TACT / TransAct Technologies Incorporated - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

TransAct Technologies Incorporated
US ˙ NasdaqGM ˙ US8929181035

Mga Batayang Estadistika
CIK 1017303
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to TransAct Technologies Incorporated
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
August 12, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0-21121 TRANSACT

August 6, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2025 TransAct Technolog

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2025 TransAct Technologies Incorporated (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Co

August 6, 2025 EX-99.1

TransAct Technologies Reports Preliminary Second Quarter 2025 Financial Results Sold Over 1,900 Terminals in the Second Quarter 2025, Bringing Six Month Number to 4,292 Total Quarterly FST Revenue Up 14% Year-Over-Year Quarterly Casino and Gaming Sal

Exhibit 99.1 TransAct Technologies Reports Preliminary Second Quarter 2025 Financial Results Sold Over 1,900 Terminals in the Second Quarter 2025, Bringing Six Month Number to 4,292 Total Quarterly FST Revenue Up 14% Year-Over-Year Quarterly Casino and Gaming Sales Up 42% Year-Over-Year and 14% Sequentially Hamden, CT – August 6, 2025 – TransAct Technologies Incorporated (Nasdaq: TACT) (“TransAct”

August 6, 2025 EX-99.2

TransAct Technologies Acquires Perpetual License to BOHA! Source Code

Exhibit 99.2 TransAct Technologies Acquires Perpetual License to BOHA! Source Code Hamden, CT – August 6, 2025 – TransAct Technologies Incorporated (Nasdaq: TACT) (“TransAct” or the “Company”), a global leader in software-driven technology and integrated printing solutions for large and emerging markets, has acquired a perpetual license to a copy of the source code for the BOHA! software that it l

August 6, 2025 EX-10.1

Source Code Purchase and Perpetual License Agreement, dated as of August 5, 2025, by and between TransAct Technologies Incorporated and Avery Dennison Corporation.

Exhibit 10.1 Certain information in this document (indicated by “[***]”) has been excluded pursuant to Item 601(b)(10)(iv) of Regulation S-K because it is not material and is the type that the registrant treats as private or confidential. SOURCE CODE PURCHASE AND PERPETUAL LICENSE AGREEMENT THIS SOURCE CODE PURCHASE AND PERPETUAL LICENSE AGREEMENT (hereinafter the “Agreement”) is entered into as o

June 2, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2025 TransAct Technologie

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2025 TransAct Technologies Incorporated (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdictionof incorporation) (Commi

May 14, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0-21121 TRANSACT

May 13, 2025 EX-99.1

TransAct Technologies Reports Preliminary First Quarter 2025 Financial Results Sold Over 2,300 Terminals in the First Quarter 2025, An All-Time Quarterly High Total FST Revenue Up 49% Year-Over-Year Quarterly Casino and Gaming Sales Up 18% Year-Over-

Exhibit 99.1 TransAct Technologies Reports Preliminary First Quarter 2025 Financial Results Sold Over 2,300 Terminals in the First Quarter 2025, An All-Time Quarterly High Total FST Revenue Up 49% Year-Over-Year Quarterly Casino and Gaming Sales Up 18% Year-Over-Year and 41% Sequentially Hamden, CT –May 13, 2025 – TransAct Technologies Incorporated (Nasdaq: TACT) (“TransAct” or the “Company”), a g

May 13, 2025 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2025 TransAct Technologies Incorporated (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Comm

April 15, 2025 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.___)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defini

April 15, 2025 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.___)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defini

April 9, 2025 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2025 TransAct Technologies Incorporated (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Com

April 9, 2025 EX-16.1

Letter to Securities and Exchange Commission from Marcum dated April 9, 2025

Exhibit 16.1 April 9, 2025 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by TransAct Technologies Incorporated under Item 4.01 of its Form 8-K dated April 7, 2025. We agree with the statements concerning our Firm in such Form 8-K; we are not in a position to agree or disagree with other statements of TransAct Technologies

March 24, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-21121 TRANSACT TECHNOL

March 24, 2025 EX-19

TRANSACT TECHNOLOGIES INCORPORATED INSIDER TRADING POLICY

EXHIBIT 19 TRANSACT TECHNOLOGIES INCORPORATED INSIDER TRADING POLICY 1. PURPOSE This Insider Trading Policy (this “Policy”) provides insider trading guidelines to Directors, Officers and employees of TransAct Technologies Incorporated (the “Company”), as well as to other persons or entities informed by management to be subject to this Policy (each a “Covered Person” and collectively “Covered Perso

March 24, 2025 EX-10.11

SEVERANCE AGREEMENT

Exhibit 10.11 SEVERANCE AGREEMENT This Severance Agreement (the "Agreement") is entered into as of the 22nd day of December 2023, by and between Tracey Winslow, an individual with a residence address of 1251 Sleepy Hollow Rd., Venice, FL 34285 (the "Executive"), and TransAct Technologies Incorporated, a Delaware corporation with a mailing address of One Hamden Center, 2319 Whitney Avenue, Suite 3B

March 24, 2025 EX-10.12

SEVERANCE AGREEMENT

Exhibit 10.12 SEVERANCE AGREEMENT This Severance Agreement (the "Agreement") is entered into as of the 3rd day of August 2022, by and between William J. DeFrances, an individual with a residence address of 80 Seraphin Court, Hamden, CT 06518 (the "Executive"), and TransAct Technologies Incorporated, a Delaware corporation with a mailing address of One Hamden Center, 2319 Whitney Avenue, 3B, Hamden

March 24, 2025 EX-10.19

AMENDMENT NO. 4 TO LEASE AGREEMENT

Exhibit 10.19 AMENDMENT NO. 4 TO LEASE AGREEMENT This Amendment No. 4 to Lease Agreement (this “Amendment”) dated as of the 11th day of July, 2022, made by and between BOMAX HOLDINGS LLC, a New York limited liability company with an address at 3 East Evergreen Road, #1045, New City, New York 10965-5101 (“Landlord”) and TRANSACT TECHNOLOGIES INCORPORATED, a Delaware corporation with an address 1 Ha

March 13, 2025 EX-99.1

TransAct Technologies Reports Preliminary Fourth Quarter and Full Year 2024 Financial Results Sold Over 1,600 Terminals in the Fourth Quarter 2024, Representing an Eight Quarter CAGR of 42% Highest Quarterly Number of Terminals Sold Since 2020 Quarte

Exhibit 99.1 TransAct Technologies Reports Preliminary Fourth Quarter and Full Year 2024 Financial Results Sold Over 1,600 Terminals in the Fourth Quarter 2024, Representing an Eight Quarter CAGR of 42% Highest Quarterly Number of Terminals Sold Since 2020 Quarterly Casino and Gaming Sales Up Both Year-over-Year and Sequentially Hamden, CT –March 13, 2025 – TransAct Technologies Incorporated (Nasd

March 13, 2025 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2025 TransAct Technologies Incorporated (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Co

November 21, 2024 EX-10.1

Amendment No. 4 To Loan and Security Agreement, dated as of November 20, 2024, between Siena Lending Group LLC and TransAct Technologies Incorporated

Exhibit 10.1 [Execution] AMENDMENT NO. 4 TO LOAN AND SECURITY AGREEMENT THIS AMENDMENT NO. 4 TO LOAN AND SECURITY AGREEMENT (this “Amendment”) dated as of November 20, 2024 is by and among Siena Lending Group LLC (“Lender”) and TransAct Technologies Incorporated, a Delaware corporation (“Borrower”). Terms used herein without definition shall have the meanings ascribed to them in the Loan Agreement

November 21, 2024 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2024 TransAct Technologies Incorporated (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation)

November 21, 2024 EX-10.2

Second Amended and Restated Fee Letter, dated as of November 20, 2024, between Siena Lending Group LLC and TransAct Technologies Incorporated

Exhibit 10.2 [Execution] SECOND AMENDED AND RESTATED FEE LETTER November 20, 2024 Siena Lending Group LLC 9 W Broad Street, 5th Floor Stamford, Connecticut 06902 Re: Second Amended and Restated Fee Letter Ladies and Gentlemen: Reference is made to that certain Loan and Security Agreement dated as of March 13, 2020, as amended by that certain Amendment No. 1 to Loan and Security Agreement dated as

November 14, 2024 SC 13D/A

TACT / TransAct Technologies Incorporated / B. Riley Financial, Inc. - AMENDMENT NO. 4 TO SCHEDULE 13D Activist Investment

SC 13D/A 1 ea0221141-13da4brileytrans.htm AMENDMENT NO. 4 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) TransAct Technologies, Inc. (Name of Issuer) Common Stock, par value $0.01 par value (Title of Class of Securities) 892918103 (CUSIP Number) Bryant R. Riley B. Riley Financial, Inc.

November 12, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0-21121 TRAN

November 7, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2024 TransAct Technologies Incorporated (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (

November 7, 2024 EX-99.1

TransAct Technologies Reports Preliminary Third Quarter 2024 Financial Results Sold Over 1,350 Terminals in the Quarter, With Over 2,800 Sold in the Last Two Quarters Added 12 New FST Customers in the Quarter Casino Market Continues to Normalize afte

Exhibit 99.1 TransAct Technologies Reports Preliminary Third Quarter 2024 Financial Results Sold Over 1,350 Terminals in the Quarter, With Over 2,800 Sold in the Last Two Quarters Added 12 New FST Customers in the Quarter Casino Market Continues to Normalize after Industry Inventory Build During Pandemic Hamden, CT – November 7, 2024 – TransAct Technologies Incorporated (Nasdaq: TACT) (“TransAct”

September 6, 2024 EX-10.2

Executive Employment Agreement by and between TransAct Technologies Incorporated and Steven A. DeMartino, dated as of September 4, 2024.

Exhibit 10.2 EXECUTIVE EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is entered into as of the 4th day of September, 2024 (the “Effective Date”), by and between TransAct Technologies Incorporated, a Delaware corporation with a mailing address of One Hamden Center, 2319 Whitney Avenue, Suite 3B, Hamden, CT 06518 (the “Company”), and Steven A. DeMartino (“Executive”). The Company

September 6, 2024 EX-10.1

Executive Employment Agreement by and between TransAct Technologies Incorporated and John M. Dillon, dated as of September 4, 2024.

Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is entered into as of the 4th day of September, 2024 (the “Effective Date”), by and between TransAct Technologies Incorporated, a Delaware corporation with a mailing address of One Hamden Center, 2319 Whitney Avenue, Suite 3B, Hamden, CT 06518 (the “Company”), and John M. Dillon (“Executive”). The Company and

September 6, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2024 TransAct Techno

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2024 TransAct Technologies Incorporated (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation)

August 9, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0-21121 TRANSACT

August 9, 2024 EX-10.1

AMENDMENT NO. 5 TO LEASE AGREEMENT

Exhibit 10.1 AMENDMENT NO. 5 TO LEASE AGREEMENT THIS AMENDMENT NO. 5 TO LEASE AGREEMENT (this “Amendment”) is made effective as of May 31, 2024 (the "Effective Date") by and between BOMAX HOLDINGS LLC, a New York limited liability company with an address at 3 East Evergreen Road, No. 1045, New City, New York 10965-5101 (“Landlord”) and TRANSACT TECHNOLOGIES INCORPORATED, a Delaware corporation wit

August 8, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2024 TransAct Technologies Incorporated (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Co

August 8, 2024 EX-99.1

TransAct Technologies Reports Preliminary Second Quarter 2024 Financial Results Sold Approximately 1,500 Terminals in the Quarter, Up 64% Sequentially Recurring FST Revenue Increased 15% Sequentially Added Thirteen New FST Customers in the Quarter

Exhibit 99.1 TransAct Technologies Reports Preliminary Second Quarter 2024 Financial Results Sold Approximately 1,500 Terminals in the Quarter, Up 64% Sequentially Recurring FST Revenue Increased 15% Sequentially Added Thirteen New FST Customers in the Quarter Hamden, CT – August 8, 2024 – TransAct Technologies Incorporated (Nasdaq: TACT) (“TransAct” or the “Company”), a global leader in software-

June 3, 2024 EX-99.1

TransAct Technologies Announces Update to Strategic Business Review The Company is Actively Assessing Strategic Alternatives with Assistance from Roth Capital Partners, LLC Committee Formed to Support Review of Strategic Alternatives

Exhibit 99.1 TransAct Technologies Announces Update to Strategic Business Review The Company is Actively Assessing Strategic Alternatives with Assistance from Roth Capital Partners, LLC Committee Formed to Support Review of Strategic Alternatives Hamden, CT – June 3, 2024 – TransAct Technologies Incorporated (Nasdaq: TACT) (“TransAct” or the “Company”), a global leader in software-driven technolog

June 3, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2024 TransAct Technologies Incorporated (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Comm

May 31, 2024 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2024 TransAct Technologies Incorporated (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Comm

May 14, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0-21121 TRANSACT

May 7, 2024 EX-99.1

TransAct Technologies Reports Preliminary First Quarter 2024 Financial Results Lands Eight New FST Accounts, Representing Potential Terminal Sales of Nearly 1,000 Units Casino and Gaming Sales Begin Normalization

Exhibit 99.1 TransAct Technologies Reports Preliminary First Quarter 2024 Financial Results Lands Eight New FST Accounts, Representing Potential Terminal Sales of Nearly 1,000 Units Casino and Gaming Sales Begin Normalization Hamden, CT – May 7, 2024 – TransAct Technologies Incorporated (Nasdaq: TACT) (“TransAct” or the “Company”), a global leader in software-driven technology and printing solutio

May 7, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2024 TransAct Technologies

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2024 TransAct Technologies Incorporated (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Commi

April 10, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ___)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

April 10, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ___)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

April 5, 2024 EX-99.1

JOINT FILING AGREEMENT April 5, 2024

EX-99.1 2 ex991.htm EXHIBIT 99.1 EXHIBIT 99.1 JOINT FILING AGREEMENT April 5, 2024 Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or

April 5, 2024 SC 13G

TACT / TransAct Technologies Incorporated / Grand Slam Asset Management LLC - SC 13G Passive Investment

SC 13G 1 transact13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* TRANSACT TECHNOLOGIES INCORPORATED (Name of Issuer) Common stock, par value $0.01 per share (Title of Class of Securities) 892918103 (CUSIP Number) April 5, 2024 (Date of Event which Requires Filing of this Statement) Check

March 13, 2024 EX-97

Clawback Policy in the Event of a Financial Restatement

Exhibit 97 Clawback Policy in the Event of a Financial Restatement I. Purpose The purpose of this Clawback Policy in the Event of a Financial Restatement, as may be amended from time to time (this “Policy”), is to describe the circumstances under which the Covered Executives (as defined below) will be required to repay or return Incentive Compensation (as defined below) to TransAct Technologies In

March 13, 2024 8-K

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2024 TransAct Technologies Incorporated (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Co

March 13, 2024 EX-4.2

DESCRIPTION OF SECURITIES

Exhibit 4.2 DESCRIPTION OF SECURITIES The following description of the capital stock of TransAct Technologies Incorporated (“we,” “our” or “us”) includes a summary of some of the detailed provisions of our Certificate of Incorporation, as amended (the “Certificate of Incorporation”) and Amended and Restated By-Laws (the “By-Laws”). These statements do not purport to be complete or to give full eff

March 13, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-21121 TRANSACT TECHNOL

March 13, 2024 EX-10.16

LEASE AGREEMENT

Exhibit 10.16 LEASE AGREEMENT THIS AGREEMENT, made and entered into as of the 18th day of July, 2001, by and between BOMAX PROPERTIES, LLC, a New York limited liability company with an office at 42 Esty Drive, Ithaca, New York 14850 (hereinafter referred to as “Bomax”), and TRANSACT TECHNOLOGIES INCORPORATED, a Delaware corporation with an office at 7 Laser Lane, Wallingford, Connecticut 06492 (he

March 12, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2024 TransAct Technologies Incorporated (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Co

March 12, 2024 EX-99.1

TransAct Technologies Reports Preliminary Fourth Quarter and Full Year 2023 Financial Results 2023 Fourth Quarter Net Sales of $13.3 Million, down 26% on a Year-Over-Year Basis Quarterly Food Service Technology (“FST”) Sales of $4.7 Million, up 54% o

Exhibit 99.1 TransAct Technologies Reports Preliminary Fourth Quarter and Full Year 2023 Financial Results 2023 Fourth Quarter Net Sales of $13.3 Million, down 26% on a Year-Over-Year Basis Quarterly Food Service Technology (“FST”) Sales of $4.7 Million, up 54% on a Year-Over-Year Basis Quarterly Casino and Gaming Sales of $4.2 Million, down 62% on a Year-Over-Year Basis Hamden, CT – March 12, 202

February 5, 2024 SC 13G/A

TACT / TransAct Technologies Incorporated / SHULDMAN BART C - AMENDMENT NO. 3 Passive Investment

SC 13G/A 1 d25241sc13ga3.htm AMENDMENT NO. 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* TransAct Technologies Incorporated (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 892918103 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of t

January 9, 2024 SC 13D

TACT / TransAct Technologies Incorporated / ACCRETIVE CAPITAL PARTNERS, LLC - SC 13D Activist Investment

SC 13D 1 transsc13d.htm SC 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) TransAct Technologies Incorporated (Name of Issuer) Common Stock (Title of Class of Securities) 892918103 (CUSIP Number) ACCRETIVE CAPITAL MANAGEMENT, LLC 85

January 5, 2024 SC 13G/A

TACT / TransAct Technologies Incorporated / Bernstein Jeffrey M - AMENDMENT NO. 1 TO SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment No. 1) UNDER THE SECURITIES EXCHANGE ACT OF 1934 TransAct Technologies Incorporated (Name of Issuer) COMMON STOCK (Title of Class of Securities) 892918103 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to

November 14, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0-21121 TRAN

November 9, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2023 TransAct Technologies Incorporated (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (

November 9, 2023 EX-99.1

TransAct Technologies Reports Preliminary Third Quarter 2023 Financial Results 2023 Third Quarter Net Sales of $17.2 Million, down 4% on a Year-Over-Year Basis Casino and Gaming Sales of $9.0 Million, up 17% on a Year-Over-Year Basis Food Service Tec

Exhibit 99.1 TransAct Technologies Reports Preliminary Third Quarter 2023 Financial Results 2023 Third Quarter Net Sales of $17.2 Million, down 4% on a Year-Over-Year Basis Casino and Gaming Sales of $9.0 Million, up 17% on a Year-Over-Year Basis Food Service Technology (“FST”) Sales of $4.2 Million, up 13% on a Year-Over-Year Basis Hamden, CT – November 9, 2023 – TransAct Technologies Incorporate

August 18, 2023 SC 13G

TACT / Transact Technologies Inc. / Bernstein Jeffrey M - SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 TransAct Technologies Incorporated (Name of Issuer) COMMON STOCK (Title of Class of Securities) 892918103 (CUSIP Number) August 7, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i

August 10, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0-21121 TRANSACT

August 10, 2023 S-8

As filed with the Securities and Exchange Commission on August 10, 2023

As filed with the Securities and Exchange Commission on August 10, 2023 Registration No.

August 10, 2023 EX-FILING FEES

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) TransAct Technologies Incorporated (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Share(2) Maximum Aggregate Offering Price(2) Fee Rate Amount of Registration Fee Equity Common Stock, par value $.

August 9, 2023 EX-99.1

TransAct Technologies Reports Preliminary Second Quarter 2023 Financial Results 2023 Second Quarter Net Sales of $19.9 Million, up 58% on a Year-Over-Year Basis Casino and Gaming Sales of $12.2 Million, up 87% on a Year-Over-Year Basis FST Sales of $

Exhibit 99.1 TransAct Technologies Reports Preliminary Second Quarter 2023 Financial Results 2023 Second Quarter Net Sales of $19.9 Million, up 58% on a Year-Over-Year Basis Casino and Gaming Sales of $12.2 Million, up 87% on a Year-Over-Year Basis FST Sales of $3.9 Million, up 14% on a Year-Over-Year Basis Hamden, CT – August 9, 2023 – TransAct Technologies Incorporated (Nasdaq: TACT) (“TransAct”

August 9, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2023 TransAct Technologies Incorporated (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Co

June 7, 2023 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2023 TransAct Technologies Incorporated (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Comm

May 17, 2023 CORRESP

Scott Warren Goodman

Boston Connecticut FLORIDA New Jersey New York PROVIDENCE Washington, DC Scott Warren Goodman Attorney at Law One Jefferson Road Parsippany, NJ 07054-2891 T: (973) 966-8226 F: (973) 206-6534 sgoodman@daypitney.

May 17, 2023 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-2112

May 15, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0-21121 TRANSACT

May 15, 2023 EX-10.4

SEVERANCE AGREEMENT

Exhibit 10.4 SEVERANCE AGREEMENT This Severance Agreement (the "Agreement") is entered into as of the 1st day of January 2021, by and between Brent Richtsmeier, an individual with a residence address of 5854 Rustic Prairie St., Las Vegas, NV 89148 (the "Executive"), and TransAct Technologies Incorporated, a Delaware corporation with a mailing address of One Hamden Center, 2319 Whitney Avenue, Ste.

May 9, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2023 TransAct Technologies Incorporated (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Commi

May 9, 2023 EX-99.1

TransAct Technologies Reports Preliminary First Quarter 2023 Financial Results 2023 First Quarter Net Sales of $22.3 Million, up 130% on a Year-Over-Year Basis Casino and Gaming Sales of $15.8 Million, up 232% on a Year-Over-Year Basis FST Sales of $

Exhibit 99.1 TransAct Technologies Reports Preliminary First Quarter 2023 Financial Results 2023 First Quarter Net Sales of $22.3 Million, up 130% on a Year-Over-Year Basis Casino and Gaming Sales of $15.8 Million, up 232% on a Year-Over-Year Basis FST Sales of $3.5 Million, up 62% on a Year-Over-Year Basis Hamden, CT – May 9, 2023 – TransAct Technologies Incorporated (Nasdaq: TACT) (“TransAct” or

May 4, 2023 EX-10.1

Letter Amendment, dated May 1, 2023, to Loan and Security Agreement between Siena Lending Group LLC and TransAct Technologies Incorporated

Exhibit 10.1 SIENA LENDING GROUP LLC 9 W Broad Street, 5th Floor Stamford, Connecticut 06902 May 1, 2023 TransAct Technologies Incorporated 2319 Whitney Avenue, Suite 3B Hamden, Connecticut 06518 Attention: Steven A. DeMartino, President and Chief Financial Officer Re: Letter Amendment Ladies and Gentlemen: Reference is made to that certain Loan and Security Agreement dated as of March 13, 2020, a

May 4, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2023 TransAct Technologies

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2023 TransAct Technologies Incorporated (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Commi

April 26, 2023 EX-10.1

Separation Agreement and General Release, dated April 20, 2023, between the Company and Bart C. Shuldman

Exhibit 10.1 SEPARATION AGREEMENT AND GENERAL RELEASE This Separation Agreement and General Release (the “Agreement”) confirms the following understandings and agreements between TransAct Technologies Incorporated, a Delaware corporation with a mailing address of One Hamden Center, 2319 Whitney Avenue, Suite 3B, Hamden, CT 06518 (the “Company”) and Bart C. Shuldman (“Executive”) (the Company and E

April 26, 2023 EX-10.2

Letter Agreement, dated April 24, 2023, between the Company and John M. Dillon

Exhibit 10.2 April 24, 2023 John M. Dillon 301 Mission St #47C San Francisco, CA 94105 Dear John: We write to set forth our agreement (this “Agreement”) with respect to your employment as the Interim Chief Executive Officer of TransAct Technologies Incorporated (the “Company”). 1. Title/Duties. As of April 4, 2023 (the “Start Date”), you shall serve as the Company’s Interim Chief Executive Officer

April 26, 2023 8-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2023

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2023 TransAct Technologies Incorporated (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of

April 21, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.___)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) ¨ Defini

April 21, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.___)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) ☒ Defini

April 5, 2023 EX-99.1 CHARTER

TransAct Technologies Appoints John Dillon Interim Chief Executive Officer Reiterates 2023 Full Year Guidance

Exhibit 99.1 TransAct Technologies Appoints John Dillon Interim Chief Executive Officer Reiterates 2023 Full Year Guidance HAMDEN, Conn.—(BUSINESS WIRE)—April 5, 2023—TransAct Technologies Incorporated (Nasdaq: TACT) (“TransAct” or the “Company”), a global leader in software-driven technology and printing solutions for high growth markets, today announced that, on April 4, 2023, its Board of Direc

April 5, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2023 TransAct Technologi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2023 TransAct Technologies Incorporated (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Com

March 28, 2023 EX-3.2

AMENDED AND RESTATED TRANSACT TECHNOLOGIES INCORPORATED (as of May 31, 2022)

Exhibit 3.2 AMENDED AND RESTATED BY-LAWS OF TRANSACT TECHNOLOGIES INCORPORATED (as of May 31, 2022) ARTICLE I OFFICES Section 1.01 Registered Office. The registered office shall be in the City of Wilmington, County of New Castle, State of Delaware. Section 1.02 Other Offices. The corporation may also have offices at such other places both within and without the State of Delaware as the board of di

March 28, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-21121 TRANSACT TECHNOL

March 8, 2023 EX-99.1

TransAct Technologies Reports Preliminary Fourth Quarter and Full Year 2022 Financial Results 2022 Fourth Quarter Net Sales of $18.0 Million, up 61% on a Year-Over-Year Basis Quarterly Casino and Gaming Sales of $11.0 Million, up 123% on a Year-Over-

Exhibit 99.1 TransAct Technologies Reports Preliminary Fourth Quarter and Full Year 2022 Financial Results 2022 Fourth Quarter Net Sales of $18.0 Million, up 61% on a Year-Over-Year Basis Quarterly Casino and Gaming Sales of $11.0 Million, up 123% on a Year-Over-Year Basis FST Paid Terminals Up 24% from December 31, 2021 Hamden, CT – March 8, 2023 – TransAct Technologies Incorporated (Nasdaq: TACT

March 8, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2023 TransAct Technologi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2023 TransAct Technologies Incorporated (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Com

February 14, 2023 SC 13G/A

TACT / TransAct Technologies Incorporated / SHULDMAN BART C - AMENDMENT NO. 2 Passive Investment

SC 13G/A 1 b214233sc13ga2.htm AMENDMENT NO. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* TransAct Technologies Incorporated (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 892918103 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of

December 27, 2022 EX-10.1

Amended and Restated Employment Agreement, dated as of December 14, 2022, by and between TransAct Technologies Incorporated and Bart C. Shuldman.

Exhibit 10.1 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (the ?Agreement?) is entered into as of the 14th day of December, 2022 (the ?Effective Date?), by and between TransAct Technologies Incorporated, a Delaware corporation with a mailing address of One Hamden Center, 2319 Whitney Avenue, Suite 3B, Hamden, CT 06518 (the ?Company?), and Bart C. Shuldma

December 27, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2022 TransAct Technologies Incorporated (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation)

December 14, 2022 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2022 TransAct Technologies Incorporated (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation)

November 16, 2022 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2022 TransAct Technologies Incorporated (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation)

November 14, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0-21121 TRAN

November 10, 2022 EX-99.1

TransAct Technologies Reports Preliminary Third Quarter 2022 Financial Results 2022 Third Quarter Net Sales of $17.9 Million, up 68% on a Year-Over-Year Basis FST Recurring Revenue of $2.6 Million, up 27% on a Year-Over-Year Basis FST Paid Terminals

Exhibit 99.1 TransAct Technologies Reports Preliminary Third Quarter 2022 Financial Results 2022 Third Quarter Net Sales of $17.9 Million, up 68% on a Year-Over-Year Basis FST Recurring Revenue of $2.6 Million, up 27% on a Year-Over-Year Basis FST Paid Terminals Up 36% from September 30, 2021 Reports Positive Net Income Hamden, CT ? November 10, 2022 ? TransAct Technologies Incorporated (Nasdaq: T

November 10, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2022 (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. em

October 11, 2022 SC 13D/A

TACT / TransAct Technologies Incorporated / B. Riley Financial, Inc. - AMENDMENT NO. 3 TO SCHEDULE 13D Activist Investment

SC 13D/A 1 ea166949-13da3brileytrans.htm AMENDMENT NO. 3 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) TransAct Technologies, Inc. (Name of Issuer) Common Stock, par value $0.01 par value (Title of Class of Securities) 892918103 (CUSIP Number) Bryant R. Riley B. Riley Financial, Inc.

August 18, 2022 EX-10.1

THIRD AMENDMENT TO INDUSTRIAL REAL ESTATE LEASE

Exhibit 10.1 THIRD AMENDMENT TO INDUSTRIAL REAL ESTATE LEASE THIS THIRD AMENDMENT TO INDUSTRIAL REAL ESTATE LEASE (the ?Third Amendment?) is entered into this 26th day of April, 2022, by and between COLUMBIA NEVADA PARADISE INDUSTRIAL, LLC, a Delaware limited liability company (the ?Landlord?) and TRANSACT TECHNOLOGIES INCORPORATED, a Delaware corporation (?Tenant?). WITNESSETH A. Landlord (as suc

August 18, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0-21121 TRANSACT

August 18, 2022 EX-18.1

August 18, 2022

Exhibit 18.1 August 18, 2022 Board of Directors TransAct Technologies Incorporated One Hamden Center 2319 Whitney Avenue, Suite 3B Hamden, CT 06518 Dear Directors: We are providing this letter for inclusion as an exhibit to the Company?s Form 10-Q filing pursuant to Item 601 of Regulation S-K. Note 9 to the condensed consolidated financial statements of TransAct Technologies Incorporated included

August 18, 2022 EX-3.2

CERTIFICATE OF INCORPORATION TRANSACT TECHNOLOGIES INCORPORATED (Conformed copy as of May 31, 2022)

Exhibit 3.2 CERTIFICATE OF INCORPORATION OF TRANSACT TECHNOLOGIES INCORPORATED (Conformed copy as of May 31, 2022) The undersigned, in order to form a corporation for the purpose hereinafter stated, under and pursuant to the provisions of the General Corporation Law of Delaware, hereby certifies that: 1. The name of the Corporation is TransAct Technologies Incorporated. 2. The registered office an

August 17, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 17, 2022 (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. empl

August 17, 2022 EX-99.1

TransAct Technologies Reports Preliminary Second Quarter 2022 Financial Results 2022 Second Quarter Net Sales of $12.6 Million, up 35% on a Year-Over-Year Basis FST Recurring Revenue of $2.2 Million, up 5% on a Year-Over-Year Basis FST Paid Terminals

Exhibit 99.1 TransAct Technologies Reports Preliminary Second Quarter 2022 Financial Results 2022 Second Quarter Net Sales of $12.6 Million, up 35% on a Year-Over-Year Basis FST Recurring Revenue of $2.2 Million, up 5% on a Year-Over-Year Basis FST Paid Terminals Up 38% from June 30, 2021 Hamden, CT ? August 17, 2022 ? TransAct Technologies Incorporated (Nasdaq: TACT) (?TransAct? or the ?Company?)

August 16, 2022 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 000-21121 CUSIP Number: 892918103

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 000-21121 CUSIP Number: 892918103 (Check One): ? Form 10-K ? Form 20-F ? Form 11-K x Form 10-Q ? Form 10-D ? Form N-CEN ? Form N-CSR For Period Ended: June 30, 2022 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Trans

August 9, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2022 TransAct Technologies Incorporated (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Co

July 25, 2022 EX-10.2

Amended and Restated Fee Letter, dated as of July 19, 2022, between Siena Lending Group LLC and TransAct Technologies Incorporated

Exhibit 10.2 Execution AMENDED AND RESTATED FEE LETTER July 19, 2022 Siena Lending Group LLC 9 W Broad Street, 5th Floor Stamford, Connecticut 06902 Re: Amended and Restated Fee Letter Ladies and Gentlemen: Reference is made to that certain Loan and Security Agreement dated as of March 13, 2020, as amended by that certain Amendment No. 1 to Loan and Security Agreement dated as of July 21, 2021 and

July 25, 2022 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 19, 2022 TransAct Technologies Incorporated (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Com

July 25, 2022 EX-10.1

Amendment No. 2 To Loan and Security Agreement, dated as of July 19, 2022, between Siena Lending Group LLC and TransAct Technologies Incorporated

Exhibit 10.1 Execution AMENDMENT NO. 2 TO LOAN AND SECURITY AGREEMENT THIS AMENDMENT NO. 2 TO LOAN AND SECURITY AGREEMENT (this ?Amendment?) dated as of July 19, 2022 is by and among Siena Lending Group LLC (?Lender?) and TransAct Technologies Incorporated, a Delaware corporation (?Borrower?). Terms used herein without definition shall have the meanings ascribed to them in the Loan Agreement defin

June 22, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2022 TRANSACT TECHNOLOGIES INC (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Commission f

June 2, 2022 EX-3.1

Certificate of Amendment to Certificate of Incorporation of TransAct Technologies Incorporated.

Exhibit 3.1 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF TRANSACT TECHNOLOGIES INCORPORATED TransAct Technologies Incorporated, a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the ?Corporation?), does hereby certify: FIRST: That at a meeting of the Board of Directors of TransAct Technologies Incorporated resolutions w

June 2, 2022 EX-3.2

Amended and Restated By-Laws of TransAct Technologies Incorporated.

Exhibit 3.2 AMENDED AND RESTATED BY-LAWS OF TRANSACT TECHNOLOGIES INCORPORATED (as of July May 31, 2019 2022) ARTICLE I OFFICES Section 1.01 Registered Office. The registered office shall be in the City of Wilmington, County of New Castle, State of Delaware. Section 1.02 Other Offices. The corporation may also have offices at such other places both within and without the State of Delaware as the b

June 2, 2022 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2022 TransAct Technologies Incorporated (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Comm

May 16, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0-21121 TRANSACT

May 13, 2022 SC 13D/A

TACT / TransAct Technologies Incorporated / B. Riley Financial, Inc. - AMENDMENT NO. 2 TO SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) TransAct Technologies, Inc. (Name of Issuer) Common Stock, par value $0.01 par value (Title of Class of Securities) 892918103 (CUSIP Number) Bryant R. Riley B. Riley Financial, Inc. 11100 Santa Monica Boulevard, Suite 800 Los Angeles, CA 90025 (818) 884-3

May 10, 2022 EX-99.1

TransAct Technologies Reports Preliminary First Quarter 2022 Financial Results 2022 First Quarter Net Sales of $9.7 Million FST Recurring Revenue of $1.6 Million, up 30% on a Year-Over-Year Basis FST Paid Terminals Up 44% from March 31, 2021

Exhibit 99.1 TransAct Technologies Reports Preliminary First Quarter 2022 Financial Results 2022 First Quarter Net Sales of $9.7 Million FST Recurring Revenue of $1.6 Million, up 30% on a Year-Over-Year Basis FST Paid Terminals Up 44% from March 31, 2021 Hamden, CT ? May 10, 2022 ? TransAct Technologies Incorporated (Nasdaq: TACT) (?TransAct? or the ?Company?), a global leader in software-driven t

May 10, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2022 TRANSACT TECHNOLOGIES INC (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Commission fi

April 18, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.___)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) ? Defini

April 18, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.___)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) ? Defini

April 14, 2022 SC 13D/A

TACT / TransAct Technologies Incorporated / B. Riley Financial, Inc. - AMENDMENT NO. 1 TO SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) TransAct Technologies, Inc. (Name of Issuer) Common Stock, par value $0.01 par value (Title of Class of Securities) 892918103 (CUSIP Number) Bryant R. Riley B. Riley Financial, Inc. 11100 Santa Monica Boulevard, Suite 800 Los Angeles, CA 90025 (818) 884-3

April 6, 2022 EX-1

Joint Filing Agreement by and among the Reporting Persons.

Exhibit 1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder (the ?Exchange Act?) the undersigned hereby agree to the joint filing on behalf of each of them of any filing required by such party under Section 13 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with respect to securities of TransAct Technologies, Inc.

April 6, 2022 SC 13D

TACT / TransAct Technologies Incorporated / B. Riley Financial, Inc. - SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 TransAct Technologies, Inc. (Name of Issuer) Common Stock, par value $0.01 par value (Title of Class of Securities) 892918103 (CUSIP Number) Bryant R. Riley B. Riley Financial, Inc. 11100 Santa Monica Boulevard, Suite 800 Los Angeles, CA 90025 (818) 884-3737 (Name, Address

April 5, 2022 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.___)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) ? Defini

March 31, 2022 SC 13D/A

TACT / TransAct Technologies Incorporated / 325 CAPITAL LLC - EXHIBIT 1 - COOPERATION AGREEMENT Activist Investment

begin 644 ex1to13da51328100203302022.pdf M)5!$1BTQ+C<-)>+CS],-"C$X," P(&]B:@T\/"]&:6QT97(O1FQA=&5$96-O M9&4O1FERE<6<^RB\1D]Z M$L$UB?HZ8/0R^LY8/&^W(22#,9GO'BY]I)5-JAG:2XY8SO<%%+50,!U?<# M.NU-;T&V#O$T60^+D/%&=]T5]A<\CAZ;PW(U-.++Q"G#Z#[1;] E<./[]-O MU*-I=EPE+,EC(M-B3Q)92E*D:D=81FE12L%$QG^2^#EZX?R-]-:[4>'4.D6 MP[AYXY\+[X!/ 08 CC)M$@T*96YD/3GF]('EG25!&3MI$< MF1C(D[6>X$4AK')H%Q-(*DP)D03]D6$M,801S!%SBF8$

March 31, 2022 EX-10.1

Cooperation Agreement, dated as of March 30, 2022, by and among TransAct Technologies Incorporated, 325 Capital Master Fund LP and Harbert Discovery Fund, LP.

Exhibit 10.1 COOPERATION AGREEMENT This Cooperation Agreement, dated as of March 30, 2022 (this ?Agreement?), is by and among TransAct Technologies Incorporated, a Delaware corporation (the ?Company?), 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership (?325 Master Fund,? collectively and with the other persons and entities listed on Schedule A hereto, the ?325 Investors?),

March 31, 2022 EX-99.1

TransAct Technologies Announces Cooperation Agreement with 325 Capital and Harbert Discovery Fund Daniel Friedberg and Audrey Dunning Appointed to the Company’s Board of Directors

Exhibit 99.1 TransAct Technologies Announces Cooperation Agreement with 325 Capital and Harbert Discovery Fund Daniel Friedberg and Audrey Dunning Appointed to the Company?s Board of Directors HAMDEN, Conn. -Mar. 31, 2022- TransAct Technologies Incorporated (Nasdaq: TACT) (?TransAct? or the ?Company?), a global leader in software-driven technology and printing solutions for high-growth markets, to

March 31, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2022 TransAct Technolog

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2022 TransAct Technologies Incorporated (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Co

March 31, 2022 SC 13D/A

TACT / TransAct Technologies Incorporated / 325 CAPITAL LLC - AMENDMENT NO. 5 TO THE SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 5)1 Transact Technologies Incorporated (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 892918103 (CUSIP Number) Mic

March 31, 2022 EX-10.1

Cooperation Agreement, dated as of March 30, 2022, by and among TransAct Technologies Incorporated, 325 Capital Master Fund LP and Harbert Discovery Fund, LP.

Exhibit 10.1 COOPERATION AGREEMENT This Cooperation Agreement, dated as of March 30, 2022 (this ?Agreement?), is by and among TransAct Technologies Incorporated, a Delaware corporation (the ?Company?), 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership (?325 Master Fund,? collectively and with the other persons and entities listed on Schedule A hereto, the ?325 Investors?),

March 31, 2022 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2022 TransAct Technologies Incorporated (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Co

March 31, 2022 SC 13D/A

TACT / TransAct Technologies Incorporated / Harbert Discovery Fund, LP - TRANSACT TECHNOLOGIES INCORPORATED Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* TransAct Technologies Incorporated (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 892918103 (CUSIP Number) Kevin A. McGovern, Esq. c/o Harbert Discovery Fund, LP 2100 Third Avenue North Suite 600 Birmingham, Alabama 35203 Tel

March 31, 2022 EX-99.1

Press Release, dated March 31, 2022.

Exhibit 99.1 TransAct Technologies Announces Cooperation Agreement with 325 Capital and Harbert Discovery Fund Daniel Friedberg and Audrey Dunning Appointed to the Company?s Board of Directors HAMDEN, Conn. -Mar. 31, 2022- TransAct Technologies Incorporated (Nasdaq: TACT) (?TransAct? or the ?Company?), a global leader in software-driven technology and printing solutions for high-growth markets, to

March 24, 2022 EX-10.10

SEVERANCE AGREEMENT

Exhibit 10.10 December 23, 2008 Andrew J. Hoffman 90 Main Street Homer, NY 13077 Re: Amendment to Severance Agreement Dear Mr. Hoffman: Reference is made to the Severance Agreement by and between you and TransAct Technologies, Incorporated (the "Company") dated November 18, 2005 (the "Agreement"). In order that the Agreement comply in form with the applicable requirements of Section 409A of the In

March 24, 2022 EX-10.11

SECOND AMENDMENT TO SEVERANCE AGREEMENT

Exhibit 10.11 SECOND AMENDMENT TO SEVERANCE AGREEMENT This Second Amendment to Severance Agreement (this ?Amendment?) is entered into as of the 29th day of April 2021, by and between TransAct Technologies Incorporated, a Delaware corporation (the ?Company?), and Steven A. DeMartino, an executive officer of the Company (the ?Executive?). WHEREAS, the Executive and the Company are party to that cert

March 24, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-21121 TRANSACT TECHNOL

March 9, 2022 EX-99.1

TransAct Technologies Reports Preliminary Fourth Quarter and Full Year 2021 Financial Results 2021 Fourth Quarter Net Sales of $11.1 Million Full Year FST Recurring Revenue of $7.4 Million, up 95% on a Year-Over-Year Basis FST Paid Terminals Up 73% f

Exhibit 99.1 TransAct Technologies Reports Preliminary Fourth Quarter and Full Year 2021 Financial Results 2021 Fourth Quarter Net Sales of $11.1 Million Full Year FST Recurring Revenue of $7.4 Million, up 95% on a Year-Over-Year Basis FST Paid Terminals Up 73% from December 31, 2020 Hamden, CT ? March 9, 2022 ? TransAct Technologies Incorporated (Nasdaq: TACT) (?TransAct? or the ?Company?), a glo

March 9, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2022 TRANSACT TECHNOLOGIES INC (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Commission f

February 14, 2022 SC 13G/A

TACT / TransAct Technologies Incorporated / SHULDMAN BART C - AMENDMENT NO. 1 Passive Investment

SC 13G/A 1 j211220sc13ga1.htm AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* TransAct Technologies Incorporated (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 892918103 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of

February 11, 2022 8-K

Financial Statements and Exhibits, Other Events

8-K 1 p2102208k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2022 TransAct Technologies Incorporated (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdictio

February 11, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2022 TransAct Techno

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2022 TransAct Technologies Incorporated (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation)

February 11, 2022 EX-99.1

Press Release, dated February 10, 2022.

EX-99.1 2 ex991.htm EXHIBIT 99.1 Exhibit 99.1 TransAct Technologies Incorporated Confirms Receipt of Director Nominations No Stockholder Action Required at This Time HAMDEN, CT — (February 10, 2022) — TransAct Technologies Incorporated (“the Company”) (NASDAQ: TACT), a global leader in developing software-driven technology and printing solutions for high-growth markets, today confirmed the receipt

February 11, 2022 EX-99.1

TransAct Technologies Incorporated Confirms Receipt of Director Nominations No Stockholder Action Required at This Time

Exhibit 99.1 TransAct Technologies Incorporated Confirms Receipt of Director Nominations No Stockholder Action Required at This Time HAMDEN, CT ? (February 10, 2022) ? TransAct Technologies Incorporated (?the Company?) (NASDAQ: TACT), a global leader in developing software-driven technology and printing solutions for high-growth markets, today confirmed the receipt of a nomination notice for two c

February 10, 2022 SC 13D/A

TACT / TransAct Technologies Incorporated / Harbert Discovery Fund, LP - TRANSACT TECHNOLOGIES INCORPORATED Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* TransAct Technologies Incorporated (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 892918103 (CUSIP Number) Kevin A. McGovern, Esq. c/o Harbert Discovery Fund, LP 2100 Third Avenue North Suite 600 Birmingham, Alabama 35203 Tel

February 10, 2022 SC 13D/A

TACT / TransAct Technologies Incorporated / 325 CAPITAL LLC - AMENDMENT NO. 4 TO THE SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) Transact Technologies Incorporated (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 892918103 (CUSIP Number) Michael Braner 325 Capital LLC 200 Park Avenue 17th Floor New York, NY 10016 646-774-2904 Elizabeth Gonzale

February 3, 2022 SC 13D/A

TACT / TransAct Technologies Incorporated / 325 CAPITAL LLC - AMENDMENT NO. 3 TO THE SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 3)1 Transact Technologies Incorporated (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 892918103 (CUSIP Number) Mic

February 3, 2022 EX-2

JOINT FILING AGREEMENT

Exhibit 2 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the Common Stock, par value $0.

February 3, 2022 SC 13D/A

TACT / TransAct Technologies Incorporated / Harbert Discovery Fund, LP - TRANSACT TECHNOLOGIES INCORPORATED Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* TransAct Technologies Incorporated (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 892918103 (CUSIP Number) Kevin A. McGovern, Esq. c/o Harbert Discovery Fund, LP 2100 Third Avenue North Suite 600 Birmingham, Alabama 35203 Tel

February 3, 2022 EX-1

Group Agreement

Exhibit 1 Group Agreement THIS AGREEMENT, dated as of February 1, 2022 (the "Effective Date"), is by and between Harbert Discovery Fund, LP ("Harbert") and 325 Capital LLC ("325 Capital") (each, a "Party" and, collectively, the "Parties").

January 31, 2022 SC 13D/A

TACT / TransAct Technologies Incorporated / 325 CAPITAL LLC - AMENDMENT NO. 2 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) Transact Technologies Incorporated (Name of Issuer) Common Stock, $0.01 par value Common Stock, Par Value $0.001 per share (Title of Class of Securities) 892918103 (CUSIP Number) Michael Braner 325 Capital LLC 200 Park Avenue 17th Floor New York, NY 10016

November 17, 2021 CORRESP

TransAct Technologies Incorporated One Hamden Center 2319 Whitney Avenue, Suite 3B Hamden, Connecticut 06518

CORRESP 1 filename1.htm TransAct Technologies Incorporated One Hamden Center 2319 Whitney Avenue, Suite 3B Hamden, Connecticut 06518 November 17, 2021 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Anna Abramson, Esq. Re: TransAct Technologies Incorporated Registration Statement on Form S-3 File No. 333-261026 Dear

November 12, 2021 EX-4.4

Form of indenture, to be entered into between TransAct Technologies Incorporated and the trustee designated therein.

Exhibit 4.4 TRANSACT TECHNOLOGIES INCORPORATED and as Trustee INDENTURE Dated as of Providing for Issuance of [Subordinated]* Securities in Series * Bracketed language will be inserted in the Indenture under which subordinated Securities will be issued. 1 Table Showing Reflection in Indenture of Certain Provisions of the Trust Indenture Act of 1939, as amended Trust Indenture Act Section Indenture

November 12, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0-21121 TRAN

November 12, 2021 S-3

As filed with the Securities and Exchange Commission on November 12, 2021

As filed with the Securities and Exchange Commission on November 12, 2021 Registration No.

November 9, 2021 EX-99.1

TransAct Technologies Reports Preliminary Third Quarter 2021 Financial Results 2021 Third Quarter Net Sales of $10.6 Million FST Recurring Revenue of $2.0 Million, up 28% on a Year-Over-Year Basis FST Paid Terminals Up 129% from September 30, 2020

Exhibit 99.1 TransAct Technologies Reports Preliminary Third Quarter 2021 Financial Results 2021 Third Quarter Net Sales of $10.6 Million FST Recurring Revenue of $2.0 Million, up 28% on a Year-Over-Year Basis FST Paid Terminals Up 129% from September 30, 2020 Hamden, CT ? November 9, 2021 ? TransAct Technologies Incorporated (Nasdaq: TACT) (?TransAct? or the ?Company?), a global leader in softwar

November 9, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2021 TRANSACT TECHNOLOGIES INC (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Commissio

August 20, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 20, 2021 TransAct Technologies Incorporated (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (C

August 16, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2021 TransAct Technologies Incorporated (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (C

August 16, 2021 EX-99.1

TransAct Technologies Announces Proposed Public Offering of Common Stock

Exhibit 99.1 TransAct Technologies Announces Proposed Public Offering of Common Stock Hamden, CT ? August 11, 2021 ? TransAct Technologies Incorporated (Nasdaq: TACT) (?TransAct,? the ?Company,? ?we? or ?our?), a global leader in software-driven technology and printing solutions for high-growth markets, today announced that it intends to offer newly issued shares of its common stock in an underwri

August 16, 2021 EX-1.1

Underwriting Agreement between TransAct Technologies Incorporated and Roth Capital Partners, LLC, as representative, dated August 12, 2021

Exhibit 1.1 732,500 Shares TRANSACT TECHNOLOGIES INCORPORATED Common Stock UNDERWRITING AGREEMENT August 12, 2021 Roth Capital Partners, LLC 888 San Clemente Drive Newport Beach, California 92660 as Representative of the several Underwriters named in Schedule I hereto Ladies and Gentlemen: TransAct Technologies Incorporated, a Delaware corporation (the ?Company?), proposes, subject to the terms an

August 16, 2021 EX-99.3

TransAct Technologies Completes $10.6 Million Public Offering of Common Stock

Exhibit 99.3 TransAct Technologies Completes $10.6 Million Public Offering of Common Stock Hamden, CT ? August 16, 2021 ? TransAct Technologies Incorporated (Nasdaq: TACT) (?TransAct,? the ?Company,? ?we? or ?our?), a global leader in software-driven technology and printing solutions for high-growth markets, today announced the closing of an underwritten public offering of 732,500 newly issued sha

August 16, 2021 EX-99.2

TransAct Technologies Announces Pricing of Underwritten Public Offering of Common Stock

Exhibit 99.2 TransAct Technologies Announces Pricing of Underwritten Public Offering of Common Stock Hamden, CT ? August 12, 2021 ? TransAct Technologies Incorporated (Nasdaq: TACT) (?TransAct,? the ?Company,? ?we? or ?our?), a global leader in software-driven technology and printing solutions for high-growth markets, today announced the pricing of an underwritten public offering of 732,500 newly

August 13, 2021 424B5

732,500 Shares Common Stock

As Filed pursuant to Rule 424(b)(5) Registration File No. 333-248055 Prospectus Supplement (To Prospectus dated August 21, 2020) 732,500 Shares Common Stock We are offering 732,500 shares of our common stock, par value $.01 per share, pursuant to this prospectus supplement and the accompanying prospectus. Our common stock is traded on the Nasdaq Global Market under the symbol ?TACT.? On August 11,

August 11, 2021 424B2

SUBJECT TO COMPLETION, DATED AUGUST 11, 2021

The information in this preliminary prospectus supplement is not complete and may be changed.

August 11, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0-21121 TRANSACT

August 11, 2021 POS462B

As filed with the Securities and Exchange Commission on August 11, 2021

As filed with the Securities and Exchange Commission on August 11, 2021 Registration No.

August 11, 2021 S-3MEF

As filed with the Securities and Exchange Commission on August 11, 2021

As filed with the Securities and Exchange Commission on August 11, 2021 Registration No.

August 9, 2021 SC 13D/A

TACT / TransAct Technologies Incorporated / 325 CAPITAL LLC - AMENDMENT NO. 1 Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Transact Technologies Incorporated (Name of Issuer) Common Stock, $0.01 par value Common Stock, Par Value $0.001 per share (Title of Class of Securities) 892918103 (CUSIP Number) Michael Braner 325 Capital LLC 200 Park Avenue 17th Floor New York, NY 10016

August 3, 2021 EX-99.1

TransAct Technologies Reports Preliminary Second Quarter 2021 Financial Results 2021 Second Quarter Net Sales of $9.3 Million Record FST Recurring Revenue of $2.1 Million, up 214% on a Year-Over-Year Basis FST Paid Terminals Up 127% from June 30, 202

Exhibit 99.1 TransAct Technologies Reports Preliminary Second Quarter 2021 Financial Results 2021 Second Quarter Net Sales of $9.3 Million Record FST Recurring Revenue of $2.1 Million, up 214% on a Year-Over-Year Basis FST Paid Terminals Up 127% from June 30, 2020 Hamden, CT ? August 3, 2021 ? TransAct Technologies Incorporated (Nasdaq: TACT) (?TransAct? or the ?Company?), a global leader in softw

August 3, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2021 TRANSACT TECHNOLOGIES INC (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Commission

July 26, 2021 EX-99.1

AMENDMENT NO. 1 TO LOAN AND SECURITY AGREEMENT

AMENDMENT NO. 1 TO LOAN AND SECURITY AGREEMENT THIS AMENDMENT NO. 1 TO LOAN AND SECURITY AGREEMENT (this ?Amendment?) dated as of July 21, 2021 is by and among Siena Lending Group LLC (?Lender?) and TransAct Technologies Incorporated, a Delaware corporation (?Borrower?). Terms used herein without definition shall have the meanings ascribed to them in the Loan Agreement defined below. RECITALS A. L

July 26, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2021 TRANSACT TECHNOLOGIES INC (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Commission f

July 20, 2021 SC 13D

TACT / TransAct Technologies Incorporated / 325 CAPITAL LLC Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Transact Technologies Incorporated (Name of Issuer) Common Stock, $0.01 par value Common Stock, Par Value $0.001 per share (Title of Class of Securities) 892918103 (CUSIP Number) Michael Braner 325 Capital LLC 200 Park Avenue 17th Floor New York, NY 10016 646-774-2904 (Nam

July 14, 2021 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 8, 2021 TRANSACT TECHNOLOGIES INC (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Commission fi

June 1, 2021 EX-1.01

Exhibit 1.01

Exhibit 1.01 Conflict Minerals Report of TransAct Technologies Incorporated for the Calendar Year Ended December 31, 2020 in Accordance with Rule 13p-1 under the Securities Exchange Act of 1934 This is the Conflict Minerals Report (?CMR?) of TransAct Technologies Incorporated (?TransAct? or ?we?) for the year ended December 31, 2020 in accordance with Rule 13p-1 (?Rule 13p-1?) under the Securities

June 1, 2021 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report (Exact name of registrant as specified in its charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. employer identification no.) One Hamden Center 2319 Whitney Ave, Suite 3B, Hamden, CT 06518 (Address of principal executive off

May 27, 2021 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2021 TRANSACT TECHNOLOGIES INC (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Commission fi

May 13, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0-21121 TRANSAC

May 13, 2021 EX-10.1

SECOND AMENDMENT TO LEASE

SECOND AMENDMENT TO LEASE This Second Amendment to Lease (this ?Second Amendment?), entered into as of the 30th day of April, 2021, by and between ONE HAMDEN CENTER, LLC, as Landlord, and TRANSACT TECHNOLOGIES INCORPORATED, as Tenant.

May 12, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2021 TRANSACT TECHNOLOGIES INC (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Commission fi

May 12, 2021 EX-99.1

###

Exhibit 99.1 May 11, 2021 HAMDEN, Conn. - TransAct? Technologies is saddened to announce the passing of longtime Board Member, Thomas R. Schwarz. ?Tom was not just a Board Member here at TransAct, he was an incredible mentor, a lifelong friend, and a true leader of the company. Tom served on the Board over 24 years as an independent director, and leaves behind a legacy of driving innovation and tr

May 6, 2021 EX-99.1

TransAct Technologies Reports Preliminary First Quarter 2021 Financial Results 2021 First Quarter Net Sales of $8.3 Million FST Recurring Revenue up 96% on a Year-Over-Year Basis FST Paid Terminals Up 124% from March 31, 2020

Exhibit 99.1 TransAct Technologies Reports Preliminary First Quarter 2021 Financial Results 2021 First Quarter Net Sales of $8.3 Million FST Recurring Revenue up 96% on a Year-Over-Year Basis FST Paid Terminals Up 124% from March 31, 2020 Hamden, CT ? May 6, 2021 ? TransAct Technologies Incorporated (Nasdaq: TACT) (?TransAct? or the ?Company?), a global leader in software-driven technology and pri

May 6, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2021 (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. employer

April 12, 2021 DEFA14A

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) ? Defini

April 12, 2021 DEF 14A

the portions of the Definitive Proxy Statement on Schedule 14A for the 2021 annual meeting of stockholders filed on April 12, 2021 that are incorporated by reference in our 2020 Form 10-K;

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) ? Defini

April 2, 2021 PRE 14A

- PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) ? Defini

March 12, 2021 10-K

Annual Report - FORM 10K FOR THE YEAR ENDED DECEMBER 31, 2020

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-21121 TRANSACT TECHNOL

March 12, 2021 EX-21

TransAct Technologies Subsidiaries of the Company as of December 31, 2020 Name Jurisdiction of Incorporation TransAct.com, Inc. United States - Delaware TransAct Technologies (Macau) Limited Macau TransAct Technologies (United Kingdom) Limited United

EXHIBIT 21 TransAct Technologies Subsidiaries of the Company as of December 31, 2020 Name Jurisdiction of Incorporation TransAct.com, Inc. United States - Delaware TransAct Technologies (Macau) Limited Macau TransAct Technologies (United Kingdom) Limited United Kingdom

March 12, 2021 EX-10.24

[***] Certain information in this document has been excluded pursuant to Item (601)(b)(10) of Regulation S-K because it is not material and would likely cause competitive harm to the registrant if publicly disclosed. MASTER LICENSE AGREEMENT

Exhibit 10.24 [***] Certain information in this document has been excluded pursuant to Item (601)(b)(10) of Regulation S-K because it is not material and would likely cause competitive harm to the registrant if publicly disclosed. MASTER LICENSE AGREEMENT This Master License Agreement (this ?Agreement?), dated as of February 22, 2019 (the ?Effective Date?) by and between TransAct Technologies Inco

March 12, 2021 EX-10.25

[***] Certain information in this document has been excluded pursuant to Item (601)(b)(10) of Regulation S-K because it is not material and would likely cause competitive harm to the registrant if publicly disclosed. MASTER DEVELOPMENT AND LICENSE AG

Exhibit 10.25 [***] Certain information in this document has been excluded pursuant to Item (601)(b)(10) of Regulation S-K because it is not material and would likely cause competitive harm to the registrant if publicly disclosed. MASTER DEVELOPMENT AND LICENSE AGREEMENT This Master Development and License Agreement (this ?Agreement?), dated as of July 20th, 2018 (the ?Effective Date?) by and betw

March 9, 2021 EX-99.1

TransAct Technologies Reports Preliminary Fourth Quarter and Full Year 2020 Financial Results 2020 Fourth Quarter Net Sales of $7.8 Million Full Year FST Recurring Revenues up 96% on a Year-Over-Year Basis Full Year FST Paid Terminals Up 107% on a Ye

Exhibit 99.1 TransAct Technologies Reports Preliminary Fourth Quarter and Full Year 2020 Financial Results 2020 Fourth Quarter Net Sales of $7.8 Million Full Year FST Recurring Revenues up 96% on a Year-Over-Year Basis Full Year FST Paid Terminals Up 107% on a Year-Over-Year Basis Hamden, CT ? March 9, 2021 ? TransAct Technologies Incorporated (Nasdaq: TACT) (?TransAct? or the ?Company?), a global

March 9, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2021 TRANSACT TECHNOLOGIES INC (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Commission f

February 8, 2021 SC 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )*

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* TransAct Technologies Incorporated (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 892918103 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to desi

December 7, 2020 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2020 TRANSACT TECHNOLOGIES INC (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Commissio

December 7, 2020 EX-99.1

TransAct Technologies Announces Retirement of Thomas R. Schwarz from its Board of Directors and its Intention to Submit a Proposal at the 2021 Annual Meeting of Shareholders to Gain Shareholder Input to Declassify the Board

Exhibit 99.1 TransAct Technologies Announces Retirement of Thomas R. Schwarz from its Board of Directors and its Intention to Submit a Proposal at the 2021 Annual Meeting of Shareholders to Gain Shareholder Input to Declassify the Board Hamden, CT – December 7, 2020 – TransAct Technologies Incorporated (Nasdaq: TACT) (“TransAct” or the “Company”), a global leader in software-driven technology and

November 16, 2020 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2020 TRANSACT TECHNOLOGIES INC (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Commissi

November 16, 2020 EX-99.1

TransAct Technologies Announces Appointment of Randall Friedman to Board of Directors

EX-99.1 2 exhibit991.htm PRESS RELEASE Exhibit 99.1 TransAct Technologies Announces Appointment of Randall Friedman to Board of Directors HAMDEN, CT - Nov. 12, 2020 - TransAct Technologies Incorporated (Nasdaq: TACT), a global leader in software-driven technology and printing solutions for high-growth markets, today announced the appointment of Randall Friedman to the Board of Directors, effective

November 9, 2020 10-Q

Quarterly Report - FORM 10-Q FOR THE PERIOD ENDED SEPTEMBER 30, 2020

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0-21121 TRA

November 5, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2020 (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. emp

November 5, 2020 EX-99.1

TransAct Technologies Reports Preliminary Third Quarter 2020 Financial Results FST Recurring Revenues up 157% on a Year-Over-Year Basis Completed $9.8 Million Public Offering of Common Stock

Exhibit 99.1 TransAct Technologies Reports Preliminary Third Quarter 2020 Financial Results FST Recurring Revenues up 157% on a Year-Over-Year Basis Completed $9.8 Million Public Offering of Common Stock Hamden, CT – November 5, 2020 – TransAct Technologies Incorporated (Nasdaq: TACT) (“TransAct” or the “Company”), a global leader in software-driven technology and printing solutions for high-growt

October 16, 2020 EX-99.1

TransAct Technologies Announces Pricing of Underwritten Public Offering of Common Stock

Exhibit 99.1 TransAct Technologies Announces Pricing of Underwritten Public Offering of Common Stock Hamden, CT – October 14, 2020 – TransAct Technologies Incorporated (Nasdaq: TACT) (“TransAct,” the “Company,” “we” or “our”), a global leader in software-driven technology and printing solutions for high-growth markets, today announced the pricing of an underwritten public offering of 1,200,000 new

October 16, 2020 EX-99.2

TransAct Technologies Completes $9.8 Million Public Offering of Common Stock, Including Full Exercise of Overallotment Option

Exhibit 99.2 TransAct Technologies Completes $9.8 Million Public Offering of Common Stock, Including Full Exercise of Overallotment Option Hamden, CT – October 16, 2020 – TransAct Technologies Incorporated (Nasdaq: TACT) (“TransAct,” the “Company,” “we” or “our”), a global leader in software-driven technology and printing solutions for high-growth markets, today announced the closing of an underwr

October 16, 2020 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 14, 2020 TransAct Technologies Incorporated (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (

October 16, 2020 EX-1.1

Underwriting Agreement between TransAct Technologies Incorporated and Roth Capital Partners, LLC, as representative, dated October 14, 2020

EX-1.1 2 ex11.htm EXHIBIT 1.1 Exhibit 1.1 1,200,000 Shares TRANSACT TECHNOLOGIES INCORPORATED Common Stock UNDERWRITING AGREEMENT October 14, 2020 Roth Capital Partners, LLC 888 San Clemente Drive Newport Beach, California 92660 as Representative of the several Underwriters named in Schedule I hereto Ladies and Gentlemen: TransAct Technologies Incorporated, a Delaware corporation (the “Company”),

October 15, 2020 424B5

1,200,000 Shares Common Stock

As Filed pursuant to Rule 424(b)(5) Registration File No. 333-248055 Prospectus Supplement (To Prospectus dated August 21, 2020) 1,200,000 Shares Common Stock We are offering 1,200,000 shares of our common stock, par value $.01 per share, pursuant to this prospectus supplement and the accompanying prospectus. Our common stock is traded on the Nasdaq Global Market under the symbol “TACT.” On Octobe

October 13, 2020 EX-99.1

TransAct Technologies Announces Proposed Public Offering of Common Stock

Exhibit 99.1 TransAct Technologies Announces Proposed Public Offering of Common Stock Hamden, CT – October 13, 2020 – TransAct Technologies Incorporated (Nasdaq: TACT) (“TransAct,” the “Company,” “we” or “our”), a global leader in software-driven technology and printing solutions for high-growth markets, today announced that it intends to offer newly issued shares of its common stock in an underwr

October 13, 2020 424B5

SUBJECT TO COMPLETION, DATED OCTOBER 13, 2020

The information in this preliminary prospectus supplement is not complete and may be changed.

October 13, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2020 TransAct Technologies Incorporated (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (

October 6, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 6, 2020 TRANSACT TECHNOLOGIES INC (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Commission

October 6, 2020 EX-99.1

TransAct Technologies Announces Preliminary Third Quarter 2020 Net Sales in Excess of Its Anticipated Range

Exhibit 99.1 TransAct Technologies Announces Preliminary Third Quarter 2020 Net Sales in Excess of Its Anticipated Range Third Quarter 2020 Earnings Conference Call Scheduled for November 5th, 2020 Hamden, CT - Oct. 6, 2020 - TransAct Technologies Incorporated (Nasdaq: TACT) (“TransAct” or the “Company”), a global leader in software-driven technology and printing solutions for high-growth markets,

August 19, 2020 CORRESP

-

TransAct Technologies Incorporated One Hamden Center 2319 Whitney Avenue, Suite 3B Hamden, Connecticut 06518 August 19, 2020 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.

August 17, 2020 S-8

- FORM S-8

As filed with the Securities and Exchange Commission on August 17, 2020 Registration No.

August 17, 2020 S-3

Power of Attorney (filed as Exhibit 24.1 to the Registrant’s Registration Statement on Form S-3 (File No. 333-248055), initially filed with the Commission on August 17, 2020)

As filed with the Securities and Exchange Commission on August 17, 2020 Registration No.

August 17, 2020 EX-4.4

Form of indenture, to be entered into between TransAct Technologies Incorporated and the trustee designated therein.

Exhibit 4.4 TRANSACT TECHNOLOGIES INCORPORATED and as Trustee INDENTURE Dated as of Providing for Issuance of [Subordinated]* Securities in Series * Bracketed language will be inserted in the Indenture under which subordinated Securities will be issued. 1 Table Showing Reflection in Indenture of Certain Provisions of the Trust Indenture Act of 1939, as amended Trust Indenture Act Section Indenture

August 10, 2020 10-Q

Quarterly Report - FORM 10-Q FOR THE PERIOD ENDED JUNE 30, 2020

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0-21121 (Exact n

August 5, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2020 (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. emplo

August 5, 2020 EX-99.1

TransAct Technologies Reports Preliminary Second Quarter 2020 Financial Results 2020 Second Quarter Net Sales of $5.3 Million Food Service Technology Revenues up 7% on a Year-Over-Year Basis

Exhibit 99.1 TransAct Technologies Reports Preliminary Second Quarter 2020 Financial Results 2020 Second Quarter Net Sales of $5.3 Million Food Service Technology Revenues up 7% on a Year-Over-Year Basis Hamden, CT – August 5, 2020 – TransAct Technologies Incorporated (Nasdaq: TACT) (“TransAct” or the “Company”), a global leader in software-driven technology and printing solutions for high-growth

August 4, 2020 SC 13D/A

TACT / TransAct Technologies Inc. / Harbert Discovery Fund, LP Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.

July 17, 2020 EX-16.1

Letter dated July 17, 2020 from PricewaterhouseCoopers LLP to the SEC.

Exhibit 16.1

July 17, 2020 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 13, 2020 (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. employ

June 1, 2020 SD

- FORM SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. employer identification no.) One Hamden Center 2319 Whitney Ave, Suite 3B, Hamden, CT 06518 (Address of principal executive off

June 1, 2020 EX-1.01

Exhibit 1.01

Exhibit 1.01 Conflict Minerals Report of TransAct Technologies Incorporated for the Calendar Year Ended December 31, 2019 in Accordance with Rule 13p-1 under the Securities Exchange Act of 1934 This is the Conflict Minerals Report (“CMR”) of TransAct Technologies Incorporated (“TransAct” or “we”) for the year ended December 31, 2019 in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities

May 27, 2020 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2020 (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. employe

May 22, 2020 EX-10.2

Signature Page to Loan and Security Agreement

EXHIBIT 10.2 LOAN AND SECURITY AGREEMENT Dated as of March 13, 2020 between SIENA LENDING GROUP LLC, as Lender, TRANSACT TECHNOLOGIES INCORPORATED as Borrower and THE OTHER LOAN PARTIES TABLE OF CONTENTS Page 1.LOANS AND LETTERS OF CREDIT. .................................................................................... 1 1.1 Amount of Loans / Letters of Credit .................................

May 22, 2020 10-Q

Quarterly Report - FORM 10-Q FOR THE PERIOD ENDED MARCH 31, 2020

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2020 or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0-21121 (Exact name

May 7, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2020 (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. employer

May 7, 2020 EX-99.1

TransAct Technologies Reports Preliminary First Quarter 2020 Financial Results 2020 First Quarter Net Sales of $10.2 Million Food Service Technology Revenues up 13% on a Year-Over-Year Basis Revolving Credit Facility and PPP Loan Provide Operational

EX-99.1 2 exhibit991.htm PRESS RELEASE ON Q1 2020 EARNINGS TransAct Technologies Reports Preliminary First Quarter 2020 Financial Results 2020 First Quarter Net Sales of $10.2 Million Food Service Technology Revenues up 13% on a Year-Over-Year Basis Revolving Credit Facility and PPP Loan Provide Operational Liquidity Hamden, CT – May 7, 2020 – TransAct Technologies Incorporated (Nasdaq: TACT) (“Tr

May 6, 2020 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2020 (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. employer

May 5, 2020 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2020 (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. employer

May 5, 2020 EX-99.1

TRANSACT TECHNOLOGIES RECEIVES LOAN UNDER PAYCHECK PROTECTION PROGRAM

Exhibit 99.1 TRANSACT TECHNOLOGIES RECEIVES LOAN UNDER PAYCHECK PROTECTION PROGRAM Hamden, CT – May 5, 2020 – TransAct Technologies Incorporated (Nasdaq: TACT), ("TransAct" or the "Company"), a global leader in software-driven technology and printing solutions for high-growth markets, today announced that the Company received a loan in the aggregate amount of $2,172,800 (the "Loan") pursuant to Pa

May 5, 2020 EX-10.1

/s/ Steven A. DeMartino

Exhibit 10.1 By: /s/ Steven A. DeMartino Steven A. DeMartino Title: President, CFO, Treasurer and Secretary

April 23, 2020 DEF 14A

the portions of the Definitive Proxy Statement on Schedule 14A for the 2020 annual meeting of stockholders filed on April 23, 2020 that are incorporated by reference in our 2019 Form 10-K;

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) ☒ Defini

April 23, 2020 DEFA14A

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) ☐ Defini

March 25, 2020 EX-99.1

TransAct Technologies Provides COVID-19 Related Business Update

EXHIBIT 99.1 TransAct Technologies Provides COVID-19 Related Business Update March 24, 2020 HAMDEN, CT. - TransAct® Technologies Incorporated (Nasdaq: TACT) (“TransAct” or the “Company”), a global leader in software-driven technology and printing solutions for high-growth markets, today announced a series of actions to enhance the Company's financial flexibility in response to the unprecedented un

March 25, 2020 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2020 (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. emplo

March 17, 2020 10-K/A

TACT / TransAct Technologies Inc. 10-K/A - Annual Report - FORM 10K FOR THE YEAR ENDED DECEMBER 31, 2019

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (AMENDMENT NO. 1) (Mark One) ⌧ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 or □ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0

March 16, 2020 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2020 (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. emplo

March 16, 2020 10-K

TACT / TransAct Technologies Inc. 10-K - Annual Report - FORM 10K FOR THE YEAR ENDED DECEMBER 31, 2019

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ⌧ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 or □ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0-21121 (Exact name o

March 16, 2020 EX-4.2

Exhibit 4.2

Exhibit 4.2 DESCRIPTION OF SECURITIES The following description of the capital stock of TransAct Technologies Incorporated (“we,” “our” or “us”) includes a summary of some of the detailed provisions of our Certificate of Incorporation, as amended (the “Certificate of Incorporation”) and Amended and Restated By-Laws (the “By-Laws”). These statements do not purport to be complete or to give full eff

March 16, 2020 EX-99.1

TransAct Technologies Secures New $10 Million Revolving Credit Facility

Exhibit 99.1 TransAct Technologies Secures New $10 Million Revolving Credit Facility March 16, 2020 HAMDEN, CT. - TransAct® Technologies Incorporated (Nasdaq: TACT) (“TransAct” or “the Company”), a global leader in software-driven technology and printing solutions for high-growth markets, today entered into a new $10 million asset based revolving credit facility, replacing the Company’s existing $

March 16, 2020 EX-21

TransAct Technologies Subsidiaries of the Company as of December 31, 2019 Name Jurisdiction of Incorporation TransAct.com Inc. United States - Delaware TransAct Technologies (Macau) Limited Macau TransAct Technologies (United Kingdom) Limited United

EXHIBIT 21 TransAct Technologies Subsidiaries of the Company as of December 31, 2019 Name Jurisdiction of Incorporation TransAct.com Inc. United States - Delaware TransAct Technologies (Macau) Limited Macau TransAct Technologies (United Kingdom) Limited United Kingdom

March 10, 2020 EX-99.1

TransAct Technologies Reports Preliminary Fourth Quarter and Full Year 2019 Financial Results 2019 Fourth Quarter Net Sales of $11.2 Million BOHA! Related Software, Labels and Other Recurring Revenue Increases Over 200% on a Year-Over-Year Basis

Exhibit 99.1 TransAct Technologies Reports Preliminary Fourth Quarter and Full Year 2019 Financial Results 2019 Fourth Quarter Net Sales of $11.2 Million BOHA! Related Software, Labels and Other Recurring Revenue Increases Over 200% on a Year-Over-Year Basis Hamden, CT – March 10, 2020 – TransAct Technologies Incorporated (Nasdaq: TACT) (“TransAct” or the “Company”), a global leader in software-dr

March 10, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2020 (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. emplo

March 10, 2020 SC 13D

TACT / TransAct Technologies Inc. / HARBERT MICROCAP PARTNERS FUND, LP Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.

March 4, 2020 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2020 (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. em

March 4, 2020 EX-10.1

AMENDMENT NO. 3 TO LEASE AGREEMENT

AMENDMENT NO. 3 TO LEASE AGREEMENT THIS AMENDMENT NO. 3 TO LEASE AGREEMENT (this “Amendment”) is made effective as of February 28, 2020 (“Effective Date”) by and between BOMAX PROPERTIES, LLC (“Bomax”) and TRANSACT TECHNOLOGIES INCORPORATED (“TransAct”). RECITALS: WHEREAS, Bomax and TransAct entered into a certain Lease Agreement dated July 18, 2001 (the “Original Lease”), pursuant to which TransA

January 24, 2020 EX-99.1

TransAct Technologies ends quarterly cash dividend on the Company’s common stock Company changes name of Restaurant Solutions to Food Service Technologies to better reflect the growing opportunity

EX-99.1 2 exhibit991.htm PRESS RELEASE TransAct Technologies ends quarterly cash dividend on the Company’s common stock Company changes name of Restaurant Solutions to Food Service Technologies to better reflect the growing opportunity Hamden, CT – January 23, 2020 – TransAct Technologies Incorporated (Nasdaq: TACT), a global leader in software-driven technology and printing solutions for high-gro

January 24, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2020 (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. emp

November 21, 2019 10-K/A

TACT / TransAct Technologies Inc. 10-K/A - Annual Report - FORM 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (AMENDMENT NO. 1) (Mark One) ⌧ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 or □ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0

November 18, 2019 10-Q

TACT / TransAct Technologies Inc. 10-Q - Quarterly Report - FORM 10-Q FOR THE PERIOD ENDED SEPTEMBER 30, 2019

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2019 or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0-21121 (Exact

November 13, 2019 NT 10-Q

TACT / TransAct Technologies Inc. NT 10-Q - - NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number: 000-21121 CUSIP Number: 892918103 (Check One): ☐Form 10-K ☐Form 20-F ☐Form 11-K ☒Form 10-Q ☐Form 10-D ☐Form N-SAR ☐Form N-CSR For Period Ended: September 30, 2019 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐

November 6, 2019 EX-99.1

TRANSACT TECHNOLOGIES REPORTS PRELIMINARY 2019 THIRD QUARTER RESULTS 2019 Third Quarter Net Sales of $11.7 Million and Quarterly Gross Margin of 47.5%; Quarterly EPS of $0.05 BOHA!-Related Recurring Revenue Increases 91% on a Quarterly Sequential Bas

Exhibit 99.1 TRANSACT TECHNOLOGIES REPORTS PRELIMINARY 2019 THIRD QUARTER RESULTS 2019 Third Quarter Net Sales of $11.7 Million and Quarterly Gross Margin of 47.5%; Quarterly EPS of $0.05 BOHA!-Related Recurring Revenue Increases 91% on a Quarterly Sequential Basis Hamden, CT – November 6, 2019 – TransAct Technologies Incorporated (Nasdaq: TACT) (“TransAct” or the “Company”), a global leader in so

November 6, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2019 (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. emp

November 6, 2019 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2019 (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. emp

November 5, 2019 EX-99.1

TRANSACT TECHNOLOGIES DECLARES QUARTERLY CASH DIVIDEND OF $0.09 PER SHARE

Exhibit 99.1 TRANSACT TECHNOLOGIES DECLARES QUARTERLY CASH DIVIDEND OF $0.09 PER SHARE Hamden, CT – November 4, 2019 – TransAct Technologies Incorporated (TACT), a global leader in software-driven technology and printing solutions for high-growth markets, announced today that its Board of Directors has declared a quarterly cash dividend of $0.09 per share. The dividend will be payable on December

November 5, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2019 (Exact name of registrant as specified in its charter) Delaware 0-21121 06-1456680 (State or other jurisdiction of incorporation) (Commission file number) (I.R.S. emp

August 9, 2019 10-Q

TACT / TransAct Technologies Inc. 10-Q - Quarterly Report - FORM 10-Q FOR THE PERIOD ENDED JUNE 30, 2019

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ⌧ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2019 or □ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 0-21121 (Exact n

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