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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Servotronics, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| July 11, 2025 |
15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-07109 Servotronics, Inc. (Exact name of registrant as specified |
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| July 10, 2025 |
As filed with the Securities and Exchange Commission on July 10, 2025 S-8 POS As filed with the Securities and Exchange Commission on July 10, 2025 Registration No. |
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| July 10, 2025 |
As filed with the Securities and Exchange Commission on July 10, 2025 As filed with the Securities and Exchange Commission on July 10, 2025 Registration No. |
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| July 10, 2025 |
As filed with the Securities and Exchange Commission on July 10, 2025 As filed with the Securities and Exchange Commission on July 10, 2025 Registration No. |
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| July 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2025 Servotronics, Inc. (Exact name of registrant as specified in its charter.) Commission File Number: 001-07109 Delaware 16-0837866 (State or other jurisdiction of incorpora |
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| July 1, 2025 |
SECOND AMENDED AND RESTATED BY-LAWS SERVOTRONICS, INC. ARTICLE I Meetings of Stockholders Exhibit 3.2 SECOND AMENDED AND RESTATED BY-LAWS OF SERVOTRONICS, INC. ARTICLE I Meetings of Stockholders Section 1. Annual Meetings. The annual meeting of stockholders shall be held at such time and place and on such date in each year as may be fixed by the board of directors and stated in the notice of the meeting, for the election of directors, the consideration of reports to be laid before such |
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| July 1, 2025 |
Amended and Restated Certificate of Incorporation of Servotronics, Inc. Exhibit 3.1 Amended and Restated Certificate of Incorporation of Servotronics, Inc. FIRST: The name of the Corporation is Servotronics, Inc. SECOND: The address of the Corporation’s registered office in the State of Delaware is Corporation Trust Center, 1209 Orange Street, in the City of Wilmington, County of New Castle 19801. The name of its registered agent at such address is The Corporation Tru |
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| July 1, 2025 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) SERVOTRONICS, INC. (Name of Subject Company (Issuer)) TDG RISE MERGER SUB, INC. (Offeror) A Wholly Owned Subsidiary of TRANSDIGM INC. (Parent of Offeror) A Wholly Owned Subsidiary of TRANSDIG |
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| July 1, 2025 |
SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 2) Servotronics, Inc. (Name of Subject Company) Servotronics, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.20 per share (Title of Class of Securities |
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| July 1, 2025 |
Exhibit (a)(5)(B) TransDigm and Servotronics Announce Successful Completion of Tender Offer and TransDigm’s Acquisition of Servotronics Cleveland, Ohio, and Elma, New York, July 1, 2025/PRNewswire / — TransDigm Group Incorporated (“TransDigm”) (NYSE: TDG) and Servotronics, Inc. |
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| July 1, 2025 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE American LLC hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on July 14, 2025, pursuant to the provisions of Rule 12d2-2 (a). |
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| June 16, 2025 |
Exhibit (a)(1)(G) To: All Participants in the Servotronics Inc. Employee Stock Ownership Plan (ESOP) From: Robert Fraass Re: Your ESOP Shares and the TransDigm Tender Offer Date: June 16, 2025 Enclosed, in Question and Answer (Q&A) format, is some important information concerning the Servotronics shares in your ESOP account and the tender offer for all Servotronics shares made by TransDigm on June |
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| June 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 1) Servotronics, Inc. (Name of Subject Company) Servotronics, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.20 per share (Title of Class of Securities) 81773210 |
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| June 16, 2025 |
SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) SERVOTRONICS, INC. (Name of Subject Company (Issuer)) TDG RISE MERGER SUB, INC. (Offeror) A Wholly Owned Subsidiary of TRANSDIGM INC. (Parent of Offeror) A Wholly Owned Subsidiary of TRANSDIG |
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| June 6, 2025 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2025 Servotronics, Inc. (Exact name of registrant as specified in its charter.) Commission File Number: 001-07109 Delaware 16-0837866 (State or other jurisdiction of incorpora |
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| June 2, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 Servotronics, Inc. (Name of Subject Company) Servotronics, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.20 per share (Title of Class of Securities) 81773210 |
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| June 2, 2025 |
Exhibit (a)(1)(A) Offer To Purchase For Cash All Outstanding Shares of Common Stock of SERVOTRONICS, INC. |
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| June 2, 2025 |
Table 1: Transaction Valuation Calculation of Filing Fee Tables Table 1: Transaction Valuation Transaction Valuation Fee Rate Amount of Filing Fee Fees to be Paid 1 $ 122,631,977. |
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| June 2, 2025 |
Exhibit (a)(1)(E) This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below). |
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| June 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 SERVOTRONICS, INC. (Name of Subject Company (Issuer)) TDG RISE MERGER SUB, INC. (Offeror) A Wholly Owned Subsidiary of TRANSDIGM INC. (Parent of Offeror) A Wholly Owned Subsidiary of TRANSDIGM GROUP INCORPORATED (Parent |
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| June 2, 2025 |
Exhibit (a)(1)(F) Letter of Instruction to the ESOP Instruction Form to Instruct the ESOP Trustees to To Tender Shares of Common Stock of SERVOTRONICS, INC. |
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| June 2, 2025 |
Exhibit (a)(1)(D) LETTER TO CLIENTS To Tender Shares of Common Stock of SERVOTRONICS, INC. |
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| June 2, 2025 |
Exhibit (a)(1)(C) LETTER TO BROKERS, DEALERS, COMMERCIAL BANKS, TRUST COMPANIES AND OTHER NOMINEES To Tender Shares of Common Stock of SERVOTRONICS, INC. |
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| June 2, 2025 |
Exhibit (a)(1)(B) Letter of Transmittal To Tender Shares of Common Stock of SERVOTRONICS, INC. |
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| June 2, 2025 |
Exhibit (d)(4) PERSONAL AND CONFIDENTIAL March 18, 2025 JJ Rathbun TransDigm Inc. 1350 Euclid Avenue Cleveland, OH 44115 Re: CONFIDENTIALITY AGREEMENT Dear JJ: In connection with your consideration of a possible transaction (“Transaction”) with a to-be-disclosed publicly-traded corporation known as “Project Rise” (the “Company”), you have requested certain confidential and other information concer |
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| May 29, 2025 |
Servotronics Executes Amendment to the Agreement and Plan of Merger with TransDigm Exhibit 99.1 Servotronics Executes Amendment to the Agreement and Plan of Merger with TransDigm Elma, NY – May 29, 2025 - Servotronics, Inc. (“Servotronics” or the “Company”) (NYSE American – SVT), a designer and manufacturer of servo-control components and other advanced technology products, today announced that the Company and TransDigm Inc. have amended the terms of the Agreement and Plan of Me |
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| May 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 Servotronics, Inc. (Name of Subject Company) Servotronics, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.20 per share (Title of Class of Securities) 817732100 (CUSIP Number of Class of Secur |
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| May 29, 2025 |
AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER Exhibit 2.1 AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER This Amendment No. 1 to Agreement and Plan of Merger (this “Amendment”), dated as of May 28, 2025, is made by and among Servotronics, Inc., a Delaware corporation (the “Company”), TransDigm Inc., a Delaware corporation (“Parent”), and TDG Rise Merger Sub, Inc., a Delaware corporation and a wholly owned Subsidiary of Parent (“Merger Sub”). |
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| May 29, 2025 |
Servotronics Executes Amendment to the Agreement and Plan of Merger with TransDigm Exhibit 99.1 Servotronics Executes Amendment to the Agreement and Plan of Merger with TransDigm Elma, NY – May 29, 2025 - Servotronics, Inc. (“Servotronics” or the “Company”) (NYSE American – SVT), a designer and manufacturer of servo-control components and other advanced technology products, today announced that the Company and TransDigm Inc. have amended the terms of the Agreement and Plan of Me |
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| May 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2025 Servotronics, Inc. (Exact name of registrant as specified in its charter.) Commission File Number: 001-07109 Delaware 16-0837866 (State or other jurisdiction (IRS Employe |
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| May 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ☐ Defin |
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| May 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by the Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Conf |
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| May 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by the Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Conf |
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| May 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 SERVOTRONICS, INC. (Name of Subject Company (Issuer)) TDG RISE MERGER SUB, INC. (Offeror) A Wholly Owned Subsidiary of TRANSDIGM INC. (Parent of Offeror) A Wholly Owned Subsidiary of TRANSDIGM GROUP INCORPORATED (Parent |
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| May 19, 2025 |
TransDigm Group and Servotronics, Inc. Announce Acquisition Agreement Exhibit 99.1 TransDigm Group and Servotronics, Inc. Announce Acquisition Agreement Cleveland, Ohio, and Elma, New York, May 19, 2025/PRNewswire / - TransDigm Group Incorporated (“TransDigm”) (NYSE: TDG) and Servotronics, Inc. (“Servotronics”) (NYSE American: SVT) today announced a definitive merger agreement providing for Servotronics to become an indirect wholly owned subsidiary of TransDigm. Tra |
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| May 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by the Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Conf |
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| May 19, 2025 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER By and Among TRANSDIGM INC., TDG RISE MERGER SUB, INC. and SERVOTRONICS, INC. dated as of May 18, 2025 ARTICLE I THE OFFER AND THE MERGER 2 Section 1.01 The Offer. 2 Section 1.02 Company Actions. 5 Section 1.03 The Merger. 6 Section 1.04 Closing and Effective Time of the Merger. 7 ARTICLE II CONVERSION OF SECURITIES IN THE MERGER 8 Section 2.01 Conversion o |
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| May 19, 2025 |
TransDigm Group and Servotronics, Inc. Announce Acquisition Agreement Exhibit 99.1 TransDigm Group and Servotronics, Inc. Announce Acquisition Agreement Cleveland, Ohio, and Elma, New York, May 19, 2025/PRNewswire / - TransDigm Group Incorporated (“TransDigm”) (NYSE: TDG) and Servotronics, Inc. (“Servotronics”) (NYSE American: SVT) today announced a definitive merger agreement providing for Servotronics to become an indirect wholly owned subsidiary of TransDigm. Tra |
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| May 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2025 Servotronics, Inc. (Exact name of registrant as specified in its charter.) Commission File Number: 001-07109 Delaware 16-0837866 (State or other jurisdiction of incorpora |
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| May 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 Servotronics, Inc. (Name of Subject Company) Servotronics, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.20 per share (Title of Class of Securities) 817732100 (CUSIP Number of Class of Secur |
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| May 19, 2025 |
Exhibit 99.2 TENDER AND SUPPORT AGREEMENT This TENDER AND SUPPORT AGREEMENT, dated as of May 18, 2025 (this “Agreement”), is among TransDigm Inc., a Delaware corporation (“Parent”), TDG Rise Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub”), and the undersigned stockholders of Servotronics, Inc., a Delaware corporation (the “Company”) set forth on Sche |
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| May 19, 2025 |
TransDigm Group and Servotronics, Inc. Announce Acquisition Agreement Exhibit 99.1 TransDigm Group and Servotronics, Inc. Announce Acquisition Agreement Cleveland, Ohio, and Elma, New York, May 19, 2025/PRNewswire / — TransDigm Group Incorporated (“TransDigm”) (NYSE: TDG) and Servotronics, Inc. (“Servotronics”) (NYSE American: SVT) today announced a definitive merger agreement providing for Servotronics to become an indirect wholly owned subsidiary of TransDigm. Tra |
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| May 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by the Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Conf |
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| May 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by the Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Conf |
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| May 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 1-07109 SERVOTRONICS, INC. (Exact name |
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| May 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by the Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Conf |
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| May 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ☒ Defin |
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| April 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ☐ Defi |
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| April 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☐ Filed by the Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy St |
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| April 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ☒ Defin |
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| April 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14A-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☐ Filed by the Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by |
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| April 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ☐ Defin |
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| April 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ☐ Defi |
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| April 22, 2025 |
Avant Building - Suite 900 | 200 Delaware Avenue | Buffalo, NY 14202-2107 | bsk.com MICHAEL C. DONLON [email protected] P: 716.416.7015 April 22, 2025 VIA EDGAR SUBMISSION Ms. Christina Chalk Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-3561 Re: Servotronics, Inc. PREC14A filed April 11, 2025 SEC File No. 1-07109 Dear Ms. Chalk: On beha |
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| April 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☐ Filed by the Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy St |
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| April 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☐ Filed by the Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy St |
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| April 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ☐ Defin |
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| March 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☐ Filed by the Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy St |
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| March 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☐ Filed by the Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy St |
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| March 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ☐ Defin |
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| March 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☐ Filed by the Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy St |
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| March 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2025 Servotronics, Inc. (Exact name of registrant as specified in its charter.) Commission File Number: 001-07109 Delaware 16-0837866 (State or other jurisdiction of incorpo |
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| March 17, 2025 |
Exhibit 99.1 Servotronics Announces Fourth-Quarter and Full-Year 2024 Financial Results - Continued actions to optimize business results in increased sales and margins for the full year - - Challenging market conditions and customer delays drive lower revenues in the fourth quarter- Elma, NY – March 17, 2025 - Servotronics, Inc. (NYSE American – SVT), a designer and manufacturer of servo-control c |
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| March 17, 2025 |
Earnings press release of Servotronics, Inc. dated March 17, 2025 Exhibit 99.1 Servotronics Announces Fourth-Quarter and Full-Year 2024 Financial Results - Continued actions to optimize business results in increased sales and margins for the full year - - Challenging market conditions and customer delays drive lower revenues in the fourth quarter- Elma, NY – March 17, 2025 - Servotronics, Inc. (NYSE American – SVT), a designer and manufacturer of servo-control c |
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| March 17, 2025 |
Press release of Servotronics, Inc. dated March 17, 2025 Exhibit 99.2 Servotronics Announces Board Review of Strategic Alternatives - Engages Investment Bank Houlihan Lokey to Manage Review Process - Elma, NY – March 17, 2025 - Servotronics, Inc. (NYSE American – SVT), a designer and manufacturer of servo-control components and other advanced technology products, today announced that its Board of Directors has commenced a review of strategic alternative |
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| March 17, 2025 |
Subsidiaries of the Registrant (Filed herewith) Exhibit 21 SERVOTRONICS, INC. SUBSIDIARIES OF REGISTRANT Name and address of each member Employer ID No. Servotronics, Inc. 16-0837866 P.O. Box 300 Elma, New York 14059-0300 Ontario Knife Company 16-0578540 26 Empire Street Franklinville, New York 14737 Queen Cutlery Company 25-0743840 507 Chestnut Street Titusville, Pennsylvania 16354 G.N. Metal Products, Inc. 16-0964682 P.O. Box 300 Elma, New Yo |
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| March 17, 2025 |
Exhibit 99.2 Servotronics Announces Board Review of Strategic Alternatives - Engages Investment Bank Houlihan Lokey to Manage Review Process - Elma, NY – March 17, 2025 - Servotronics, Inc. (NYSE American – SVT), a designer and manufacturer of servo-control components and other advanced technology products, today announced that its Board of Directors has commenced a review of strategic alternative |
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| March 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 1-07109 SERVOTRONICS, INC. (Exact name of registrant a |
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| March 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2025 Servotronics, Inc. (Exact name of registrant as specified in its charter.) Commission File Number: 001-07109 Delaware 16-0837866 (State or other jurisdiction of incorpo |
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| March 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM SD SPECIALIZED DISCLOSURE REPORT SERVOTRONICS, INC. |
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| February 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☐ Filed by the Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy St |
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| February 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☐ Filed by the Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy St |
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| February 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☐ Filed by the Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy St |
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| January 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| January 17, 2025 |
On 01/09/2025, Beaver Hollow Wellness, LLC, Kathleen Ann Scheffer together with the other participants named herein delivered a letter to the Servotronics, Inc. |
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| January 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant x Check the appropriate box: Preliminary Proxy Statement Confidential, |
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| November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q ` Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 17, 2024 Servotronics, Inc. (Exact name of registrant as specified in its charter.) Commission File Number: 001-07109 Delaware (State or other jurisdiction of incorporation) |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q ` Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM SD SPECIALIZED DISCLOSURE REPORT SERVOTRONICS, INC. |
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| May 15, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2024 Servotronics, Inc. (Exact name of registrant as specified in its charter.) Commission File Number: 001-07109 Delaware 16-0837866 (State or other jurisdiction (IRS Employe |
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| May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 1-07109 SERVOTRONICS, INC. (Exact name |
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| April 11, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| March 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 1-07109 SERVOTRONICS, INC. (Exact name of registrant a |
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| March 22, 2024 |
Servotronics, Inc. Clawback Policy (Filed Herewith) EXHIBIT 97 CLAWBACK POLICY Introduction The Board of Directors (the “Board”) of Servotronics, Inc. |
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| March 22, 2024 |
Servotronics, Inc. Insider Trading Policy (Filed herewith) EXHIBIT 19 INSIDER TRADING POLICY1 I. Introduction The purpose of this Insider Trading Policy (the “Policy”) is to promote compliance with applicable securities laws by Servotronics, Inc. and its subsidiaries and all directors, officers and employees thereof, in order to preserve the reputation and integrity of Servotronics, Inc. as well as that of all persons affiliated with it. II. Applicability |
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| March 22, 2024 |
Subsidiaries of the Registrant (Filed herewith) Exhibit 21 SERVOTRONICS, INC. SUBSIDIARIES OF REGISTRANT Name and address of each member Employer ID No. Servotronics, Inc. 16-0837866 P.O. Box 300 Elma, New York 14059-0300 Ontario Knife Company 16-0578540 26 Empire Street Franklinville, New York 14737 Queen Cutlery Company 25-0743840 507 Chestnut Street Titusville, Pennsylvania 16354 G.N. Metal Products, Inc. 16-0964682 P.O. Box 300 Elma, New Yo |
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| February 13, 2024 |
SVT / Servotronics, Inc. / SERVOTRONICS INC EMPL STK OWNERSHIP TRUST - SC 13G/A Passive Investment SC 13G/A 1 tm246122d1sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 35)* SERVOTRONICS, INC. (Name of Issuer) Common Stock, par value $0.20 per share (Title of Class of Securities) 81773232 10 0 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) |
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| February 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2024 Servotronics, Inc. (Exact name of registrant as specified in its charter.) Commission File Number: 001-07109 Delaware 16-0837866 (State or other jurisdiction (IRS Emp |
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| February 1, 2024 |
Servotronics, Inc. Names Harrison W. Kelly III as New Chief Operating Officer Exhibit 99.1 Servotronics, Inc. Names Harrison W. Kelly III as New Chief Operating Officer ELMA, N.Y., January 31, 2024 – Servotronics, Inc. (NYSE American – SVT), a designer and manufacturer of servo-control components and other advanced technology products, today announced that Harrison W. Kelly III has been appointed as its new Chief Operating Officer (COO). With over twenty years of experience |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 1-07109 SERVOTRONICS, INC. (Exact |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 1-07109 SERVOTRONICS, INC. (Exact name |
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| August 3, 2023 |
Exhibit 2.1 EXECUTION VERSION ASSET PURCHASE AGREEMENT among THE ONTARIO KNIFE COMPANY SERVOTRONICS, INC. and BLUE RIDGE KNIVES, INC. dated as of July 10, 2023 ASSET PURCHASE AGREEMENT This Asset Purchase Agreement (this “Agreement”) dated as of July 10, 2023 is entered into among THE ONTARIO KNIFE COMPANY, a New York corporation (“Seller”), SERVOTRONICS, INC., a Delaware corporation (“Seller’s Pa |
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| August 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2023 Servotronics, Inc. (Exact name of registrant as specified in its charter.) Commission File Number: 001-07109 Delaware 16-0837866 (State or other jurisdiction (IRS Emplo |
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| July 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2023 Servotronics, Inc. (Exact name of registrant as specified in its charter.) Commission File Number: 001-07109 Delaware 16-0837866 (State or other jurisdiction (IRS Employ |
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| July 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2023 Servotronics, Inc. (Exact name of registrant as specified in its charter.) Commission File Number: 001-07109 Delaware 16-0837866 (State or other jurisdiction (IRS Employ |
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| June 30, 2023 |
Exhibit 10.1 FINANCING AGREEMENT by and between SERVOTRONICS, INC. as Borrower ROSENTHAL & ROSENTHAL, INC. as Lender Dated: as of June 27, 2023 TABLE OF CONTENTS Exhibit 10.1 Page Article 1. DEFINITIONS 1 1.1 Defined Terms 1 1.2 Interpretative Provisions 17 1.3 Accounting Terms 18 Article 2. CREDIT FACILITY 18 2.1 Revolving Loans 18 2.2 Requests for Borr |
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| June 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2023 Servotronics, Inc. (Exact name of registrant as specified in its charter.) Commission File Number: 001-07109 Delaware 16-0837866 (State or other jurisdiction (IRS Employ |
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| June 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2023 Servotronics, Inc. (Exact name of registrant as specified in its charter.) Commission File Number: 001-07109 Delaware 16-0837866 (State or other jurisdiction (IRS Employe |
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| June 14, 2023 |
Servotronics Announces 2023 Annual Shareholder Meeting Results Exhibit 99.1 Servotronics Announces 2023 Annual Shareholder Meeting Results Elma, NY, June 14, 2023 – Servotronics, Inc. (NYSE American – SVT) a designer and manufacturer of servo-control components and other advanced technology products today announced the results of voting at the Company’s 2023 Annual Shareholder meeting. Shareholders voted to re-elect all six of the current directors to one-yea |
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| June 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| June 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| June 1, 2023 |
AMENDED AND RESTATED JOINT FILING AND SOLICITATION AGREEMENT AMENDED AND RESTATED JOINT FILING AND SOLICITATION AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, par value $0. |
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| June 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ⌧ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| June 1, 2023 |
Star Equity Fund Calls on SVT Board to Conduct Strategic Review For ALL Assets Encourages Servotronics Shareholders to Vote WITHHOLD on the Re-Election of Incumbents Cosgrove, Marks, and Farrell Old Greenwich, CT – May 31, 2023 – Star Equity Fund, LP (“Star Equity” or “we”) is an investment fund focused on unlocking shareholder value and improving corporate governance at its portfolio companies. |
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| June 1, 2023 |
SVT / Servotronics, Inc. / Star Equity Fund, LP - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. |
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| May 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM SD SPECIALIZED DISCLOSURE REPORT SERVOTRONICS, INC. |
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| May 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| May 23, 2023 |
Proxy Presentation MAY 23, 2023 (NYSE MKT: SVT) Exhibit 99.1 Proxy Presentation MAY 23, 2023 (NYSE MKT: SVT) FORWARD LOOKING STATEMENT Certain of the statements contained in this presentation should be considered "forward - looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995 . These forward - looking statements may be identified by words such as “may,” “will,” expect,” “intend,” “anticipate,” “believe, |
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| May 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| May 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| May 19, 2023 |
DFAN14A 1 dfan14a0927104605192023.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ |
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| May 19, 2023 |
Our Plan for Change at Servotronics, Inc. NYSE American: SVT May 19, 2023S T RICTL Y CO N F I D E N T I AL PA GE 1 Disclaimer The materials contained herein (the “Materials”) represent the opinions of Star Equity Fund, LP and the other participants named in the proxy solicitation (collectively, the “Star Equity”) and are based on publicly available information with respect to Servotronics, Inc. (“ |
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| May 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ⌧ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 1-07109 SERVOTRONICS, INC. (Exact name |
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| May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2023 Servotronics, Inc. (Exact name of registrant as specified in its charter.) Commission File Number: 001-07109 Delaware 16-0837866 (State or other jurisdiction (IRS Employer |
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| May 12, 2023 |
Avant Building - Suite 900 | 200 Delaware Avenue | Buffalo, NY 14202-2107 | bsk.com Michael C. Donlon [email protected] P: 716.416.7015 May 12, 2023 VIA EDGAR SUBMISSION Mr. Michael Killoy Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-3561 Re: Servotronics, Inc. Definitive Additional Materials (DEFA14A) Filed on May 4, 2023 File No. 001- |
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| May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| May 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| May 1, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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| April 28, 2023 |
Amended and Restated Voting Agreement - 13 - EX-99.1 Exhibit 99.1 EXHIBIT 99.1 Amended and Restated Voting Agreement - 13 - AMENDED AND RESTATED VOTING AGREEMENT This Voting Agreement (this “Agreement”) is dated and effective as of April 26, 2023 by and among the parties listed on the signature page hereto (together the “Consenting Parties”). RECITALS Beaver Hollow Wellness, LLC, a New York limited liability company (the “Company”), has ente |
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| April 28, 2023 |
SVT / Servotronics, Inc. / Beaver Hollow Wellness, LLC - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. |
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| April 28, 2023 |
Joint Filing Agreement as required by Rule 13d-1(k)(1) under the Act. EXHIBIT 99.2 Joint Filing Agreement In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13D/A (including any and all amendments thereto) with respect to the Common Stock of Servotronics, and further agree that this Joint Filing Agreement shall be included as an Exhibit |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 Commission File No. 1-07109 SERVOTRONICS, INC. (Exact name of registrant |
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| April 28, 2023 |
AMENDED AND RESTATED VOTING AGREEMENT Exhibit 99.1 Execution Copy AMENDED AND RESTATED VOTING AGREEMENT This Voting Agreement (this “Agreement”) is dated and effective as of April 26, 2023 by and among the parties listed on the signature page hereto (together the “Consenting Parties”). RECITALS Beaver Hollow Wellness, LLC, a New York limited liability company (the “Company”), has entered into an agreement to acquire 89,286 shares of S |
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| April 28, 2023 |
SVT / Servotronics, Inc. / Estate of Nicholas D. Trbovich, Sr. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. |
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| April 26, 2023 |
Servotronics Appoints Robert Fraass as Chief Financial Officer Exhibit 99.1 Servotronics Appoints Robert Fraass as Chief Financial Officer Elma, NY, April 26, 2023 – Servotronics, Inc. (NYSE American – SVT) a designer and manufacturer of servo-control components and other advanced technology products announced today that Robert Fraass has been appointed Chief Financial Officer of the Company effective May 1, 2023. He replaces Lisa F. Bencel who will be leavin |
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| April 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2023 Servotronics, Inc. (Exact name of registrant as specified in its charter.) Commission File Number: 001-07109 Delaware 16-0837866 (State or other jurisdiction (IRS Emplo |
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| April 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confid |
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| April 5, 2023 |
Avant Building - Suite 900 | 200 Delaware Avenue | Buffalo, NY 14202-2107 | bsk.com Michael C. Donlon [email protected] P: 716.416.7015 April 5, 2023 VIA EDGAR SUBMISSION Mr. Michael Killoy Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-3561 Re: Servotronics, Inc. Preliminary Proxy Statement on Schedule 14A Filed on March 24, 2023 File No |
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| April 5, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 1 |
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| April 4, 2023 |
Exhibit 99.2 SHAREHOLDER UPDATE PRESENTATION 3 APRIL 2023 Copyright © 2023, Servotronics, Inc. FORWARD LOOKING STATEMENT Certain of the statements contained in this presentation should be considered "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. These forward-looking statements may be identified by words such as “may,” “will,” expect,” “int |
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| April 4, 2023 |
Exhibit 99.1 Servotronics Announces Strategic Vision to Maximize Long-Term Shareholder Value - Progress throughout 2022 Supports Focus on Core Business to Drive Long-term Profitable Growth - Elma, NY, April 4, 2023 – Servotronics, Inc. (NYSE American – SVT) a designer and manufacturer of servo-control components and other advanced technology products today announced details of its strategic vision |
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| April 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2023 Servotronics, Inc. (Exact name of registrant as specified in its charter.) Commission File Number: 001-07109 Delaware 16-0837866 (State or other jurisdiction (IRS Employ |
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| April 4, 2023 |
Press release of Servotronics, Inc. dated April 4, 2023 Exhibit 99.1 Servotronics Announces Strategic Vision to Maximize Long-Term Shareholder Value - Progress throughout 2022 Supports Focus on Core Business to Drive Long-term Profitable Growth - Elma, NY, April 4, 2023 – Servotronics, Inc. (NYSE American – SVT) a designer and manufacturer of servo-control components and other advanced technology products today announced details of its strategic vision |
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| April 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2023 Servotronics, Inc. (Exact name of registrant as specified in its charter.) Commission File Number: 001-07109 Delaware 16-0837866 (State or other jurisdiction (IRS Employ |
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| April 4, 2023 |
Investor Presentation dated April 4, 2023 Exhibit 99.2 SHAREHOLDER UPDATE PRESENTATION 3 APRIL 2023 Copyright © 2023, Servotronics, Inc. FORWARD LOOKING STATEMENT Certain of the statements contained in this presentation should be considered "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. These forward-looking statements may be identified by words such as “may,” “will,” expect,” “int |
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| March 31, 2023 |
Exhibit 4.4 SERVOTRONICS, INC. DESCRIPTION OF CAPITAL STOCK The following summary of our capital stock is subject to and qualified by the provisions of our Certificate of Incorporation dated September 6, 1972 as amended by a Certificates of Amendment dated August 27, 1984 and June 30, 1998 (as amended, the “Certificate of Incorporation”) and our By-laws as amended and restated as of April 3, 2020 |
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| March 31, 2023 |
Non-Employee Director Compensation Policy (Filed herewith) Exhibit 10.8 Director Compensation Program Unless the context otherwise requires, all capitalized terms used herein shall have the respective meanings assigned to them in the Servotronics, Inc. 2022 Equity Incentive Plan (the “Plan”). EQUITY AWARDS Annual Retainer Share Award (a)Each year, as of the date of the Company’s annual meeting of shareholders, the Company shall automatically award Restric |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 Commission File No. 1-07109 SERVOTRONICS, INC. (Exact name of registrant a |
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| March 31, 2023 |
Subsidiaries of the Registrant (Filed herewith) Exhibit 21 SERVOTRONICS, INC. SUBSIDIARIES OF REGISTRANT Name and address of each member Employer ID No. Servotronics, Inc. 16-0837866 P.O. Box 300 Elma, New York 14059-0300 Ontario Knife Company 16-0578540 26 Empire Street Franklinville, New York 14737 Queen Cutlery Company 25-0743840 507 Chestnut Street Titusville, Pennsylvania 16354 G.N. Metal Products, Inc. 16-0964682 P.O. Box 300 Elma, New Yo |
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| March 31, 2023 |
Power of Attorney of Brent D. Baird (Filed herewith) Exhibit 24 POWER OF ATTORNEY Annual Report on Form 10-K Servotronics, Inc. I, the undersigned, a director of Servotronics, Inc., a Delaware corporation, do hereby constitute and appoint Michael C. Donlon to be my true and lawful attorney-in-fact and agent, with full power of substitution and re-substitution, to sign my name to the Annual Report on Form 10-K of Servotronics, Inc. for the fiscal yea |
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| March 30, 2023 |
Press Release, dated March 30, 2023 Star Equity Fund Announces Update to its Director Nominations at Servotronics Nominates Two Highly Qualified Candidates for Election to the Board Targets Incumbents Cosgrove and Marks Old Greenwich, CT – March 30, 2023 – Star Equity Fund, LP (“Star Equity Fund” or “we”) is an investment fund focused on unlocking shareholder value and improving corporate governance at its portfolio companies. |
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| March 30, 2023 |
SVT / Servotronics, Inc. / Star Equity Fund, LP - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. |
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| March 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| March 30, 2023 |
Joint Filing and Solicitation, as amended March AMENDED AND RESTATED JOINT FILING AND SOLICITATION AGREEMENT WHEREAS, certain of the undersigned are stockholders, direct or beneficial, of Servotronics, Inc. |
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| March 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confide |
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| March 24, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by R |
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| February 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| February 16, 2023 |
SVT / Servotronics, Inc. / BAIRD BRENT D - SC 13D/A Activist Investment SC 13D/A 1 d417654dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6)* SERVOTRONICS, INC. (Name of Issuer) Common Stock, Par Value $0.20 per Share (Title and Class of Securities) 817732100 (CUSIP Number) Brent D. Baird 25 Melbourne Place Buffalo, New York 14222 Tel. 716-830-6322 (Name, |
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| February 16, 2023 |
EX-99.1 Exhibit 99.1 Execution Version COOPERATION AGREEMENT This Cooperation Agreement (this “Agreement”), effective as of February 15, 2023 (the “Effective Date”), is entered into by and between Servotronics, Inc., a Delaware corporation (the “Company”), and Brent D. Baird (the “Investor”). The Company and the Investor are collectively referred to as the “Parties,” and each of the Company and th |
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| February 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2023 Servotronics, Inc. (Exact name of registrant as specified in its charter.) Commission File Number: 001-07109 Delaware 16-0837866 (State or other jurisdiction (IRS Em |
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| February 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2023 Servotronics, Inc. (Exact name of registrant as specified in its charter.) Commission File Number: 001-07109 Delaware 16-0837866 (State or other jurisdiction (IRS Em |
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| February 15, 2023 |
Exhibit 10.1 COOPERATION AGREEMENT This Cooperation Agreement (this “Agreement”), effective as of February 15, 2023 (the “Effective Date”), is entered into by and between Servotronics, Inc., a Delaware corporation (the “Company”), and Brent D. Baird (the “Investor”). The Company and the Investor are collectively referred to as the “Parties,” and each of the Company and the Investor, a “Party.” |
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| February 15, 2023 |
Exhibit 99.1 Servotronics, Inc. Appoints New Independent Director - Brent D. Baird Joins the Board and Enters into Cooperation Agreement with the Company - ELMA, N.Y., Feb. 15, 2023 – Servotronics, Inc. (NYSE American – SVT) a designer and manufacturer of servo-control components and other advanced technology products today announced the appointment of Brent D. Baird to the Board and the entry int |
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| February 15, 2023 |
Press release of Servotronics, Inc. dated February 15, 2023 Exhibit 99.1 Servotronics, Inc. Appoints New Independent Director - Brent D. Baird Joins the Board and Enters into Cooperation Agreement with the Company - ELMA, N.Y., Feb. 15, 2023 – Servotronics, Inc. (NYSE American – SVT) a designer and manufacturer of servo-control components and other advanced technology products today announced the appointment of Brent D. Baird to the Board and the entry int |
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| February 15, 2023 |
Exhibit 10.1 COOPERATION AGREEMENT This Cooperation Agreement (this “Agreement”), effective as of February 15, 2023 (the “Effective Date”), is entered into by and between Servotronics, Inc., a Delaware corporation (the “Company”), and Brent D. Baird (the “Investor”). The Company and the Investor are collectively referred to as the “Parties,” and each of the Company and the Investor, a “Party.” |
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| February 14, 2023 |
SVT / Servotronics, Inc. / SERVOTRONICS INC EMPL STK OWNERSHIP TRUST - SC 13G/A Passive Investment SC 13G/A 1 tm236599d1sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 34)* SERVOTRONICS, INC. (Name of Issuer) Common Stock, par value $0.20 per share (Title of Class of Securities) 81773232 10 0 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) |
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| February 14, 2023 |
Press Release, dated February 14, 2023 Star Equity Fund Announces Director Nominations at Servotronics Believes Significant Board Change is Necessary Nominates Six Highly Qualified Candidates for Election to the Board Old Greenwich, CT – February 14, 2022 – Star Equity Fund, LP (“Star Equity Fund” or “we”) is an investment fund focused on unlocking shareholder value and improving corporate governance at its portfolio companies. |
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| February 14, 2023 |
SVT / Servotronics, Inc. / Star Equity Fund, LP - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. |
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| February 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| February 9, 2023 |
SVT / Servotronics, Inc. / Star Equity Fund, LP - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. |
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| February 9, 2023 |
EX-99.5 4 poa.htm EX-99.5 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Jeffrey E. Eberwein and Hannah M. Bible, or either of them acting alone, the undersigned’s true and lawful attorney-in-fact to take any and all action in connection with (i) the undersigned’s beneficial ownership of, or participation in a group with respect to, securities of |
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| February 9, 2023 |
indemnification STAR EQUITY FUND, LP 53 Forest Avenue, 1st Floor Old Greenwich, Connecticut 06870 February 9, 2023 [Nominee] Re: Servotronics, Inc. |
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| February 9, 2023 |
jointfilingandsoliciatio JOINT FILING AND SOLICITATION AGREEMENT WHEREAS, certain of the undersigned are stockholders, direct or beneficial, of Servotronics, Inc. |
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| January 19, 2023 |
EX-24.1 2 d443597dex241.htm EX-24.1 EXHIBIT 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Craig M. Fischer, and with full power of substitution, the undersigned’s true and lawful attorney-in-fact (such person and its substitutes being referred to herein as the “Attorney-in-Fact”), with full power to act for the undersigned and in the undersig |
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| January 19, 2023 |
SVT / Servotronics, Inc. / BAIRD BRENT D - SC 13D/A Activist Investment SC 13D/A 1 d443597dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* SERVOTRONICS, INC. (Name of Issuer) Common Stock, Par Value $0.20 per Share (Title and Class of Securities) 817732100 (CUSIP Number) Brent D. Baird 25 Melbourne Place Buffalo, New York 14222 Tel. 716-830-6322 (Name, |
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| December 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 19, 2022 Servotronics, Inc. (Exact name of registrant as specified in its charter.) Commission File Number: 001-07109 Delaware 16-0837866 (State or other jurisdiction (IRS Em |
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| December 21, 2022 |
Exhibit 10.1 Restricted Stock Award Agreement This RESTRICTED STOCK AWARD AGREEMENT, dated as of [DATE] (the ?Agreement?), by and between Servotronics, Inc., a Delaware corporation (the ?Company?), and [NAME] (the ?Recipient?). Capitalized terms used but not otherwise defined in this Agreement shall have the respective meanings set forth in the Servotronics, Inc. 2022 Equity Incentive Plan (the ?P |
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| December 15, 2022 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) EX-99.2 EXHIBIT 99.2 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersig |
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| December 15, 2022 |
SVT / Servotronics, Inc. / Beaver Hollow Wellness, LLC - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. |
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| December 15, 2022 |
EX-99.1 EXHIBIT 99.1 VOTING AGREEMENT This Voting Agreement (this “Agreement”) is dated and effective as of December 6, 2022 by and among the parties listed on the signature page hereto (together the “Consenting Parties”). RECITALS Beaver Hollow Wellness, LLC, a New York limited liability company (the “Company”), has entered into an agreement to acquire 294,643 shares of Servotronics, Inc. (“SVT”) |
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| November 22, 2022 |
SVT / Servotronics, Inc. / Wax Asset Management, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* SERVOTRONICS, INC. (Name of Issuer) Common Stock, $0.20 par value per share (Title of Class of Securities) 8177 |
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| November 14, 2022 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, par value $0.20 per share, of Servotronics, Inc.. This Joint Filing Agreeme |
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| November 14, 2022 |
SVT / Servotronics, Inc. / Star Equity Fund, LP - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 14, 2022 |
Press Release Letter, dated November 14, 2022 Star Equity Fund Issues Statement on Inaction of Servotronics Board Entrenched SVT Board Dismisses Star Equity?s Proposal in Neglect of its Fiduciary Duty Incumbents Not Focused on Maximizing Shareholder Value Old Greenwich, CT ? November 14, 2022 ? Star Equity Fund, LP (?Star Equity Fund?, ?we?, ?our?), a 5. |
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| November 1, 2022 |
1110 Maple Street, P.O. Box 300 - Elma, New York 14059-0300 - 716-655-5990 Exhibit 99.1 1110 Maple Street, P.O. Box 300 - Elma, New York 14059-0300 - 716-655-5990 To My Fellow Servotronics Stakeholders: It is a great honor to have recently been named Chief Executive Officer of Servotronics, Inc. Over the past six months I have been learning about the Company, our employees, customers, suppliers and shareholders. Servotronics is fortunate to have an outstanding group of d |
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| November 1, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2022 Servotronics, Inc. (Exact name of registrant as specified in its charter.) Commission File Number: 001-07109 Delaware 16-0837866 (State or other jurisdiction (IRS Emp |
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| November 1, 2022 |
SERVOTRONICS, INC. PROVIDES LETTER TO STAKEHOLDERS EX-99.2 3 tm2229428d1ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 NOVEMBER 1, 2022 SERVOTRONICS, INC. PROVIDES LETTER TO STAKEHOLDERS Elma, NY – Servotronics, Inc. (NYSE American – SVT) a designer and manufacturer of servo-control components and other advanced technology products today made available a letter to stakeholders from William F. Farrell, Jr., Chief Executive Officer. The letter provides an ini |
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| August 15, 2022 |
As Filed With the Securities and Exchange Commission on August 15, 2022 Registration No. |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 1-07109 SERVOTRONICS, INC. (Exact name |
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| August 15, 2022 |
Filing Fee Table (filed herewith). Exhibit 107.1 Calculation of Filing Fee Table Form S-8 (Form Type) Servotronics, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered (1) Proposed Maximum Offering Price Per Share Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, $0.20 |
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| June 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2022 Servotronics, Inc. (Exact name of registrant as specified in its charter.) Commission File Number: 001-07109 Delaware 16-0837866 (State or other jurisdiction (IRS Employ |
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| May 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM SD SPECIALIZED DISCLOSURE REPORT SERVOTRONICS, INC. |
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| May 23, 2022 |
SVT / Servotronics, Inc. / Wax Asset Management, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* SERVOTRONICS, INC. (Name of Issuer) Common Stock, $0.20 par value per share (Title of Class of Securities) 81773 |
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| May 23, 2022 |
SCHEDULE 13D JOINT FILING AGREEMENT Exhibit 99.1 SCHEDULE 13D JOINT FILING AGREEMENT In accordance with the requirements of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, and subject to the limitations set forth therein, the parties set forth below agree to jointly file the Schedule 13D to which this joint filing agreement is attached and have duly executed this joint filing agreement as of the date set forth b |
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| May 16, 2022 |
EXHIBIT 10.1 Servotronics, Inc. Executive Change in Control Severance Plan ARTICLE I PURPOSE This Executive Change in Control Severance Plan has been established by the Company on April 19, 2022 (the ?Effective Date?) to provide Participants with the opportunity to receive severance protection in connection with a Change in Control of the Company. The purpose of the Plan is to attract and retain t |
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| May 16, 2022 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ???) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Ru |
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| May 16, 2022 |
EXHIBIT 10.2 SERVOTRONICS, INC. [DATE] [NAME AND ADDRESS] Re: Executive Change in Control Severance Plan Dear [PARTICIPANT NAME]: This Participation Agreement (this ?Agreement?) is made and entered into by and between [PARTICIPANT NAME] and Servotronics, Inc. (the ?Company?). The Company adopted the Servotronics, Inc. Executive Change in Control Severance Plan (the ?Plan?) to assure the present an |
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| May 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 13, 2022 |
DFAN14A 1 dfan14a0927104605132022.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ |
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| May 11, 2022 |
Avant Building - Suite 900 | 200 Delaware Avenue | Buffalo, NY 14202-2107 | bsk.com Michael C. Donlon [email protected] P: 716.416.7015 May 11, 2022 VIA EDGAR SUBMISSION Mr. David M. Plattner Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-3561 Re: Servotronics, Inc. Preliminary Proxy Statement on Schedule 14A Filed on April 29, 2022 File |
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| May 11, 2022 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ???) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Ru |
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| April 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 Commission File No. 1-07109 SERVOTRONICS, INC. (Exact name of registrant |
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| April 29, 2022 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ???) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Ru |
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| April 28, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE American LLC hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on May 09, 2022, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 27, 2022 |
Press release issued by the Company on April 27, 2022 Exhibit 99.1 Servotronics? Board Appoints Two New Independent Directors, Names Non-Executive Chairman and Accelerates Expiration of its Shareholder Rights Plan Elma, NY ? The Board of Servotronics, Inc. (NYSE American ? SVT) announced the appointment of two new independent directors and a non-executive Chairman, as well as the accelerated expiration of the company?s shareholder rights plan. Evan W |
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| April 27, 2022 |
Exhibit 99.1 Servotronics? Board Appoints Two New Independent Directors, Names Non-Executive Chairman and Accelerates Expiration of its Shareholder Rights Plan Elma, NY ? The Board of Servotronics, Inc. (NYSE American ? SVT) announced the appointment of two new independent directors and a non-executive Chairman, as well as the accelerated expiration of the company?s shareholder rights plan. Evan W |
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| April 27, 2022 |
Exhibit 3.1 BY-LAWS OF SERVOTRONICS, INC. Amended and Restated as of April 22 2022 ARTICLE 1??????? OFFICES Section 1-1.????????? Registered Office and Registered Agent. The Corporation shall maintain a registered office and registered agent within the State of Delaware, which may be changed by the Board of Directors from time to time. Section 1-2.????????? Other Offices. The Corporation may also |
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| April 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2022 Servotronics, Inc. (Exact name of registrant as specified in its charter.) Commission File Number: 001-07109 Delaware 16-0837866 (State or other jurisdiction (IRS Emplo |
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| April 27, 2022 |
By-laws of Servotronics, Inc, amended and restated as of April 22, 2022 Exhibit 3.1 BY-LAWS OF SERVOTRONICS, INC. Amended and Restated as of April 22 2022 ARTICLE 1??????? OFFICES Section 1-1.????????? Registered Office and Registered Agent. The Corporation shall maintain a registered office and registered agent within the State of Delaware, which may be changed by the Board of Directors from time to time. Section 1-2.????????? Other Offices. The Corporation may also |
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| April 27, 2022 |
Amendment No 3 to Servotronics, Inc. Shareholder Rights Plan dated as of April 22, 2022 Exhibit 4.1 AMENDMENT NO. 3 TO SHAREHOLDER RIGHTS PLAN Amendment No. 3, dated as of April 22, 2022 (this ?Amendment No. 3?), to the Servotronics, Inc. Shareholder Rights Plan, dated as of October 15, 2012, as amended by Amendment No. 1 dated as of March 9, 2015, and Amendment No. 2 dated as of December 22, 2021 (as amended, the ?Rights Plan?). RECITALS 1.???????????? The Board of Directors of the |
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| April 27, 2022 |
Amendment No 3 to Servotronics, Inc. Shareholder Rights Plan dated as of April 22, 2022 Exhibit 4.1 AMENDMENT NO. 3 TO SHAREHOLDER RIGHTS PLAN Amendment No. 3, dated as of April 22, 2022 (this ?Amendment No. 3?), to the Servotronics, Inc. Shareholder Rights Plan, dated as of October 15, 2012, as amended by Amendment No. 1 dated as of March 9, 2015, and Amendment No. 2 dated as of December 22, 2021 (as amended, the ?Rights Plan?). RECITALS 1.???????????? The Board of Directors of the |
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| April 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2022 Servotronics, Inc. (Exact name of registrant as specified in its charter.) Commission File Number: 001-07109 Delaware 16-0837866 (State or other jurisdiction (IRS Emplo |
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| April 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2022 Servotronics, Inc. (Exact name of registrant as specified in its charter.) Commission File Number: 001-07109 Delaware 16-0837866 (State or other jurisdiction (IRS Emplo |
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| April 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2022 Servotronics, Inc. (Exact name of registrant as specified in its charter.) Commission File Number: 001-07109 Delaware 16-0837866 (State or other jurisdiction (IRS Emplo |
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| April 8, 2022 |
DFAN14A 1 dfan14a0927104604082022.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ |
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| April 6, 2022 |
SVT / Servotronics, Inc. / BAIRD BRENT D - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* SERVOTRONICS, INC. (Name of Issuer) Common Stock, Par Value $0.20 per Share (Title and Class of Securities) 817732100 (CUSIP Number) Brent D. Baird 25 Melbourne Place Buffalo, New York 14222 Tel. 716-830-6322 (Name, Address and Telephone Number of Person |
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| March 31, 2022 |
Description of Capital Stock (Filed herewith) EXHIBIT 4.4 ? SERVOTRONICS, INC. DESCRIPTION OF CAPITAL STOCK The following summary of our capital stock is subject to and qualified by the provisions of our Certificate of Incorporation dated September 6, 1972 as amended by a Certificates of Amendment dated August 27, 1984 and June 30, 1998 (as amended, the ?Certificate of Incorporation?) and our By-laws as amended and restated as of April 3, 202 |
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| March 31, 2022 |
Subsidiaries of the Registrant (Filed herewith) Exhibit 21 SERVOTRONICS, INC. SUBSIDIARIES OF REGISTRANT ? ? ? ? Name and address of each member Employer ID No. ? ? ? Servotronics, Inc. ? 16-0837866 P.O. Box 300 ? ? Elma, New York 14059-0300 ? ? ? ? ? Ontario Knife Company ? 16-0578540 26 Empire Street ? ? Franklinville, New York 14737 ? ? ? ? ? Queen Cutlery Company ? 25-0743840 507 Chestnut Street ? ? Titusville, Pennsylvania 16354 ? ? ? ? ? |
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| March 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-K Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 8, 2022 |
DFAN14A 1 dfan14a0927104603082022.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ |
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| March 4, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K/A Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2019 Servotronics, Inc. (Exact name of registrant as specified in its charter.) Commission File Number: 001-07109 Delaware 16-0837866 (State or other jurisdiction (IRS Emp |
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| March 3, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2022 Servotronics, Inc. (Exact name of registrant as specified in its charter.) Commission File Number: 001-07109 Delaware 16-0837866 (State or other jurisdiction (IRS Employ |
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| March 3, 2022 |
SERVOTRONICS RECEIVES NOMINATIONS FOR ITS BOARD OF DIRECTORS Exhibit 99.1 SERVOTRONICS RECEIVES NOMINATIONS FOR ITS BOARD OF DIRECTORS - Company shareholders are not required to take any action at this time - ELMA, N.Y., March 3, 2022 /PRNewswire/ - Servotronics, Inc. (NYSE American - SVT) this week received a communication purporting to give notice of shareholder nomination of individuals for election as directors at the Company's 2022 annual meeting. Serv |
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| March 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2022 Servotronics, Inc. (Exact name of registrant as specified in its charter.) Commission File Number: 001-07109 Delaware 16-0837866 (State or other jurisdiction (IRS Employ |
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| March 3, 2022 |
Press release issued by the Company on March 3, 2022. EX-99.1 2 tm228312d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 SERVOTRONICS RECEIVES NOMINATIONS FOR ITS BOARD OF DIRECTORS - Company shareholders are not required to take any action at this time - ELMA, N.Y., March 3, 2022 /PRNewswire/ - Servotronics, Inc. (NYSE American - SVT) this week received a communication purporting to give notice of shareholder nomination of individuals for election as director |
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| March 3, 2022 |
Subject: Nominations to the Company’s Board of Directors Exhibit 99.2 Subject: Nominations to the Company?s Board of Directors Dear Servotronics and OKC team members: As a publicly traded company, Servotronics, its leadership team and its Board of Directors take seriously our responsibility to all our shareholders. This includes employees who are themselves shareholders through the Servotronics, Inc. Employee Stock Ownership Plan, other retirement and i |
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| March 3, 2022 |
Employee Communication dated March 3 2022. Exhibit 99.2 Subject: Nominations to the Company?s Board of Directors Dear Servotronics and OKC team members: As a publicly traded company, Servotronics, its leadership team and its Board of Directors take seriously our responsibility to all our shareholders. This includes employees who are themselves shareholders through the Servotronics, Inc. Employee Stock Ownership Plan, other retirement and i |
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| February 17, 2022 |
SVT / Servotronics, Inc. / BAIRD BRENT D - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* SERVOTRONICS, INC. (Name of Issuer) Common Stock, Par Value $0.20 per Share (Title and Class of Securities) 817732100 (CUSIP Number) Brent D. Baird 25 Melbourne Place Buffalo, New York 14222 Tel. 716-830-6322 (Name, Address and Telephone Number of Person |
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| February 14, 2022 |
SVT / Servotronics, Inc. / SERVOTRONICS INC EMPL STK OWNERSHIP TRUST - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 33)* SERVOTRONICS, INC. (Name of Issuer) Common Stock, par value $0.20 per share (Title of Class of Securities) 81773232 10 0 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate th |
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| January 31, 2022 |
SVT / Servotronics, Inc. / Wax Asset Management, LLC Passive Investment SC 13G 1 fp0072505sc13g.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. )* SERVOTRONICS, INC (Name of Issuer) Common Stock, Par Value $0.20 per Share (Title of Class of Securities) 817732100 (CUSIP Num |
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| January 4, 2022 |
SVT / Servotronics, Inc. / BAIRD BRENT D - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* SERVOTRONICS, INC. (Name of Issuer) Common Stock, Par Value $0.20 per Share (Title and Class of Securities) 817732100 (CUSIP Number) Brent D. Baird 25 Melbourne Place Buffalo, New York 14222 Tel. 716-830-6322 (Name, Address and Telephone Number |
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| December 27, 2021 |
Amendment No 2 to Servotronics, Inc. Shareholder Rights Plan dated as of December 22, 2021 Exhibit 4.1 AMENDMENT NO. 2 TO SHAREHOLDER RIGHTS PLAN Amendment No. 2, dated as of December 22, 2021 (this "Amendment"), to the Servotronics, Inc. Shareholder Rights Plan, dated as of October 15, 2012, as amended by Amendment No. 1 dated as of March 9, 2015 (as amended, the "Rights Plan"). WITNESSETH 1. The definition of "Acquiring Person" set forth in Section 1 of the Rights Plan is hereby amend |
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| December 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2021 Servotronics, Inc. (Exact name of registrant as specified in its charter.) Commission File Number: 001-07109 Delaware 16-0837866 (State or other jurisdiction (IRS Em |
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| December 20, 2021 |
SVT / Servotronics, Inc. / BAIRD BRENT D - SC 13D/A Activist Investment SC 13D/A 1 d253272dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* SERVOTRONICS, INC. (Name of Issuer) Common Stock, Par Value $0.20 per Share (Title and Class of Securities) 817732100 (CUSIP Number) Brent D. Baird 25 Melbourne Place Buffalo, New York 14222 Tel. 716-830-6322 (Name, |
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| December 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2021 Servotronics, Inc. (Exact name of registrant as specified in its charter.) Commission File Number: 001-07109 Delaware 16-0837866 (State or other jurisdiction (IRS Em |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 1-07109 SERVOTRONICS, INC. (Exact name of registrant |
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| September 30, 2021 |
SVT / Servotronics, Inc. / BAIRD BRENT D - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* SERVOTRONICS, INC. (Name of Issuer) Common Stock, Par Value $0.20 per Share (Title and Class of Securities) 817732100 (CUSIP Number) Brent D. Baird 25 Melbourne Place Buffalo, New York 14222 Tel. 716-830-6322 (Name, Address and Telephone Number of Person |
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| August 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 1-07109 SERVOTRONICS, INC. (Exact name of registrant as s |
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| July 6, 2021 | ||
| June 14, 2021 |
8-K 1 tm2119679d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2021 Servotronics, Inc. (Exact name of registrant as specified in its charter.) Commission File Number: 001-07109 Delaware 16-0837866 (State |
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| May 28, 2021 |
SD 1 tm2118002-1sd.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM SD SPECIALIZED DISCLOSURE REPORT SERVOTRONICS, INC. (Exact name of registrant as specified in its charter) Delaware 001-07109 16-0837866 (State of Incorporation) (Commission File Number) (IRS FEIN) 1110 Maple Street Elma, New York 14059-0300 (Address of principal executive offices) Lisa F. Bencel, |
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| May 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q 10-Q 1 tm2111669d110q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 1-07109 SERVOTRONICS |
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| May 14, 2021 |
Submission of Matters to a Vote of Security Holders 8-K 1 tm2116504d18k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2021 Servotronics, Inc. (Exact name of registrant as specified in its charter.) Commission File Number: 001-07109 Delaware 16-0837866 (State o |
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| April 14, 2021 |
DEF 14A 1 tm2112949d2def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Ru |
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| April 6, 2021 |
Subsidiaries of the Registrant (Filed herewith) Exhibit 21 SERVOTRONICS, INC. SUBSIDIARIES OF REGISTRANT Name and address of each member Employer ID No. Servotronics, Inc. 16-0837866 P.O. Box 300 Elma, New York 14059-0300 Ontario Knife Company 16-0578540 26 Empire Street Franklinville, New York 14737 Queen Cutlery Company 25-0743840 507 Chestnut Street Titusville, Pennsylvania 16354 G.N. Metal Products, Inc. 16-0964682 P.O. Box 300 Elma, New Yo |
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| April 6, 2021 |
10-K 1 tm214078d110k.htm FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 Commission File No. 1-07109 SERVOTRONICS, INC. (Exact nam |
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| April 6, 2021 |
Description of Capital Stock (Filed herewith) Exhibit 4.3 SERVOTRONICS, INC. DESCRIPTION OF CAPITAL STOCK The following summary of our capital stock is subject to and qualified by the provisions of our Certificate of Incorporation dated September 6, 1972 as amended by a Certificates of Amendment dated August 27, 1984 and June 30, 1998 (as amended, the ?Certificate of Incorporation?) and our By-laws as amended and restated as of April 3, 2020 |
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| March 31, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number 1-07109 Check One: x Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-CEN ? Form N-CSR For Period Ended: December 31, 2020 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Fo |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 32)* SERVOTRONICS, INC. (Name of Issuer) Common Stock, par value $0.20 per share (Title of Class of Securities) 81773232 10 0 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate th |
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| November 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q 10-Q 1 tm2029560d110q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 1-07109 SERVOTRO |
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| August 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2020 Servotronics, Inc. (Exact name of registrant as specified in its charter.) Commission File Number: 001-07109 Delaware 16-0837866 (State or other jurisdiction (IRS Empl |
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| August 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 1-07109 SERVOTRONICS, INC. (Exact name of registrant as s |
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| August 13, 2020 |
Non-Employee Director Compensation Policy (Filed herewith) Exhibit 10.1 Director Compensation Program including the Independent Director Compensation Policy pursuant to the 2012 Long Term Incentive Plan Unless the context otherwise requires, all capitalized terms used herein shall have the respective meanings assigned to them in the Servotronics, Inc. 2012 Long Term Incentive Plan (the “Plan”). EQUITY AWARDS The following shall constitute the equity award |
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| May 29, 2020 |
SD 1 tm2021373-1sd.htm FORM SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM SD SPECIALIZED DISCLOSURE REPORT SERVOTRONICS, INC. (Exact name of registrant as specified in its charter) Delaware 001-07109 16-0837866 (State of Incorporation) (Commission File Number) (IRS FEIN) 1110 Maple Street Elma, New York 14059-0300 (Address of principal executive offices) Lisa F. Ben |
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| May 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2020 Servotronics, Inc. (Exact name of registrant as specified in its charter.) Commission File Number: 001-07109 Delaware 16-0837866 (State or other jurisdiction (IRS Employe |
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| May 13, 2020 |
Exhibit 10.1 Promissory Note Date Loan Amount Interest Rate after Deferment Period Deferment Period April 14, 2020 $ 4,000,000.00 1.00% fixed per annum 6 months This Promissory Note (“Note”) sets forth and confirms the terms and conditions of a term loan to Servotronics Inc. (whether one or more than one, “'Borrower”') from Bank of America, NA, a national banking association having an address of P |
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| May 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 1-07109 SERVOTRONICS, INC. (Exact name of registrant as |
