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| LEI | 549300SKP40828EGYZ60 |
| CIK | 91847 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Source Capital
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| April 7, 2025 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 18, 2025 |
CUSTODY AGREEMENT Dated July 28, 2023 Between UMB BANK, N.A. SOURCE CAPITAL, INC. Exhibit 99.j Certain identified information has been excluded from the exhibit because it is both not material and the type that the Registrant treats as private or confidential. CUSTODY AGREEMENT Dated July 28, 2023 Between UMB BANK, N.A. and SOURCE CAPITAL, INC. 1 CUSTODY AGREEMENT This agreement made as of the date first set forth above between UMB Bank, n.a., a national banking association wit |
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| March 18, 2025 |
SOURCE CAPITAL, INC. POWER OF ATTORNEY Exhibit 99.s SOURCE CAPITAL, INC. POWER OF ATTORNEY KNOWN ALL BY THESE PRESENT, that the person(s) whose signature appears below constitutes and appoints each of the following individually: Rita Dam Diane Drake Amy Centurioni to act as attorney-in-fact and agent, with power of substitution and resubstitution, for the undersigned in any and all capacities to execute any and all documents relating t |
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| March 18, 2025 |
Exhibit 99.g INVESTMENT ADVISORY AGREEMENT AGREEMENT, dated December 31, 2024, between SOURCE CAPITAL, a Delaware statutory trust (hereinafter called “Source”), and FIRST PACIFIC ADVISORS, LP, a Delaware limited partnership (hereinafter called the “Adviser”). WITNESSETH: WHEREAS, Source and the Adviser wish to enter into an agreement setting forth the terms on which the Adviser will perform certai |
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| March 18, 2025 |
Exhibit k.1 Certain identified information has been excluded from the exhibit because it is both not material and the type that the Registrant treats as private or confidential. CO-ADMINISTRATION AGREEMENT THIS CO-ADMINISTRATION AGREEMENT (the “Agreement”) is made as of this 28th day of July, 2023, by and between Source Capital Inc., a Delaware statutory trust (the “Trust”), UMB Fund Services, Inc |
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| March 18, 2025 |
As filed with the Securities and Exchange Commission on March 18, 2025 As filed with the Securities and Exchange Commission on March 18, 2025 Securities Act File No. |
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| March 18, 2025 |
SOURCE CAPITAL DATED JULY 23, 2024 Exhibit 99.b SOURCE CAPITAL BY-LAWS DATED JULY 23, 2024 These are the By-Laws of Source Capital (the “Trust”), a statutory trust established under the laws of the State of Delaware, pursuant to the Agreement and Declaration of Trust made the 23rd day of July, 2024 (the “Declaration”), and a Certificate of Trust filed in the office of the Secretary of State pursuant to Section 3810 of the Delaware |
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| March 18, 2025 |
INVESTMENT MANAGERS SERIES TRUST III AND SERIES CAPITAL, INC. CODE OF ETHICS Exhibit 99.r INVESTMENT MANAGERS SERIES TRUST III AND SERIES CAPITAL, INC. CODE OF ETHICS 1. BACKGROUND Rule 17j-1 (the “Rule”) under the Investment Company Act of 1940, as amended (the “Investment Company Act”), requires Investment Managers Series Trust III (the “Trust”), a registered investment company, to adopt a written Code of Ethics. The Rule also requires investment advisors, sub-advisors, |
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| March 18, 2025 |
CERTIFICATE OF TRUST SOURCE CAPITAL Exhibit 99.a CERTIFICATE OF TRUST OF SOURCE CAPITAL The undersigned, a trustee of Source Capital (the “Trust”), desiring to form a statutory trust pursuant to the Delaware Statutory Trust Act (Title 12 of the Delaware Code) § 3810, hereby certifies as follows: 1. The name of the statutory trust is Source Capital. 2. The business address of the registered office of the Trust is 1209 Orange Street, |
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| March 18, 2025 |
AGREEMENT AND DECLARATION OF TRUST OF SOURCE CAPITAL DATED JUNE 7, 2024 Exhibit 99.a.1 AGREEMENT AND DECLARATION OF TRUST OF SOURCE CAPITAL DATED JUNE 7, 2024 THIS AGREEMENT AND DECLARATION OF TRUST is made as of the 7th day of June, 2024, by the Trustee hereunder, and by the holders of shares of beneficial interest issued hereunder as hereinafter provided. WHEREAS, this Trust has been formed to carry on business as set forth more particularly hereinafter; WHEREAS, th |
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| February 5, 2025 |
Filing under Rule 425 under the Securities Act of 1933 Filing under Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Filing by: Source Capital Subject Company: 180 Degree Capital Corp. |
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| January 24, 2025 |
Filing under Rule 425 under the Securities Act of 1933 Filing under Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Filing by: Source Capital Subject Company: 180 Degree Capital Corp. |
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| December 30, 2024 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-8A/A AMENDMENT TO AND ADOPTION OF NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(A) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company, a Delaware statutory trust (the “Registrant”), hereby notifies the U.S. Securities and Exchange Commission that it is adopting as its own the registration of Source Ca |
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| December 30, 2024 |
SOURCE CAPITAL, INC. SEMIANNUAL REPORT for the six months ended June 30, 2024 SOURCE CAPITAL, INC. 2024 SEMIANNUAL REPORT for the six months ended June 30, 2024 (This page has been left blank intentionally.) SOURCE CAPITAL, INC. LETTER TO SHAREHOLDERS DEAR SHAREHOLDER: Performance Overview Source Capital Inc.'s ("Source" or "Fund") net asset value (NAV) gained 2.45% for the quarter and 14.85% for the trailing twelve months, which is in line with the illustrative balanced in |
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| November 19, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2024 SOURCE CAPITAL, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-1731 95-2559370 (Commission F |
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| November 19, 2024 |
Source Capital, Inc. Announces Reorganization Date and Timing for Special Year-End Distribution Exhibit 99.1 Source Capital, Inc. Announces Reorganization Date and Timing for Special Year-End Distribution LOS ANGELES, November 19, 2024- Source Capital, Inc. (NYSE: SOR) (the “Fund”), announced that it will reorganize into a Delaware Trust after the close of business on December 31, 2024, under the terms and conditions approved by shareholders at the Annual Meeting held in July 2024. Upon the |
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| June 28, 2024 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement x Definitive Additional Materials o Soliciting Material Pursuant to §240. |
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| June 25, 2024 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement x Definitive Additional Materials ¨ Soliciting Material Pursuant to §240. |
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| June 12, 2024 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement x Definitive Additional Materials ¨ Soliciting Material Pursuant to §240. |
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| June 5, 2024 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement x Definitive Additional Materials ¨ Soliciting Material Pursuant to §240. |
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| May 30, 2024 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement x Definitive Additional Materials ¨ Soliciting Material Pursuant to §240. |
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| May 9, 2024 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement þ Definitive Additional Materials ¨ Soliciting Material Pursuant to §240. |
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| April 19, 2024 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to §240. |
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| April 18, 2024 |
Source Capital, Inc. 235 W. Galena Street Milwaukee, Wisconsin 53212 Source Capital, Inc. 235 W. Galena Street Milwaukee, Wisconsin 53212 VIA EDGAR April 18, 2024 Ms. Valerie J. Lithotomos, Esq. Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Source Capital, Inc. (the “Company”) (File No. 811-01731) Preliminary Proxy Statement pursuant to Section 14(a) of the Securities Exchange Act |
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| April 2, 2024 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to §240. |
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| January 2, 2024 |
Exhibit 99.1 Source Capital, Inc. Provides Update on Discount Management Program and Announces Updated Investment Guidelines and Q4 Webcast LOS ANGELES, January 2, 2024-The Board of Directors of Source Capital, Inc. (NYSE: SOR) (the “Fund”), today announced that for the Fund’s Discount Management Program (the “Program”) measurement period from January 1, 2023 through December 31, 2023, the Fund tr |
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| January 2, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 2, 2024 SOURCE CAPITAL, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-1731 95-2559370 (Commission Fil |
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| May 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definit |
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| May 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| April 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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| April 17, 2023 |
DEF 14A 1 tm2311017d2def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (a |
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| April 14, 2023 |
US Bank Tower 633 West 5th Street Suite 4900 Los Angeles, CA 90071-2032 +1 213 808 5700 Main +1 213 808 5760 Fax www. |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| March 31, 2023 |
March 31, 2023 VIA EDGAR U.S. Securities and Exchange Commission Judiciary Plaza 100 F Street, N.E. Washington, D.C. 20549 Re: Source Capital, Inc. (the “Fund”) File No. 811-01731 Dear Sir/Madam: On behalf of the above referenced Fund, transmitted herewith for filing pursuant to Rule 14a-6(a) of Regulation 14A under the Securities Exchange Act of 1934 (the “1934 Act”) is a preliminary co |
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| February 14, 2023 |
SOR / Source Capital, Inc. / Saba Capital Management, L.P. - FORM SC 13G/A Passive Investment SC 13G/A 1 formsc13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Source Capital Inc /DE/ (Name of Issuer) Common Stock, $1.00 par value (Title of Class of Securities) 836144105 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the a |
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| November 29, 2022 |
SOURCE CAPITAL, INC. Portfolio of investments September 30, 2022 NPORT-EX 2 NPORT0501182215760922.htm SOURCE CAPITAL, INC. Portfolio of investments September 30, 2022 (Unaudited) COMMON STOCKS Shares Fair Value SEMICONDUCTOR DEVICES — 4.5% Analog Devices, Inc. 49,190 $ 6,854,135 Broadcom, Inc. 12,451 5,528,368 NXP Semiconductors NV (Netherlands) 14,240 2,100,542 $ 14,483,045 INTERNET MEDIA — 3.7% Alphabet, Inc. Class A(a) 36,630 $ 3,503,659 Alphabet, Inc. Class |
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| September 12, 2022 |
US Bank Tower 633 West 5th Street Suite 4900 Los Angeles, CA 90071-2032 +1 213 808 5700 Main +1 213 808 5760 Fax www. |
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| May 27, 2022 |
SOURCE CAPITAL, INC. PORTFOLIO OF INVESTMENTS March 31, 2022 (Unaudited) SOURCE CAPITAL, INC. PORTFOLIO OF INVESTMENTS March 31, 2022 (Unaudited) COMMON STOCKS Shares Fair Value SEMICONDUCTOR DEVICES — 5.9% Analog Devices, Inc. 59,276 $ 9,791,210 Broadcom, Inc. 14,579 9,180,105 NXP Semiconductors NV (Netherlands) 15,065 2,788,230 $ 21,759,545 INTERNET MEDIA — 5.2% Alphabet, Inc. Class A(a) 2,162 $ 6,013,279 Alphabet, Inc. Class C(a) 1,639 4,577,711 Baidu, Inc. ADR Clas |
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| March 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definit |
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| February 14, 2022 |
SOR / Source Capital, Inc. / Saba Capital Management, L.P. - FORM SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Source Capital, Inc (Name of Issuer) Common Stock, $1.00 par value (Title of Class of Securities) 836144105 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| November 24, 2021 |
SOURCE CAPITAL, INC. PORTFOLIO OF INVESTMENTS September 30, 2021 SOURCE CAPITAL, INC. PORTFOLIO OF INVESTMENTS September 30, 2021 (Unaudited) COMMON STOCKS Shares Fair Value SEMICONDUCTOR DEVICES — 6.2% Analog Devices, Inc. 69,581 $ 11,653,426 Broadcom, Inc. 20,898 10,134,067 NXP Semiconductors NV (Netherlands) 15,065 2,950,782 $ 24,738,275 INTERNET MEDIA — 5.8% Alphabet, Inc. Class A(a) 2,162 $ 5,780,150 Alphabet, Inc. Class C(a) 1,946 5,186,693 Baidu, Inc. AD |
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| May 28, 2021 |
SOURCE CAPITAL, INC. Portfolio of investments March 31, 2021 NPORT-EX 2 NPORT05014387953175.htm SOURCE CAPITAL, INC. Portfolio of investments March 31, 2021 (Unaudited) COMMON STOCKS Shares Fair Value INTERNET MEDIA — 7.0% Alphabet, Inc. (Class A)(a) 2,566 $ 5,292,426 Alphabet, Inc. (Class C)(a) 2,566 5,308,105 Baidu, Inc. (ADR) (China)(a) 7,690 1,672,959 Facebook, Inc. (Class A)(a) 17,013 5,010,839 Naspers, Ltd. (N Shares) (South Africa) 36,294 8,684,274 P |
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| March 31, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definit |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Source Capital, Inc (Name of Issuer) Common Stock, $1.00 par value (Title of Class of Securities) 836144105 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| November 27, 2020 |
SOURCE CAPITAL, INC. Portfolio of investments September 30, 2020 SOURCE CAPITAL, INC. Portfolio of investments September 30, 2020 (Unaudited) COMMON STOCKS Shares Fair Value INTERNET MEDIA — 10.2% Alphabet, Inc. (Class A)(a) 5,295 $ 7,760,352 Alphabet, Inc. (Class C)(a) 4,577 6,726,359 Baidu, Inc. (ADR) (China)(a) 42,315 5,356,656 Facebook, Inc. (Class A)(a) 28,338 7,421,722 Naspers, Ltd. (N Shares) (South Africa) 29,948 5,292,303 Prosus NV (Netherlands)(a) 35, |
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| July 24, 2020 |
SOR / Source Capital, Inc. / Saba Capital Management, L.P. - FORM SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Source Capital, Inc (Name of Issuer) Common Stock, $1.00 par value (Title of Class of Securities) 836144105 (CUSIP Number) July 15, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh |
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| May 29, 2020 |
SOURCE CAPITAL, INC. PORTFOLIO OF INVESTMENTS March 31, 2020 SOURCE CAPITAL, INC. PORTFOLIO OF INVESTMENTS March 31, 2020 (Unaudited) Shares Fair Value COMMON STOCKS INTERNET MEDIA — 11.0% Alphabet, Inc. (Class A)(a) 6,352 $ 7,380,706 Alphabet, Inc. (Class C)(a) 5,811 6,757,089 Baidu, Inc. (ADR) (China)(a) 45,289 4,564,678 Facebook, Inc. (Class A)(a) 37,186 6,202,625 Naspers, Ltd. (N Shares) (South Africa) 40,219 5,742,510 Prosus NV (Netherlands)(a) 35,064 |
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| March 18, 2020 |
SOR / Source Capital, Inc. DEF 14A - - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| March 17, 2020 |
650 Town Center Drive Suite 700 Costa Mesa, CA 92626 +1 949 442 6000 Main +1 949 442 6010 Fax www. |
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| March 2, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| March 2, 2020 |
March 2, 2020 VIA EDGAR U.S. Securities and Exchange Commission Judiciary Plaza 100 F Street, N.E. Washington, D.C. 20549 Re: Source Capital, Inc. (the “Fund”) File No. 811-01731 Dear Sir/Madam: On behalf of the above referenced Fund, transmitted herewith for filing pursuant to Rule 14a-6(a) of Regulation 14A under the Securities Exchange Act of 1934 (the “1934 Act”) is a preliminary copy of the N |
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| November 27, 2019 |
SOR / Source Capital, Inc. NPORT-EX - - SOURCE CAPITAL, INC. PORTFOLIO OF INVESTMENTS September 30, 2019 (Unaudited) Shares Fair Value COMMON STOCKS INTERNET MEDIA — 9.7% Alphabet, Inc. (Class A)(a) 7,289 $ 8,900,890 Alphabet, Inc. (Class C)(a) 7,336 8,942,584 Baidu, Inc. (ADR) (China)(a) 53,570 5,504,853 Facebook, Inc. (Class A)(a) 48,630 8,660,030 Naspers, Ltd. (N Shares) (South Africa) 17,193 2,605,401 $ 34,613,758 DIVERSIFIED BANKS |
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| May 29, 2019 |
SOR / Source Capital, Inc. NPORT-EX - - N-Q 0000091847 xxxxxxx N-2 [email protected] [email protected] [email protected] [email protected] 03/31/2019 NYSE EDGAR Advantage Service Team (800) 688 - 1933 ITEM 1. Schedule of Investments. SOURCE CAPITAL, INC. PORTFOLIO OF INVESTMENTS March 31, 2019 (Unaudited) Shares Fair Value COMMON STOCKS INTERNET MEDIA — 9.9% Alphabet, Inc. (Class A)(a) 6,500 $ 7 |
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| April 3, 2019 |
SOR / Source Capital, Inc. DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| November 29, 2018 |
Exhibit 99.CERT Certifications I, J. Richard Atwood, President Source Capital, Inc., certify that: 1. I have reviewed this report on Form N-Q of President of Source Capital, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statem |
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| November 29, 2018 |
SOR / Source Capital, Inc. N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 a18-363244nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-1731 Source Capital, Inc. (Exact name of registrant as specified in charter) 11601 WILSHIRE BLVD., STE 1200 LOS ANGELES, CALIFORNIA 90025 (Address of principal executiv |
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| May 30, 2018 |
SOR / Source Capital, Inc. N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-1731 Source Capital, Inc. (Exact name of registrant as specified in charter) 11601 WILSHIRE BLVD., STE 1200 LOS ANGELES, CALIFORNIA 90025 (Address of principal executive offices) (Zip code) Copy |
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| May 30, 2018 |
Exhibit 99.CERT Certifications I, J. Richard Atwood, President Source Capital, Inc. , certify that: 1. I have reviewed this report on Form N-Q of President of Source Capital, Inc. ; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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| April 3, 2018 |
SOR / Source Capital, Inc. DEFINITIVE REVISED PROXY SOLICITING MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| April 2, 2018 |
SOR / Source Capital, Inc. DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| November 29, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-1731 Source Capital, Inc. (Exact name of registrant as specified in charter) 11601 WILSHIRE BLVD., STE 1200 LOS ANGELES, CALIFORNIA 90025 (Address of principal executive offices) (Zip code) Copy |
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| November 29, 2017 |
Exhibit 99.CERT Certifications I, J. Richard Atwood, President Source Capital, Inc. , certify that: 1. I have reviewed this report on Form N-Q of President of Source Capital, Inc. ; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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| May 30, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-1731 Source Capital, Inc. (Exact name of registrant as specified in charter) 11601 WILSHIRE BLVD., STE 1200 LOS ANGELES, CALIFORNIA 90025 (Address of principal executive offices) (Zip code) Copy |
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| May 30, 2017 |
I, J. Richard Atwood, President of Source Capital, Inc. , certify that: EX-99.CERT 2 a17-86343ex99dcert.htm EX-99.CERT Exhibit 99.CERT I, J. Richard Atwood, President of Source Capital, Inc. , certify that: 1. I have reviewed this report on Form N-Q of President of Source Capital, Inc. ; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the |
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| March 28, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 9, 2017 |
February 9, 2017 VIA EDGAR CORRESPONDENCE Securities and Exchange Commission 100 F. |
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| November 29, 2016 |
Source Capital N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-1731 Source Capital, Inc. (Exact name of registrant as specified in charter) 11601 WILSHIRE BLVD., STE 1200 LOS ANGELES, CALIFORNIA 90025 (Address of principal executive offices) (Zip code) Copy |
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| November 29, 2016 |
Exhibit 99.CERT Certifications I, J. Richard Atwood, President Source Capital, Inc. , certify that: 1. I have reviewed this report on Form N-Q of President of Source Capital, Inc. ; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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| May 31, 2016 |
Source Capital N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 a16-77534nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-1731 Source Capital, Inc. (Exact name of registrant as specified in charter) 11601 WILSHIRE BLVD., STE 1200 LOS ANGELES, CALIFORNIA 90025 (Address of principal executive |
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| May 31, 2016 |
Exhibit 99.CERT Certifications I, J. Richard Atwood, President of Source Capital, Inc., certify that: 1. I have reviewed this report on Form N-Q of President of Source Capital, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| March 25, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| March 23, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| November 30, 2015 |
Exhibit 99.CERT Certifications I, J. Richard Atwood, President of Source Capital, Inc., certify that: 1. I have reviewed this report on Form N-Q of President of Source Capital, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| November 30, 2015 |
Source Capital N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811- 1731 SOURCE CAPITAL INC. (Exact name of registrant as specified in charter) 11601 WILSHIRE BLVD., STE. 1200 LOS ANGELES, CALIFORNIA 90025 (Address of principal executive offices) (Zip code) Copy |
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| November 17, 2015 |
Source Capital Portfolio Manager Eric Ende to Retire Exhibit 99.2 Source Capital Portfolio Manager Eric Ende to Retire Los Angeles (November 17, 2015) ? FPA announced today that Eric Ende, portfolio manager of Source Capital, Inc. (SOR) (the ?Fund?), will step down as portfolio manager of the Fund effective December 1, 2015, and will retire from FPA at year-end. Mr. Ende has managed the Fund since 1996. ?Eric first joined FPA in 1984 and worked dire |
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| November 17, 2015 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2015 SOURCE CAPITAL, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-1731 95-2559370 (Commission F |
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| November 17, 2015 |
SOURCE CAPITAL, INC. LETTER TO SHAREHOLDERS Exhibit 99.1 SOURCE CAPITAL, INC. LETTER TO SHAREHOLDERS TO OUR SHAREHOLDERS: Please see the important information below regarding significant changes to Source Capital, Inc., announced on November 17, 2015. We are always pleased to receive feedback or questions from shareholders at the email address, [email protected]. Thank you for your continued support and trust. J. Richard Atwood President |
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| May 29, 2015 |
EXHIBIT 99.CERT CERTIFICATION I, J. Richard Atwood, certify that: 1. I have reviewed this report on Form N-Q of Source Capital, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| May 29, 2015 |
Source Capital N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-1731 Source Capital, Inc. (Exact name of registrant as specified in charter) 11601 Wilshire Blvd. Suite 1200, Los Angeles, California 90025 (Address of principal executive offices) (Zip code) J. |
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| April 6, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| March 18, 2015 |
EX-99 2 ex-99.htm EX-99 EXHIBIT 99 CONFIRMING STATEMENT CONFIRMING STATEMENT This Statement confirms that the undersigned, Jennifer S. Okutake, has authorized and designated each of J. Richard Atwood and Sherry Sasaki, signing singly as attorney-in-fact to execute and file on the undersigned’s behalf all Forms 3, 4, and 5 (including any amendments thereto) that the undersigned may be required to f |
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| March 2, 2015 |
Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors of Source Capital, Inc. |
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| March 2, 2015 |
Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors of Source Capital, Inc. |
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| November 26, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-1731 Source Capital, Inc. (Exact name of registrant as specified in charter) 11601 Wilshire Blvd. Suite 1200, Los Angeles, California 90025 (Address of principal executive offices) (Zip code) J. |
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| November 26, 2014 |
EXHIBIT 99.CERT CERTIFICATION I, J. Richard Atwood, certify that: 1. I have reviewed this report on Form N-Q of Source Capital, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| August 29, 2014 |
Following are the matters voted upon and the results of those votes cast at the annual meeting of shareholders held May 12, 2014: With respect to the election of six directors by the holders of Common Stock, $1. |
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| August 8, 2014 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Source Capital, Inc. |
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| August 4, 2014 |
FPRAX / FPA Paramount Fund, Inc. CORRESP - - [LETTERHEAD] FPA CAPITAL FUND, INC. FPA FUNDS TRUST’S FPA CRESCENT FUND FPA FUNDS TRUST’S FPA INTERNATIONAL VALUE FUND FPA NEW INCOME, INC. FPA PARAMOUNT FUND, INC. FPA PERENNIAL FUND, INC. SOURCE CAPITAL, INC. 11601 WILSHIRE BOULEVARD · SUITE 1200 · LOS ANGELES, CALIFORNIA 90025 August 4, 2014 VIA EDGAR Jeff Long, Staff Accountant Office of Disclosure and Review Division of Investment Management |
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| May 27, 2014 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-1731 Source Capital, Inc. (Exact name of registrant as specified in charter) 11400 West Olympic Boulevard, Suite 1200, Los Angeles, California 90064 (Address of principal executive offices) (Zip |
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| May 27, 2014 |
EXHIBIT 99.CERT CERTIFICATION I, Eric S. Ende, certify that: 1. I have reviewed this report on Form N-Q of Source Capital, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| April 3, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 28, 2014 |
Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors of Source Capital,Inc. |
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| November 27, 2013 |
EX-99.CERT 2 a13-228572ex99dcert.htm EX-99.CERT EXHIBIT 99.CERT CERTIFICATION I, Eric S. Ende, certify that: 1. I have reviewed this report on Form N-Q of Source Capital, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statement |
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| November 27, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-1731 Source Capital, Inc. (Exact name of registrant as specified in charter) 11400 West Olympic Boulevard, Suite 1200, Los Angeles, California 90064 (Address of principal executive offices) (Zip |
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| September 19, 2013 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Source Capital, Inc. |
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| September 19, 2013 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Source Capital, Inc. |
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| September 19, 2013 |
Following are the matters voted upon and the results of those votes cast at the annual meeting of shareholders held May 6, 2013: With respect to the election of six directors by the holders of Common Stock, $1. |
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| September 19, 2013 |
Following are the matters voted upon and the results of those votes cast at the annual meeting of shareholders held May 7, 2012: With respect to the election of four directors by the holders of Common Stock, $1. |
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| August 28, 2013 |
Following are the matters voted upon and the results of those votes cast at the annual meeting of shareholders held May 6, 2013: With respect to the election of six directors by the holders of Common Stock, $1. |
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| May 23, 2013 |
EXHIBIT 99.CERT CERTIFICATION I, Eric S. Ende, certify that: 1. I have reviewed this report on Form N-Q of Source Capital, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| May 23, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-1731 Source Capital, Inc. (Exact name of registrant as specified in charter) 11400 West Olympic Boulevard, Suite 1200, Los Angeles, California 90064 (Address of principal executive offices) (Zip |
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| March 28, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 28, 2013 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Source Capital, Inc. |
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| November 29, 2012 |
EXHIBIT 99.CERT CERTIFICATION I, Eric S. Ende, certify that: 1. I have reviewed this report on Form N-Q of Source Capital, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| November 29, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-1731 Source Capital, Inc. (Exact name of registrant as specified in charter) 11400 West Olympic Boulevard, Suite 1200, Los Angeles, California 90064 (Address of principal executive offices) (Zip |
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| August 29, 2012 |
Following are the matters voted upon and the results of those votes cast at the annual meeting of shareholders held May 7, 2012: With respect to the election of four directors by the holders of Common Stock, $1. |
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| July 5, 2012 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on July 16, 2012, pursuant to the provisions of Rule 12d2-2 (a). |
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| May 29, 2012 |
EXHIBIT 99.CERT CERTIFICATION I, Eric S. Ende, certify that: 1. I have reviewed this report on Form N-Q of Source Capital, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| May 29, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-1731 Source Capital, Inc. (Exact name of registrant as specified in charter) 11400 West Olympic Boulevard, Suite 1200, Los Angeles, California 90064 (Address of principal executive offices) (Zip |
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| March 30, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| March 1, 2012 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Source Capital, Inc. |
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| November 28, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-1731 Source Capital, Inc. (Exact name of registrant as specified in charter) 11400 West Olympic Boulevard, Suite 1200, Los Angeles, California 90064 (Address of principal executive offices) (Zip |
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| November 28, 2011 |
EXHIBIT 99.CERT CERTIFICATION I, Eric S. Ende, certify that: 1. I have reviewed this report on Form N-Q of Source Capital, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| November 1, 2011 |
EXHIBIT 99 CONFIRMING STATEMENT CONFIRMING STATEMENT This Statement confirms that the undersigned, Ryan A. |
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| September 30, 2011 |
EXHIBIT 99 CONFIRMING STATEMENT CONFIRMING STATEMENT This Statement confirms that the undersigned, Pierre Olivier A. |
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| September 30, 2011 |
EXHIBIT 99 CONFIRMING STATEMENT CONFIRMING STATEMENT This Statement confirms that the undersigned, Eric Bokota, has authorized and designated each of J. |
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| August 29, 2011 |
SOURCE CAPITAL, INC. RESULTS OF ANNUAL MEETING Following is a list of matters voted upon and the results of those votes cast at the annual meeting of shareholders held May 2, 2011: 1. With respect to the election of four directors by the holders of Common Stock, $1.00 par value, and election of two directors by the holders of $2.40 Cumulative Preferred Stock, $3.00 par value: Common Eric S. Ende V |
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| June 8, 2011 |
EXHIBIT 99 CONFIRMING STATEMENT CONFIRMING STATEMENT This Statement confirms that the undersigned, Christopher B. |
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| May 27, 2011 |
EXHIBIT 99.CERT CERTIFICATION I, Eric S. Ende, certify that: 1. I have reviewed this report on Form N-Q of Source Capital, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| May 27, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-1731 Source Capital, Inc. (Exact name of registrant as specified in charter) 11400 West Olympic Boulevard, Suite 1200, Los Angeles, California 90064 (Address of principal executive offices) (Zip |
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| March 25, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| March 1, 2011 |
Report of Independent Registered Public Accounting Firm Shareholders and Board of Directors Source Capital, Inc. |
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| December 14, 2010 |
EXHIBIT 99 CONFIRMING STATEMENT CONFIRMING STATEMENT This Statement confirms that the undersigned, Ravi R. |
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| November 24, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-1731 Source Capital, Inc. (Exact name of registrant as specified in charter) 11400 West Olympic Boulevard, Suite 1200, Los Angeles, California 90064 (Address of principal executive offices) (Zip |
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| November 24, 2010 |
EXHIBIT 99.CERT CERTIFICATION I, Eric S. Ende, certify that: 1. I have reviewed this report on Form N-Q of Source Capital, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| October 14, 2010 |
EXHIBIT 99 CONFIRMING STATEMENT CONFIRMING STATEMENT This Statement confirms that the undersigned, Arik A. |
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| September 3, 2010 |
EXHIBIT 99 CONFIRMING STATEMENT CONFIRMING STATEMENT This Statement confirms that the undersigned, Jeffrey Mark Hancock, has authorized and designated each of J. |
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| August 27, 2010 |
SOURCE CAPITAL, INC. RESULTS OF ANNUAL MEETING Following is a list of matters voted upon and the results of those votes cast at the annual meeting of shareholders held May 3, 2010: 1. With respect to the election of four directors by the holders of Common Stock, $1.00 par value, and election of two directors by the holders of $2.40 Cumulative Preferred Stock, $3.00 par value: Common Eric S. Ende V |
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| June 8, 2010 |
EXHIBIT 99 CONFIRMING STATEMENT CONFIRMING STATEMENT This Statement confirms that the undersigned, Michael P. |
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| June 7, 2010 |
EXHIBIT 99 CONFIRMING STATEMENT This Statement confirms that the undersigned, Abhijeet V. |
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| May 21, 2010 |
EXHIBIT 99.CERT CERTIFICATION I, Eric S. Ende, certify that: 1. I have reviewed this report on Form N-Q of Source Capital, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| May 21, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-1731 Source Capital, Inc. (Exact name of registrant as specified in charter) 11400 West Olympic Boulevard, Suite 1200, Los Angeles, California 90064 (Address of principal executive offices) (Zip |
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| May 10, 2010 |
EX-99 2 ex-99.htm EX-99 EXHIBIT 99 CONFIRMING STATEMENT CONFIRMING STATEMENT This Statement confirms that the undersigned, Patrick B. Purcell, has authorized and designated each of J. Richard Atwood and Sherry Sasaki, signing singly as attorney-in-fact to execute and file on the undersigned’s behalf all Forms 3, 4, and 5 (including any amendments thereto) that the undersigned may be required to fi |
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| April 1, 2010 |
EXHIBIT 99 CONFIRMING STATEMENT This Statement confirms that the undersigned, Thomas H. |
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| March 31, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| March 1, 2010 |
Report of Independent Registered Public Accounting Firm Shareholders and Board of Directors Source Capital, Inc. |
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| November 25, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-1731 Source Capital, Inc. (Exact name of registrant as specified in charter) 11400 West Olympic Boulevard, Suite 1200, Los Angeles, California 90064 (Address of principal executive offices) (Zip |
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| November 25, 2009 |
EXHIBIT 99.CERT CERTIFICATION I, Eric S. Ende, certify that: 1. I have reviewed this report on Form N-Q of Source Capital, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| October 30, 2009 |
EX-99 2 ex-99.htm EX-99 EXHIBIT 99 CONFIRMING STATEMENT This Statement confirms that the undersigned, Mark Landecker, has authorized and designated each of J. Richard Atwood and Sherry Sasaki, signing singly as attorney-in-fact to execute and file on the undersigned’s behalf all Forms 3, 4, and 5 (including any amendments thereto) that the undersigned may be required to file with the United States |
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| August 26, 2009 |
SOURCE CAPITAL, INC. RESULTS OF ANNUAL MEETING Following is a list of matters voted upon and the results of those votes cast at the annual meeting of shareholders held May 4, 2009: 1. With respect to the election of four directors by the holders of Common Stock, $1.00 par value, and election of two directors by the holders of $2.40 Cumulative Preferred Stock, $3.00 par value: Common Eric S. Ende V |
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| May 22, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-1731 Source Capital, Inc. (Exact name of registrant as specified in charter) 11400 West Olympic Boulevard, Suite 1200, Los Angeles, California 90064 (Address of principal executive offices) (Zip |
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| May 22, 2009 |
EXHIBIT 99.CERT CERTIFICATION I, Eric S. Ende, certify that: 1. I have reviewed this report on Form N-Q of Source Capital, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| March 27, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 26, 2009 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Source Capital, Inc. |
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| November 20, 2008 |
EX-99 2 ex-99.htm EX-99 EXHIBIT 99 CONFIRMING STATEMENT CONFIRMING STATEMENT This Statement confirms that the undersigned, Brian A. Selmo, has authorized and designated each of J. Richard Atwood and Sherry Sasaki, signing singly as attorney-in-fact to execute and file on the undersigned’s behalf all Forms 3, 4, and 5 (including any amendments thereto) that the undersigned may be required to file w |
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| November 14, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-1731 Source Capital, Inc. (Exact name of registrant as specified in charter) 11400 West Olympic Boulevard, Suite 1200, Los Angeles, California 90064 (Address of principal executive offices) (Zip |
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| November 14, 2008 |
EXHIBIT 99.CERT CERTIFICATION I, Eric S. Ende, certify that: 1. I have reviewed this report on Form N-Q of Source Capital, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| August 29, 2008 |
SOURCE CAPITAL, INC. RESULTS OF ANNUAL MEETING Following is a list of matters voted upon and the results of those votes cast at the annual meeting of shareholders held May 5, 2008: 1. With respect to the election of four directors by the holders of Common Stock, $1.00 par value, and election of two directors by the holders of $2.40 Cumulative Preferred Stock, $3.00 par value: Votes For Votes Withh |
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| May 23, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-1731 Source Capital, Inc. (Exact name of registrant as specified in charter) 11400 West Olympic Boulevard, Suite 1200, Los Angeles, California 90064 (Address of principal executive offices) (Zip |
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| May 23, 2008 |
EXHIBIT 99.CERT CERTIFICATION I, Eric S. Ende, certify that: 1. I have reviewed this report on Form N-Q of Source Capital, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| March 28, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 27, 2008 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Source Capital, Inc. |
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| November 28, 2007 |
EXHIBIT 99.CERT CERTIFICATION I, Eric S. Ende, certify that: 1. I have reviewed this report on Form N-Q of Source Capital, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| November 28, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-1731 Source Capital, Inc. (Exact name of registrant as specified in charter) 11400 West Olympic Boulevard, Suite 1200, Los Angeles, California 90064 (Address of principal executive offices) (Zip |
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| September 14, 2007 |
EX-99 2 ex-99.htm EX-99 EXHIBIT 99 CONFIRMING STATEMENT CONFIRMING STATEMENT This Statement confirms that the undersigned, John E. Peetz, has authorized and designated each of J. Richard Atwood and Sherry Sasaki, signing singly as attorney-in-fact to execute and file on the undersigned’s behalf all Forms 3, 4, and 5 (including any amendments thereto) that the undersigned may be required to file wi |
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| August 21, 2007 |
SOURCE CAPITAL, INC. RESULTS OF ANNUAL MEETING Following is a list of matters voted upon and the results of those votes cast at the annual meeting of shareholders held May 7, 2007: 1. With respect to the election of four directors by the holders of Common Stock, $1.00 par value, and election of two directors by the holders of $2.40 Cumulative Preferred Stock, $3.00 par value: Votes For Votes Withh |
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| May 25, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-1731 Source Capital, Inc (Exact name of registrant as specified in charter) 11400 West Olympic Boulevard, Suite 1200, Los Angeles, California 90064 (Address of principal executive offices) (Zip c |
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| May 25, 2007 |
EXHIBIT 99.CERT CERTIFICATION I, Eric S. Ende, certify that: 1. I have reviewed this report on Form N-Q of Source Capital, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| April 20, 2007 |
EX-99 2 ex-99.htm EX-99 Exhibit 99 CONFIRMING STATEMENT This Statement confirms that the undersigned, Gregory A. Herr, has authorized and designated each of J. Richard Atwood and Sherry Sasaki, signing singly as attorney-in-fact to execute and file on the undersigned’s behalf all Forms 3, 4, and 5 (including any amendments thereto) that the undersigned may be required to file with the United State |
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| March 30, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 23, 2007 |
EX-99 2 ex-99.htm EX-99 EXHIBIT 99 CONFIRMING STATEMENT CONFIRMING STATEMENT This Statement confirms that the undersigned, Nico Mizrahi, has authorized and designated each of J. Richard Atwood and Sherry Sasaki, signing singly as attorney-in-fact to execute and file on the undersigned’s behalf all Forms 3, 4, and 5 (including any amendments thereto) that the undersigned may be required to file wit |
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| February 16, 2007 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Source Capital, Inc. |
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| January 16, 2007 |
EX-99 2 ex-99.htm EX-99 EXHIBIT 99 CONFIRMING STATEMENT This Statement confirms that the undersigned, Jason S. Henney, has authorized and designated each of J. Richard Atwood and Sherry Sasaki, signing singly as attorney-in-fact to execute and file on the undersigned’s behalf all Forms 3, 4, and 5 (including any amendments thereto) that the undersigned may be required to file with the United State |
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| January 16, 2007 |
EX-99 2 ex-99.htm EX-99 EXHIBIT 99 CONFIRMING STATEMENT This Statement confirms that the undersigned, Gregory R. Nathan, has authorized and designated each of J. Richard Atwood and Sherry Sasaki, signing singly as attorney-in-fact to execute and file on the undersigned’s behalf all Forms 3, 4, and 5 (including any amendments thereto) that the undersigned may be required to file with the United Sta |
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| November 20, 2006 |
EXHIBIT 99.CERT CERTIFICATION I, Eric S. Ende, certify that: 1. I have reviewed this report on Form N-Q of Source Capital, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| November 20, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-1731 Source Capital, Inc. (Exact name of registrant as specified in charter) 11400 West Olympic Boulevard, Suite 1200, Los Angeles, California 90064 (Address of principal executive offices) (Zip |
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| August 29, 2006 |
SOURCE CAPITAL, INC. RESULTS OF ANNUAL MEETING Following is a list of matters voted upon and the results of those votes cast at the annual meeting of shareholders held May 25, 2006: 1. With respect to the election of four directors by the holders of Common Stock, $1.00 par value, and election of two directors by the holders of $2.40 Cumulative Preferred Stock, $3.00 par value: Votes For Votes With |
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| July 7, 2006 |
EX-99 2 ex-99.htm EX-99 EXHIBIT 99 CONFIRMING STATEMENT CONFIRMING STATEMENT This Statement confirms that the undersigned, Christopher J. Karlin, has authorized and designated each of J. Richard Atwood and Sherry Sasaki, signing singly as attorney-in-fact to execute and file on the undersigned’s behalf all Forms 3, 4, and 5 (including any amendments thereto) that the undersigned may be required to |
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| June 5, 2006 |
EXHIBIT 99 CONFIRMING STATEMENT CONFIRMING STATEMENT This Statement confirms that the undersigned, Ann Shigemura-Hildebrand, has authorized and designated each of J. |
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| May 25, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-1731 Source Capital, Inc. (Exact name of registrant as specified in charter) 11400 West Olympic Boulevard, Suite 1200, Los Angeles, California 90064 (Address of principal executive offices) (Zip |
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| May 25, 2006 |
EX-99.CERT 2 a06-83172ex99dcert.htm EX-99.CERT EXHIBIT 99.CERT CERTIFICATION I, Eric S. Ende, certify that: 1. I have reviewed this report on Form N-Q of Source Capital, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements |
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| April 7, 2006 |
EX-99 2 ex-99.htm EX-99 EXHIBIT 99 CONFIRMING STATEMENT This Statement confirms that the undersigned, Steven R. Geist, has authorized and designated each of J. Richard Atwood, Sherry Sasaki and Christopher H. Thomas, signing singly as attorney-in-fact to execute and file on the undersigned’s behalf all Forms 3, 4, and 5 (including any amendments thereto) that the undersigned may be required to fil |
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| March 30, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Defin |
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| March 3, 2006 |
EX-99 2 ex-99.htm EX-99 EXHIBIT 99 CONFIRMING STATEMENT This Statement confirms that the undersigned, Cheryl L. Schmitz, has authorized and designated each of J. Richard Atwood and Sherry Sasaki, signing singly as attorney-in-fact to execute and file on the undersigned’s behalf all Forms 3, 4, and 5 (including any amendments thereto) that the undersigned may be required to file with the United Sta |
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| February 10, 2006 |
EX-99 2 ex-99.htm EX-99 EXHIBIT 99 CONFIRMING STATEMENT This Statement confirms that the undersigned, Thomas P. Merrick, has authorized and designated each of J. Richard Atwood and Sherry Sasaki, signing singly as attorney-in-fact to execute and file on the undersigned’s behalf all Forms 3, 4, and 5 (including any amendments thereto) that the undersigned may be required to file with the United Sta |
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| January 6, 2006 |
EXHIBIT 99 CONFIRMING STATEMENT This Statement confirms that the undersigned, Eric S. |
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| January 3, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: ý Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| December 13, 2005 |
EX-99 2 ex-99.htm EX-99 EXHIBIT 99 CONFIRMING STATEMENT CONFIRMING STATEMENT This Statement confirms that the undersigned, E. Lake Setzler III, has authorized and designated each of J. Richard Atwood, Sherry Sasaki and Christopher H. Thomas, signing singly as attorney-in-fact to execute and file on the undersigned’s behalf all Forms 3, 4, and 5 (including any amendments thereto) that the undersign |
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| November 18, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-1731 Source Capital, Inc. (Exact name of registrant as specified in charter) 11400 West Olympic Boulevard, Suite 1200, Los Angeles, California 90064 (Address of principal executive offices) (Zip |
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| November 18, 2005 |
EXHIBIT 99.CERT CERTIFICATION I, Eric S. Ende, certify that: 1. I have reviewed this report on Form N-Q of Source Capital, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| September 16, 2005 |
EX-99 2 ex-99.htm EX-99 EXHIBIT 99 CONFIRMING STATEMENT This Statement confirms that the undersigned, Daniel H. Hong, has authorized and designated each of J. Richard Atwood, Sherry Sasaki and Christopher H. Thomas, signing singly as attorney-in-fact to execute and file on the undersigned’s behalf all Forms 3, 4, and 5 (including any amendments thereto) that the undersigned may be required to file |
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| July 21, 2005 |
EX-99 2 ex-99.htm EX-99 EXHIBIT 99 CONFIRMING STATEMENT CONFIRMING STATEMENT This Statement confirms that the undersigned, Pavan Nagpal, has authorized and designated each of J. Richard Atwood, Sherry Sasaki and Christopher H. Thomas, signing singly as attorney-in-fact to execute and file on the undersigned’s behalf all Forms 3, 4, and 5 (including any amendments thereto) that the undersigned may |
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| May 24, 2005 |
EXHIBIT 99.CERT CERTIFICATION I, Eric S. Ende, certify that: 1. I have reviewed this report on Form N-Q of Source Capital, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| May 24, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-1731 Source Capital, Inc. (Exact name of registrant as specified in charter) 11400 West Olympic Boulevard, Suite 1200, Los Angeles, California 90064 (Address of principal executive offices) (Zip |
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| December 13, 2004 |
EX-99 2 ex-99.htm EX-99 EXHIBIT 99 CONFIRMING STATEMENT This Statement confirms that the undersigned, Tina H. Kodama, has authorized and designated each of J. Richard Atwood, Sherry Sasaki and Christopher H. Thomas, signing singly as attorney-in-fact to execute and file on the undersigned’s behalf all Forms 3, 4, and 5 (including any amendments thereto) that the undersigned may be required to file |
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| November 26, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-1731 Source Capital, Inc. (Exact name of registrant as specified in charter) 11400 West Olympic Boulevard, Suite 1200, Los Angeles, California 90064 (Address of principal executive offices) (Zip |
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| November 26, 2004 |
EXHIBIT 99.CERT CERTIFICATION I, Eric S. Ende, certify that: 1. I have reviewed this report on Form N-Q of Source Capital, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| February 17, 2004 |
EXHIBIT 99 CONFIRMING STATEMENT CONFIRMING STATEMENT This Statement confirms that the undersigned, Julian Mann, has authorized and designated each of J. |
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| February 13, 2004 |
EX-99 3 ex-99.htm EX-99 Exhibit 99 CONFIRMING STATEMENT This Statement confirms that the undersigned, Lawrence J. Sheehan, has authorized and designated each of J. Richard Atwood, Sherry Sasaki and Christopher H. Thomas, signing singly as attorney-in-fact to execute and file on the undersigned’s behalf all Forms 3, 4, and 5 (including any amendments thereto) that the undersigned may be required to |
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| July 31, 2003 |
EX-24 3 ex-24.htm EX-24 CONFIRMING STATEMENT This Statement confirms that the undersigned, Stephen W. O’Neil, has authorized and designated each of J. Richard Atwood, Sherry Sasaki and Christopher H. Thomas, signing singly as attorney-in-fact to execute and file on the undersigned’s behalf all Forms 3, 4, and 5 (including any amendments thereto) that the undersigned may be required to file with th |
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| February 10, 2003 |
FORM 5 Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). Form 3 Holdings Reported Form 4 Transactions Reported UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Util |
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| February 10, 2003 |
FORM 5 Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). Form 3 Holdings Reported Form 4 Transactions Reported UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Util |
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| February 10, 2003 |
FORM 5 Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). Form 3 Holdings Reported Form 4 Transactions Reported UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Util |
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| February 10, 2003 |
FORM 5 Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). Form 3 Holdings Reported Form 4 Transactions Reported UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Util |
