Mga Batayang Estadistika
| LEI | 549300B0OHIYIAWV0Z83 |
| CIK | 804123 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to The Taiwan Fund, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| February 28, 2025 |
The Taiwan Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru |
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| November 14, 2024 |
TWN / The Taiwan Fund, Inc. / BILL & MELINDA GATES FOUNDATION TRUST - SC 13G/A Passive Investment SC 13G/A 1 tm2428003d1sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* The Taiwan Fund, Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 874036106 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Ch |
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| November 14, 2024 |
SC 13G/A 1 col13g18902.htm CITY OF LONDON INVESTMENT MGT CO LTD / THE TAIWAN FUND - SCH13G/A(#6) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* The Taiwan Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 874036106 (CUSIP Number) September 30, 2024 (Date of Event Which Requires |
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| November 14, 2024 |
TWN / The Taiwan Fund, Inc. / 1607 Capital Partners, LLC Passive Investment SC 13G/A 1 twn-093024a6.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* Taiwan Fund, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 874036106 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriat |
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| March 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| February 14, 2024 |
TWN / The Taiwan Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment SC 13G/A 1 TaiwanFundInc.htm SCHEDULE 13G/A CUSIP No: 874036106 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) x 3) SEC USE ONLY 4) CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5) SOLE VOTING POWER: 883,278 6) |
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| February 13, 2024 |
TWN / The Taiwan Fund, Inc. / BILL & MELINDA GATES FOUNDATION TRUST - SC 13G Passive Investment SC 13G 1 tm245590d3sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* The Taiwan Fund, Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 874036106 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the |
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| February 9, 2024 |
SC 13G/A 1 col13g18751f.htm CITY OF LONDON INVESTMENT MGT CO LTD / THE TAIWAN FUND - SCH13G/A(#5) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* The Taiwan Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 874036106 (CUSIP Number) December 31, 2023 (Date of Event Which Requires |
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| February 8, 2024 |
TWN / The Taiwan Fund, Inc. / 1607 Capital Partners, LLC Passive Investment SC 13G/A 1 twn-123123a5.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Taiwan Fund, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 874036106 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| January 12, 2024 |
TWN / The Taiwan Fund, Inc. / Allspring Global Investments Holdings, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.3 ) TAIWAN FUND INC (Name of Issuer) COM (Title of Class of Securities) 874036106 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed |
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| May 4, 2023 |
TWN / Taiwan Fund Inc / Allspring Global Investments Holdings, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.2 ) TAIWAN FUND INC (Name of Issuer) COM (Title of Class of Securities) 874036106 (CUSIP Number) April 30, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ |
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| March 14, 2023 |
The Taiwan Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rul |
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| March 8, 2023 |
TWN / Taiwan Fund Inc / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gaussilica SCHEDULE 13G/A CUSIP No: 874036106 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 878,078 6)SHARED VOTING POWER: - |
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| March 7, 2023 |
TWN / Taiwan Fund Inc / PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO - 13D/A Activist Investment @font-face {font-family:Wingdings; panose-1:5 0 0 0 0 0 0 0 0 0;} @font-face {font-family:"Cambria Math"; panose-1:2 4 5 3 5 4 6 3 2 4;} /* Style Definitions */ p. |
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| February 14, 2023 |
TWN / Taiwan Fund, Inc. / 1607 Capital Partners, LLC Passive Investment SC 13G/A 1 twn-123122a4.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Taiwan Fund, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 874036106 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| February 13, 2023 |
SC 13G/A 1 col13g18659f.htm CITY OF LONDON INVESTMENT MGT CO LTD / THE TAIWAN FUND - SCH13G/A(#4) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* The Taiwan Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 874036106 (CUSIP Number) December 31, 2022 (Date of Event Which Requires |
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| January 13, 2023 |
TWN / Taiwan Fund, Inc. / Allspring Global Investments Holdings, LLC Passive Investment SC 13G/A 1 Taiwanfund874036106.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1 ) TAIWAN FUND INC (Name of Issuer) COM (Title of Class of Securities) 874036106 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| January 12, 2023 |
NPORT-EX 2 NPORT9U10618166531122.htm THE TAIWAN FUND, INC. SCHEDULE OF INVESTMENTS / NOVEMBER 30, 2022 (SHOWING PERCENTAGE OF NET ASSETS) (unaudited) SHARES US $ VALUE COMMON STOCKS – 88.1% COMMUNICATION SERVICES — 4.2% Diversified Telecommunication Services — 2.1% Chunghwa Telecom Co. Ltd. 1,285,000 $ 4,729,969 Wireless Telecommunication Services — 2.1% Far EasTone Telecommunications Co. Ltd. 1,6 |
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| August 18, 2022 |
TWN / Taiwan Fund, Inc. / PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO Activist Investment SC 13D/A 1 taiwanfund.20220818.htm SCHEDULE 13D CUSIP No: 874036106 1)NAME OF REPORTING PERSON Public Employees Retirement System of Ohio I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: 31-6401653 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: 3)SEC USE ONLY: 4)SOURCE OF FUNDS: 5)CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e): 6)CITIZENSHIP OR PLACE OF ORGA |
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| August 17, 2022 |
Augusts 17, 2022 VIA EDGAR CORRESPONDENCE Mr. Mark Cowan Securities and Exchange Commission Division of Investment Management 100 F. Street, N.E. Washington, DC 20549 202.551.6765 Re: The Taiwan Fund, Inc. (“Registrant”) (File No. 811-04893) Dear Mr. Cowan: This letter is written in response to the comments that you provided on August 11, 2022 regarding the preliminary proxy statement (“Proxy Stat |
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| August 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| August 1, 2022 |
State Street Bank and Trust Company SEC Cover Letter State Street Bank and Trust Company Legal Services Department One Lincoln Street, Mailstop: SFC0805 Boston, MA 02111 August 1, 2022 VIA EDGAR U. |
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| August 1, 2022 |
PRE 14A 1 d305414dpre14a.htm THE TAIWAN FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commiss |
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| July 27, 2022 |
THE TAIWAN FUND, INC. SCHEDULE OF INVESTMENTS / MAY 31, 2022 (SHOWING PERCENTAGE OF NET ASSETS) (unaudited) SHARES US $ VALUE COMMON STOCKS – 83.3% COMMUNICATION SERVICES — 3.6% Chunghwa Telecom Co. Ltd. 2,128,000 $ 9,311,146 TOTAL COMMUNICATION SERVICES 9,311,146 CONSUMER DISCRETIONARY — 2.0% Auto Components — 0.2% Global PMX Co. Ltd. 109,000 578,329 Textiles, Apparel & Luxury Goods — 1.8% Eclat |
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| March 24, 2022 |
TWN / Taiwan Fund, Inc. / PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO Activist Investment SCHEDULE 13D CUSIP No: 874036106 1)NAME OF REPORTING PERSON Public Employees Retirement System of Ohio I. |
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| March 9, 2022 |
DEFR14A 1 d262674ddefr14a.htm TAIWAN FUND INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission O |
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| March 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| February 14, 2022 |
TWN / Taiwan Fund, Inc. / 1607 Capital Partners, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ?3)* The Taiwan Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 874036106 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this |
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| February 11, 2022 |
TWN / Taiwan Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment SCHEDULE 13G/A CUSIP No: 874036106 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 1,027,230 6)SHARED VOTING POWER: - 7)SOLE DISP |
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| January 27, 2022 |
TWN / Taiwan Fund, Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) TAIWAN FD INC (Name of Issuer) COM (Title of Class of Securities) 874036106 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| January 19, 2022 |
THE TAIWAN FUND, INC. SCHEDULE OF INVESTMENTS / NOVEMBER 30, 2021 (SHOWING PERCENTAGE OF NET ASSETS) (unaudited) SHARES US $ VALUE COMMON STOCKS – 92.4% CONSUMER DISCRETIONARY — 1.7% Auto Components — 0.1% Global PMX Co., Ltd. 41,000 $ 266,899 Textiles, Apparel & Luxury Goods — 1.6% Fulgent Sun International Holding Co., Ltd. (a) 583,877 2,066,338 Makalot Industrial Co., Ltd. 398,000 3,335,216 5,4 |
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| January 19, 2022 |
TWN / Taiwan Fund, Inc. / Allspring Global Investments Holdings, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) TAIWAN FUND INC (Name of Issuer) COM (Title of Class of Securities) 874036106 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| July 27, 2021 |
THE TAIWAN FUND, INC. SCHEDULE OF INVESTMENTS / MAY 31, 2021 (SHOWING PERCENTAGE OF NET ASSETS) (unaudited) SHARES US $ VALUE COMMON STOCKS – 93.6% CONSUMER DISCRETIONARY — 5.7% Household Durables — 0.7% Nien Made Enterprise Co., Ltd. 133,000 $ 1,953,732 Leisure Products — 1.3% Giant Manufacturing Co., Ltd. 230,000 2,744,363 Merida Industry Co., Ltd. 93,000 1,081,181 3,825,544 Textiles, Apparel & |
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| March 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| February 16, 2021 |
SC 13G/A 1 twn-123120a2.htm SCHEDULE 13G HOLDINGS REPORT AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* The Taiwan Fund, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 874036106 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Fili |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) TAIWAN FD INC (Name of Issuer) COM (Title of Class of Securities) 874036106 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* The Taiwan Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 874036106 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this |
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| February 10, 2021 |
r13gaussilica SCHEDULE 13G/A CUSIP No: 874036106 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 1,088,950 6)SHARED VOTING POWER: |
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| January 25, 2021 |
THE TAIWAN FUND,INC. Schedule of Investments / November 30, 2020(Showing Percentage of Net Assets) (unaudited) SHARES US $ VALUE COMMON STOCKS – 93.1% CONSUMER DISCRETIONARY — 8.6% Auto Components Industry — 0.3% Kenda Rubber Industrial Co., Ltd. 585,000 $ 759,407 Electric & Machinery Industry — 1.6% Global PMX Co., Ltd. 565,000 3,815,893 Other Industry — 0.4% Giant Manufacturing Co., Ltd. 75,000 |
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| July 27, 2020 |
THE TAIWAN FUND, INC. Schedule of Investments / May 31, 2020 (Showing Percentage of Net Assets) (unaudited) US $ SHARES VALUE COMMON STOCKS – 90.7% CONSUMER DISCRETIONARY — 8.2% Automobile Industry — 0.7% Yulon Motor Co., Ltd. 1,790,000 $ 1,180,416 Electric & Machinery Industry — 0.8% Global PMX Co., Ltd. 283,000 1,413,822 Other Electronic Industry — 0.5% Actron Technology Corp. 289,000 809,489 Ot |
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| May 22, 2020 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on June 02, 2020, pursuant to the provisions of Rule 12d2-2 (a). |
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| March 12, 2020 |
TWN / Taiwan Fund, Inc. DEF 14A - - THE TAIWAN FUND, INC. The Taiwan Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rul |
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| March 12, 2020 |
SEC Response Letter March 12, 2020 VIA EDGAR CORRESPONDENCE Ms. Deborah O’Neal Securities and Exchange Commission Division of Investment Management 100 F. Street, N.E. Washington, DC 20549 (202) 551-6769 Re: The Taiwan Fund, Inc. (“Registrant”) (File No. 811-04893) Dear Ms. O’Neal: This letter is in response to the comments that you provided on March 9, 2020 regarding the preliminary proxy stateme |
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| March 2, 2020 |
The Taiwan Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rul |
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| March 2, 2020 |
State Street Bank and Trust Company SEC Cover Letter State Street Bank and Trust Company Legal Services Department 1 Lincoln Street, Mailstop: SFC 0805 Boston, MA 02111 March 2, 2020 VIA EDGAR U. |
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| February 14, 2020 |
TWN / Taiwan Fund, Inc. / 1607 Capital Partners, LLC - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 12, 2020 |
TWN / Taiwan Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gaussilica SCHEDULE 13G/A CUSIP No: 874036106 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 1,137,719 6)SHARED VOTING POWER: |
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| February 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 4, 2020 |
TWN / Taiwan Fund, Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) TAIWAN FD INC (Name of Issuer) COM (Title of Class of Securities) 874036106 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| January 29, 2020 |
TWN / Taiwan Fund, Inc. N-Q - Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04893 The TAIWAN FUND, INC. (Exact name of registrant as specified in charter) c/o STATE STREET BANK AND TRUST COMPANY ONE LINCOLN STREET, P.O. BOX 5049 BOSTON, MA 02111-5049 (Address of princip |
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| January 29, 2020 |
CERTIFICATIONS I, Thomas Fuccillo, certify that: 1. I have reviewed this report on Form N-Q of The Taiwan Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cove |
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| July 30, 2019 |
TWN / Taiwan Fund, Inc. N-Q - Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04893 The TAIWAN FUND, INC. (Exact name of registrant as specified in charter) c/o STATE STREET BANK AND TRUST COMPANY ONE LINCOLN STREET, P.O. BOX 5049 BOSTON, MA 02111-5049 (Address of princip |
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| July 30, 2019 |
CERTIFICATIONS I, Thomas Fuccillo, certify that: 1. I have reviewed this report on Form N-Q of The Taiwan Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cove |
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| June 20, 2019 |
Investment objective The Fund’s investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
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| June 20, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 May 31, 2019 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of incorpo |
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| May 20, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 April 30, 2019 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of incor |
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| May 20, 2019 |
Investment objective The Fund’s investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
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| April 29, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 March 31, 2019 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of incor |
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| April 29, 2019 |
Investment objective The Fund's investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
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| April 12, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| April 1, 2019 |
Investment objective The Fund's investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
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| April 1, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 February 28, 2019 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of in |
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| March 25, 2019 |
TWN / Taiwan Fund, Inc. TAIWAN FUND Taiwan Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| March 22, 2019 |
TWN / Taiwan Fund, Inc. THE TAIWAN FUND, INC. DEF 14A 1 d707839ddef14a.htm THE TAIWAN FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commiss |
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| March 12, 2019 |
TWN / Taiwan Fund, Inc. THE TAIWAN FUND, INC. The Taiwan Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rul |
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| March 1, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 January 31, 2019 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of inc |
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| March 1, 2019 |
Investment objective The Fund's investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
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| February 14, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 13, 2019 |
TWN / Taiwan Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gaussilica SCHEDULE 13G/A CUSIP No: 874036106 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 984,933 6)SHARED VOTING POWER: - |
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| January 29, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 December 31, 2018 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of in |
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| January 29, 2019 |
Investment objective The Fund's investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
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| January 23, 2019 |
TWN / Taiwan Fund, Inc. N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04893 The TAIWAN FUND, INC. (Exact name of registrant as specified in charter) c/o STATE STREET BANK AND TRUST COMPANY ONE LINCOLN STREET, P.O. BOX 5049 BOSTON, MA 02111-5049 (Address of princip |
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| January 23, 2019 |
CERTIFICATIONS I, Simon J. Crinage, certify that: 1. I have reviewed this report on Form N-Q of The Taiwan Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cov |
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| January 22, 2019 |
TWN / Taiwan Fund, Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) TAIWAN FD INC (Name of Issuer) COM (Title of Class of Securities) 874036106 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ |
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| January 2, 2019 |
Investment objective The Fund's investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
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| January 2, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 November 30, 2018 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of in |
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| November 30, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. 4 ) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) The Taiwan Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 874036106 (CUSIP Number) Barry M. Olliff c/o |
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| November 20, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 October 31, 2018 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of inc |
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| November 20, 2018 |
Investment objective The Fund’s investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
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| October 31, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 September 30, 2018 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of i |
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| October 31, 2018 |
Investment objective The Fund’s investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
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| September 27, 2018 |
Investment objective The Fund’s investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
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| September 27, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 August 31, 2018 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of inco |
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| August 31, 2018 |
Investment objective The Fund’s investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
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| August 31, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 July 31, 2018 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of incorp |
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| July 26, 2018 |
CERTIFICATIONS I, Simon J. Crinage, certify that: 1. I have reviewed this report on Form N-Q of The Taiwan Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cov |
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| July 26, 2018 |
TWN / Taiwan Fund, Inc. N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 fp0034166nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04893 The TAIWAN FUND, INC. (Exact name of registrant as specified in charter) c/o STATE STREET BANK AND TRUST COMPANY ONE LINCOLN STREET, P.O. BOX 5049 BOSTON, MA 02111-50 |
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| July 26, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 June 30, 2018 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of incorp |
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| July 26, 2018 |
Investment objective The Fund’s investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| June 28, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 May 31, 2018 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of incorpo |
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| June 28, 2018 |
Investment objective The Fund’s investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| June 11, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. 3 ) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) The Taiwan Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 874036106 (CUSIP Number) Barry M. Olliff c/o |
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| May 30, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 April 30, 2018 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of incor |
|
| May 30, 2018 |
Investment objective The Fund’s investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| April 30, 2018 |
Investment objective The Fund’s investment object capital appreciation primarily equity securities listed in Taiwt ive is to seek long-term through investments in in. |
|
| April 30, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 March 31, 2018 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of incor |
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| March 26, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 February 28, 2018 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of in |
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| March 26, 2018 |
Investment objective The Fund’s investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| March 23, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 January 31, 2018 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of inc |
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| March 23, 2018 |
Investment objective The Fund’s investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
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| March 13, 2018 |
TWN / Taiwan Fund, Inc. THE TAIWAN FUND, INC. The Taiwan Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rul |
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| March 13, 2018 |
TWN / Taiwan Fund, Inc. CORRESP SEC Response Letter March 13, 2018 VIA EDGAR CORRESPONDENCE Mr. John Grzeskiewicz Securities and Exchange Commission Division of Investment Management 100 F. Street, N.E. Washington, DC 20549 202.551.6961 Re: The Taiwan Fund, Inc. (“Registrant”) (File No. 811-04893) Dear Mr. Grzeskiewicz: This letter is written in response to the comments that you provided on March 8, 2018 regarding the preliminar |
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| March 1, 2018 |
State Street Bank and Trust Company SEC Cover Letter State Street Bank and Trust Company Legal Services Department 100 Summer Street, Mailstop: SUM0703 Boston, MA 02111 February 28, 2018 VIA EDGAR U. |
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| March 1, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| February 27, 2018 |
TWN / Taiwan Fund, Inc. THE TAIWAN FUND, INC. The Taiwan Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rul |
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| February 9, 2018 |
TWN / Taiwan Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment SCHEDULE 13G/A CUSIP No: 874036106 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 1,544,763 6)SHARED VOTING POWER: - 7)SOLE DISP |
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| February 1, 2018 |
Investment objective The Fund?s investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| February 1, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 December 31, 2017 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of in |
|
| January 16, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04893 The TAIWAN FUND, INC. (Exact name of registrant as specified in charter) c/o STATE STREET BANK AND TRUST COMPANY ONE LINCOLN STREET, P.O. BOX 5049 BOSTON, MA 02111-5049 (Address of princip |
|
| January 16, 2018 |
CERTIFICATIONS I, Simon J. Crinage, certify that: 1. I have reviewed this report on Form N-Q of The Taiwan Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cov |
|
| December 22, 2017 |
Investment objective The Fund?s investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| December 22, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 fp00298518k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 November 30, 2017 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commissi |
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| November 30, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 October 31, 2017 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of inc |
|
| November 30, 2017 |
Investment objective The Fund?s investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| November 6, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. 2 ) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) The Taiwan Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 874036106 (CUSIP Number) Barry Olliff c/o Ci |
|
| October 24, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 September 30, 2017 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of i |
|
| October 24, 2017 |
I nvestment objective The Fund’s investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| October 19, 2017 |
TWN / Taiwan Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Activist Investment r13daTaiwan Fund Inc. SCHEDULE 13D/A CUSIP No: 874036106 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: 05-0530199 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a)o (b)o 3)SEC USE ONLY: 4)SOURCE OF FUNDS:* OO 5)CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e): o 6)CITIZENSHIP OR PLACE OF ORGANIZATION: |
|
| October 19, 2017 |
TWN / Taiwan Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gaussilica SCHEDULE 13G CUSIP No: 874036106 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 1,634,746 6)SHARED VOTING POWER: - |
|
| October 19, 2017 |
r13daemergingmarketstelecommfundtrans SCHEDULE 13D/A CUSIP No: 874036106 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS 8/31/2017 (700) 21.39 9/1/2017 (13,900) 21.40 10/13/2017 (27,200) 21.48 |
|
| September 25, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 August 31, 2017 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of inco |
|
| September 25, 2017 |
Investment objective The Fund?s investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| August 29, 2017 |
Investment objective The Fund’s investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| August 29, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 July 31, 2017 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of incorp |
|
| July 26, 2017 |
N-Q 1 fp0026434nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04893 THE TAIWAN FUND, INC. (Exact name of registrant as specified in charter) c/o STATE STREET BANK AND TRUST COMPANY ONE LINCOLN STREET, P.O. BOX 5049 BOSTON, MA 02111-50 |
|
| July 26, 2017 |
CERTIFICATIONS I, Simon J. Crinage, certify that: 1. I have reviewed this report on Form N-Q of The Taiwan Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cov |
|
| July 24, 2017 |
EX-99.1 2 fp0026872ex991.htm Investment objective The Fund’s investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. Fund facts (as at 06/30/17) Net asset value per share $22.36 Market price $19.79 Premium/discount -11.49% Total net assets $183.32 m Market cap $162.29 m Fund statistics Investment adviser (date of appointme |
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| July 24, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 June 30, 2017 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of incorp |
|
| June 26, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 May 31, 2017 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of incorpo |
|
| June 26, 2017 |
Investment objective The Fund?s investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| May 26, 2017 |
Investment objective The Fund?s investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| May 26, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 April 30, 2017 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of incor |
|
| April 24, 2017 |
Investment objective The Fund?s investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| April 24, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 March 31, 2017 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of incor |
|
| April 21, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. 1 ) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) The Taiwan Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 874036106 (CUSIP Number) Barry Olliff c/o Ci |
|
| March 28, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. ) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) The Taiwan Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 874036106 (CUSIP Number) Barry Olliff c/o City |
|
| March 24, 2017 |
Investment objective The Fund’s investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| March 24, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 February 28, 2017 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of in |
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| March 20, 2017 |
TWN / Taiwan Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Activist Investment r13daTaiwan Fund Inc. SCHEDULE 13D/A CUSIP No: 874036106 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: 05-0530199 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a)o (b)o 3)SEC USE ONLY: 4)SOURCE OF FUNDS:* OO 5)CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e): o 6)CITIZENSHIP OR PLACE OF ORGANIZATION: |
|
| March 20, 2017 |
EX-1 3 r13da-taiwanfundtran.htm SCHEDULE 13D/A CUSIP No: 874036106 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS 1/17/2017 (825) 16.51 1/20/2017 50,960 16.40 1/30/2017 (7,478) 16.85 1/31/2017 (13,767) 16.76 2/1/2017 (31,055) 16.61 2/27/2017 (5,300) 17.40 3/1/2017 (32,900) 17.48 3/3/2017 (500) 17.35 3/6/2017 (8,800) 17.40 3/7/2017 (4,900) 17.38 3/16/2017 (18,300) 17.50 |
|
| March 6, 2017 |
Taiwan Fund THE TAIWAN FUND, INC. The Taiwan Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rul |
|
| March 1, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 21, 2017 |
Investment objective The Fund?s investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| February 21, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 January 31, 2017 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of inc |
|
| February 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. 1) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) The Taiwan Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 874036106 (CUSIP Number) Barry M. Olliff c/o |
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| February 8, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* The Taiwan Fund, Inc. (Name of Issuer) Common Shares, $0.01 par value per share (Title of Class of Securities) 874036106 (CUSIP Number) December 30, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| February 1, 2017 |
CERTIFICATIONS I, Simon J. Crinage, certify that: 1. I have reviewed this report on Form N-Q of The Taiwan Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cov |
|
| February 1, 2017 |
Taiwan Fund (Quarterly Schedule of Portfolio Holdings) N-Q 1 fp0023118nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04893 THE TAIWAN FUND, INC. (Exact name of registrant as specified in charter) c/o STATE STREET BANK AND TRUST COMPANY ONE LINCOLN STREET, P.O. BOX 5049 BOSTON, MA 02111-50 |
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| January 23, 2017 |
Investment objective The Fund?s investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| January 23, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 December 31, 2016 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of in |
|
| December 28, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 November 30, 2016 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of in |
|
| December 28, 2016 |
Investment objective The Fund’s investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| December 15, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) The Taiwan Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 874036106 (CUSIP Number) Barry M. Olliff c/o City of London Inv |
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| November 25, 2016 |
Investment objective The Fund?s investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| November 25, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 October 31, 2016 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of inc |
|
| October 21, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 September 30, 2016 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of i |
|
| October 21, 2016 |
Investment objective The Fund?s investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| October 11, 2016 |
Taiwan Fund 3D/A (Activist Acquisition of More Than 5% of Shares) r13daTaiwan Fund Inc. SCHEDULE 13D/A CUSIP No: 874036106 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: 05-0530199 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a)o (b)o 3)SEC USE ONLY: 4)SOURCE OF FUNDS:* OO 5)CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e): o 6)CITIZENSHIP OR PLACE OF ORGANIZATION: |
|
| October 11, 2016 |
r13daemergingmarketstelecommfundtrans SCHEDULE 13D/A CUSIP No: 874036106 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS 9/19/2016 (700) 17.22 9/19/2016 (1,300) 17.22 9/20/2016 (4,900) 17.18 9/20/2016 (9,240) 17.18 9/21/2016 (1,000) 17.27 9/21/2016 (5,129) 17.27 9/26/2016 (5,300) 17.36 9/26/2016 (7,600) 17.36 9/26/2016 (2,100) 17.36 10/10/2016 (5,900) 17.42 |
|
| September 21, 2016 |
Investment objective The Fund?s investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| September 21, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 August 31, 2016 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of inco |
|
| August 25, 2016 |
Investment objective The Fund?s investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| August 25, 2016 |
Investment objective The Fund?s investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| August 25, 2016 |
Taiwan Fund (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 July 31, 2016 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of incorp |
|
| August 25, 2016 |
Taiwan Fund (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 July 31, 2016 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of incorp |
|
| July 28, 2016 |
Taiwan Fund (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04893 THE TAIWAN FUND, INC. (Exact name of registrant as specified in charter) c/o STATE STREET BANK AND TRUST COMPANY ONE LINCOLN STREET, P.O. BOX 5049 BOSTON, MA 02111-5049 (Address of princip |
|
| July 28, 2016 |
CERTIFICATIONS I, Simon J. Crinage, certify that: 1. I have reviewed this report on Form N-Q of The Taiwan Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cov |
|
| July 21, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 June 30, 2016 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of incorp |
|
| July 21, 2016 |
Investment objective The Fund?s investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| June 21, 2016 |
Taiwan Fund (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 May 31, 2016 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of incorpo |
|
| June 21, 2016 |
Investment objective The Fund?s investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| May 19, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 fp00196388k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 April 30, 2016 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission |
|
| May 19, 2016 |
Investment objective The Fund's investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| April 22, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 March 31, 2016 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of incor |
|
| April 22, 2016 |
Investment objective The Fund's investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| March 21, 2016 |
Investment objective The Fund's investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| March 21, 2016 |
Taiwan Fund (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 February 29, 2016 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of in |
|
| March 9, 2016 |
The Taiwan Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a- |
|
| March 9, 2016 |
SEC Cover Letter State Street Bank and Trust Company Legal Services Department 100 Huntington Avenue Boston, MA 02116 March 9, 2016 VIA EDGAR U. |
|
| March 4, 2016 |
Taiwan Fund THE TAIWAN FUND, INC. DEFA14A 1 d154636ddefa14a.htm THE TAIWAN FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commis |
|
| March 1, 2016 |
The Taiwan Fund, Inc. c/o State Street Bank and Trust Company 100 Huntington Avenue Boston, MA 02116 VIA EDGAR CORRESPONDENCE March 1, 2016 Securities and Exchange Commission Ms. Christina DiAngelo Fettig 100 F Street, N.E. Washington, DC 20549-4720 Attention: Office of Filings, Information & Consumer Services Re: The Taiwan Fund, Inc. (the ?Fund?) File No. 811-04893 Dear Ms. Fettig: This letter r |
|
| February 26, 2016 |
Taiwan Fund THE TAIWAN FUND, INC. The Taiwan Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rul |
|
| February 26, 2016 |
Taiwan Fund THE TAIWAN FUND, INC. The Taiwan Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rul |
|
| February 26, 2016 |
SEC Cover Letter State Street Bank and Trust Company Legal Services Department 100 Huntington Avenue CPH0326 Boston, MA 02116 February 26, 2016 VIA EDGAR U. |
|
| February 25, 2016 |
Taiwan Fund (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 January 31, 2016 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of inc |
|
| February 25, 2016 |
Investment objective The Fund's investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| February 12, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
|
| January 28, 2016 |
Taiwan Fund (Quarterly Schedule of Portfolio Holdings) N-Q 1 fp0017224nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04893 THE TAIWAN FUND, INC. (Exact name of registrant as specified in charter) c/o STATE STREET BANK AND TRUST COMPANY ONE LINCOLN STREET, P.O. BOX 5049 BOSTON, MA 02111-50 |
|
| January 28, 2016 |
CERTIFICATIONS I, Simon J. Crinage, certify that: 1. I have reviewed this report on Form N-Q of The Taiwan Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cov |
|
| January 26, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 The Taiwan Fund, Inc. (Name of Issuer) Common Shares, $0.01 par value per share (Title of Class of Securities) 874036106 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi |
|
| January 22, 2016 |
Investment objective The Fund's investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| January 22, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 fp00176268k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 December 31, 2015 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commissi |
|
| December 21, 2015 |
EX-99.1 2 fp0017195ex991.htm Investment objective The Fund's investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. Fund facts (as at 11/30/15) Net asset value per share $16.79 Market price $14.89 Premium/discount -11.32% Total net assets $ 138.11 m Market cap $ 122.46 m Fund statistics Investment adviser (date of appoint |
|
| December 21, 2015 |
Taiwan Fund (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 November 30, 2015 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of in |
|
| November 20, 2015 |
Investment objective The Fund's investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| November 20, 2015 |
Taiwan Fund (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 October 31, 2015 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of inc |
|
| October 26, 2015 |
Taiwan Fund (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 October 23, 2015 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of inc |
|
| October 21, 2015 |
Taiwan Fund (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 September 30, 2015 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of i |
|
| October 21, 2015 |
Investment objective The Fund's investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| September 29, 2015 |
TWN / Taiwan Fund, Inc. / Advance Emerging Capital Ltd Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) The Taiwan Fund, Inc. (Name of Issuer) Common Shares, $0.01 par value per share (Title of Class of Securities) 874036106 (CUSIP Number) August 16, 2004 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
|
| September 21, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 August 31, 2015 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of inco |
|
| September 21, 2015 |
Investment objective The Fund's investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| August 21, 2015 |
Investment objective The Fund's investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| August 21, 2015 |
Taiwan Fund (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 July 31, 2015 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of incorp |
|
| July 30, 2015 |
Taiwan Fund (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04893 THE TAIWAN FUND, INC. (Exact name of registrant as specified in charter) c/o STATE STREET BANK AND TRUST COMPANY ONE LINCOLN STREET, P.O. BOX 5049 BOSTON, MA 02111-5049 (Address of princip |
|
| July 30, 2015 |
CERTIFICATIONS I, Simon J. Crinage, certify that: 1. I have reviewed this report on Form N-Q of The Taiwan Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cov |
|
| July 21, 2015 |
Investment objective The Fund's investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| July 21, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 fp00151678k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 June 30, 2015 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission ( |
|
| June 19, 2015 |
Investment objective The Fund's investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| June 19, 2015 |
Taiwan Fund (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 May 31, 2015 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of incorpo |
|
| May 21, 2015 |
Investment objective The Fund's investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| May 21, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 April 30, 2015 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of incor |
|
| April 20, 2015 |
Investment objective The Fund's investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| April 20, 2015 |
Taiwan Fund (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 March 31, 2015 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of incor |
|
| March 19, 2015 |
Investment objective The Fund's investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
|
| March 19, 2015 |
Taiwan Fund (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 February 28, 2015 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of in |
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| March 18, 2015 |
TWN / Taiwan Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gaussilica SCHEDULE 13G/A CUSIP No: 874036106 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 1,899,413 6)SHARED VOTING POWER: |
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| March 10, 2015 |
TWN / Taiwan Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Activist Investment r13daTaiwan Fund Inc. SCHEDULE 13D/A CUSIP No: 874036106 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: 05-0530199 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a)o (b)o 3)SEC USE ONLY: 4)SOURCE OF FUNDS:* OO 5)CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e): o 6)CITIZENSHIP OR PLACE OF ORGANIZATION: |
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| March 10, 2015 |
r13daemergingmarketstelecommfundtrans SCHEDULE 13D/A CUSIP No: 00301T102 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS 11/18/2014 (2,600) 18.26 12/8/2014 220 19.05 12/9/2014 3,080 18.81 12/22/2014 (100) 18.78 12/23/2014 (100) 18.79 12/24/2014 (100) 18.79 12/29/2014 (200) 16.12 12/30/2014 (100) 16.12 |
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| March 6, 2015 |
The Taiwan Fund March 6, 2015 VIA EDGAR CORRESPONDENCE Mr. John Grzeskiewcz Securities and Exchange Commission Division of Investment Management 100 F. Street, N.E. Washington, DC 20549 202.551.6961 Re: The Taiwan Fund, Inc. (?Registrant?) (File No. 811-04893) Dear Mr. Grzeskiewicz: This letter is written in response to the comments that you provided on February 27, 2015 regarding the preliminary |
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| March 6, 2015 |
The Taiwan Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a- |
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| February 23, 2015 |
Investment objective The Fund's investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
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| February 23, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 January 31, 2015 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of inc |
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| February 18, 2015 |
TWN / Taiwan Fund, Inc. PRE 14A - - THE TAIWAN FUND, INC. The Taiwan Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rul |
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| February 18, 2015 |
TWN / Taiwan Fund, Inc. COVER - - SEC Cover Letter State Street Bank and Trust Company Legal Services Department 4 Copley Place, 5th Floor Boston, MA 02116 February 18, 2015 VIA EDGAR U. |
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| February 13, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| January 26, 2015 |
CERTIFICATIONS I, Simon J. Crinage, certify that: 1. I have reviewed this report on Form N-Q of The Taiwan Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cov |
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| January 26, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04893 THE TAIWAN FUND, INC. (Exact name of registrant as specified in charter) c/o STATE STREET BANK AND TRUST COMPANY ONE LINCOLN STREET, P.O. BOX 5049 BOSTON, MA 02111-5049 (Address of princip |
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| January 22, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 December 31, 2014 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of in |
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| January 22, 2015 |
Investment objective The Fund's investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
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| December 22, 2014 |
Investment objective The Fund's investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
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| December 22, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 November 30, 2014 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of in |
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| November 25, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 October 31, 2014 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of inc |
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| November 25, 2014 |
Investment objective The Fund's investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
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| October 21, 2014 |
Investment objective The Fund's investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
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| October 21, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 September 30, 2014 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of i |
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| September 23, 2014 |
TWN / Taiwan Fund, Inc. / CITY OF LONDON INVESTMENT GROUP PLC - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| September 22, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 August 31, 2014 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of inco |
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| September 22, 2014 |
10 year performance data (as at 08/31/14) Investment objective The Fund's investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
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| August 29, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 July 31, 2014 Date of Report (Date of earliest event reported) The Taiwan Fund, Inc. (Exact name of registrant as specified in its charter) Delaware 811-04893 042942862 (State or other jurisdiction (Commission (IRS Employer of incorp |
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| August 29, 2014 |
Investment objective The Fund's investment objective is to seek long-term capital appreciation primarily through investments in equity securities listed in Taiwan. |
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| August 28, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) The Taiwan Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 874036106 (CUSIP Number) Barry M. Olliff c/o City of London Inv |
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| August 13, 2014 |
TWN / Taiwan Fund, Inc. COVER - - SEC Cover Letter State Street Bank and Trust Company Legal Services Department 4 Copley Place, 5th Floor Boston, MA 02116 August 13, 2014 VIA EDGAR U. |
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| August 13, 2014 |
TWN / Taiwan Fund, Inc. DEF 14A - - THE TAIWAN FUND DEF 14A 1 d772827ddef14a.htm THE TAIWAN FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission On |
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| August 13, 2014 |
TWN / Taiwan Fund, Inc. CORRESP - - The Taiwan Fund August 13, 2014 VIA EDGAR CORRESPONDENCE Mr. John Grzeskiewcz Securities and Exchange Commission Division of Investment Management 100 F. Street, N.E. Washington, DC 20549 202.551.6961 Re: The Taiwan Fund, Inc. (“Registrant”) (File No. 811-04893) Dear Mr. Grzeskiewicz: This letter is written in response to the comments that you provided on August 8, 2014 regarding the preliminary p |
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| July 30, 2014 |
TWN / Taiwan Fund, Inc. PRE 14A - - THE TAIWAN FUND, INC. The Taiwan Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rul |
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| July 30, 2014 |
TWN / Taiwan Fund, Inc. CORRESP - - SEC Cover Letter State Street Bank and Trust Company Legal Services Department 4 Copley Place, 5th Floor Boston, MA 02116 July 30, 2014 VIA EDGAR U. |
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| July 30, 2014 |
TWN / Taiwan Fund, Inc. N-Q - Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04893 THE TAIWAN FUND, INC. (Exact name of registrant as specified in charter) c/o STATE STREET BANK AND TRUST COMPANY ONE LINCOLN STREET, P.O. BOX 5049 BOSTON, MA 02111-5049 (Address of princip |
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| July 30, 2014 |
CERTIFICATIONS I, Simon Crinage, certify that: 1. I have reviewed this report on Form N-Q of The Taiwan Fund, Inc. (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect t |
