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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Spectrum Brands Holdings, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| September 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 3, 2025 SPECTRUM BRANDS HOLDINGS, INC. |
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| August 7, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 29, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registran |
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| August 7, 2025 |
Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Joanne Chomiak 608-275-4458 Spectrum Brands Holdings Reports Fiscal 2025 Third Quarter Results •Net Sales Decreased 10.2% and Organic Net Sales Decreased 11.1%, Driven Primarily by Stop Shipments to Certain Retailers as Pricing Negotiations Pro |
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| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2025 SPECTRUM BRANDS HOLDINGS, INC. |
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| August 7, 2025 |
List of Guarantor Subsidiaries Exhibit 22.1 Name* State or Other Jurisdiction of Incorporation or Organization Alaska Merger Acquisition Corp. Delaware Empower Brands, LLC** Delaware Empower Brands Group, LLC** Delaware Empower Brands Holdings, Inc. Delaware Glofish LLC** Delaware ROV Holding, Inc. Delaware Salix Animal Health, LLC** Delaware SB/RH Holdings, LLC** Delaware Spectrum Brands Holdings, Inc. Delaware Spectrum Brands |
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| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 5, 2025 SPECTRUM BRANDS HOLDINGS, INC. |
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| June 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| June 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| May 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM SD SPECIALIZED DISCLOSURE REPORT SPECTRUM BRANDS HOLDINGS, INC. |
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| May 30, 2025 |
Conflict Minerals Report pursuant to Items 1.01 and 1.02 of this Form. EXHIBIT 1.01 Conflict Minerals Report This is the Conflict Minerals Report of Spectrum Brands Holdings, Inc. and its consolidated subsidiaries, including SB/RH Holdings, LLC and its consolidated subsidiaries (the “Company,” “Spectrum Brands,” “we,” “us,” or “our”), for January 1, 2024 through December 31, 2024 (“Calendar Year 2024”) in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities |
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| May 8, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registra |
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| May 8, 2025 |
Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Joanne Chomiak 608-275-4458 Spectrum Brands Holdings Reports Fiscal 2025 Second Quarter Results •Net Sales Decreased 6.0% and Organic Sales Decreased 4.6%, Driven Primarily by Softening North American Demand in Global Pet Care, Timing of Retail |
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| May 8, 2025 |
List of Guarantor Subsidiaries Exhibit 22.1 Name* State or Other Jurisdiction of Incorporation or Organization Applica Mexico Holdings, Inc. Delaware Alaska Merger Acquisition Corp. Delaware Empower Brands, LLC** (f/k/a HPC Brands, LLC) Delaware Empower Brands Group, LLC** Delaware Empower Brands Holdings, Inc. Delaware Glofish LLC** Delaware ROV Holding, Inc. Delaware ROV International Holdings, LLC** Delaware Salix Animal Hea |
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| May 8, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 8, 2025 SPECTRUM BRANDS HOLDINGS, INC. |
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| February 6, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 6, 2025 SPECTRUM BRANDS HOLDINGS, INC. |
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| February 6, 2025 |
List of Guarantor Subsidiaries Exhibit 22.1 Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I.R.S. Employer Identification Number Alaska Merger Acquisition Corp. Delaware 3690 82-1316914 Glofish LLC** Delaware 3690 82-1484807 ROV Holding, Inc. Delaware 3690 22-2423555 Salix Animal Health, LLC** Delaware 3690 65-0965477 SB/RH Holdings, LLC** Delaware 3690 |
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| February 6, 2025 |
Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Joanne Chomiak 608-275-4458 Spectrum Brands Holdings Reports Fiscal 2025 First Quarter Results •Net Sales Increased 1.2% and Organic Sales Increased 1.9%, Driven Primarily by Extended Fall Season and Accelerated Pre-Season Sales for Home & Gard |
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| February 6, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 29, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Regis |
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| January 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Na |
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| November 15, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 15, 2024 SPECTRUM BRANDS HOLDINGS, INC. |
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| November 15, 2024 |
Compensation Clawback Policy, revised and effective as of November 14, 2023 Exhibit 97.1 Spectrum Brands Holdings, Inc. Compensation Clawback Policy Summary The policy governs the circumstances under which applicable incentive compensation provided by Spectrum Brands Holdings, Inc. (the “Company”) and its subsidiaries to executive officers may be subject to forfeiture, disgorgement, recoupment, or diminution (“clawback”). The policy has been amended as required by Section |
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| November 15, 2024 |
List of Guarantor Subsidiaries Exhibit 21.2 Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I.R.S. Employer Identification Number Alaska Merger Acquisition Corp. Delaware 3690 82-1316914 Glofish LLC Delaware 3690 82-1484807 ROV Holding, Inc. Delaware 3690 22-2423555 Salix Animal Health, LLC Florida 3690 65-0965477 SB/RH Holdings, LLC Delaware 3690 27-2812 |
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| November 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registrant, |
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| November 15, 2024 |
Form of Service Based Restricted Stock Unit Agreement effective as of December 23, 2023 Exhibit 10.15 LONG TERM EQUITY AWARD PLAN SERVICE-BASED RESTRICTED STOCK UNIT AGREEMENT THIS RESTRICTED STOCK UNIT AGREEMENT (the “Agreement”), is made, effective as of [grant date] (hereinafter the “Date of Grant”), between Spectrum Brands Holdings, Inc. (the “Company”), and [name] (the “Participant”). R E C I T A L S: WHEREAS, the Company has adopted the [name of equity plan], as amended from ti |
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| November 15, 2024 |
ice President Retention Agreement effective as of February 14 Exhibit 10.17 SPECTRUM BRANDS HOLDINGS, INC. 2020 OMNIBUS EQUITY AWARD PLAN EXECUTIVE VICE PRESIDENT RETENTION AGREEMENT THIS EXECUTIVE VICE PRESIDENT RETENTION AGREEMENT (the “Agreement”), is made, effective as of [Grant Date] (hereinafter the “Date of Grant”), between Spectrum Brands Holdings, Inc. (the “Company”), and [Participant] (the “Participant”). R E C I T A L S: WHEREAS, the Company has |
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| November 15, 2024 |
Spectrum Brands Holdings, Inc. Exhibit 19.1 SECURITIES HOLDING AND TRADING POLICY OF SPECTRUM BRANDS HOLDINGS, INC. Summary Spectrum Brands Holdings, Inc.’s (the “Company”) common stock is publicly traded on the New York Stock Exchange. Accordingly, the Company has adopted this Securities Holding and Trading Policy (the “Policy”) for the purposes of: (i) the handling of non-public information relating to the Company; (ii) the h |
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| November 15, 2024 |
Exhibit 99.1 Pg 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Joanne Chomiak 608-275-4458 Spectrum Brands Holdings Reports Fiscal 2024 Fourth Quarter •Fourth Quarter Net Sales Increased 4.5% With Organic Net Sales Increase of 4.8% •Fourth Quarter Net Income of $12.8 Million; Adjusted EBITDA of $68.9 Mi |
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| November 15, 2024 |
Exhibit 21.1 Subsidiary Jurisdiction 8 in 1 Pet Products GmbH Germany AAG UK Holding Limited United Kingdom Alaska Merger Acquisition Corp. U.S. Delaware Algarde Enterprises Limited United Kingdom AO "Spectrum Brands" Russia Russian Federation Applica Asia Limited Hong Kong Applica Mexico Holdings, Inc. U.S. Delaware Aquarium Systems Manufacturer of Instant Ocean France Armitage Brothers Limited f |
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| November 15, 2024 |
Form of Performance Based Restricted Stock Unit Agreement effective as of December 22, 2023 Exhibit 10.16 LONG TERM EQUITY AWARD PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AGREEMENT THIS RESTRICTED STOCK UNIT AGREEMENT (the “Agreement”), is made, effective as of [grant date] (hereinafter the “Date of Grant”), between Spectrum Brands Holdings, Inc. (the “Company”), and [name] (the “Participant”). R E C I T A L S: WHEREAS, the Company has adopted the [name of equity plan], as amended fro |
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| November 8, 2024 |
SC 13G 1 spectrumbrandsholdingsinc1.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) * SPECTRUM BRANDS HOLDINGS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 84790A105 (CUSIP Number) SEPTEMBER 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appro |
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| November 6, 2024 |
SPB / Spectrum Brands Holdings, Inc. / Invesco Ltd. - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Spectrum Brands Holdings Inc (Name of Issuer) Common Stock (Title of Class of Securities) 84790A105 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropri |
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| October 9, 2024 |
SPB / Spectrum Brands Holdings, Inc. / Allspring Global Investments Holdings, LLC Passive Investment SC 13G/A 1 Spectrum20240930.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) SPECTRUM BRANDS HOLDINGS INC (Name of Issuer) COM (Title of Class of Securities) 84790A105 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| October 4, 2024 |
3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 October 4, 2024 Mr. Dale Welcome Division of Corporation Finance Securities and Exchange Commission Washington, D.C. 20549 RE: Spectrum Brands Holdings, Inc. Form 10-K for the Fiscal Year Ended September 30, 2023 Response dated June 26, 2024 File No. 001-04219 Dear Mr. Welcome: Set forth below is the r |
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| August 23, 2024 |
3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 August 23, 2024 Mr. Dale Welcome Division of Corporation Finance Securities and Exchange Commission Washington, D.C. 20549 RE: Spectrum Brands Holdings, Inc. Form 10-K for the Fiscal Year Ended September 30, 2023 Response dated June 26, 2024 File No. 001-04219 Dear Mr. Welcome: Set forth below is the r |
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| August 8, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registran |
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| August 8, 2024 |
Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Joanne Chomiak 608-275-4458 Spectrum Brands Holdings Reports Fiscal 2024 Third Quarter Results •Net Sales Increased 6.0% Driven by Favorable Weather Conditions and Improved Retailer Inventory Health in Our Home & Garden Business Along with Cont |
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| August 8, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 8, 2024 SPECTRUM BRANDS HOLDINGS, INC. |
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| August 8, 2024 |
List of Guarantor Subsidiaries* Exhibit 22.1 Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I.R.S. Employer Identification Number Alaska Merger Acquisition Corp. Delaware 3690 82-1316914 Glofish LLC Delaware 3690 82-1484807 ROV Holding, Inc. Delaware 3690 22-2423555 Salix Animal Health, LLC Delaware 3690 65-0965477 SB/RH Holdings, LLC Delaware 3690 27-281 |
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| August 7, 2024 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 6, 2024 SPECTRUM BRANDS HOLDINGS, INC. |
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| July 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| June 26, 2024 |
3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 June 26, 2024 Mr. Dale Welcome Division of Corporation Finance Securities and Exchange Commission Washington, D.C. 20549 RE: Spectrum Brands Holdings, Inc. Form 10-K for the Fiscal Year Ended September 30, 2023 Form 8-K filed May 9, 2024 Response dated May 20, 2024 File No. 001-04219 Dear Mr. Welcome: |
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| June 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 20, 2024 SPECTRUM BRANDS HOLDINGS, INC. |
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| June 20, 2024 |
Guarantee Agreement of Spectrum Brands Holdings, Inc., dated as of June 20, 2024 Exhibit 4.1 GUARANTEE AGREEMENT BY SPECTRUM BRANDS HOLDINGS, INC. in favor of THE HOLDERS, SPECTRUM BRANDS, INC. and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee for the Holders of the Notes Specified Below of SPECTRUM BRANDS, INC. 3.875% Senior Notes Due 2031 June 20, 2024 GUARANTEE AGREEMENT, dated as of June 20, 2024 (as amended from time to time, this “Guarantee”), made by Spectru |
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| June 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 17, 2024 SPECTRUM BRANDS HOLDINGS, INC. |
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| June 4, 2024 |
Exhibit 4.2 SPECTRUM BRANDS, INC. AND THE GUARANTORS NAMED HEREIN, AND U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee SUPPLEMENTAL INDENTURE Dated as of June 4, 2024 to the Indenture Dated as of September 24, 2019 5.00% Senior Notes due 2029 This SUPPLEMENTAL INDENTURE, dated as of June 4, 2024 (this “Supplemental Indenture”), among SPECTRUM BRANDS, INC., a Delaware corporation (the “Co |
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| June 4, 2024 |
Exhibit 4.1 SPECTRUM BRANDS, INC. AND THE GUARANTORS NAMED HEREIN, AND U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee, ELAVON FINANCIAL SERVICES DAC, UK BRANCH, as Paying Agent, AND ELAVON FINANCIAL SERVICES DAC, as Registrar and Transfer Agent SUPPLEMENTAL INDENTURE Dated as of June 4, 2024 to the Indenture Dated as of September 20, 2016 4.00% Senior Notes due 2026 This SUPPLEMENTAL IN |
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| June 4, 2024 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 4, 2024 SPECTRUM BRANDS HOLDINGS, INC. |
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| June 4, 2024 |
EX-4.3 Exhibit 4.3 SPECTRUM BRANDS, INC. AND THE GUARANTORS NAMED HEREIN, AND U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee SUPPLEMENTAL INDENTURE Dated as of June 4, 2024 to the Indenture Dated as of June 30, 2020 5.50% Senior Notes due 2030 This SUPPLEMENTAL INDENTURE, dated as of June 4, 2024 (this “Supplemental Indenture”), among SPECTRUM BRANDS, INC., a Delaware corporation (the “ |
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| June 4, 2024 |
Exhibit 99.2 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Joanne Chomiak 608-275-4458 Spectrum Brands Announces Pricing Terms and Accepted Tender Amounts for its Tender Offer and Consent Solicitation Middleton, WI, June 4, 2024 – Spectrum Brands Holdings, Inc. (NYSE: SPB), a leading global branded con |
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| June 4, 2024 |
Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Joanne Chomiak 608-275-4458 Spectrum Brands Announces Early Results and Upsizing of its Previously Announced Tender Offer and Consent Solicitation Middleton, WI, June 4, 2024 – Spectrum Brands Holdings, Inc. (NYSE: SPB), a leading global brande |
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| May 31, 2024 |
Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form. EXHIBIT 1.01 Conflict Minerals Report This is the Conflict Minerals Report of Spectrum Brands Holdings, Inc. and its consolidated subsidiaries, including SB/RH Holdings, LLC and its consolidated subsidiaries (the “Company,” “Spectrum,” “we,” “us,” or “our”), for January 1, 2023 through December 31, 2023 (“Calendar Year 2023”) in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchan |
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| May 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Spectrum Brands Holdings, Inc. |
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| May 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 28, 2024 SPECTRUM BRANDS HOLDINGS, INC. |
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| May 23, 2024 |
Exhibit 99.1 [DEALER]1 May [], 2024 To: [Spectrum Brands, Inc. 3001 Deming Way Middleton, Wisconsin 53562 Attention: [General Counsel]]2 Re: [Base][Additional] Call Option Transaction The purpose of this letter agreement (this “Confirmation”) is to confirm the terms and conditions of the call option transaction entered into between [DEALER] (“Dealer”) and Spectrum Brands, Inc. (“Counterparty”) as |
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| May 23, 2024 |
Exhibit 4.1 Execution Version SPECTRUM BRANDS, INC. THE GUARANTORS PARTY HERETO and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION as Trustee INDENTURE Dated as of May 23, 2024 3.375% Exchangeable Senior Notes due 2029 TABLE OF CONTENTS Page Article 1. Definitions; Rules of Construction 1 Section 1.01. Definitions 1 Section 1.02. Other Definitions 13 Section 1.03. Rules of Construction 14 Article 2 |
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| May 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 23, 2024 SPECTRUM BRANDS HOLDINGS, INC. |
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| May 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 20, 2024 SPECTRUM BRANDS HOLDINGS, INC. |
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| May 21, 2024 |
Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Joanne Chomiak 608-275-4458 Spectrum Brands Announces Pricing of Private Offering of $300 Million of New Exchangeable Senior Notes Middleton, WI, May 20, 2024 – Spectrum Brands Holdings, Inc. (NYSE: SPB; “Parent”), announced today that its whol |
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| May 20, 2024 |
3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 May 20, 2024 Mr. Dale Welcome Division of Corporation Finance Securities and Exchange Commission Washington, D.C. 20549 RE: Spectrum Brands Holdings, Inc. Form 10-K for the Fiscal Year Ended September 30, 2023 Filed November 21, 2023 File No. 001-04219 Dear Mr. Welcome: Set forth below is the response |
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| May 20, 2024 |
EX-99.2 Exhibit 99.2 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Joanne Chomiak 608-275-4458 Spectrum Brands Announces Tender Offer and Consent Solicitation for 4.00% Senior Notes Due 2026, 5.00% Senior Notes Due 2029 and 5.50% Senior Notes Due 2030, and Tender Offer for 3.875% Senior Notes Due 2031 |
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| May 20, 2024 |
Spectrum Brands Announces Proposed Offering of Exchangeable Notes & Share Repurchase Plan EX-99.1 Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Joanne Chomiak 608-275-4458 Spectrum Brands Announces Proposed Offering of Exchangeable Notes & Share Repurchase Plan Middleton, WI, May 20, 2024 – Spectrum Brands Holdings, Inc. (NYSE: SPB; “Parent”), announced today that its wholly-ow |
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| May 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 20, 2024 SPECTRUM BRANDS HOLDINGS, INC. |
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| May 9, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registra |
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| May 9, 2024 |
List of Guarantor Subsidiaries* Exhibit 21.1 Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I.R.S. Employer Identification Number Alaska Merger Acquisition Corp. Delaware 3690 82-1316914 Glofish LLC Delaware 3690 82-1484807 ROV Holding, Inc. Delaware 3690 22-2423555 Salix Animal Health, LLC Delaware 3690 65-0965477 SB/RH Holdings, LLC Delaware 3690 27-281 |
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| May 9, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2024 SPECTRUM BRANDS HOLDINGS, INC. |
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| May 9, 2024 |
Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Joanne Chomiak 608-275-4458 Spectrum Brands Holdings Reports Fiscal 2024 Second Quarter Results •Net Sales Decreased 1.5% Driven by Lower Consumer Demand in Home Appliances, Aquatics Particularly in North America and the Impact of SKU Rationali |
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| March 29, 2024 |
3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 March 29, 2024 Mr. Dale Welcome Division of Corporation Finance Securities and Exchange Commission Washington, D.C. 20549 RE: Spectrum Brands Holdings, Inc. Form 10-K for the Fiscal Year Ended September 30, 2023 Filed November 21, 2023 File No. 001-04219 Dear Mr. Welcome: Set forth below is the respons |
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| February 13, 2024 |
SPB / Spectrum Brands Holdings, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01964-spectrumbrandsholdin.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: Spectrum Brands Holdings Inc Title of Class of Securities: Common Stock CUSIP Number: 84790A105 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate b |
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| February 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) * SPECTRUM BRANDS HOLDINGS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 84790A105 (CUSIP Number) DECEMBER 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh |
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| February 9, 2024 |
EX-99 2 Rule13DJointFilingAgreement.htm JOINT FILING AGREEMENT JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) (l) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing of the attached Schedule 13G, and any and all amendments thereto, and expressly authorize Invesco Ltd., as the ultimate parent company of each of its undersigned subsidiarie |
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| February 9, 2024 |
SPB / Spectrum Brands Holdings, Inc. / Invesco Ltd. - SEC SCHEDULE 13G Passive Investment SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Spectrum Brands Holdings Inc (Name of Issuer) Common Stock (Title of Class of Securities) 84790A105 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate b |
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| February 8, 2024 |
Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Joanne Chomiak 608-275-4458 Spectrum Brands Holdings Reports Fiscal 2024 First Quarter Results •Net Sales Decreased 3.0% Driven by Lower Consumer Demand in North American Small Kitchen Appliances and the Impact of SKU Rationalizations, Offset b |
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| February 8, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Regis |
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| February 8, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 8, 2024 SPECTRUM BRANDS HOLDINGS, INC. |
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| February 8, 2024 |
List of Guarantor Subsidiaries* Exhibit 21.1 Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I.R.S. Employer Identification Number Alaska Merger Acquisition Corp. Delaware 3690 82-1316914 Glofish LLC Delaware 3690 82-1484807 ROV Holding, Inc. Delaware 3690 22-2423555 Salix Animal Health, LLC Florida 3690 65-0965477 SB/RH Holdings, LLC Delaware 3690 27-2812 |
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| January 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Na |
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| January 12, 2024 |
SPB / Spectrum Brands Holdings, Inc. / Allspring Global Investments Holdings, LLC Passive Investment SC 13G/A 1 Spectrum20231231.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) SPECTRUM BRANDS HOLDINGS INC (Name of Issuer) COM (Title of Class of Securities) 84790A105 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| November 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registrant, |
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| November 21, 2023 |
List of Guarantor Subsidiaries Exhibit 21.2 Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I.R.S. Employer Identification Number Alaska Merger Acquisition Corp. Delaware 3690 82-1316914 Glofish LLC Delaware 3690 82-1484807 ROV Holding, Inc. Delaware 3690 22-2423555 Salix Animal Health, LLC Florida 3690 65-0965477 SB/RH Holdings, LLC Delaware 3690 27-2812 |
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| November 21, 2023 |
Exhibit 21.1 Subsidiary Jurisdiction 8 in 1 Pet Products GmbH Germany AAG UK Holding Limited United Kingdom Alaska Merger Acquisition Corp. U.S. Delaware Algarde Enterprises Limited United Kingdom AO "Spectrum Brands" Russia Russian Federation Applica Asia Limited Hong Kong Applica Mexico Holdings, Inc. U.S. Delaware Aquarium Systems Manufacturer of Instant Ocean France Armitage Brothers Limited f |
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| November 17, 2023 |
Exhibit 99.1 Pg 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Faisal Qadir 608-278-6207 Spectrum Brands Holdings Reports Fiscal 2023 Fourth Quarter •Net Sales Decreased 1.2% Driven by Slower Category POS and Planned Exit of Non-Strategic Categories •Fourth Quarter Net Income from Continuing Operations |
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| November 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 17, 2023 SPECTRUM BRANDS HOLDINGS, INC. |
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| October 20, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 19, 2023 SPECTRUM BRANDS HOLDINGS, INC. |
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| October 20, 2023 |
SECURITY AGREEMENT Dated as of June 23, 2015 among SPECTRUM BRANDS, INC., as the Lead Borrower, each Subsidiary Guarantor from time to time party hereto, SB/RH HOLDINGS, LLC, as Holdings, and DEUTSCHE BANK AG NEW YORK BRANCH, as Collateral Agent Americas 90601820 EXHIBIT 10.2 EXECUTION VERSION TABLE OF CONTENTS ARTICLE I Page Definitions SECTION 1.01. Credit Agreement ............................. |
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| October 20, 2023 |
Execution Version 61234327 #97236474v29 SECOND AMENDED AND RESTATED CREDIT AGREEMENT dated as of June 23, 2015, as amended and restated on June 30, 2020 as amended and restated on October 19, 2023 among SPECTRUM BRANDS, INC. |
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| October 20, 2023 |
LOAN GUARANTY THIS LOAN GUARANTY (as it may be amended, restated, amended and restated, supplemented or otherwise modified from time to time, this “Loan Guaranty”) is entered into as of June 23, 2015, by and among SB/RH Holdings, LLC, a Delaware limited liability company (“Holdings”), the Subsidiary Parties (as defined below) from time to time party hereto (Holdings and the Subsidiary Parties, collectively, the “Loan Guarantors”) and Deutsche Bank AG New York Branch (“DBNY”) in its capacity as administrative agent and collateral agent for the lenders party to the Credit Agreement referred to below (in such capacity, the “Administrative Agent”). |
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| August 11, 2023 |
spectrumbrands-fifthamen EXECUTION VERSION 60458137 FIFTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This FIFTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this “Fifth Amendment”), dated as of June 20, 2023, by and among SPECTRUM BRANDS, INC. |
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| August 11, 2023 |
Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Faisal Qadir 608-278-6207 Spectrum Brands Holdings Reports Fiscal 2023 Third Quarter Results •Successfully Completed the Sale of HHI for $4.3 Billion in Cash, Subject to Customary Purchase Price Adjustments •Net Proceeds from the Transaction Af |
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| August 11, 2023 |
EXHIBIT 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Spectrum Brands Holdings, Inc. |
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| August 11, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 11, 2023 SPECTRUM BRANDS HOLDINGS, INC. |
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| August 11, 2023 |
Spectrum Brands Holdings, Inc. A&R 2020 Omnibus Equity Plan. EXHIBIT 99.1 SPECTRUM BRANDS HOLDINGS, INC. Amended & Restated 2020 Omnibus Equity Plan 1. Purpose. This Spectrum Brands Holdings, Inc. Amended & Restated 2020 Omnibus Equity Plan amends and restates the Spectrum Brands Holdings, Inc. 2020 Omnibus Equity Plan in its entirety. The purpose of this Plan is to provide a means through which the Company and its Affiliates may attract and retain key pers |
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| August 11, 2023 |
List of Guarantor Subsidiaries* Exhibit 21.1 Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I.R.S. Employer Identification Number Applica Mexico Holdings, Inc. Delaware 3,690 74-3100872 Alaska Merger Acquisition Corp. Delaware 3,690 82-1316914 Glofish LLC Delaware 3,690 82-1484807 ROV Holding, Inc. Delaware 3,690 22-2423555 ROV International Holdings LLC |
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| August 11, 2023 |
As filed with the Securities and Exchange Commission on August 11, 2023 As filed with the Securities and Exchange Commission on August 11, 2023 Registration No. |
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| August 11, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 2, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registrant |
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| August 9, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 8, 2023 SPECTRUM BRANDS HOLDINGS, INC. |
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| July 13, 2023 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 19, 2023 SPECTRUM BRANDS HOLDINGS, INC. |
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| June 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 16, 2023 SPECTRUM BRANDS HOLDINGS, INC. |
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| June 20, 2023 |
SPECTRUM BRANDS HOLDINGS, INC. UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS Exhibit 99.2 SPECTRUM BRANDS HOLDINGS, INC. UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS On September 8, 2021, Spectrum Brands, Inc., a wholly owned subsidiary of Spectrum Brands Holdings, Inc. (“Spectrum”) entered into a definitive Asset and Stock Purchase Agreement (as amencded, “Agreement”) with ASSA ABLOY AB (“ASSA”) where ASSA would acquire from Spectrum its Hardware and Ho |
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| June 20, 2023 |
Exhibit 2.1 AMENDMENT NO. 2 TO ASSET AND STOCK PURCHASE AGREEMENT This AMENDMENT NO. 2 (this “Amendment”) dated as of June 19, 2023, to the Asset and Stock Purchase Agreement, dated as of September 8, 2021 (as may be amended, restated, supplemented or otherwise modified from time to time, the “Agreement”), by and between Spectrum Brands, Inc., a Delaware corporation (“Seller”), and ASSA ABLOY AB, |
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| June 20, 2023 |
Spectrum Brands Completes Sale of Hardware and Home Improvement Business for $4.3 Billion Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Faisal Qadir 608-278-6207 Spectrum Brands Completes Sale of Hardware and Home Improvement Business for $4.3 Billion MIDDLETON, Wis. – June 20, 2023 – Spectrum Brands Holdings, Inc. (NYSE: SPB; “Spectrum Brands” or the “Company”), a leading glob |
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| June 20, 2023 |
spb-asrmasterconfirmatio Exhibit 10.1 GOLDMAN SACHS & CO. LLC | 200 WEST STREET | NEW YORK, NEW YORK 10282-2198 | TEL: 212- 902-1000 June 20, 2023 To: Spectrum Brands Holdings, Inc. 3001 Deming Way Middleton, WI 53562 Attention: Ehsan Zargar Email: [email protected] and Attention: Jeremy Smeltser Email: [email protected] Re: Master Confirmation—Uncollared Accelerated |
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| June 5, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 5, 2023 SPECTRUM BRANDS HOLDINGS, INC. |
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| June 5, 2023 |
Spectrum Brands Receives Clearance from Mexico to Complete the Sale of HHI 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Faisal Qadir 608-278-6207 Spectrum Brands Receives Clearance from Mexico to Complete the Sale of HHI Middleton, WI, June 5, 2023 – Spectrum Brands Holdings, Inc. (NYSE: SPB, “Spectrum Brands” or the “Company”), a leading global branded consumer products and |
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| May 31, 2023 |
Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form. EX-1.01 2 eh230364163ex0101.htm EXHIBIT 1.01 EXHIBIT 1.01 Conflict Minerals Report This is the Conflict Minerals Report of Spectrum Brands Holdings, Inc. and its consolidated subsidiaries, including SB/RH Holdings, LLC and its consolidated subsidiaries (the “Company,” “Spectrum,” “we,” “us,” or “our”), for calendar year 2022 in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchang |
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| May 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Spectrum Brands Holdings, Inc. |
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| May 12, 2023 |
Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Faisal Qadir 608-278-6207 Spectrum Brands Holdings Reports Fiscal 2023 Second Quarter Results •Spectrum Brands has Resolved the Lawsuit with the U.S. Department of Justice (the "DOJ") Regarding ASSA ABLOY's Acquisition of HHI Segment •The Compa |
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| May 12, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 12, 2023 SPECTRUM BRANDS HOLDINGS, INC. |
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| May 12, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 2, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registran |
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| May 12, 2023 |
List of Guarantor Subsidiaries* Exhibit 21.1 Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I.R.S. Employer Identification Number Applica Mexico Holdings, Inc. Delaware 3,690 74-3100872 Alaska Merger Acquisition Corp. Delaware 3,690 82-1316914 Glofish LLC Delaware 3,690 82-1484807 National Manufacturing Mexico A LLC Delaware 3,690 N/A National Manufacturi |
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| May 8, 2023 |
CIK: 0001592706 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 5, 2023 SPECTRUM BRANDS HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-4219 74-1339132 (State or other jurisdiction of incorpor |
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| May 8, 2023 |
Spectrum Brands and the DOJ Reach a Settlement Regarding the HHI acquisition EX-99.1 2 dp193404ex9901.htm EXHIBIT 99.1 Exhibit 99.1 Spectrum Brands and the DOJ Reach a Settlement Regarding the HHI acquisition MIDDLETON, Wis. – Spectrum Brands Holdings, Inc. (NYSE: SPB, “Spectrum Brands” or the “Company”), a leading global branded consumer products and home essentials company focused on driving innovation and providing exceptional customer service, today announced that it h |
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| February 10, 2023 |
Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Faisal Qadir 608-278-6207 Spectrum Brands Holdings Reports Fiscal 2023 First Quarter Results •Net Sales Decreased 5.8% driven by Lower Replenishment Orders, Slower Holiday Retail Sales, Unfavorable Foreign Currency, Offset by Positive Pricing A |
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| February 10, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 1, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registr |
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| February 10, 2023 |
List of Guarantor Subsidiaries* Exhibit 21.1 Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I.R.S. Employer Identification Number Applica Mexico Holdings, Inc. Delaware 3,690 74-3100872 Alaska Merger Acquisition Corp. Delaware 3,690 82-1316914 Glofish LLC Delaware 3,690 82-1484807 National Manufacturing Mexico A LLC Delaware 3,690 N/A National Manufacturi |
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| February 10, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 10, 2023 SPECTRUM BRANDS HOLDINGS, INC. |
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| February 9, 2023 |
SPB / Spectrum Brands Holdings Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01935-spectrumbrandsholdin.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)* Name of issuer: Spectrum Brands Holdings Inc Title of Class of Securities: Common Stock CUSIP Number: 84790A105 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate b |
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| February 8, 2023 |
United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* SPECTRUM BRANDS HOLDINGS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 84790A105 (CUSIP Number) DECEMBER 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi |
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| January 26, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Na |
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| January 11, 2023 |
SPB / Spectrum Brands Holdings Inc / Allspring Global Investments Holdings, LLC Passive Investment SC 13G/A 1 Spectrumbrands12312022.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) SPECTRUM BRANDS HOLDINGS INC (Name of Issuer) COM (Title of Class of Securities) 84790A105 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designat |
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| November 22, 2022 |
Exhibit 10.16 SEPARATION AGREEMENT This Separation Agreement (this ?Agreement?), dated August 29, 2022 (the ?Effective Date?), is between Spectrum Brands Holdings, Inc. (together with its subsidiaries, the ?Company?) and Randal D. Lewis (who in this Agreement is referred to as ?Executive? or ?I? or ?me? or ?my? as the context dictates). Collectively, the Company and Executive are referred to as th |
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| November 22, 2022 |
List of Guarantor Subsidiaries Exhibit 21.2 Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I.R.S. Employer Identification Number Applica Mexico Holdings, Inc. Delaware 3690 74-3100872 Alaska Merger Acquisition Corp. Delaware 3690 82-1316914 Glofish LLC Delaware 3690 82-1484807 National Manufacturing Mexico A LLC Delaware 3690 N/A National Manufacturing M |
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| November 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registrant, |
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| November 22, 2022 |
Exhibit 10.18 SEPARATION AGREEMENT This Separation Agreement (this ?Agreement?), dated August 29, 2022 (the ?Effective Date?), is between Spectrum Brands Holdings, Inc. (together with its subsidiaries, the ?Company?) and Rebeckah Long (who in this Agreement is referred to as ?Executive? or ?I? or ?me? or ?my? as the context dictates). Collectively, the Company and Executive are referred to as the |
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| November 22, 2022 |
Exhibit 21.1 Subsidiary Jurisdiction 8 in 1 Pet Products GmbH Germany AAG UK Holding Limited United Kingdom Alaska Merger Acquisition Corp. U.S. Delaware Algarde Enterprises Limited United Kingdom AO "Spectrum Brands" Russia Russian Federation Applica Asia Limited Hong Kong Applica Manufacturing, S. de R.L. de C.V. Mexico Applica Mexico Holdings, Inc. U.S. Delaware Aquarium Systems Manufacturer of |
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| November 18, 2022 |
Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Faisal Qadir 608-278-6207 Spectrum Brands Holdings Reports Fiscal 2022 Fourth Quarter •Net Sales Decreased 1.1% with Significant Unfavorable Foreign Currency Impact, Largely in Line with Company's Previous Expectations •Fourth Quarter Net Loss |
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| November 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 18, 2022 SPECTRUM BRANDS HOLDINGS, INC. |
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| November 18, 2022 |
Exhibit 10.1 FOURTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This FOURTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this “Fourth Amendment”), dated as of November 17, 2022, by and among SPECTRUM BRANDS, INC., a Delaware corporation (the “Lead Borrower”), ROYAL BANK OF CANADA, as administrative agent (in such capacity, the “Administrative Agent”) under the Loan Documents, and the |
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| October 11, 2022 |
SPB / Spectrum Brands Holdings Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6)* Name of issuer: Spectrum Brands Holdings Inc Title of Class of Securities: Common Stock CUSIP Number: 84790A105 Date of Event Which Requires Filing of this Statement: September 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| September 15, 2022 |
EXHIBIT 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Faisal Qadir 608-278-6207 Spectrum Brands? Statement on the U.S. Department of Justice?s Opposition to the Sale of its Hardware and Home Improvement Division to ASSA ABLOY Spectrum Brands Holdings, Inc. (NYSE: SPB, ?Spectrum Brands? or the ?Com |
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| September 15, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 15, 2022 SPECTRUM BRANDS HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-4219 74-1339132 (State or other jurisdiction of incorporation) (C |
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| August 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 30, 2022 SPECTRUM BRANDS HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-4219 74-1339132 (State or other jurisdiction of incorporation) (Comm |
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| August 12, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 12, 2022 SPECTRUM BRANDS HOLDINGS, INC. |
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| August 12, 2022 |
List of Guarantor Subsidiaries* Exhibit 21.1 Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I.R.S. Employer Identification Number Applica Mexico Holdings, Inc. Delaware 3,690 74-3100872 Alaska Merger Acquisition Corp. Delaware 3,690 82-1316914 Glofish LLC Delaware 3,690 82-1484807 National Manufacturing Mexico A LLC Delaware 3,690 N/A National Manufacturi |
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| August 12, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 3, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registrant |
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| August 12, 2022 |
Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Faisal Qadir 608-278-6207 Spectrum Brands Holdings Reports Fiscal 2022 Third Quarter Results ?Progress on Strategic Objective of Creating a Pure Play Global Pet Care and Home and Garden Company: ?Confident and Committed to Closing the Sale of H |
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| August 10, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 10, 2022 (August 9, 2022) SPECTRUM BRANDS HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-4219 74-1339132 (State or other jurisdiction of inc |
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| July 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 21, 2022 (July 19, 2022) SPECTRUM BRANDS HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-4219 74-1339132 (State or other jurisdiction of incorp |
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| July 15, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 14, 2022 SPECTRUM BRANDS HOLDINGS, INC. |
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| July 15, 2022 |
Exhibit 2.1 AMENDMENT NO. 1 TO ASSET AND STOCK PURCHASE AGREEMENT This AMENDMENT NO. 1 (this ?Amendment?) dated as of July 14, 2022, to the Asset and Stock Purchase Agreement, dated as of September 8, 2021 (the ?Agreement?), by and between Spectrum Brands, Inc., a Delaware corporation (?Seller?), and ASSA ABLOY AB, an aktiebolag duly incorporated under the laws of Sweden with corporate identity nu |
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| July 7, 2022 |
DEF 14A 1 d309166ddef14a.htm DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Com |
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| May 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM SD SPECIALIZED DISCLOSURE REPORT SPECTRUM BRANDS HOLDINGS, INC. |
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| May 19, 2022 |
Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form. Exhibit 1.01 Conflict Minerals Report This is the Conflict Minerals Report of Spectrum Brands Holdings, Inc. and its consolidated subsidiaries, including SB/RH Holdings, LLC and its consolidated subsidiaries (the ?Company,? ?Spectrum,? ?we,? ?us,? or ?our?), for calendar year 2021 in accordance with Rule 13p-1 (?Rule 13p-1?) under the Securities Exchange Act of 1934, as amended (the ?1934 Act?). P |
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| May 6, 2022 |
List of Guarantor Subsidiaries* Exhibit 21.1 Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I.R.S. Employer Identification Number Applica Mexico Holdings, Inc. Delaware 3,690 74-3100872 Alaska Merger Acquisition Corp. Delaware 3,690 82-1316914 Glofish LLC Delaware 3,690 82-1484807 National Manufacturing Mexico A LLC Delaware 3,690 N/A National Manufacturi |
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| May 6, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 3, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registran |
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| May 6, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 6, 2022 SPECTRUM BRANDS HOLDINGS, INC. |
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| May 6, 2022 |
Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Jeremy Smeltser 608-275-4917 Spectrum Brands Holdings Reports Fiscal 2022 Second Quarter Results ?Net Sales Increased 6.2% and Organic Net Sales Increased 2.0% ?Realized a Net Loss from Continuing Operations of $25.1 Million and Adjusted EBITDA |
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| February 18, 2022 |
Execution Version 27509012.26 THIRD AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This THIRD AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this ?Third Amendment?) dated as of February 3, 2022, by and among SPECTRUM BRANDS, INC., a Delaware corporation (the ?Lead Borrower?), SB/RH HOLDINGS, LLC, a Delaware limited liability company (?Holdings?), ROYAL BANK OF CANADA, as administrative ag |
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| February 18, 2022 |
Spectrum Brands Completes Acquisition of Tristar Products’ Kitchen Appliances and Cookware Business 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Jeremy Smeltser 608-275-4917 Spectrum Brands Completes Acquisition of Tristar Products? Kitchen Appliances and Cookware Business Middleton, WI, February 18, 2022 ? Spectrum Brands Holdings, Inc. (NYSE: SPB; ?Spectrum Brands? or the ?Company?), a leading glo |
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| February 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 18, 2022 SPECTRUM BRANDS HOLDINGS, INC. |
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| February 10, 2022 |
SPB / Spectrum Brands Holdings Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5)* Name of issuer: Spectrum Brands Holdings Inc Title of Class of Securities: Common Stock CUSIP Number: 84790A105 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| February 4, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 2, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registr |
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| February 4, 2022 |
List of Guarantor Subsidiaries* Exhibit 21.1 Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I.R.S. Employer Identification Number Applica Mexico Holdings, Inc. Delaware 3,690 74-3100872 Alaska Merger Acquisition Corp. Delaware 3,690 82-1316914 Glofish LLC Delaware 3,690 82-1484807 National Manufacturing Mexico A LLC Delaware 3,690 N/A National Manufacturi |
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| February 4, 2022 |
United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* SPECTRUM BRANDS HOLDINGS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 84790A105 (CUSIP Number) DECEMBER 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic |
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| February 4, 2022 |
Exhibit 99.2 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Jeremy Smeltser 608-275-4917 Spectrum Brands to Acquire Tristar Products? Appliance and Cookware Business and Combine it with its Home and Personal Care Segment; This New Combined Business is Intended to be Separated from Spectrum Brands, Creat |
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| February 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 4, 2022 SPECTRUM BRANDS HOLDINGS, INC. |
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| February 4, 2022 |
Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Jeremy Smeltser 608-275-4917 Spectrum Brands Holdings Reports Fiscal 2022 First Quarter Results ?Net Sales Increased 2.9% and Organic Net Sales Increased 1.6% ?Income from Continuing Operations Decreased to a Loss of $30.2 Million and Adjusted |
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| February 4, 2022 |
EXECUTION VERSION SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this ?Second Amendment?) dated as of December 10, 2021, by and among SPECTRUM BRANDS, INC. |
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| January 21, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Na |
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| January 18, 2022 |
SPB / Spectrum Brands Holdings Inc / Allspring Global Investments Holdings, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) SPECTRUM BRANDS HOLDINGS INC (Name of Issuer) COM (Title of Class of Securities) 84790A105 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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| November 23, 2021 |
Exhibit 21.1 Subsidiary Jurisdiction 8 in 1 Pet Products GmbH Germany AAG UK Holding Limited United Kingdom Alaska Merger Acquisition Corp. U.S. Delaware AO "Spectrum Brands" Russia Russian Federation Applica Asia Limited Hong Kong Applica Manufacturing, S. de R.L. de C.V. Mexico Applica Mexico Holdings, Inc. U.S. Delaware Armitage Pet Care Limited United Kingdom Armitage Brothers Limited United K |
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| November 23, 2021 |
List of Guarantor Subsidiaries Exhibit 21.2 Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I.R.S. Employer Identification Number Applica Mexico Holdings, Inc. Delaware 3690 74-3100872 Alaska Merger Acquisition Corp. Delaware 3690 82-1316914 Glofish LLC Delaware 3690 82-1484807 National Manufacturing Mexico A LLC Delaware 3690 N/A National Manufacturing M |
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| November 23, 2021 |
Exhibit 3.1 FORM OF CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF SPECTRUM BRANDS HOLDINGS, INC. Spectrum Brands Holdings, Inc. (the ?Corporation?), a corporation duly organized and existing under the General Corporation Law of the State of Delaware, as from time to time amended (the ?DGCL?), DOES HEREBY CERTIFY THAT: 1.The Certificate of Incorporation of the Corporation as heretofor |
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| November 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registrant, |
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| November 23, 2021 |
Exhibit 2.5 ASSET AND STOCK PURCHASE AGREEMENT dated as of September 8, 2021 between SPECTRUM BRANDS, INC. and ASSA ABLOY AB #94900152v17 TABLE OF CONTENTS Page ARTICLE 1 Definitions Section 1.01. Definitions 1 Section 1.02. Other Definitional and Interpretative Provisions 19 ARTICLE 2 Purchase and Sale Section 2.01. Purchased Shares 20 Section 2.02. Purchased Assets 20 Section 2.03. Excluded Asse |
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| November 12, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 12, 2021 SPECTRUM BRANDS HOLDINGS, INC. |
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| November 12, 2021 |
Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Jeremy Smeltser 608-275-4917 Spectrum Brands Holdings Reports Fiscal 2021 Fourth Quarter and Full Year Results ?Fourth Quarter Net Sales from Continuing Operations were $757.8 Million, Combined Fourth Quarter Net Sales including HHI were $1,156 |
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| September 9, 2021 |
Exhibit 2.1 ASSET AND STOCK PURCHASE AGREEMENT dated as of September 8, 2021 between SPECTRUM BRANDS, INC. and ASSA ABLOY AB TABLE OF CONTENTS Page ARTICLE 1 Definitions Section 1.01. Definitions 1 Section 1.02. Other Definitional and Interpretative Provisions 19 ARTICLE 2 Purchase and Sale Section 2.01. Purchased Shares 20 Section 2.02. Purchased Assets 20 Section 2.03. Excluded Assets 21 Section |
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| September 9, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits CIK 0001592706 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 8, 2021 SPECTRUM BRANDS HOLDINGS, INC. |
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| September 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 8, 2021 SPECTRUM BRANDS HOLDINGS, INC. |
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| September 8, 2021 |
S p e c t r u m B r a n d s I n v e s t o r P r e s e n t a t i o n H H I T r a n s a c t i o n September 2021 E x h i b i t 9 9 . |
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| September 8, 2021 |
Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contacts: Kevin Kim 608-278-6148 Spectrum Brands Announces Definitive Agreement to Sell Hardware & Home Improvement Segment for $4.3 billion in cash ?Price of $4.3 billion represents over 14x HHI?s expected FY21 Adjusted EBITDA ?Strategic shift results |
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| August 6, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 6, 2021 SPECTRUM BRANDS HOLDINGS, INC. |
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| August 6, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 4, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registrant |
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| August 6, 2021 |
List of Guarantor Subsidiaries* Exhibit 21.1 Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I.R.S. Employer Identification Number Applica Mexico Holdings, Inc. Delaware 3,690 74-3100872 Alaska Merger Acquisition Corp. Delaware 3,690 82-1316914 Glofish LLC Delaware 3,690 82-1484807 National Manufacturing Mexico A LLC Delaware 3,690 N/A National Manufacturi |
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| August 6, 2021 |
Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Kevin Kim 608-278-6148 Spectrum Brands Holdings Reports Fiscal 2021 Third Quarter Results ?Net Sales Increased 18.1% and Organic Net Sales Increased 12.0% ?Net Income from Continuing Operations Decreased $101.7 Million to $35.9 Million ?Adjuste |
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| August 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 3, 2021 SPECTRUM BRANDS HOLDINGS, INC. |
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| July 1, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| June 21, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| May 20, 2021 |
Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form. Exhibit 1.01 Conflict Minerals Report This is the Conflict Minerals Report of Spectrum Brands Holdings, Inc. and its consolidated subsidiaries, including SB/RH Holdings, LLC and its consolidated subsidiaries (the ?Company,? ?Spectrum,? ?we,? ?us,? or ?our?), for calendar year 2020 in accordance with Rule 13p-1 (?Rule 13p-1?) under the Securities Exchange Act of 1934, as amended (the ?1934 Act?). P |
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| May 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM SD SPECIALIZED DISCLOSURE REPORT SPECTRUM BRANDS HOLDINGS, INC. |
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| May 7, 2021 |
Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Kevin Kim 608-278-6148 Spectrum Brands Holdings Reports Fiscal 2021 Second Quarter Results ?Net Sales Increased 22.6% and Organic Net Sales Increased 17.8%, with Double-Digit Growth Across All Business Units ?Net Income From Continuing Operatio |
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| May 7, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 4, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registran |
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| May 7, 2021 |
Exhibit 10.6 LONG TERM EQUITY AWARD PLAN SERVICE-BASED RESTRICTED STOCK UNIT AGREEMENT THIS RESTRICTED STOCK UNIT AGREEMENT (the ?Agreement?), is made, effective as of [date] (hereinafter the ?Date of Grant?), between Spectrum Brands Holdings, Inc. (the ?Company?), and [name] (the ?Participant?). R E C I T A L S: WHEREAS, the Company has adopted the Spectrum Brands Holdings, Inc. 2020 Omnibus Equi |
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| May 7, 2021 |
Exhibit 10.4 SPECTRUM BRANDS HOLDINGS, INC. [Name of Equity Plan] RESTRICTED STOCK UNIT AGREEMENT THIS RESTRICTED STOCK UNIT AGREEMENT (the ?Agreement?) is made, effective as of [date] (hereinafter the ?Date of Grant?), between Spectrum Brands Holdings, Inc. (the ?Company?) and [name] (the ?Participant?). R E C I T A L S: WHEREAS, the Company has adopted the [name of equity plan], as amended (the |
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| May 7, 2021 |
Privileged and Confidential Exhibit 10.5 LONG TERM EQUITY AWARD PLAN PERFORMANCE-BASED RESTRICTED STOCK UNIT AGREEMENT THIS RESTRICTED STOCK UNIT AGREEMENT (the ?Agreement?), is made, effective as of [date] (hereinafter the ?Date of Grant?), between Spectrum Brands Holdings, Inc. (the ?Company?), and [name] (the ?Participant?). R E C I T A L S: WHEREAS, the Company has adopted the Spectrum Brands |
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| May 7, 2021 |
List of Guarantor Subsidiaries* Exhibit 21.1 Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I.R.S. Employer Identification Number Applica Mexico Holdings, Inc. Delaware 3,690 74-3100872 Alaska Merger Acquisition Corp. Delaware 3,690 82-1316914 Glofish LLC Delaware 3,690 82-1484807 National Manufacturing Mexico A LLC Delaware 3,690 N/A National Manufacturi |
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| May 7, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2021 SPECTRUM BRANDS HOLDINGS, INC. |
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| May 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* ENERGIZER HOLDINGS, INC. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 29272W109 (CUSIP Number) January 20, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| April 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 12, 2021 SPECTRUM BRANDS HOLDINGS, INC. |
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| March 3, 2021 |
EXHIBIT 4.1 SPECTRUM BRANDS, INC. as Issuer the Guarantors party hereto and US BANK NATIONAL ASSOCIATION as Trustee Indenture Dated as of March 3, 2021 3.875% Senior Notes due 2031 TABLE OF CONTENTS ARTICLE 1 Definitions and Incorporation by Reference 1 Section 1.01 Definitions 1 Section 1.02 Rules of Construction 31 ARTICLE 2 The Notes 32 Section 2.01 Form, Dating and Denominations; Legends 32 Se |
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| March 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 1, 2021 SPECTRUM BRANDS HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-4219 74-1339132 (State or other jurisdiction of incorporation) (Commis |
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| March 3, 2021 |
EXHIBIT 10.1 FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this ?First Amendment?) dated as of March 3, 2021, by and among SPECTRUM BRANDS, INC., a Delaware corporation (the ?Lead Borrower?), SB/RH HOLDINGS, LLC, a Delaware limited liability company (?Holdings?), ROYAL BANK OF CANADA, as administrative agent (in such capacit |
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| March 3, 2021 |
Spectrum Brands Announces Early Tender and Consent Results EXHIBIT 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contacts: Kevin Kim 608-278-6148 Spectrum Brands Announces Early Tender and Consent Results Middleton, WI, March 2, 2021 – Spectrum Brands Holdings, Inc. (NYSE: SPB), a leading global branded consumer products and home essentials company focused on driv |
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| March 3, 2021 |
EXHIBIT 99.2 Notice of Redemption Spectrum Brands, Inc. 6.125% Senior Notes due 2024 *CUSIP No. 84762LAS4, ISIN No. US84762LAS43 NOTICE IS HEREBY GIVEN THAT, pursuant to Article 3 of the Indenture, dated as of December 4, 2014 (as amended and supplemented through the date hereof, the ?Indenture?), between Spectrum Brands, Inc., as issuer (the ?Issuer?), the guarantors party thereto and US Bank Nat |
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| February 22, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 19, 2021 SPECTRUM BRANDS HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-4219 74-1339132 (State or other jurisdiction of incorporation) (Co |
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| February 22, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 19, 2021 SPECTRUM BRANDS HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-4219 74-1339132 (State or other jurisdiction of incorporation) (Co |
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| February 22, 2021 |
Spectrum Brands Announces Pricing of Senior Notes Offering EXHIBIT 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Kevin Kim 608-278-6148 Spectrum Brands Announces Pricing of Senior Notes Offering Middleton, WI, February 19, 2021 – Spectrum Brands Holdings, Inc. (NYSE: SPB), a leading global branded consumer products and home essentials company focused on dr |
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| February 22, 2021 |
Spectrum Brands Announces Increase of Tender Cap of its Tender Offer for 5.75% Senior Notes Due 2025 EXHIBIT 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contacts: Kevin Kim 608-278-6148 Spectrum Brands Announces Increase of Tender Cap of its Tender Offer for 5.75% Senior Notes Due 2025 Middleton, WI, February 19, 2021 – Spectrum Brands Holdings, Inc. (NYSE: SPB), a leading global branded consumer product |
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| February 19, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 19, 2021 SPECTRUM BRANDS HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-4219 74-1339132 (State or other jurisdiction of incorporation) (Co |
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| February 19, 2021 |
Spectrum Brands Announces Offering of Senior Notes Due 2031 EXHIBIT 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contacts: Kevin Kim 608-278-6148 Spectrum Brands Announces Offering of Senior Notes Due 2031 Middleton, WI, February 19, 2021 – Spectrum Brands Holdings, Inc. (NYSE: SPB), a leading global branded consumer products and home essentials company focused on |
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| February 16, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 16, 2021 SPECTRUM BRANDS HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-4219 74-1339132 (State or other jurisdiction of incorporation) (Co |
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| February 16, 2021 |
EXHIBIT 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contacts: Kevin Kim 608-278-6148 Spectrum Brands Announces Tender Offer and Consent Solicitation for 6.125% Senior Notes Due 2024 and Tender Offer for 5.75% Senior Notes Due 2025 Middleton, WI, February 16, 2021 ? Spectrum Brands Holdings, Inc. (NYSE: SP |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4)* Name of issuer: Spectrum Brands Holdings Inc Title of Class of Securities: Common Stock CUSIP Number: 84790A105 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| February 5, 2021 |
List of Guarantor Subsidiaries* Exhibit 21.1 Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I.R.S. Employer Identification Number Applica Mexico Holdings, Inc. Delaware 3,690 74-3100872 Alaska Merger Acquisition Corp. Delaware 3,690 82-1316914 Glofish LLC Delaware 3,690 82-1484807 National Manufacturing Mexico A LLC Delaware 3,690 N/A National Manufacturi |
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| February 5, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 3, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registr |
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| February 5, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 5, 2021 SPECTRUM BRANDS HOLDINGS, INC. |
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| February 5, 2021 |
Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Kevin Kim 608-278-6148 Spectrum Brands Holdings Reports Fiscal 2021 First Quarter Results •First Quarter Results Reflected Exceptional Sales Growth and Strong Operating Leverage •Net Sales Increased 31.4% and Organic Net Sales Increased 27.8%, |
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| January 27, 2021 |
Table of Contents Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended September 30, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registrant, |
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| November 18, 2020 |
List of Guarantor Subsidiaries Exhibit 21.2 Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I.R.S. Employer Identification Number Applica Mexico Holdings, Inc. Delaware 3690 74-3100872 Alaska Merger Acquisition Corp. Delaware 3690 82-1316914 Glofish LLC Delaware 3690 82-1484807 National Manufacturing Mexico A LLC Delaware 3690 N/A National Manufacturing M |
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| November 18, 2020 |
Exhibit 21.1 Subsidiary Jurisdiction 8 in 1 Pet Products GmbH Germany AAG UK Holding Limited U.K. Alaska Merger Acquisition Corp. U.S. Delaware AO "Spectrum Brands" Russia Russian Federation Applica Asia Limited Hong Kong Applica Manufacturing, S. de R.L. de C.V. Mexico Applica Mexico Holdings, Inc. U.S. Delaware Aquarium Systems Manufacturer of Instant Ocean France Cannines Supplies de Mexico, S. |
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| November 13, 2020 |
3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Kevin Kim 608-278-6148 Spectrum Brands Holdings Reports Fiscal 2020 Fourth Quarter and Full Year Results •Fourth Quarter Net Sales Increased 17.9% and Organic Net Sales Increased 17.1% Reflecting Strong Growth Across All Business Units •Fourt |
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| November 13, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 13, 2020 SPECTRUM BRANDS HOLDINGS, INC. |
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| October 13, 2020 |
Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Kevin Kim 608-278-6148 Spectrum Brands Holdings Appoints Gautam Patel and Anne S. Ward to the Board of Directors Appointment Adds Two Additional Independent, Highly Qualified, Diverse Directors Middleton, WI, October 13, 2020 - Spectrum Brands |
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| October 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 9, 2020 SPECTRUM BRANDS HOLDINGS, INC. |
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| September 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 25, 2020 SPECTRUM BRANDS HOLDINGS, INC. |
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| September 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 12)* Spectrum Brands Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 84762L204 (CUSIP Number) David N. Brooks Secretary, Vice President and General Counsel c/o Fortress Investment Group LLC 1345 Avenue of the Americas New York, Ne |
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| August 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 11)* Spectrum Brands Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 84762L204 (CUSIP Number) David N. Brooks Secretary, Vice President and General Counsel c/o Fortress Investment Group LLC 1345 Avenue of the Americas New York, Ne |
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| August 7, 2020 |
Spectrum Brands Holdings, Inc. 2020 Omnibus Equity Plan. Exhibit 4.1 SPECTRUM BRANDS HOLDINGS, INC. 2020 Omnibus Equity Plan 1.Purpose. The purpose of the Spectrum Brands Holdings, Inc. 2020 Omnibus Equity Plan is to provide a means through which the Company and its Affiliates may attract and retain key personnel and to provide a means whereby directors, officers, employees, consultants and advisors (and prospective directors, officers, employees, consu |
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| August 7, 2020 |
As filed with the Securities and Exchange Commission on August 7, 2020 Registration No. |
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| August 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 10)* Spectrum Brands Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 84762L204 (CUSIP Number) David N. Brooks Secretary, Vice President and General Counsel c/o Fortress Investment Group LLC 1345 Avenue of the Americas New York, Ne |
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| July 31, 2020 |
3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Kevin Kim 608-278-6148 Spectrum Brands Holdings Reports Fiscal 2020 Third Quarter Results •Delivers Strong Third Quarter Results in Light of COVID-19 Challenges Thanks to Team Resiliency, Strong Culture and Operational Excellence •Net Sales D |
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| July 31, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 28, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. Name of Registran |
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| July 31, 2020 |
List of Guarantor Subsidiaries* Exhibit 21.1 Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I.R.S. Employer Identification Number Applica Mexico Holdings, Inc. Delaware 3,690 74-3100872 Alaska Merger Acquisition Corp. Delaware 3,690 82-1316914 Glofish LLC Delaware 3,690 82-1484807 National Manufacturing Mexico A LLC Delaware 3,690 N/A National Manufacturi |
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| July 31, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 31, 2020 SPECTRUM BRANDS HOLDINGS, INC. |
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| July 28, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 28, 2020 SPECTRUM BRANDS HOLDINGS, INC. |
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| June 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 30, 2020 SPECTRUM BRANDS HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-4219 74-1339132 (State or other jurisdiction of incorporation) (Commis |
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| June 30, 2020 |
EXHIBIT 10.1 Execution Version AMENDED AND RESTATED CREDIT AGREEMENT dated as of June 23, 2015, as amended and restated on June 30, 2020 among SPECTRUM BRANDS, INC. as the Lead Borrower, SB/RH HOLDINGS, LLC, as Holdings THE LENDERS PARTY HERETO and ROYAL BANK OF CANADA as Administrative Agent and Collateral Agent and ROYAL BANK OF CANADA, JPMORGAN CHASE BANK, N.A. and BANK OF AMERICA, N.A. as Issu |
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| June 30, 2020 |
EXHIBIT 4.1 EXECUTION VERSION SPECTRUM BRANDS, INC. as Issuer the Guarantors party hereto and US BANK NATIONAL ASSOCIATION as Trustee Indenture Dated as of June 30, 2020 5.50% Senior Notes due 2030 TABLE OF CONTENTS ARTICLE 1 Definitions and Incorporation by Reference 1 Section 1.01 Definitions 1 Section 1.02 Rules of Construction 32 ARTICLE 2 The Notes 32 Section 2.01 Form, Dating and Denominatio |
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| June 26, 2020 |
Spectrum Brands Announces Offering of Senior Notes Due 2030 EXHIBIT 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton WI 53562-0992 (608) 275-3340 For Immediate Release Investor/ Media Contacts: Kevin Kim 608-278-6148 Spectrum Brands Announces Offering of Senior Notes Due 2030 Middleton, WI, June 26, 2020 – Spectrum Brands Holdings, Inc. (NYSE: SPB), a leading global branded consumer products company focused on driving innovation and |
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| June 26, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 26, 2020 SPECTRUM BRANDS HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-4219 74-1339132 (State or other jurisdiction of incorporation) (Commis |
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| June 26, 2020 |
Spectrum Brands Announces Pricing of Senior Notes Offering EXHIBIT 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Kevin Kim 608-278-6148 Spectrum Brands Announces Pricing of Senior Notes Offering Middleton, WI, June 26, 2020 – Spectrum Brands Holdings, Inc. (NYSE: SPB) announced today that its wholly owned subsidiary, Spectrum Brands, Inc. (“Spectrum Brands |
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| June 26, 2020 |
Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 26, 2020 SPECTRUM BRANDS HOLDINGS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-4219 74-1339132 (State or other jurisdiction of incorporation) (Commis |
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| June 18, 2020 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| June 10, 2020 |
SPB / Spectrum Brands Holdings, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: Spectrum Brands Holdings Inc Title of Class of Securities: Common Stock CUSIP Number: 84790A105 Date of Event Which Requires Filing of this Statement: May 29, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is file |
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| May 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM SD SPECIALIZED DISCLOSURE REPORT SPECTRUM BRANDS HOLDINGS, INC. |
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| May 29, 2020 |
Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form. Exhibit 1.01 Conflict Minerals Report This is the Conflict Minerals Report of Spectrum Brands Holdings, Inc. and its consolidated subsidiaries, including SB/RH Holdings, LLC and its consolidated subsidiaries (the “Company,” “Spectrum,” “we,” “us,” or “our”), for calendar year 2019 in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934, as amended (the “1934 Act”). P |
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| May 26, 2020 |
HRG / Harbinger Group Inc. / Fortress Investment Group LLC - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 9)* Spectrum Brands Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 84762L204 (CUSIP Number) David N. Brooks Secretary, Vice President and General Counsel c/o Fortress Investment Group LLC 1345 Avenue of the Americas New York, New |
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| May 26, 2020 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13D-1(K) EXHIBIT 99.1 JOINT FILING AGREEMENT PURSUANT TO RULE 13D-1(K) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D may be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknow |
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| May 5, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q xQUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 29, 2020 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to \ Commission File No. Name of Reg |
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| May 5, 2020 |
List of Guarantor Subsidiaries* Name* State or Other Jurisdiction of Incorporation or Organization Primary Standard Industrial Classification Code Number I. |
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| April 30, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 30, 2020 SPECTRUM BRANDS HOLDINGS, INC. |
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| April 30, 2020 |
Spectrum Brands Holdings Reports Fiscal 2020 Second Quarter Results Exhibit 99.1 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 For Immediate Release Investor/Media Contact: Kevin Kim 608-278-6148 Spectrum Brands Holdings Reports Fiscal 2020 Second Quarter Results · Net Sales Increased 3.4% and Organic Sales Increased 4.1% · GAAP Operating Income Increased 62.7%, Driven by Improved Gross Profit · Adju |
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| April 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 3, 2020 SPECTRUM BRANDS HOLDINGS, INC. |
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| April 6, 2020 |
EXHIBIT 10.10 Execution Version SEVENTH AMENDMENT TO CREDIT AGREEMENT This SEVENTH AMENDMENT TO CREDIT AGREEMENT (this “Seventh Amendment”) dated as of April 3, 2020, by and among SPECTRUM BRANDS, INC., a Delaware corporation (the “Lead Borrower”), SB/RH HOLDINGS LLC, a Delaware limited liability company (“Holdings”), ROYAL BANK OF CANADA (as successor to DEUTSCHE BANK AG NEW YORK BRANCH), as admi |
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| April 6, 2020 |
EXHIBIT 10.9 Execution Version SIXTH AMENDMENT TO CREDIT AGREEMENT This SIXTH AMENDMENT TO CREDIT AGREEMENT (this “Sixth Amendment”) dated as of May 22, 2018, by and between SPECTRUM BRANDS, INC., a Delaware corporation (the “Lead Borrower”) and ROYAL BANK OF CANADA (“Royal Bank”), as administrative agent (as successor to Deutsche Bank AG New York Branch) (in such capacity, the “Administrative Age |
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| March 17, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 17, 2020 SPECTRUM BRANDS HOLDINGS, INC. |
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| March 4, 2020 |
HRG / Harbinger Group Inc. CORRESP - - 3001 Deming Way Middleton, WI 53562-1431 P.O. Box 620992 Middleton, WI 53562-0992 (608) 275-3340 March 4, 2020 Mr. Dale Welcome Division of Corporation Finance Securities and Exchange Commission Washington, D.C. 20549 RE: Spectrum Brands Holdings, Inc. Form 10-K for the Fiscal Year Ended September 30, 2019 Filed November 15, 2019 Form 8-K Filed January 30, 2020 File No. 001-04219 Dear Mr |
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| February 12, 2020 |
SPB / Spectrum Brands Holdings, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Spectrum Brands Holdings Inc Title of Class of Securities: Common Stock CUSIP Number: 84790A105 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is |
