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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to StoneX Group Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 29, 2025 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer |
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| August 29, 2025 |
Ex-Filing Fees CALCULATION OF FILING FEE TABLES S-3 StoneX Group Inc. Table 1: Newly Registered and Carry Forward Securities Line Item Type Security Type Security Class Title Notes Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Newly Registered Securities Fees to be Paid Equity Common Stock, par v |
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| August 29, 2025 |
StoneX Group Inc. 3,085,554 Shares of Common Stock Filed Pursuant to Rule 424(b)(7) Registration No. 333-285071 PROSPECTUS SUPPLEMENT (To Prospectus dated February 19, 2025) StoneX Group Inc. 3,085,554 Shares of Common Stock This prospectus supplement relates to the offer and sale from time to time of up to 3,085,554 shares of common stock, par value $0.01 per share (“common stock”), of StoneX Group Inc. (the “Company”), by the selling stockholder |
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| August 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2025 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer |
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| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000 |
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| August 5, 2025 |
EXHIBIT 99.1 StoneX Group Inc. Reports Fiscal 2025 Third Quarter Financial Results Quarterly Net Operating Revenues of $488.3 million, up 4% Quarterly Net Income of $63.4 million, Quarterly ROE of 13.1%, YTD ROE of 15.9% Quarterly Diluted EPS of $1.22 per share New York, NY – August 5, 2025 – StoneX Group Inc. (the “Company”; NASDAQ: SNEX), a global financial services network that connects compani |
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| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2025 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer I |
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| July 31, 2025 |
Execution Version Exhibit 10.1 SUPPLEMENT NO. 1 TO INTERCREDITOR AGREEMENT THIS SUPPLEMENT NO. 1 TO INTERCREDITOR AGREEMENT is entered into as of July 31, 2025 (as amended, supplemented, modified or replaced from time to time, this “Supplement”), by and among STONEX GROUP INC., a Delaware corporation (the “Borrower”), the other Grantors party hereto, BANK OF AMERICA, N.A., in its capacity as First |
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| July 31, 2025 |
Exhibit 4.1 SUPPLEMENTAL INDENTURE THIS INITIAL SUPPLEMENTAL INDENTURE, dated as of July 31, 2025 (this “Supplemental Indenture”), by and among StoneX Payments Inc. (f/k/a/ StoneX Bullion Inc.), a Florida corporation, StoneX Commodity Solutions LLC (f/k/a FCStone Merchant Services, LLC), a Delaware limited liability company, FCStone Group, Inc., a Delaware corporation, StoneX Technology Services L |
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| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2025 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer ID |
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| July 31, 2025 |
Execution Version Exhibit 10.2 SUPPLEMENT NO. 1 TO SECURITY AND PLEDGE AGREEMENT THIS SUPPLEMENT NO. 1 TO SECURITY AND PLEDGE AGREEMENT is entered into as of July 31, 2025 (as amended, supplemented, modified or replaced from time to time, this “Supplement”), by and among STONEX GROUP INC., a Delaware corporation (the “Company”), the subsidiaries of the Company identified as “Obligors” on the signa |
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| July 31, 2025 |
Exhibit 99.1 StoneX Completes Acquisition of R.J. O’Brien, Becoming the Largest Non-Bank FCM in the United States and Enhancing Global Multi-Asset Capabilities The most significant acquisition in StoneX history unites two of the most well-respected names in the futures industry, combining 200+ years of derivatives expertise NEW YORK, July 31, 2025 - StoneX Group Inc. (NASDAQ: SNEX) (“StoneX” or th |
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| July 8, 2025 |
Exhibit 4.1 Execution Version INDENTURE Dated as of July 8, 2025 by and among STONEX ESCROW ISSUER LLC, as Escrow Issuer to be merged with and into STONEX GROUP INC. THE GUARANTORS PARTY HERETO FROM TIME TO TIME and THE BANK OF NEW YORK MELLON, as Trustee and Collateral Agent 6.875% SENIOR SECURED NOTES DUE 2032 TABLE OF CONTENTS Page Section 1.01 Definitions 1 Section 1.02 Other Definitions 40 Se |
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| July 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 8, 2025 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer ID |
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| June 24, 2025 |
Exhibit 99.1 StoneX Group Inc. Announces Pricing of $625.0 Million of Senior Secured Notes due 2032 June 23, 2025 NEW YORK, June 23, 2025 (GLOBE NEWSWIRE) - StoneX Group Inc. (the “Company” or “StoneX”; NASDAQ: SNEX), today announced the pricing of a previously announced offering of $625.0 million in aggregate principal amount of 6.875% Senior Secured Notes due 2032 (the “Notes”) to be issued by i |
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| June 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2025 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer ID |
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| June 24, 2025 |
Unaudited Pro Forma Condensed Combined Financial Information EXHIBIT 99.4 Unaudited Pro Forma Condensed Combined Financial Information The accompanying unaudited pro forma condensed combined financial information furnished in this Exhibit 99.4 was prepared in accordance with Article 11 of Securities and Exchange Commission (“SEC”) Regulation S-X and gives effect to the Merger Agreement with RJO with acquisition accounting applied to RJO as the accounting ac |
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| June 24, 2025 |
Exhibit 99.3 RTS INVESTOR CORP. AND SUBSIDIARIES Condensed Consolidated Financial Statements As of and for three month period ended March 31, 2025 RTS INVESTOR CORP. AND SUBSIDIARIES Condensed Consolidated Statement of Financial Condition March 31, 2025 (Unaudited) 1 Assets Assets: Cash and short-term investments – unrestricted $ 77,522,387 Cash funds segregated or in separate accounts as required |
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| June 24, 2025 |
rts12-31x2024auditreport Exhibit 99.2 RTS INVESTOR CORP. AND SUBSIDIARIES Consolidated Financial Statements December 31, 2024 (With Independent Auditor’s Report Thereon) Contents Independent Auditor’s Report 1-2 Financial Statements Consolidated Statement of Financial Condition 3 Consolidated Statement of Operations 4 Consolidated Statement of Comprehensive Income 5 Consolidated Statement of Chang |
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| June 23, 2025 |
Exhibit 99.1 SUMMARY HISTORICAL CONSOLIDATED AND PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION AND OTHER DATA OF STONEX The selected historical consolidated financial information as of September 30, 2024, 2023 and 2022 and for the fiscal years ended September 30, 2024, 2023 and 2022 have been derived from the Company’s audited consolidated financial statements incorporated by reference herein |
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| June 23, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2025 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer ID |
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| June 23, 2025 |
Exhibit 99.2 StoneX Group Inc. Announces Private Offering of $625.0 Million of Senior Secured Notes due 2032 June 23, 2025 NEW YORK, June 23, 2025 (GLOBE NEWSWIRE) - StoneX Group Inc. (the “Company” or “StoneX”; NASDAQ: SNEX), today announced an offering, subject to market conditions and other factors, $625.0 million in aggregate principal amount of Senior Secured Notes due 2032 (the “Notes”) to b |
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| June 4, 2025 |
Execution Version Exhibit 10.1 RESTATEMENT AGREEMENT THIS RESTATEMENT AGREEMENT (this “Restatement Agreement”), dated as of June 3, 2025, is entered into among STONEX GROUP INC. (f/k/a INTL FCSTONE INC.), a Delaware corporation (the “Borrower”), the Guarantors party hereto, the Lenders party hereto, and BANK OF AMERICA, N.A., as the Administrative Agent (in such capacity, the “Administrative Agent |
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| June 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2025 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer ID |
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| May 8, 2025 |
Calculation of Filing Fee Tables S-8 StoneX Group Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 1 Equity Common stock, $0.01 par value per share Other 3,469,000 $ 89.67 $ 311,065,230.00 0.0001531 $ 47,624.09 Total Offeri |
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| May 8, 2025 |
As filed with the Securities and Exchange Commission on May 7, 2025 As filed with the Securities and Exchange Commission on May 7, 2025 Registration No. |
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| May 7, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2025 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer ID N |
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| May 7, 2025 |
Employment Agreement, dated February 5, 2025, between StoneX Group Inc. and Charles Lyon Exhibit 10.2 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is entered into as of February 5, 2025 (the “Effective Date”) and is by and between StoneX Group Inc., a corporation organized under the laws of Delaware (the “Company”), and Charles Lyon (the “Executive”). The parties hereto, intending to be legally bound, hereby agree as follows: 1.Employment Term. The Company hereby |
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| May 7, 2025 |
Employment Agreement, dated March 25, 2022, between StoneX Group Inc. and Philip Smith Exhibit 10.3 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is entered into on March 25, 2022 and is between StoneX Financial Ltd, of Moor House, First Floor, 120 London Wall, London, EC2Y 5ET, a company registered in England and Wales, registered number 05616586 (the “Company”) and Philip A. Smith (the “Executive”). The parties hereto, intending to be legally bound, hereby agre |
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| May 7, 2025 |
EXHIBIT 99.1 StoneX Group Inc. Reports Fiscal 2025 Second Quarter Financial Results Quarterly Net Operating Revenues of $487.3 million, up 15% Quarterly Net Income of $71.7 million, ROE of 15.7% Quarterly Diluted EPS of $1.41 per share, up 29% New York, NY – May 7, 2025 – StoneX Group Inc. (the “Company”; NASDAQ: SNEX), a global financial services network that connects companies, organizations, tr |
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| May 7, 2025 |
Employment Agreement, dated March 25, 2022 between StoneX Group Inc. and Mark Maurer Exhibit 10.5 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is entered into as of March 25, 2022 (the “Effective Date”) and is by and between StoneX Group Inc., a corporation organized under the laws of Delaware (the “Company”) and Mark L. Maurer (the “Executive”). The parties hereto, intending to be legally bound, hereby agree as follows: 1.Employment Term. The Company hereby a |
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| May 7, 2025 |
Employment Agreement, dated February 5, 2025, between StoneX Group Inc. and Sean O’Connor Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is entered into as of February 5, 2025 (the “Effective Date”) and is by and between StoneX Group Inc., a corporation organized under the laws of Delaware (the “Company”) and Sean M. O’Connor (the “Executive”). The parties hereto, intending to be legally bound, hereby agree as follows: 1.Employment Term. The Company here |
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| May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 00 |
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| May 7, 2025 |
Exhibit 10.7 STONEX GROUP INC. 2022 OMNIBUS INCENTIVE COMPENSATION PLAN RESTRICTED STOCK AWARD AGREEMENT This RESTRICTED STOCK AWARD AGREEMENT (the “Agreement”), dated as of March 31, 2025 (the “Date of Grant”), is delivered by StoneX Group Inc. (the “Company”) to Sean M. O’Connor (the “Grantee”). RECITALS A.The StoneX Group Inc. 2022 Omnibus Incentive Compensation Plan (the “Plan”) provides for t |
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| May 7, 2025 |
Letter Agreement, dated as of March 31, 2025 by and between StoneX Group Inc. and Sean M. O’Connor Exhibit 10.6 LETTER AGREEMENT This letter agreement (“Letter Agreement”) is entered into as of March 31, 2025, by and between StoneX Group Inc., a corporation organized under the laws of Delaware (the “Company”) and Sean M. O’Connor (the “Executive”). The Company and Executive are each referred to herein individually as a “Party” and together as the “Parties.” WHEREAS, the Executive recently trans |
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| May 7, 2025 |
Employment Agreement, dated March 25, 2022 between StoneX Group Inc. and William Dunaway Exhibit 10.4 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is entered into as of March 25, 2022 (the “Effective Date”) and is by and between StoneX Group Inc., a corporation organized under the laws of Delaware (the “Company”) and William J. Dunaway (the “Executive”). The parties hereto, intending to be legally bound, hereby agree as follows: 1.Employment Term. The Company here |
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| May 7, 2025 |
Execution Version Exhibit 10.10 NINTH AMENDMENT TO CREDIT AGREEMENT THIS NINTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”), dated as of May 2, 2025 (the “Ninth Amendment Effective Date”), is entered into among STONEX GROUP INC. (f/k/a INTL FCSTONE INC.), a Delaware corporation (the “Borrower”), the Guarantors party hereto, the Lenders party hereto, and BANK OF AMERICA, N.A., as the Administra |
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| April 14, 2025 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER dated as of April 13, 2025 by and among STONEX GROUP INC., RTS MERGER SUB INC., RTS INVESTOR CORP. and WESTMOOR TRAIL PARTNERS LLC, in its capacity as the Equityholders’ Representative TABLE OF CONTENTS Page Section 1.01 Definitions 2 Section 1.02 Other Definitional and Interpretative Provisions 26 ARTICLE II THE MERGER Section 2.01 The Merger 27 Section 2. |
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| April 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 13, 2025 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer I |
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| April 14, 2025 |
▪ ▪ ▪ ▪ ▪ ▪ ▪ ▪ ▪ ▪ ▪ ▪ ▪ currency icon gold bars icon person icon office icon connected icon ▪ ▪ ▪ ▪ ▪ ▪ ▪ ▪ ▪ ▪ ▪ ▪ ▪ $12,101 $8,664 $8,279 $7,161 $6,150 $5,951 $2,431 $1,011 $932 Stone X + RJO INT ERACTI VE BROKERS LLC MAREX CAPIT AL MARKETS INC ADM INVESTOR SERVICES INC RJ OBRIEN ASSOCI ATE S LLC STONEX FINANCIAL INC WE DBUSH SECURITIE S INC TRAD EST ATION SECURITIE S INC PH ILLIP CAPI TAL INC |
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| April 14, 2025 |
, 2025, by and among the Company and certain RTS stockholders party thereto Exhibit 10.1 SUPPORT AGREEMENT This SUPPORT AGREEMENT (this “Agreement”), dated as of April 13, 2025, is entered into by and among StoneX Group Inc., a Delaware corporation (“Parent”) and each Equityholder of RTS Investor Corp., a Delaware corporation (the “Company”), that is or may become a party to this Agreement by virtue of executing a counterpart or joinder hereto (each, a “Covered Person”). |
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| April 14, 2025 |
StoneX to Acquire R.J. O’Brien, Creating a Market Leader in Global Derivatives EXHIBIT 99.1 StoneX to Acquire R.J. O’Brien, Creating a Market Leader in Global Derivatives •Transformational acquisition strengthens StoneX’s position as a leading Futures Commission Merchant (FCM) with a premier global derivatives platform •R.J. O’Brien is the oldest futures brokerage in the United States, founded in 1914 •Firms share a complementary focus on client service and prudent risk mana |
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| April 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2025 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer I |
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| March 10, 2025 |
2022 Omnibus Incentive Compensation Plan Exhibit 10.1 StoneX Group Inc. 2022 OMNIBUS INCENTIVE COMPENSATION PLAN The StoneX Group Inc. 2022 Omnibus Incentive Compensation Plan (as amended from time to time, the “Plan”) was initially adopted by the Board of StoneX Group Inc., a Delaware corporation (the “Company”) and approved by the shareholders of the Company on March 4, 2022. In 2021, the following plans: (i) the INTL FCStone Inc. 2013 |
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| March 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2025 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer ID |
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| February 20, 2025 |
with respect to the form of Indenture. Exhibit 25.1 = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) || THE BANK OF NE |
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| February 20, 2025 |
As filed with the Securities and Exchange Commission on February 19, 2025 As filed with the Securities and Exchange Commission on February 19, 2025 Registration No. |
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| February 20, 2025 |
Calculation of Filing Fee Tables S-3 StoneX Group Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Fi |
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| February 20, 2025 |
between us and The Bank of New York Mellon, as Exhibit 4.1 STONEX GROUP INC. as Issuer INDENTURE Dated as of [ ], 20[ ] THE BANK OF NEW YORK MELLON as Trustee CROSS-REFERENCE TABLE CROSS-REFERENCE TABLE TIA Section Indenture Section 310(a)(1) 11.5 (a)(2) 11.5 (a)(3) N.A. (a)(4) N.A. (a)(5) 11.5 (b) 11.4, 11.5 311(a) 11.9 (b) 11.9 312(a) 4.6(c), 11.11 (b) 11.11 (c) 11.11 313(a) 11.10(a) (b)(1) N.A. (b)(2) 11.10(a) (c) 11.10(a) (d) 11.10(b) 314( |
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| February 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): February 5, 2025 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State or Other Jurisdiction of Incorporation or Organization) |
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| February 5, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2025 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer |
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| February 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number |
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| February 5, 2025 |
EXHIBIT 99.1 StoneX Group Inc. Reports Fiscal 2025 First Quarter Financial Results Record Quarterly Net Operating Revenues of $492.1 million, up 17% Record Quarterly Net Income of $85.1 million, ROE of 19.5% Record Quarterly Diluted EPS of $2.54 per share, up 19% Announces a Three-for-Two Stock Split New York, NY – February 5, 2025 – StoneX Group Inc. (the “Company”; NASDAQ: SNEX), a global financ |
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| January 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| January 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| January 23, 2025 |
BlackLining Demo BlackLining Demo BlackLining Demo Annual Report 2024 In our 100th year at StoneX, we celebrated the many efforts and achievements that have shaped our company, while also sharpening our focus on intentional execution and a renewed sense of purpose. |
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| December 9, 2024 |
StoneX Announces Management Changes StoneX Announces Management Changes New York, NY., December 9, 2024 – StoneX Group Inc. (“StoneX”; NASDAQ: SNEX) announces changes to its executive management team. At its recently concluded meeting of the StoneX Board of Directors (the “Board”), several changes to StoneX’s executive management team were approved. These changes include: •Sean O’Connor, StoneX’s current Chief Executive Officer, wil |
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| December 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2024 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer |
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| November 29, 2024 |
Second Amendment to Credit Agreement This Second Amendment to Credit Agreement (the “Amendment”) is entered into as of October 29, 2024, by and among StoneX Financial Inc. |
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| November 29, 2024 |
Compensation Recovery Policy * STONEX GROUP INC. ACCOUNTING RESTATEMENT COMPENSATION RECOVERY POLICY This StoneX Group Inc. Accounting Restatement Compensation Recovery Policy (the “Policy”) has been adopted by the Board of Directors (the “Board”) of StoneX Group Inc. (the “Company”) on November 30, 2023 (the “Effective Date”). This Policy provides for the recovery of certain executive compensation in the event of an accounting |
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| November 29, 2024 |
EXECUTION VERSION INCREASE REQUEST Dated August 5, 2024 To: Coöperatieve Rabobank U. |
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| November 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-23554 StoneX Gro |
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| November 29, 2024 |
Description of Registrant’s Securities Exhibit 4.1 DESCRIPTION OF REGISTRANT’S SECURITIES As of November 27, 2024, StoneX Group Inc., a Delaware corporation (hereinafter, the “Company”), had one class of securities registered pursuant to Section 12 of the U.S. Securities Exchange Act of 1934, as amended: Common Stock, par value $0.01 per share (the “Common Stock”). The following summary includes a brief description of the Common Stock, |
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| November 29, 2024 |
StoneX Group Inc. Insider Trading Policy Applies to: StoneX Group Inc. and its Subsidiaries Contents 1. Background.......................................................................................................................... 1 2. Policy Statement on Insider Trading..................................................................................... 1 2.1 Policy Statement….............. |
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| November 29, 2024 |
CONFORMED COPY USD 115,000,000 single currency revolving facility agreement Originally dated 14 October 2020, as amended by amendment and restatement agreements dated 7 December 2020, 18 November 2021, 13 October 2022, 12 October 2023 and 9 October 2024, as amended by an amendment letter dated 31 October 2024 and reflecting the Accordion Option Notice dated 31 October 2024 StoneX Financial Ltd (the Borrower) StoneX Group Inc. |
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| November 29, 2024 |
List of the Company’s subsidiaries. * Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT Name Place of Incorporation Estate Insurance Services, Ltd Massachusetts, U.S. FCC Futures, Inc. Iowa, U.S. FCStone Group, Inc. Delaware, U.S. FCStone Paraguay S.R.L. Paraguay GAIN Capital Europe GmbH Germany GAIN Capital – Forex.com Canada, Ltd. Canada GAIN Capital – Forex.com Hong Kong, Ltd. Hong Kong GAIN Capital – Forex.com International BV The Nethe |
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| November 29, 2024 |
EXECUTION VERSION FIRST AMENDMENT AND LIMITED WAIVER TO THIRD AMENDED AND RESTATED CREDIT AGREEMENT AND SECOND AMENDED AND RESTATED SECURITY AGREEMENT This First Amendment and Limited Waiver to Third Amended and Restated Credit Agreement and Second Amended and Restated Security Agreement, dated as of July 29, 2024 (this "Amendment"), by and among STONEX COMMODITY SOLUTIONS LLC, a Delaware limited liability company (formerly known as FCStone Merchant Services, LLC) (the "Borrower"), STONEX GROUP INC. |
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| November 19, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2024 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employe |
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| November 19, 2024 |
EXHIBIT 99.1 StoneX Group Inc. Reports Fiscal 2024 Fourth Quarter Financial Results Record Fiscal Year Results, with Net Income of $260.8 million, up 9% Quarterly Net Operating Revenues of $454.8 million, up 13% Record Quarterly Net Income of $76.7 million, ROE of 18.5% Quarterly Diluted EPS of $2.32 per share, up 48% New York, NY – November 19, 2024 – StoneX Group Inc. (the “Company”; NASDAQ: SNE |
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| November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2024 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer |
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| November 8, 2024 |
NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION, IN WHOLE OR IN PART, DIRECTLY OR INDIRECTLY, IN, INTO OR FROM ANY JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF THE RELEVANT LAWS OR REGULATIONS OF SUCH JURISDICTION. |
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| October 21, 2024 |
Rule 8 Announcement to Stockholders NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION, DIRECTLY OR INDIRECTLY, IN WHOLE OR IN PART IN, INTO OR FROM ANY JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF THE RELEVANT LAWS OR REGULATIONS OF SUCH JURISDICTION. |
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| October 21, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2024 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer |
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| September 5, 2024 |
Restated Bylaws of StoneX Group Inc. STONEX GROUP INC. *************************** BYLAWS As Amended and Restated Effective August 28, 2024 *************************** Article I OFFICES Section 1Registered Office. The registered office of StoneX Group Inc. (the “Corporation”) in the State of Delaware, and the name of its registered agent at such address, shall be as set forth in the Corporation’s certificate of incorporation, as the |
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| September 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2024 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000 |
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| August 6, 2024 |
EXHIBIT 99.1 StoneX Group Inc. Reports Fiscal 2024 Third Quarter Financial Results Quarterly Operating Revenues of $913.7 million, up 18% Record Net Operating Revenues of $468.5 million, up 7% Quarterly Net Income of $61.9 million, ROE of 15.7% Quarterly Diluted EPS of $1.88 per share, down 13% New York, NY – August 6, 2024 – StoneX Group Inc. (the “Company”; NASDAQ: SNEX), a global financial serv |
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| August 6, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2024 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer I |
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| June 17, 2024 |
Termination of a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2024 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer ID |
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| May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 00 |
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| May 9, 2024 |
Execution Version Exhibit 10.1 EIGHTH AMENDMENT TO CREDIT AGREEMENT THIS EIGHTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”), dated as of April 29, 2024 (the “Eighth Amendment Effective Date”), is entered into among STONEX GROUP INC. (f/k/a INTL FCSTONE INC.), a Delaware corporation (the “Borrower”), the Guarantors party hereto, the Lenders party hereto, and BANK OF AMERICA, N.A., as the Admin |
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| May 9, 2024 |
Exhibit 10.2 ASSIGNMENT AND ASSUMPTION This Assignment and Assumption (this “Assignment and Assumption”) is dated as of the Effective Date set forth below and is entered into by and between Flagstar Bank, N.A. (the “Assignor”) and BOKF, NA dba BOK Financial (the “Assignee”). Capitalized terms used but not defined herein shall have the meanings given to them in the Credit Agreement identified below |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2024 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer ID N |
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| May 8, 2024 |
EXHIBIT 99.1 StoneX Group Inc. Reports Fiscal 2024 Second Quarter Financial Results Quarterly Operating Revenues of $818.2 million, up 16% Quarterly Net Income of $53.1 million, ROE of 14.0% Quarterly Diluted EPS of $1.63 per share, up 25% New York, NY – May 8, 2024 – StoneX Group Inc. (the “Company”; NASDAQ: SNEX), a global financial services network that connects companies, organizations, trader |
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| April 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 2, 2024 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer ID |
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| March 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2024 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employe |
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| March 1, 2024 |
StoneX Group Inc. Announces Closing of $550 Million of Senior Secured Notes due 2031 Exhibit 99.1 StoneX Group Inc. Announces Closing of $550 Million of Senior Secured Notes due 2031 March 1, 2024 NEW YORK, March 1, 2024 (GLOBE NEWSWIRE) - StoneX Group Inc. (the “Company”; NASDAQ: SNEX), today announced the closing of its previously-announced offering of $550 million in aggregate principal amount of 7.875% Senior Secured Notes due 2031 (the “Notes”). The Notes and the related Note |
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| March 1, 2024 |
Indenture by and among the Company, the guarantors party thereto from time to time and The Bank of Exhibit 4.1 INDENTURE Dated as of March 1, 2024 by and among STONEX GROUP INC., as Issuer THE GUARANTORS PARTY HERETO FROM TIME TO TIME and THE BANK OF NEW YORK MELLON, as Trustee and Collateral Agent 7.875% SENIOR SECURED NOTES DUE 2031 i TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND INCORPORATION BY REFERENCE Section 1.01 Definitions ........................................................... |
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| March 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2024 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer ID |
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| February 16, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2024 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employe |
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| February 16, 2024 |
StoneX Group Inc. Announces Pricing of $550 Million of Senior Secured Notes due 2031 Exhibit 99.1 StoneX Group Inc. Announces Pricing of $550 Million of Senior Secured Notes due 2031 February 15, 2024 NEW YORK, Feb. 15, 2024 (GLOBE NEWSWIRE) - StoneX Group Inc. (the “Company”; NASDAQ: SNEX), today announced the pricing of its previously-announced offering of $550 million in aggregate principal amount of 7.875% Senior Secured Notes due 2031 (the “Notes”). The Notes and the related |
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| February 15, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2024 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employe |
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| February 15, 2024 |
StoneX Group Inc. Announces Private Offering of $550 Million of Senior Secured Notes due 2031 Exhibit 99.2 StoneX Group Inc. Announces Private Offering of $550 Million of Senior Secured Notes due 2031 February 15, 2024 NEW YORK, Feb. 15, 2024 (GLOBE NEWSWIRE) - StoneX Group Inc. (the "Company"; NASDAQ: SNEX), today announced that it intends to offer, subject to market conditions and other factors, $550 million in aggregate principal amount of Senior Secured Notes due 2031 (the "Notes"). Th |
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| February 15, 2024 |
Exhibit 99.1 Excerpts from Preliminary Offering Memorandum of StoneX Group Inc., dated February 15, 2024 CERTAIN NON-U.S. GAAP FINANCIAL MEASURES In this offering memorandum, we present certain non-GAAP financial measures of the Company, such as EBITDA, Adjusted EBITDA, Adjusted Net Income and Adjusted Return on Equity, which are not required by, or presented in accordance with, U.S. GAAP. For add |
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| February 13, 2024 |
SNEX / StoneX Group Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv02005-stonexgroupinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4)* Name of issuer: StoneX Group Inc Title of Class of Securities: Common Stock CUSIP Number: 861896108 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate th |
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| February 6, 2024 |
EXHIBIT 99.1 StoneX Group Inc. Reports Fiscal 2024 First Quarter Financial Results Quarterly Operating Revenues of $784.2 million, up 20% Quarterly Net Income of $69.1 million, ROE of 19.3% Quarterly Diluted EPS of $2.13 per share New York, NY – February 6, 2024 – StoneX Group Inc. (the “Company”; NASDAQ: SNEX), a global financial services network that connects companies, organizations, traders an |
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| February 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number |
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| February 6, 2024 |
StoneX Group Inc. 2022 Omnibus Incentive Compensation Plan EXHIBIT StoneX Group Inc. 2022 OMNIBUS INCENTIVE COMPENSATION PLAN StoneX Group Inc., a Delaware corporation (the “Company”), has previously adopted this StoneX Group Inc. 2022 Omnibus Incentive Compensation Plan (the “Plan”). In 2021, the following plans: (i) the INTL FCStone Inc. 2013 Stock Option Plan, (ii) the INTL FCStone Inc. 2017 Restricted Stock Plan and (iii) the INTL FCStone Inc. 2016 Lo |
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| February 6, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2024 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer |
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| January 19, 2024 |
Annual Report 2023 2023 Annual Report I X We Connect Clients to Markets Table of Contents Financial Highlights . |
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| January 18, 2024 |
snex032stonex-groupx202 www.StoneX.com Annual Report 2023 SNEX032Cover.indd 1 1/15/24 7:10 AM We Connect Clients to Markets SNEX032Cover.indd 2 1/5/24 7:00 PM Table of Contents Financial Highlights .......................................................................................................................................................................................................... |
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| January 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| January 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| November 24, 2023 |
Amendment and restatement agreement relating to a USD 75,000,000 single currency revolving facility agreement originally dated 14 October 2020, as amended and restated pursuant to amendment and restatement agreements dated 7 December 2020, 18 November 2021 and 13 October 2022 Dated 12 October 2023 StoneX Financial Ltd (the Borrower) StoneX Group Inc. |
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| November 24, 2023 |
Description of Registrant’s Securities Exhibit 4.1 DESCRIPTION OF REGISTRANT’S SECURITIES As of November 24, 2023, StoneX Group Inc., a Delaware corporation (hereinafter, the “Company”), had one class of securities registered pursuant to Section 12 of the U.S. Securities Exchange Act of 1934, as amended: Common Stock, par value $0.01 per share (the “Common Stock”). The following summary includes a brief description of the Common Stock, |
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| November 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-23554 StoneX Gro |
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| November 24, 2023 |
List of the Company’s subsidiaries. * Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Name Place of Incorporation CDI - Societe Cotonniere de Distribution S. |
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| November 24, 2023 |
First Amendment to Credit Agreement This First Amendment to Credit Agreement (the “Amendment”) is entered into as of October 31, 2023, by and among StoneX Financial Inc. |
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| November 15, 2023 |
EXHIBIT 99.1 StoneX Group Inc. Reports Fiscal 2023 Fourth Quarter Financial Results Record Fiscal Year Results in 2023, with Diluted EPS of $11.18, up 12% and ROE of 19.5% Quarterly Operating Revenues of $778.0 million, up 33% Quarterly Net Income of $50.7 million, ROE of 15.0% Quarterly Diluted EPS of $2.36 per share New York, NY – November 15, 2023 – StoneX Group Inc. (the “Company”; NASDAQ: SNE |
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| November 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2023 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employe |
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| November 7, 2023 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) StoneX Group Inc. |
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| November 7, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2023 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer |
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| November 7, 2023 |
StoneX Announces a Three-for-Two Stock Split EXHIBIT 99.1 StoneX Announces a Three-for-Two Stock Split New York, NY – November 7, 2023 – StoneX Group Inc. (NASDAQ: SNEX) announced today that its Board of Directors has approved a three-for-two split of its common stock to make stock ownership more accessible to employees and investors. The stock split will be effected as a stock dividend entitling each stockholder of record to receive one add |
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| November 7, 2023 |
As filed with the Securities and Exchange Commission on November 6, 2023 As filed with the Securities and Exchange Commission on November 6, 2023 Registration No. |
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| September 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 30, 2023 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer |
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| August 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2023 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer |
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| August 16, 2023 |
Certificate of Amendment of Certificate of Incorporation Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION OF STONEX GROUP INC. StoneX Group Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY as follows: 1.The Corporation hereby amends and restates Article Fifth, Section 4(a)(i) of its Restated Certificate of Incorporation (the “Ce |
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| August 2, 2023 |
EXECUTION VERSION SEVENTH AMENDMENT TO CREDIT AGREEMENT AND AMENDMENT TO SECURITY AGREEMENT Dated as of June 30, 2023 among STONEX GROUP INC. |
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| August 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2023 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer I |
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| August 2, 2023 |
EXHIBIT 99.1 StoneX Group Inc. Reports Fiscal 2023 Third Quarter Financial Results Quarterly Operating Revenues of $776.9 million, up 47% Quarterly Net Income of $69.5 million, ROE of 21.6% Quarterly Diluted EPS of $3.25 per share New York, NY – August 2, 2023 – StoneX Group Inc. (the “Company”; NASDAQ: SNEX), a global financial services network that connects companies, organizations, traders and |
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| August 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000 |
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| August 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| June 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| June 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| June 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| May 3, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2023 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer ID N |
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| May 3, 2023 |
EXHIBIT 99.1 StoneX Group Inc. Reports Fiscal 2023 Second Quarter Financial Results Quarterly Operating Revenues of $704.4 million, up 29% Quarterly Net Income of $41.7 million, ROE of 13.8% Quarterly Diluted EPS of $1.95 per share New York, NY – May 3, 2023 – StoneX Group Inc. (the “Company”; NASDAQ: SNEX), a global financial services network that connects companies, organizations, traders and in |
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| May 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 00 |
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| March 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2023 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer ID |
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| February 9, 2023 |
SNEX / Stonex Group Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01975-stonexgroupinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: StoneX Group Inc. Title of Class of Securities: Common Stock CUSIP Number: 861896108 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate t |
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| February 7, 2023 |
COMMITMENT AMOUNT INCREASE REQUEST December 19, 2022 BMO Harris Bank N.A., as Administrative Agent (the “Administrative Agent”) for the Lenders referred to below 320 South Canal Street Chicago, Illinois 60606 Attention: Agency Services Re: Credit Agreement dated as of December 12, 2022 (together with all amendments, if any, hereafter from time to time made thereto, the “Credit Agreement”) by and a |
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| February 7, 2023 |
Credit Agreement Dated as of December 12, 2022 among StoneX Financial Inc., The Guarantors from time to time parties hereto, the Lenders from time to time parties hereto, and BMO Harris Bank N.A., as Administrative Agent BMO Capital Markets, as Sole-Lead Arranger and Book Runner Credit Agreement (2022) 4865-0711-5830 v9.docx 4396354 Table of Contents Section Heading Page Section 1. The Credit Faci |
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| February 7, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2023 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer |
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| February 7, 2023 |
EXHIBIT 99.1 StoneX Group Inc. Reports Fiscal 2023 First Quarter Financial Results Quarterly Operating Revenues of $654.8 million, up 45% Quarterly Net Income of $76.6 million, ROE of 27.3% Quarterly Diluted EPS of $3.62 per share, up 77% New York, NY – February 7, 2023 – StoneX Group Inc. (the “Company”; NASDAQ: SNEX), a global financial services network that connects companies, organizations, tr |
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| February 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number |
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| January 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| January 20, 2023 |
Annual Report 2022 We connect clients to markets 2022 ANNUAL REPORT I X 2022 ANNUAL REPORT I X Table of contents FINANCIAL HIGHLIGHTS . |
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| January 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| December 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2022 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employe |
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| November 29, 2022 |
Execution Version Amendment and restatement agreement relating to a USD 50,000,000 single currency revolving facility agreement originally dated 14 October 2020, as amended and restated pursuant to amendment and restatement agreements dated 7 December 2020 and 18 November 2021 Dated 2022 13 October StoneX Financial Ltd (the Borrower) StoneX Group Inc. |
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| November 29, 2022 |
List of the Company’s subsidiaries. * Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Name Place of Incorporation CDI do Brasil Comercio e Exportacao de Commodities Ltda Brazil CDI - Societe Cotonniere de Distribution S. |
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| November 29, 2022 |
Description of Registrant’s Securities Exhibit 4.4 DESCRIPTION OF REGISTRANT?S SECURITIES As of November 29, 2022, StoneX Group Inc., a Delaware corporation (hereinafter, the ?Company?), had one class of securities registered pursuant to Section 12 of the U.S. Securities Exchange Act of 1934, as amended: Common Stock, par value $0.01 per share (the ?Common Stock?). The following summary includes a brief description of the Common Stock, |
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| November 29, 2022 |
EXECUTION VERSION NINETEENTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This Nineteenth Amendment to Amended and Restated Credit Agreement (herein, the ?Amendment?) is entered into as of April 1, 2022, by and among StoneX Financial Inc. |
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| November 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended September 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-23554 StoneX Gro |
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| November 21, 2022 |
EXHIBIT 99.1 StoneX Group Inc. Reports Fiscal 2022 Fourth Quarter Financial Results Record Fiscal 2022 Results, with Diluted EPS of $10.01, up 74% and Return on Equity of 21.0% Quarterly Operating Revenues of $583.4 million, up 50% Quarterly Net Income of $52.3 million, ROE of 19.8% Quarterly Diluted EPS of $2.49 per share, up 592% New York, NY ? November 21, 2022 ? StoneX Group Inc. (the ?Company |
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| November 21, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 21, 2022 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employe |
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| November 1, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2022 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer |
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| November 1, 2022 |
StoneX Expands Commodities Trading Business with Acquisition of Cotton Distributors Inc. StoneX Expands Commodities Trading Business with Acquisition of Cotton Distributors Inc. |
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| August 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2022 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer |
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| August 3, 2022 |
Third Amended and Restated Credit Agreement Dated as of July 28, 2022, among StoneX Commodity Solutions LLC, The Guarantors from time to time parties hereto, The Lenders from time to time parties hereto, and CO?PERATIEVE RABOBANK U. |
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| August 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000 |
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| August 3, 2022 |
EXHIBIT 99.1 StoneX Group Inc. Reports Fiscal 2022 Third Quarter Financial Results Quarterly Operating Revenues of $528.8 million, up 23% Quarterly Net Income of $49.1 million, ROE of 19.1% Quarterly Diluted EPS of $2.37 per share, up 42% New York, NY ? August 3, 2022 ? StoneX Group Inc. (the ?Company?; NASDAQ: SNEX), a diversified global brokerage and financial services firm providing execution, |
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| August 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2022 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer I |
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| May 4, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2022 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer ID N |
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| May 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 00 |
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| May 4, 2022 |
EXHIBIT 99.1 StoneX Group Inc. Reports Fiscal 2022 Second Quarter Financial Results Record Quarterly Operating Revenues of $544.7 million, up 16% Quarterly Net Income of $64.0 million, ROE of 26.1% Quarterly Diluted EPS of $3.11 per share, up 14% New York, NY ? May 4, 2022 ? StoneX Group Inc. (the ?Company?; NASDAQ: SNEX), a diversified global brokerage and financial services firm providing execut |
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| April 27, 2022 |
Execution Version Exhibit 10.1 SIXTH AMENDMENT TO CREDIT AGREEMENT Dated as of April 21, 2022 among STONEX GROUP INC. (f/k/a INTL FCSTONE INC.), as Borrower, BANK OF AMERICA, N.A., as Administrative Agent, Swing Line Lender and L/C Issuer, and THE OTHER LENDERS PARTY HERETO Arranged By: BOFA SECURITIES, INC., BMO CAPITAL MARKET CORP. and CAPITAL ONE, NATIONAL ASSOCIATION, as Joint Lead Arrangers a |
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| April 27, 2022 |
Exhibit 10.3 INTERCREDITOR JOINDER AGREEMENT THIS INTERCREDITOR JOINDER AGREEMENT dated as of April 21, 2022 (this ?Agreement?), is entered into by and among STONEX PAYMENT SERVICES LTD., a Washington profit corporation, in its capacity as a First Lien Guarantor and as a Second Lien Guarantor under the Intercreditor Agreement (as defined below) (the ?New Grantor?), Bank of America, N.A., in its ca |
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| April 27, 2022 |
Exhibit 10.4 JOINDER AGREEMENT THIS JOINDER AGREEMENT (this ?Agreement?), dated as of April 21, 2022, is by and between STONEX PAYMENT SERVICES LTD., a Washington profit corporation (the ?Subsidiary?), and BANK OF AMERICA, N.A., in its capacity as Administrative Agent under that certain Amended and Restated Credit Agreement (as it may be amended, modified, restated or supplemented from time to tim |
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| April 27, 2022 |
Exhibit 10.2 Second Supplemental Indenture THIS SECOND SUPPLEMENTAL INDENTURE, dated as of April 21, 2022 (this ?Supplemental Indenture?), by and among StoneX Payment Services Ltd., a Washington profit corporation (the ?Guaranteeing Subsidiary?), StoneX Group Inc. (formerly known as INTL FCStone Inc.), a Delaware corporation (the ?Issuer?), the Guarantors party to the Indenture (as defined below) |
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| April 27, 2022 |
StoneX Group Inc. Announces New Three-Year Credit Facility EXHIBIT 99.1 StoneX Group Inc. Announces New Three-Year Credit Facility NEW YORK, April 27, 2022 (GLOBE NEWSWIRE) ? StoneX Group Inc. (NASDAQ: SNEX), today announced that it has agreed to amend its existing $401 million senior secured credit facility, to extend the maturity through April 2025 and to increase the size of the facility to $475 million. The existing facility, comprised of a $236 milli |
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| April 27, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2022 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer I |
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| March 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2022 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer I |
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| March 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2022 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer ID |
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| February 10, 2022 |
SNEX / Stonex Group Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: StoneX Group Inc. Title of Class of Securities: Common Stock CUSIP Number: 861896108 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ??R |
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| February 7, 2022 |
EXHIBIT 99.1 StoneX Group Inc. Reports Fiscal 2022 First Quarter Financial Results Quarterly Operating Revenues of $450.5 million, up 19% Quarterly Net Income of $41.7 million, ROE of 18.0% Quarterly Diluted EPS of $2.04 per share, up 108% New York, NY ? February 7, 2022 ? StoneX Group Inc. (the ?Company?; NASDAQ: SNEX), a diversified global brokerage and financial services firm providing executio |
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| February 7, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2022 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer |
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| February 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number |
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| January 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| January 21, 2022 |
2021 ANNUAL REPORT We connect clients to the global markets ecosystem through institutional-grade platforms, end-to-end clearing and execution, and high-touch expertise. |
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| January 21, 2022 |
DEFA14A 1 sch14aproxycard.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the |
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| November 29, 2021 |
STONEX GROUP INC. CLAWBACK POLICY This StoneX Group Inc. Clawback Policy (this ?Clawback Policy?) applies to certain incentive-based compensation paid to Covered Executives of StoneX Group Inc. (the ?Company?), to the extent permitted by applicable law. This Clawback Policy shall be effect as of May 21, 2021 (the ?Effective Date?). Section 1. Definitions a.?Board? means the Board of Directors of t |
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| November 29, 2021 |
STONEX GROUP INC. 2021 OMNIBUS INCENTIVECOMPENSATION PLAN OPTION AWARD AGREEMENT [INCENTIVE STOCK OPTIONS][NONQUALIFED STOCK OPTIONS] This OPTION AWARD AGREEMENT (the ?Agreement?), dated as of (the ?Date of Grant?), is delivered by StoneX Group Inc. (the ?Company?) to (the ?Grantee?). RECITALS A.The StoneX Group Inc. 2021 Omnibus Incentive Compensation Plan (the ?Plan?) provides for the grant of o |
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| November 29, 2021 |
List of the Company’s subsidiaries. * Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Name Place of Incorporation Chasing Returns Limited Ireland Coininvest GmbH Germany European Precious Metal Trading GmbH Germany Exotic Partners LLP United Kingdom FCC Futures, Inc. |
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| November 29, 2021 |
EXHIBIT 99.1 StoneX Group Inc. Reports Fiscal 2021 Fourth Quarter Financial Results Quarterly Operating Revenues of $390.1 million, up 14% Quarterly Net Income of $7.3 million, ROE of 3.2% Annual Net Income of $116.3 million, ROE of 13.9% New York, NY ? November 29, 2021 ? StoneX Group Inc. (the ?Company?; NASDAQ: SNEX), a diversified global brokerage and financial services firm providing executio |
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| November 29, 2021 |
STONEX GROUP INC. 2021 OMNIBUS INCENTIVE COMPENSATION PLAN RESTRICTED STOCK AWARD AGREEMENT This RESTRICTED STOCK AWARD AGREEMENT (the ?Agreement?), dated as of (the ?Date of Grant?), is delivered by StoneX Group Inc. (the ?Company?) to (the ?Grantee?). RECITALS A.The StoneX Group Inc. 2021 Omnibus Incentive Compensation Plan (the ?Plan?) provides for the grant of restricted stock awards with resp |
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| November 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended September 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-23554 StoneX Gro |
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| November 29, 2021 |
Description of Registrant’s Securities Exhibit 4.4 DESCRIPTION OF REGISTRANT?S SECURITIES As of November 29, 2021, StoneX Group Inc., a Delaware corporation (hereinafter, the ?Company?), had one class of securities registered pursuant to Section 12 of the U.S. Securities Exchange Act of 1934, as amended: Common Stock, par value $0.01 per share (the ?Common Stock?). The following summary includes a brief description of the Common Stock, |
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| November 29, 2021 |
STONEX GROUP INC. 2021 OMNIBUS INCENTIVE COMPENSATION PLAN LONG TERM INCENTIVE PERFORMANCE-BASED CASH COMPENSATION AWARD AGREEMENT This LONG TERM INCENTIVE PERFORMANCE-BASED CASH COMPENSATION AWARD AGREEMENT (the ?Agreement?), dated as of (the ?Date of Grant?), is delivered by StoneX Group Inc. (the ?Company?) to (the ?Grantee?). RECITALS A.The StoneX Group Inc. 2021 Omnibus Incentive Compensation |
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| November 29, 2021 |
STONEX GROUP INC. 2021 OMNIBUS INCENTIVE COMPENSATION PLAN Effective as of May 21, 2021 (the ?Effective Date?), the StoneX Group Inc. 2021 Omnibus Incentive Compensation Plan (the ?Plan?) is hereby established as a successor to the following plans: (i) the INTL FCStone Inc. 2013 Stock Option Plan, (ii) the INTL FCStone Inc. 2017 Restricted Stock Plan and (iii) the INTL FCStone Inc. 2016 Long-Term |
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| November 29, 2021 |
financial institutions from time to time party to this Agreement, as Lenders, FINAL DRAFT USD 50,000,000 single currency revolving facility agreement Originally dated 14 October 2020, as amended by amendment and restatement agreements dated 7 December 2020 and 2021 StoneX Financial Ltd (the Borrower) StoneX Group Inc. |
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| November 29, 2021 |
StoneX Group Inc. Code of Ethics StoneX Group Inc. Code of Ethics Version VIII August 16, 2021 Applies to: StoneX Group Inc., its directors, officers and employees, and its corporate subsidiaries Page 1 of #NUMPAGES# StoneX Group Inc. Code of Ethics Contents TOC \o "1-3" \h \z \u 1. Introduction 3 2. Honest and Ethical Conduct 3 3. Diversity and Inclusion 3 4. Reporting of Potential Violations 3 5 |
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| November 29, 2021 |
STONEX GROUP INC. 2021 EXECUTIVE PERFORMANCE PLAN Section 1. Purpose of Plan The purpose of the Plan is to promote the success of the Company by providing participating executives with incentive compensation. Section 2. Definitions and Terms 2.1 Accounting Terms. Except as otherwise expressly provided or required by the context, financial and accounting terms are used as defined for purposes of, a |
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| November 29, 2021 |
EIGHTEENTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This Eighteenth Amendment to Amended and Restated Credit Agreement (herein, the ?Amendment?) is entered into as of April 2, 2021, by and among StoneX Financial Inc. |
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| November 29, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 29, 2021 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employe |
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| November 29, 2021 |
Execution Version FIFTH AMENDMENT TO CREDIT AGREEMENT THIS FIFTH AMENDMENT TO CREDIT AGREEMENT (this ?Agreement?), dated as of June 18, 2021, is entered into among STONEX GROUP INC. |
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| October 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 1, 2021 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer |
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| October 6, 2021 |
STONEX GROUP INC. NASDAQ: SNEX www.stonex.com StoneX Names Dr. Dhamu R. Thamodaran to Board of Directors Executive Vice President, Chief Strategy Officer & Chief Commodity Hedging Officer bolsters leadership of StoneX Group Inc. NEW YORK, October 6, 2021 ? StoneX Group Inc. (NASDAQ: SNEX), a diversified global brokerage and financial services firm providing execution, risk management and advisory |
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| August 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2021 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer |
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| August 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000 |
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| August 9, 2021 |
EXHIBIT 99.1 StoneX Group Inc. Reports Fiscal 2021 Third Quarter Financial Results Quarterly Operating Revenues of $431.5 million, up 34% Quarterly Net Income of $34.2 million Quarterly Diluted EPS of $1.67 per share, ROE of 15.5% New York, NY ? August 9, 2021 ? StoneX Group Inc. (the ?Company?; NASDAQ: SNEX), a diversified global brokerage and financial services firm providing execution, risk man |
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| August 9, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2021 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer I |
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| June 22, 2021 |
Execution Version FIFTH AMENDMENT TO CREDIT AGREEMENT THIS FIFTH AMENDMENT TO CREDIT AGREEMENT (this ?Agreement?), dated as of June 18, 2021, is entered into among STONEX GROUP INC. |
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| June 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2021 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer ID |
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| May 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2021 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer ID |
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| May 10, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 00 |
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| May 10, 2021 |
EX-99.1 2 earningsrelease2021qtr2.htm EXHIBIT 99.1 EXHIBIT 99.1 StoneX Group Inc. Reports Fiscal 2021 Second Quarter Financial Results Record Quarterly Operating Revenues of $471.4 million, up 29% Quarterly Net Income of $55.3 million, up 41% Quarterly Diluted EPS of $2.73 per share, ROE of 26.7% New York, NY – May 10, 2021 – StoneX Group Inc. (the “Company”; NASDAQ: SNEX), a diversified global br |
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| May 10, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2021 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer ID |
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| March 2, 2021 |
Regulation FD Disclosure, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2021 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employe |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: StoneX Group Inc. Title of Class of Securities: Common Stock CUSIP Number: 861896108 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ R |
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| February 8, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2021 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer |
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| February 8, 2021 |
EXHIBIT 99.1 StoneX Group Inc. Reports Fiscal 2021 First Quarter Financial Results Quarterly Operating Revenues of $380.1 million, up 37% Quarterly Net Income of $19.5 million, up 20% Quarter Diluted EPS of $0.98 per share, ROE of 10.0% New York, NY – February 8, 2021 – StoneX Group Inc. (the ‘Company’; NASDAQ: SNEX), a diversified global brokerage and financial services firm providing execution, |
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| February 8, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number |
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| January 15, 2021 |
a2020annualreportinsert We Are StoneX We believe in connecting every company, every organization, every trader and every investor to every advantage they need to succeed in today’s global markets ecosystem. |
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| January 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| January 15, 2021 |
a2020annualreport 2020 ANNUAL REPORT Exchanges and Other Markets Exchange of Capabilities, Insights and Expertise Where Network Pathways Connect and Intersect The Multiplier Effect of All the Connections We Make Reliability Permanence Saul Stone & Company, 1924 Strength SAME COMPANY. |
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| January 15, 2021 |
Youâve Exceeded the SECâs Traffic Limit U.S. Securities and Exchange Commission Youâve Exceeded the SECâs Traffic Limit Your request rate has exceeded the SECâs maximum allowable requests per second. Your access to SEC.gov will be limited for 10 minutes. Current guidelines limit each user to a total of no more than 10 requests per second, regardless of the number of machines used to submit requests. To ensure that SEC.gov remains |
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| January 15, 2021 |
a2021proxynotice Step 1: Go to www.envisionreports.com/SNEX. Step 2: Click on Cast Your Vote or Request Materials. Step 3: Follow the instructions on the screen to log in. www.envisionreports.com/SNEX Online Go to www.envisionreports.com/SNEX or scan the QR code — login details are located in the shaded bar below. Shareholder Meeting Notice 03D9TC + + Important Notice Regarding the Availability of |
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| December 22, 2020 |
Regulation FD Disclosure - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2020 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employe |
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| December 14, 2020 |
EX-10.19 5 snexexhibit10192020.htm EX-10.19 Exhibit 10.19 Confidential Treatment has been requested for portions of this exhibit. The copy filed herewith omits the information subject to the confidentiality request. Omissions are designated as “***”. A complete version of this exhibit has been filed separately with the Securities and Exchange Commission. AGREEMENT No AGREEMENT No MT4/GCG-07 Date: |
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| December 14, 2020 |
Description of Registrant’s Securities EX-4.5 2 snexexhibit452020.htm EX-4.5 Exhibit 4.5 DESCRIPTION OF REGISTRANT’S SECURITIES As of December 14, 2020, StoneX Group Inc., a Delaware corporation (hereinafter, the “Company”), had one class of securities registered pursuant to Section 12 of the U.S. Securities Exchange Act of 1934, as amended: Common Stock, par value $0.01 per share (the “Common Stock”). The following summary includes a |
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| December 14, 2020 |
List of the Company’s subsidiaries. * Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Name Place of Incorporation Coininvest GmbH Germany European Precious Metal Trading GmbH Germany FCC Futures, Inc. |
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| December 14, 2020 |
Exhibit 10.17 Seventeenth Amendment To Amended and Restated Credit Agreement This Seventeenth Amendment to Amended and Restated Credit Agreement (herein, the “Amendment”) is entered into as of April 3, 2020, by and among INTL FCStone Financial Inc., a Florida corporation (“Borrower”), the Guarantors party to this Amendment, the financial institutions party to this Amendment, as lenders (the “Lende |
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| December 14, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended September 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-23554 StoneX Gro |
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| December 14, 2020 |
Form of Indemnification Agreement with Gain Capital Holdings Inc.’s Non-Employee Directors. Exhibit 10.20 DIRECTOR INDEMNIFICATION AGREEMENT This Agreement made and entered into [], 2009 (“Agreement”), by and between GAIN Capital Holdings, Inc., a Delaware corporation (the “Company”) and [] (the “Indemnitee”). WHEREAS, it is essential to the Company that it be able to retain and attract as directors the most capable persons available; WHEREAS, increased corporate litigation has subjected |
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| December 14, 2020 |
Second Amended and Restated Credit Agreement Dated as of January 29, 2020, among FCStone Merchant Services, LLC, The Guarantors from time to time parties hereto, The Lenders from time to time parties hereto, and COÖPERATIEVE RABOBANK U. |
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| December 9, 2020 |
EXHIBIT 99.1 StoneX Group Inc. Reports Fiscal 2020 Fourth Quarter Financial Results Quarterly Operating Revenues of $342.1 million, up 19% Quarterly Net Income of $77.4 million, up 185% Quarter Diluted EPS of $3.90 per share, ROE of 42.5% New York, NY – December 9, 2020 – StoneX Group Inc. (the ‘Company’; NASDAQ: SNEX), a diversified global brokerage and financial services firm providing execution |
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| December 9, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2020 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer |
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| October 13, 2020 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2020 (July 31, 2020) StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (C |
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| October 13, 2020 |
EX-99.1 3 gcap10k1231219and10q0331.htm EXHIBIT 99.1 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition |
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| October 13, 2020 |
Unaudited Pro Forma Condensed Combined Financial Information EXHIBIT 99.2 Unaudited Pro Forma Condensed Combined Financial Information The accompanying unaudited pro forma condensed combined financial information furnished in this Exhibit 99.2 was prepared in accordance with Article 11 of Securities and Exchange Commission (“SEC”) Regulation S-X and gives effect to the July 31, 2020 (the “GAIN acquisition date”) merger of Golf Merger Sub I Inc. (“Merger Sub |
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| August 19, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 19, 2020 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer |
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| August 19, 2020 |
EX-99.1 2 ideasconferencesnexaug20.htm EXHIBIT 99.1 THE LEADING MID-SIZED FINANCIAL SERVICES FRANCHISE PRESENTATION TITLE GOES HERE Business Entity Goes Here (e.g. INTL FCStone Financial Inc.) Business Entity Membership If Applicable Goes Here (e.g. Member FINRA/MSRB/SIPC) Business Division Goes Here (e.g. FCM Division) NAME GOES HERE Job Title Goes Here Disclaimer Unless otherwise indicated or th |
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| August 7, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the Quarterly Period Ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000- |
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| August 7, 2020 |
ex32julystonex2020 |
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| August 6, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2020 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer I |
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| August 6, 2020 |
EX-99.1 2 earningsrelease2020qtr3.htm EXHIBIT 99.1 EXHIBIT 99.1 StoneX Group Inc. Reports Fiscal 2020 Third Quarter Financial Results Quarterly Operating Revenues of $322.6 million, up 14% Quarterly Net Income of $36.6 million, up 125% Diluted EPS of $1.87 per share, ROE of 21.9% New York, NY – August 6, 2020 – StoneX Group Inc. (the ‘Company’; NASDAQ: SNEX), a diversified brokerage and financial |
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| July 31, 2020 |
Execution Version JOINDER AGREEMENT THIS JOINDER AGREEMENT (this “Agreement”), dated as of July 31, 2020, is by and between GAIN CAPITAL HOLDINGS, INC. |
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| July 31, 2020 |
EXECUTION VERSION FIRST SUPPLEMENTAL INDENTURE THIS FIRST SUPPLEMENTAL INDENTURE, dated as of July 31, 2020 (this “Supplemental Indenture”), by and among (i) FCSTONE GROUP, INC. |
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| July 31, 2020 |
EXECUTION VERSION Notwithstanding anything herein to the contrary, the lien and security interest granted to the Collateral Agent pursuant to this Agreement and the exercise of any right or remedy by the Collateral Agent hereunder are subject to the provisions of the Intercreditor Agreement, dated as of June 11, 2020, as the same may be amended, supplemented, modified or replaced from time to time (the “Intercreditor Agreement”), by and among StoneX Group Inc. |
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| July 31, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 31, 2020 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer ID |
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| July 31, 2020 |
STONEX GROUP INC. CLOSES ON THE ACQUISITION OF GAIN CAPITAL HOLDINGS, INC. EX-99.1 5 exhibit991-gainclosingpr.htm EXHIBIT 99.1 STONEX GROUP INC. CLOSES ON THE ACQUISITION OF GAIN CAPITAL HOLDINGS, INC. New York, NY, July 31, 2020 - StoneX Group Inc. (NASDAQ: SNEX) (“StoneX” or the “Company”), today announced the completion of its previously announced acquisition of GAIN Capital Holdings, Inc. (NYSE: GCAP) (“GAIN”), an online provider of retail foreign exchange trading an |
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| June 24, 2020 |
8-K 1 a2020specialmeeting8-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 24, 2020 (June 24, 2020) INTL FCStone Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Inc |
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| June 24, 2020 |
EX-99.1 2 a2020specialmeetingrelease.htm INTL FCStone is Rebranding to StoneX INTL FCStone Inc. is Changing its Name to StoneX Group Inc. Rebrand signals the next phase for the firm as a unified financial services network connecting clients to global financial markets NEW YORK, June 24, 2020 - INTL FCStone Inc. (NASDAQ: INTL) (the “Company”), a leading provider of execution, post-trade settlement, |
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| June 11, 2020 |
INTL FCStone Inc. Announces Closing of $350 Million of Senior Secured Notes Due 2025 Exhibit 99.1 INTL FCStone Inc. Announces Closing of $350 Million of Senior Secured Notes Due 2025 NEW YORK, June 11, 2020 - INTL FCStone Inc. (NASDAQ: INTL) (the “Company”) today announced the closing of its previously-announced offering of $350 million in aggregate principal amount of 8.625% Senior Secured Notes due 2025 (the “Notes”) at the offering price of 98.5% of the aggregate principal amou |
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| June 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2020 INTL FCStone Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer ID |
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| June 11, 2020 |
Exhibit 4.1 Execution Version INDENTURE Dated as of June 11, 2020 by and among INTL FCSTONE INC., as Issuer THE GUARANTORS PARTY HERETO FROM TIME TO TIME and THE BANK OF NEW YORK MELLON, as Trustee and Collateral Agent 8.625% SENIOR SECURED NOTES DUE 2025 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND INCORPORATION BY REFERENCE Section 1.01 Definitions 1 Section 1.02 Other Definitions 39 Section |
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| June 1, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2020 (May 28, 2020) INTL FCStone Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (I |
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| June 1, 2020 |
INTL FCStone Inc. Announces Pricing of $350 Million of Senior Secured Notes Due 2025 EX-99.1 2 exhibit99105282020.htm EXHIBIT 99.1 Exhibit 99.1 INTL FCStone Inc. Announces Pricing of $350 Million of Senior Secured Notes Due 2025 NEW YORK, May 28, 2020 - INTL FCStone Inc. (NASDAQ: INTL) (the “Company”) today announced the pricing of its previously-announced offering of $350 million in aggregate principal amount of 8.625% Senior Secured Notes due 2025 (the “Notes”) at a purchase pri |
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| May 26, 2020 |
Unaudited Pro Forma Condensed Combined Financial Information EXHIBIT 99.2 Unaudited Pro Forma Condensed Combined Financial Information The accompanying unaudited pro forma condensed combined financial information furnished in this Exhibit 99.2 was prepared in accordance with Article 11 of Securities and Exchange Commission (“SEC”) Regulation S-X and gives effect to the Merger Agreement with GAIN with acquisition accounting applied to GAIN as the accounting |
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| May 26, 2020 |
Exhibit 99.3 Throughout this Exhibit 99.3, unless the context otherwise requires, the terms “Company,” “INTL,” “we,” “us” and “our” refer to INTL FCStone Inc. and its consolidated subsidiaries on a standalone basis prior to consummation of the Merger with GAIN. The following is derived from the preliminary offering memorandum and presents certain non-GAAP metrics of INTL, calculated on a pro forma |
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| May 26, 2020 |
INTL FCStone Inc. Announces Private Offering of $350 Million of Senior Secured Notes due 2025 Exhibit 99.1 INTL FCStone Inc. Announces Private Offering of $350 Million of Senior Secured Notes due 2025 NEW YORK, May 26, 2020 - INTL FCStone Inc. (NASDAQ: INTL) (the “Company”) today announced that it intends to offer, subject to market conditions and other factors, $350 million in aggregate principal amount of Senior Secured Notes due 2025 (the “Notes”). The Notes and the related Note guarant |
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| May 26, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2020 INTL FCStone Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer ID |
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| May 14, 2020 |
a2020proxycardspecial Your vote matters – here’s how to vote! You may vote online or by phone instead of mailing this card. |
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| May 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
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| May 14, 2020 |
Youâve Exceeded the SECâs Traffic Limit a2020proxynoticespecial + Online Go to www.envisionreports.com/INTL or scan the QR code — login details are located in the shaded bar below. Votes submitted electronically must be received by 11:59pm, Central Time, on June 23, 2020. Shareholder Meeting Notice Important Notice Regarding the Availability of Proxy Materials for the INTL FCSTONE INC. Shareholder Meeting to be Held on June 24, 2020 Und |
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| May 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2020 INTL FCStone Inc. (Exact name of registrant as specified in its charter) Delaware 000-23554 59-2921318 (State of Incorporation) (Commission File Number) (IRS Employer ID N |
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| May 8, 2020 |
Exhibit 99.1 Investor Presentation Excerpt investorpresentationexce |
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| May 7, 2020 |
10-Q 1 intl331202010-qq2.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2020 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period |
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| May 7, 2020 |
EXHIBIT 99.1 INTL FCStone Inc. Reports Fiscal 2020 Second Quarter Financial Results Record Quarterly Operating Revenues of $366.8 million, up 35% Record Quarterly Net Income of $39.3 million, up 68% EPS of $2.00 per share, ROE of 24.9% New York, NY – May 6, 2020 – INTL FCStone Inc. (the ‘Company’; NASDAQ: INTL), a diversified brokerage and financial services firm providing execution, risk manageme |
