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| CIK | 1450704 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Vivakor, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 27, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Vivakor, Inc. (Exact Name of Registrant as Specified in its Charter) N/A Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Type Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Share Maximum Aggregate Offering Price Fee Rate(2) Amount of Registration Fee Carry |
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| August 27, 2025 |
Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 VIVAKOR, INC. (Exact name of registrant as specified in its charter) Nevada 26-2178141 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification Number) 5220 Spring Valley Road, Suite 500 Dallas, TX 75254 |
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| August 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number: 000-41286 VIVAKOR, INC. (Exact |
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| August 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| August 19, 2025 |
Vivakor Resets Record Date of Special Dividend of Adapti, Inc. Shares for September 5, 2025 Exhibit 99.1 Vivakor Resets Record Date of Special Dividend of Adapti, Inc. Shares for September 5, 2025 Dallas, TX – Globe Newswire – August 19, 2025 - Vivakor, Inc. (Nasdaq: VIVK) (“Vivakor” or the “Company”), an integrated provider of energy transportation, storage, reuse, and remediation services, today announced it would reset the record date of the previously-announced special dividend to Vi |
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| August 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 19, 2025 VIVAKOR, INC. (Exact name of registrant as specified in its charter) Nevada 001-41286 26-2178141 (State or other jurisdiction of (Commission (IRS Employer incorporatio |
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| August 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2025 VIVAKOR, INC. (Exact name of registrant as specified in its charter) Nevada 001-41286 26-2178141 (State or other jurisdiction of (Commission (IRS Employer incorporatio |
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| August 18, 2025 |
Exhibit 99.1 Vivakor Strengthens Executive Leadership Team Strategic COO and CFO Appointments Enhance Operational and Financial Capabilities Dallas, TX, Aug. 13, 2025 (GLOBE NEWSWIRE) - Vivakor, Inc. (Nasdaq: VIVK) (“Vivakor” or the “Company”), an integrated provider of energy transportation, storage, reuse, and remediation services, today announced the appointments of Kimberly Hawley as EVP and C |
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| August 18, 2025 |
Exhibit 10.1 SECOND AMENDMENT TO THE EMPLOYMENT AGREEMENT BETWEEN VIVAKOR, INC., VIVAKOR ADMINISTRATION, LLC AND LESLIE D. PATTERSON THIS SECOND AMENDMENT TO THE EMPLOYMENT AGREEMENT (this “Second Amendment”) is made and entered into as of August 12, 2025, by and between VIVAKOR, INC., a Nevada corporation (“Vivakor”) and VIVAKOR ADMINISTRATION, LLC, a Texas limited liability company (“VIVK Admin” |
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| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: April 30, 2025 Estimated average burden hours per response ... 2.50 FORM 12b-25 SEC FILE NUMBER 001-41286 NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2025 ☐ Tran |
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| August 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| August 6, 2025 |
Exhibit 99.2 VIVAKOR UNLOCKS $59 MILLION IN DEBT REDUCTION AND IMPROVES PROFITABILITY WITH STRATEGIC SALE OF NON-CORE BUSINESS UNITS Focusing on Higher Margin and Growth Opportunities DALLAS, TX / ACCESSWIRE / July 30, 2025 / Vivakor, Inc. (NASDAQ:VIVK) (“Vivakor” or the “Company”), an integrated provider of energy transportation, storage, reuse, and remediation services, has announced the sale of |
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| August 6, 2025 |
Vivakor Announces Annual Shareholder Meeting to be Held on September 11, 2025 Exhibit 99.4 Vivakor Announces Annual Shareholder Meeting to be Held on September 11, 2025 Dallas, TX – Globe Newswire - August 4, 2025 - Vivakor, Inc. (Nasdaq: VIVK) (“Vivakor” or the “Company”), an integrated provider of energy transportation, storage, reuse, and remediation service, today announced that its Annual Shareholder Meeting will be held at 2278 Monitor Street, Dallas Texas 75207, to b |
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| August 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2025 VIVAKOR, INC. (Exact name of registrant as specified in its charter) Nevada 001-41286 26-2178141 (State or other jurisdiction of (Commission (IRS Employer incorporation |
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| August 6, 2025 |
Membership Interest Purchase Agreement Exhibit 10.1 Execution Version Membership Interest Purchase Agreement This Membership Interest Purchase Agreement (this “Agreement”), dated as of July 30, 2025, is entered into between Vivakor Transportation, LLC, a Texas limited liability company (“Seller”), and Jorgan Development, LLC, a Louisiana limited liability company (“Buyer”, together with Seller, each, a “Party”, and together, the “Parti |
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| August 6, 2025 |
Exhibit 10.2 FORBEARANCE AGREEMENT This FORBEARANCE AGREEMENT (the “Agreement”) is entered into on July 30, 2025, by and among Maxus Capital Group, LLC, a Delaware limited liability company with its principal place of business at 959 W. St. Clari Avenue, Suite 300, Cleveland, Ohio 44113 (“Maxus” or “Lessor”), and: (A) Silver Fuels Delhi, LLC, a Louisiana limited liability company, whose registered |
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| August 6, 2025 |
Vivakor Confirms Special Dividend of Adapti, Inc. Record Date Set for August 20, 2025 Exhibit 99.3 Vivakor Confirms Special Dividend of Adapti, Inc. Record Date Set for August 20, 2025 Dallas, TX – Globe Newswire - July 31, 2025 - Vivakor, Inc. (Nasdaq: VIVK) (“Vivakor” or the “Company”), an integrated provider of energy transportation, storage, reuse, and remediation service, today announced the record date of August 20, 2025 for its previously disclosed plan to issue a special di |
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| August 6, 2025 |
Exhibit 99.1 TRANSITION AGREEMENT TRANSITION AGREEMENT (the “Agreement”) is executed August 3, 2025 (the “Effective Date”) by and among Vivakor Administration, LLC, a Texas limited liability company, and Vivakor, Inc., a Nevada corporation (hereinafter collectively referred to collectively as the “Company”) and Russ M. Shelton, an individual (hereinafter referred to as “Shelton”). W I T N E S S E |
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| July 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 19, 2025 VIVAKOR, INC. (Exact name of registrant as specified in its charter) Nevada 001-41286 26-2178141 (State or other jurisdiction of (Commission (IRS Employer incorporation |
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| July 24, 2025 |
Exhibit 99.1 RESIGNATION LETTER July 19, 2025 Via email and regular mail to [email protected] Mr. Patrick Knapp Corporate Secretary Vivakor, Inc. 5220 Spring Valley Rd 500 Dallas, TX 75242 Via email and regular mail to [email protected], [email protected], [email protected], [email protected] Mr. James Ballengee Mr. Mike Thompson Mr. John Harris Mr. Albert Johnson Board o |
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| July 24, 2025 |
EXECUTIVE EMPLOYMENT AGREEMENT Exhibit 10.1 Execution Version EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”) dated effective July 24, 2025 (the “Effective Date”), is by and between Vivakor ADMINISTRATION, LLC, a Texas limited liability company (the “Company”), and KIMBERLY HAWLEY, an individual (the “Executive”). The Company and Executive may herein be referred to individually as a “Party” |
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| July 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 15, 2025 VIVAKOR, INC. |
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| July 21, 2025 |
Junior Secured Convertible Note Exhibit 10.3 Exhibit A-2 to Loan Agreement Second Amendment Junior Secured Convertible Note THIS SECURITY HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN |
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| July 21, 2025 |
SECOND AMENDMENT TO LOAN AGREEMENT AND REGISTRATION RIGHTS AGREEMENT Exhibit 10.2 SECOND AMENDMENT TO LOAN AGREEMENT AND REGISTRATION RIGHTS AGREEMENT This Second Amendment to Loan Agreement and the Registration Rights Agreement (this “Amendment”) is dated as of July 9, 2025 (the “Effective Date”) and is made and entered into between Vivakor, Inc., a Nevada corporation (the “Company”), and J.J. Astor & Co., a Utah corporation (including its successors and assigns, |
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| July 21, 2025 |
FORBEARANCE AND AMENDMENT TO LOAN AGREEMENT AND NOTE Exhibit 10.1 FORBEARANCE AND AMENDMENT TO LOAN AGREEMENT AND NOTE This Forbearance and Amendment to Loan Agreement and Note (this “Amendment”) is made and entered into this 9th day of July 2025 (the “Agreement Date”), but deemed to be effective as of April 14, 2025 (the “Amendment Effective Date”) by and between Vivakor Inc., a Nevada corporation (the “Company”), and J.J. Astor & Co., a Utah corpo |
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| June 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2025 VIVAKOR, INC. |
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| June 3, 2025 |
Regulation FD Disclosure, Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2025 VIVAKOR, INC. |
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| June 3, 2025 |
Vivakor Announces Special Dividend Exhibit 99.2 Vivakor Announces Special Dividend Dallas, TX, May 30, 2025 (GLOBE NEWSWIRE) - Vivakor, Inc. (Nasdaq: VIVK) (“Vivakor” or the “Company”), an integrated provider of energy transportation, storage, reuse, and remediation service, today announced that its Board of Directors has approved a plan to issue a special dividend to Vivakor shareholders. Vivakor currently holds 206,595 (approxima |
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| June 3, 2025 |
Exhibit 99.1 Vivakor Revenue Soars 133% in Q1 2025 to $37.3M Gross Profit Up 345% with Record Asset Base Margins and EBITDA Remained Strong Due to Performance of our Transportation Logistics Segment Dallas, TX – Globe Newswire - May 29, 2025 - Vivakor, Inc. (Nasdaq: VIVK) (“Vivakor” or the “Company”), an integrated provider of energy transportation, storage, reuse, and remediation service, today a |
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| June 3, 2025 |
Vivakor Strengthens Permian Presence with 10 Pipeline Stations, Fueling Revenue and Margin Expansion Exhibit 99.3 Vivakor Strengthens Permian Presence with 10 Pipeline Stations, Fueling Revenue and Margin Expansion Dallas, TX, June 03, 2025 (GLOBE NEWSWIRE) – Vivakor, Inc. (Nasdaq: VIVK) (“Vivakor” or the “Company”) is an integrated provider of energy transportation, storage, reuse, and remediation services. Vivakor’s growth strategy is anchored in the Permian and Eagle Ford Basins where the Comp |
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| May 20, 2025 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2025 VIVAKOR, INC. |
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| May 20, 2025 |
Exhibit 10.2 NEITHER THIS NOTE NOR THE SECURITIES INTO WHICH THIS NOTE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE. THESE SECURITIES HAVE BEEN SOLD IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSU |
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| May 20, 2025 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of May 13, 2025, is entered into by and between Vivakor, Inc., a Nevada corporation, (the “Company”), ClearThink Capital Partners LLC, a Delaware limited liability company (the “Lead Buyer” or “ClearThink”), and each purchaser identified on the signature pages and the Schedule of Buyers (Exhib |
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| May 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number: 000-41286 VIVAKOR, INC. (Exact |
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| May 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: April 30, 2025 Estimated average burden hours per response ... 2.50 FORM 12b-25 SEC FILE NUMBER 001-41286 NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2025 ☐ Tra |
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| May 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41286 VIVAK |
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| May 2, 2025 |
Vivakor, Inc. Compensation Recovery Policy Exhibit 97 Vivakor, Inc. Compensation Recovery Policy 1. Purpose. The purpose of this Compensation Recovery Policy of the Company (as amended from time to time, the “Policy”), dated as of November 30, 2023 to describe the circumstances in which current and former Executive Officers will be required to repay or return Erroneously Awarded Compensation to members of the Company Group. The Company has |
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| April 15, 2025 |
Exhibit 4.5 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED Vivakor, Inc. (the “Company,” “we,” “us,” and “our”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), which is the Company’s common stock, par value $0.001 per share (the “Common Stock”). The Commo |
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| April 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41286 VIVAKOR, INC. (Exact name |
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| April 15, 2025 |
Exhibit 21.1 Subsidiaries 1. Vivakor Operating, LLC, a Texas limited liability company. 2. Vivakor Administration, LLC, a Texas limited liability company. 3. Vivakor Midstream, LLC, a Texas limited liability company. 4. VivaVentures Management Company, Inc., a Nevada corporation. 5. VM Facilities, LLC, a Texas limited liability company. 6. Vivakor Transportation, LLC, a Texas limited liability com |
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| April 15, 2025 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 9, 2025 VIVAKOR, INC. |
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| April 15, 2025 |
Side Letter with Cedarview Capital Management LLC Exhibit 10.1 Vivakor, Inc. 5220 Spring Valley Road, Suite 500 Dallas, TX 75242 Cedarview Capital Management LLC 1067 Broadway Woodmere, NY 11598 Attention: Burton Weinstein Re: Revised Repayment Terms Ladies and Gentlemen: Reference is hereby made to that certain Loan and Security Agreement dated October 31, 2024 by and among Vivakor, Inc., a Nevada corporation (the “Debtor”), Cedarview Capital Ma |
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| March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: April 30, 2025 Estimated average burden hours per response ... 2.50 FORM 12b-25 SEC FILE NUMBER 001-41286 NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2024 ☐ |
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| March 21, 2025 |
Junior Secured Convertible Promissory Note Issued to J.J. Astor & Co. Exhibit 10.2 Junior Secured Convertible Note THIS SECURITY HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECU |
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| March 21, 2025 |
Registration Rights Agreement with J.J. Astor & Co. dated March 17, 2025 Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of March 17, 2025 by and between VIvakor Inc. a Nevada corporation (the “Company”), and J.J. Astor & Co., a Utah corporation (“Lender”). This Agreement is made pursuant to the Loan Agreement, dated as of the date hereof, between the Company and the Lender (the “Loan Agreemen |
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| March 21, 2025 |
Loan and Security Agreement with J.J. Astor & Co. dated March 17, 2025 Exhibit 10.1 LOAN AGREEMENT This Loan Agreement (this “Agreement”) is dated as of March 17, 2025 (the “Agreement Date”) and is made and entered into between Vivakor Inc., a Nevada corporation (the “Company”), and J.J. Astor & Co., a Utah corporation (including its successors and assigns, the “Lender”). WHEREAS, the Company wishes to borrow the sum of up to $5,000,000 (the “Loan”), and the Company |
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| March 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 18, 2025 VIVAKOR, INC. |
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| February 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A (Amendment No. |
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| February 14, 2025 |
Employment Agreement with Andre Johnson dated February 10, 2025 Exhibit 10.3 Execution Copy EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this “Agreement”) dated effective February 12, 2025 (the “Effective Date”), is by and between Vivakor ADMINISTRATION, LLC, a Texas limited liability company, Employer Flexible HR, LLC (together, the “Company”), and ANDRE JOHNSON, an individual domiciled in [] County, Texas (the “Employee”). The Company and Employee may her |
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| February 14, 2025 |
Consulting Agreement with WSGS, LLC dated February 11, 2025 Exhibit 10.1 INDEPENDENT CONTRACTOR AGREEMENT THIS INDEPENDENT CONTRACTOR AGREEMENT (the “Agreement”) is made and entered into as of February 11, 2025 to document services that began on January 1, 2025 (the “Effective Date”), by and between WSGS, LLC, a South Carolina limited liability company (the “Consultant”), and Vivakor, Inc., a Nevada corporation and its subsidiaries (the “Client”) whose pri |
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| February 14, 2025 |
Certificate of Designation for Series A Preferred Stock Exhibit 3.1 Vivakor, INC. CERTIFICATE OF DESIGNATIONS, PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES A CONVERTIBLE PREFERRED STOCK PURSUANT TO NRS 78.1955 The undersigned, James Ballengee, does hereby certify that: 1. He is the Chief Executive Officer of Vivakor, Inc., a Nevada corporation (the “Company”). 2. The Company is authorized to issue 15,000,000 shares of preferred stock, none of which ha |
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| February 14, 2025 |
Side Letter with Tyler Nelson dated February 10, 2025 Exhibit 10.2 Vivakor, Inc. 5220 Spring Valley Road, Suite 500 Dallas, TX 75242 February 10, 2025 Tyler Nelson Re: Side Letter Related to Transfer of Tyler Nelson Executive Employment Agreement to Vivakor Administration, LLC. Ladies and Gentlemen: Reference is hereby made to that certain Executive Employment Agreement by and between Tyler Nelson, an individual (“Nelson”), and Vivakor, Inc., a Nevad |
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| February 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2025 VIVAKOR, INC. |
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| February 12, 2025 |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2025 VIVAKOR, INC. |
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| February 12, 2025 |
Exhibit 3.1 FRANCISCO V. AGUILARSecretary of StateRUBEN J. RODRIGUEZDeputy Secretary for Southern Nevada2250 Las Vegas Blvd North, Suite 400 North Las Vegas, NV 89030 Telephone (702) 486-2880Fax (702) 486-2452STATE OF NEVADAOFFICE OF THESECRETARY OF STATEGABRIEL DI CHIARAChief Deputy Secretary of StateDEANNA L. REYNOLDSDeputy Secretary for Commercial Recordings401 N. Carson Street Carson City, NV |
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| January 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 27, 2024 VIVAKOR, INC. (Exact name of registrant as specified in its charter) Nevada 001-41286 26-2178141 (State or other jurisdiction of (Commission (IRS Employer incorporat |
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| December 13, 2024 |
Exhibit 99.2 Silver Fuels Processing, LLC Audited Financial Statements as of and for the years ended December 31, 2023 and 2022 Silver Fuels Processing, LLC Notes to the Financial Statements Independent Auditors’ Report 1-2 Balance Sheets as of December 31, 2023 and 2022 3 Statements of Operations for the years ended December 31, 2023 and 2022 4 Statements of Members’ Equity for the years ended De |
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| December 13, 2024 |
Exhibit 99.4 Silver Fuels Processing, LLC Financial Statements as of June 30, 2024 and December 31, 2023 and for the three-month and six-month periods ended June 30, 2024 and 2023 Silver Fuels Processing, LLC Notes to the Financial Statements Independent Auditors’ Review Report 1-2 Balance Sheets as of June 30, 2024 (Unaudited) and December 31, 2023 3 Statements of Income for the three-month and s |
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| December 13, 2024 |
Exhibit 99.6 Silver Fuels Processing, LLC Financial Statements as of September 30, 2024 and December 31, 2023 and for the three-month and nine-month periods ended September 30, 2024 and 2023 Silver Fuels Processing, LLC Notes to the Financial Statements Independent Auditors’ Review Report 1-2 Balance Sheets as of September 30, 2024 (Unaudited) and December 31, 2023 3 Statements of Operations for t |
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| December 13, 2024 |
Exhibit 99.7 VIVAKOR, INC., ENDEAVOR CRUDE, LLC, MERIDIAN LEASING EQUIPMENT, LLC, EQUIPMENT TRANSPORT, LLC AND SILVER FUELS PROCESSING, LLC Unaudited Pro Forma Consolidated Balance Sheets December 31, 2023 Vivakor, Inc.* Endeavor Entities** Silver Fuels Processing, LLC Adjustments Consolidated ASSETS Current assets: Cash and cash equivalents $ 744,307 $ 1,164,555 $ 5,990 $ - $ 1,914,852 Cash and c |
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| December 13, 2024 |
Exhibit 99.1 Endeavor Crude, LLC and Meridian Equipment Leasing, LLC Audited Combined Financial Statements as of and for the year ended December 31, 2023 Endeavor Crude, LLC and Meridian Equipment Leasing, LLC Table of Contents Independent Auditors’ Report 1-2 Combined Balance Sheet as of December 31, 2023 3 Combined Statement of Income for the year ended December 31, 2023 4 Combined Statement of |
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| December 13, 2024 |
Exhibit 99.3 Endeavor Crude, LLC, Meridian Equipment Leasing, LLC, and Equipment Transport, LLC Combined Financial Statements as of June 30, 2024 and December 31, 2023 and for the three-month and six-month periods ended June 30, 2024 and 2023 Endeavor Crude, LLC, Meridian Equipment Leasing, LLC, and Equipment Transport, LLC Table of Contents Independent Auditors’ Review Report 1-2 Combined Balance |
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| December 13, 2024 |
Exhibit 99.5 Endeavor Crude, LLC, Meridian Equipment Leasing, LLC, and Equipment Transport, LLC Combined Financial Statements as of September 30, 2024 and December 31, 2023 and for the three-month and nine-month periods ended September 30, 2024 and 2023 Endeavor Crude, LLC, Meridian Equipment Leasing, LLC, and Equipment Transport, LLC Table of Contents Independent Auditors’ Review Report 1-2 Combi |
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| December 13, 2024 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 1, 2024 VIVAKOR, INC. (Exact name of registrant as specified in its charter) Nevada 001-41286 26-2178141 (State or other jurisdiction of incorporation or o |
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| December 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2024 VIVAKOR, INC. |
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| December 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| December 3, 2024 |
Exhibit 99.1 VIVAKOR COMPLETES PIPELINE EXPANSION PROJECT New Infrastructure Expected to Bolster Oklahoma Volumes & Operations DALLAS, TX / ACCESSWIRE / November 25, 2024 / Vivakor, Inc. (NASDAQ:VIVK) ("Vivakor" or the "Company"), an integrated provider of energy transportation, storage, reuse, and remediation services, has completed construction of additional gathering lines connected to its Omeg |
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| December 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 25, 2024 VIVAKOR, INC. |
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| November 19, 2024 |
Exhibit 10.53 TRUCKING TRANSPORTATION AGREEMENT ADDENDUM This addendum (“Addendum”) is to that certain TRUCKING TRANSPORTATION AGREEMENT dated January 1, 2024, between ENDEAVOR CRUDE, LLC (“Carrier”) and WHITE CLAW CRUDE, LLC (“Customer”). Operator and shipper may hereinafter be referred to individually as a “Party” or collectively as the “Parties”. Whereas the original agreement provided for a Mi |
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| November 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number: 000-41286 VIVAKOR, INC. (E |
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| November 19, 2024 |
Exhibit 10.58 Execution Version HORIZON TRUCK & TRAILER, LLC REPAIR & MAINTENANCE SUBSCRIPTION PLAN This Repair and Maintenance Subscription Plan, including all attached schedules hereto (collectively, this “Agreement”) is entered into as of October 1, 2024 by and between HORIZON TRUCK & TRAILER, LLC, a Texas limited liability company with its principal place of business at 5220 Spring Valley Road |
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| November 19, 2024 |
Exhibit 10.36 Meridian Equipment Leasing, LLC James H. Ballengee 5220 Spring Valley Road, Ste. 415 Dallas, Texas 75254 (p) 318.469.3084 (e) [email protected] October 1, 2024 Pilot OFS Holdings LLC 20 Greenway Plaza, Suite 500 Houston, Texas 77046 Attn: Zachary Neal Delivered via email to [email protected] Re: Letter Agreement regarding Secured Promissory Note and related L |
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| November 19, 2024 |
Exhibit 10.52 B1BANK – LOAN NO. AFTER RECORDING RETURN TO: B1BANK 5220 Spring Valley Road, Suite 100 Dallas, TX 75254 Attention: Jason Siegele Market President – Texas NOTICE OF CONFIDENTIALITY RIGHTS: IF YOU ARE A NATURAL PERSON, YOU MAY REMOVE OR STRIKE ANY OR ALL OF THE FOLLOWING INFORMATION FROM ANY INSTRUMENT THAT TRANSFERS AN INTEREST IN REAL PROPERTY BEFORE IT IS FILED FOR RECORD IN THE PUB |
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| November 19, 2024 |
Exhibit 10.39 Execution Version SECURITY AGREEMENT, FINANCING STATEMENT AND ASSIGNMENT OF COLLATERAL THIS INSTRUMENT COVERS THE INTEREST OF OBLIGOR IN AND TO THE PERSONAL PROPERTY AND EQUIPMENT DESCRIBED ON EXHIBIT “A” ATTACHED HERETO. THIS FINANCING STATEMENT IS TO BE FILED FOR RECORD, AMONG OTHER PLACES, IN THE OFFICIAL RECORDS OF THE SECRETARY OF STATE OF TEXAS. A POWER OF SALE HAS BEEN GRANTED |
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| November 19, 2024 |
Exhibit 10.35 Execution Copy PURCHASE AND SALE AGREEMENT by and between PILOT OFS HOLDINGS LLC, AS SELLER and MERIDIAN EQUIPMENT LEASING, LLC, AS PURCHASER dated December 22, 2023 TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS AND CONSTRUCTION 1 1.1. Definitions 1 1.2. Rules of Construction 12 ARTICLE II. PURCHASE AND SALE AND CLOSING 13 2.1. Purchase and Sale 13 2.2. Purchase Price 13 2.3. Closing |
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| November 19, 2024 |
Lease Agreement by and between Basin Housing Ventures, LLC and Equipment Transport, LLC Exhibit 10.56 LEASE AGREEMENT This Lease Agreement (the “Agreement”) is made and entered into as of the dates set forth below, but is effective for all purposes as of the day of , 2019, by and between: BASIN HOUSING VENTURES, LLC, a Louisiana limited liability company whose address is 116 Honeysuckle Drive, West Monroe, Louisiana 71291, its successors and assigns (“Lessor”), and represented herein |
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| November 19, 2024 |
Sales Agreement by and between White Claw Crude, LLC and Silver Fuels Delhi, LLC dated July 1, 2024 Exhibit 10.57 White Claw Crude Contract Number – WC SFD 2024 This agreement is made between White Claw Crude, LLC (“WCC” and “Buyer”) and Silver Fuels Delhi, LLC. (“SFD” and “Seller”) whereby AG agrees to sell and WCC agrees to buy crude oil under the terms and conditions set forth herein. This Agreement is effective July 1, 2024, by and between WCC and Mitsui. 1. Quality: Denbury Delhi Specificat |
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| November 19, 2024 |
Exhibit 10.49 STATION THROUGHPUT AGREEMENT This STATION THROUGHPUT AGREEMENT (this “Agreement”) dated effective July 1, 2023 (the “Effective Date”) is by and between CPE Midcon Gathering, LLC, a Delaware limited liability company, (“Operators”), and WHITE CLAW CRUDE, LLC, a Texas limited liability company (“Shipper”). Operator and Shipper may hereinafter be referred to individually as a “Party” or |
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| November 19, 2024 |
Exhibit 10.37 Execution Version FIRST AMENDED AND RESTATED SECURED PROMISSORY NOTE 1. For value received, MERIDIAN EQUIPMENT LEASING, LLC, a Texas limited liability company, whose address is 5220 Spring Valley Road, Suite 415, Dallas, Texas 75254 (“Borrower”) on this day, December 31, 2023 (the “Effective Date”) does hereby promise to pay to the order of PILOT OFS HOLDINGS LLC, a Delaware limited |
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| November 19, 2024 |
Exhibit 10.44 BUSINESS LOAN, GUARANTY, AND SECURITY AGREEMENT THIS BUSINESS LOAN, GUARANTY, AND SECURITY AGREEMENT (as the same may be amended, restated, modified, or supplemented from time to time, this “Agreement”) dated as of September 27, 2024 (the “Effective Date”) among Agile Capital Funding, LLC as collateral agent (in such capacity, together with its successors and assigns in such capacity |
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| November 19, 2024 |
Exhibit 10.55 MOTOR CARRIER SERVICES AGREEMENT THIS MOTOR CARRIER SERVICES AGREEMENT (the “Agreement”) dated and effective May 2147, 2023 (the “Effective Date”), is made by and between Bonanza Creek Energy Operating Company, LLC, Extraction Oil and Gas, Inc., Northwest Corridor Holdings, LLC, Axis Exploration, LLC, 7N, LLC, 8 North, LLC, Crestone Peak Resources Operating LLC, Civitas North, LLC, a |
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| November 19, 2024 |
Exhibit 10.38 Execution Version AMENDED AND RESTATED PROMISSORY NOTE 1. For value received, MERIDIAN EQUIPMENT LEASING, LLC, a Texas limited liability company, whose address is 5220 Spring Valley, LL20, Dallas, Texas 75254 (“Borrower”) on this day, December 1, 2023 (the “Effective Date”) does hereby promise to pay to the order of PILOT TRAVEL CENTERS LLC, a Delaware limited liability company, as s |
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| November 19, 2024 |
Exhibit 10.40 Execution Version PLEDGE AGREEMENT THIS PLEDGE AGREEMENT (“Agreement”) is made and effective as of December 31, 2023 by and between MERIDIAN EQUIPMENT LEASING, LLC, a Texas limited liability company (the “Pledgor”), and PILOT OFS HOLDINGS, LLC, a Delaware limited liability company (the “Secured Party”). RECITALS WHEREAS, the Pledgor and the Secured Party have entered into that certai |
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| November 19, 2024 |
Exhibit 10.46 STATION THROUGHPUT AGREEMENT This STATION THROUGHPUT AGREEMENT (this “Agreement”) dated effective January 1, 2024 (the “Effective Date”) is by and between SILVER FUELS PROCESSING, LLC, a Texas limited liability company, POSSE WASSON, LLC, a Texas limited liability company, POSSE MONROE, LLC, a Texas limited liability company (collectively, “Operators”), and WHITE CLAW CRUDE, LLC, a T |
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| November 19, 2024 |
Business Manager Agreement by and between b1Bank and Endeavor Crude, LLC dated January 6, 2023 Exhibit 10.50 BUSINESSMANAGER® AGREEMENT WITH BUSINESSES AND PROFESSIONALS (Variable Service Charge) TO: blBANK FROM: Endeavor Crude, LLC 500 Laurel St. 5220 Spring Valley Rd. Ste L120 Baton Rouge, LA 70801 Dallas, TX 75254 (the “Financial Institution”) (the “Business’’) This BusinessManager®Agreement with Businesses and Professionals (“Agreement’’) is between Financial Institution and Business an |
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| November 19, 2024 |
Exhibit 10.47 STATION THROUGHPUT AGREEMENT This STATION THROUGHPUT AGREEMENT (this “Agreement”) dated effective January 1, 2024 (the “Effective Date”) is by and between CPE MIDCON GATHERIN, LLC, a Delaware limited liability company, (“Operator”), and WHITE CLAW CRUDE, LLC, a Texas limited liability company (“Shipper”). Operators and Shipper may hereinafter be referred to individually as a “Party” |
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| November 19, 2024 |
Exhibit 10.42 Schedule No. , dated , Incorporating by reference Master Agreement No. dated December 28, 2021 (the “Master Agreement”) between Maxus Capital Group, LLC, as Lessor, and Meridian Equipment Leasing LLC, as Lessee. LESSEE AGREES TO LEASE THE DESCRIBED EQUIPMENT FROM LESSOR, AND LESSOR BY ACCEPTANCE OF THIS SCHEDULE AGREES TO LEASE THE EQUIPMENT TO LESSEE, ON THE TERMS AND CONDITIONS SET |
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| November 19, 2024 |
Exhibit 10.41 Maxus CAPITAL GROUP Master Agreement No. 1452 MASTER AGREEMENT OF TERMS AND CONDITIONS FOR LEASE (“Master Agreement●) made as of December 28, 2021 between Maxus Capital Group, LLC, a Delaware limited liability company, having its chief executive offices at 959 West St. Clair Avenue, Suite 200, Cleveland, Ohio 44113 (“Lessor”) and Meridian Equipment Leasing LLC, a Texas limited liabil |
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| November 19, 2024 |
Exhibit 10.48 TRUCKING TRANSPORTATION AGREEMENT This TRUCKING TRANSPORTATION AGREEMENT (this “Agreement”) dated effective January 1, 2023 (the “Effective Date”) is by and between ENDEAVOR CRUDE, LLC f/k/a MERIDIAN TRANSPORT, LLC, a Texas limited liability company (“Carrier”), and WHITE CLAW CRUDE, LLC, a Texas limited liability company (“Customer”). rand Customer may hereinafter be referred to ind |
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| November 19, 2024 |
Exhibit 10.45 CURVE CAPITAL LLC 5401 Collins Avenue CU-9A Miami Beach, FL 33140 (786) 490-7809 [email protected] STANDARD MERCHANT CASH ADVANCE AGREEMENT This is an Agreement dated 3/6/2024 by and between CURVE CAPITAL LLC (“CURVE”), inclusive of its successors and assigns, and each merchant listed below (“Merchant”). Merchant’s Legal Name: ENDEAVOR CRUDE LLC and all entities lis |
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| November 19, 2024 |
Exhibit 10.51 B1BANK – LOAN NO. LOAN AND SECURITY AGREEMENT THIS LOAN AND SECURITY AGREEMENT (including all schedules, exhibits and appendices attached or otherwise identified therewith, as amended, modified or restated from time to time, this “Agreement”) dated as of NOVEMBER 12, 2020 (the “Effective Date”), is between (a) B1BANK, a Louisiana banking corporation (together with its successors and |
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| November 19, 2024 |
Exhibit 10.43 SBA Loan #6259387903 Application #3303938113 AMENDED LOAN AUTHORIZATION AND AGREEMENT (LA&A) A PROPERLY SIGNED DOCUMENT IS REQUIRED PRIOR TO ANY DISBURSEMENT CAREFULLY READ THE LA&A: This document describes the terms and conditions of your loan. It is your responsibility to comply with ALL the terms and conditions of your loan. SIGNING THE LA&A: All borrowers must sign the LA&A. ● Si |
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| November 19, 2024 |
Exhibit 10.59 Schedule No. 004, dated August 9, 2024 This Schedule hereby fully incorporates by reference that certain Master Agreement No. 1462 dated December 28, 2021 (the “Master Agreement”) between Maxus Capital Group, LLC, as Lessor, and White Claw Colorado City, LLC, as Lessee, and Jorgan Development, LLC, as Co-Lessee, jointly and severally as Lessee. LESSEE AGREES TO LEASE THE DESCRIBED EQ |
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| November 19, 2024 |
Exhibit 4.4 B1BANK – LOAN NO. PROMISSORY NOTE $12,275,000.00 NOVEMBER 12, 2020 FOR VALUE RECEIVED, MERIDIAN EQUIPMENT LEASING LLC, a Texas limited liability company (“Debtor”), unconditionally promises to pay to the order of B1BANK, a Louisiana banking corporation (together with its successors and assigns, “Lender”), without setoff, at its offices at 5220 Spring Valley Road, Suite 100, Dallas (Dal |
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| November 19, 2024 |
Exhibit 10.54 FIRST AMENDMENT TO CRUDE OIL GATHERING AND DEDICATION AGREEMENT THIS FIRST AMENDMENT TO CRUDE OIL GATHERING AND DEDICATION AGREEMENT (“Ame11dme11t”) is made and entered into this 13111 day of July, 2018 (the “Effective Date”), by and between CPE Gathering Midcon, LLC, a Delaware limited liability company (“Gatherer”), and Continental Resources, Inc., an Oklahoma corporation (“Produce |
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| November 15, 2024 |
Exhibit 4.1 EXHIBIT A (see attached) NOTE $3,670,160.77 October [ ], 2024 FOR VALUE RECEIVED, the undersigned (the “Borrower”), HEREBY PROMISES TO PAY to the order of Cedarview Opportunities Master Fund LP, a Delaware limited partnership the (“Lender”), on or before the Maturity Date (as such term is defined in the Loan Agreement (as defined below)), the principal sum of THREE MILLION SIX HUNDRED |
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| November 15, 2024 |
Exhibit 10.3 EXHIBIT B Guaranty GUARANTY THIS GUARANTY (this “Guaranty”) is made as of October 31, 2024, by VivaVentures Management Company, Inc., a Nevada corporation, VivaVentures Oil Sands, Inc., a Utah corporation, Silver Fuels Delhi, LLC, a Louisiana limited liability company, White Claw Colorado City LLC, a Texas limited liability company, VivaVentures Remediation Corporation, a Texas corpor |
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| November 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2025 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER 001-41286 CUSIP NUMBER (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: September 30, 2024 ☐ |
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| November 15, 2024 |
Exhibit 10.2 EXHIBIT C-2 Borrower Security Agreement PLEDGE AGREEMENT (Borrower) PLEDGE AGREEMENT, dated as of October 31, 2024 (this “Agreement”), among Cedarview Capital Management, LLC, a Delaware limited liability company (“Secured Party”) on behalf of the Lenders under the Loan Agreement (defined below), and Vivakor, Inc., a Nevada corporation (the “Borrower,” also referred to herein as the “ |
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| November 15, 2024 |
Exhibit 1.01 Execution Version EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”) dated effective October 1, 2024 (the “Effective Date”), is by and between Vivakor ADMINISTRATION, LLC, a Texas limited liability company (the “Company”), and JEREMY GAMBOA, an individual domiciled in Harrison County, Texas (the “Executive”). The Company and Executive may herein be r |
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| November 15, 2024 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 22, 2024 VIVAKOR, INC. |
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| November 15, 2024 |
Exhibit 10.4 EXHIBIT C-3 Guarantor Security Agreement SECURITY AGREEMENT (Guarantors) SECURITY AGREEMENT, dated as of October 31, 2024 (this “Agreement”), among Cedarview Capital Management, LLC, a Delaware limited liability company (the “Agent” and the “Secured Party”) on behalf of the Lenders under the Loan Agreement (defined below), Vivakor, Inc., a Nevada corporation (the “Borrower”), VivaVent |
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| November 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2024 VIVAKOR, INC. (Exact name of registrant as specified in its charter) Nevada 001-41286 26-2178141 (State or other jurisdiction of incorporation or |
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| November 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A (Amendment No. |
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| November 15, 2024 |
Form of Employment Agreement for Vice President, Marketing Exhibit 10.1 Oorusign Enwlopa 10 803A260A-298F-421F·B534..S709A2F31865 I OR DMI I TRATION, LLC PAT KNAPP EVP. a.- Counool. & s..cr..y 5220 Spofng Valley RG.d, Sf |
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| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2024 VIVAKOR, INC. |
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| November 7, 2024 |
Exhibit 10.1 Execution Copy ******************************* LOAN AND SECURITY AGREEMENT Dated as of October 31, 2024 by and among VIVAKOR, INC., As the Borrower, VIVAVENTURES MANAGEMENT COMPANY, INC., VIVAVENTURES OIL SANDS, INC., SILVER FUELS DELHI, LLC, WHITE CLAW COLORADO CITY LLC, VIVAVENTURES REMEDIATION CORPORATION, VIVAVENTURES ENERGY GROUP, INC., ENDEAVOR CRUDE, LLC, MERIDIAN EQUIPMENT LEA |
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| November 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2024 VIVAKOR, INC. |
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| November 4, 2024 |
Exhibit 99.1 VIVAKOR PROVIDES UPDATE ON CLOSING OF MERGER WITH EMPIRE DIVERSIFIED ENERGY Empire’s Port Infrastructure to Provide Synergies for Vivakor to Boost Revenue and Growth DALLAS, TX / ACCESSWIRE / October 30, 2024 / Vivakor, Inc. (NASDAQ:VIVK) (“Vivakor” or the “Company”), an integrated provider of energy transportation, storage, reuse, and remediation services, today provided an update on |
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| October 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2024 VIVAKOR, INC. |
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| October 30, 2024 |
1 October 2024 Investor Presentation Exhibit 99.1 1 October 2024 Investor Presentation 2 This Investor Presentation (“IP”) has been prepared by Vivakor, Inc . (“Vivakor” or the “Company”), in cooperation with ThinkEquity , LLC (“ ThinkEquity ”) and is being furnished solely for the purpose of an investor presentation conducted by Vivakor executives and advisors . The information contained in this IP was obtained from the Company and |
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| October 24, 2024 |
Exhibit 1.01 Execution Version EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”) dated effective October 20, 2024 (the “Effective Date”), is by and between Vivakor ADMINISTRATION, LLC, a Texas limited liability company (the “Company”), and JEREMY GAMBOA, an individual domiciled in Harrison County, Texas (the “Executive”). The Company and Executive may herein be |
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| October 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2024 VIVAKOR, INC. |
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| October 7, 2024 |
Form of Assignment of Membership Interest Exhibit 10.7 Execution Version ASSIGNMENT OF MEMBERSHIP INTEREST This ASSIGNMENT OF MEMBER INTEREST (this “Assignment”) dated effective October 1, 2024 (the “Effective Date”) is by and between JORGAN DEVELOPMENT, LLC, a Louisiana limited liability company, and JBAH HOLDINGS, LLC, a Texas limited liability company (“Assignors”), and VIVAKOR, INC., a Nevada corporation (“Assignee”). Assignors and As |
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| October 7, 2024 |
VIVAKOR CLOSES $120 MILLION ACQUISITION OF ENDEAVOR ENTITIES Exhibit 99.1 VIVAKOR CLOSES $120 MILLION ACQUISITION OF ENDEAVOR ENTITIES DALLAS, TX / ACCESSWIRE / October 7, 2024 / Vivakor, Inc. (NASDAQ:VIVK) (“Vivakor” or the “Company”), an integrated provider of energy transportation, storage, reuse, and remediation services, is pleased to announce that all closing processes have been completed and, effective October 1, 2024, it closed its previously announ |
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| October 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 1, 2024 VIVAKOR, INC. |
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| October 7, 2024 |
Form of Certificate of Designation-Series A Preferred Stock Exhibit 3.1 Execution Version Vivakor, INC. CERTIFICATE OF DESIGNATIONS, PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES A CONVERTIBLE PREFERRED STOCK PURSUANT TO NRS 78.1955 The undersigned, James Ballengee, does hereby certify that: 1. He is the Chief Executive Officer of Vivakor, Inc., a Nevada corporation (the “Company”). 2. The Company is authorized to issue 15,000,000 shares of preferred stock |
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| October 7, 2024 |
Form Transition Services Agreement for Endeavor MIPA Exhibit 10.5 Execution Copy TRANSITION SERVICES AGREEMENT This TRANSITION SERVICES AGREEMENT (this “Agreement”) is dated effective October 1, 2024 (the “Effective Date”) is by and between BALLENGEE HOLDINGS, LLC, a Texas limited liability company (“Service Provider”), and VIVAKOR ADMINISTRATION, LLC, a Texas limited liability company whose address (“Service Recipient”). Grantor and Grantee may her |
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| October 7, 2024 |
Form of Lockup Agreement re Endeavor MIPA Exhibit 10.3 Execution Version LOCK-UP AGREEMENT This LOCK-UP AGREEMENT (this “Lock-Up Agreement”) is made and entered into as of October 1, 2024, by and between Vivakor, Inc. (the “Company”) and the undersigned holder of shares of the Company’s common stock (the “Holder” and, together with the Company, the “Parties”). For all purposes of this Agreement, “Holder” includes any affiliate or controll |
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| October 7, 2024 |
Form of Repair & Maintenance Subscription Agreement Exhibit 10.6 Execution Version HORIZON TRUCK & TRAILER, LLC REPAIR & MAINTENANCE SUBSCRIPTION PLAN This Repair and Maintenance Subscription Plan, including all attached schedules hereto (collectively, this “Agreement”) is entered into as of October 1, 2024 by and between HORIZON TRUCK & TRAILER, LLC, a Texas limited liability company with its principal place of business at 5220 Spring Valley Road, |
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| October 7, 2024 |
Exhibit 2.1 MEMBERSHIP INTEREST PURCHASE AGREEMENT by and among JORGAN DEVELOPMENT, LLC and JBAH HOLDINGS, LLC, as Sellers and VIVAKOR, INC. as Purchaser March 21, 2024 TABLE OF CONTENTS Article I. DEFINITIONS 1 Article II. PURCHASE AND SALE OF INTERESTS 12 Section 2.1 Purchased and Sale of Interests 12 Article III. PURCHASE PRICE; CLOSING 13 Section 3.1 Purchase Price 13 Section 3.2 Earn-Out Adju |
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| October 7, 2024 |
Exhibit 10.2 Ballengee Holdings, LLC James Ballengee Manager 5220 Spring Valley Road, Ste. 520 Dallas, Texas 75254 (p) (318) 469-3084 (e) [email protected] October 7, 2024 Russ Shelton Delivered via email to [email protected] Re: Side Letter for Additional Compensation Dear Russ: Reference is hereby made to that certain Executive Employment Agreement dated October 1, 20 |
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| October 7, 2024 |
Form of First Amended and Restated Master Netting Agreement re Endeavor MIPA Exhibit 10.4 Execution Version FIRST AMENDED AND RESTATED MASTER NETTING AGREEMENT This FIRST AMENDED AND RESTATED MASTER NETTING AGREEMENT (this “Agreement”) dated effective as of October 1, 2024 (the “Effective Date”), is by and between JORGAN DEVELOPMENT, LLC, a Louisiana limited liability company (“Jorgan”), JBAH Holdings, LLC, a Texas limited liability company (“JBAH”), SILVER FUELS DELHI, LL |
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| October 7, 2024 |
Exhibit 10.1 Execution Copy EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”) dated effective October 1, 2024 (the “Effective Date”), is by and between Vivakor ADMINISTRATION, LLC, a Texas limited liability company (the “Company”), and RUSS M. SHELTON, an individual domiciled in Collin County, Texas (the “Executive”). The Company and Executive may herein be refe |
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| September 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2024 VIVAKOR, INC. |
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| September 24, 2024 |
Exhibit 99.1 Vivakor Board Approves Closing of $120 Million Acquisition of Endeavor Entities For the Six Months Ended June 30, 2024, the Endeavor Entities Realized Revenues of $47.3 Million, with $9.3 Million EBITDA DALLAS, TX / ACCESSWIRE / September 24, 2024 / Vivakor, Inc. (NASDAQ:VIVK) (“Vivakor” or the “Company”), an integrated provider of energy transportation, storage, reuse, and remediatio |
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| September 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2024 VIVAKOR, INC. (Exact name of registrant as specified in its charter) Nevada 001-41286 26-2178141 (State or other jurisdiction of (Commission (IRS Employer incorporat |
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| September 11, 2024 |
Exhibit 10.1 Execution Copy SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of August 28, 2024, is entered into by and between Vivakor, Inc., a Nevada corporation, (the “Company”), and E-Starts Money Co., a Delaware corporation (the “Buyer”). A. The Company and the Buyer are executing and delivering this Agreement in reliance upon the exemption from se |
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| August 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number: 000-41286 VIVAKOR, INC. (Exact |
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| August 16, 2024 |
Exhibit 10.21 Schedule No. 003, dated June 18, 2024 This Schedule hereby fully incorporates by reference that certain Master Agreement No. 1462 dated December 28, 2021 herewith (the "Master Agreement") between Maxus Capital Group, LLC, as Lessor, and White Claw Colorado City, LLC, as Lessee, and Jorgan Development, LLC, as Co-Lessee, jointly and severally as Lessee.LESSEE AGREES TO LEASE THE DESCR |
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| August 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2025 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER 001-41286 CUSIP NUMBER (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2024 ☐ Tran |
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| August 1, 2024 |
Exhibit 10.2 Execution Version REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of July 31, 2024, by and between VIVAKOR, INC., a Nevada corporation (the “Company”), and CLEARTHINK CAPITAL PARTNERS, LLC, a Delaware limited liability company (together with it permitted assigns, the “Buyer”). Capitalized terms used herein and not otherwise defined herein |
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| August 1, 2024 |
Exhibit 10.4 Execution Version SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of July 26, 2024, is entered into by and between Vivakor, Inc., a Nevada corporation, (the “Company”), and James K. Granger, an individual domiciled in Louisiana (the “Buyer”). A. The Company and the Buyer are executing and delivering this Agreement in reliance upon the exem |
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| August 1, 2024 |
Exhibit 10.3 Execution Version SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of July 31, 2024, is entered into by and between Vivakor, Inc., a Nevada corporation, (the “Company”), and ClearThink Capital Partners, LLC, a Delaware limited liability company (the “Buyer”). A. The Company and the Buyer are executing and delivering this Agreement in relian |
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| August 1, 2024 |
Exhibit 10.1 Execution Copy STRATA PURCHASE AGREEMENT THIS STRATA PURCHASE AGREEMENT (the “Agreement”), dated as of July 26, 2024, by and between VIVAKOR, INC., a Nevada corporation (the “Company”), and CLEARTHINK CAPITAL PARTNERS, LLC, a Delaware limited liability company (the “Investor”). WHEREAS: Subject to the terms, conditions and limitations on the number of shares which may be sold set fort |
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| August 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2024 VIVAKOR, INC. (Exact name of registrant as specified in its charter) Nevada 001-41286 26-2178141 (State or other jurisdiction of (Commission (IRS Employer incorporation |
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| July 19, 2024 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2024 VIVAKOR, INC. (Exact name of registrant as specified in its charter) Nevada 001-41286 26-2178141 (State or other jurisdiction of (Commission (IRS Emp |
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| July 19, 2024 |
Letter from Marcum LLP to the Securities and Exchange Commission dated July 19, 2024 Exhibit 16.1 July 19, 2024 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Vivakor, Inc. under Item 4.01 of its Amendment No. 1 to Form 8-K filed on July 19, 2024. We agree with the statements concerning our Firm in such Form 8-K; we are not in a position to agree or disagree with other statements of Vivakor, Inc. contai |
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| July 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 5, 2024 VIVAKOR, INC. (Exact name of registrant as specified in its charter) Nevada 001-41286 26-2178141 (State or other jurisdiction of (Commission (IRS Employer incorporation o |
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| July 11, 2024 |
Form of Convertible Promissory Note Issued by Vivakor, Inc. in July 2024 Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
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| July 11, 2024 |
Consulting Agreement with 395 Group, LLC Exhibit 10.1 PRIVATE AND CONFIDENTIAL July , 2024 395 Group LLC 1763 La Cita Way, Minden, Nevada 89423 917 528 0116 Mr. James Ballengee, CEO Vivakor, Inc. 5220 Spring Valley Rd., Ste. 415 Dallas, TX 75254 Delivered via email to [email protected] Dear Mr. Ballengee: We are pleased that Vivakor, Inc., a Nevada corporation (the “Company”) has decided to retain 395 Group, LLC, a Nevada limited li |
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| July 5, 2024 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2024 VIVAKOR, INC. (Exact name of registrant as specified in its charter) Nevada 001-41286 26-2178141 (State or other jurisdiction of (Commission (IRS Employer incorporation |
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| July 2, 2024 |
VIVAKOR PROVIDES UPDATE ON THE ENDEAVOR ENTITIES CLOSING Exhibit 99.1 VIVAKOR PROVIDES UPDATE ON THE ENDEAVOR ENTITIES CLOSING DALLAS, TX / ACCESSWIRE / July 2, 2024 / Vivakor, Inc. (NASDAQ:VIVK) (“Vivakor” or the “Company”), an integrated provider of sustainable energy transportation, storage, reuse, and remediation services, today is pleased to provide an update on the closing of its previously announced acquisition of Endeavor Crude, LLC, Meridian Eq |
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| July 2, 2024 |
Executive Employment Agreement by and between Vivakor, Inc. and Patrick Knapp dated June 26, 2024 Exhibit 10.1 Execution Version EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”) dated effective June 26, 2024 (the “Effective Date”), is by and between Vivakor, Inc., a Nevada corporation (the “Company”), and PATRICK M. KNAPP, an individual domiciled in Dallas County, Texas (the “Executive”). The Company and Executive may herein be referred to individually as a |
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| July 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2024 VIVAKOR, INC. |
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| June 18, 2024 |
Form of Stock Option Issued to Tyler Nelson dated June 13, 2024 Exhibit 10.4 THE SECURITIES REPRESENTED HEREBY HAVE NOT BEEN REGISTERED OR QUALIFIED UNDER THE SECURITIES ACT OF 1933 OR THE SECURITIES LAWS OF ANY STATE, AND MAY BE OFFERED AND SOLD ONLY IF REGISTERED AND QUALIFIED PURSUANT TO THE RELEVANT PROVISIONS OF FEDERAL AND STATE SECURITIES LAWS OR IF THE COMPANY IS PROVIDED AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY THAT REGISTRATION AND QUALIFICA |
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| June 18, 2024 |
Settlement Agreement by and between Vivakor, Inc. and Tyler Nelson dated June 13, 2024 Exhibit 10.2 SETTLEMENT AGREEMENT This Settlement Agreement (“Agreement”) is entered into effective this 8th day of June, 2024 by and between Vivakor, Inc., a Nevada corporation (“Vivakor”) and Tyler Nelson, an individual (“Nelson”). Vivakor and Nelson shall each be referred to as a “Party” and collectively as the “Parties.” RECITALS WHEREAS, the Parties entered into an Executive Employment Agreem |
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| June 18, 2024 |
Form of Promissory Note Issued to Tyler Nelson dated June 13, 2024 Exhibit 10.3 PROMISSORY NOTE 1. For value received, Vivakor, Inc., a Nevada corporation, whose address is 5220 Spring Valley Road, Suite 500, Dallas, Texas 75254 (“Borrower”) on this day, June 13, 2024 (the “Effective Date”) does hereby promise to pay to the order of Tyler Nelson, an individual whose address is 26895 Aliso Creek Rd. B89, Aliso Viejo, California 92656 (“Lender”), at or at such othe |
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| June 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2024 VIVAKOR, INC. (Exact name of registrant as specified in its charter) Nevada 001-41286 26-2178141 (State or other jurisdiction of (Commission (IRS Emp |
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| June 18, 2024 |
Executive Employment Agreement by and between Vivakor, Inc. and Tyler Nelson dated June 13, 2024 Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into as of June 13, 2024 (“Effective Date”), by and between Vivakor, Inc., a Nevada corporation (the “Company”), and Tyler Nelson, an individual (the “Executive”). WITNESSETH: WHEREAS, Executive’s Executive Employment Agreement dated June 9, 2022 is expiring and the Company and Ex |
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| June 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2024 VIVAKOR, INC. (Exact name of registrant as specified in its charter) Nevada 001-41286 26-2178141 (State or other jurisdiction of (Commission (IRS Employer incorporation o |
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| June 14, 2024 |
Form of Stock Option Issued to Tyler Nelson dated June 13, 2024 Exhibit 10.4 THE SECURITIES REPRESENTED HEREBY HAVE NOT BEEN REGISTERED OR QUALIFIED UNDER THE SECURITIES ACT OF 1933 OR THE SECURITIES LAWS OF ANY STATE, AND MAY BE OFFERED AND SOLD ONLY IF REGISTERED AND QUALIFIED PURSUANT TO THE RELEVANT PROVISIONS OF FEDERAL AND STATE SECURITIES LAWS OR IF THE COMPANY IS PROVIDED AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY THAT REGISTRATION AND QUALIFICA |
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| June 14, 2024 |
Settlement Agreement by and between Vivakor, Inc. and Tyler Nelson dated June 13, 2024 Exhibit 10.2 SETTLEMENT AGREEMENT This Settlement Agreement (“Agreement”) is entered into effective this 8th day of June, 2024 by and between Vivakor, Inc., a Nevada corporation (“Vivakor”) and Tyler Nelson, an individual (“Nelson”). Vivakor and Nelson shall each be referred to as a “Party” and collectively as the “Parties.” RECITALS WHEREAS, the Parties entered into an Executive Employment Agreem |
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| June 14, 2024 |
Form of Promissory Note Issued to Tyler Nelson dated June 13, 2024 Exhibit 10.3 PROMISSORY NOTE 1. For value received, Vivakor, Inc., a Nevada corporation, whose address is 5220 Spring Valley Road, Suite 500, Dallas, Texas 75254 (“Borrower”) on this day, June 13, 2024 (the “Effective Date”) does hereby promise to pay to the order of Tyler Nelson, an individual whose address is 26895 Aliso Creek Rd. B89, Aliso Viejo, California 92656 (“Lender”), at or at such othe |
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| June 14, 2024 |
Executive Employment Agreement by and between Vivakor, Inc. and Tyler Nelson dated June 13, 2024 Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into as of June 13, 2024 (“Effective Date”), by and between Vivakor, Inc., a Nevada corporation (the “Company”), and Tyler Nelson, an individual (the “Executive”). WITNESSETH: WHEREAS, Executive’s Executive Employment Agreement dated June 9, 2022 is expiring and the Company and Ex |
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| June 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2024 VIVAKOR, INC. (Exact name of registrant as specified in its charter) Nevada 001-41286 26-2178141 (State or other jurisdiction of (Commission (IRS Employer incorporation o |
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| June 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2024 VIVAKOR, INC. (Exact name of registrant as specified in its charter) Nevada 001-41286 26-2178141 (State or other jurisdiction of (Commission (IRS Employer incorporation o |
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| June 7, 2024 |
Director Agreement, by and between Vivakor, Inc. and Michael Thompson, dated June 3, 2024 Exhibit 10.1 INDEPENDENT DIRECTOR AGREEMENT THIS INDEPENDENT DIRECTOR AGREEMENT is made effective as of June 3, 2024 (the “Agreement”), between VIVAKOR, INC., a Nevada corporation (the “Company”), and Michael Thompson, an individual residing in the State of Idaho (“Director”). WHEREAS, it is essential to the Company to retain and attract as directors the most capable persons available to serve on |
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| May 23, 2024 |
VIVAKOR PROVIDES UPDATE ON EMPIRE’S HYDROGEN PROJECT AT THE PORT OF WEST VIRGINIA Filed by Vivakor, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Vivakor, Inc. SEC File No.: 001-41286 Date: May 23, 2024 VIVAKOR PROVIDES UPDATE ON EMPIRE’S HYDROGEN PROJECT AT THE PORT OF WEST VIRGINIA Dallas, TX – Accesswire - May 23, 2024 -Vivakor, Inc. (Nasdaq: VIVK) (“Vivakor” or t |
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| May 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number: 000-41286 VIVAKOR, INC. (Exact |
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| May 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2025 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER 001-41286 CUSIP NUMBER (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2024 ☐ Tra |
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| May 9, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2024 VIVAKOR, INC. (Exact name of registrant as specified in its charter) Nevada 001-41286 26-2178141 (State or other jurisdiction of (Commission (IRS Employer incorporation or |
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| May 9, 2024 |
Vivakor Regains Compliance with Nasdaq Minimum Bid Price Requirement Exhibit 99.1 Vivakor Regains Compliance with Nasdaq Minimum Bid Price Requirement Dallas, TX – Accesswire - May 9, 2024 -Vivakor, Inc. (Nasdaq: VIVK) (“Vivakor” or the “Company”), a clean energy technology company focused on the oil remediation and natural resources sectors, today announced that it has received notice from The Nasdaq Stock Market informing the Company that, after having a closing |
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| April 17, 2024 |
Exhibit 21.1 Subsidiaries ● VivaVentures Management Company, Inc., a Nevada corporation, wholly owned; ● VivaVentures Oil Sands, Inc., a Utah corporation, wholly owned; ● RPC Design and Manufacturing LLC, a Utah limited liability company, wholly owned; ● Silver Fuels Delhi, LLC, a Louisiana limited liability company, wholly owned; ● White Claw Colorado City, LLC, a Texas limited liability company, |
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| April 17, 2024 |
Exhibit 4.1 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED Vivakor, Inc. (the “Company,” “we,” “us,” and “our”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), which is the Company’s common stock, par value $0.001 per share (the “Common Stock”). The Commo |
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| April 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41286 VIVAKOR, INC. (Exact name |
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| April 17, 2024 |
Promissory Note dated December 5, 2023 with Keke Mingo Exhibit 10.56 SECURED Promissory Note Original Principal Amount: $1,000,000 Issue Date: December 5, 2023 Texas FOR VALUE RECEIVED, VIVAKOR, INC., a Nevada Corporation (the “Borrower”), promises to pay to the order of Keke Mingo, an individual residing in the State of Texas (collectively, with any and all of its successors and assigns and/or any other holder of this Note, “Lender”), without offset, |
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| April 12, 2024 |
Convertible Promissory Note dated March 29, 2024 with Keke Mingo Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
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| April 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2024 VIVAKOR, INC. (Exact name of registrant as specified in its charter) Nevada 001-41286 26-2178141 (State or other jurisdiction of (Commission (IRS Employer incorporation |
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| April 3, 2024 |
VIVAKOR 1 April 2024 Management Presentation Exhibit 99.1 VIVAKOR 1 April 2024 Management Presentation VIVAKOR 2 Disclaimer This Confidential Information Overview (this “CIO”) contains confidential information regarding Vivakor , Inc. and its subsidiaries (the “Company”). By accepting this CIO the recipient agrees that it will, and will cause its directors, officers, employees, advisors and other representatives to use this CIO and any other |
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| April 3, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 2, 2024 VIVAKOR, INC. (Exact name of registrant as specified in its charter) Nevada 001-41286 26-2178141 (State or other jurisdiction of incorporation or organization) (Commissi |
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| April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: April 30, 2025 Estimated average burden hours per response ... 2.50 FORM 12b-25 SEC FILE NUMBER 001-41286 NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2023 ☐ |
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| March 25, 2024 |
Form of Lockup Agreement re Endeavor MIPA Exhibit 10.1 FORM OF LOCK-UP AGREEMENT This LOCK-UP AGREEMENT (this “Lock-Up Agreement”) is made and entered into as of [●], 2024, by and between Vivakor, Inc. (the “Company”) and the undersigned holder of shares of the Company’s common stock (the “Holder” and, together with the Company, the “Parties”). For all purposes of this Agreement, “Holder” includes any affiliate or controlling person of Ho |
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| March 25, 2024 |
Exhibit 2.1 MEMBERSHIP INTEREST PURCHASE AGREEMENT by and among JORGAN DEVELOPMENT, LLC and JBAH HOLDINGS, LLC, as Sellers and VIVAKOR, INC. as Purchaser March 21, 2024 TABLE OF CONTENTS Article I. DEFINITIONS 1 Article II. PURCHASE AND SALE OF INTERESTS 12 Section 2.1 Purchased and Sale of Interests 12 Article III. PURCHASE PRICE; CLOSING 13 Section 3.1 Purchase Price 13 Section 3.2 Earn-Out Adju |
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| March 25, 2024 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2024 (March 21, 2024) VIVAKOR, INC. |
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| March 25, 2024 |
Net Working Capital Sample Calculation re Endeavor MIPA Exhibit 10.2 Exhibit C Sample of Net Working Capital Calculation Figures provided are for example only. As of Jan. 31, 2024 Current Assets Checking/Savings M&T Bank-ET $ 35,607.22 M&T Bank-ET $ 594,360.37 Regions-ET $ 45,069.50 Regions-ET $ 455,930.25 Business First Bank (MEL) (*7324) $ 8,131.00 Citibank (MEL)(5933) $ 4,677.00 Business First Bank(Endeavor) (*2913) $ 679,765.54 Business First Bank |
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| March 25, 2024 |
Form of First Amended and Restated Master Netting Agreement re Endeavor MIPA Exhibit 10.3 FIRST AMENDED AND RESTATED MASTER NETTING AGREEMENT This FIRST AMENDED AND RESTATED MASTER NETTING AGREEMENT (this “Agreement”) dated effective as of [●], 2024 (the “Effective Date”), is by and between JORGAN DEVELOPMENT, LLC, a Louisiana limited liability company (“Jorgan”), JBAH Holdings, LLC, a Texas limited liability company (“JBAH”), SILVER FUELS DELHI, LLC, a Louisiana limited l |
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| March 25, 2024 |
Form of Certificate of Designation-Series A Preferred Stock Exhibit 3.1 Vivakor, INC. CERTIFICATE OF DESIGNATIONS, PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES A CONVERTIBLE PREFERRED STOCK PURSUANT TO NRS 78.1955 The undersigned, James Ballengee, does hereby certify that: 1. He is the Chief Executive Officer of Vivakor, Inc., a Nevada corporation (the “Company”). 2. The Company is authorized to issue 15,000,000 shares of preferred stock, none of which ha |
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| March 25, 2024 |
Vivakor Signs Definitive Agreement to Acquire Endeavor Entities for $120 Million Exhibit 99.1 Vivakor Signs Definitive Agreement to Acquire Endeavor Entities for $120 Million DALLAS, TX / March 25, 2024 / Vivakor, Inc. (NASDAQ:VIVK) (“Vivakor” or the “Company”), a socially responsible operator, acquirer and developer of clean energy technologies and environmental solutions, today is pleased to announce that as of March 21, 2024, it signed a definitive Membership Interest Purch |
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| March 8, 2024 |
Exhibit 99.1 Vivakor Signs Definitive Merger Agreement with Empire Diversified Energy for a Combined Enterprise Value of Approximately $250 Million Synergies Expected to Provide Infrastructure for Expansion and Accelerate Revenue Growth DALLAS, TX / March 4, 2024 / Vivakor, Inc. (NASDAQ:VIVK) (“Vivakor” or the “Company”), a socially responsible operator, acquirer and developer of clean energy tech |
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| March 8, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2024 VIVAKOR, INC. (Exact name of registrant as specified in its charter) Nevada 001-41286 26-2178141 (State or other jurisdiction of incorporation or organization) (Commissi |
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| March 1, 2024 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2024 VIVAKOR, INC. (Exact name of registrant as specified in its charter) Nevada 001-41286 26-2178141 (State or other jurisdiction of incorporation or organization) (Comm |
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| March 1, 2024 |
Form of Lock-Up Agreement re Empire Merger Agreement Exhibit 10.3 Form of Lock-Up Agreement This LOCK-UP AGREEMENT (this “Agreement”), dated as of [●], 2024, is entered into by and among Vivakor, Inc., a Nevada corporation (the “Parent”), and the equityholders designated as Company Equityholders on Schedule A hereto (collectively, the “Lock-Up Equityholders” and together with Parent, the “Parties” and each individually a “Party”). Terms used herein |
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| March 1, 2024 |
Form of Escrow Agreement re Empire Merger Agreement Exhibit 10.4 ESCROW AGREEMENT THIS ESCROW AGREEMENT (this “Agreement”), made as of the day of , 2024, by and among Vivakor, Inc., a Nevada corporation (“Parent”), Empire Diversified Energy, Inc., a Delaware corporation (the “Company” and together with Parent, the “Parties”), and [●] (the “Escrow Agent”). W I T N E S S E T H: WHEREAS, Parent and the Company (and other parties thereto) have entered |
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| March 1, 2024 |
Form of Parent Voting and Support Agreement re Empire Merger Agreement Exhibit 10.1 PARENT VOTING AND SUPPORT AGREEMENT This Voting Agreement (this “Agreement”), dated as of [●], 2024, is by and among Vivakor, Inc., a Nevada corporation (“Parent”), Empire Diversified Energy Cop., a Delaware corporation (the “Company”), and the persons listed on the attached Schedule A who are signatories to this Agreement (each, a “Stockholder”, and collectively, the “Stockholders”). |
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| March 1, 2024 |
Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among VIVAKOR, INC., a Nevada corporation EMPIRE ENERGY ACQUISITION CORP., a Delaware corporation and EMPIRE DIVERSIFIED ENERGY, INC., a Delaware corporation February 26, 2024 TABLE OF CONTENTS Page Article I. THE MERGER 3 Section 1.01 The Merger 3 Section 1.02 Closing 3 Section 1.03 Effective Time 3 Section 1.04 Additional Actions |
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| March 1, 2024 |
Form of Empire Voting and Support Agreement re Empire Merger Agreement Exhibit 10.2 COMPANY VOTING AND SUPPORT AGREEMENT This Voting Agreement (this “Agreement”), dated as of [●], 2024, is by and among, Empire Diversified Energy, Inc., a Delaware corporation (the “Company”), Vivakor, Inc., a Nevada Corporation (“Parent”), and the persons listed on the attached Schedule A who are signatories to this Agreement (each, a “Stockholder”, and collectively, the “Stockholders |
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| February 12, 2024 |
Exhibit 4.1 $3,000,000.00 February 5, 2024 FOR VALUE RECEIVED, the undersigned (the “Borrower”), HEREBY PROMISES TO PAY to the order of Cedarview Opportunities Master Fund LP, a Delaware limited partnership the (“Lender”), on or before the Maturity Date (as such term is defined in the Loan Agreement (as defined below)), the principal sum of THREE MILLION and No/100 Dollars ($3,000,000.00) in accor |
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| February 12, 2024 |
Exhibit 10.1 ******************************* LOAN AND SECURITY AGREEMENT Dated as of January [ ], 2024 by and among VIVAKOR, INC., As the Borrower, VIVAVENTURES MANAGEMENT COMPANY, INC., VIVAVENTURES OIL SANDS, INC., SILVER FUELS DELHI, LLC, WHITE CLAW COLORADO CITY, LLC, VIVAVENTURES REMEDIATION CORPORATION, and VIVAVENTURES ENERGY GROUP, INC., As the Guarantors, CEDARVIEW CAPITAL MANAGEMENT, LLC |
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| February 12, 2024 |
Exhibit 10.2 PLEDGE AGREEMENT (Borrower) PLEDGE AGREEMENT, dated as of January [ ], 2024 (this “Agreement”), among Cedarview Capital Management LLC, a Delaware limited liability company (“Secured Party”) on behalf of the Lenders under the Loan Agreement (defined below), and Vivakor, Inc., a Nevada corporation (the “Borrower,” also referred to herein as the “Debtor”). WITNESSETH: WHEREAS, the Borro |
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| February 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2024 VIVAKOR, INC. (Exact name of registrant as specified in its charter) Nevada 001-41286 26-2178141 (State or other jurisdiction of (Commission (IRS Employer incorporati |
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| February 12, 2024 |
Exhibit 10.4 SECURITY AGREEMENT (Borrower) SECURITY AGREEMENT, dated as of January [ ], 2024 (this “Agreement”), among Cedarview Capital Management LLC, a Delaware limited liability company (the “Agent” and the “Secured Party”) on behalf of the Lenders under the Loan Agreement (defined below), and Vivakor, Inc., a Nevada corporation (the “Borrower,” also referred to herein as the “Debtor”). WITNES |
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| February 12, 2024 |
Exhibit 10.3 GUARANTY THIS GUARANTY (this “Guaranty”) is made as of January [ ], 2024, by VivaVentures Management Company, Inc., a Nevada corporation, VivaVentures Oil Sands, Inc., a Utah corporation, Silver Fuels Delhi, LLC, a Louisiana limited liability company, White Claw Colorado City, LLC, a Texas limited liability company, Vivaventures Remediation Corporation, a Texas corporation, and VivaVe |
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| February 9, 2024 |
Vivakor, Inc. 2023 Equity and Incentive Plan Exhibit 99.1 ANNEX II VIVAKOR, INC. 2023 EQUITY AND INCENTIVE PLAN SECTION 1. GENERAL PURPOSE OF THE PLAN: DEFINITIONS The name of the plan is the VIVAKOR, INC. 2023 EQUITY AND INCENTIVE PLAN (the “Plan”). The purpose of the Plan is to encourage, retain and enable the officers, employees, directors, Consultants and other key persons of VIVAKOR, INC., a Nevada corporation (including any successor e |
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| February 9, 2024 |
As filed with the Securities and Exchange Commission on February 9, 2024 As filed with the Securities and Exchange Commission on February 9, 2024 Registration No. |
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| February 9, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Vivakor, Inc. (Exact Name of Registrant as Specified in its Charter) Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit(2)(3) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee(2) Equity Common Stock, $0.001 par value per |
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| February 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2023 VIVAKOR, INC. (Exact name of registrant as specified in its charter) Nevada 001-41286 26-2178141 (State or other jurisdiction of incorporation or organization) (Commi |
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| January 11, 2024 |
Exhibit 3.1 FRANCISCO V. AGUILAR Secretary of State 401 North Carson Street Carson City, Nevada 89701-4201 (775) 684-5708 Website: www.nvsos.gov Profit Corporation: Certificate of Amendment (PURSUANT TO NRS 78.380 & 78.385/78.390) Certificate to Accompany Restated Articles or Amended and Restated Articles (PURSUANT TO NRS 78.403) Officer’s Statement (PURSUANT TO NRS 80.030) TYPE OR PRINT - USE DAR |
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| January 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 5, 2024 VIVAKOR, INC. (Exact name of registrant as specified in its charter) Nevada 001-41286 26-2178141 (State or other jurisdiction of incorporation or organization) (Commis |
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| December 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 15, 2023 VIVAKOR, INC. (Exact name of registrant as specified in its charter) Nevada 001-41286 26-2178141 (State or other jurisdiction of (Commission (IRS Employer incorporat |
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| December 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| December 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2023 VIVAKOR, INC. (Exact name of registrant as specified in its charter) Nevada 001-41286 26-2178141 (State or other jurisdiction of (Commission (IRS Employer incorporati |
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| November 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| November 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 22, 2023 VIVAKOR, INC. (Exact name of registrant as specified in its charter) Nevada 001-41286 26-2178141 (State or other jurisdiction of (Commission (IRS Employer incorporat |
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| November 24, 2023 |
Exhibit 99.1 Vivakor Announces Results of Special Meeting of Shareholders with All Proposals Approved with Greater than 90% Voted For Each Proposal Friday, 17 November 2023 09:00 Chairman and CEO James Ballengee's Compensation Stock Issuance at $1.08 per Share, and Jorgan Development, LLC's Note Conversion Stock Issuance at $1.42 per Share, are 42% and 87% Premium to Current Market Price, Respecti |
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| November 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number: 000-41286 VIVAKOR, INC. (E |
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| November 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| November 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2023 VIVAKOR, INC. (Exact name of registrant as specified in its charter) Nevada 001-41286 26-2178141 (State or other jurisdiction of (Commission (IRS Employer incorporat |
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| November 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2025 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER 001-41286 CUSIP NUMBER (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: September 30, 2023 ☐ |
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| November 1, 2023 |
Regulation FD Disclosure, Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2023 VIVAKOR, INC. (Exact name of registrant as specified in its charter) Nevada 001-41286 26-2178141 (State or other jurisdiction of (Commission (IRS Employer incorporati |
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| November 1, 2023 |
Exhibit 99.1 Vivakor Issues Shareholder Update Revenue Increased to $29.1 Million and Operating Loss Decreased to $2.0 Million for the First Half 2023 Evaluating Several Strategic Acquisitive and Organic Growth Opportunities Lehi, UT – Accesswire – November 1, 2023 -Vivakor, Inc. (Nasdaq: VIVK) (“Vivakor” or the “Company”), a socially responsible operator, acquirer and developer of clean energy te |
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| September 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| September 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 2) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| September 15, 2023 |
VIVAKOR, INC. 4101 North Thanksgiving Way Lehi, UT 84043 VIVAKOR, INC. 4101 North Thanksgiving Way Lehi, UT 84043 September 15, 2023 VIA EDGAR Anuja A. Majmudar U.S. Securities & Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Vivakor, Inc. Amendment No. 1 to Preliminary Proxy Statement on Schedule 14A Filed September 6, 2023 File No. 001-41286 Dear Ms. Majmudar: By letter dated September 13, 2023, the s |
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| September 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| September 5, 2023 |
VIVAKOR, INC. 4101 North Thanksgiving Way Lehi, UT 84043 VIVAKOR, INC. 4101 North Thanksgiving Way Lehi, UT 84043 September 5, 2023 VIA EDGAR Anuja A. Majmudar U.S. Securities & Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Vivakor, Inc. Preliminary Proxy Statement on Schedule 14A Filed May 31, 2023 File No. 001-41286 Dear Ms. Majmudar: By letter dated June 21, 2023, the staff (the “Staff,” “you” or “y |
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| August 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number: 000-41286 VIVAKOR, INC. (Exact |
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| August 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2025 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER 001-41286 CUSIP NUMBER (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: June 30, 2023 ¨ Tran |
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| July 28, 2023 |
Form of Convertible Promissory Note with Third Party Investor dated July 6, 2023 Exhibit 4.3 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE S |
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| July 28, 2023 |
Exhibit 10.5 Schedule No. 002, dated May 23, 2023 This Schedule hereby fully incorporates by reference that certain Master Agreement No. 1462 dated December 28, 2021 (the “Master Agreement”) between Maxus Capital Group, LLC, as Lessor, and White Claw Colorado City, LLC, as Lessee, and Jorgan Development, LLC, as Co-Lessee. LESSEE AGREES TO LEASE THE DESCRIBED EQUIPMENT FROM LESSOR, AND LESSOR BY A |
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| July 28, 2023 |
Consulting Agreement with Trent Staggs Exhibit 10.3 CONSULTING AGREEMENT THIS CONSULTING AGREEMENT (the “Agreement”) is made and entered into effective the 3rd day of January, 2023 by and between Trent Staggs, an individual (the “Consultant”), whose principal place of business 2067 W Bamberger Drive, Riverton, UT 84065 and Vivakor, Inc. (VIVK) (the “Company”) whose principal place of business is 5220 Spring Valley, LL20 Dallas, Texas 7 |
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| July 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission file number: 000-41286 VIVAKOR, INC. (Exact |
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| July 28, 2023 |
Consulting Agreement with Matthew Nicosia Exhibit 10.2 CONSULTING AGREEMENT THIS CONSULTING AGREEMENT (the “Agreement”) is made and entered into effective the 1st day of May 25, 2023 by and between OCIFG Inc., a Nevada corporation (the “Consultant”), whose principal place of business 167 N 50 E Vineyard UT, 84059 and Vivakor, Inc. (VIVK) (the “Company”) whose principal place of business is 4101 North Thanksgiving Way, Lehi, UT 84043. WHER |
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| July 28, 2023 |
Equipment Lease Agreement with Viva Wealth Fund, LLC dated June 26, 2023 Exhibit 10.4 FORM OF RPC EQUIPMENT LEASE AGREEMENT This RPC Equipment Lease Agreement (this “Agreement”) is entered into as of June 26, 2023 (the “Effective Date”) between Viva Wealth Fund I, LLC, a Nevada limited liability company (“Lessor” or the “Company”), and VivaVentures Remediation Corp., a Texas corporation, a wholly-owned subsidiary of Vivakor, Inc., a Nevada corporation (“Lessee”). Lesso |
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| July 28, 2023 |
Executive Employment Agreement with Leslie D. Patterson Exhibit 10.1 Execution Copy EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”) dated effective June 2, 2023, is by and between Vivakor, Inc., a Nevada corporation (the “Company”), and LESLIE D. PATTERSON, an individual domiciled in Salt Lake County, Utah (the “Executive”). The Company and Executive may herein be referred to individually as a “Party” or collective |
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| June 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2023 VIVAKOR, INC. (Exact name of registrant as specified in its charter) Nevada 001-41286 26-2178141 (State or other jurisdiction of (Commission (IRS Employer incorporation |
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| June 23, 2023 |
Stock Option Agreement with Al Dali International for Gen. Trading & Cont. Co. dated June 20, 2023 Exhibit 4.2 VIVAKOR, INC. NOTICE OF GRANT OF NON-QUALIFIED STOCK OPTIONS This Non-Qualified Stock Option Agreement consists of this Notice of Grant of Non-Qualified Stock Options (the “Grant Notice”) and the Non-Qualified Stock Option Award Agreement (“Agreement”) immediately following. The Non-Qualified Stock Option Agreement sets forth the specific terms and conditions governing this grant of No |
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| June 23, 2023 |
Promissory Note with Al Dali International for Gen. Trading & Cont. Co. dated June 20, 2023 Exhibit 4.1 VIVAKOR, INC. SECURED PROMISSORY NOTE May 31, 2023 Up To $1,950,000 VIVAKOR, INC., a Nevada corporation (“Borrower”), hereby promises to pay to the order of ALDALI INT’L. FOR GEN. TRADING & CONT. CO., a Kuwaiti entity (“Holder” or “Lender”) the principal amount of up to ONE MILLION NINE HUNDRED FIFTY THOUSAND AND 00/100 U.S. Dollars ($1,950,000.00), (the “Principal Amount”), pursuant t |
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| May 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| May 25, 2023 |
Exhibit 4.1 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED Vivakor, Inc. (the “Company,” “we,” “us,” and “our”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), which is the Company’s common stock, par value $0.001 per share (the “Common Stock”). The Commo |
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| May 25, 2023 |
EX-21.1 3 vivakorex21-1.htm EXHIBIT 21.1 Exhibit 21.1 Subsidiaries ● VivaVentures Management Company, Inc., a Nevada corporation, wholly owned; ● VivaSphere, Inc., a Nevada corporation, wholly owned; ● VivaVentures Oil Sands, Inc., a Utah corporation, wholly owned; ● RPC Design and Manufacturing LLC, a Utah limited liability company, wholly owned; ● Silver Fuels Delhi, LLC, a Louisiana limited lia |
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| May 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-41286 VIVAKOR, INC. (Exact name |
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| May 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2023 VIVAKOR, INC. (Exact name of registrant as specified in its charter) Nevada 001-41286 26-2178141 (State or other jurisdiction of (Commission (IRS Employer incorporation o |
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| May 24, 2023 |
Exhibit 99.1 Vivakor Inc. Receives Notification of Deficiency from Nasdaq Related to Delayed Filing of Quarterly Report on Form 10-Q Lehi, UT, May 24, 2023 – Vivakor, Inc. (the “Company” or “Vivakor”) (NASDAQ: VIVK) today announced that it has received, on May 18, 2023, a standard notice from the Nasdaq Listing Qualifications staff of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that, as a re |
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| April 26, 2023 |
Exhibit 99.1 Vivakor Inc. Receives Notification of Deficiency from Nasdaq Related to Delayed Filing of Annual Report on Form 10-K Lehi, UT, April 26, 2023 – Vivakor, Inc. (the “Company” or “Vivakor”) (NASDAQ: VIVK) received on April 20, 2023 a standard notice from Nasdaq indicating that, as a result of not having timely filed its annual report on Form 10-K for the fiscal year ended December 31, 20 |
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| April 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2023 VIVAKOR, INC. (Exact name of registrant as specified in its charter) Nevada 001-41286 26-2178141 (State or other jurisdiction of (Commission (IRS Employer incorporation |
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| April 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2025 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER 001-41286 CUSIP NUMBER (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2022 ¨ |
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| February 9, 2023 |
VIVAKOR, INC. 4101 North Thanksgiving Way Lehi, UT 84043 VIVAKOR, INC. 4101 North Thanksgiving Way Lehi, UT 84043 February 9, 2023 VIA EDGAR U.S. Securities & Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, N.E. Washington, D.C. 20549 Attention: Timothy Levenberg Re: Vivakor, Inc. Registration Statement on Form S-1 Filed September 15, 2022 File No. 333-267444 Dear Mr. Levenberg: In accordance with Rule 461 of |
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| February 8, 2023 |
VIVAKOR, INC. 4101 North Thanksgiving Way Lehi, UT 84043 VIVAKOR, INC. 4101 North Thanksgiving Way Lehi, UT 84043 February 8, 2023 VIA EDGAR U.S. Securities & Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Claudia Rios Re: Vivakor, Inc. Registration Statement on Form S-3 Filed January 10, 2023 File No. 333-269178 Dear Ms. Rios: In accordance with Rule 461 of the Securities Act of 1933, as amended |
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| February 7, 2023 |
EXHIBIT 107 CALCULATION OF FILING FEES TABLE FORM S-1 (Form Type) Vivakor, Inc. (Exact Name of Registrant as Specified in Charter) Title of Each Class of Securities to be Registered Amount to be Registered Proposed Maximum Offering Price Per Unit or Per Share Proposed Maximum Aggregate Offering Price Fee Rate (per $1 million) Amount of Registration Fee Carry Forward Form Type Carry Forward File Nu |
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| February 7, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Vivakor, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Type Fee Calculation or Carry Forward Rule Amount Registered(1)(2) Proposed Maximum Offering Price Share(3) Maximum Aggregate Offering Price (3) Fee Rate(4) Amount of Registration F |
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| February 7, 2023 |
As filed with the U.S. Securities and Exchange Commission on February 6, 2023 Table of Contents As filed with the U.S. Securities and Exchange Commission on February 6, 2023 Registration No. 333- 267444 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 TO FORM S-1/A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 VIVAKOR, INC. (Exact name of registrant as specified in charter) Nevada 8731 26-2178141 (State or other jurisdiction |
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| February 7, 2023 |
Table of Contents Registration No. 333-269178 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 VIVAKOR, INC. (Exact name of registrant as specified in its charter) Nevada 26-2178141 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification Number) 4101 Nor |
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| January 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2023 VIVAKOR, INC. (Exact name of registrant as specified in its charter) Nevada 001-41286 26-2178141 (State or other jurisdiction of (Commission (IRS Employer incorporati |
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| January 10, 2023 |
S-3 1 vivakors3.htm FORM S-3 Table of Contents Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 VIVAKOR, INC. (Exact name of registrant as specified in its charter) Nevada 26-2178141 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification Number) 4101 |
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| January 10, 2023 |
EXHIBIT 4.1 VIVAKOR, INC. AND , TRUSTEE INDENTURE DATED AS OF , 2023 DEBT SECURITIES VIVAKOR, INC. RECONCILIATION AND TIE BETWEEN TRUST INDENTURE ACT OF 1939 AND INDENTURE, DATED AS OF , 2023 Section of Trust Indenture Act of 1939 Section(s) of Indenture § 310(a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not Applicable (a)(5) 609 (b) 608, 610 § 311(a) 613 (b) 613 (c) Not Applicable § 312(a) 7 |
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| January 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 4, 2023 VIVAKOR, INC. (Exact name of registrant as specified in its charter) Nevada 001-41286 26-2178141 (State or other jurisdiction of (Commission (IRS Employer incorporatio |
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| January 10, 2023 |
EX-FILING FEES 4 vivakorex107.htm CALCULATION OF FILING FEE TABLES Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Vivakor, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Type Fee Calculation or Carry Forward Rule Amount Registered(1)(2) Proposed Maximum Offering Price Share(3) Maximu |
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| December 30, 2022 |
As filed with the U.S. Securities and Exchange Commission on December 29, 2022 Table of Contents As filed with the U.S. Securities and Exchange Commission on December 29, 2022 Registration No. 333- 267444 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-1/A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 VIVAKOR, INC. (Exact name of registrant as specified in charter) Nevada 8731 26-2178141 (State or other jurisdiction of incorporat |
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| December 30, 2022 |
Exhibit 21.1 Subsidiaries ? VivaVentures Management Company, Inc., a Nevada corporation, wholly owned; ? VivaSphere, Inc., a Nevada corporation, wholly owned; ? VivaVentures Oil Sands, Inc., a Utah corporation, wholly owned; ? RPC Design and Manufacturing LLC, a Utah limited liability company, wholly owned; ? Silver Fuels Delhi, LLC, a Louisiana limited liability company, wholly owned; ? White Cla |
