No. 333-261675) of SLR Investment Corp. /s/ Baker Tilly US, LLP Philadelphia, Pennsylvania January |
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| January 31, 2022 |
Consent of RSM US LLP (North Mill Holdco LLC)* Exhibit 14(i) Consent of Independent Auditor We consent to the incorporation by reference in Pre-Effective Amendment No. |
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| January 31, 2022 |
Consent of Houlihan Lokey Capital, Inc.* Exhibit (17)(b) CONSENT OF HOULIHAN LOKEY CAPITAL, INC. January 31, 2022 SLR Senior Investment Corp. 500 Park Avenue New York, NY 10022 Attn: The Special Committee of the Board of Directors RE: Joint Proxy Statement of SLR Senior Investment Corp. (?SUNS?) and SLR Investment Corp. (?SLRC?) / Prospectus of SLRC which forms part of Amendment No. 1 to the Registration Statement on Form N-14 of SLRC (t |
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| January 31, 2022 |
Form of Proxy Card of SLR Investment Corp.* EX-99.(17)(C) 13 d273077dex9917c.htm EXHIBIT (17)(C) Exhibit (17)(c) SLR INVESTMENT CORP. 500 PARK AVENUE NEW YORK, NY 10022 VOTE BY INTERNET Before The Meeting - Go to www.proxyvote.com or scan the QR Barcode above Use the Internet to transmit your voting instructions and for electronic delivery of information up until 11:59 P.M. Eastern Time the day before the cut-off date or meeting date. Have |
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| January 31, 2022 |
Consent of KPMG LLP (SLR Senior Investment Corp.)* Exhibit 14(b) Consent of Independent Registered Public Accounting Firm We consent to the use of our audit report, dated February 24, 2021, with respect to the consolidated financial statements and our report on supplemental information, dated February 24, 2021, with respect to the senior securities table of SLR Senior Investment Corp. |
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| January 31, 2022 |
Consent of Baker Tilly US, LLP (Crystal Financial LLC)* Exhibit (14)(e) Consent of Independent Auditor SLR Investment Corp. New York, New York We hereby consent to the incorporation by reference of our report dated February 16, 2021 on the consolidated financial statements of Crystal Financial LLC in this Registration Statement on Form N-14 (No. 333-261675) of SLR Investment Corp. /s/ Baker Tilly US, LLP Philadelphia, Pennsylvania January 31, 2022 |
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| January 31, 2022 |
Consent of KPMG LLP (SLR Investment Corp.)* Exhibit 14(a) Consent of Independent Registered Public Accounting Firm We consent to the use of our audit report, dated February 24, 2021, with respect to the consolidated financial statements and the effectiveness of internal control over financial reporting, and our report on supplemental information, dated February 24, 2021, with respect to the senior securities table of SLR Investment Corp. |
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| January 31, 2022 |
Awareness Letter of KPMG LLP (SLR Senior Investment Corp.)* Exhibit 14(d) January 31, 2022 SLR Senior Investment Corp. (formerly, Solar Senior Capital Ltd.) New York, New York Re: Registration Statement No. 333-261675 With respect to the subject registration statement, we acknowledge our awareness of the use therein of our report dated November 3, 2021 related to our review of interim financial information. Pursuant to Rule 436 under the Securities Act of |
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| January 31, 2022 |
Form of Proxy Card of SLR Senior Investment Corp.* Exhibit (17)(d) SLR SENIOR INVESTMENT CORP. 500PARK AVENUE NEW YORK, NY 10022 VOTE BY INTERNET Before The Meeting - Go to www.proxyvote.com or scan the QR Barcode above Use the Internet to transmit your voting instructions and for electronic delivery of information up until 11:59 P.M. Eastern Time the day before the cut-off date or meeting date. Have your proxy card in hand when you access the web |
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| January 31, 2022 |
As filed with the Securities and Exchange Commission on January 31, 2022 Table of Contents As filed with the Securities and Exchange Commission on January 31, 2022 Registration No. |
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| January 31, 2022 |
Consent of Baker Tilly US, LLP (Gemino Healthcare Finance, LLC)* Exhibit (14)(h) Consent of Independent Auditor SLR Investment Corp. New York, New York We hereby consent to the incorporation by reference of our report dated February 17, 2021 on the consolidated financial statements of Gemino Healthcare Finance, LLC and Subsidiary in this Registration Statement on Form N-14 (No. 333-261675) of SLR Investment Corp. /s/ Baker Tilly US, LLP Philadelphia, Pennsylvan |
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| January 31, 2022 |
Awareness Letter of KPMG LLP (SLR Investment Corp.)* Exhibit 14(c) January 31, 2022 SLR Investment Corp. (formerly, Solar Capital Ltd.) New York, New York Re: Registration Statement No. 333-261675 With respect to the subject registration statement, we acknowledge our awareness of the use therein of our report dated November 3, 2021 related to our review of interim financial information. Pursuant to Rule 436 under the Securities Act of 1933 (the Act) |
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| January 31, 2022 |
January 31, 2022 VIA EDGAR Holly Hunter-Ceci, Esq. David Manion Division of Investment Management, Disclosure Review and Accounting Office U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: SLR Investment Corp. Registration Statement on Form N-14 Filed on December 16, 2021 (File No. 333-261675) Dear Ms. Hunter-Ceci and Mr. Manion: On behalf of SLR Investment Corp. |
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| January 31, 2022 |
Consent of FGMK, LLC (KBH Topco, LLC)* Exhibit (14)(g) Consent of Independent Auditor SLR Investment Corp. New York, New York We hereby consent to the use of our report dated February 18, 2021, relating to the consolidated financial statements of KBH Topco, LLC, which is incorporated by reference in this Registration Statement on Form N-14 (No. 333-261675) of SLR Investment Corp. /s/ FGMK, LLC Bannockburn, Illinois January 31, 2022 |
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| January 12, 2022 |
Form of Fifth Supplement to Note Purchase Agreement(14) Exhibit 10.1 SLR INVESTMENT CORP. (f/k/a Solar Capital Ltd.) 500 Park Avenue, 3rd Floor New York, New York 10022 Dated as of January 6, 2022 To the Series 2016F Additional Purchasers named in Schedule A hereto Ladies and Gentlemen: This Fifth Supplement to Note Purchase Agreement (the ?Supplement?) is among SLR Investment Corp. (f/k/a Solar Capital Ltd.), a Maryland corporation (the ?Company?), an |
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| January 12, 2022 |
Exhibit 99.1 SLR Investment Corp. Issues $135 Million of Five-Year 3.33% Senior Unsecured Notes; Reduces Long-Term Average Borrowing Rate NEW YORK ? January 12, 2022?SLR Investment Corp. (NASDAQ: SLRC) (the ?Company? or ?SLRC?), today reported it has issued $135 million of 3.3% senior unsecured notes due January 2027 (the ?Notes?) in a private placement. Interest on the Notes will be payable semi- |
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| January 12, 2022 |
8-K 1 d276193d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 6, 2022 SLR Investment Corp. (Exact name of registrant as specified in its charter) MARYLAND 814-00754 26-1381340 (State or Other Jurisdiction of Inco |
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| January 3, 2022 |
SLR Investment Corp. Amends Credit Facility; Reduces Pricing and Extends Maturity EX-99.1 3 d284431dex991.htm EX-99.1 Exhibit 99.1 SLR Investment Corp. Amends Credit Facility; Reduces Pricing and Extends Maturity NEW YORK – January 3, 2022—SLR Investment Corp. (NASDAQ: SLRC) (the “Company” or “SLRC”), today reported that it has amended its senior secured credit facility (“Credit Facility”). The amendment includes a reduction in the Credit Facility’s pricing grid of 25 basis poi |
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| January 3, 2022 |
Exhibit 10.1 FORM OF SENIOR SECURED CREDIT AGREEMENT dated as of August 28, 2019 (as amended December 28, 2021) among SLR INVESTMENT CORP. (formerly known as SOLAR CAPITAL LTD.), CITIBANK, N.A., as Administrative Agent The LENDERS Party Hereto, and JPMORGAN CHASE BANK, N.A., as Syndication Agent $700,000,000 CITIBANK, N.A., J.P. MORGAN SECURITIES LLC., SUMITOMO MITSUI BANKING CORPORATION as Joint |
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| January 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 28, 2021 SLR Investment Corp. (Exact name of registrant as specified in its charter) MARYLAND 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission |
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| December 16, 2021 |
Awareness Letter of KPMG LLP (SLR Investment Corp.)* Exhibit 14(c) December 15, 2021 SLR Investment Corp. (formerly, Solar Capital Ltd.) New York, New York With respect to the subject registration statement, we acknowledge our awareness of the use therein of our report dated November 3, 2021 related to our review of interim financial information. Pursuant to Rule 436 under the Securities Act of 1933 (the Act), such report is not considered part of a |
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| December 16, 2021 |
Consent of KPMG LLP (SLR Senior Investment Corp.)* EX-99.(14B) 5 d273077dex9914b.htm EXHIBIT (14)(B) Exhibit 14(b) Consent of Independent Registered Public Accounting Firm We consent to the use of our audit report, dated February 24, 2021, with respect to the consolidated financial statements and our report on supplemental information, dated February 24, 2021, with respect to the senior securities table of SLR Senior Investment Corp. (formerly, So |
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| December 16, 2021 |
Opinion and Consent of Venable LLP(12) Exhibit (11) [LETTERHEAD OF VENABLE LLP] December 15, 2021 SLR Investment Corp. 500 Park Avenue New York, New York 10022 Re: SLR Investment Corp. Registration Statement on Form N-14 Ladies and Gentlemen: We have served as Maryland counsel to SLR Investment Corp., a Maryland corporation (the ?Company?) and a business development company under the Investment Company Act of 1940, as amended (the ?194 |
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| December 16, 2021 |
Opinion and Consent of Katten Muchin Rosenman LLP* Exhibit (12) 575 Madison Avenue New York, NY 10022-2585 212.940.8800 tel www.katten.com [DATE] SLR Investment Corp. 500 Park Avenue New York, New York 10022 SLR Senior Investment Corp. 500 Park Avenue New York, New York 10022 Ladies and Gentlemen: You have requested our opinion in connection with the proposed reorganization of SLR Senior Investment Corp., a Maryland corporation (?SUNS?), and SLR I |
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| December 16, 2021 |
Awareness Letter of KPMG LLP (SLR Senior Investment Corp.)* Exhibit 14(d) December 15, 2021 SLR Senior Investment Corp. (formerly, Solar Senior Capital Ltd.) New York, New York With respect to the subject registration statement, we acknowledge our awareness of the use therein of our report dated November 3, 2021 related to our review of interim financial information. Pursuant to Rule 436 under the Securities Act of 1933 (the Act), such report is not consid |
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| December 16, 2021 |
Table of Contents As filed with the Securities and Exchange Commission on December 15, 2021 Registration No. |
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| December 16, 2021 |
Consent of KPMG LLP (SLR Investment Corp.)* Exhibit 14(a) Consent of Independent Registered Public Accounting Firm We consent to the use of our audit report, dated February 24, 2021, with respect to the consolidated financial statements and the effectiveness of internal control over financial reporting, and our report on supplemental information, dated February 24, 2021, with respect to the senior securities table of SLR Investment Corp. |
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| December 16, 2021 |
Consent of Houlihan Lokey Capital, Inc.* Exhibit (17)(b) CONSENT OF HOULIHAN LOKEY CAPITAL, INC. December 15, 2021 SLR Senior Investment Corp. 500 Park Avenue New York, NY 10022 Attn: The Special Committee of the Board of Directors RE: Joint Proxy Statement of SLR Senior Investment Corp. (“SUNS”) and SLR Investment Corp. (“SLRC”) / Prospectus of SLRC which forms part of the Registration Statement on Form N-14 of SLRC (the “Registration S |
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| December 16, 2021 |
Consent of Keefe, Bruyette & Woods, Inc.* Exhibit 17(a) CONSENT OF KEEFE, BRUYETTE & WOODS, INC. We hereby consent to the inclusion of our opinion letter to (i) a special committee of the Board of Directors (the “Board”) of SLR Investment Corp. (“SLRC”) and (ii) the Board of SLRC, as Annex B to the Joint Proxy Statement/Prospectus which forms a part of the Registration Statement on Form N-14 filed on the date hereof (the “Registration Sta |
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| December 3, 2021 |
Filed by SLR Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 On December 2, 2021, SLR Investment Corp. (?SLRC?) and SLR Senior Investment Corp. (?SUNS?) held a joint conference call to discuss the transactions contemplated by th |
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| December 1, 2021 |
Filed by SLR Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: SLR Senior Investment Corp. Commission File No. 814-00849 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
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| December 1, 2021 |
Merger of SLRC and SUNS December 2, 2021 Exhibit 99.2 Disclaimer Forward-Looking Statements Some of the statements in this presentation constitute forward-looking statements because they relate to future events, future performance or financial condition or the two-step merger (the ?Mergers?) of SLR Senior Investment Corp. (?SUNS?) with and into SLR Investment Corp. (?SLRC?). The forward-looking st |
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| December 1, 2021 |
Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER among SLR INVESTMENT CORP., SLR SENIOR INVESTMENT CORP., SOLSTICE MERGER SUB, INC. and SLR CAPITAL PARTNERS, LLC (for the limited purposes set forth herein) Dated as of December 1, 2021 TABLE OF CONTENTS Page Article I THE MERGER 2 1.1. The Merger 2 1.2. Closing 2 1.3. Effective Time 2 1.4. Effects of the Merger 2 1.5. Conversion of Capita |
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| December 1, 2021 |
SLR Investment Corp. and SLR Senior Investment Corp. Announce Entry into Merger Agreement Exhibit 99.1 SLR Investment Corp. and SLR Senior Investment Corp. Announce Entry into Merger Agreement NEW YORK ? December 1, 2021?SLR Investment Corp. (NASDAQ: SLRC) (?SLRC?) and SLR Senior Investment Corp. (NASDAQ: SUNS) (?SUNS?) today announced that they have entered into an agreement to merge together, with SLRC as the surviving company, subject to stockholder approval and customary closing co |
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| December 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 30, 2021 SLR Investment Corp. (Exact name of registrant as specified in its charter) MARYLAND 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission |
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| December 1, 2021 |
Second Amended and Restated Bylaws Exhibit 3.1 SLR INVESTMENT CORP. SECOND AMENDED AND RESTATED BYLAWS ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of the Corporation in the State of Maryland shall be located at such place as the Board of Directors may designate. Section 2. ADDITIONAL OFFICES. The Corporation may have additional offices, including a principal executive office, at such places as the Board of D |
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| November 3, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 3, 2021 SLR Investment Corp. (Exact Name of Registrant as Specified in Charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission File |
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| November 3, 2021 |
EXHIBIT 99.1 SLR Investment Corp. Announces Quarter Ended September 30, 2021 Financial Results; Strong Q3 Origination Pace Continues into Fourth Quarter; Declares Quarterly Distribution of $0.41 Per Share for Q4, 2021 NEW YORK, Nov. 03, 2021 (GLOBE NEWSWIRE) - SLR Investment Corp. (NASDAQ: SLRC) (the ?Company? or ?SLRC?), today reported net investment income of $15.0 million, or $0.36 per share, f |
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| November 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter Ended September 30, 2021 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number: 814-00754 SLR INVESTMENT CORP. (Exact name of registra |
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| October 29, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 27, 2021 SLR Investment Corp. (Exact name of registrant as specified in its charter) MARYLAND 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission F |
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| October 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Rule 14a-12 SLR Investment Corp. |
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| October 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Rule 14a-12 SLR Investment Corp. |
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| October 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Rule 14a-12 SLR Investment Corp. |
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| September 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Rule 14a-12 SLR Investment Corp. |
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| September 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Rule 14a-12 SLR Investment Corp. |
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| August 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Rule 14a-12 SLR Investment Corp. |
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| August 3, 2021 |
EXHIBIT 99.1 SLR Investment Corp. Announces Quarter Ended June 30, 2021 Financial Results Stable Net Asset Value Robust Q3 Pipeline Should Drive Meaningful Portfolio Growth Declares Quarterly Distribution of $0.41 Per Share for Q3, 2021 NEW YORK, Aug. 03, 2021 (GLOBE NEWSWIRE) - SLR Investment Corp. (NASDAQ: SLRC) (the ?Company? or ?SLRC?), today reported net investment income of $15.5 million, or |
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| August 3, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 3, 2021 SLR Investment Corp. (Exact Name of Registrant as Specified in Charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| August 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter Ended June 30, 2021 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number: 814-00754 SLR INVESTMENT CORP. (Exact name of registrant as |
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| June 25, 2021 |
Consent of Independent Registered Public Accounting Firm* EX-99.N.1 2 d169578dex99n1.htm EX-99.N.1 Exhibit n.1 Consent of Independent Registered Public Accounting Firm We consent to the use of our reports, dated February 24, 2021 with respect to the consolidated financial statements and the effectiveness of internal control over financial reporting and the senior securities table of SLR Investment Corp. (formerly, Solar Capital Ltd.), in each case, incor |
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| June 25, 2021 |
Consent of Independent Auditor* EX-99.N.4 5 d169578dex99n4.htm EXHIBIT N.4 Exhibit n.4 Consent of Independent Auditor SLR Investment Corp. New York, New York We hereby consent to the use of our report dated February 18, 2021, relating to the consolidated financial statements of KBH Topco, LLC, which is incorporated by reference in this Registration Statement on Form N-2 (No. 333-255662) of SLR Investment Corp. /s/ FGMK, LLC Bann |
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| June 25, 2021 |
As filed with the Securities and Exchange Commission on June 24, 2021 As filed with the Securities and Exchange Commission on June 24, 2021 Securities Act File No. |
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| June 25, 2021 |
Consent of Independent Auditor* EX-99.N.2 3 d169578dex99n2.htm EXHIBIT N.2 Exhibit n.2 Consent of Independent Auditor SLR Investment Corp. New York, New York We hereby consent to the use of our report dated February 16, 2021 on the consolidated financial statements of Crystal Financial LLC in this Registration Statement on Form N-2 (No. 333-255662) of SLR Investment Corp. /s/ Baker Tilly US, LLP Philadelphia, Pennsylvania June 2 |
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| June 25, 2021 |
Awareness Letter of Independent Registered Public Accounting Firm* Exhibit n.5 June 24, 2021 SLR Investment Corp. (formerly, Solar Capital Ltd.) New York, New York Re: Registration Statement No. 333-255662 With respect to the subject registration statement, we acknowledge our awareness of the use therein of our report dated May 5, 2021 related to our review of interim financial information. Pursuant to Rule 436 under the Securities Act of 1933 (the Act), such rep |
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| June 25, 2021 |
Consent of Independent Auditor* EX-99.N.3 4 d169578dex99n3.htm EXHIBIT N.3 Exhibit n.3 Consent of Independent Auditor SLR Investment Corp. New York, New York We hereby consent to the use of our report dated February 16, 2021 on the consolidated financial statements of NEF Holdings, LLC and Subsidiaries in this Registration Statement on Form N-2 (No. 333-255662) of SLR Investment Corp. /s/ Baker Tilly US, LLP Philadelphia, Pennsy |
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| May 5, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarter Ended March 31, 2021 ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File Number: 814-00754 SLR INVESTMENT CORP. (Exact name of registrant a |
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| May 5, 2021 |
EXHIBIT 99.1 SLR Investment Corp. Announces Quarter Ended March 31, 2021 Financial Results Net Investment Income Growth Stable Net Asset Value 100% Performing Portfolio Declares Quarterly Distribution of $0.41 Per Share for Q2, 2021 NEW YORK, May 05, 2021 (GLOBE NEWSWIRE) - SLR Investment Corp. (NASDAQ: SLRC) (the ?Company? or ?SLRC?), today reported net investment income of $15.5 million, or $0.3 |
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| May 5, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 5, 2021 SLR Investment Corp. (Exact Name of Registrant as Specified in Charter) Maryland 814-00754 26-1381340 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| February 25, 2021 |
Exhibit 10.1 FIRST AMENDED AND RESTATED TRADEMARK LICENSE AGREEMENT This AMENDED AND RESTATED TRADEMARK LICENSE AGREEMENT (this ?Agreement?) is made and effective as of February 25, 2021 (the ?Effective Date?) by and between SLR CAPITAL PARTNERS, LLC (f/k/a SOLAR CAPITAL PARTNERS, LLC), a Delaware limited liability company (the ?Licensor?), and SLR INVESTMENT CORP. (f/k/a SOLAR CAPITAL LTD.), a Ma |
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| February 25, 2021 |
Solar Capital Ltd. to Change Name to SLR Investment Corp.; Investment Advisor Rebrands Platform Exhibit 99.1 Solar Capital Ltd. to Change Name to SLR Investment Corp.; Investment Advisor Rebrands Platform NEW YORK, February 24, 2021? Solar Capital Ltd. (Nasdaq: SLRC) today announced that it will change its name to SLR Investment Corp. (?SLR Investment,? ?SLRC,? or the ?Company?), effective February 25, 2021. This will reflect the concurrent platform rebranding of SLRC?s investment advisor, S |
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| February 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 24, 2021 SLR Investment Corp. (Exact Name of Registrant as Specified in Charter) Maryland 814-00754 26-1381340 (State or other jurisdiction of incorporation) (Commission File |
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| February 25, 2021 |
Exhibit 3.1 SOLAR CAPITAL LTD. ARTICLES OF AMENDMENT Solar Capital Ltd., a Maryland corporation (the ?Corporation?), having its principal office in the State of Maryland, hereby certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: The Corporation desires to, and does hereby, amend its charter (the ?Articles?) immediately upon the Effective Time (as defined below), |
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| February 24, 2021 |
Exhibit 99.3 KBH Topco, LLC Consolidated Financial Statements and Independent Auditor?s Report Period from November 3, 2020 (Date of Acquisition) through December 31, 2020 KBH TOPCO, LLC TABLE OF CONTENTS Page INDEPENDENT AUDITOR?S REPORT 1 CONSOLIDATED FINANCIAL STATEMENTS Consolidated Balance Sheet 2 Consolidated Statement of Comprehensive Income 3 Consolidated Statement of Changes in Members? E |
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| February 24, 2021 |
Report of Independent Registered Public Accounting Firm on Supplemental Information* Exhibit 99.4 Report of Independent Registered Public Accounting Firm on Supplemental Information To the Stockholders and Board of Directors Solar Capital Ltd.: We have audited and reported separately herein on the consolidated financial statements of Solar Capital Ltd. (and subsidiaries) (the Company) as of December 31, 2020 and 2019 and for each of the years in the three-year period ended Decembe |
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| February 24, 2021 |
Exhibit 14.1 JOINT CODE OF ETHICS AND INSIDER TRADING POLICY I. INTRODUCTION Solar Capital Partners, LLC (the ?Adviser?) seeks to foster and maintain a reputation for honesty, integrity and professionalism. That reputation is a vital business asset. The confidence and trust placed in Adviser are highly valued and must be protected. Adviser has adopted this Code of Ethics (the ?Code?) in accordance |
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| February 24, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 814-00754 SOLAR C |
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| February 24, 2021 |
Exhibit 99.1 Crystal Financial LLC (A Delaware Limited Liability Company) Consolidated Financial Statements Years Ended December 31, 2020 and 2019 Crystal Financial LLC Index Years Ended December 31, 2020 and 2019 Page(s) Independent Auditor?s Report 1 Consolidated Financial Statements Consolidated Balance Sheets 2 Consolidated Statements of Operations 3 Consolidated Statements of Changes in Membe |
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| February 24, 2021 |
Subsidiaries of Solar Capital Ltd.* Exhibit 21.1 Subsidiaries of Solar Capital Ltd. The following list sets forth our consolidated subsidiaries, the state or country under whose laws the subsidiaries are organized, and the percentage of voting securities or membership interests owned by us in each such subsidiary: NEFCORP LLC (Delaware) ? 100% NEFPASS LLC (Delaware) ? 100% SLRC ADI Corp. (Delaware) ? 100% The subsidiaries listed abo |
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| February 24, 2021 |
EXHIBIT 99.1 Solar Capital Ltd. Announces Quarter and Fiscal Year Ended December 31, 2020 Financial Results; Comprehensive Portfolio Grows 37% QoQ; Exceeds $2 Billion 100% Performing Portfolio Declares Quarterly Distribution of $0.41 Per Share for Q1, 2021 NEW YORK, Feb. 24, 2021 (GLOBE NEWSWIRE) - Solar Capital Ltd. (NASDAQ: SLRC) (the ?Company? or ?Solar Capital?), today reported net investment |
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| February 24, 2021 |
Exhibit 99.2 CONSOLIDATED FINANCIAL STATEMENTS NEF Holdings, LLC and Subsidiaries (A Limited Liability Company) Years ended December 31, 2020 and December 31, 2019 With Independent Auditors? Report NEF Holdings, LLC and Subsidiaries Consolidated Financial Statements Years Ended December 31, 2020 and December 31, 2019 Contents Independent Auditors? Report 1 Consolidated Balance Sheets 2 Consolidate |
