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| CIK | 1756699 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to UP Fintech Holding Limited - Depositary Receipt (Common Stock)
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 27, 2025 |
UP Fintech Holding Limited Reports Unaudited Second Quarter 2025 Financial Results EXHIBIT 99.1 UP Fintech Holding Limited Reports Unaudited Second Quarter 2025 Financial Results Singapore, August 27, 2025 – UP Fintech Holding Limited (NASDAQ: TIGR) (“UP Fintech” or the “Company”), a leading online brokerage firm focusing on global investors, today announced its unaudited financial results for the second quarter ended June 30, 2025. Mr. Wu Tianhua, Chairman and CEO of UP Fintech |
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| August 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2025 Commission File Number: 001-38833 UP Fintech Holding Limited 1 Raffles Place, #35-61 One Raffles Place Singapore (048616) (Address of principal executive office) Indicate by check m |
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| May 30, 2025 |
UP Fintech Holding Limited Reports Unaudited First Quarter 2025 Financial Results EXHIBIT 99.1 UP Fintech Holding Limited Reports Unaudited First Quarter 2025 Financial Results Singapore, May 30, 2025 – UP Fintech Holding Limited (NASDAQ: TIGR) (“UP Fintech” or the “Company”), a leading online brokerage firm focusing on global investors, today announced its unaudited financial results for the first quarter ended March 31, 2025. Mr. Wu Tianhua, Chairman and CEO of UP Fintech sta |
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| May 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2025 Commission File Number: 001-38833 UP Fintech Holding Limited 1 Raffles Place, #35-61 One Raffles Place Singapore (048616) (Address of principal executive office) Indicate by check mark |
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| April 23, 2025 |
Exhibit 11.2 Inside and Confidential Information Management Policy (This Policy is applicable to Up Fintech Holding Limited and all its affiliated entities within the scope of its consolidated financial statements) Table of Content Section 1 Overview 3 Section 2 Definitions 3 2.1 Confidential Information 3 2.2 Inside Information 3 2.3 Proprietary Information 4 2.4 Insider Dealing and Tipping 5 Sec |
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| April 23, 2025 |
Exhibit 12.1 CERTIFICATION BY THE PRINCIPAL EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Tianhua Wu, certify that: 1. I have reviewed this annual report on Form 20-F of UP FINTECH HOLDING LIMITED; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in |
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| April 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) O |
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| April 23, 2025 |
Consent of Independent Registered Public Accounting Firm Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the registration statements on Form S-8 (File Nos. 333-276228, 333-259241 and 333-231894) and on Form F-3 (No. 333-282761) of our report dated April 23, 2025, with respect to the consolidated financial statements of UP Fintech Holding Limited and the effectiveness of internal contr |
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| April 23, 2025 |
Exhibit 11.3 Employee Trading Management Policy (This policy is applicable to UP Fintech Holding Limited and non-licensed entities within the scope of its consolidated financial statements) Table of Contents Section 1 Overview 2 Section 2 Definition 2 Section 3 General Principles of Employee Trading 4 3.1 Principles of Trading TIGR Financial Products 4 3.2 Principles on Trading Other Financial Pro |
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| April 23, 2025 |
Exhibit 13.2 CERTIFICATION BY THE PRINCIPAL FINANCIAL OFFICER PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of UP FINTECH HOLDING LIMITED (the “Company”) on Form 20-F for the year ended December 31, 2024 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, John Fei Zeng, Chief Financial Officer of the Company, c |
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| April 23, 2025 |
Exhibit 13.1 CERTIFICATION BY THE PRINCIPAL EXECUTIVE OFFICER PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of UP FINTECH HOLDING LIMITED (the “Company”) on Form 20-F for the year ended December 31, 2024 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Tianhua Wu, Chief Executive Officer of the Company, cert |
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| April 23, 2025 |
Exhibit 12.2 CERTIFICATION BY THE PRINCIPAL FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, John Fei Zeng, certify that: 1. I have reviewed this annual report on Form 20-F of UP FINTECH HOLDING LIMITED; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, |
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| April 23, 2025 |
Exhibit 15.2 CONSENT OF JUNHE LLP To UP Fintech Holding Limited April 23, 2025 Dear Sirs or Madams: We hereby consent to the references to our firm and the summaries of our opinions under “Item 3. Key Information – Description of Certain PRC Regulations Affecting Our Business” and “Item 3. Key Information – Certain Risks Related to Our Chinese Operations and Operating Structure” included in UP Fin |
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| March 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2025 Commission File Number: 001-38833 UP Fintech Holding Limited 1 Raffles Place, #35-61 One Raffles Place Singapore (048616) (Address of principal executive office) Indicate by check ma |
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| March 18, 2025 |
UP Fintech Holding Limited Reports Unaudited Fourth Quarter And Full Year 2024 Financial Results EXHIBIT 99.1 UP Fintech Holding Limited Reports Unaudited Fourth Quarter And Full Year 2024 Financial Results Singapore, March 18, 2025 – UP Fintech Holding Limited (NASDAQ: TIGR) (“UP Fintech” or the “Company”), a leading online brokerage firm focusing on global investors, today announced its unaudited financial results for the fourth quarter and full year ended December 31, 2024. Mr. Wu Tianhua, |
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| December 17, 2024 |
Exhibit A JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G referred to below) on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the American Depositary Shares of UP Fintech Holding Limited, a Cayman Islands company, and that this Agreement may be included as an Exhibit to such joint filing. |
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| November 12, 2024 |
UP Fintech Holding Limited Reports Unaudited Third Quarter 2024 Financial Results EXHIBIT 99.1 UP Fintech Holding Limited Reports Unaudited Third Quarter 2024 Financial Results Singapore, November 12, 2024 – UP Fintech Holding Limited (NASDAQ: TIGR) (“UP Fintech” or the “Company”), a leading online brokerage firm focusing on global investors, today announced its unaudited financial results for the third quarter ended September 30, 2024. Mr. Wu Tianhua, Chairman and CEO of UP Fi |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2024 Commission File Number: 001-38833 UP Fintech Holding Limited 1 Raffles Place, #35-61 One Raffles Place Singapore (048616) (Address of principal executive office) Indicate by check |
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| October 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2024 Commission File Number: 001-38833 UP Fintech Holding Limited 1 Raffles Place, #35-61 One Raffles Place Singapore (048616) (Address of principal executive office) Indicate by check |
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| October 29, 2024 |
Exhibit 99.1 UP Fintech Announces Full Exercise of Over-Allotment Option in Follow-on Public Offering of American Depositary Shares SINGAPORE, October 29, 2024 – UP Fintech Holding Limited (Nasdaq: TIGR) (“UP Fintech” or the “Company”), a leading online brokerage firm focusing on global investors, today announced that the underwriters of the Company’s follow-on public offering have fully exercised |
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| October 24, 2024 |
UP Fintech Announces Closing of Follow-on Public Offering of American Depositary Shares Exhibit 99.1 UP Fintech Announces Closing of Follow-on Public Offering of American Depositary Shares SINGAPORE, October 24, 2024 – UP Fintech Holding Limited (Nasdaq: TIGR) (“UP Fintech” or the “Company”), a leading online brokerage firm focusing on global investors, today announced the closing of its public offering of 15,000,000 American Depositary Shares (“ADSs”), each representing 15 Class A o |
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| October 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2024 Commission File Number: 001-38833 UP Fintech Holding Limited 1 Raffles Place, #35-61 One Raffles Place Singapore (048616) (Address of principal executive office) Indicate by check |
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| October 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2024 Commission File Number: 001-38833 UP Fintech Holding Limited 1 Raffles Place, #35-61 One Raffles Place Singapore (048616) (Address of principal executive office) Indicate by check |
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| October 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2024 Commission File Number: 001-38833 UP Fintech Holding Limited 1 Raffles Place, #35-61 One Raffles Place Singapore (048616) (Address of principal executive office) Indicate by check |
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| October 23, 2024 |
UP Fintech Announces Pricing of Follow-on Public Offering of American Depositary Shares Exhibit 99.1 UP Fintech Announces Pricing of Follow-on Public Offering of American Depositary Shares SINGAPORE, October 23, 2024 – UP Fintech Holding Limited (Nasdaq: TIGR) (“UP Fintech” or the “Company”), a leading online brokerage firm focusing on global investors, today announced the pricing of a public offering of 15,000,000 American Depositary Shares (“ADSs”), each representing 15 Class A ord |
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| October 23, 2024 |
Exhibit 107 Calculation of Filing Fee Tables 424(b)(5) (Form Type) UP Fintech Holding Limited (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Share Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Equity Class A ordinary share, par value US$0. |
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| October 23, 2024 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333-282761 Prospectus Supplement (to Prospectus dated October 22, 2024) 15,000,000 American Depositary Shares Representing 225,000,000 Class A Ordinary Shares UP Fintech Holding Limited This prospectus supplement relates to an offering by us of an aggregate of 15,000,000 American depositary shares or ADSs, each representing 15 Class A ordinary shar |
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| October 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K/A REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2024 Commission File Number: 001-38833 UP Fintech Holding Limited 1 Raffles Place, #35-61 One Raffles Place Singapore (048616) (Address of principal executive office) Indicate by chec |
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| October 23, 2024 |
Exhibit 1.1 15,000,000 American Depositary Shares UP FINTECH HOLDING LIMITED Representing 225,000,000 Class A Ordinary Shares, Par Value US$0.00001 Per Share UNDERWRITING AGREEMENT October 22, 2024 Deutsche Bank AG, Hong Kong Branch Level 60, International Commerce Centre 1 Austin Road West, Kowloon, Hong Kong China International Capital Corporation Hong Kong Securities Limited 29/F, one Internati |
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| October 22, 2024 |
Exhibit 107 Calculation of Filing Fee Tables F-3 (Form Type) UP Fintech Holding Limited (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per ADS Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Equity Class A ordinary share, par value US$0. |
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| October 22, 2024 |
[The remainder of this page is intentionally left blank.] Exhibit 99.1 20/F, China Resources Building 8 Jianguomenbei Avenue Beijing 100005, P. R. China T: (86-10) 8519-1300 F: (86-10) 8519-1350 UP Fintech Holding Limited 18/F, Gandyvic Building, No. 1 Building, No. 16 Taiyanggong Middle Road, Chaoyang District, Beijing, 100020 PRC October 22, 2024 Re: PRC Legal Opinions on Certain PRC Legal Matters Dear Sir/Madam, We are lawyers qualified in the People’ |
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| October 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2024 Commission File Number: 001-38833 UP Fintech Holding Limited 1 Raffles Place, #35-61 One Raffles Place Singapore (048616) (Address of principal executive office) Indicate by check |
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| October 22, 2024 |
As filed with the Securities and Exchange Commission on October 22, 2024 Table of Contents As filed with the Securities and Exchange Commission on October 22, 2024 REGISTRATION NO. |
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| October 22, 2024 |
Exhibit 99.1 UP FINTECH HOLDING LIMITED INTERIM CONDENSED CONSOLIDATED BALANCE SHEETS (All amounts in US$, except for share, per share data, or otherwise noted) As of December 31, As of June 30, (Unaudited) 2023 2024 US$ US$ Assets: Cash and cash equivalents 322,599,616 392,528,408 Cash-segregated for regulatory purpose 1,617,154,185 1,701,707,286 Term deposits 896,683 901,409 Receivables from cus |
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| October 22, 2024 |
UP Fintech Announces Proposed Follow-on Public Offering of American Depositary Shares Exhibit 99.1 UP Fintech Announces Proposed Follow-on Public Offering of American Depositary Shares SINGAPORE, October 22, 2024 – UP Fintech Holding Limited (Nasdaq: TIGR) (“UP Fintech” or the “Company”), a leading online brokerage firm focusing on global investors, today announced that it intends to offer and sell 15,000,000 American Depositary Shares (“ADSs”), each representing 15 Class A ordinar |
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| October 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2024 Commission File Number: 001-38833 UP Fintech Holding Limited 1 Raffles Place, #35-61 One Raffles Place Singapore (048616) (Address of principal executive office) Indicate by check |
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| October 22, 2024 |
SUBJECT TO COMPLETION, DATED OCTOBER 22, 2024 Filed Pursuant to Rule 424(b)(5) Registration No. 333-282761 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement is not an offer to sell these securities and it is not soliciting an offer to buy these securities in any jurisdiction where the offer or sale is not permitted. SUBJECT TO COMPLETION, DATED OCTOBER 22, 2024 |
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| October 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 1 Under the Securities Exchange Act of 1934 Up Fintech Holding Limited (Name of Issuer) American Depository Shares, each representing 15 Class A ordinary shares Class A ordinary shares, par value US$0.00001 per share* * Not for trading but only in connection with the listing of the American Deposit |
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| August 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2024 Commission File Number: 001-38833 UP Fintech Holding Limited 1 Raffles Place, #35-61 One Raffles Place Singapore (048616) (Address of principal executive office) Indicate by check m |
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| August 30, 2024 |
UP Fintech Holding Limited Reports Unaudited Second Quarter 2024 Financial Results EXHIBIT 99.1 UP Fintech Holding Limited Reports Unaudited Second Quarter 2024 Financial Results Singapore, August 30, 2024 – UP Fintech Holding Limited (NASDAQ: TIGR) (“UP Fintech” or the “Company”), a leading online brokerage firm focusing on global investors, today announced its unaudited financial results for the second quarter ended June 30, 2024. Mr. Wu Tianhua, Chairman and CEO of UP Fintech |
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| June 5, 2024 |
UP Fintech Holding Limited Reports Unaudited First Quarter 2024 Financial Results EXHIBIT 99.1 UP Fintech Holding Limited Reports Unaudited First Quarter 2024 Financial Results Singapore, June 5, 2024 – UP Fintech Holding Limited (NASDAQ: TIGR) (“UP Fintech” or the “Company”), a leading online brokerage firm focusing on global investors, today announced its unaudited financial results for the first quarter ended March 31, 2024. Mr. Wu Tianhua, Chairman and CEO of UP Fintech sta |
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| June 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2024 Commission File Number: 001-38833 UP Fintech Holding Limited 1 Raffles Place, #35-61 One Raffles Place Singapore (048616) (Address of principal executive office) Indicate by check mar |
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| April 22, 2024 |
Exhibit 13.2 CERTIFICATION BY THE PRINCIPAL FINANCIAL OFFICER PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of UP FINTECH HOLDING LIMITED (the “Company”) on Form 20-F for the year ended December 31, 2023 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, John Fei Zeng, Chief Financial Officer of the Company, c |
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| April 22, 2024 |
Exhibit 12.2 CERTIFICATION BY THE PRINCIPAL FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, John Fei Zeng, certify that: 1. I have reviewed this annual report on Form 20-F of UP FINTECH HOLDING LIMITED; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, |
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| April 22, 2024 |
Exhibit 4.2 Exclusive Option Contract This exclusive option contract (“Contract”) is made by the following Parties on November 1, 2023: Party A: Beijing Bohu Xiangshang Technology Co., Ltd. Uniform Social Credit Codes: 91640000MA76EDEQ9Q Party B: the shareholders set forth in Exhibit 1 (List of Shareholders of Beijing Xiangshang Rongke Technology Development Co., Ltd.) attached hereto Party C: Bei |
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| April 22, 2024 |
Exhibit 4.4 Power of Attorney This power of attorney (“Agreement”) is made by the following parties on November 1, 2023: Party A: Beijing Bohu Xiangshang Technology Co., Ltd. Uniform Social Credit Codes: 91640000MA76EDEQ9Q Party B: the shareholders set forth in Exhibit 1 (List of Shareholders of Beijing Xiangshang Rongke Technology Development Co., Ltd.) attached hereto For purpose of this Agreeme |
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| April 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) O |
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| April 22, 2024 |
Exhibit 12.1 CERTIFICATION BY THE PRINCIPAL EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Tianhua Wu, certify that: 1. I have reviewed this annual report on Form 20-F of UP FINTECH HOLDING LIMITED; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in |
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| April 22, 2024 |
Exhibit 4.3 Equity Pledge Contract This equity pledge contract (“Contract”) is made by the following parties on November 1, 2023: Party A: Beijing Bohu Xiangshang Technology Co., Ltd. (“Pledgee”) Uniform Social Credit Codes: 91640000MA76EDEQ9Q Party B: the shareholders set forth in Exhibit 1 (List of Shareholders of Beijing Xiangshang Rongke Technology Development Co., Ltd.) attached hereto (colle |
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| April 22, 2024 |
UP FINTECH HOLDING LIMITED POLICY ON RECOUPMENT OF INCENTIVE COMPENSATION Exhibit 97 UP FINTECH HOLDING LIMITED POLICY ON RECOUPMENT OF INCENTIVE COMPENSATION Introduction The Compensation Committee (the “Compensation Committee”) of the Board of Directors (the “Board”) of UP Fintech Holding Limited (the “Company”) has adopted this Policy on Recoupment of Incentive Compensation (this “Policy”), which provides for the recoupment of compensation in certain circumstances in the event of a restatement of financial results by the Company. |
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| April 22, 2024 |
Consent of Independent Registered Public Accounting Firm Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the registration statements on Form S-8 (File No. 333-276228, No. 333-259241 and 333-231894) and Form F-3 (No. 333-256856) of our report dated April 22, 2024, with respect to the consolidated financial statements of UP Fintech Holding Limited and the effectiveness of internal contr |
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| April 22, 2024 |
Exhibit 15.2 April 22, 2024 CONSENT OF DAHUI LAWYERS We hereby consent to (1) the incorporation by reference in the registration statements on Form F-3 (File No. 333-256856) and Form S-8 (File No. 333-276228, File No. 333-259241 and File No. 333-231894) of UP Fintech Holding Ltd. (the “Company”) of the use of and reference to our name and the use of statements attributed to us in the annual report |
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| April 22, 2024 |
Exhibit 13.1 CERTIFICATION BY THE PRINCIPAL EXECUTIVE OFFICER PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of UP FINTECH HOLDING LIMITED (the “Company”) on Form 20-F for the year ended December 31, 2023 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Tianhua Wu, Chief Executive Officer of the Company, cert |
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| March 20, 2024 |
UP Fintech Holding Limited Reports Unaudited Fourth Quarter And Full Year 2023 Financial Results EXHIBIT 99.1 UP Fintech Holding Limited Reports Unaudited Fourth Quarter And Full Year 2023 Financial Results Singapore, March 20, 2024 – UP Fintech Holding Limited (NASDAQ: TIGR) (“UP Fintech” or the “Company”), a leading online brokerage firm focusing on global investors, today announced its unaudited financial results for the fourth quarter and full year ended December 31, 2023. Mr. Wu Tianhua, |
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| March 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2024 Commission File Number: 001-38833 UP Fintech Holding Limited 1 Raffles Place, #35-61 One Raffles Place Singapore (048616) (Address of principal executive office) Indicate by check ma |
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| February 8, 2024 |
SC 13G/A 1 wth2024-02-08-sc13g.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Act of 1934 (Amendment No.4)* UP Fintech Holding Limited (Name of Issuer) Class A ordinary shares, par value $0.00001 per share American Depositary Shares (Title of Class of Securities) 91531W106** (CUSIP Number) December 31, 2023 (Date of Event Wh |
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| January 10, 2024 |
UP Fintech Holding Limited Announces Director Appointment Exhibit 99.1 UP Fintech Holding Limited Announces Director Appointment SINGAPORE, January 10, 2024 — UP Fintech Holding Limited (Nasdaq: TIGR) (“UP Fintech” or the “Company”), a leading online brokerage firm focusing on global investors, today announced that the board of directors of the Company (the “Board”) has appointed Mr. LIAO Ming to serve as an independent director on the Board and member o |
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| January 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2024 Commission File Number: 001-38833 UP Fintech Holding Limited 1 Raffles Place, #35-61 One Raffles Place Singapore (048616) (Address of principal executive office) Indicate by check |
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| December 22, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) UP Fintech Holding Limited (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title(1) Fee Calculation Rule Amount Registered (2) (3) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee (4) Equity Class A ordinary shares, par value US$ 0. |
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| December 22, 2023 |
As filed with the Securities and Exchange Commission on December 22, 2023 As filed with the Securities and Exchange Commission on December 22, 2023 Registration No. |
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| November 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission File Number: 001-38833 UP Fintech Holding Limited 1 Raffles Place, #35-61 One Raffles Place Singapore (048616) (Address of principal executive office) Indicate by check |
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| November 27, 2023 |
UP Fintech Holding Limited Reports Unaudited Third Quarter 2023 Financial Results EXHIBIT 99.1 UP Fintech Holding Limited Reports Unaudited Third Quarter 2023 Financial Results Singapore, November 27, 2023 – UP Fintech Holding Limited (NASDAQ: TIGR) (“UP Fintech” or the “Company”), a leading online brokerage firm focusing on global investors, today announced its unaudited financial results for the third quarter ended September 30, 2023. Mr. Wu Tianhua, Chairman and CEO of UP Fi |
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| September 7, 2023 |
EXHIBIT 99.1 UP Fintech Holding Limited Announces Clarification on Recent Form 144 Filing Regarding Proposed Sale of Securities SINGAPORE, September 7, 2023 — UP Fintech Holding Limited (Nasdaq: TIGR) (“UP Fintech” or the “Company”), a leading online brokerage firm focusing on global investors, today announced clarifications regarding the recent Form 144 filing made by Mr. Wu Tianhua, Chairman and |
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| September 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2023 Commission File Number: 001-38833 UP Fintech Holding Limited 1 Raffles Place, #35-61 One Raffles Place Singapore (048616) (Address of principal executive office) Indicate by chec |
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| August 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2023 Commission File Number: 001-38833 UP Fintech Holding Limited 1 Raffles Place, #35-61 One Raffles Place Singapore (048616) (Address of principal executive office) Indicate by check m |
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| August 29, 2023 |
UP Fintech Holding Limited Reports Unaudited Second Quarter 2023 Financial Results EXHIBIT 99.1 UP Fintech Holding Limited Reports Unaudited Second Quarter 2023 Financial Results Singapore, August 29, 2023 – UP Fintech Holding Limited (NASDAQ: TIGR) (“UP Fintech” or the “Company”), a leading online brokerage firm focusing on global investors, today announced its unaudited financial results for the second quarter ended June 30, 2023. Mr. Wu Tianhua, Chairman and CEO of UP Fintech |
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| August 9, 2023 |
Sidley Austin LLP 1501 K Street, N.W. Washington, D.C. 20005 +1 202 736 8000 +1 202 736 8711 Fax AMERICA ASIA PACIFIC EUROPE +1 202 736 8715 [email protected] August 9, 2023 VIA EDGAR Division of Corporation Finance Office of Finance U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: Andrew Mew Tyler Howes Re: UP Fintech Holding Ltd Form 20-F for the Fis |
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| May 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2023 Commission File Number: 001-38833 UP Fintech Holding Limited 1 Raffles Place, #35-61 One Raffles Place Singapore (048616) (Address of principal executive office) Indicate by check mark |
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| May 30, 2023 |
UP Fintech Holding Limited Reports Unaudited First Quarter 2023 Financial Results EXHIBIT 99.1 UP Fintech Holding Limited Reports Unaudited First Quarter 2023 Financial Results Singapore, May 30, 2023 – UP Fintech Holding Limited (NASDAQ: TIGR) (“UP Fintech” or the “Company”), a leading online brokerage firm focusing on global investors, today announced its unaudited financial results for the first quarter ended March 31, 2023. Mr. Wu Tianhua, Chairman and CEO of UP Fintech sta |
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| May 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2023 Commission File Number: 001-38833 UP Fintech Holding Limited 1 Raffles Place, #35-61 One Raffles Place Singapore (048616) (Address of principal executive office) Indicate by check mark |
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| May 16, 2023 |
EXHIBIT 99.1 UP Fintech Holding Limited Announces Changes to Updating Approach of User Terminals for Existing Chinese Mainland Clients SINGAPORE, May 16, 2023 — UP Fintech Holding Limited (Nasdaq: TIGR) (“UP Fintech” or the “Company”), a leading online brokerage firm focusing on global investors, today announced that, in response to requirements of the China Securities Regulatory Commission, the C |
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| April 26, 2023 |
Consent of Independent Registered Public Accounting Firm Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the registration statements on Form S-8 (No. 333-259241 and 333-231894) and Form F-3 (No. 333-256856) of our report dated April 26, 2023, with respect to the consolidated financial statements of UP Fintech Holding Limited and the effectiveness of internal control over financial rep |
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| April 26, 2023 |
Exhibit 4.4 Power of Attorney This power of attorney (“Agreement”) is made by the following parties on October 11, 2022: Party A: Beijing Bohu Xiangshang Technology Co., Ltd. Uniform Social Credit Codes: 91640000MA76EDEQ9Q Party B: the shareholders set forth in Exhibit 1 (List of Shareholders of Beijing Xiangshang Rongke Technology Development Co., Ltd.) attached hereto For purpose of this Agreeme |
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| April 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) O |
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| April 26, 2023 |
Exhibit 12.2 CERTIFICATION BY THE PRINCIPAL FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, John Fei Zeng, certify that: 1. I have reviewed this annual report on Form 20-F of UP FINTECH HOLDING LIMITED; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, |
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| April 26, 2023 |
Exhibit 12.1 CERTIFICATION BY THE PRINCIPAL EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Tianhua Wu, certify that: 1. I have reviewed this annual report on Form 20-F of UP FINTECH HOLDING LIMITED; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in |
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| April 26, 2023 |
Exhibit 4.2 Exclusive Option Contract This exclusive option contract (“Contract”) is made by the following Parties on October 11, 2022: Party A: Beijing Bohu Xiangshang Technology Co., Ltd. Uniform Social Credit Codes: 91640000MA76EDEQ9Q Party B: the shareholders set forth in Exhibit 1 (List of Shareholders of Beijing Xiangshang Rongke Technology Development Co., Ltd.) attached hereto Party C: Bei |
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| April 26, 2023 |
Exhibit 13.2 CERTIFICATION BY THE PRINCIPAL FINANCIAL OFFICER PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of UP FINTECH HOLDING LIMITED (the “Company”) on Form 20-F for the year ended December 31, 2022 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, John Fei Zeng, Chief Financial Officer of the Company, c |
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| April 26, 2023 |
Exhibit 4.15 Date : 14 October 2021 Our Ref : LOO/240/21/#35-61 To : TIGER BROKERS (SINGAPORE) PTE. LTD. (Company Registration No. 201810449W) 50 Raffles Place #29-04 Singapore Land Tower Singapore 048623 Attn : Ms Wu Wei (Director) Dear Sirs Letter of Offer : Unit known as #35-61, Office Tower 2 One Raffles Place, Singapore 048616 (the “Building”) We, OUB Centre Limited (“we”, “us” or the “Landlo |
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| April 26, 2023 |
Exhibit 4.3 Equity Pledge Contract This equity pledge contract (“Contract”) is made by the following parties on October 11, 2022: Party A: Beijing Bohu Xiangshang Technology Co., Ltd. (“Pledgee”) Uniform Social Credit Codes: 91640000MA76EDEQ9Q Party B: the shareholders set forth in Exhibit 1 (List of Shareholders of Beijing Xiangshang Rongke Technology Development Co., Ltd.) attached hereto (colle |
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| April 26, 2023 |
Exhibit 13.1 CERTIFICATION BY THE PRINCIPAL EXECUTIVE OFFICER PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of UP FINTECH HOLDING LIMITED (the “Company”) on Form 20-F for the year ended December 31, 2022 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Tianhua Wu, Chief Executive Officer of the Company, cert |
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| April 26, 2023 |
Exhibit 15.2 April 26, 2023 CONSENT OF DAHUI LAWYERS We hereby consent to (1) the incorporation by reference in the registration statements on Form F-3 (File No. 333-256856) and Form S-8 (File No. 333-259241 and File No. 333-231894) of UP Fintech Holding Ltd. (the “Company”) of the use of and reference to our name and the use of statements attributed to us in the annual report on Form 20-F of the |
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| March 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2023 Commission File Number: 001-38833 UP Fintech Holding Limited 1 Raffles Place, #35-61 One Raffles Place Singapore (048616) (Address of principal executive office) Indicate by check ma |
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| March 29, 2023 |
UP Fintech Holding Limited Reports Unaudited Fourth Quarter And Full Year 2022 Financial Results EXHIBIT 99.1 UP Fintech Holding Limited Reports Unaudited Fourth Quarter And Full Year 2022 Financial Results Singapore, March 29 , 2023 – UP Fintech Holding Limited (NASDAQ: TIGR) (“UP Fintech” or the “Company”), a leading online brokerage firm focusing on global investors, today announced its unaudited financial results for the fourth quarter and full year ended December 31, 2022. Mr. Wu Tianhua |
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| February 13, 2023 |
TIGR / Up Fintech Holding Ltd / Wu Tianhua - SC 13G/A Passive Investment SC 13G/A 1 wth2023-02-13-sc13g.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Act of 1934 (Amendment No.3)* UP Fintech Holding Limited (Name of Issuer) Class A ordinary shares, par value $0.00001 per share American Depositary Shares (Title of Class of Securities) 91531W106** (CUSIP Number) December 31, 2022 (Date of Event Whic |
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| January 23, 2023 |
UP Fintech Holding Limited Announces Director Appointment Exhibit 99.1 UP Fintech Holding Limited Announces Director Appointment SINGAPORE, January 23, 2023 — UP Fintech Holding Limited (Nasdaq: TIGR) (“UP Fintech” or the “Company”), a leading online brokerage firm focusing on global investors, today announced that the board of directors of the Company (the “Board”) has appointed Mr. YANG Chia Hung to serve as an independent director on the Board and cha |
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| January 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2023 Commission File Number: 001-38833 UP Fintech Holding Limited 1 Raffles Place, #35-61 One Raffles Place Singapore (048616) (Address of principal executive office) Indicate by check |
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| November 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2022 Commission File Number: 001-38833 UP Fintech Holding Limited 1 Raffles Place, #35-61 One Raffles Place Singapore (048616) (Address of principal executive office) Indicate by check |
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| November 23, 2022 |
UP Fintech Holding Limited Reports Unaudited Third Quarter 2022 Financial Results EXHIBIT 99.1 UP Fintech Holding Limited Reports Unaudited Third Quarter 2022 Financial Results Singapore, November 23, 2022 – UP Fintech Holding Limited (NASDAQ: TIGR) (“UP Fintech” or the “Company”), a leading online brokerage firm focusing on global investors, today announced its unaudited financial results for the third quarter ended September 30, 2022. Mr. Wu Tianhua, Chairman and CEO of UP Fi |
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| September 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2022 Commission File Number: 001-38833 UP Fintech Holding Limited 1 Raffles Place, #35-61 One Raffles Place Singapore (048616) (Address of principal executive office) Indicate by chec |
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| September 7, 2022 |
UP Fintech Holding Limited Reports Unaudited Second Quarter 2022 Financial Results EXHIBIT 99.1 UP Fintech Holding Limited Reports Unaudited Second Quarter 2022 Financial Results Singapore, September 7, 2022 ? UP Fintech Holding Limited (NASDAQ: TIGR) (?UP Fintech? or the ?Company?), a leading online brokerage firm focusing on global investors, today announced its unaudited financial results for the second quarter ended June 30, 2022. ?Macro environment remained challenging in t |
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| June 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2022 Commission File Number: 001-38833 UP Fintech Holding Limited 1 Raffles Place, #35-61 One Raffles Place Singapore (048616) (Address of principal executive office) Indicate by check mar |
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| June 10, 2022 |
UP Fintech Holding Limited Reports Unaudited First Quarter 2022 Financial Results EXHIBIT 99.1 UP Fintech Holding Limited Reports Unaudited First Quarter 2022 Financial Results Singapore, June 10, 2022 ? UP Fintech Holding Limited (NASDAQ: TIGR) (?UP Fintech? or the ?Company?), a leading online brokerage firm focusing on global investors, today announced its unaudited financial results for the first quarter ended March 31, 2022. ?The macro environment was more difficult in the |
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| April 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) O |
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| April 28, 2022 |
Exhibit 13.2 CERTIFICATION BY THE PRINCIPAL FINANCIAL OFFICER PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of UP FINTECH HOLDING LIMITED (the “Company”) on Form 20-F for the year ended December 31, 2021 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, John Fei Zeng, Chief Financial Officer of the Company, c |
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| April 28, 2022 |
Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer Exhibit 12.1 CERTIFICATION BY THE PRINCIPAL EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Tianhua Wu, certify that: 1. I have reviewed this annual report on Form 20-F of UP FINTECH HOLDING LIMITED; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in |
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| April 28, 2022 |
Rule 13a-14(a)/15d-14(a) Certification of Chief Financial Officer Exhibit 12.2 CERTIFICATION BY THE PRINCIPAL FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, John Fei Zeng, certify that: 1. I have reviewed this annual report on Form 20-F of UP FINTECH HOLDING LIMITED; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, |
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| April 28, 2022 |
Exhibit 13.1 CERTIFICATION BY THE PRINCIPAL EXECUTIVE OFFICER PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of UP FINTECH HOLDING LIMITED (the “Company”) on Form 20-F for the year ended December 31, 2021 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Tianhua Wu, Chief Executive Officer of the Company, cert |
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| April 28, 2022 |
Consent of KPMG Huazhen LLP Certified Public Accountants EX-15.1 7 tigr-ex151256.htm EX-15.1 Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the registration statements on Form S-8 (No. 333-259241) and Form F-3 (No. 333-256856) of UP Fintech Holding Limited and its subsidiaries of our report dated April 28, 2022, with respect to the consolidated financial statements of UP Fintech Hold |
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| April 28, 2022 |
Consent of Deloitte Touche Tohmatsu Certified Public Accountants EX-15.2 8 tigr-ex152257.htm EX-15.2 Exhibit 15.2 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in Registration Statement No. 333-231894 on Form S-8 of our report dated April 29, 2020, relating to the financial statements of UP Fintech Holding Limited, appearing in this Annual Report on Form 20-F for the year ended December 31, 2021. /s/ Deloit |
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| April 28, 2022 |
Exhibit 15.3 April 28, 2022 CONSENT OF DAHUI LAWYERS We hereby consent to (1) the incorporation by reference in the registration statements on Form F-3 (File No. 333-256856) and Form S-8 (File No. 333-259241) of UP Fintech Holding Ltd. (the ?Company?) of the use of and reference to our name and the use of statements attributed to us in the annual report on Form 20-F of the Company filed with the U |
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| April 21, 2022 |
Sidley Austin LLP 1501 K Street, N.W. Washington, D.C. 20005 +1 202 736 8000 +1 202 736 8711 Fax AMERICA ? ASIA PACIFIC ? EUROPE +1 202 736 8715 [email protected] 280179421v.2 April 21, 2022 VIA EDGAR Division of Corporation Finance Office of Finance U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn:Lory Empie Michael Henderson Re:UP Fintech Holding Ltd 20-F |
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| March 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2022 Commission File Number: 001-38833 UP Fintech Holding Limited 50 Raffles Place, #29-04 Singapore Land Tower Singapore 048623 (Address of principal executive office) Indicate by check |
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| March 21, 2022 |
UP Fintech Holding Limited Announces Director Resignations EXHIBIT 99.1 UP Fintech Holding Limited Announces Director Resignations SINGAPORE, March 21, 2022 - UP Fintech Holding Limited (Nasdaq: TIGR) (?UP Fintech? or the ?Company?), a leading online brokerage firm focusing on global investors, today announced that Ms. Xian Wang has tendered her resignation as a director of the Company, effective on March 18, 2022, due to the expiration of the service agr |
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| March 18, 2022 |
UP Fintech Holding Limited Reports Unaudited Fourth Quarter 2021 Financial Results EXHIBIT 99.1 UP Fintech Holding Limited Reports Unaudited Fourth Quarter 2021 Financial Results SINGAPORE, March 18, 2022 (GLOBE NEWSWIRE) - UP Fintech Holding Limited (NASDAQ: TIGR) (?UP Fintech? or the ?Company?), a leading online brokerage firm focusing on global investors, today announced its unaudited financial results for the fourth quarter ended December 31, 2021. ?The company delivered sat |
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| March 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2022 Commission File Number: 001-38833 UP Fintech Holding Limited 50 Raffles Place, #29-04 Singapore Land Tower Singapore 048623 (Address of principal executive office) Indicate by check |
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| February 11, 2022 |
TIGR / Up Fintech Holding Ltd / Wu Tianhua - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Act of 1934 (Amendment No. 1)* UP Fintech Holding Limited (Name of Issuer) Class A ordinary shares, par value $0.00001 per share American Depositary Shares (Title of Class of Securities) 91531W106** (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriat |
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| February 2, 2022 |
Sidley Austin LLP 1501 K Street, N.W. Washington, D.C. 20005 +1 202 736 8000 +1 202 736 8711 Fax AMERICA ? ASIA PACIFIC ? EUROPE +1 202 736 8715 [email protected] February 2, 2022 VIA EDGAR Division of Corporation Finance Office of Finance U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: Lory Empie Michael Henderson Re: UP Fintech Holding Ltd 20-F filed Ap |
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| November 30, 2021 |
UP Fintech Holding Limited Reports Unaudited Third Quarter 2021 Financial Results EXHIBIT 99.1 UP Fintech Holding Limited Reports Unaudited Third Quarter 2021 Financial Results SINGAPORE, Nov. 30, 2021 - UP Fintech Holding Limited (NASDAQ: TIGR) (?UP Fintech? or the ?Company?), a leading online brokerage firm focusing on global investors, today announced its unaudited financial results for the third quarter ended September 30, 2021. ?I am pleased to announce that the Company de |
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| November 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2021 Commission File Number: 001-38833 UP Fintech Holding Limited 50 Raffles Place, #29-04 Singapore Land Tower Singapore 048623 (Address of principal executive office) Indicate by che |
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| November 5, 2021 |
EXHIBIT 99.1 UP Fintech Holding Limited?s Singapore Subsidiary Receives Official Approval Regarding Securities Trading and Clearing in Singapore BEIJING, Nov. 05, 2021 (GLOBE NEWSWIRE) - UP Fintech Holding Limited (Nasdaq: TIGR) (?UP Fintech? or the ?Company?), a leading online brokerage firm focusing on global investors, today announced that its Singapore subsidiary, Tiger Brokers (Singapore) Pte |
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| November 5, 2021 |
Sidley Austin LLP 1501 K Street, N.W. Washington, D.C. 20005 +1 202 736 8000 +1 202 736 8711 Fax AMERICA ? ASIA PACIFIC ? EUROPE +1 202 736 8715 [email protected] November 5, 2021 VIA EDGAR Division of Corporation Finance Office of Finance U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: Lory Empie Michael Henderson Re: UP Fintech Holding Ltd 20-F filed Ap |
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| November 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2021 Commission File Number: 001-38833 UP Fintech Holding Limited 18/F, Grandyvic Building, No. 16 Taiyanggong Middle Road, Chaoyang District Beijing, 100020 People?s Republic of China |
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| October 29, 2021 |
UP Fintech Holding Limited Completes the Acquisition of Ocean Joy Securities Limited EXHIBIT 99.1 UP Fintech Holding Limited Completes the Acquisition of Ocean Joy Securities Limited BEIJING, Oct. 29, 2021 (GLOBE NEWSWIRE) - UP Fintech Holding Limited (Nasdaq: TIGR) (?UP Fintech? or the ?Company?), a leading online brokerage firm focusing on global investors, today announced that it has completed the acquisition of Ocean Joy Securities Limited, a firm licensed with the Hong Kong S |
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| October 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2021 Commission File Number: 001-38833 UP Fintech Holding Limited 18/F, Grandyvic Building, No. 16 Taiyanggong Middle Road, Chaoyang District Beijing, 100020 People?s Republic of China |
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| October 28, 2021 |
EXHIBIT 99.1 UP Fintech Holding Limited?s Singapore Subsidiary Receives Approval Regarding CDP Depository Agent in Singapore BEIJING, Oct. 28, 2021 (GLOBE NEWSWIRE) - UP Fintech Holding Limited (Nasdaq: TIGR) (?UP Fintech? or the ?Company?), a leading online brokerage firm focusing on global investors, today announced that its Singapore subsidiary, Tiger Brokers (Singapore) Pte. Ltd. (?TBSPL?), ha |
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| October 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2021 Commission File Number: 001-38833 UP Fintech Holding Limited 18/F, Grandyvic Building, No. 16 Taiyanggong Middle Road, Chaoyang District Beijing, 100020 People?s Republic of China |
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| October 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2021 Commission File Number: 001-38833 UP Fintech Holding Limited 18/F, Grandyvic Building, No. 16 Taiyanggong Middle Road, Chaoyang District Beijing, 100020 People?s Republic of China |
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| October 26, 2021 |
UP Fintech Holding Limited Receives Approval from SFC of Acquisition of Ocean Joy Securities Limited EXHIBIT 99.1 UP Fintech Holding Limited Receives Approval from SFC of Acquisition of Ocean Joy Securities Limited BEIJING, Oct. 26, 2021 (GLOBE NEWSWIRE) - UP Fintech Holding Limited (Nasdaq: TIGR) (?UP Fintech? or the ?Company?), a leading online brokerage firm focusing on global investors, today announced that it has received approval from The Hong Kong Securities and Futures Commission ("SFC") |
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| September 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2021 Commission File Number: 001-38833 UP Fintech Holding Limited 18/F, Grandyvic Building, No. 16 Taiyanggong Middle Road, Chaoyang District Beijing, 100020 People’s Republic of Chin |
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| September 10, 2021 |
UP Fintech Holding Limited Reports Unaudited Second Quarter 2021 Financial Results EXHIBIT 99.1 UP Fintech Holding Limited Reports Unaudited Second Quarter 2021 Financial Results BEIJING, Sept. 10, 2021 (GLOBE NEWSWIRE) - UP Fintech Holding Limited (NASDAQ: TIGR) (?UP Fintech? or the ?Company?), a leading online brokerage firm focusing on global investors, today announced its unaudited financial results for the second quarter ended June 30, 2021. ?Market backdrop was relatively |
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| September 1, 2021 |
As filed with the Securities and Exchange Commission on September 1, 2021 As filed with the Securities and Exchange Commission on September 1, 2021 Registration No. |
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| September 1, 2021 |
UP Fintech Holding Limited Amended and Restated 2019 Performance Incentive Plan Exhibit 10.1 UP FINTECH HOLDING LIMITED AMENDED AND RESTATED 2019 PERFORMANCE INCENTIVE PLAN Amended and Restated as of May 24, 2021 1. PURPOSE OF PLAN The purpose of this UP Fintech Holding Limited Amended and Restated 2019 Performance Incentive Plan (this ?Plan?) of UP Fintech Holding Limited, an exempted company organized under the Companies Law of the Cayman Islands, and its successors (the ?C |
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| June 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2021 Commission File Number: 001-38833 UP Fintech Holding Limited 18/F, Grandyvic Building, No. 16 Taiyanggong Middle Road, Chaoyang District Beijing, 100020 People?s Republic of China (Ad |
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| June 25, 2021 |
EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 UP Fintech Holding Limited’s Singapore Subsidiary Receives Approval-in-Principle Regarding Securities Trading and Clearing in Singapore BEIJING, China, June 25, 2021 (GLOBE NEWSWIRE) - UP Fintech Holding Limited (Nasdaq: TIGR) (“UP Fintech” or the “Company”), a leading online brokerage firm focusing on global investors, today announced that its Singa |
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| June 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2021 Commission file number: 001-38833 UP Fintech Holding Limited 18/F, Grandyvic Building, No. 16 Taiyanggong Middle Road, Chaoyang District Beijing, 100020 People?s Republic of China (Address of Pr |
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| June 11, 2021 |
Exhibit 99.1 UP Fintech Announces Closing of Follow-on Public Offering of American Depositary Shares and Full Exercise of Over-allotment Option BEIJING, China, June 11, 2021 ? UP Fintech Holding Limited (Nasdaq: TIGR) (?UP Fintech? or the ?Company?), a leading online brokerage firm focusing on global investors, today announced the closing of its public offering of 6,500,000 American Depositary Sha |
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| June 10, 2021 |
Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. |
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| June 9, 2021 |
Exhibit 1.1 6,500,000 American Depositary Shares UP FINTECH HOLDING LIMITED Representing 97,500,000 Class A Ordinary Shares, Par Value US$0.00001 Per Share UNDERWRITING AGREEMENT June 9, 2021 Citigroup Global Markets Inc. 388 Greenwich Street New York, NY 10013 United States Morgan Stanley & Co. LLC 1585 Broadway New York, NY 10036 United States As representatives of the several Underwriters named |
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| June 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2021 Commission file number: 001-38833 UP Fintech Holding Limited 18/F, Grandyvic Building, No. 16 Taiyanggong Middle Road, Chaoyang District Beijing, 100020 People?s Republic of China (Address of Pr |
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| June 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2021 Commission file number: 001-38833 UP Fintech Holding Limited 18/F, Grandyvic Building, No. 16 Taiyanggong Middle Road, Chaoyang District Beijing, 100020 People?s Republic of China (Address of Pr |
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| June 9, 2021 |
UP Fintech Announces Pricing of Follow-on Public Offering of American Depositary Shares Exhibit 99.1 UP Fintech Announces Pricing of Follow-on Public Offering of American Depositary Shares BEIJING, China, June 9, 2021 ? UP Fintech Holding Limited (Nasdaq: TIGR) (?UP Fintech? or the ?Company?), a leading online brokerage firm focusing on global investors, today announced the pricing of a public offering of 6,500,000 American Depositary Shares (?ADSs?), each representing 15 Class A ord |
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| June 7, 2021 |
Form F-3 (No. 333-256856) that we filed with the SEC on June 7, 2021 Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents As filed with the Securities and Exchange Commission on June 7, 2021 REGISTRATION NO. |
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| June 7, 2021 |
UP Fintech Announces Proposed Follow-on Public Offering of American Depositary Shares Exhibit 99.1 UP Fintech Announces Proposed Follow-on Public Offering of American Depositary Shares BEIJING, China, June 8, 2021 ? UP Fintech Holding Limited (Nasdaq: TIGR) (?UP Fintech? or the ?Company?), a leading online brokerage firm focusing on global investors, today announced that it intends to offer and sell 6,500,000 American Depositary Shares (?ADSs?), each representing 15 Class A ordinar |
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| June 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2021 Commission file number: 001-38833 UP Fintech Holding Limited 18/F, Grandyvic Building, No. 16 Taiyanggong Middle Road, Chaoyang District Beijing, 100020 People?s Republic of China (Address of Pr |
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| June 7, 2021 |
SUBJECT TO COMPLETION, DATED JUNE 7, 2021 424B5 1 a2243283z424b5.htm 424B5 Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-256856 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement is not an offer to sell these securities and it is not soliciting an off |
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| May 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2021 Commission File Number: 001-38833 UP Fintech Holding Limited 18/F, Grandyvic Building, No. 16 Taiyanggong Middle Road, Chaoyang District Beijing, 100020 People?s Republic of China (Add |
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| May 25, 2021 |
UP Fintech Holding Limited Reports Unaudited First Quarter 2021 Financial Results EXHIBIT 99.1 UP Fintech Holding Limited Reports Unaudited First Quarter 2021 Financial Results BEIJING, China, May 25, 2021 (GLOBE NEWSWIRE) - UP Fintech Holding Limited (NASDAQ: TIGR) (?UP Fintech? or the ?Company?), a leading online brokerage firm focusing on global investors, today announced its unaudited financial results for the first quarter ended March 31, 2021. ?We are pleased to announce |
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| April 28, 2021 |
Consent of KPMG Huazhen LLP Certified Public Accountants Exhibit 15.1 Consent of Independent Registered Public Accounting Firm The Board of Directors UP Fintech Holding Limited: We consent to the incorporation by reference in the registration statement (No. 333-231894) on Form S-8 of UP Fintech Holding Limited and its subsidiaries of our report dated April 28, 2021, with respect to the consolidated balance sheet of UP Fintech Holding Limited and its sub |
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| April 28, 2021 |
Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer Exhibit 12.1 CERTIFICATION BY THE PRINCIPAL EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Tianhua Wu, certify that: 1. I have reviewed this annual report on Form 20-F of UP FINTECH HOLDING LIMITED.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, i |
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| April 28, 2021 |
Exhibit 13.1 CERTIFICATION BY THE PRINCIPAL EXECUTIVE OFFICER PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of UP FINTECH HOLDING LIMITED (the ?Company?) on Form 20-F for the year ended December 31, 2020 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Tianhua Wu, Chief Executive Officer of the Company, cert |
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| April 28, 2021 |
? Exhibit 15.3 ? April 28, 2021 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-7561 ? Dear Sirs/Madams: We have read Item 16F of Form 20-F of UP Fintech Holding Limited for the year ended December 31, 2020, dated April 28, 2021, and have the following comments: 1. We agree with the statements made in paragraph 2 and 3 of Item 16F, for which we have a basis on which to |
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| April 28, 2021 |
Rule 13a-14(a)/15d-14(a) Certification of Chief Financial Officer Exhibit 12.2 CERTIFICATION BY THE PRINCIPAL FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, John Fei Zeng, certify that: 1. I have reviewed this annual report on Form 20-F of UP FINTECH HOLDING LIMITED; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, |
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| April 28, 2021 |
Exhibit 4.3 Equity Pledge Contract ? This equity pledge contract (?Contract?) is made by the following parties in Beijing, China on April 13?2021: ? Party A: Beijing Bohu Xiangshang Technology Co.,LTD., having its registered address at Room 807, 8th floor, Gandyvic Building, NO.1 building, NO. 16 Tai Yang Gong Middle Road, Chaoyang District, Beijing, China (?Pledgee?); ? Party B: the shareholders |
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| April 28, 2021 |
Table of Contents ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| April 28, 2021 |
Consent of Deloitte Touche Tohmatsu Certified Public Accountants ? Exhibit 15.2 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in Registration Statement No. 333-231894 on Form S-8 of our report dated April 29, 2020, relating to the financial statements of UP Fintech Holding Limited, appearing in this Annual Report on Form 20-F for the year ended December 31, 2020. ? ? /s/ Deloitte Touche Tohmatsu Certified P |
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| April 28, 2021 |
Exhibit 13.2 CERTIFICATION BY THE PRINCIPAL FINANCIAL OFFICER PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of UP FINTECH HOLDING LIMITED (the ?Company?) on Form 20-F for the year ended December 31, 2020 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, John Fei Zeng, Chief Financial Officer of the Company, c |
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| April 5, 2021 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2021 Commission File Number: 001-38833 UP Fintech Holding Limited 18/F, Grandyvic Building, No. 16 Taiyanggong Middle Road, Chaoyang District Beijing, 100020 People?s Republic of China (A |
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| April 5, 2021 |
UP Fintech Holding Limited Announces US$90 Million Private Placement of Convertible Notes EXHIBIT 99.1 UP Fintech Holding Limited Announces US$90 Million Private Placement of Convertible Notes BEIJING, April 05, 2021 (GLOBE NEWSWIRE) - UP Fintech Holding Limited (NASDAQ: TIGR) (?UP Fintech? or the ?Company?), a leading online brokerage firm focusing on global investors, today announced that a consortium of leading institutional investors has subscribed to purchase convertible notes in |
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| March 26, 2021 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2021 Commission File Number: 001-38833 UP Fintech Holding Limited 18/F, Grandyvic Building, No. 16 Taiyanggong Middle Road, Chaoyang District Beijing, 100020 People?s Republic of China (A |
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| March 26, 2021 |
UP Fintech Holding Limited Reports Unaudited Fourth Quarter 2020 Financial Results Exhibit 99.1 UP Fintech Holding Limited Reports Unaudited Fourth Quarter 2020 Financial Results BEIJING, China, March 26, 2021 — UP Fintech Holding Limited (NASDAQ: TIGR) (“UP Fintech” or the “Company”), a leading online brokerage firm focusing on global investors, today announced its unaudited financial results for the fourth quarter and the year ended December 31, 2020. “Continuous investment in |
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| March 5, 2021 |
Exhibit (e) Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (UP Fintech Holding Limited, Registration No: 333-230186) which the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. |
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| March 5, 2021 |
As filed with the Securities and Exchange Commission on March 5, 2021 Registration No. |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* UP Fintech Holding Limited (Name of Issuer) Class A Ordinary Shares, par value US$0.00001 per share (Title of Class of Securities) 91531W106** (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate bo |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Act of 1934 (Amendment No. 1)* UP Fintech Holding Limited (Name of Issuer) Class A ordinary shares, par value $0.00001 per share American Depositary Shares (Title of Class of Securities) 91531W106** (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriat |
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| February 10, 2021 |
EXHIBIT A JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G referred to below) on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the ordinary shares, par value of $0. |
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| February 9, 2021 |
UP Fintech Holding Limited Announces US$65 Million Private Placement of Convertible Notes Exhibit 99.1 UP Fintech Holding Limited Announces US$65 Million Private Placement of Convertible Notes BEIJING, February 9, 2021 — UP Fintech Holding Limited (NASDAQ: TIGR) (“UP Fintech” or the “Company”), a leading online brokerage firm focusing on global investors, today announced that a group of investors led by an affiliate of Xiaomi Corporation has subscribed to purchase convertible notes in |
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| February 9, 2021 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2021 Commission File Number: 001-38833 UP Fintech Holding Limited 18/F, Grandyvic Building, No. 16 Taiyanggong Middle Road, Chaoyang District Beijing, 100020 People?s Republic of China |
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| February 8, 2021 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2021 Commission File Number: 001-38833 UP Fintech Holding Limited 18/F, Grandyvic Building, No. 16 Taiyanggong Middle Road, Chaoyang District Beijing, 100020 People?s Republic of China |
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| February 8, 2021 |
UP Fintech Holding Limited Announces Director Resignation Exhibit 99.1 UP Fintech Holding Limited Announces Director Resignation BEIJING, February 8, 2021 — UP Fintech Holding Limited (NASDAQ: TIGR) (“UP Fintech” or the “Company”), a leading online brokerage firm focusing on global investors, today announced that Mr. Chenglong Zhu has tendered his resignation as a director of the Company for personal reasons, effective on February 4, 2021. Mr. Chenglong |
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| December 9, 2020 |
UP Fintech Holding Limited Selects KPMG as its Independent Registered Public Accounting Firm Exhibit 99.1 UP Fintech Holding Limited Selects KPMG as its Independent Registered Public Accounting Firm BEIJING, China, December 9, 2020 — UP Fintech Holding Limited, Inc. (NASDAQ: TIGR) (“UP Fintech” or the “Company”), a leading online brokerage firm focusing on global investors, announced that the Company engaged KPMG Huazhen LLP (“KPMG”) as the Company’s independent registered public accounti |
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| December 9, 2020 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2020 Commission File Number: 001-38833 UP Fintech Holding Limited 18/F, Grandyvic Building, No. 16 Taiyanggong Middle Road, Chaoyang District Beijing, 100020 People’s Republic of China |
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| November 25, 2020 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2020 Commission File Number: 001-38833 UP Fintech Holding Limited 18/F, Grandyvic Building, No. 16 Taiyanggong Middle Road, Chaoyang District Beijing, 100020 People’s Republic of China |
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| November 25, 2020 |
UP Fintech Holding Limited Reports Unaudited Third Quarter 2020 Financial Results Exhibit 99.1 UP Fintech Holding Limited Reports Unaudited Third Quarter 2020 Financial Results BEIJING, China, November 25, 2020 – UP Fintech Holding Limited (NASDAQ: TIGR) (“UP Fintech” or the “Company”), a leading online brokerage firm focusing on global investors, today announced its unaudited financial results for the third quarter ended September 30, 2020. “I am pleased to announce solid resu |
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| August 18, 2020 |
UP Fintech Holding Limited Reports Unaudited Second Quarter 2020 Financial Results Exhibit 99.1 UP Fintech Holding Limited Reports Unaudited Second Quarter 2020 Financial Results BEIJING, China, August 18, 2020 — UP Fintech Holding Limited (NASDAQ: TIGR) (“UP Fintech” or the “Company”), a leading online brokerage firm focusing on global Chinese investors, today announced its unaudited financial results for the second quarter ended June 30, 2020. “We are happy to report strong gr |
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| August 18, 2020 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2020 Commission File Number: 001-38833 UP Fintech Holding Limited 18/F, Grandyvic Building, No. 16 Taiyanggong Middle Road, Chaoyang District Beijing, 100020 People’s Republic of China ( |
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| May 28, 2020 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2020 Commission File Number: 001-38833 UP Fintech Holding Limited 18/F, Grandyvic Building, No. 16 Taiyanggong Middle Road, Chaoyang District Beijing, 100020 People’s Republic of China (Add |
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| May 28, 2020 |
UP Fintech Holding Limited Reports Unaudited First Quarter 2020 Financial Results Exhibit 99.1 UP Fintech Holding Limited Reports Unaudited First Quarter 2020 Financial Results BEIJING, China, May 28, 2020 — UP Fintech Holding Limited (NASDAQ: TIGR) (“UP Fintech” or the “Company”), a leading online brokerage firm focusing on global Chinese investors, today announced its unaudited financial results for the first quarter ended March 31, 2020. “We are pleased to report that our Co |
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| April 29, 2020 |
Exhibit 13.2 CERTIFICATION BY THE PRINCIPAL FINANCIAL OFFICER PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of UP FINTECH HOLDING LIMITED (the “Company”) on Form 20-F for the year ended December 31, 2019 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, John Fei Zeng, Chief Financial Officer of the Company, c |
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| April 29, 2020 |
Description of the registrant’s securities registered pursuant to Section 12 of the Exchange Act. Exhibit 2.1 UP Fintech Holding Limited (we , us, our or the Company) had two classes of securities registered pursuant to Section 12 of the Securities Exchange Act of 1934 as of December 31, 2019: (i) Class A Ordinary Shares, par value US$0.00001 each and (ii) American depositary shares, or ADSs, which each represent 15 Class A Ordinary Shares. DESCRIPTION OF SHARE CAPITAL Organization We are a Ca |
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| April 29, 2020 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in Registration Statement No. 333-231894 on Form S-8 of our report dated April 29, 2020, relating to the financial statements of UP Fintech Holding Limited appearing in this Annual Report on Form 20-F for the year ended December 31, 2019. /s/ Deloitte Touche Tohmatsu Certified Public |
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| April 29, 2020 |
Rule 13a-14(a)/15d-14(a) Certification of Chief Financial Officer Exhibit 12.2 CERTIFICATION BY THE PRINCIPAL FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, John Fei Zeng, certify that: 1. I have reviewed this annual report on Form 20-F of UP FINTECH HOLDING LIMITED; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, |
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| April 29, 2020 |
Exhibit 13.1 CERTIFICATION BY THE PRINCIPAL EXECUTIVE OFFICER PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of UP FINTECH HOLDING LIMITED (the “Company”) on Form 20-F for the year ended December 31, 2019 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Tianhua Wu, Chief Executive Officer of the Company, cert |
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| April 29, 2020 |
Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer Exhibit 12.1 CERTIFICATION BY THE PRINCIPAL EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Tianhua Wu, certify that: 1. I have reviewed this annual report on Form 20-F of UP FINTECH HOLDING LIMITED.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, i |
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| April 29, 2020 |
Exhibit 3.1 IRREVOCABLE VOTING PROXY This voting proxy is dated on (the “Effective Date”) by and between the following parties: Wu Tianhua (巫天华), of [Room 302, Gate 1, Building 26 Zhanchunyuan Community, Haidian District, Beijing, China], PRC Identity Card Number [342623198411250017]; and [ (Name)], of (Address)], PRC Identity Card Number [ ] (the “Entrusting Party”). Whereas, pursuant to Section |
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| April 29, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) o REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) O |
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| March 25, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2020 Commission File Number: 001-38833 UP Fintech Holding Limited 18/F, Grandyvic Building, No. 16 Taiyanggong Middle Road, Chaoyang District Beijing, 100020 People?s Republic of China (A |
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| March 25, 2020 |
UP Fintech Holding Limited Announces Launch of ADS Repurchase Program Exhibit 99.1 UP Fintech Holding Limited Announces Launch of ADS Repurchase Program BEIJING, China, March 25, 2020 ? UP Fintech Holding Limited (NASDAQ: TIGR) (?UP Fintech? or the ?Company?), a leading online brokerage firm focusing on global Chinese investors, today announced that its Board of Directors has approved a share repurchase program pursuant to which the Company may purchase its outstand |
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| March 25, 2020 |
UP Fintech Holding Limited Reports Unaudited Financial Results for the Fourth Quarter of 2019 Exhibit 99.1 UP Fintech Holding Limited Reports Unaudited Financial Results for the Fourth Quarter of 2019 BEIJING, China, March 25, 2020 ? UP Fintech Holding Limited (NASDAQ: TIGR) (?UP Fintech? or the ?Company?), a leading online brokerage firm focusing on global Chinese investors, today announced its unaudited financial results for the fourth quarter and fiscal year ended December 31, 2019. ?We |
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| March 25, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2020 Commission File Number: 001-38833 UP Fintech Holding Limited 18/F, Grandyvic Building, No. 16 Taiyanggong Middle Road, Chaoyang District Beijing, 100020 People?s Republic of China (A |
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| February 19, 2020 |
SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Act of 1934 (Amendment No. )* UP Fintech Holding Limited (Name of Issuer) Class A ordinary shares, par value $0.00001 per share American Depositary Shares (Title of Class of Securities) 91531W106** (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| February 19, 2020 |
EXHIBIT A JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G referred to below) on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the ordinary shares, par value of $0. |
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| February 13, 2020 |
EXHIBIT A JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G referred to below) on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the shares of Class A ordinary shares, par value of $0. |
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| February 13, 2020 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* UP Fintech Holding Limited (Name of Issuer) Class A ordinary shares, US$0.00001 par value per share (Title of Class of Securities) 91531W106** (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designat |
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| November 25, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2019 Commission File Number: 001-38833 UP Fintech Holding Limited 18/F, Grandyvic Building, No. 16 Taiyanggong Middle Road, Chaoyang District Beijing, 100020 People?s Republic of China |
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| November 25, 2019 |
UP Fintech Holding Limited Reports Unaudited Third Quarter 2019 Financial Results Exhibit 99.1 UP Fintech Holding Limited Reports Unaudited Third Quarter 2019 Financial Results BEIJING, China, November 25, 2019 ? UP Fintech Holding Limited (NASDAQ: TIGR) (?UP Fintech? or the ?Company?), a leading online brokerage firm focusing on global Chinese investors, today announced its unaudited financial results for the third quarter ended September 30, 2019. ?We are pleased to report th |
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| August 23, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2019 Commission File Number: 001-38833 UP Fintech Holding Limited 18/F, Grandyvic Building, No. 16 Taiyanggong Middle Road, Chaoyang District Beijing, 100028 People?s Republic of China ( |
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| August 23, 2019 |
UP Fintech Holding Limited Reports Unaudited Second Quarter 2019 Financial Results Exhibit 99.1 UP Fintech Holding Limited Reports Unaudited Second Quarter 2019 Financial Results BEIJING, China, August 23, 2019 ? UP Fintech Holding Limited (NASDAQ: TIGR) (?UP Fintech? or the ?Company?), a leading online brokerage firm focusing on global Chinese investors, today announced its unaudited financial results for the second quarter ended June 30, 2019. ?We are pleased to report that ou |
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| July 23, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2019 Commission File Number: 001-38833 UP Fintech Holding Limited 18/F, Grandyvic Building, No. 16 Taiyanggong Middle Road, Chaoyang District Beijing, 100028 People?s Republic of China (Ad |
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| July 23, 2019 |
UP Fintech Holding Limited Reports Approval for Capital Markets Licence in Singapore Exhibit 99.1 UP Fintech Holding Limited Reports Approval for Capital Markets Licence in Singapore BEIJING, China, July 23, 2019 ? UP Fintech Holding Limited (?UP Fintech? or the ?Company?) (NASDAQ: TIGR), a leading online brokerage firm focusing on global Chinese investors, today announced that its wholly-owned subsidiary, Tiger Brokers (Singapore) Pte. Ltd. (?Tiger Brokers Singapore?), received a |
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| July 15, 2019 |
UP Fintech Announces Successful Closing of Marsco Transaction Exhibit 99.1 UP Fintech Announces Successful Closing of Marsco Transaction BEIJING, China, July 15, 2019 ? UP Fintech Holding Limited (?UP Fintech? or the ?Company?, or commonly known as ?Tiger Fintech? in Asia) (NASDAQ: TIGR), a leading online brokerage firm focusing on global Chinese investors, today announced that its wholly-owned US subsidiary, Tiger Fintech Holdings, Inc., successfully closed |
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| July 15, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2019 Commission File Number: 001-38833 UP Fintech Holding Limited 18/F, Grandyvic Building, No. 16 Taiyanggong Middle Road, Chaoyang District Beijing, 100028 People?s Republic of China (Ad |
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| July 2, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2019 Commission File Number: 001-38833 UP Fintech Holding Limited 18/F, Grandyvic Building, No. 16 Taiyanggong Middle Road, Chaoyang District Beijing, 100028 People?s Republic of China (Ad |
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| July 2, 2019 |
UP Fintech Holding Limited Obtains Self-Clearing License in the U.S. Through Acquisition Exhibit 99.1 UP Fintech Holding Limited Obtains Self-Clearing License in the U.S. Through Acquisition BEIJING, China, July 2, 2019 ? UP Fintech Holding Limited (?UP Fintech? or the ?Company?, or commonly known as ?Tiger Fintech? in Asia) (NASDAQ: TIGR), a leading online brokerage firm focusing on global Chinese investors, today announced its wholly-owned US subsidiary, Tiger Fintech Holdings, Inc. |
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| June 3, 2019 |
Exhibit 4.3 EXECUTION VERSION DEPOSIT AGREEMENT by and among UP FINTECH HOLDING LIMITED as Issuer, DEUTSCHE BANK TRUST COMPANY AMERICAS as Depositary, AND THE HOLDERS AND BENEFICIAL OWNERS OF AMERICAN DEPOSITARY SHARES EVIDENCED BY AMERICAN DEPOSITARY RECEIPTS ISSUED HEREUNDER Dated as of March 19, 2019 DEPOSIT AGREEMENT DEPOSIT AGREEMENT, dated as of March 19, 2019, by and among (i) UP Fintech Ho |
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| June 3, 2019 |
Form S-8 (SEC File No. 333-231894) As filed with the Securities and Exchange Commission on June 3, 2019 Registration No. |
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| May 20, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Up Fintech Holding Limited (Name of Issuer) American Depository Shares, each representing 15 Class A ordinary shares Class A ordinary shares, par value US$0.00001 per share* * Not for trading but only in connection with the listing of the American Depository Shares (Title |
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| May 17, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2019 Commission File Number: 001-38833 UP Fintech Holding Limited 18/F, Grandyvic Building, No. 16 Taiyanggong Middle Road, Chaoyang District Beijing, 100020 People?s Republic of China (Add |
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| May 17, 2019 |
UP Fintech Holding Limited Reports Unaudited First Quarter 2019 Financial Results Exhibit 99.1 UP Fintech Holding Limited Reports Unaudited First Quarter 2019 Financial Results BEIJING, China, May 17, 2019 ? UP Fintech Holding Limited (NASDAQ: TIGR) (?UP Fintech? or the ?Company?), a leading online brokerage firm focusing on global Chinese investors, today announced its unaudited financial results for the first quarter ended March 31, 2019. ?We are pleased to report encouraging |
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| April 16, 2019 |
UP Fintech Holding Limited Names Katherine Wei Wu as Global Chief Compliance Officer Exhibit 99.1 UP Fintech Holding Limited Names Katherine Wei Wu as Global Chief Compliance Officer BEIJING, Apr. 16, 2019 ? UP Fintech Holding Limited (?UP Fintech? or the ?Company?) (NASDAQ: TIGR), a leading online brokerage firm focusing on global Chinese investors, today announced the appointment of Katherine Wei Wu as its Global Chief Compliance Officer, a new position in the Company. Ms. Wu wi |
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| April 16, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2019 Commission File Number: 001-38833 UP Fintech Holding Limited 18/F, Grandyvic Building, No. 16 Taiyanggong Middle Road, Chaoyang District Beijing, 100020 People?s Republic of China (A |
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| March 20, 2019 |
Use these links to rapidly review the document TABLE OF CONTENTS INDEX TO CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEARS ENDED DECEMBER 31, 2016, 2017 AND 2018 Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No. |
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| March 18, 2019 |
Opinion of Tompkins Wake regarding certain New Zealand law matters Exhibit 99.1 AIG House Level 11 41 Shortland Street PO Box 2453 Auckland 1140 New Zealand Ph: (07) 839 4771 18 March, 2019 UP Fintech Holding Limited No.16 Taiyanggong Middle Road Chaoyang Distring Beijing, 100020 PEOPLE?S REPUBLIC OF CHINA Dear Sir/Madam NEW ZEALAND LEGAL OPINION 1. We are lawyers qualified in New Zealand (?NZ?) and are qualified to issue opinions on NZ Laws (as defined in Sectio |
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| March 18, 2019 |
March 18, 2019 Citigroup Global Markets Inc. 388 Greenwich Street New York, NY 10013 United States Deutsche Bank Securities Inc. 60 Wall Street New York, New York 10005 United States as representatives of the several underwriters VIA EDGAR Ms. Jessica Livingston Ms. Pam Long Mr. Stephen Kim Mr. Robert Klein Division of Corporation Finance Office of Financial Services U.S. Securities and Exchange C |
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| March 18, 2019 |
CORRESPONDENCE O?Melveny & Myers LLP T: +86 10 6563 4200 Yin Tai Centre, Office Tower F: +86 10 6563 4201 37th Floor omm. |
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| March 18, 2019 |
Exhibit 99.2 18 March 2019 UP Fintech Holding Limited 18/F, Gandyvic Building, No. 1 Building, No. 16 Taiyanggong Middle Road, Chaoyang District, Beijing, 100020 PRC To whom it may concern, Re: UP Fintech Holding Limited We are qualified to practice law in the People?s Republic of China (the ?PRC?) and to issue opinions on PRC Laws (as defined below). For the purpose of this legal opinion (this ?O |
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| March 18, 2019 |
QuickLinks - Click here to rapidly navigate through this document Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. |
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| March 18, 2019 |
March 18, 2019 VIA EDGAR Ms. Jessica Livingston Ms. Pam Long Mr. Stephen Kim Mr. Robert Klein Division of Corporation Finance Office of Financial Services U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Request for Effectiveness for UP Fintech Holding Limited (CIK No. 0001756699) Registration Statement on Form F-1, As Amended (File No. 333-229808) Registration S |
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| March 18, 2019 |
As filed with the Securities and Exchange Commission on March 18, 2019 Use these links to rapidly review the document TABLE OF CONTENTS INDEX TO CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEARS ENDED DECEMBER 31, 2016, 2017 AND 2018 Table of Contents As filed with the Securities and Exchange Commission on March 18, 2019 Registration No. |
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| March 13, 2019 |
CORRESPONDENCE O?Melveny & Myers LLP T: +86 10 6563 4200 Yin Tai Centre, Office Tower F: +86 10 6563 4201 37th Floor omm. |
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| March 12, 2019 |
QuickLinks - Click here to rapidly navigate through this document Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. |
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| March 11, 2019 |
As filed with the Securities and Exchange Commission on March 11, 2019 Registration No. |
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| March 11, 2019 |
DEPOSIT AGREEMENT by and among UP FINTECH HOLDING LIMITED as Issuer, DEUTSCHE BANK TRUST COMPANY AMERICAS as Depositary, AND THE HOLDERS AND BENEFICIAL OWNERS OF AMERICAN DEPOSITARY SHARES EVIDENCED BY AMERICAN DEPOSITARY RECEIPTS ISSUED HEREUNDER Dated as of , 2019 DEPOSIT AGREEMENT DEPOSIT AGREEMENT, dated as of , 2019, by and among (i) UP Fintech Holding Limited, a company incorporated in the Cayman Islands, with its principal executive office at 18/F, Gandyvic Building, No. |
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| March 11, 2019 |
As filed with the Securities and Exchange Commission on March 11, 2019 Use these links to rapidly review the document TABLE OF CONTENTS INDEX TO CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEARS ENDED DECEMBER 31, 2016, 2017 AND 2018 Table of Contents As filed with the Securities and Exchange Commission on March 11, 2019 Registration No. |
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| March 11, 2019 |
Form of Underwriting Agreement Exhibit 1.1 13,000,000 American Depositary Shares UP FINTECH HOLDING LIMITED Representing 195,000,000 Class A Ordinary Shares, Par Value US$0.00001 Per Share UNDERWRITING AGREEMENT [?], 2019 Citigroup Global Markets Inc. 388 Greenwich Street New York, NY 10013 United States Deutsche Bank Securities Inc. 60 Wall Street New York, NY 10005 United States As representatives of the several Underwriters |
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| March 11, 2019 |
Exhibit 10.3 Equity Pledge Contract This equity pledge contract (?Contract?) is made by the following parties in Beijing, China on December 17, 2018: Party A: Ningxia Xiangshang Yixin Technology Co., Ltd., having its registered address at Room 6-B11, Block B, Oriental International Apartment, Xingqing District, Yinchuan City, Ningxia (?Pledgee?); Party B: the shareholders set forth in Exhibit 2 (L |
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| March 11, 2019 |
CORRESPONDENCE O?Melveny & Myers LLP T: +86 10 6563 4200 Yin Tai Centre, Office Tower F: +86 10 6563 4201 37th Floor omm. |
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| March 11, 2019 |
Exhibit 10.16 SUBSCRIPTION AGREEMENT This Subscription Agreement (this ?Agreement?) is made as of March 8, 2019 by and among: (1) UP Fintech Holding Limited, an exempted company with limited liability incorporated under the laws of the Cayman Islands (the ?Company?); and (2) IB Global Investments LLC, a limited liability company organized under the laws of the State of Delaware, USA (the ?Purchase |
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| March 11, 2019 |
Form of Registration Rights Agreement Exhibit 4.4 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this ?Agreement?) is made and entered into as of [ ], 2019, by and among: (1) UP Fintech Holding Limited, an exempted company duly incorporated and valid existing under the laws of the Cayman Islands (the ?Company?); (2) the parties listed on Exhibit I-1; (3) the parties listed on Exhibit I-2 (each an ?Series Angel Prefe |
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| March 11, 2019 |
Code of Business Conduct and Ethics Exhibit 99.8 UP Fintech Holding Limited CODE OF BUSINESS CONDUCT AND ETHICS (Adopted by the Board of Directors of UP Fintech Holding Limited, on February 21, 2019, effective upon the effectiveness of the Company?s Registration Statement on Form F-1 filed with the U.S. Securities and Exchange Commission relating to the Company?s initial public offering) 1 PURPOSE This Code of Business Conduct and E |
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| March 11, 2019 |
Form 8-A filed on March 11, 2019 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 UP FINTECH HOLDING LIMITED (Exact name of registrant as specified in its charter) Cayman Islands Not Applicable (State of incorporation or organization) (I. |
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| March 11, 2019 |
UP Fintech Holding Limited 2019 Performance Incentive Plan Exhibit 10.18 UP FINTECH HOLDING LIMITED 2019 PERFORMANCE INCENTIVE PLAN 1. PURPOSE OF PLAN The purpose of this UP Fintech Holding Limited 2019 Performance Incentive Plan (this ?Plan?) of UP Fintech Holding Limited, an exempted company organized under the Companies Law of the Cayman Islands, and its successors (the ?Company?), is to promote the success of the Company and to increase shareholder va |
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| March 11, 2019 |
Exhibit 3.2 THE COMPANIES LAW EXEMPTED COMPANY LIMITED BY SHARES FOURTH AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION OF UP Fintech Holding Limited (Adopted by way of a special resolution passed on 21 February, 2019 and effective immediately prior to the closing of the Company?s initial public offering of Class A Ordinary Shares represented by American Depositary Shares on the Designated Stock Ex |
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| March 11, 2019 |
List of principal subsidiaries and consolidated affiliated entities of the Registrant Exhibit 21.1 LIST OF PRINCIPAL SUBSIDIARIES AND CONSOLIDATED AFFILIATED ENTITIES OF THE REGISTRANT 1. Amtiger Consultants Private Limited 2. Beijing Beihu Commercial Service Co., Ltd 3. Beijing Chenhao Technology Co., LTD. 4. Beijing Huyi Technology Co., Ltd 5. Beijing Little Tiger Financial Investment Management Co., Ltd. 6. Beijing U-Tiger Business Service Co., Ltd 7. Beijing U-Tiger Network Ser |
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| March 11, 2019 |
Specimen Form of Class A Ordinary Share Certificate Exhibit 4.2 Share Certificate of UP Fintech Holding Limited (the ?Company?) An Exempted Company incorporated in the Cayman Islands Authorised capital of the Company is USD50,000.00 divided into 5,000,000,000 shares of USD0.00001 each (i)4,662,388,278 Class A Ordinary Shares of US$0.00001 par value per share and, (ii)337,611,722 Class B Ordinary Shares of US$0.00001 par value per share. This is to |
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| March 11, 2019 |
UP Fintech Holding Limited Share Incentive Plan adopted in June 2018 and amended in December 2018 Exhibit 10.17 UP FINTECH HOLDING LIMITED SHARE INCENTIVE PLAN PREFACE This Plan is divided into two separate equity programs: (1) the option and share appreciation rights grant program set forth in Section 5 under which Eligible Persons (as defined in Section 3) may, at the discretion of the Administrator, be granted Options and/or SARs, and (2) the share award program set forth in Section 6 under |
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| March 11, 2019 |
Exhibit 4.3 DEPOSIT AGREEMENT by and among UP FINTECH HOLDING LIMITED as Issuer, DEUTSCHE BANK TRUST COMPANY AMERICAS as Depositary, AND THE HOLDERS AND BENEFICIAL OWNERS OF AMERICAN DEPOSITARY SHARES EVIDENCED BY AMERICAN DEPOSITARY RECEIPTS ISSUED HEREUNDER Dated as of [?], 2019 DEPOSIT AGREEMENT DEPOSIT AGREEMENT, dated as of [?], 2019, by and among (i) UP Fintech Holding Limited, a company inc |
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| February 22, 2019 |
Consent of Shanghai iResearch Co. Ltd, China Exhibit 99.7 [Letterhead of iResearch] February 22, 2019 UP Fintech Holding Limited Room 1501, Guanjie Building, No.1 Building No.16 Taiyanggong Middle Road, Chaoyang District Beijing, PRC Re: Consent of Shanghai iResearch Co.Ltd, China Ladies and Gentlemen, We understand that UP Fintech Holding Limited (the ?Company?) plans to file a registration statement on Form F-1 (the ?Registration Statement |
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| February 22, 2019 |
English translation of the Lease Contract of Grandyvic Building for the registrant's Beijing office Exhibit 10.15 Beijing Shiji Hengfeng Real Estate Development Co., Ltd. Grandyvic Building Lease Contract of Grandyvic Building Lessor: Beijing Shiji Hengfeng Real Estate Development Co., Ltd. (?Party A?) Lessee: Beijing Youhu Business Service Co., Ltd. (?Party B?) The Parties enter into this lease contract (?Contract?) on January 22, 2018 upon amicable consultation. I. Leased Units Party A agrees |
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| February 22, 2019 |
Exhibit 10.4 Power of Attorney This power of attorney (?Agreement?) is made by the following parties in Beijing, China on December 17, 2018: Party A: Ningxia Xiangshang Yixin Technology Co., Ltd., having its registered address at Room 6-B11, Tower B, Oriental International Apartment, Xingqing District, Yinchuan City, Ningxia; and Party B: the shareholders set forth in Exhibit 1 (List of Shareholde |
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| February 22, 2019 |
Exhibit 3.1 THE COMPANIES LAW (AS AMENDED) COMPANY LIMITED BY SHARES THIRD AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION OF UP Fintech Holding Limited (Adopted by Special Resolution dated July 23, 2018) 1. The name of the Company is UP Fintech Holding Limited. 2. The Registered Office shall be situated at the offices of Sertus Incorporations (Cayman) Limited, Sertus Chambers, Governors Square, Su |
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| February 22, 2019 |
Exhibit 99.2 22 February 2019 UP Fintech Holding Limited 18/F, Gandyvic Building, No. 1 Building, No. 16 Taiyanggong Middle Road, Chaoyang District, Beijing, 100020 PRC To whom it may concern, Re: UP Fintech Holding Limited We are qualified to practice law in the People?s Republic of China (the ?PRC?) and to issue opinions on PRC Laws (as defined below). For the purpose of this legal opinion (this |
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| February 22, 2019 |
Consent of Xin Fan, our director nominee Exhibit 99.4 February 22, 2019 Up Fintech Holding Limited 18/F, Gandyvic Building, No. 1 Building, No. 16 Taiyanggong Middle Road, Chaoyang District, Beijing, 100020 PRC Ladies and Gentlemen: Pursuant to Rule 438 under the Securities Act of 1933, as amended, I hereby consent to the reference of my name as a director of Up Fintech Holding Limited (the ?Company?), effective immediately upon the effe |
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| February 22, 2019 |
Power of Attorney (contained in signature pages to this registration statement) Use these links to rapidly review the document TABLE OF CONTENTS INDEX TO CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEARS ENDED DECEMBER 31, 2016, 2017 AND 2018 Table of Contents As filed with the Securities and Exchange Commission on February 22, 2019 Registration No. |
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| February 22, 2019 |
Consent of Thompkins Wake (contained in its opinion filed as Exhibit 99.1 hereto) Exhibit 99.1 AIG House Level 11 41 Shortland Street PO Box 2453 Auckland 1140 New Zealand Ph: (07) 839 4771 22 February 2019 UP Fintech Holding Limited No.16 Taiyanggong Middle Road Chaoyang Distring Beijing, 100020 PEOPLE?S REPUBLIC OF CHINA Dear Sir/Madam NEW ZEALAND LEGAL OPINION 1. We are lawyers qualified in New Zealand (?NZ?) and are qualified to issue opinions on NZ Laws (as defined in Sect |
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| February 22, 2019 |
Form of Employment Agreement between the Registrant and its executive officers Exhibit 10.11 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the ?Agreement?) is entered into as of , 2018 by and between UP Fintech Holding Limited, an exempted company incorporated and existing under the laws of the Cayman Islands (the ?Company?) and , an individual with [passport/ID number] (the ?Executive?). RECITALS WHEREAS, the Company desires to employ the Executive and to assure itself of |
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| February 22, 2019 |
Consent of O'Melveny & Myers LLP (contained in its opinion filed as Exhibit 8.4 hereto) Exhibit 8.4 EX-8.4 FORM OF OPINION OF O?MELVENY & MEYERS LLP February 22, 2019 UP Fintech Holding Limited 18/F, Gandyvic Building, No. 1 Building No. 16 Taiyanggong Middle Road, Chaoyang District Beijing, 100020 People?s Republic of China Re: American Depositary Shares (the ?ADSs?), each representing Class A ordinary shares of UP Fintech Holding Limited (the ?Company?) Ladies and Gentlemen: We hav |
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| February 22, 2019 |
Exhibit 10.2 Exclusive Option Contract This exclusive option contract (?Contract?) is made by the following Parties in Beijing on December 17, 2018: Party A: Ningxia Xiangshang Yixin Technology Co., Ltd., a limited liability company incorporated according to the laws of China, having its registered address at Room 6-B11, Block B, Oriental International Apartment, Xingqing District, Yinchuan City, |
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| February 22, 2019 |
Fully Disclosed Clearing Agreement between IB LLC and Top Capital Partners Limited Exhibit 10.14 Customer Agreement Form Interactive Brokers Fully Disclosed Gearing Agreement Pursuant to Financial Industry Regulatory Authority (?FINRA?) Rule 4311, this Fully Disclosed Clearing Agreement (?Agreement?) is entered into by and between Interactive Brokers LLC, a limited liability company that is duly organized and existing under the laws of the State of Connecticut, with a principal |
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| February 22, 2019 |
Exhibit 10.1 Exclusive Business Cooperation Agreement This exclusive business cooperation agreement (?Agreement?) is made by the following parties in Beijing on June 7, 2018: Party A: Ningxia Xiangshang Yixin Technology Co., Ltd., having its address at Room 6-B11, Tower B, Oriental International Apartment, Xingqing District, Yinchuan City, Ningxia; and Party B: Ningxia Xiangshang Rongke Technology |
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| February 22, 2019 |
Exhibit 10.10 Letter of Spouse Consent I, (ID No.: ), is the legal spouse of (ID No.: ). I hereby unconditionally and irrevocably agree that enters into the following documents (?Transaction Documents?) on October 30, 2018, and that the equity held by and registered under the name of in Beijing Xiangshang Yiyi Technology Co., Ltd. (?Domestic Company?) will be disposed of according to the following |
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| February 22, 2019 |
Exhibit 10.6 Exclusive Business Cooperation Agreement This exclusive business cooperation agreement (?Agreement?) is made by the following parties in Beijing on October 30, 2018: Party A: Beijing Xiangshang Yixin Technology Co., Ltd., having its address at Room 1501, F/15, Building No. 1, No. 16 Sun Palace Middle Road, Chaoyang District, Beijing; and Party B: Beijing Xiangshang Yiyi Technology Co. |
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| February 22, 2019 |
Consolidated Clearing Agreement between IB LLC and Top Capital Partners Limited Exhibit 10.13 11/10/2016 Customer Agreement Form Interactive Brokers Consolidated Account Clearing Agreement Pursuant to Financial Industry Regulatory Authority (?FINRA?) Rule 4311, this Consolidated Account Clearing Agreement (?Agreement?) is entered into by and between Interactive Brokers LLC, a limited liability company that is duly organized and existing under the laws of the State of Connecti |
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| February 22, 2019 |
CORRESP 1 filename1.htm CORRESPONDENCE O’Melveny & Myers LLP T: +86 10 6563 4200 Yin Tai Centre, Office Tower F: +86 10 6563 4201 37th Floor omm.com No.2 Jianguomenwai Avenue Beijing 100022 February 22, 2019 Ms. Jessica Livingston Ms. Pam Long Mr. Stephen Kim Mr. Robert Klein Division of Corporation Finance Office of Financial Services U.S. Securities and Exchange Commission 100 F Street, NE Washi |
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| February 22, 2019 |
List of subsidiaries and consolidated affiliated entities of the Registrant Exhibit 21.1 LIST OF SUBSIDIARIES and consolidated affiliated entities OF THE REGISTRANT 1. Beijing Beihu Commercial Service Co., Ltd 2. Beijing Chenhao Technology Co., LTD. 3. Beijing Huyi Technology Co., Ltd 4. Beijing Little Tiger Financial Investment Management Co., Ltd. 5. Beijing U-Tiger Business Service Co., Ltd 6. Beijing U-Tiger Network Service Co., Ltd. 7. Beijing Xiangshang Yingxin Tech |
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| February 22, 2019 |
Consent of Xian Wang, our director nominee Exhibit 99.6 February 22, 2019 Up Fintech Holding Limited 18/F, Gandyvic Building, No. 1 Building, No. 16 Taiyanggong Middle Road, Chaoyang District, Beijing, 100020 PRC Ladies and Gentlemen: Pursuant to Rule 438 under the Securities Act of 1933, as amended, I hereby consent to the reference of my name as a director of Up Fintech Holding Limited (the ?Company?), effective immediately upon the effe |
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| February 22, 2019 |
Consent of Jian Liu, our director nominee Exhibit 99.5 February 22, 2019 Up Fintech Holding Limited 18/F, Gandyvic Building, No. 1 Building, No. 16 Taiyanggong Middle Road, Chaoyang District, Beijing, 100020 PRC Ladies and Gentlemen: Pursuant to Rule 438 under the Securities Act of 1933, as amended, I hereby consent to the reference of my name as a director of Up Fintech Holding Limited (the ?Company?), effective immediately upon the effe |
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| February 22, 2019 |
Consent of Binsen Tang, our director nominee Exhibit 99.3 February 22, 2019 Up Fintech Holding Limited 18/F, Gandyvic Building, No. 1 Building, No. 16 Taiyanggong Middle Road, Chaoyang District, Beijing, 100020 PRC Ladies and Gentlemen: Pursuant to Rule 438 under the Securities Act of 1933, as amended, I hereby consent to the reference of my name as a director of Up Fintech Holding Limited (the ?Company?), effective immediately upon the effe |
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| February 22, 2019 |
Exhibit 3.2 THE COMPANIES LAW EXEMPTED COMPANY LIMITED BY SHARES FOURTH AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION OF UP Fintech Holding Limited (Adopted by way of a special resolution passed on 21 February, 2018 and effective immediately prior to the closing of the Company?s initial public offering of Class A Ordinary Shares represented by American Depositary Shares on the Designated Stock Ex |
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| February 22, 2019 |
Exhibit 10.9 Power of Attorney This power of attorney (?Agreement?) is made by the following parties in Beijing, China on October 30, 2018: Party A: Beijing Xiangshang Yixin Technology Co., Ltd., having its registered address at Room 1501, F/15, Building No. 1, No. 16 Sun Palace Middle Road, Chaoyang District, Beijing ; and Party B: the shareholders set forth in Exhibit 1 (List of Shareholders of |
