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| LEI | 549300YG941KH8DWTB22 |
| CIK | 1425627 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to SOBR Safe, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-53316 SOBR SAFE, INC. (Exact |
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| August 7, 2025 |
EXHIBIT 99.1 SOBR Safe Expands Global Intellectual Patent Portfolio with Issuance of European Patent European Patent Office Grants Patent for the Company’s SOBRcheck™ Device DENVER, August 6, 2025 – SOBR Safe, Inc. (Nasdaq: SOBR) (“SOBRsafe” or the “Company”), the leader in next-generation alcohol monitoring and detection technology, announced today that the European Patent Office (“EPO”) has gran |
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| August 7, 2025 |
SOBRsafe Reports Second Quarter 2025 Results EXHIBIT 99.2 SOBRsafe Reports Second Quarter 2025 Results DENVER, August 7, 2025 – SOBR Safe, Inc. (Nasdaq: SOBR) (“SOBRsafe” or the “Company”), the leader in next-generation alcohol monitoring and detection technology, is reporting financial and operating results for the second quarter ended June 30, 2025. Second Quarter 2025 Operational and Financial Highlights · Generated a 92.3% year-over-year |
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| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2025 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission File Num |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2025 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission File Numb |
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| July 30, 2025 |
EXHIBIT 99.1 SOBRsafe Achieves Technology Milestone with Strong Core Sensing Capabilities in Third-Party Validation Results Independent Testing Confirms SOBRsure™ GEN 2 Capabilities, Positioning SOBRsafe for Accelerated Market Expansion DENVER, July 29, 2025 – SOBR Safe, Inc. (Nasdaq: SOBR) (“SOBRsafe” or the “Company”), the leader in next-generation alcohol monitoring and detection technology, to |
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| July 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2025 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission File Numb |
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| July 18, 2025 |
Amended and Restated Bylaws of SOBR Safe, Inc. dated July 17, 2025 EXHIBIT 3.2 TABLE OF CONTENTS ARTICLE I OFFICES 3 Section 1.01 Registered Office 3 Section 1.02 Other Offices 3 ARTICLE II MEETINGS OF THE STOCKHOLDERS 3 Section 2.01 Place of Meetings; Meetings by Remote Communications 3 Section 2.02 Annual Meeting 3 Section 2.03 Special Meetings 4 Section 2.04 Adjournments 5 Section 2.05 Notice of Meetings 5 Section 2.05 Notice of Meetings 6 Section 2.05 Notice |
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| July 18, 2025 |
Slide for Annual General Meeting dated July 17, 2025 EXHIBIT 99.1 |
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| June 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for use of the Commission only as permitted by Rule 14a-6(e)(2) ☐ Definit |
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| June 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for use of the Commission only as permitted by Rule 14a-6(e)(2) ☐ Definitive Proxy Statement ☐ Definitive Additional Material ☐ Solicitation Ma |
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| June 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for use of the Commission only as permitted by Rule 14a-6(e)(2) ☐ Definit |
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| May 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10‑Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10‑Q/A ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-53316 SOBR SAFE, INC. (Exac |
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| May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10‑Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10‑Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-53316 SOBR SAFE, INC. (Exact |
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| May 13, 2025 |
Employment Agreement between the Company and CFO effective March 1, 2025 EXHIBIT 10.1 SOBR SAFE, INC. EXECUTIVE EMPLOYMENT AGREEMENT THIS SOBR SAFE, INC. EXECUTIVE EMPLOYMENT AGREEMENT (the “Agreement”) is entered into on March 1, 2025, by and between SOBR Safe, Inc. (“SOBRSafe” or, the “Company”) and Christopher Whitaker (the “Executive”). SOBRSafe and the Executive will be referred to below collectively as the “Parties” and each individually as a “Party.” In order to |
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| May 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2025 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission File Number |
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| May 13, 2025 |
EXHIBIT 99.1 SOBRsafe Adds Corporate Strategist and Governance Veteran Kris Pederson to Board of Directors Appointed Dr. Benjamin Sanchez as a Scientific Advisor DENVER, May 13, 2025 – SOBR Safe, Inc. (Nasdaq: SOBR) (“SOBRsafe” or the “Company”), the leader in next-generation alcohol detection technology, has appointed Kris Pederson to its Board of Directors (the “Board”), effective May 1, 2025. M |
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| April 15, 2025 |
EXHIBIT 21.1 LIST OF SUBSIDIARIES Subsidiary Jurisdiction of Incorporation TransBiotec, Inc. California |
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| April 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 000-53316 SOBR SAFE, INC. (Exact name of regis |
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| April 15, 2025 |
EXHIBIT 4.18 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Set forth below is the description of each class of securities of SOBR Safe, Inc. (the “Company”) outstanding as of December 31, 2024. The following description summarizes the most important terms of these securities. This summary does not purport to be complete and is q |
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| April 15, 2025 |
SOBR Safe, Inc. Insider Trading Policy EX-19.1 3 sobrex191.htm INSIDER TRADING POLICY EXHIBIT 19.1 APRIL 2023 SOBR SAFE, INC. INSIDER TRADING POLICY APRIL 2023 TABLE OF CONTENTS I. Purpose of this Policy 1 II. Application of this Policy 1 III. Administration of this Policy 2 IV. Material Non-Public Information and Tipping 2 V. Trading in SOBR Safe’s Securities 4 VI. Trading in Securities of Other Companies 7 VII. Prohibited and Limited |
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| April 4, 2025 |
Certificate of Amendment to Certificate of Incorporation dated March 31, 2025 EXHIBIT 3.1 STATE OF DELAWARE CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF SOBR SAFE, INC. SOBR SAFE, Inc. (the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware, DOES HEREBY CERTIFY: FIRST : Pursuant to Unanimous Written Consent of the Board of Directors of the Corporation on March 10, 2025, the followin |
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| April 4, 2025 |
DENVER, CO / ACCESSWIRE / April 2, 2025 / EXHIBIT 99.1 DENVER, CO / ACCESSWIRE / April 2, 2025 / SOBR Safe, Inc. (NASDAQ:SOBR) ("SOBRsafe"), provider of next-generation transdermal alcohol detection solutions, today announced that it will proceed with a 1-for-10 reverse stock split ("Reverse Stock Split") of its outstanding shares of common stock (the "Common Stock") following approval by its board of directors. This ratio is within the r |
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| April 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2025 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission File Num |
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| March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form N-SAR For Period Ended: December 31, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Form N-SAR For the Tran |
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| January 16, 2025 |
JOINT ACQUISITION STATEMENT PURSUANT TO RULE 13d-1(k) EXHIBIT 99.1 JOINT ACQUISITION STATEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acquisition statements. The unders |
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| December 11, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2024 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission File N |
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| December 10, 2024 |
As filed with the Securities and Exchange Commission on December 10, 2024 As filed with the Securities and Exchange Commission on December 10, 2024 Registration No. |
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| December 5, 2024 |
As filed with the Securities and Exchange Commission on December 4, 2024 As filed with the Securities and Exchange Commission on December 4, 2024 Registration No. |
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| November 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for use of the Commission only as permitted by Rule 14a-6(e)(2) ☒ Definit |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-53316 SOBR SAFE, INC. ( |
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| November 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for use of the Commission only as permitted by Rule 14a-6(e)(2) ☐ Definit |
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| October 31, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2024 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission File N |
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| October 31, 2024 |
SOBRsafe Regains Compliance with Nasdaq Listing Requirements EXHIBIT 99.1 SOBRsafe Regains Compliance with Nasdaq Listing Requirements DENVER, CO – October 31, 2024 / SOBR Safe, Inc. (NASDAQ:SOBR) (“SOBRsafe”), provider of next-generation transdermal alcohol detection solutions, today announced that the Company has regained compliance with the minimum bid price requirement under Nasdaq Listing Rule 5550(a)(2), the public float requirement under Nasdaq Listi |
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| October 24, 2024 |
EXHIBIT 107 Calculation of Filing Fee Table FORM F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 (Form Type) SOBR Safe, Inc. |
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| October 24, 2024 |
As filed with the Securities and Exchange Commission on October 23, 2024 As filed with the Securities and Exchange Commission on October 23, 2024 Registration No. |
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| October 17, 2024 |
WITHDRAWAL REQUEST VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 October 17, 2024 Re: SOBR Safe, Inc. Request for Withdrawal of Registration Statement on Form S-1 File No. 333-282073 CIK No.: 1425627 Ladies and Gentlemen: Pursuant to Rule 477 promulgated under the Securities Act of 1933, as amended (the “Act”), SOBR Safe, |
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| October 11, 2024 |
EXHIBIT 10.5 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
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| October 11, 2024 |
EXHIBIT 10.6 |
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| October 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 7, 2024 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission File Nu |
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| October 11, 2024 |
SOBRsafe Announces Pricing of $8.2 million Private Placement EXHIBIT 99.1 SOBRsafe Announces Pricing of $8.2 million Private Placement DENVER, CO / ACCESSWIRE / October 7, 2024 / SOBR Safe, Inc. (NASDAQ:SOBR) ("SOBRsafe"), provider of next-generation transdermal alcohol detection solutions, today announced the pricing of a private placement with certain institutional investors. The aggregate gross cash proceeds are expected to be $8.2 million, before deduct |
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| October 11, 2024 |
SOBRsafe Announces Closing of $8.2 Million Private Placement EXHIBIT 99.2 SOBRsafe Announces Closing of $8.2 Million Private Placement DENVER, CO / ACCESSWIRE / October 8, 2024 / SOBR Safe, Inc. (NASDAQ:SOBR) ("SOBRsafe"), provider of next-generation transdermal alcohol detection solutions, today announced the closing of a private placement with certain institutional investors. The aggregate gross cash proceeds were $8.2 million, before deducting fees to th |
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| October 11, 2024 |
EXHIBIT 10.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR |
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| October 11, 2024 |
EXHIBIT 10.3 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR |
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| October 11, 2024 |
Form of Securities Purchase Agreement EX-10.1 2 sobrex101.htm FORM OF SECURITIES PURCHASE AGREEMENT EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of [●], 2024, between SOBR Safe Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (including their respective successors and assigns, each a “Purchaser” and collectively, th |
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| October 11, 2024 |
Form of Registration Rights Agreement EXHIBIT 10.4 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of [●], 2024, between SOBR Safe, Inc., a Delaware corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”). This Agreement is made pursuant to the Securities Purchase Agreement, |
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| October 11, 2024 |
SC 13G 1 l1cap13g.htm SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 SOBR Safe, Inc. (Name of Issuer) Common Stock, par value $0.00001 per share (Title of Class of Securities) US8335923061 (CUSIP Number) October 9, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| October 10, 2024 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 4, 2024 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission File Nu |
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| October 9, 2024 |
SOBR / SOBR Safe, Inc. / Empery Asset Management, LP - SOBR SAFE, INC. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* SOBR Safe, Inc. (Name of Issuer) Common Stock, par value $0.00001 (Title of Class of Securities) 833592306 (CUSIP Number) September 30, 2024 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which this |
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| October 1, 2024 |
Certificate of Amendment to Certificate of Incorporation of SOBR Safe, Inc. EXHIBIT 3.1 STATE OF DELAWARE CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF SOBR SAFE, INC. SOBR SAFE, Inc. (the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware, DOES HEREBY CERTIFY: FIRST : Pursuant to Unanimous Written Consent of the Board of Directors of the Corporation on August 30, 2024, the followi |
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| October 1, 2024 |
SOBRsafe Announces Reverse Stock Split EXHIBIT 99.1 SOBRsafe Announces Reverse Stock Split DENVER, CO / September 30, 2024 / SOBR Safe, Inc. (NASDAQ:SOBR) ("SOBRsafe"), provider of next-generation transdermal alcohol detection solutions, today announced that it will proceed with a 1-for-110 reverse stock split ("Reverse Stock Split") of its outstanding shares of common stock (the "Common Stock") following approval by its board of direc |
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| October 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2024 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission File |
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| September 20, 2024 |
SOBR Safe, Inc. 6400 S. Fiddlers Green Circle, Suite 1400 Greenwood Village, Colorado 80111 SOBR Safe, Inc. 6400 S. Fiddlers Green Circle, Suite 1400 Greenwood Village, Colorado 80111 September 20, 2024 VIA EDGAR U.S. Securities & Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549 Re: SOBR Safe, Inc. Registration Statement on Form S-1 File No. 333-281773 Ladies and Gentlemen: In accordance with Rule 461 of the Securities |
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| September 17, 2024 |
As filed with the Securities and Exchange Commission on September 17, 2024 As filed with the Securities and Exchange Commission on September 17, 2024 Registration No. |
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| September 12, 2024 |
As filed with the Securities and Exchange Commission on September 12, 2024 As filed with the Securities and Exchange Commission on September 12, 2024 Registration No. |
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| September 12, 2024 |
EXHIBIT 107 CALCULATION OF FILING FEES TABLE FORM S-1 (Form Type) SOBR Safe, Inc. (Exact Name of Registrant as Specified in Charter) Title of Each Class of Securities to Be Registered Fee Calculation Rate Amount of Shares to Be Registered (1) Proposed Maximum Offering Price per Unit or per Share Proposed Maximum Aggregate Offering Price (2)(3) Fee Rate (per $1 Million) Amount of Registration Fee C |
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| August 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 000-53316 SOBR SAFE, INC. |
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| August 27, 2024 |
As filed with the Securities and Exchange Commission on August 27, 2024 As filed with the Securities and Exchange Commission on August 27, 2024 Registration No. |
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| August 26, 2024 |
EXHIBIT 107 CALCULATION OF FILING FEES TABLE FORM S-1 (Form Type) SOBR Safe, Inc. (Exact Name of Registrant as Specified in Charter) Title of Each Class of Securities to Be Registered Fee Calculation Rate Amount of Shares to Be Registered (1) Proposed Maximum Offering Price per Unit or per Share Proposed Maximum Aggregate Offering Price Fee Rate (per $1 Million) Amount of Registration Fee Common S |
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| August 26, 2024 |
As filed with the Securities and Exchange Commission on August 23, 2024 As filed with the Securities and Exchange Commission on August 23, 2024 Registration No. |
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| August 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2024 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission File Num |
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| August 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-53316 SOBR SAFE, INC. (Exact |
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| July 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2024 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission File Numb |
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| June 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for use of the Commission only as permitted by Rule 14a-6(e)(2) ☒ Definit |
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| June 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for use of the Commission only as permitted by Rule 14a-6(e)(2) ☐ Definit |
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| June 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2024 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| June 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2024 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| June 4, 2024 |
EXHIBIT 10.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
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| June 4, 2024 |
Form of Inducement Letter between SOBR Safe, Inc. and the Holder, dated June 4, 2024 EXHIBIT 10.1 SOBR SAFE, INC. June 4, 2024 Holder of Common Stock Purchase Warrants Re: Inducement Offer to Exercise Warrants Dear Holder: SOBR Safe, Inc. (the “Company”) is pleased to offer to you (the “Holder”) the opportunity to exercise all of the Amended and Restated Common Stock Purchase Warrants, with an initial exercise date of September 27, 2021, dated September 30, 2022, and the Amended a |
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| May 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2024 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-53316 SOBR SAFE, INC. (Exac |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for use of the Commission only as permitted by Rule 14a-6(e)(2) ☒ Definit |
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| May 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for use of the Commission only as permitted by Rule 14a-6(e)(2) ☐ Definit |
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| April 12, 2024 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2024 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission File Numb |
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| April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 000-53316 SOBR SAFE, INC. (Exact name of regis |
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| April 1, 2024 |
EXHIBIT 21.1 LIST OF SUBSIDIARIES Subsidiary Jurisdiction of Incorporation TransBiotec, Inc. California |
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| April 1, 2024 |
EXHIBIT 97.1 SOBR SAFE, INC. CLAWBACK POLICY FOR THE RECOVERY OF ERRONEOUSLY AWARDED COMPENSATION Adopted by the Board of Directors on November 30, 2023 Effective December 1, 2023 Purpose In accordance with the applicable rules of The Nasdaq Stock Market (the “Nasdaq Rules”), and Section 10D and Rule 10D-1 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), the Board of Direct |
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| March 5, 2024 |
EXHIBIT 10.1 6400 Fiddlers Green Circle, Suite 1400 Greenwood Village, Colorado 80111 Phone: 1-844-SOBRSAFE (762-7723) www.sobersafe.com March 4, 2024 Convertible Debt Holder Re: Inducement Offer to Convert Convertible Notes Dear Holder: SOBR Safe, Inc. (the “Company”) is pleased to offer to you (the “Holder”) the opportunity to convert some or all of the Senior Convertible Notes issued on March 9 |
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| March 5, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2024 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission File Numb |
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| January 30, 2024 |
EX-99.3 2 ex99x3.htm JOINT FILING AGREEMENT EXHIBIT 99.3 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing amendment to statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing |
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| January 30, 2024 |
SOBR / SOBR Safe, Inc. / IDTEC, LLC - SCHEDULE 13D/A Activist Investment SC 13D/A 1 graham13da.htm SCHEDULE 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 1) Under the Securities Exchange Act of 1934 SOBR SAFE, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 833592108 (CUSIP Number) Henry F. Schlueter, Esq. Schlueter & Associates, P.C. 5655 S. Yosemite Street, Suite 350 Greenwood Village, CO |
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| January 9, 2024 |
SOBR / SOBR Safe, Inc. / Empery Asset Management, LP - SOBR SAFE, INC. Passive Investment SC 13G 1 p24-0053sc13g.htm SOBR SAFE, INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* SOBR Safe, Inc. (Name of Issuer) Common Stock, par value $0.00001 (Title of Class of Securities) 833592207 (CUSIP Number) December 31, 2023 (Date of event which requires filing of this statement) Check the appropriate box to d |
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| January 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2023 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission File |
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| November 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2023 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission File |
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| November 21, 2023 |
EXHIBIT 99.1 SOBRsafe Clarifies Nasdaq Deficiency Notice – at Least 6 Months to Get Above $1.00 With Sufficient Cash on Hand and Sales Activity Increasing, SOBRsafe Not Considering a Reverse Split DENVER, CO – November 21, 2023 / SOBR Safe, Inc. (NASDAQ:SOBR) (“SOBRsafe”), providers of next-generation transdermal alcohol detection solutions, today announced that it received the anticipated Nasdaq |
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| November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to . Commission file number: 000-53316 SOBR SAFE, INC. ( |
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| November 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2023 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission File |
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| October 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2023 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission File N |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-53316 SOBR SAFE, INC. (Exact |
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| June 26, 2023 |
SOBR Safe, Inc. 2019 Equity Incentive Plan EXHIBIT 99.1 TRANSBIOTEC, INC. 2019 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: SEPTEMBER 10, 2019 APPROVED BY THE STOCKHOLDERS: SEPTEMBER 10, 2019 EFFECTIVE DATE OF PLAN: OCTOBER 25, 2019 TABLE OF CONTENTS Page 1. General 1 2. Shares Subject to the Plan 1 3. Eligibility and Limitations 2 4. Options and Stock Appreciation Rights 2 5. Awards Other Than Options and Stock Appreciation Ri |
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| June 26, 2023 |
As filed with the Securities and Exchange Commission on June 26, 2023 As filed with the Securities and Exchange Commission on June 26, 2023 Registration No. |
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| June 26, 2023 |
EXHIBIT 107 Calculation of Filing Fee Tables Form S-8 (Form Type) SOBR Safe, Inc. (Exact Name of Registrant as Specified in its Charter) Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit(2)(3) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee(2) Equity Common Stock, $0.00001 par value |
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| June 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2023 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission File N |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-53316 SOBR SAFE, INC. (Exac |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for use of the Commission only as permitted by Rule 14a-6(e)(2) ☒ Definit |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for use of the Commission only as permitted by Rule 14a-6(e)(2) ☐ Definit |
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| April 24, 2023 |
PROSPECTUS Up to 2,096,732 shares of common stock SOBR SAFE, INC. Filed Pursuant to Rule 424(b)(2) Registration No. 333-271247 PROSPECTUS Up to 2,096,732 shares of common stock SOBR SAFE, INC. This prospectus relates to the resale from time to time of an aggregate of 2,096,732 shares of common stock which consists of: (i) 1,709,734 shares of common stock (the “Conversion Shares”) underlying outstanding convertible senior notes (the “Notes”) sold pursuant to a Se |
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| April 20, 2023 |
Letter from Macias Gini & O’Connell LLP, dated April 20, 2023 EXHIBIT 16.1 April 20, 2023 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Dear Ladies and Gentlemen: We have been furnished with a copy of the response to Item 4.01 of Form 8-K dated April 20, 2023, to be filed by our former client, SOBR Safe, Inc. We agree with the statements made in response to that Item insofar as they relate to our Firm. Very truly yours, /s/ MA |
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| April 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2023 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission File Num |
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| April 19, 2023 |
SOBR Safe, Inc. 6400 S. Fiddlers Green Circle, Suite 1400 Greenwood Village, Colorado 80111 SOBR Safe, Inc. 6400 S. Fiddlers Green Circle, Suite 1400 Greenwood Village, Colorado 80111 April 19, 2023 VIA EDGAR U.S. Securities & Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549 Attn: Gregory Herbers Re: SOBR Safe, Inc. Registration Statement on Form S-1 File No. 333-271247 Request for Acceleration Ladies and Gentlemen: In |
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| April 13, 2023 |
EXHIBIT 107 CALCULATION OF FILING FEES TABLE FORM S-1 (Form Type) SOBR Safe, Inc. (Exact Name of Registrant as Specified in Charter) Title of Each Class of Securities to Be Registered Fee Calculation Rate Amount of Shares to Be Registered (1) Proposed Maximum Offering Price per Unit or per Share Proposed Maximum Aggregate Offering Price Fee Rate (per $1 Million) Amount of Registration Fee Common S |
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| April 13, 2023 |
As filed with the Securities and Exchange Commission on April 13, 2023 As filed with the Securities and Exchange Commission on April 13, 2023 Registration No. |
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| April 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 6, 2023 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission File Numb |
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| April 12, 2023 |
Amendment to Amended and Restated Bylaws of SOBR Safe, Inc. dated April 6, 2023. EXHIBIT 3.1 AMENDMENT TO AMENDED AND RESTATED BYLAWS OF SOBR SAFE, INC. (A DELAWARE CORPORATION) By resolutions adopted and approved as of the date hereof by the written consent of the directors of SOBR Safe, Inc. (the “Company”) pursuant to Section 144(f) of the Delaware General Corporation Law, the Amended and Restated Bylaws of the Company are hereby amended as follows: 1. Section 3.5 is hereby |
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| April 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for use of the Commission only as permitted by Rule 14a-6(e)(2) ☐ Definit |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 000-53316 SOBR SAFE, INC. (Exact name of regis |
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| March 31, 2023 |
EXHIBIT 21.1 LIST OF SUBSIDIARIES Subsidiary Jurisdiction of Incorporation TransBiotec, Inc. California |
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| March 13, 2023 |
Common Stock Purchase Warrant between SOBR Safe, Inc. and Holders dated March 9, 2023 EXHIBIT 10.4 NEITHER THIS INSTRUMENT NOR THE INSTRUMENTS FOR WHICH THIS INSTRUMENT IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE R |
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| March 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2023 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission File Numb |
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| March 13, 2023 |
Purchase Agreement between SOBR Safe, Inc. and Purchasers dated March 7, 2023 EXHIBIT 10.1 PURCHASE AGREEMENT This Purchase Agreement (this “Agreement”) is dated as of March 7, 2023, between SOBR Safe, Inc., a Delaware corporation (the “Company”) and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”)). WHEREAS, subject to the terms and conditions set forth in this Agreement a |
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| March 13, 2023 |
Form of Senior Convertible Note between SOBR Safe, Inc. and Holders dated March 9, 2023 EXHBIT 10.3 [FORM OF SENIOR CONVERTIBLE NOTE] NEITHER THIS INSTRUMENT NOR THE INSTRUMENTS INTO WHICH THIS INSTRUMENT IS CONVERTIBLE HAS BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD |
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| March 13, 2023 |
Registration Rights Agreement between SOBR Safe, Inc. and Purchasers dated March 7, 2023 EXHIBIT 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of March 7, 2023, between SOBR Safe, Inc., a Delaware corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”). This Agreement is made pursuant to the Purchase Agreement, dated a |
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| March 13, 2023 |
EXHIBIT 99.1 March 9, 2023 SOBRsafe Completes Strategic Refinance of Maturing Debt DENVER, CO / ACCESSWIRE / March 9, 2023/ SOBR Safe, Inc. (NASDAQ:SOBR) (SOBRsafe™), providers of industry-leading alcohol detection solutions, today announced the closing of its offering of $3.5 million aggregate principal amount of convertible senior notes due 2025 (the "Notes"), and accompanying warrants (the "War |
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| February 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2023 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission File N |
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| February 3, 2023 |
Executive Employment Agreement with David Gandini dated January 30th, 2023 EXHIBIT 10.1 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (the “Agreement”) is entered into on January 30th, 2023, effective January 30th, 2023, by and between SOBRSAFE, INC. (“SOBRSafe” or, the “Company”)) and DAVID J. GANDINI (“Executive”). SOBRSafe and Executive will be referred to below collectively as the “Parties” and each individually as a “Party.” In order to avoid an |
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| November 14, 2022 |
EXHIBIT 3.6 |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-53316 SOBR SAFE, INC. ( |
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| November 14, 2022 |
Up to 9,858,335 shares of common stock SOBR SAFE, INC. Filed Pursuant to Rule 424(b)(3) Registration No. 333-267882 PROSPECTUS Up to 9,858,335 shares of common stock SOBR SAFE, INC. This prospectus relates to the resale from time to time of an aggregate of 9,858,335 shares of common stock which consists of: (i) 3,851,354 shares of our common stock and common stock underlying outstanding warrants from the PIPE Non Prefunded Units sold in a private inve |
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| November 8, 2022 |
SOBR Safe, Inc. 6400 S. Fiddlers Green Circle, Suite 1400 Greenwood Village, Colorado 80111 SOBR Safe, Inc. 6400 S. Fiddlers Green Circle, Suite 1400 Greenwood Village, Colorado 80111 November 8, 2022 VIA EDGAR U.S. Securities & Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549 Attn: Alex King Re: SOBR Safe, Inc. Registration Statement on Form S-1 File No. 333-267882 Ladies and Gentlemen: In accordance with Rule 461 of t |
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| November 2, 2022 |
EXHIBIT 107 CALCULATION OF FILING FEES TABLE FORM S-1 (Form Type) SOBR Safe, Inc. (Exact Name of Registrant as Specified in Charter) Title of Each Class of Securities to Be Registered Fee Calculation Rate Amount of Shares to Be Registered Proposed Maximum Offering Price per Unit or per Share Proposed Maximum Aggregate Offering Price Fee Rate (per $1 Million) Amount of Registration Fee Non-Prefunde |
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| November 2, 2022 |
As filed with the Securities and Exchange Commission on November 1, 2022 As filed with the Securities and Exchange Commission on November 1, 2022 Registration No. |
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| October 14, 2022 |
EXHIBIT 10.36 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIS |
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| October 14, 2022 |
EXHIBIT 107 CALCULATION OF FILING FEES TABLE FORM S-1 (Form Type) SOBR Safe, Inc. (Exact Name of Registrant as Specified in Charter) Title of Each Class of Securities to Be Registered Fee Calculation Rate Amount of Shares to Be Registered Proposed Maximum Offering Price per Unit or per Share Proposed Maximum Aggregate Offering Price Fee Rate (per $1 Million) Amount of Registration Fee Non-Prefunde |
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| October 14, 2022 |
Form of Warrant Agreement by and between SOBR Safe, Inc. and Purchasers dated September 30, 2022 EXHIBIT 10.4 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
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| October 14, 2022 |
As filed with the Securities and Exchange Commission on October 14, 2022 As filed with the Securities and Exchange Commission on October 14, 2022 Registration No. |
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| October 14, 2022 |
EXHIBIT 10.35 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIS |
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| October 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K/A Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 28, 2022 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission Fi |
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| October 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 3, 2022 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission File Nu |
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| October 4, 2022 |
SOBR Safe, Inc. 6400 S. Fiddlers Green Circle, Suite 1400 Greenwood Village, Colorado 80111 October 4, 2022 Via Edgar United States Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, NE Washington, D.C. 20549 Attn: Gregory Herbers Re: SOBR Safe, Inc. Registration Statement on Form S-1 File No. 333-267466 Request for Acceleration Dear Mr. Herber |
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| October 3, 2022 |
EXHIBIT 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this ?Agreement?) is made and entered into as of September 28, 2022, between SOBR SAFE, INC., a Delaware corporation (the ?Company?), and each of the several purchasers signatory hereto (each such purchaser, a ?Purchaser? and, collectively, the ?Purchasers?). This Agreement is made pursuant to the Securities Purchase Ag |
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| October 3, 2022 |
EXHIBIT 99.1 SOBR Safe, Inc. Announces Closing of $6 Million Private Placement Priced At-the-Market DENVER, CO / ACCESSWIRE / September 30, 2022 / SOBR Safe, Inc. (NASDAQ:SOBR) (the "Company" or "SOBRsafe"), providers of industry-leading alcohol screening solutions, today closed its previously announced private placement pursuant to a securities purchase agreement with institutional investors for |
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| October 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2022 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission File |
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| October 3, 2022 |
EXHIBIT 10.4 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
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| October 3, 2022 |
EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of September 28, 2022, between SOBR SAFE, INC., a Delaware corporation (the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ?Purchaser? and collectively, the ?Purchasers?). WHEREAS, subject to the terms and conditions se |
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| October 3, 2022 |
EXHIBIT 10.3 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
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| October 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 28, 2022 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission File |
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| September 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 26, 2022 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission File |
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| September 23, 2022 |
SOBR Safe, Inc. 6400 S. Fiddlers Green Circle, Suite 1400 Greenwood Village, Colorado 80111 September 23, 2022 Via Edgar United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Attn: Gregory Herbers Re: SOBR Safe, Inc. Registration Statement on Form S-1 File No. 333-267466 Withdrawal of Request for Acceleration Dear Mr. Herbers: Refe |
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| September 22, 2022 |
SOBR Safe, Inc. 6400 S. Fiddlers Green Circle, Suite 1400 Greenwood Village, Colorado 80111 September 22, 2022 Via Edgar United States Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, NE Washington, D.C. 20549 Attn: Gregory Herbers Re: SOBR Safe, Inc. Registration Statement on Form S-1 File No. 333-267466 Request for Acceleration Dear Mr. Her |
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| September 16, 2022 |
EXHIBIT 10.30 COMMON STOCK PURCHASE WARRANT SOBR SAFE, INC. Warrant Shares: 101,626* Initial Exercise Date: March 30, 2022 Issue Date: March 30, 2022 THIS COMMON STOCK PURCHASE WARRANT (the ?Warrant?) certifies that, for value received, Armistice Capital Master Fund Ltd., or its assigns (the ?Holder,? provided that a ?Holder? shall include, if the Warrants are held in ?street name,? a Participant, |
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| September 16, 2022 |
As filed with the Securities and Exchange Commission on September 16, 2022 As filed with the Securities and Exchange Commission on September 16, 2022 Registration No. |
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| September 16, 2022 |
EXHIBIT 107 CALCULATION OF FILING FEES TABLE FORM S-1 (Form Type) SOBR Safe, Inc. (Exact Name of Registrant as Specified in Charter) Title of Each Class of Securities to be Registered Amount to be Registered Proposed Maximum Offering Price Per Unit or Per Share Proposed Maximum Aggregate Offering Price Fee Rate (per $1 million) Amount of Registration Fee Carry Forward Form Type Carry Forward File |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-53316 SOBR SAFE, INC. (Exact |
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| July 27, 2022 |
EXHIBIT 10.1 1 2 3 4 5 |
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| July 27, 2022 |
EXHIBIT 10.4 CONFIRMING AGREEMENT TO THE SERVICES AGREEMENT BETWEEN SOBR SAFE, INC. AND TRADIGITAL MARKETING GROUP This CONFIRMING AGREEMENT to Services Agreement (this ?Confirming Agreement?) is made and entered into as of May 16, 2022, by and between SOBR Safe, Inc., a Delaware corporation (the ?Company?), and TraDigital Marketing Group, LLC, a Delaware limited liability company (?TraDigital?). |
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| July 27, 2022 |
EXHIBIT 10.2 |
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| July 27, 2022 |
Confirming Agreement by and between SOBR Safe, Inc. and Winterstone Group, LLC dated May 16, 2022 EXHIBIT 10.3 CONFIRMING AGREEMENT TO THE CONSULTING AGREEMENT BETWEEN SOBR SAFE, INC. AND WINTERSTONE GROUP LLC This CONFIRMING AGREEMENT to Consulting Agreement (this ?Confirming Agreement?) is made and entered into as of May 16, 2022, by and between SOBR Safe, Inc., a Delaware corporation (the ?Company?), and Winterstone Group, LLC, a Wyoming limited liability company (?Winterstone?). Capitalize |
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| July 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2022 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission File Numb |
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| May 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 001-41396 SOBR SAFE, INC. (Exac |
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| May 19, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2022 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| May 19, 2022 |
Form of Representative’s Warrant between SOBR Safe, Inc. and Aegis Capital Corp. EXHIBIT 4.1 Form of Representative?s Warrant Agreement THE REGISTERED HOLDER OF THIS PURCHASE WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE WARRANT FOR A PERIOD OF ONE HUNDRED EIGH |
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| May 19, 2022 |
SOBRsafe Announces Closing of $10 Million Public Offering and Uplisting to the Nasdaq Capital Market EXHIBIT 99.2 SOBRsafe Announces Closing of $10 Million Public Offering and Uplisting to the Nasdaq Capital Market Denver, CO, May 18, 2022 - SOBR Safe, Inc. (Nasdaq: SOBR) (?SOBRsafe?? or the ?Company?), providers of innovative solutions for alcohol policy management, today announced the closing of its underwritten public offering of 2,352,942 units at a price to the public of $4.25 per unit, for |
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| May 19, 2022 |
Form of Unit Warrant, issued May 18, 2022 EXHIBIT 4.3 COMMON STOCK PURCHASE WARRANT SOBR SAFE, INC. Warrant Shares: Initial Exercise Date: [*] Issue Date: May 18, 2022 CUSIP: 33592 116 ISIN: US8335921164 THIS COMMON STOCK PURCHASE WARRANT (the ?Warrant?) certifies that, for value received, [*], or its assigns (the ?Holder,? provided that a ?Holder? shall include, if the Warrants are held in ?street name,? a Participant, any designee appoi |
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| May 19, 2022 |
Underwriting Agreement by and between SOBR Safe, Inc. and Aegis Capital Corp. dated May, 2022 EXHIBIT 1.1 UNDERWRITING AGREEMENT between SOBR SAFE, INC. and AEGIS CAPITAL CORP. as Representative of the Several Underwriters SOBR SAFE, INC. UNDERWRITING AGREEMENT New York, New York May 13, 2022 Aegis Capital Corp., as Representative of the several Underwriters named on Schedule 1 attached hereto c/o Aegis Capital Corp. 810 7th Ave #18, New York, NY 10019 Ladies and Gentlemen: The undersigned |
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| May 19, 2022 |
Warrant Agency Agreement between SOBR Safe, Inc. and Equiniti Trust Company dated May 17, 2022 EXHIBIT 4.2 WARRANT AGENT AGREEMENT This WARRANT AGENT AGREEMENT (this ?Warrant Agreement?) dated as of May 17, 2022 (the ?Issuance Date?) is between Sobr Safe, Inc. a Delaware corporation (the ?Company?), and Equiniti Trust Company (the ?Warrant Agent?). WHEREAS, pursuant to the terms of that certain Underwriting Agreement (?Underwriting Agreement?), dated May 13, 2022, by and among the Company a |
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| May 19, 2022 |
SOBRsafe Announces Pricing of $10 Million Public Offering and Uplisting to the Nasdaq Capital Market EXHIBIT 99.1 SOBRsafe Announces Pricing of $10 Million Public Offering and Uplisting to the Nasdaq Capital Market GREENWOOD VILLAGE, Colo., May 13, 2022 /PRNewswire/ - SOBR Safe, Inc. (OTC: SOBR) (SOBRsafe? or the Company), providers of innovative solutions for alcohol policy management, today announced the pricing of its underwritten public offering of 2,352,942 units at a price to the public of |
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| May 17, 2022 |
424B4 1 sobr424b4.htm 424B4 Filed pursuant to Rule 424(b)(4) Registration No. 333-262665 PROSPECTUS 2,352,942 Units Each Unit Consisting of One Share of Common Stock and Two Warrants Each to Purchase One Share of Common Stock SOBR SAFE, INC. This is a firm commitment underwritten public offering of 2,352,942 units (each a “Unit” and collectively the Units), at a public offering price of $4.25 per |
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| May 17, 2022 |
NT 10-Q 1 sobrnt10q.htm NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION SEC File No: 333-262665 Washington, D.C. 20549 CUSIP No: 833592 207 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2022 ☐ Transition report on Form 10-K ☐ Transition report on Form 20-F ☐ Transition |
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| May 13, 2022 |
8-A12B 1 sobr8a12b.htm FORM 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 SOBR SAFE, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 26-0731818 (State of Incorporation or Organization) (I.R.S. Employer Identificat |
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| May 12, 2022 |
Aegis Capital Corp. 810 7th Avenue #18 New York, NY 10019 CORRESP 1 filename1.htm Aegis Capital Corp. 810 7th Avenue #18 New York, NY 10019 May 12, 2022 Via Edgar United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Attn: Gregory Herbers Re: SOBR Safe, Inc. Registration Statement on Form S-1 File No. 333-262665 Request for Acceleration Dear Mr. Herbers: Pursuant to Rule 461 under the Sec |
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| May 12, 2022 |
EXHIBIT 4.1 FORM OF WARRANT AGREEMENT This WARRANT AGREEMENT (this ?Agreement?) is made as of April [?], 2022, by and between SOBR Safe, Inc., a Delaware corporation (the ?Company?), and Equiniti Trust Company, a limited trust company organized under the laws of the State of New York, as warrant agent (the ?Warrant Agent?). Capitalized terms used herein but not otherwise defined shall have the mea |
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| May 12, 2022 |
SOBR Safe, Inc. 6400 S. Fiddlers Green Circle, Suite 525 Greenwood Village, Colorado 80111 May 12, 2022 Via Edgar United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Attn: Gregory Herbers Re: SOBR Safe, Inc. Registration Statement on Form S-1 File No. 333-262665 Request for Acceleration Dear Mr. Herbers: Pursuant to Rule 461 unde |
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| May 12, 2022 |
As filed with the Securities and Exchange Commission on May 12, 2022 As filed with the Securities and Exchange Commission on May 12, 2022 Registration No. |
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| May 12, 2022 |
EXHIBIT 107 CALCULATION OF FILING FEES TABLE FORM S-1 (Form Type) SOBR Safe, Inc. (Exact Name of Registrant as Specified in Charter) Title of Each Class of Securities to be Registered Amount to be Registered Proposed Maximum Offering Price Per Unit or Per Share Proposed Maximum Aggregate Offering Price Fee Rate (per $1 million) Amount of Registration Fee(7) Carry Forward Form Type Carry Forward Fi |
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| May 12, 2022 |
Articles of Incorporation of Imagine Media, Ltd. EX-1.1 2 sobrex11.htm REVISED FORM OF UNDERWRITING AGREEMENT EXHIBIT 1.1 UNDERWRITING AGREEMENT between SOBR SAFE, INC. and AEGIS CAPITAL CORP. as Representative of the Several Underwriters 1 SOBR SAFE, INC. UNDERWRITING AGREEMENT New York, New York May [●], 2022 Aegis Capital Corp., as Representative of the several Underwriters named on Schedule 1 attached hereto c/o Aegis Capital Corp. 810 7th A |
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| May 10, 2022 |
Aegis Capital Corp. 810 7th Avenue #18 New York, NY 10019 CORRESP 1 filename1.htm Aegis Capital Corp. 810 7th Avenue #18 New York, NY 10019 May 10, 2022 Via Edgar United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Attn: Gregory Herbers Re: SOBR Safe, Inc. Registration Statement on Form S-1 File No. 333-262665 Request for Acceleration Dear Mr. Herbers: Pursuant to Rule 461 under the Sec |
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| May 10, 2022 |
CORRESP 1 filename1.htm SOBR Safe, Inc. 6400 S. Fiddlers Green Circle, Suite 525 Greenwood Village, Colorado 80111 May 10, 2022 Via Edgar United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Attn: Gregory Herbers Re: SOBR Safe, Inc. Registration Statement on Form S-1 File No. 333-262665 Request for Acceleration Dear Mr. Herbers: P |
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| May 10, 2022 | ||
| May 6, 2022 |
As filed with the Securities and Exchange Commission on May 6, 2022 As filed with the Securities and Exchange Commission on May 6, 2022 Registration No. |
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| May 6, 2022 |
EXHIBIT 4.1 FORM OF WARRANT AGREEMENT This WARRANT AGREEMENT (this ?Agreement?) is made as of April [?], 2022, by and between SOBR Safe, Inc., a Delaware corporation (the ?Company?), and Equiniti Trust Company, a limited trust company organized under the laws of the State of New York, as warrant agent (the ?Warrant Agent?). Capitalized terms used herein but not otherwise defined shall have the mea |
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| May 6, 2022 |
Revised No. 3 Form of Underwriting Agreement EX-1.1 2 sobrex11.htm REVISED FORM OF UNDERWRITING AGREEMENT EXHIBIT 1.1 UNDERWRITING AGREEMENT between SOBR SAFE, INC. and AEGIS CAPITAL CORP. as Representative of the Several Underwriters 1 SOBR SAFE, INC. UNDERWRITING AGREEMENT New York, New York May [●], 2022 Aegis Capital Corp., as Representative of the several Underwriters named on Schedule 1 attached hereto c/o Aegis Capital Corp. 810 7th A |
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| May 6, 2022 |
EXHIBIT 107 CALCULATION OF FILING FEES TABLE FORM S-1 (Form Type) SOBR Safe, Inc. (Exact Name of Registrant as Specified in Charter) Title of Each Class of Securities to be Registered Amount to be Registered Proposed Maximum Offering Price Per Unit or Per Share Proposed Maximum Aggregate Offering Price Fee Rate (per $1 million) Amount of Registration Fee(7) Carry Forward Form Type Carry Forward Fi |
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| April 28, 2022 |
Alexander Capital L.P. 17 State Street, 5th Floor New York, NY 10004 CORRESP 1 filename1.htm Alexander Capital L.P. 17 State Street, 5th Floor New York, NY 10004 April 28, 2022 Via Edgar United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Attn: Gregory Herbers Re: SOBR Safe, Inc. Registration Statement on Form S-1 File No. 333-262665 Withdrawal of Request for Acceleration Dear Mr. Herbers: Referen |
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| April 28, 2022 |
CORRESP 1 filename1.htm SOBR Safe, Inc. 6400 S. Fiddlers Green Circle, Suite 525 Greenwood Village, Colorado 80111 April 28, 2022 Via Edgar United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Attn: Gregory Herbers Re: SOBR Safe, Inc. Registration Statement on Form S-1 File No. 333-262665 Withdrawal of Request for Acceleration Dea |
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| April 26, 2022 |
Alexander Capital L.P. 17 State Street, 5th Floor New York, NY 10004 CORRESP 1 filename1.htm Alexander Capital L.P. 17 State Street, 5th Floor New York, NY 10004 April 26, 2022 Via Edgar United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Attn: Gregory Herbers Re: SOBR Safe, Inc. Registration Statement on Form S-1 File No. 333-262665 Request for Acceleration Dear Mr. Herbers: Pursuant to Rule 461 |
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| April 26, 2022 |
CORRESP 1 filename1.htm SOBR Safe, Inc. 6400 S. Fiddlers Green Circle, Suite 525 Greenwood Village, Colorado 80111 April 26, 2022 Via Edgar United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Attn: Gregory Herbers Re: SOBR Safe, Inc. Registration Statement on Form S-1 File No. 333-262665 Request for Acceleration Dear Mr. Herbers: |
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| April 21, 2022 |
Revised No. 2 Form of Underwriting Agreement EX-1.1 2 sobrex11.htm REVISED FORM OF UNDERWRITING AGREEMENT EXHIBIT 1.1 UNDERWRITING AGREEMENT between SOBR SAFE, INC. and ALEXANDER CAPITAL LP, as Representative of the Several Underwriters 1 SOBR SAFE, INC. UNDERWRITING AGREEMENT New York, New York April [●], 2022 Alexander Capital. L.P., as Representative of the several Underwriters named on Schedule 1 attached hereto c/o Alexander Capital, L. |
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| April 21, 2022 |
EXHIBIT 107 CALCULATION OF FILING FEES TABLE FORM S-1 (Form Type) SOBR Safe, Inc. (Exact Name of Registrant as Specified in Charter) Title of Each Class of Securities to be Registered Amount to be Registered Proposed Maximum Offering Price Per Unit or Per Share Proposed Maximum Aggregate Offering Price Fee Rate (per $1 million) Amount of Registration Fee(7) Carry Forward Form Type Carry Forward Fi |
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| April 21, 2022 |
As filed with the Securities and Exchange Commission on April 20, 2022 As filed with the Securities and Exchange Commission on April 20, 2022 Registration No. |
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| April 21, 2022 |
Form of Warrant Agency Agreement EXHIBIT 4.1 FORM OF WARRANT AGREEMENT This WARRANT AGREEMENT (this ?Agreement?) is made as of April [?], 2022, by and between SOBR Safe, Inc., a Delaware corporation (the ?Company?), and Equiniti Trust Company, a limited trust company organized under the laws of the State of New York, as warrant agent (the ?Warrant Agent?). Capitalized terms used herein but not otherwise defined shall have the mea |
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| April 21, 2022 | ||
| April 19, 2022 |
CORRESP 1 filename1.htm SOBR Safe, Inc. 6400 S. Fiddlers Green Circle, Suite 525 Greenwood Village, Colorado 80111 April 19, 2022 Via Edgar United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Attn: Gregory Herbers Re: SOBR Safe, Inc. Registration Statement on Form S-1 File No. 333-262665 Withdrawal of Request for Acceleration Dea |
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| April 18, 2022 |
SOBR Safe, Inc. 6400 S. Fiddlers Green Circle, Suite 525 Greenwood Village, Colorado 80111 April 18, 2022 Via Edgar United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Attn: Gregory Herbers Re: SOBR Safe, Inc. Registration Statement on Form S-1 File No. 333-262665 Request for Acceleration Dear Mr. Herbers: Pursuant to Rule 461 un |
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| April 8, 2022 |
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 |
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| April 8, 2022 |
Revised Form of Underwriting Agreement EX-1.1 2 sobrex11.htm REVISED FORM OF UNDERWRITING AGREEMENT EXHIBIT 1.1 UNDERWRITING AGREEMENT between SOBR SAFE, INC. and ALEXANDER CAPITAL LP, as Representative of the Several Underwriters 1 SOBR SAFE, INC. UNDERWRITING AGREEMENT New York, New York April [●], 2022 Alexander Capital. L.P., as Representative of the several Underwriters named on Schedule 1 attached hereto c/o Alexander Capital, L. |
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| April 8, 2022 |
As filed with the Securities and Exchange Commission on April 8, 2022 As filed with the Securities and Exchange Commission on April 8, 2022 Registration No. |
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| April 8, 2022 |
EXHIBIT 107 CALCULATION OF FILING FEES TABLE FORM S-1 (Form Type) SOBR Safe, Inc. (Exact Name of Registrant as Specified in Charter) Title of Each Class of Securities to be Registered Amount to be Registered Proposed Maximum Offering Price Per Unit or Per Share Proposed Maximum Aggregate Offering Price Fee Rate (per $1 million) Amount of Registration Fee(7) Carry Forward Form Type Carry Forward Fi |
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| April 4, 2022 |
EXHIBIT 107 CALCULATION OF FILING FEES TABLE FORM S-1 (Form Type) SOBR Safe, Inc. (Exact Name of Registrant as Specified in Charter) Title of Each Class of Securities to be Registered Amount to be Registered Proposed Maximum Offering Price Per Unit or Per Share Proposed Maximum Aggregate Offering Price Fee Rate (per $1 million) Amount of Registration Fee(8) Carry Forward Form Type Carry Forward Fi |
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| April 4, 2022 |
As filed with the Securities and Exchange Commission on April 4, 2022 As filed with the Securities and Exchange Commission on April 4, 2022 Registration No. |
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| April 1, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2022 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission File Num |
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| April 1, 2022 |
Waiver by and between SOBR Safe, Inc. and Armistice Capital Master Fund Ltd. dated March 30, 2022 EXHIBIT 10.1 WAIVER AGREEMENT This Waiver Agreement (this ?Waiver?) is made this 30th day of March, 2022, by and between SOBR Safe, Inc., a Delaware corporation (the ?Company?), on the one hand; and Armistice Capital Master Fund Ltd. or its registered assigns (the ?Holder?), on the other hand. WHEREAS, the Company previously issued to the Holder that certain 18% Original Issue Discount Convertible |
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| March 17, 2022 |
Form of Share Exchange Agreement with David Gandini and Gary Graham for Series B Preferred Stock EXHIBIT 10.28 FORM OF SHARE EXCHANGE AGREEMENT This Share Exchange Agreement (this ?Agreement?) is made and entered into effective as of the 1st day of March, 2022 (the ?Effective Date?) by and between SOBR Safe, Inc., a Delaware corporation (the ?Company?), and [], an individual (the ?Purchaser?). The Company and Purchaser shall each be referred to as a ?Party? and collectively as the ?Parties.? |
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| March 17, 2022 |
EX-FILING FEES 8 sobrex107.htm FILING FEE TABLE EXHIBIT 107 CALCULATION OF FILING FEES TABLE FORM S-1 (Form Type) SOBR Safe, Inc. (Exact Name of Registrant as Specified in Charter) Title of Each Class of Securities to be Registered Amount to be Registered Proposed Maximum Offering Price Per Unit or Per Share Proposed Maximum Aggregate Offering Price Fee Rate (per $1 million) Amount of Registration |
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| March 17, 2022 |
As filed with the Securities and Exchange Commission on March 16, 2022 As filed with the Securities and Exchange Commission on March 16, 2022 Registration No. |
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| March 17, 2022 |
Form of Underwriting Agreement EXHIBIT 1.1 UNDERWRITING AGREEMENT between SOBR SAFE, INC. and ALEXANDER CAPITAL LP, as Representative of the Several Underwriters 1 SOBR SAFE, INC. UNDERWRITING AGREEMENT New York, New York March [●], 2022 Alexander Capital. L.P., as Representative of the several Underwriters named on Schedule 1 attached hereto c/o Alexander Capital, L.P. 17 State Street, 5th Floor New York, NY 10004 Ladies and G |
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| March 17, 2022 |
EXHIBIT 4.1 FORM OF WARRANT AGREEMENT This WARRANT AGREEMENT (this ?Agreement?) is made as of March [?], 2022, by and between SOBR Safe, Inc., a Delaware corporation (the ?Company?), and Equiniti Trust Company, a limited trust company organized under the laws of the State of New York, as warrant agent (the ?Warrant Agent?). Capitalized terms used herein but not otherwise defined shall have the mea |
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| March 17, 2022 |
Form of Representative Warrant EXHIBIT 4.2 Form of Representative?s Warrant Agreement THE REGISTERED HOLDER OF THIS PURCHASE WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE WARRANT FOR A PERIOD OF ONE HUNDRED EIGH |
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| March 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 000-53316 SOBR SAFE, INC. (Exact name of regis |
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| February 11, 2022 |
As filed with the Securities and Exchange Commission on February 11, 2022 As filed with the Securities and Exchange Commission on February 11, 2022 Registration No. |
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| February 11, 2022 |
EX-FILING FEES 4 sobrex107.htm FILING FEE TABLE EXHIBIT 107 CALCULATION OF FILING FEES TABLE FORM S-1 (Form Type) SOBR Safe, Inc. (Exact Name of Registrant as Specified in Charter) Title of Each Class of Securities to be Registered Amount to be Registered Proposed Maximum Offering Price Per Unit or Per Share Proposed Maximum Aggregate Offering Price Fee Rate (per $1 million) Amount of Registration |
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| February 11, 2022 |
PROSPECTUS Up to 2,574,526 shares of common stock SOBR SAFE, INC. Filed Pursuant to Rule 424(b)(3) Registration No. 333-260681 PROSPECTUS Up to 2,574,526 shares of common stock SOBR SAFE, INC. This prospectus relates to the resale of an aggregate of 2,574,526 shares of our common stock underlying an outstanding convertible debenture and warrants issued by us in a previous private placement transaction and held by Armistice Capital Master Fund Ltd., referred to h |
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| February 1, 2022 |
As filed with the Securities and Exchange Commission on February 1, 2022 As filed with the Securities and Exchange Commission on February 1, 2022 Registration No. |
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| January 19, 2022 |
As filed with the Securities and Exchange Commission on January 19, 2022 As filed with the Securities and Exchange Commission on January 19, 2022 Registration No. |
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| January 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 1, 2022 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission File Nu |
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| January 19, 2022 |
Executive Employment Agreement with Michael Watson dated October 11, 2021 EXHIBIT 10.25 |
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| January 19, 2022 |
Executive Employment Agreement with Scott Bennett dated August 17, 2021 EX-10.24 3 sobrex1024.htm EXECUTIVE EMPLOYMENT AGREEMENT EXHIBIT 10.24 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (this "Agreement") is made and entered into as of August 17, 2021, by and between SOBR Safe, Inc., a Delaware corporation, (the "Company"), and Scott Bennett (the "Executive"). WITNESSETH: WHEREAS, Company desires to benefit from Executive's expertise and employ |
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| January 19, 2022 |
Executive Employment Agreement with Gerard Wenzel dated January 1, 2022 EX-10.1 2 sobrex101.htm EXECUTIVE EMPLOYMENT AGREEMENT EXHIBIT 10.1 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into as of January 1, 2022, by and between SOBR Safe, Inc., a Delaware corporation, (the “Company”), and Gerard Wenzel (the “Executive”). WITNESSETH: WHEREAS, Company desires to benefit from Executive’s expertise and employ hi |
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| December 20, 2021 |
Transition Agreement by and between SOBR Safe, Inc. and Kevin Moore dated October 30, 2021 EX-10.23 2 sobrex1023.htm TRANSITION AGREEMENT EXHIBIT 10.23 TRANSITION AGREEMENT This Transition Agreement (this “Agreement”) is made and entered into as of October 30, 2021, by and between Kevin Moore, an individual (“Moore”), and SOBR Safe, Inc., a Delaware corporation (“SOBR”) (each a “Party” and together the “Parties”). This Agreement is executed with reference to the following facts: R E C I |
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| December 20, 2021 |
As filed with the Securities and Exchange Commission on December 17, 2021 As filed with the Securities and Exchange Commission on December 17, 2021 Registration No. |
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| December 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1 ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the SEC Only (as permitted by Rule 14a-6(e)(2)) |
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| December 7, 2021 |
As filed with the Securities and Exchange Commission on December 7, 2021 As filed with the Securities and Exchange Commission on December 7, 2021 Registration No. |
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| December 1, 2021 |
“Form of” Secured Convertible Debenture issued by SOBR Safe, Inc. in $2M Regulation D Offering EXHIBIT 10.21 THIS SECURED CONVERTIBLE DEBENTURE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. NO SALE OR DISPOSITION MAY BE EFFECTED EXCEPT IN COMPLIANCE WITH RULE 144 UNDER SAID ACT OR AN EFFECTIVE REGISTRATION STATEMENT RELATED THERETO OR AN OPINION OF COUNSEL FOR THE HOLDER SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED UNDER THE ACT OR RECEIPT OF A |
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| December 1, 2021 |
As filed with the Securities and Exchange Commission on November 30, 2021 As filed with the Securities and Exchange Commission on November 30, 2021 Registration No. |
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| December 1, 2021 |
“Form of” Warrant issued by SOBR Safe, Inc. in Regulation D Offering |
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| November 24, 2021 |
DEF 14A 1 sobrdef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the SEC Only (as |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-53316 SOBR S |
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| November 8, 2021 |
PRE 14A 1 sobrpre14a.htm PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the SEC Only (as |
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| November 2, 2021 |
As filed with the Securities and Exchange Commission on November 2, 2021 As filed with the Securities and Exchange Commission on November 2, 2021 Registration No. |
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| October 1, 2021 |
EX-10.1 2 sobrex101.htm CONVERTIBLE DEBENTURE EXHIBIT 10.1 EXHIBIT A NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT |
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| October 1, 2021 |
EX-10.3 4 sobrex103.htm SECURITIES PURCHASE AGREEMENT EXHIBIT 10.3 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of September 27, 2021, between SOBR Safe, Inc., a Delaware corporation (the “Company”), and the purchaser identified on the signature page hereto (including its successors and assigns, the “Purchaser”). WHEREAS, subject to the terms and |
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| October 1, 2021 |
EXHIBIT 10.4 REGISTRATION RIGHTS AGREEMENT This Registration Rights AGREEMENT (the ?Agreement?), dated as of September 27, 2021 (the ?Execution Date?), is entered into by and between SOBR Safe, Inc., a Delaware corporation with its principal executive office at 885 Arapahoe Avenue, Boulder, CO 80302 (the ?Company?), and [INVESTOR], an exempted company organized under the laws of the [INVESTOR PLAC |
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| October 1, 2021 |
SOBRsafe Closes on its $3.0 Million Financing Forges Partnership with Leading Healthcare Fund EXHIBIT 99.1 SOBRsafe Closes on its $3.0 Million Financing Forges Partnership with Leading Healthcare Fund Boulder, CO, September 29, 2021 ? SOBR Safe, Inc. (OTC: SOBR) (SOBRsafe? or the Company), providers of innovative solutions for alcohol policy management, today announced it has closed on its previously announced financing of $3 million, before deducting discounts, commissions and other estim |
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| October 1, 2021 |
EX-10.2 3 sobrex102.htm WARRANT EXHIBIT 10.2 EXHIBIT C NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR S |
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| October 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 28, 2021 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission File |
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| September 28, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2021 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission File |
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| September 28, 2021 |
EXHIBIT 99.1 SOBRsafe Secures $3.0 Million Financing from Leading Healthcare Fund Strategic Interim Capital Empowers National Rollout, Managed Care Industry Entrance Boulder, CO, September 27, 2021 ? SOBR Safe, Inc. (OTC: SOBR) (SOBRsafe? or the Company), providers of innovative solutions for alcohol policy management, today announced it has secured a $3.0 million financing from a leading healthca |
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| August 27, 2021 |
As filed with the Securities and Exchange Commission on August 26, 2021 As filed with the Securities and Exchange Commission on August 26, 2021 Registration No. |
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| August 17, 2021 |
1-A-W 1 sobr1aw.htm 1-A-W August 17, 2021 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, NE Washington, D.C. 20549 Attn: Heather Clark/Thomas Jones Re: SOBR Safe, Inc. Request for Withdrawal of Offering Statement on Form 1-A Filed April 16, 2021 File No. 024-11507 Dear Ms. Clark/Mr. Jones: Pursuant to Rule 259 under |
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| August 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-53316 SOBR Safe, |
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| July 20, 2021 |
EX1A-13 TST WTRS.1 5 sobrex131.htm INVESTOR PRESENTATION EXHIBIT 13.1 Investor Presentation Third Quarter 2021 1 The Annual Cost of Alcohol Abuse in the U.S. 1Statista/CDC (republished 2020, 2010 data) 2Blue Cross Blue Shield $B 2 Copyright © 2021 SOBR Safe, Inc. All rights reserved. Creating a Safer World with SOBRsafe Prevent drunk driving by school bus and fleet drivers Prevent alcohol-related |
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| July 20, 2021 |
PART II – OFFERING CIRCULAR An offering statement pursuant to Regulation A relating to these securities has been filed with the Securities and Exchange Commission. |
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| July 20, 2021 |
Consent of Independent Registered Public Accounting Firm EXHIBIT 11.2 Consent of Independent Registered Public Accounting Firm We hereby consent to the use, in this Amended Offering Statement on Form 1-A of our report dated March 31, 2021, except for Note 17, as to which the date is June 17, 2021 relating to the consolidated financial statements of SOBR Safe, Inc. and subsidiaries for the year ended December 31, 2020. Our report includes an explanatory |
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| July 20, 2021 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EXHIBIT 11.1 111 PACIFICA, SUITE 300 IRVINE, CALIFORNIA 92618 (949) 910-HALL (4255) FAX (949) 910-4256 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the use, in this Amended Offering Statement on Form 1-A of our report dated April 16, 2020, relating to the consolidated financial statements of SOBR Safe, Inc. and subsidiaries for the year ended December 31, 2019. Our |
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| June 17, 2021 |
EXHIBIT 13.1 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 |
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| June 17, 2021 |
Consent of Independent Registered Public Accounting Firm EXHIBIT 11.2 Consent of Independent Registered Public Accounting Firm We hereby consent to the use, in this Amended Offering Statement on Form 1-A of our report dated March 31, 2021, except for Note 17, as to which the date is June 17, 2021 relating to the consolidated financial statements of SOBR Safe, Inc. and subsidiaries for the year ended December 31, 2020. Our report includes an explanatory |
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| June 17, 2021 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EXHIBIT 11.1 111 PACIFICA, SUITE 300 IRVINE, CALIFORNIA 92618 (949) 910-HALL (4255) FAX (949) 910-4256 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the use, in this Amended Offering Statement on Form 1-A of our report dated April 16, 2020, relating to the consolidated financial statements of SOBR Safe, Inc. and subsidiaries for the year ended December 31, 2019. Our |
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| June 17, 2021 |
PART II – OFFERING CIRCULAR An offering statement pursuant to Regulation A relating to these securities has been filed with the Securities and Exchange Commission. |
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| May 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 imle10q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file |
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| April 16, 2021 |
EXHIBIT 11.2 Consent of Independent Registered Public Accounting Firm We hereby consent to the use, in this Offering Statement on Form 1-A of our report dated March 31, 2021, relating to the consolidated financial statements of SOBR Safe, Inc. and subsidiaries for the year ended December 31, 2020. Our report includes an explanatory paragraph regarding substantial doubt about the Company’s ability |
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| April 16, 2021 |
EXHIBIT 11.1 111 PACIFICA, SUITE 300 IRVINE, CALIFORNIA 92618 (949) 910-HALL (4255) FAX (949) 910-4256 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the use, in this Offering Statement on Form 1-A of our report dated April 16, 2020, relating to the consolidated financial statements of SOBR Safe, Inc. and subsidiaries for the year ended December 31, 2019. Our report |
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| April 16, 2021 |
PART II – OFFERING CIRCULAR An offering statement pursuant to Regulation A relating to these securities has been filed with the Securities and Exchange Commission. |
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| March 31, 2021 |
Advisory Agreement with Steven Beabout dated October 9, 2020 EXHIBIT 10.16 ADVISORY AGREEMENT This ADVISORY AGREEMENT (the ?Agreement?) is made this 9th day of October, 2020 (the ?Effective Date?) by and between Steven Beabout. an individual (?Advisor?), and SOBR Safe, Inc., a Delaware corporation (the ?Company?). WHEREAS, the Company is in a high-growth stage where it plans to enter into strategic and material key agreements, where it is of significant imp |
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| March 31, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10‑K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10?K ? ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 000-53316 SOBR Safe, Inc. (Exact name of regis |
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| February 26, 2021 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant 8-K 1 sobr8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2021 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorp |
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| February 26, 2021 |
EX-16.1 2 sobrex161.htm LETTER EXHIBIT 16.1 Certified Public Accountants, Inc. 111 PACIFICA, SUITE 300 IRVINE, CA 92618 (949) 910-HALL (4255) FAX (949) 910-4256 WWW.HALLCPAS.COM February 25, 2021 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Dear Ladies and Gentlemen: We are the former independent registered public accounting firm for SOBR Safe, Inc. (the “Company”) |
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| February 16, 2021 |
EXHIBIT 99.1 SOBRsafe? Makes School Bus Safety Debut with School BUSRide Cover Story Leading Source of Innovative Technology and Solutions News for 20,300+ Industry Senior Leaders Boulder, CO, February 10, 2021 ? SOBR Safe, Inc. (OTC: SOBR) (SOBRsafe?), developers of the SOBRtech? platform and its latest proprietary application, the non-invasive alcohol detection and screening system SOBRcheck?, a |
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| February 16, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2021 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorporation) (Commission File |
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| January 6, 2021 |
Unregistered Sales of Equity Securities 8-K 1 sobr8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2020 SOBR SAFE, INC. (Exact name of registrant as specified in its charter) Delaware 000-53316 26-0731818 (State or other jurisdiction of incorpo |
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| November 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-53316 SOBR S |
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| August 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-53316 SOBR Safe, |
