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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Virtu Financial, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| July 31, 2025 |
Virtu Financial Announces Retirement of Douglas Cifu and Names Aaron Simons as New CEO EXHIBIT 99.1 Virtu Financial Announces Retirement of Douglas Cifu and Names Aaron Simons as New CEO July 30, 2025 NEW YORK, July 30, 2025 (GLOBE NEWSWIRE) - Virtu Financial, Inc. (NYSE: VIRT) a leading provider of global, multi-asset financial services that delivers liquidity and innovative, transparent products across the entire investment cycle to the global markets, today announced that its Boa |
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| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 30, 2025 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-37352 32-0420206 (State or other jurisdiction of incorporation) (Commission Fil |
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| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-37352 Virtu Fi |
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| July 30, 2025 |
Virtu Announces Second Quarter 2025 Results Exhibit 99.1 Virtu Announces Second Quarter 2025 Results NEW YORK, NY, July 30, 2025 - Virtu Financial, Inc. (NYSE: VIRT), a leading provider of financial services and products that leverages cutting edge technology to deliver innovative, transparent trading solutions to its clients and liquidity to the global markets, today reported results for the second quarter ended June 30, 2025. Second Quart |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 30, 2025 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 32-0 |
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| June 27, 2025 |
Calculation of Filing Fee Tables S-8 Virtu Financial, Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 1 Equity Class A Common Stock issuable upon exercise of options granted or in respect of awards granted under the Second |
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| June 27, 2025 |
As filed with the Securities and Exchange Commission on June 27, 2025 As filed with the Securities and Exchange Commission on June 27, 2025 Registration No. |
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| June 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-37352 Virtu Financial, Inc. The Nasdaq Stock Market LLC (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 1633 |
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| June 12, 2025 |
FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 32-0420206 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identific |
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| June 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 2, 2025 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 32-04 |
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| May 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 29, 2025 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 32-04 |
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| May 29, 2025 |
Virtu Financial Announces Transfer of Listing of Common Stock to the New York Stock Exchange Exhibit 99.1 Virtu Financial Announces Transfer of Listing of Common Stock to the New York Stock Exchange NEW YORK, May 29, 2025 - Virtu Financial, Inc. (NASDAQ: VIRT) (“Virtu Financial” or “Virtu”), a leading provider of global, multi-asset financial services that delivers liquidity and innovative, transparent products across the entire investment cycle to the global markets, today announced plan |
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| April 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-37352 Virtu F |
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| April 29, 2025 |
t: 1 212 418 0100 f: 1 212 418 0123 www.virtu.com Virtu Financial Operating LLC 1633 Broadway New York, NY 10019 Amendment No. 1 to Employment Agreement This Amendment No. 1, effective February 26 entered into by and between Virtu Financial Operating LLC, a Delaware limited liability company (together with all parents, affiliates and subsidiaries as the "Company"), and Stephen Cavoli , and amends |
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| April 29, 2025 |
, dated as of February 26, 2025, by and between Virtu Financial Operati t: 1 212 418 0100 f: 1 212 418 0123 www.virtu.com Virtu Financial Operating LLC 1633 Broadway New York, NY 10019 Amendment No. 1 to Employment Agreement This Amendment No. 1, effective February 26 entered into by and between Virtu Financial Operating LLC, a Delaware limited liability company (together with all parents, affiliates and subsidiaries as the "Company"), and Joseph Molluso , and amends |
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| April 24, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 1 |
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| April 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 23, 2025 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 32- |
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| April 23, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| April 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Def |
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| April 23, 2025 |
Virtu Announces First Quarter 2025 Results Exhibit 99.1 Virtu Announces First Quarter 2025 Results NEW YORK, NY, April 23, 2025 - Virtu Financial, Inc. (NASDAQ: VIRT), a leading provider of financial services and products that leverages cutting edge technology to deliver innovative, transparent trading solutions to its clients and liquidity to the global markets, today reported results for the first quarter ended March 31, 2025. First Quar |
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| April 9, 2025 |
Exhibit 99.1 Presentation Title in Title Case Presentation subtitle in sentence case Presenter Name Event name xx Month 201x © 201X Virtu Financial. All rights reserved. Not to be reproduced or retransmitted without permission. Compliance #XXXX - XXXX Visualization of Virtu Rule 605 Reports © 2025 Virtu Financial. All rights reserved. 2 Virtu Rule 605 Executed Shares (Daily Average Per Month) - 20 |
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| April 9, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 9, 2025 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 32-0 |
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| February 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 26, 2025 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) |
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| February 21, 2025 |
VIRTU FINANCIAL, INC. SECURITIES TRADING POLICY (adopted by the Board of Directors April 3, 2015) To Directors, Officers and Employees of Virtu Financial, Inc. and its subsidiaries (collectively, the “Company”): Attached is the Securities Trading Policy (the “Policy”) for directors, officers and employees of the Company, which has been adopted by the Board of Directors. Please read this Policy ver |
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| February 21, 2025 |
Subsidiaries of Virtu Financial, Inc. EXHIBIT 21.1 Subsidiaries of Virtu Financial, Inc. The following are subsidiaries of Virtu Financial, Inc. as of December 31, 2024 and the jurisdictions in which they are organized. The names of particular subsidiaries have been omitted because, considered in the aggregate as a single subsidiary, they would not constitute, as of December 31, 2024, a "significant subsidiary" as that term is defined |
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| February 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-37352 Virtu Financia |
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| February 21, 2025 |
Execution Version AMENDMENT NO. 2, dated as of February 19, 2025 (this “Amendment”), to the Credit Agreement, dated as of January 13, 2022 (as amended by Amendment No. 1, dated as of June 21, 2024, and as further amended, restated, modified or otherwise supplemented from time to time, the “Credit Agreement”), by and among VIRTU FINANCIAL LLC, a Delaware limited liability company (“Holdings”), VFH |
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| February 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 19, 2025 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-37352 32-0420206 (State or other jurisdiction of incorporation) (Commission |
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| January 29, 2025 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 29, 2025 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 3 |
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| January 29, 2025 |
Virtu Announces Fourth Quarter 2024 Results Exhibit 99.1 Virtu Announces Fourth Quarter 2024 Results NEW YORK, NY, January 29, 2025 - Virtu Financial, Inc. (NASDAQ: VIRT), a leading provider of financial services and products that leverages cutting edge technology to deliver innovative, transparent trading solutions to its clients and liquidity to the global markets, today reported results for the fourth quarter ended December 31, 2024. Fou |
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| November 14, 2024 |
SC 13G/A 1 tm2428293d2sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 3)* Virtu Financial, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 928254101 (CUS |
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| October 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-37352 Vir |
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| October 24, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 24, 2024 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 3 |
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| October 24, 2024 |
Virtu Announces Third Quarter 2024 Results Exhibit 99.1 Virtu Announces Third Quarter 2024 Results NEW YORK, NY, October 24, 2024 - Virtu Financial, Inc. (NASDAQ: VIRT), a leading provider of financial services and products that leverages cutting edge technology to deliver innovative, transparent trading solutions to its clients and liquidity to the global markets, today reported results for the third quarter ended September 30, 2024. Thir |
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| August 2, 2024 |
Calculation of Filing Fee Tables S-3 Virtu Financial, Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Dat |
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| August 2, 2024 |
Exhibit 25.1 securities and exchange commission Washington, D.C. 20549 FORM T-1 Statement of Eligibility Under The Trust Indenture Act of 1939 of a Corporation Designated to Act as Trustee Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) ¨ U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 91-1821036 I.R.S. E |
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| August 2, 2024 |
As filed with the Securities and Exchange Commission on August 2, 2024 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on August 2, 2024 Registration No. |
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| July 26, 2024 |
Execution Version AMENDMENT NO. 1, dated as of June 21, 2024 (this “Amendment”), to the Credit Agreement, dated as of January 13, 2022 (as amended, restated, modified or otherwise supplemented from time to time, the “Credit Agreement”), by and among VIRTU FINANCIAL LLC, a Delaware limited liability company (“Holdings”), VFH PARENT LLC, a Delaware limited liability company (the “Borrower”), the LEN |
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| July 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-37352 Virtu Fi |
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| July 26, 2024 |
Execution Version VIRTU FINANCIAL LLC, as Holdings VFH PARENT LLC, as Issuer VALOR CO-ISSUER, INC. |
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| July 26, 2024 |
, by and between Virtu Financial Operating LLC and Virtu Financial Operating LLC 165 Broadway New York, NY 10006 t: 1 212 418 0100 f: 1 212 418 0123 www. |
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| July 18, 2024 |
Virtu Announces Second Quarter 2024 Results Exhibit 99.1 Virtu Announces Second Quarter 2024 Results NEW YORK, NY, July 18, 2024 - Virtu Financial, Inc. (NASDAQ: VIRT), a leading provider of financial services and products that leverages cutting edge technology to deliver innovative, transparent trading solutions to its clients and liquidity to the global markets, today reported results for the second quarter ended June 30, 2024. Second Qua |
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| July 18, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 18, 2024 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 32-0 |
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| June 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 21, 2024 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-37352 32-0420206 (State or other jurisdiction of incorporation) (Commission Fil |
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| June 14, 2024 |
EXHIBIT 99.2 Virtu Financial, Inc. Announces Proposed Opportunistic Private Offering of $500 Million of Senior First Lien Notes Due 2031 June 10, 2024 NEW YORK, June 10, 2024 (GLOBE NEWSWIRE) – Virtu Financial, Inc. (Nasdaq: VIRT) (“Virtu”) announced today that its subsidiaries, VFH Parent LLC (the “Issuer”) and Valor Co-Issuer, Inc. (the “Co-Issuer” and, together with the Issuer, the “Issuers”), |
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| June 14, 2024 |
Virtu Financial, Inc. Announces Pricing of Opportunistic Refinancings EXHIBIT 99.3 Virtu Financial, Inc. Announces Pricing of Opportunistic Refinancings June 13, 2024 NEW YORK, June 13, 2024 (GLOBE NEWSWIRE) – Virtu Financial, Inc. (Nasdaq: VIRT) (“Virtu”) announced today that its subsidiaries, VFH Parent LLC (the “Issuer”) and Valor Co-Issuer, Inc. (collectively with the Issuer, the “Issuers”), priced their previously announced private offering of $500 million aggr |
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| June 14, 2024 |
EXHIBIT 99.1 Virtu Financial, Inc. Announces Investor Meetings for Potential Opportunistic Offering of Senior Secured First Lien Notes May 30, 2024 NEW YORK, May 30, 2024 (GLOBE NEWSWIRE) - Virtu Financial Inc. (Nasdaq: VIRT) (the “Company”) announced today that it intends to hold one or more meetings with potential investors with respect to a potential opportunistic offering of senior secured fir |
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| June 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 30, 2024 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-37352 32-0420206 (State or other jurisdiction of incorporation) (Commission File |
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| June 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 6, 2024 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 32-04 |
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| April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 23, 2024 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 32- |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-37352 Virtu F |
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| April 26, 2024 |
Virtu Financial Inc. Amended and Restated 2015 Management Incentiv VIRTU FINANCIAL, INC. AMENDED AND RESTATED 2015 MANAGEMENT INCENTIVE PLAN EMPLOYEE RESTRICTED STOCK UNIT AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (the “Agreement”), is entered into as of [] (the “Date of Grant”), by and between Virtu Financial, Inc., a Delaware corporation (the “Company”), and Stephen Cavoli (the “Participant”). WHEREAS, the Company has adopted the Virtu Financia |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Def |
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| April 26, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| April 24, 2024 |
Virtu Announces First Quarter 2024 Results Exhibit 99.1 Virtu Announces First Quarter 2024 Results NEW YORK, NY, April 24, 2024 - Virtu Financial, Inc. (NASDAQ: VIRT), a leading provider of financial services and products that leverages cutting edge technology to deliver innovative, transparent trading solutions to its clients and liquidity to the global markets, today reported results for the first quarter ended March 31, 2024. First Quar |
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| April 24, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 24, 2024 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 32- |
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| March 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 12, 2024 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 32- |
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| March 12, 2024 |
Presentation Title in Title Case Presentation subtitle in sentence case Presenter Name Event name xx Month 201x © 201X Virtu Financial. |
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| February 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-37352 Virtu Financia |
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| February 16, 2024 |
Subsidiaries of Virtu Financial, Inc. EXHIBIT 21.1 Subsidiaries of Virtu Financial, Inc. The following are subsidiaries of Virtu Financial, Inc. as of December 31, 2023 and the jurisdictions in which they are organized. The names of particular subsidiaries have been omitted because, considered in the aggregate as a single subsidiary, they would not constitute, as of December 31, 2023, a "significant subsidiary" as that term is defined |
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| February 16, 2024 |
.1 to the Company’s Quarterly Report on Form 10- EXHIBIT 97.1 VIRTU FINANCIAL, INC. CLAWBACK POLICY Virtu Financial, Inc. (the “Company”) has adopted1 this Policy in accordance with Nasdaq listing requirements. A.Application of Policy This Policy applies in the event of any accounting restatement (“Restatement”) due to the Company’s material non-compliance with financial reporting requirements under applicable securities laws, in accordance with |
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| February 13, 2024 |
VIRT / Virtu Financial, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4)* Name of issuer: Virtu Financial, Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 928254101 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| February 12, 2024 |
SC 13G/A 1 tm245766d5sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 2)* Virtu Financial, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 928254101 (CUSI |
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| January 25, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 25, 2024 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 3 |
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| January 25, 2024 |
Virtu Announces Fourth Quarter 2023 Results Exhibit 99.1 Virtu Announces Fourth Quarter 2023 Results NEW YORK, NY, January 25, 2024 - Virtu Financial, Inc. (NASDAQ: VIRT), a leading provider of financial services and products that leverages cutting edge technology to deliver innovative, transparent trading solutions to its clients and liquidity to the global markets, today reported results for the fourth quarter ended December 31, 2023. Fou |
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| November 2, 2023 |
Virtu Announces Third Quarter 2023 Results Exhibit 99.1 Virtu Announces Third Quarter 2023 Results NEW YORK, NY, November 2, 2023 - Virtu Financial, Inc. (NASDAQ: VIRT), a leading provider of financial services and products that leverages cutting edge technology to deliver innovative, transparent trading solutions to its clients and liquidity to the global markets, today reported results for the third quarter ended September 30, 2023. Thir |
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| November 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-37352 Vir |
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| November 2, 2023 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 2, 2023 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 3 |
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| September 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): September 12, 2023 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) |
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| September 13, 2023 |
Virtu Financial Provides an Update on Ongoing SEC Matter Virtu Financial Provides an Update on Ongoing SEC Matter NEW YORK, September 12, 2023 (GLOBE NEWSWIRE) - Virtu Financial, Inc. |
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| July 28, 2023 |
SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION of VIRTU FINANCIAL, INC. (Pursuant to Section 242 and 245 of the General Corporation Law of the State of Delaware) Virtu Financial, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), hereby certifies as follows: FIRST: The name of the Corporation is Virtu Financial, Inc. The date of filing |
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| July 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-37352 Virtu Fi |
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| July 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 26, 2023 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 32-0 |
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| July 26, 2023 |
Virtu Announces Second Quarter 2023 Results Exhibit 99.1 Virtu Announces Second Quarter 2023 Results NEW YORK, NY, July 26, 2023 - Virtu Financial, Inc. (NASDAQ: VIRT), a leading provider of financial services and products that leverages cutting edge technology to deliver innovative, transparent trading solutions to its clients and liquidity to the global markets, today reported results for the second quarter ended June 30, 2023. Second Qua |
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| June 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 13, 2023 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 32-0 |
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| May 10, 2023 |
VIRT / Virtu Financial Inc - Class A / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: Virtu Financial Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 928254101 Date of Event Which Requires Filing of this Statement: April 28, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule is fi |
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| April 28, 2023 |
EXECUTION COPY VIRTU FINANCIAL, INC. AMENDED AND RESTATED 2015 MANAGEMENT INCENTIVE PLAN EMPLOYEE RESTRICTED STOCK UNIT AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (the “Agreement”), is entered into as of February 3, 2023 (the “Date of Grant”), by and between Virtu Financial, Inc., a Delaware corporation (the “Company”), and Brett Fairclough (the “Participant”). WHEREAS, the Company |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-37352 Virtu F |
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| April 28, 2023 |
EXECUTION COPY VIRTU FINANCIAL, INC. AMENDED AND RESTATED 2015 MANAGEMENT INCENTIVE PLAN EMPLOYEE RESTRICTED STOCK UNIT AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (the “Agreement”), is entered into as of February 3, 2023 (the “Date of Grant”), by and between Virtu Financial, Inc., a Delaware corporation (the “Company”), and Joseph Molluso (the “Participant”). WHEREAS, the Company h |
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| April 28, 2023 |
EXECUTION COPY VIRTU FINANCIAL, INC. AMENDED AND RESTATED 2015 MANAGEMENT INCENTIVE PLAN EMPLOYEE RESTRICTED STOCK UNIT AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (the “Agreement”), is entered into as of February 3, 2023 (the “Date of Grant”), by and between Virtu Financial, Inc., a Delaware corporation (the “Company”), and Douglas A. Cifu (the “Participant”). WHEREAS, the Company |
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| April 28, 2023 |
EXECUTION COPY VIRTU FINANCIAL, INC. AMENDED AND RESTATED 2015 MANAGEMENT INCENTIVE PLAN EMPLOYEE RESTRICTED STOCK UNIT AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (the “Agreement”), is entered into as of February 3, 2023 (the “Date of Grant”), by and between Virtu Financial, Inc., a Delaware corporation (the “Company”), and Stephen Cavoli (the “Participant”). WHEREAS, the Company h |
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| April 27, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| April 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Def |
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| April 21, 2023 |
Exhibit 99.1 PRIVILEGED & CONFIDENTIAL Virtu Financial Announces Michael T. Viola to Succeed Robert Greifeld as Chairman NEW YORK, Apr. 21, 2023 (GLOBE NEWSWIRE) - Virtu Financial, Inc. (NASDAQ: VIRT), a leading provider of financial services and products that leverages cutting-edge technology to deliver innovative, transparent trading solutions to clients and liquidity to the global markets, has |
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| April 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 19, 2023 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 32- |
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| April 20, 2023 |
Virtu Announces First Quarter 2023 Results Exhibit 99.1 Virtu Announces First Quarter 2023 Results NEW YORK, NY, April 20, 2023 - Virtu Financial, Inc. (NASDAQ: VIRT), a leading provider of financial services and products that leverages cutting edge technology to deliver innovative, transparent trading solutions to its clients and liquidity to the global markets, today reported results for the first quarter ended March 31, 2023. First Quar |
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| April 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 20, 2023 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 32- |
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| April 17, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| March 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 13, 2023 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 32- |
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| March 13, 2023 |
Exhibit 99.1 Presentation Title in Title Case Presentation subtitle in sentence case Presenter Name Event name xx Month 201x © 201X Virtu Financial. All rights reserved. Not to be reproduced or retransmitted without permission. Compliance #XXXX-XXXX FIA Boca March 2023 © 2022 Virtu Financial. All rights reserved. 2 Virtu Long-Term Catalysts to Drive Value Consistent Material Repurchases Growth Lev |
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| March 13, 2023 |
Virtu Financial Meeting with Shareholders at FIA Boca Exhibit 99.2 Virtu Financial Meeting with Shareholders at FIA Boca Virtu Financial, Inc. (Nasdaq:VIRT), a global market maker, broker and leading provider of global financial services technology, today announced that Virtu management will be speaking and meeting with investors at the Futures Industry Association conference in Boca Raton, FL the week of March 13, 2023. Information to be presented a |
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| February 17, 2023 |
Subsidiaries of Virtu Financial, Inc. EXHIBIT 21.1 Subsidiaries of Virtu Financial, Inc. The following are subsidiaries of Virtu Financial, Inc. as of December 31, 2022 and the jurisdictions in which they are organized. The names of particular subsidiaries have been omitted because, considered in the aggregate as a single subsidiary, they would not constitute, as of December 31, 2022, a "significant subsidiary" as that term is defined |
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| February 17, 2023 |
Amended and Restated Employment Agreement (this “Agreement”), dated as of December 1, 2022 (the “Effective Date”), between Virtu Financial Operating LLC, a Delaware limited liability company (together with all parents, affiliates and subsidiaries as the "Company"), and Joseph Molluso (“Executive”). |
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| February 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-37352 Virtu Financia |
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| February 17, 2023 |
Amended and Restated Employment Agreement (this “Agreement”), dated as of December 1, 2022 (the “Effective Date”), between Virtu Financial Operating LLC, a Delaware limited liability company (together with all parents, affiliates and subsidiaries as the "Company"), and Brett Fairclough (“Executive”). |
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| February 17, 2023 |
VIRTU FINANCIAL, INC. 2015 MANAGEMENT INCENTIVE PLAN AMENDMENT NO. 1 TO EMPLOYEE RESTRICTED STOCK UNIT AWARD AGREEMENT THIS AMENDMENT NO. 1 TO THE RESTRICTED STOCK UNIT AWARD AGREEMENT (the “Amendment”), is entered into as of December 1, 2022 (the “Amendment Date”), by and between Virtu Financial, Inc., a Delaware corporation (the “Company”), and Douglas A. Cifu (the “Participant”). WHEREAS, the C |
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| February 17, 2023 |
Amended and Restated Employment Agreement (this “Agreement”), dated as of December 1, 2022 (the “Effective Date”), between Virtu Financial Operating LLC, a Delaware limited liability company (together with all parents, affiliates and subsidiaries as the "Company"), and Stephen Cavoli (“Executive”). |
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| February 10, 2023 |
VIRT / Virtu Financial Inc / Temasek Holdings (Private) Ltd - SC 13G/A Passive Investment SC 13G/A 1 d411805dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2. Under the Securities Exchange Act of 1934 (Amendment No. 2)* Virtu Financial, Inc. (Name of Issuer) Class A Common Stock, par value $0 |
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| February 9, 2023 |
VIRT / Virtu Financial Inc / WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC - SC 13G/A Passive Investment SC 13G/A 1 tm235848d13sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 1)* Virtu Financial, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 928254101 (CUS |
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| February 9, 2023 |
VIRT / Virtu Financial Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Virtu Financial Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 928254101 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| January 26, 2023 |
Virtu Announces Fourth Quarter 2022 Results Exhibit 99.1 Virtu Announces Fourth Quarter 2022 Results NEW YORK, NY, January 26, 2023 - Virtu Financial, Inc. (NASDAQ: VIRT), a leading provider of financial services and products that leverages cutting edge technology to deliver innovative, transparent trading solutions to its clients and liquidity to the global markets, today reported results for the fourth quarter ended December 31, 2022. Fou |
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| January 26, 2023 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 26, 2023 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 3 |
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| December 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 1, 2022 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-37352 32-0420206 (State or other jurisdiction of incorporation) (Commission |
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| November 3, 2022 |
Virtu Announces Third Quarter 2022 Results Exhibit 99.1 Virtu Announces Third Quarter 2022 Results NEW YORK, NY, November 3, 2022 - Virtu Financial, Inc. (NASDAQ: VIRT), a leading provider of financial services and products that leverages cutting edge technology to deliver innovative, transparent trading solutions to its clients and liquidity to the global markets, today reported results for the third quarter ended September 30, 2022. Thir |
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| November 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-37352 Vir |
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| November 3, 2022 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 3, 2022 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 3 |
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| August 2, 2022 |
As filed with the Securities and Exchange Commission on August 2, 2022 As filed with the Securities and Exchange Commission on August 2, 2022 Registration No. |
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| August 2, 2022 |
Virtu Financial, Inc. Amended and Restated 2015 Management Incentive Plan. EXHIBIT 4.3 Virtu Financial, Inc. Amended and Restated 2015 Management Incentive Plan 1. Purpose and History. The Virtu Financial, Inc. Amended and Restated 2015 Management Incentive Plan (the “Plan”) is intended to help Virtu Financial, Inc., a Delaware corporation (including any successor thereto, the “Company”) and its Affiliates (i) attract and retain key personnel by providing them the opport |
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| August 2, 2022 |
EXHIBIT 107 FORM S-8 (Form Type) VIRTU FINANCIAL, INC. (Exact Name of Registrant as Specified in its Charter) Table I: Newly Issued Securities Security Type Security Class Title(1) Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Share Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A common stock, $0.00001 par value per share Other(2) 5, |
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| August 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-37352 Virtu Fi |
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| August 2, 2022 |
EXECUTION VERSION SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”), dated as of April 29, 2022 (the “Effective Date”), between Virtu Financial, Inc. |
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| July 28, 2022 |
Virtu Announces Second Quarter 2022 Results Exhibit 99.1 Virtu Announces Second Quarter 2022 Results NEW YORK, NY, July 28, 2022 - Virtu Financial, Inc. (NASDAQ: VIRT), a leading provider of financial services and products that leverages cutting edge technology to deliver innovative, transparent trading solutions to its clients and liquidity to the global markets, today reported results for the second quarter ended June 30, 2022. Second Qua |
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| July 28, 2022 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 28, 2022 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 32-0 |
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| June 3, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 2, 2022 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-37352 32-0420206 (State or other jurisdiction of incorporation) (Commission File |
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| May 3, 2022 |
Unit Award Agreement, dated as of March 1, 2022, by and between Virtu Financial, I VIRTU FINANCIAL, INC. AMENDED AND RESTATED 2015 MANAGEMENT INCENTIVE PLAN EMPLOYEE RESTRICTED STOCK UNIT AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (the ?Agreement?), is entered into as of March 1, 2022 (the ?Date of Grant?), by and between Virtu Financial, Inc., a Delaware corporation (the ?Company?), and Douglas A. Cifu (the ?Participant?). WHEREAS, the Company has adopted the Vi |
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| May 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-37352 Virtu F |
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| May 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 29, 2022 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-37352 32-0420206 (State or other jurisdiction of incorporation) (Commission Fi |
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| April 28, 2022 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 28, 2022 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 32- |
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| April 28, 2022 |
Virtu Announces First Quarter 2022 Results Exhibit 99.1 Virtu Announces First Quarter 2022 Results NEW YORK, NY, April 28, 2022 - Virtu Financial, Inc. (NASDAQ: VIRT), a leading provider of financial services and products that leverages cutting edge technology to deliver innovative, transparent trading solutions to its clients and liquidity to the global markets, today reported results for the first quarter ended March 31, 2022. First Quar |
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| April 22, 2022 |
DEF 14A 1 tm223693-1def14a.htm DEF 14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the |
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| April 22, 2022 |
DEFA14A 1 tm223693d2defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only |
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| March 11, 2022 |
VIRT / Virtu Financial Inc / GIC Private Ltd - SC 13GA Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Virtu Financial, Inc. (Name of Issuer) Class A Common Stock, par value $0.00001 per share (Title of Class of Securities) 928254101 (CUSIP Number) March 2, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate |
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| March 9, 2022 |
VIRT / Virtu Financial Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Virtu Financial Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 928254101 Date of Event Which Requires Filing of this Statement: February 28, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| February 18, 2022 |
VIRTU FINANCIAL, INC. AMENDED AND RESTATED 2015 MANAGEMENT INCENTIVE PLAN RESTRICTED STOCK UNIT AND COMMON STOCK AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AND COMMON STOCK AWARD AGREEMENT (the ?Agreement?), is entered into as of January 24, 2020 (the ?Date of Grant?), by and between Virtu Financial, Inc., a Delaware corporation (the ?Company?), and Stephen Cavoli (the ?Participant?). WHEREAS, the |
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| February 18, 2022 |
VIRTU FINANCIAL, INC. AMENDED AND RESTATED 2015 MANAGEMENT INCENTIVE PLAN RESTRICTED STOCK UNIT AND COMMON STOCK AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AND COMMON STOCK AWARD AGREEMENT (the ?Agreement?), is entered into as of February 3, 2022 (the ?Date of Grant?), by and between Virtu Financial, Inc., a Delaware corporation (the ?Company?), and Stephen Cavoli (the ?Participant?). WHEREAS, the |
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| February 18, 2022 |
VIRTU FINANCIAL, INC. AMENDED AND RESTATED 2015 MANAGEMENT INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AND COMMON STOCK AWARD AGREEMENT (the ?Agreement?), is entered into as of February 3, 2022 (the ?Date of Grant?), by and between Virtu Financial, Inc., a Delaware corporation (the ?Company?), and Joseph Molluso (the ?Participant?). WHEREAS, the Company has adop |
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| February 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-37352 Virtu Financia |
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| February 18, 2022 |
VIRTU FINANCIAL, INC. AMENDED AND RESTATED 2015 MANAGEMENT INCENTIVE PLAN EMPLOYEE RESTRICTED STOCK UNIT AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (the ?Agreement?), is entered into as of February 3, 2022 (the ?Date of Grant?), by and between Virtu Financial, Inc., a Delaware corporation (the ?Company?), and Sean Galvin (the ?Participant?). WHEREAS, the Company has adopted the Vir |
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| February 18, 2022 |
VIRTU FINANCIAL, INC. AMENDED AND RESTATED 2015 MANAGEMENT INCENTIVE PLAN RESTRICTED STOCK UNIT AND COMMON STOCK AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AND COMMON STOCK AWARD AGREEMENT (the ?Agreement?), is entered into as of January 24, 2020 (the ?Date of Grant?), by and between Virtu Financial, Inc., a Delaware corporation (the ?Company?), and Douglas Cifu (the ?Participant?). WHEREAS, the C |
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| February 18, 2022 |
VIRTU FINANCIAL, INC. AMENDED AND RESTATED 2015 MANAGEMENT INCENTIVE PLAN RESTRICTED STOCK UNIT AND COMMON STOCK AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AND COMMON STOCK AWARD AGREEMENT (the ?Agreement?), is entered into as of February 3, 2022 (the ?Date of Grant?), by and between Virtu Financial, Inc., a Delaware corporation (the ?Company?), and Sean Galvin (the ?Participant?). WHEREAS, the Co |
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| February 18, 2022 |
VIRTU FINANCIAL, INC. AMENDED AND RESTATED 2015 MANAGEMENT INCENTIVE PLAN EMPLOYEE RESTRICTED STOCK UNIT AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (the ?Agreement?), is entered into as of December 24, 2021 (the ?Date of Grant?), by and between Virtu Financial, Inc., a Delaware corporation (the ?Company?), and Douglas A. Cifu (the ?Participant?). WHEREAS, the Company has adopted th |
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| February 18, 2022 |
VIRTU FINANCIAL, INC. AMENDED AND RESTATED 2015 MANAGEMENT INCENTIVE PLAN RESTRICTED STOCK UNIT AND COMMON STOCK AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AND COMMON STOCK AWARD AGREEMENT (the ?Agreement?), is entered into as of February 3, 2022 (the ?Date of Grant?), by and between Virtu Financial, Inc., a Delaware corporation (the ?Company?), and Brett Fairclough (the ?Participant?). WHEREAS, t |
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| February 18, 2022 |
VIRTU FINANCIAL, INC. AMENDED AND RESTATED 2015 MANAGEMENT INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AND COMMON STOCK AWARD AGREEMENT (the ?Agreement?), is entered into as of February 3, 2022 (the ?Date of Grant?), by and between Virtu Financial, Inc., a Delaware corporation (the ?Company?), and Douglas A. Cifu (the ?Participant?). WHEREAS, the Company has ado |
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| February 18, 2022 |
Execution Version CREDIT AGREEMENT dated as of January 13, 2022, among VIRTU FINANCIAL LLC, as Holdings, VFH PARENT LLC, as Borrower, The Lenders, Issuing Banks and Swingline Lender Party Hereto, and JPMORGAN CHASE BANK, N. |
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| February 18, 2022 |
Subsidiaries of Virtu Financial, Inc. EXHIBIT 21.1 Subsidiaries of Virtu Financial, Inc. The following are subsidiaries of Virtu Financial, Inc. as of December 31, 2021 and the jurisdictions in which they are organized. The names of particular subsidiaries have been omitted because, considered in the aggregate as a single subsidiary, they would not constitute, as of December 31, 2021, a "significant subsidiary" as that term is defined |
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| February 18, 2022 |
VIRTU FINANCIAL, INC. AMENDED AND RESTATED 2015 MANAGEMENT INCENTIVE PLAN RESTRICTED STOCK UNIT AND COMMON STOCK AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AND COMMON STOCK AWARD AGREEMENT (the ?Agreement?), is entered into as of January 24, 2020 (the ?Date of Grant?), by and between Virtu Financial, Inc., a Delaware corporation (the ?Company?), and Brett Fairclough (the ?Participant?). WHEREAS, t |
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| February 14, 2022 |
VIRT / Virtu Financial Inc / Temasek Holdings (Private) Ltd - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to ? 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to ? 240.13d-2. Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Virtu Financial, Inc. (Name of Issuer) Class A Common Stock, par value $0.00001 per share (Title of Class of Se |
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| February 10, 2022 |
VIRT / Virtu Financial Inc / WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2 (Amendment No. )* Virtu Financial, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 928254101 (CUSIP Number) December 31, 2021 (Date of Event |
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| February 10, 2022 |
VIRT / Virtu Financial Inc / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Virtu Financial Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 928254101 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ??Rule 13d-1 |
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| February 8, 2022 |
Virtu Announces Fourth Quarter 2021 Results Exhibit 99.1 Virtu Announces Fourth Quarter 2021 Results NEW YORK, NY, February 8, 2022 - Virtu Financial, Inc. (NASDAQ: VIRT), a leading provider of financial services and products that leverages cutting edge technology to deliver innovative, transparent trading solutions to its clients and liquidity to the global markets, today reported results for the fourth quarter ended December 31, 2021. Fou |
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| February 8, 2022 |
VIRT / Virtu Financial Inc / GIC Private Ltd - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Virtu Financial, Inc. (Name of Issuer) Class A Common Stock, par value $0.00001 per share (Title of Class of Securities) 928254101 (CUSIP Number) February 4, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to design |
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| February 8, 2022 |
CUSIP No. 928254101 SCHEDULE 13G Page 8 of 8 Pages EXHIBIT A JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) promulgated under the U.S. Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other reporting persons on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Class A Common Stock, |
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| February 8, 2022 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 8, 2022 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 3 |
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| January 13, 2022 |
Virtu Financial, Inc. Prices and Completes New Senior Secured First Lien Term Loan EXHIBIT 99.1 Virtu Financial, Inc. Prices and Completes New Senior Secured First Lien Term Loan January 13, 2022 NEW YORK, Jan. 13, 2022 (GLOBE NEWSWIRE) - Virtu Financial, Inc. (NASDAQ: VIRT) (the ?Company?) a global market maker, broker and leading provider of global financial services technology, today announced that its subsidiaries successfully completed and priced its new $1.80 billion senio |
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| January 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 13, 2022 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-37352 32-0420206 (State or other jurisdiction of incorporation) (Commission |
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| January 4, 2022 |
Regulation FD Disclosure, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 4, 2022 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 32 |
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| January 4, 2022 |
Virtu Financial, Inc. Commences Marketing of New Senior Secured First Lien Term Loan Exhibit 99.2 Virtu Financial, Inc. Commences Marketing of New Senior Secured First Lien Term Loan January 4, 2022 NEW YORK, Jan. 04, 2022 (GLOBE NEWSWIRE) - Virtu Financial, Inc. (NASDAQ: VIRT) (the ?Company?) a global market maker, broker and leading provider of global financial services technology, today announced that its subsidiaries commenced marketing of a $1.80 billion senior secured first |
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| January 4, 2022 |
Exhibit 99.1 Virtu Financial Lender Presentation January 2022 Speakers 2 Doug Cifu Chief Executive Officer ? Co-founded Virtu in 2008 ? Previously was a partner at the international law firm Paul, Weiss, Rifkind, Wharton & Garrison, where he served as a member of the Management Committee, Deputy Chair of the Corporate Department and Co-Head of the Private Equity Group ? Serves on the Board of Dire |
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| December 20, 2021 |
VIRT / Virtu Financial Inc / Viola Vincent J - AMENDMENT NO. 6 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6)* Virtu Financial, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 928254101 (CUSIP Number) Justin Waldie General Counsel 1633 Broadway New York, NY 10019 (212) 418-0100 (Name, Address and Telephone Number of Person Authorized to |
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| December 6, 2021 |
VIRT / Virtu Financial Inc / GIC Private Ltd - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Virtu Financial, Inc. (Name of Issuer) Class A Common Stock, par value $0.00001 per share (Title of Class of Securities) 928254101 (CUSIP Number) November 24, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to design |
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| December 6, 2021 |
EXHIBIT A JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) promulgated under the U. |
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| November 29, 2021 |
VIRT / Virtu Financial Inc / North Island Holdings I, Lp Activist Investment ?0 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 3)* Under the Securities Exchange Act of 1934 VIRTU FINANCIAL, INC. (Name of Issuer) Class A common stock, par value $0.00001 per share (Title of Class of Securities) 928254101 (CUSIP Number) Jeremy Henderson Ordinal Ventures, LLC 667 Madison Avenue New York, NY 10065 (929) 394-0020 Copy to: Mark |
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| November 3, 2021 |
Virtu Announces Third Quarter 2021 Results Authorizes Additional $750 Million Share Repurchase Exhibit 99.1 Virtu Announces Third Quarter 2021 Results Authorizes Additional $750 Million Share Repurchase NEW YORK, NY, November 3, 2021 - Virtu Financial, Inc. (NASDAQ: VIRT), a leading provider of financial services and products that leverages cutting edge technology to deliver innovative, transparent trading solutions to its clients and liquidity to the global markets, today reported results |
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| November 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-37352 Vir |
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| November 3, 2021 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 3, 2021 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 3 |
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| August 17, 2021 |
VIRT / Virtu Financial Inc / North Island Holdings I, Lp Activist Investment “0 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 2)* Under the Securities Exchange Act of 1934 VIRTU FINANCIAL, INC. (Name of Issuer) Class A common stock, par value $0.00001 per share (Title of Class of Securities) 928254101 (CUSIP Number) Jeremy Henderson Ordinal Ventures, LLC 667 Madison Avenue New York, NY 10065 (929) 394-0020 Copy to: Mark |
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| August 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 17, 2021 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-37352 32-0420206 (State or other jurisdiction of incorporation) (Commission F |
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| August 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-37352 Virtu Fi |
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| August 4, 2021 |
Virtu Announces Second Quarter 2021 Results Exhibit 99.1 Virtu Announces Second Quarter 2021 Results NEW YORK, NY, August 4, 2021 - Virtu Financial, Inc. (NASDAQ: VIRT), a leading provider of financial services and products that leverages cutting edge technology to deliver innovative, transparent trading solutions to its clients and liquidity to the global markets, today reported results for the second quarter ended June 30, 2021. Second Qu |
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| August 4, 2021 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 4, 2021 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 32- |
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| August 4, 2021 |
VIRTU FINANCIAL, INC. AMENDED AND RESTATED 2015 MANAGEMENT INCENTIVE PLAN EMPLOYEE RESTRICTED STOCK AWARD AGREEMENT THIS RESTRICTED STOCK AWARD AGREEMENT (the ?Agreement?), is entered into as of February 26, 2021 (the ?Date of Grant?), by and between Virtu Financial, Inc., a Delaware corporation (the ?Company?), and Douglas A. Cifu (the ?Participant?). WHEREAS, the Company has adopted the Virtu Fi |
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| June 10, 2021 |
Statement of Doug Cifu1 SEC Investor Advisory Committee Meeting June 10, 2021 Exhibit 99.1 Statement of Doug Cifu1 SEC Investor Advisory Committee Meeting June 10, 2021 Today?s meeting and the important topics being discussed could not be more timely as we reflect on an unprecedented series of events that has intensified the dialogue around equity market structure. For several months, in the wake of trading volatility involving so-called ?meme? stocks, various lawmakers, po |
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| June 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 10, 2021 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 32-0 |
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| June 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 9, 2021 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 32-04 |
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| June 9, 2021 |
Exhibit 99.1 Piper Sandler Market Structure Conference June 2021 Virtu Financial Update 2021 Virtu Financial. All rights reserved. Not to be reproduced or retransmitted without permission. Multiple Growth Levers Virtu Normalized Historical Results Pro Forma Pro forma results for Virtu + KCG + ITG result in through-Through-the-Cycle ANTI per Day1 Adj. EPS1 Adj. EBITDA1 the-cycle Adj. NTI per day of |
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| June 4, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 4, 2021 (June 3, 2021) VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-37352 32-0420206 (State or other jurisdiction of incorporation) ( |
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| May 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-37352 Virtu F |
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| May 4, 2021 |
Virtu Announces First Quarter 2021 Results Authorizes Additional $300 Million Share Repurchase Exhibit 99.1 Virtu Announces First Quarter 2021 Results Authorizes Additional $300 Million Share Repurchase NEW YORK, NY, May 4, 2021 - Virtu Financial, Inc. (NASDAQ: VIRT), a leading provider of financial services and products that leverages cutting edge technology to deliver innovative, transparent trading solutions to its clients and liquidity to the global markets, today reported results for t |
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| May 4, 2021 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 4, 2021 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 32-042 |
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| April 30, 2021 |
TABLE OF CONTENTS As filed with the Securities and Exchange Commission on April 30, 2021 Registration No. |
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| April 30, 2021 |
Exhibit 25.1 securities and exchange commission Washington, D.C. 20549 FORM T-1 Statement of Eligibility Under The Trust Indenture Act of 1939 of a Corporation Designated to Act as Trustee Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) ? U.S. BANK NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 31-0841368 I.R.S. Employer Identif |
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| April 26, 2021 |
Virtu Financial, Inc. Appoints Joanne M. Minieri to its Board of Directors Exhibit 99.1 Virtu Financial, Inc. Appoints Joanne M. Minieri to its Board of Directors NEW YORK, NY, April 26, 2021 ? Virtu Financial, Inc. (NASDAQ: VIRT), a leading provider of financial services and products that leverages cutting-edge technology to deliver innovative, transparent trading solutions to our clients and liquidity to the global markets, today announced that it has appointed Joanne |
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| April 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 26, 2021 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 32- |
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| April 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| April 23, 2021 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ??) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Rul |
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| March 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 18, 2021 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 32- |
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| March 18, 2021 |
Exhibit 99.1 1 Virtual FIA Boca March 18, 2021 $4.1 $3.9 $12.7 $10.6 $5.7 $7.1 $9.0 $0 $2 $4 $6 $8 $10 $12 $14 FY 2018* FY 2019* 1Q20 2Q20 3Q20 4Q20 FY 2020 Millions per Day Market Making Execution Services Continued Strong Performance Average Daily Adjusted Net Trading Income1 2 2 2021 off to a strong start driven by all aspects of business, including: Continued strong performance of VES and MM O |
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| February 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-37352 Virtu Financia |
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| February 25, 2021 |
VIRTU FINANCIAL, INC. AMENDED AND RESTATED 2015 MANAGEMENT INCENTIVE PLAN RESTRICTED STOCK UNIT AND COMMON STOCK AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AND COMMON STOCK AWARD AGREEMENT (the ?Agreement?), is entered into as of February 1, 2021 (the ?Date of Grant?), by and between Virtu Financial, Inc., a Delaware corporation (the ?Company?), and Brett Fairclough (the Participant?). WHEREAS, th |
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| February 25, 2021 |
EXECUTION VERSION VIRTU FINANCIAL, INC. AMENDED AND RESTATED 2015 MANAGEMENT INCENTIVE PLAN EMPLOYEE RESTRICTED STOCK UNIT AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (the ?Agreement?), is entered into as of June 22, 2020 (the ?Date of Grant?), by and between Virtu Financial, Inc., a Delaware corporation (the ?Company?), and Joseph Molluso (the ?Participant?). WHEREAS, the Company h |
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| February 25, 2021 |
EXECUTION VERSION VIRTU FINANCIAL, INC. AMENDED AND RESTATED 2015 MANAGEMENT INCENTIVE PLAN EMPLOYEE RESTRICTED STOCK AWARD AGREEMENT THIS RESTRICTED STOCK AWARD AGREEMENT (the ?Agreement?), is entered into as of June 22, 2020 (the ?Date of Grant?), by and between Virtu Financial, Inc., a Delaware corporation (the ?Company?), and Joseph Molluso (the ?Participant?). WHEREAS, the Company has adopted |
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| February 25, 2021 |
Subsidiaries of Virtu Financial, Inc. EXHIBIT 21.1 Subsidiaries of Virtu Financial, Inc. The following are subsidiaries of Virtu Financial, Inc. as of December 31, 2020 and the jurisdictions in which they are organized. The names of particular subsidiaries have been omitted because, considered in the aggregate as a single subsidiary, they would not constitute, as of December 31, 2020, a "significant subsidiary" as that term is defined |
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| February 25, 2021 |
VIRTU FINANCIAL, INC. AMENDED AND RESTATED 2015 MANAGEMENT INCENTIVE PLAN RESTRICTED STOCK UNIT AND COMMON STOCK AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AND COMMON STOCK AWARD AGREEMENT (the ?Agreement?), is entered into as of February 1, 2021 (the ?Date of Grant?), by and between Virtu Financial, Inc., a Delaware corporation (the ?Company?), and Douglas A. Cifu (the ?Participant?). WHEREAS, th |
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| February 25, 2021 |
EX-10.4 2 exhbit104q420.htm EX-10.4 VIRTU FINANCIAL, INC. AMENDED AND RESTATED 2015 MANAGEMENT INCENTIVE PLAN RESTRICTED STOCK UNIT AND COMMON STOCK AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AND COMMON STOCK AWARD AGREEMENT (the “Agreement”), is entered into as of [], 2020 (the “Date of Grant”), by and between Virtu Financial, Inc., a Delaware corporation (the “Company”), and (the “Participant”). |
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| February 25, 2021 |
VIRTU FINANCIAL, INC. AMENDED AND RESTATED 2015 MANAGEMENT INCENTIVE PLAN COMMON STOCK AWARD AGREEMENT THIS COMMON STOCK AWARD AGREEMENT (the ?Agreement?), is entered into as of February 1, 2021 (the ?Date of Grant?), by and between Virtu Financial, Inc., a Delaware corporation (the ?Company?), and Douglas A. Cifu (the ?Participant?). WHEREAS, the Company has adopted the Virtu Financial, Inc. Amen |
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| February 25, 2021 |
VIRTU FINANCIAL, INC. AMENDED AND RESTATED 2015 MANAGEMENT INCENTIVE PLAN RESTRICTED STOCK UNIT AND COMMON STOCK AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AND COMMON STOCK AWARD AGREEMENT (the ?Agreement?), is entered into as of February 1, 2021 (the ?Date of Grant?), by and between Virtu Financial, Inc., a Delaware corporation (the ?Company?), and Joseph Molluso (the ?Participant?). WHEREAS, the |
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| February 25, 2021 |
VIRTU FINANCIAL, INC. DEFERRED COMPENSATION PLAN Effective November 13, 2020 The Virtu Financial, Inc. Deferred Compensation Plan is intended to provide a select group of management employees the ability to defer certain compensation earned by such employees. It is intended that this Plan will be supplemented by annual summaries describing the Plan and participation in the Plan for the applicable |
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| February 25, 2021 |
VIRTU FINANCIAL, INC. AMENDED AND RESTATED 2015 MANAGEMENT INCENTIVE PLAN RESTRICTED STOCK UNIT AND COMMON STOCK AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AND COMMON STOCK AWARD AGREEMENT (the ?Agreement?), is entered into as of February 1, 2021 (the ?Date of Grant?), by and between Virtu Financial, Inc., a Delaware corporation (the ?Company?), and Stephen Cavoli (the ?Participant?). WHEREAS, the |
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| February 11, 2021 |
Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 11, 2021 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) |
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| February 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 1)* Virtu Financial, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 928254101 (CUSIP Number) 12/31/2020 (Date of Event Which |
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| February 11, 2021 |
Exhibit 99.1 Virtu Announces Fourth Quarter and Full Year 2020 Results Authorizes Additional $70 Million Share Repurchase NEW YORK, NY, February 11, 2021 - Virtu Financial, Inc. (NASDAQ: VIRT), a leading provider of financial services and products that leverages cutting edge technology to deliver innovative, transparent trading solutions to its clients and liquidity to the global markets, today re |
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| January 8, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Virtu Financial Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 928254101 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| November 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 13, 2020 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) |
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| November 6, 2020 |
Virtu Announces Third Quarter 2020 Results Exhibit 99.1 Virtu Announces Third Quarter 2020 Results NEW YORK, NY, November 6, 2020 - Virtu Financial, Inc. (NASDAQ: VIRT), a leading provider of financial services and products that leverages cutting edge technology to deliver innovative, transparent trading solutions to its clients and liquidity to the global markets, today reported results for the third quarter ended September 30, 2020. Thir |
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| November 6, 2020 |
As filed with the Securities and Exchange Commission on November 6, 2020 Registration No. |
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| November 6, 2020 |
VIRTU FINANCIAL, INC. AMENDED AND RESTATED 2015 MANAGEMENT INCENTIVE PLAN EMPLOYEE RESTRICTED STOCK UNIT AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (the “Agreement”), is entered into as of August 12, 2020 (the “Date of Grant”), by and between Virtu Financial, Inc., a Delaware corporation (the “Company”), and Sean Galvin (the “Participant”). WHEREAS, the Company has adopted the Virt |
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| November 6, 2020 |
Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 6, 2020 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 3 |
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| November 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-37352 Vir |
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| November 6, 2020 |
t: 1 212 418 0100 f: 1 212 418 0123 www.virtu.com Virtu Financial Operating LLC 165 Broadway New York, NY 10006 August 7, 2020 Sean Galvin At the address on file Dear Sean: Virtu Financial Operating LLC, a Delaware limited liability company (together with all parents, affiliates and subsidiaries as the "Company"), is pleased to offer you the position of Chief Financial Officer, with a start date o |
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| September 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): September 23, 2020 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) |
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| September 23, 2020 |
Exhibit 99.1 Virtu Announces Preliminary Results for Third Quarter to Date through August 2020 and Third Quarter Conference Call Date NEW YORK, NY, September 23, 2020 – Virtu Financial, Inc. (NASDAQ: VIRT), a leading provider of financial services and products that leverages cutting edge technology to deliver innovative, transparent trading solutions to its clients and liquidity to the global mark |
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| September 10, 2020 |
VIRT / Virtu Financial, Inc. / PUBLIC SECTOR PENSION INVESTMENT BOARD - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| September 1, 2020 |
As filed with the Securities and Exchange Commission on September 1, 2020 Registration No. |
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| September 1, 2020 |
Form of Restricted Stock Unit and Common Stock Award Agreement. EXHIBIT 4.4 VIRTU FINANCIAL, INC. AMENDED AND RESTATED 2015 MANAGEMENT INCENTIVE PLAN RESTRICTED STOCK UNIT AND COMMON STOCK AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AND COMMON STOCK AWARD AGREEMENT (the “Agreement”), is entered into as of [] (the “Date of Grant”), by and between Virtu Financial, Inc., a Delaware corporation (the “Company”), and [NAME] (the “Participant”). WHEREAS, the Company h |
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| September 1, 2020 |
Virtu Financial, Inc. Amended and Restated 2015 Management Incentive Plan. EXHIBIT 4.3 Virtu Financial, Inc. Amended and Restated 2015 Management Incentive Plan 1. Purpose and History. The Virtu Financial, Inc. Amended and Restated 2015 Management Incentive Plan (the "Plan") is intended to help Virtu Financial, Inc., a Delaware corporation (including any successor thereto, the "Company") and its Affiliates (i) attract and retain key personnel by providing them the opport |
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| August 13, 2020 |
Virtu Financial Announces Changes to Finance Management Team EX-99.1 2 tm2027260d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Virtu Financial Announces Changes to Finance Management Team NEW YORK, NY, August 10, 2020 – Virtu Financial, Inc. (NASDAQ: VIRT), a leading provider of financial services and products that leverages cutting edge technology to deliver liquidity, execution services and analytics and connectivity products, today announced the appointment of S |
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| August 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 11, 2020 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 32 |
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| August 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-37352 Virtu Fi |
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| August 7, 2020 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 7, 2020 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 32- |
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| August 7, 2020 |
Virtu Announces Second Quarter 2020 Results Exhibit 99.1 Virtu Announces Second Quarter 2020 Results NEW YORK, NY, August 7, 2020 - Virtu Financial, Inc. (NASDAQ: VIRT), a leading provider of financial services and products that leverages cutting edge technology to deliver innovative, transparent trading solutions to its clients and liquidity to the global markets, today reported results for the second quarter ended June 30, 2020. Second Qu |
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| June 17, 2020 |
VIRT / Virtu Financial, Inc. / PUBLIC SECTOR PENSION INVESTMENT BOARD - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| June 8, 2020 |
VIRT / Virtu Financial, Inc. / PUBLIC SECTOR PENSION INVESTMENT BOARD - SC 13G Passive Investment SC 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| June 8, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 5, 2020 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 32-04 |
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| June 3, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 3, 2020 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 32-04 |
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| June 3, 2020 |
VIRT / Virtu Financial, Inc. / North Island Holdings I, Lp Activist Investment “0 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1)* Under the Securities Exchange Act of 1934 VIRTU FINANCIAL, INC. (Name of Issuer) Class A common stock, par value $0.00001 per share (Title of Class of Securities) 928254101 (CUSIP Number) Jeremy Henderson Ordinal Ventures, LLC 51 West 52nd Street, 30th Floor New York, NY 10019 (929) 394-0020 |
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| June 3, 2020 |
Virtu Announces Preliminary Results for Second Quarter to Date through May 2020 Exhibit 99.1 Virtu Announces Preliminary Results for Second Quarter to Date through May 2020 NEW YORK, NY, June 3, 2020 – Virtu Financial, Inc. (NASDAQ: VIRT), a leading provider of financial services and products that leverages cutting edge technology to deliver innovative, transparent trading solutions to its clients and liquidity to the global markets today announced preliminary estimates of it |
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| May 26, 2020 |
VIRT / Virtu Financial, Inc. / Viola Vincent J - AMENDMENT NO. 5 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* Virtu Financial, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 928254101 (CUSIP Number) Justin Waldie General Counsel 165 Broadway New York, NY 10006 (212) 418-0100 (Name, Address and Telephone Number of Person Authorized to R |
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| May 19, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 19, 2020 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 32-04 |
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| May 19, 2020 |
Virtu Financial Agrees to Sell MATCHNow Marketplace to Cboe Global Markets Exhibit 99.1 Virtu Financial Agrees to Sell MATCHNow Marketplace to Cboe Global Markets NEW YORK, NY, May 19, 2020 – Virtu Financial, Inc. (NASDAQ: VIRT), a leading provider of financial services and products that leverages cutting edge technology to deliver innovative, transparent trading solutions to its clients and liquidity to the global markets, announced today it has entered into a definitiv |
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| May 18, 2020 |
Virtu Announces Debt Paydown on its Term Loan Facility Exhibit 99.1 Virtu Announces Debt Paydown on its Term Loan Facility NEW YORK, NY, May 18, 2020 – Virtu Financial, Inc. (NASDAQ: VIRT), a leading provider of financial services and products that leverages cutting edge technology to deliver innovative, transparent trading solutions to its clients and liquidity to the global markets, announced today that it has made a prepayment of approximately $188 |
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| May 18, 2020 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 18, 2020 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 32-04 |
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| May 15, 2020 |
EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13G, dated May 15, 2020 (the “Schedule 13G”), with respect to the Class A common stock, par value $0.00001 per share, of Virtu Financial, Inc. is, and any amendments thereto executed by each of us shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 1 |
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| May 15, 2020 |
VIRT / Virtu Financial, Inc. / Temasek Holdings (Private) Ltd - SC 13G Passive Investment SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2. Under the Securities Exchange Act of 1934 (Amendment No. )* Virtu Financial, Inc. (Name of Issuer) Class A Common Stock, par value $0.00001 per share (Title of Class |
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| May 11, 2020 |
AMENDMENT NO. 2, dated as of March 2, 2020 (this “Amendment”), to the Credit Agreement, dated as of March 1, 2019 (as amended by that certain Amendment No. 1 dated as of October 9, 2019, and as further amended, restated, supplemented or otherwise modified from time to time prior to the date hereof, the “Credit Agreement”), among VIRTU FINANCIAL LLC, a Delaware limited liability company (“Holdings” |
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| May 11, 2020 |
Employment Agreement (this “Agreement”), dated as of April 30, 2020 (the “Effective Date”), between Virtu Financial Operating LLC, a Delaware limited liability company (together with all parents, affiliates and subsidiaries as the "Company"), and Joseph Molluso (“Executive”). |
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| May 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-37352 Virtu F |
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| May 7, 2020 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 7, 2020 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 32-042 |
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| May 7, 2020 |
Virtu Announces First Quarter 2020 Results Exhibit 99.1 Virtu Announces First Quarter 2020 Results NEW YORK, NY, May 7, 2020 - Virtu Financial, Inc. (NASDAQ: VIRT), a leading provider of financial services and products that leverages cutting edge technology to deliver innovative, transparent trading solutions to its clients and liquidity to the global markets, today reported results for the first quarter ended March 31, 2020. First Quarter |
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| May 6, 2020 |
EXHIBIT 99.21 PURCHASE AGREEMENT PURCHASE AGREEMENT, dated May 6, 2020 (this “Agreement”), by and among the seller listed on the signature pages hereto, as seller (the “Seller”), and TJMT Holdings LLC, a Delaware limited liability company, as purchaser (the “Purchaser”). WHEREAS, the Seller holds 216,680 common units (the “Units”) in Virtu Financial LLC (the “Company”) and Class C shares of common |
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| May 6, 2020 |
VIRT / Virtu Financial, Inc. / Viola Vincent J - AMENDMENT NO. 4 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* Virtu Financial, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 928254101 (CUSIP Number) Justin Waldie General Counsel 165 Broadway New York, NY 10006 (212) 418-0100 (Name, Address and Telephone Number of Person Authorized to R |
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| May 5, 2020 |
Virtu Announces Appointments of Co-Presidents and Expansion of Management Team Exhibit 99.1 Virtu Announces Appointments of Co-Presidents and Expansion of Management Team NEW YORK, May 4, 2020 (GLOBE NEWSWIRE) - Virtu Financial, Inc. (NASDAQ: VIRT), a leading provider of financial services and products that leverages cutting edge technology to deliver liquidity to the global markets and provide execution services and data, analytics and connectivity products, today announced |
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| May 5, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 30, 2020 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 32- |
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| April 24, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| April 24, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| March 24, 2020 |
EXHIBIT 99.1 Virtu Announces $450 Million of Additional Broker Dealer Borrowing Capacity and Preliminary Quarter-to-Date Results NEW YORK, NY, March 20, 2020 – Virtu Financial, Inc. (NASDAQ: VIRT) (“Virtu” or the “Company”), a leading provider of financial services and products that leverages cutting edge technology to deliver innovative, transparent trading solutions to our clients and liquidity |
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| March 24, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 20, 2020 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 32- |
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| March 23, 2020 |
VIRT / Virtu Financial, Inc. / Viola Vincent J - AMENDMENT NO. 3 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Virtu Financial, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 928254101 (CUSIP Number) Justin Waldie General Counsel 165 Broadway New York, NY 10006 (212) 418-0100 (Name, Address and Telephone Number of Person Authorized to R |
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| March 23, 2020 |
CLASS A COMMON STOCK PURCHASE WARRANT VIRTU FINANCIAL, INC. EXHIBIT 99.20 EXECUTION VERSION NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS EXERCISABLE HAS BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO |
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| March 23, 2020 |
EXHIBIT 99.19 EXECUTION VERSION Loan Agreement Dated as of March 20, 2020 among Virtu Americas LLC, the Lenders from time to time party hereto and TJMT Holdings LLC, as Administrative Agent Table of Contents Section Heading Page Section 1. The Credit Facilities. 1 Section 1.1 Commitments 1 Section 1.2 Interest Rate 1 Section 1.3 Manner of Borrowing Loans 2 Section 1.4 Maturity of Loans 2 Section 1 |
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| March 3, 2020 |
Virtu Announces Preliminary Results Year To Date through Feb 2020 Exhibit 99.1 Virtu Announces Preliminary Results Year To Date through Feb 2020 NEW YORK, NY, March 3, 2020 – Virtu Financial, Inc. (NASDAQ: VIRT) (“Virtu” or the “Company”), a leading provider of financial services and products that leverages cutting edge technology to deliver innovative, transparent trading solutions to its clients and liquidity to the global markets, ahead of investor meetings, |
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| March 3, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 3, 2020 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 32-0 |
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| March 2, 2020 |
Virtu Completes Previously Announced Term Loan Repricing Exhibit 99.1 Virtu Completes Previously Announced Term Loan Repricing NEW YORK, NY, MARCH 2, 2020 – Virtu Financial, Inc. (NASDAQ: VIRT) (“Virtu” or the “Company”), a leading provider of financial services and products that leverages cutting edge technology to deliver innovative, transparent trading solutions to our clients and liquidity to the global markets, today announced the completion of a r |
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| March 2, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 2, 2020 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) 32-0 |
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| February 28, 2020 |
VIRTU FINANCIAL, INC. AMENDED AND RESTATED 2015 MANAGEMENT INCENTIVE PLAN EMPLOYEE RESTRICTED STOCK AWARD AGREEMENT THIS RESTRICTED STOCK AWARD AGREEMENT (the “Agreement”), is entered into as of February 27, 2020 (the “Date of Grant”), by and between Virtu Financial, Inc., a Delaware corporation (the “Company”), and Douglas A. Cifu (the “Participant”). WHEREAS, the Company has adopted the Virtu Fi |
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| February 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-37352 Virtu Financia |
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| February 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 26, 2020 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-37352 (Commission File No.) |
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| February 28, 2020 |
Amended and Restated Employment Agreement (this “Agreement”), dated as of February 26, 2020 (the “Effective Date”), between Virtu Financial Operating LLC, a Delaware limited liability company (together with all parents, affiliates and subsidiaries as the "Company"), and Stephen Cavoli (“Executive”). |
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| February 28, 2020 |
VIRTU FINANCIAL, INC. AMENDED AND RESTATED 2015 MANAGEMENT INCENTIVE PLAN EMPLOYEE RESTRICTED STOCK AWARD AGREEMENT THIS RESTRICTED STOCK AWARD AGREEMENT (the “Agreement”), is entered into as of February 27, 2020 (the “Date of Grant”), by and between Virtu Financial, Inc., a Delaware corporation (the “Company”), and Brett Fairclough (the “Participant”). WHEREAS, the Company has adopted the Virtu F |
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| February 28, 2020 |
Amended and Restated Employment Agreement (this “Agreement”), dated as of February 26, 2020 (the “Effective Date”), between Virtu Financial Operating LLC, a Delaware limited liability company (together with all parents, affiliates and subsidiaries as the "Company"), and Brett Fairclough (“Executive”). |
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| February 28, 2020 |
Subsidiaries of Virtu Financial, Inc. EXHIBIT 21.1 Subsidiaries of Virtu Financial, Inc. The following are subsidiaries of Virtu Financial, Inc. as of December 31, 2019 and the jurisdictions in which they are organized. The names of particular subsidiaries have been omitted because, considered in the aggregate as a single subsidiary, they would not constitute, as of December 31, 2019, a "significant subsidiary" as that term is defined |
