ACTU / Actuate Therapeutics, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Actuate Therapeutics, Inc.

Jumlah Saham Beredar 20,745,187 shares
Saham Orang Dalam3,097,080 shares
Kepemilikan oleh Orang Dalam14.93 %
Orang Dalam Sejati12
Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

0 ( )

633 out of 11305

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

0.000 %( )

638 out of 11224

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan Actuate Therapeutics, Inc. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
N Nobby Akiha SVP, Marketing - [O] 0 0
Dylan Boudraa SVP - [O] 85,000 85,000
Peter I Cittadini President and CEO - [O] 0 0
Daniel A Gaudreau SVP, Operations and CFO - [O] 0 0
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Kenneth E Marshall Director - [D] 61,000 61,000
Thomas McKeever General Counsel & SVP,Corp Dev - [O] 0 0
Nicolas Nierenberg Chairman & Chief Architect, Director - [D] [O] 0 0
Raymond L Jr Ocampo Director - [D] 0 0
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Text Corp Open 10% Owner - [10%] 2,890,580 2,890,580
Arthur C Patterson Director - [D] 0 0
Steven D Whiteman Director - [D] 0 0
Yeaton Timothy B. Director - [D] 60,500 60,500

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di ACTU / Actuate Therapeutics, Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Maksimal
Harga di
Maksimal
Maksimal
Keuntungan ($)
Maksimum Pengembalian (%)
2014-05-16 CITTADINI PETER I 185,748 4.0830 185,748 4.0830 758,409 731

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

ACTU / Actuate Therapeutics, Inc. Insider Trades
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di ACTU / Actuate Therapeutics, Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Menit
Harga di
Menit
Kerugian Maksimal
Dihindari ($)
Kerugian Maksimal
Dihindari (%)
2015-01-07 AKIHA N NOBBY 15,000 6.5730 15,000 6.5730 98,595 0
2014-12-08 AKIHA N NOBBY 15,000 6.5520 15,000 6.5520 98,280
2014-12-05 AKIHA N NOBBY 35,000 6.5500 35,000 6.5500 229,250
2014-11-07 AKIHA N NOBBY 10,000 3.8370 10,000 3.8370 38,370
2014-10-07 AKIHA N NOBBY 10,000 4.0470 10,000 4.0470 40,470
2014-09-08 AKIHA N NOBBY 10,000 4.3050 10,000 4.3050 43,050
2014-08-07 AKIHA N NOBBY 10,000 4.4800 10,000 4.4800 44,800
2014-07-07 AKIHA N NOBBY 10,000 4.7290 10,000 4.7290 47,290
2014-06-13 Boudraa Dylan 1,000 4.6000 1,000 4.6000 4,600

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

ACTU / Actuate Therapeutics, Inc. Insider Trades
Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas
Tanggal
Perdagangan
Tanggal
Formulir Orang Dalam Ticker Judul Keamanan Kode 10b5-1 Langsung Latihan
Harga
Satuan
Harga
Unit
Diubah
Nilai
Diubah (1 ribu)
Sisa
Pilihan
Sisa
Saham
2015-01-20 2015-01-16 4 NIERENBERG NICOLAS BIRT Stock option (right to buy) D - Sale to Issuer D 5.11 -100,000 0
2015-01-20 2015-01-16 4 NIERENBERG NICOLAS BIRT Common Stock U - Other D 6.6000 -209,280 -1,381 0
2015-01-20 2015-01-16 4 CITTADINI PETER I BIRT Restricted stock units D - Sale to Issuer D 0.00 -75,000 0
2015-01-20 2015-01-16 4 CITTADINI PETER I BIRT Restricted stock units D - Sale to Issuer D 0.00 -75,000 0
2015-01-20 2015-01-16 4 CITTADINI PETER I BIRT Restricted stock units D - Sale to Issuer D 0.00 -50,560 0
2015-01-20 2015-01-16 4 CITTADINI PETER I BIRT Restricted stock units D - Sale to Issuer D 0.00 -85,000 0
2015-01-20 2015-01-16 4 CITTADINI PETER I BIRT Restricted stock units D - Sale to Issuer D 0.00 -170,000 0
2015-01-20 2015-01-16 4 CITTADINI PETER I BIRT Stock option (right to buy) D - Sale to Issuer D 6.30 -170,000 0
2015-01-20 2015-01-16 4 CITTADINI PETER I BIRT Restricted stock units D - Sale to Issuer D 0.00 -275,000 0
2015-01-20 2015-01-16 4 CITTADINI PETER I BIRT Stock option (right to buy) D - Sale to Issuer D 5.11 -300,000 0
2015-01-20 2015-01-16 4 CITTADINI PETER I BIRT Stock option (right to buy) D - Sale to Issuer D 6.10 -300,000 0
2015-01-20 2015-01-16 4 CITTADINI PETER I BIRT Stock option (right to buy) D - Sale to Issuer D 5.48 -150,000 0
2015-01-20 2015-01-16 4 CITTADINI PETER I BIRT Stock option (right to buy) D - Sale to Issuer D 4.80 -150,000 0
2015-01-20 2015-01-16 4 CITTADINI PETER I BIRT Stock option (right to buy) D - Sale to Issuer D 3.59 -225,000 0
2015-01-20 2015-01-16 4 CITTADINI PETER I BIRT Stock option (right to buy) D - Sale to Issuer D 3.56 -250,000 0
2015-01-20 2015-01-16 4 CITTADINI PETER I BIRT Common Stock U - Other I 6.6000 -440,840 -2,910 0
2015-01-20 2015-01-16 4 CITTADINI PETER I BIRT Common Stock U - Other D 6.6000 -1,754,737 -11,581 0
2015-01-20 2015-01-16 4 MARSHALL KENNETH E BIRT Restricted stock units D - Sale to Issuer D 0.00 -8,000 0
2015-01-20 2015-01-16 4 MARSHALL KENNETH E BIRT Restricted stock units D - Sale to Issuer D 0.00 -8,000 0
2015-01-20 2015-01-16 4 MARSHALL KENNETH E BIRT Restricted stock units D - Sale to Issuer D 0.00 -8,000 0
2015-01-20 2015-01-16 4 MARSHALL KENNETH E BIRT Stock Option (right to buy) D - Sale to Issuer D 4.20 -16,000 0
2015-01-20 2015-01-16 4 MARSHALL KENNETH E BIRT Restricted stock units D - Sale to Issuer D 0.00 -16,000 0
2015-01-20 2015-01-16 4 MARSHALL KENNETH E BIRT Restricted stock units D - Sale to Issuer D 0.00 -16,000 0
2015-01-20 2015-01-16 4 MARSHALL KENNETH E BIRT Stock Option (right to buy) D - Sale to Issuer D 4.60 -25,000 0
2015-01-20 2015-01-16 4 MARSHALL KENNETH E BIRT Stock Option (right to buy) D - Sale to Issuer D 6.20 -25,000 0
2015-01-20 2015-01-16 4 MARSHALL KENNETH E BIRT Stock Option (right to buy) D - Sale to Issuer D 5.47 -16,000 0
2015-01-20 2015-01-16 4 MARSHALL KENNETH E BIRT Stock Option (right to buy) D - Sale to Issuer D 4.65 -25,000 0
2015-01-20 2015-01-16 4 MARSHALL KENNETH E BIRT Stock Option (right to buy) D - Sale to Issuer D 4.03 -20,000 0
2015-01-20 2015-01-16 4 OCAMPO RAYMOND L JR BIRT Restricted stock units D - Sale to Issuer D 0.00 -12,500 0
2015-01-20 2015-01-16 4 OCAMPO RAYMOND L JR BIRT Restricted stock units D - Sale to Issuer D 0.00 -8,000 0
2015-01-20 2015-01-16 4 OCAMPO RAYMOND L JR BIRT Restricted stock units D - Sale to Issuer D 0.00 -8,000 0
2015-01-20 2015-01-16 4 OCAMPO RAYMOND L JR BIRT Restricted stock units D - Sale to Issuer D 0.00 -16,000 0
2015-01-20 2015-01-16 4 OCAMPO RAYMOND L JR BIRT Stock option (right to buy) D - Sale to Issuer D 5.47 -16,000 0
2015-01-20 2015-01-16 4 OCAMPO RAYMOND L JR BIRT Stock option (right to buy) D - Sale to Issuer D 5.25 -25,000 0
2015-01-20 2015-01-16 4 OCAMPO RAYMOND L JR BIRT Common Stock U - Other D 6.6000 -16,000 -106 0
2015-01-20 2015-01-16 4 PATTERSON ARTHUR C BIRT Restricted stock unit D - Sale to Issuer D 0.00 -8,000 0
2015-01-20 2015-01-16 4 PATTERSON ARTHUR C BIRT Restricted stock unit D - Sale to Issuer D 0.00 -8,000 0
2015-01-20 2015-01-16 4 PATTERSON ARTHUR C BIRT Restricted stock unit D - Sale to Issuer D 0.00 -8,000 0
2015-01-20 2015-01-16 4 PATTERSON ARTHUR C BIRT Restricted stock unit D - Sale to Issuer D 0.00 -16,000 0
2015-01-20 2015-01-16 4 PATTERSON ARTHUR C BIRT Stock option (right to buy) D - Sale to Issuer D 5.47 -16,000 0
2015-01-20 2015-01-16 4 PATTERSON ARTHUR C BIRT Restricted stock unit D - Sale to Issuer D 0.00 -16,000 0
2015-01-20 2015-01-16 4 PATTERSON ARTHUR C BIRT Stock option (right to buy) D - Sale to Issuer D 6.20 -25,000 0
2015-01-20 2015-01-16 4 PATTERSON ARTHUR C BIRT Common Stock U - Other I 6.6000 -549,940 -3,630 0
2015-01-20 2015-01-16 4 PATTERSON ARTHUR C BIRT Common Stock U - Other I 6.6000 -345,960 -2,283 549,940
2015-01-20 2015-01-16 4 PATTERSON ARTHUR C BIRT Common Stock U - Other I 6.6000 -40,000 -264 895,900
2015-01-20 2015-01-16 4 PATTERSON ARTHUR C BIRT Common Stock U - Other D 6.6000 -985,970 -6,507 935,900
2015-01-20 2015-01-16 4 Yeaton Timothy B. BIRT Restricted stock units D - Sale to Issuer D 0.00 -12,500 0
2015-01-20 2015-01-16 4 Yeaton Timothy B. BIRT Restricted stock units D - Sale to Issuer D 0.00 -8,000 0
2015-01-20 2015-01-16 4 Yeaton Timothy B. BIRT Restricted stock units D - Sale to Issuer D 0.00 -8,000 0
2015-01-20 2015-01-16 4 Yeaton Timothy B. BIRT Restricted stock units D - Sale to Issuer D 0.00 -16,000 0
2015-01-20 2015-01-16 4 Yeaton Timothy B. BIRT Stock option (right to buy) D - Sale to Issuer D 5.47 -16,000 0
2015-01-20 2015-01-16 4 Yeaton Timothy B. BIRT Restricted stock units D - Sale to Issuer D 0.00 -16,000 0
2015-01-20 2015-01-16 4 Yeaton Timothy B. BIRT Stock option (right to buy) D - Sale to Issuer D 5.54 -25,000 0
2015-01-20 2015-01-16 4 GAUDREAU DANIEL A BIRT Restricted stock units D - Sale to Issuer D 0.00 -110,000 0
2015-01-20 2015-01-16 4 GAUDREAU DANIEL A BIRT Restricted stock units D - Sale to Issuer D 0.00 -90,000 0
2015-01-20 2015-01-16 4 GAUDREAU DANIEL A BIRT Stock option (right to buy) D - Sale to Issuer D 6.30 -90,000 0
2015-01-20 2015-01-16 4 GAUDREAU DANIEL A BIRT Restricted stock units D - Sale to Issuer D 0.00 -45,000 0
2015-01-20 2015-01-16 4 GAUDREAU DANIEL A BIRT Restricted stock units D - Sale to Issuer D 0.00 -23,700 0
2015-01-20 2015-01-16 4 GAUDREAU DANIEL A BIRT Restricted stock units D - Sale to Issuer D 0.00 -50,000 0
2015-01-20 2015-01-16 4 GAUDREAU DANIEL A BIRT Restricted stock units D - Sale to Issuer D 0.00 -50,000 0
2015-01-20 2015-01-16 4 GAUDREAU DANIEL A BIRT Stock option (right to buy) D - Sale to Issuer D 6.10 -200,000 0
2015-01-20 2015-01-16 4 GAUDREAU DANIEL A BIRT Stock option (right to buy) D - Sale to Issuer D 5.48 -100,000 0
2015-01-20 2015-01-16 4 GAUDREAU DANIEL A BIRT Stock option (right to buy) D - Sale to Issuer D 4.80 -4,167 0
2015-01-20 2015-01-16 4 GAUDREAU DANIEL A BIRT Stock option (right to buy) D - Sale to Issuer D 3.56 -30,663 0
2015-01-20 2015-01-16 4 GAUDREAU DANIEL A BIRT Common stock D - Sale to Issuer D 6.6000 -1,000 -7 0
2015-01-20 2015-01-16 4 GAUDREAU DANIEL A BIRT Common stock U - Other D 6.6000 -5,244 -35 1,000
2015-01-20 2015-01-16 4 AKIHA N NOBBY BIRT Restricted stock units D - Sale to Issuer D 0.00 -3,750 0
2015-01-20 2015-01-16 4 AKIHA N NOBBY BIRT Restricted stock units D - Sale to Issuer D 0.00 -5,000 0
2015-01-20 2015-01-16 4 AKIHA N NOBBY BIRT Restricted stock units D - Sale to Issuer D 0.00 -5,000 0
2015-01-20 2015-01-16 4 AKIHA N NOBBY BIRT Restricted stock units D - Sale to Issuer D 0.00 -15,000 0
2015-01-20 2015-01-16 4 AKIHA N NOBBY BIRT Stock options (right to buy) D - Sale to Issuer D 6.30 -20,000 0
2015-01-20 2015-01-16 4 AKIHA N NOBBY BIRT Stock options (right to buy) D - Sale to Issuer D 6.10 -75,000 0
2015-01-20 2015-01-16 4 AKIHA N NOBBY BIRT Stock options (right to buy) D - Sale to Issuer D 5.55 -10,000 0
2015-01-20 2015-01-16 4 AKIHA N NOBBY BIRT Stock options (right to buy) D - Sale to Issuer D 5.48 -40,000 0
2015-01-20 2015-01-16 4 AKIHA N NOBBY BIRT Stock options (right to buy) D - Sale to Issuer D 5.11 -100,000 0
2015-01-20 2015-01-16 4 AKIHA N NOBBY BIRT Stock options (right to buy) D - Sale to Issuer D 4.80 -76,500 0
2015-01-20 2015-01-16 4 AKIHA N NOBBY BIRT Stock options (right to buy) D - Sale to Issuer D 3.56 -90,000 0
2015-01-20 2015-01-16 4 AKIHA N NOBBY BIRT Common stock D - Sale to Issuer D 6.6000 -1,000 -7 0
2015-01-20 2015-01-16 4 AKIHA N NOBBY BIRT Common stock U - Other D 6.6000 -44,505 -294 1,000
2015-01-20 2015-01-16 4 McKeever Thomas BIRT Restricted stock units D - Sale to Issuer D 0.00 -7,500 0
2015-01-20 2015-01-16 4 McKeever Thomas BIRT Restricted stock units D - Sale to Issuer D 0.00 -12,500 0
2015-01-20 2015-01-16 4 McKeever Thomas BIRT Stock options (right to buy) D - Sale to Issuer D 5.48 -30,000 0
2015-01-20 2015-01-16 4 McKeever Thomas BIRT Restricted stock units D - Sale to Issuer D 0.00 -30,000 0
2015-01-20 2015-01-16 4 McKeever Thomas BIRT Restricted stock units D - Sale to Issuer D 0.00 -3,750 0
2015-01-20 2015-01-16 4 McKeever Thomas BIRT Stock options (right to buy) D - Sale to Issuer D 6.30 -50,000 0
2015-01-20 2015-01-16 4 McKeever Thomas BIRT Stock options (right to buy) D - Sale to Issuer D 3.56 -50,000 0
2015-01-20 2015-01-16 4 McKeever Thomas BIRT Stock options (right to buy) D - Sale to Issuer D 6.10 -30,000 0
2015-01-20 2015-01-16 4 McKeever Thomas BIRT Stock options (right to buy) D - Sale to Issuer D 5.55 -45,000 0
2015-01-20 2015-01-16 4 McKeever Thomas BIRT Stock options (right to buy) D - Sale to Issuer D 5.11 -25,000 0
2015-01-20 2015-01-16 4 McKeever Thomas BIRT Stock options (right to buy) D - Sale to Issuer D 4.80 -85,000 0
2015-01-20 2015-01-16 4 McKeever Thomas BIRT Stock options (right to buy) D - Sale to Issuer D 4.44 -60,000 0
2015-01-20 2015-01-16 4 McKeever Thomas BIRT Common stock D - Sale to Issuer D 6.6000 -1,000 -7 0
2015-01-20 2015-01-16 4 McKeever Thomas BIRT Common stock U - Other D 6.6000 -11,520 -76 1,000
2015-01-20 2015-01-16 4 Boudraa Dylan BIRT Restricted stock units D - Sale to Issuer D 0.00 -15,000 0
2015-01-20 2015-01-16 4 Boudraa Dylan BIRT Restricted stock units D - Sale to Issuer D 0.00 -70,000 0
2015-01-20 2015-01-16 4 Boudraa Dylan BIRT Stock options (right to buy) D - Sale to Issuer D 6.30 -100,000 0
2015-01-20 2015-01-16 4 Boudraa Dylan BIRT Stock options (right to buy) D - Sale to Issuer D 6.10 -4,000 0
2015-01-20 2015-01-16 4 Boudraa Dylan BIRT Stock options (right to buy) D - Sale to Issuer D 5.55 -30,000 0
2015-01-20 2015-01-16 4 Boudraa Dylan BIRT Stock options (right to buy) D - Sale to Issuer D 5.48 -35,000 0
2015-01-20 2015-01-16 4 Boudraa Dylan BIRT Stock options (right to buy) D - Sale to Issuer D 5.11 -5,000 0
2015-01-20 2015-01-16 4 Boudraa Dylan BIRT Stock options (right to buy) D - Sale to Issuer D 4.80 -25,000 0
2015-01-20 2015-01-16 4 Boudraa Dylan BIRT Stock options (right to buy) D - Sale to Issuer D 3.56 -6,000 0
2015-01-20 2015-01-16 4 WHITEMAN STEVEN D BIRT Restricted stock units D - Sale to Issuer D 0.00 -8,000 0
2015-01-20 2015-01-16 4 WHITEMAN STEVEN D BIRT Restricted stock units D - Sale to Issuer D 0.00 -8,000 0
2015-01-20 2015-01-16 4 WHITEMAN STEVEN D BIRT Restricted stock units D - Sale to Issuer D 0.00 -8,000 0
2015-01-20 2015-01-16 4 WHITEMAN STEVEN D BIRT Stock option (right to buy) D - Sale to Issuer D 4.20 -16,000 0
2015-01-20 2015-01-16 4 WHITEMAN STEVEN D BIRT Restricted stock units D - Sale to Issuer D 0.00 -16,000 0
2015-01-20 2015-01-16 4 WHITEMAN STEVEN D BIRT Restricted stock units D - Sale to Issuer D 0.00 -16,000 0
2015-01-20 2015-01-16 4 WHITEMAN STEVEN D BIRT Stock option (right to buy) D - Sale to Issuer D 6.20 -25,000 0
2015-01-20 2015-01-16 4 WHITEMAN STEVEN D BIRT Stock option (right to buy) D - Sale to Issuer D 4.60 -25,000 0
2015-01-20 2015-01-16 4 WHITEMAN STEVEN D BIRT Stock option (right to buy) D - Sale to Issuer D 5.47 -16,000 0
2015-01-20 2015-01-16 4 WHITEMAN STEVEN D BIRT Stock option (right to buy) D - Sale to Issuer D 4.65 -25,000 0
2015-01-20 2015-01-16 4 WHITEMAN STEVEN D BIRT Stock option (right to buy) D - Sale to Issuer D 4.03 -30,000 0
2015-01-20 2015-01-16 4 WHITEMAN STEVEN D BIRT Stock option (right to buy) D - Sale to Issuer D 1.99 -10,000 0
2015-01-20 2015-01-16 4 WHITEMAN STEVEN D BIRT Stock option (right to buy) D - Sale to Issuer D 3.77 -10,000 0
2015-01-20 2015-01-16 4 WHITEMAN STEVEN D BIRT Common Stock U - Other D 6.6000 -50,000 -330 0
2015-01-08 2015-01-07 4 AKIHA N NOBBY BIRT Option (right to buy) M - Exercise D 3.59 -5,000 411,500
2015-01-08 2015-01-07 4 AKIHA N NOBBY BIRT Option (right to buy) M - Exercise D 2.48 -10,000 416,500
2015-01-08 2015-01-07 4 AKIHA N NOBBY BIRT Common Stock S - Sale D 6.5730 -15,000 -99 71,306
2015-01-08 2015-01-07 4 AKIHA N NOBBY BIRT Common Stock M - Exercise D 3.5900 5,000 18 86,306
2015-01-08 2015-01-07 4 AKIHA N NOBBY BIRT Common Stock M - Exercise D 2.4800 10,000 25 81,306
2014-12-15 3 OPEN TEXT CORP See Explanation of Responses BIRT Common Stock, par value 0.001 per share I 2,890,580
2014-12-15 3 OPEN TEXT CORP See Explanation of Responses BIRT Common Stock, par value 0.001 per share I 2,890,580
2014-12-09 2014-12-08 4 AKIHA N NOBBY BIRT Option (right to buy) M - Exercise D 2.48 -10,000 426,500
2014-12-09 2014-12-08 4 AKIHA N NOBBY BIRT Option (right to buy) M - Exercise D 3.59 -5,000 436,500
2014-12-09 2014-12-08 4 AKIHA N NOBBY BIRT Common Stock S - Sale D 6.5520 -15,000 -98 71,306
2014-12-09 2014-12-08 4 AKIHA N NOBBY BIRT Common Stock M - Exercise D 2.4800 10,000 25 86,306
2014-12-09 2014-12-08 4 AKIHA N NOBBY BIRT Common Stock M - Exercise D 3.5900 5,000 18 76,306
2014-12-09 2014-12-05 4 AKIHA N NOBBY BIRT Option (right to buy) M - Exercise D 3.59 -35,000 441,500
2014-12-09 2014-12-05 4 AKIHA N NOBBY BIRT Common Stock S - Sale D 6.5500 -35,000 -229 71,306
2014-12-09 2014-12-05 4 AKIHA N NOBBY BIRT Common Stock M - Exercise D 3.5900 35,000 126 106,306
2014-11-10 2014-11-07 4 AKIHA N NOBBY BIRT Option (right to buy) M - Exercise D 2.48 -10,000 476,500
2014-11-10 2014-11-07 4 AKIHA N NOBBY BIRT Common Stock S - Sale D 3.8370 -10,000 -38 71,306
2014-11-10 2014-11-07 4 AKIHA N NOBBY BIRT Common Stock M - Exercise D 2.4800 10,000 25 81,306
2014-10-09 2014-10-07 4 AKIHA N NOBBY ACTU Option (right to buy) M - Exercise D 2.48 -10,000 486,500
2014-10-09 2014-10-07 4 AKIHA N NOBBY ACTU Common Stock S - Sale D 4.0470 -10,000 -40 71,306
2014-10-09 2014-10-07 4 AKIHA N NOBBY ACTU Common Stock M - Exercise D 2.4800 10,000 25 81,306
2014-09-09 2014-09-08 4 AKIHA N NOBBY ACTU Option (right to buy) M - Exercise D 2.48 -10,000 496,500
2014-09-09 2014-09-08 4 AKIHA N NOBBY ACTU Common Stock S - Sale D 4.3050 -10,000 -43 71,306
2014-09-09 2014-09-08 4 AKIHA N NOBBY ACTU Common Stock M - Exercise D 2.4800 10,000 25 81,306
2014-08-08 2014-08-07 4 AKIHA N NOBBY ACTU Option (right to buy) M - Exercise D 2.48 -10,000 506,500
2014-08-08 2014-08-07 4 AKIHA N NOBBY ACTU Common Stock S - Sale D 4.4800 -10,000 -45 71,306
2014-08-08 2014-08-07 4 AKIHA N NOBBY ACTU Common Stock M - Exercise D 2.4800 10,000 25 81,306
2014-07-09 2014-07-07 4 AKIHA N NOBBY ACTU Option (right to buy) M - Exercise D 2.48 -10,000 516,500
2014-07-09 2014-07-07 4 AKIHA N NOBBY ACTU Common Stock S - Sale D 4.7290 -10,000 -47 71,306
2014-07-09 2014-07-07 4 AKIHA N NOBBY ACTU Common Stock M - Exercise D 2.4800 10,000 25 81,306
2014-06-16 2014-06-13 4 Boudraa Dylan ACTU Common Stock S - Sale D 4.6000 -1,000 -5 85,000
2014-06-09 2014-06-06 4 AKIHA N NOBBY ACTU Option (right to buy) M - Exercise D 2.48 -10,000 526,500
2014-06-09 2014-06-06 4 AKIHA N NOBBY ACTU Common Stock S - Sale D 4.6660 -10,000 -47 71,306
2014-06-09 2014-06-06 4 AKIHA N NOBBY ACTU Common Stock M - Exercise D 2.4800 10,000 25 81,306
2014-05-23 2014-05-21 4 OCAMPO RAYMOND L JR ACTU Common Stock A - Award D 16,000 60,500
2014-05-23 2014-05-21 4 PATTERSON ARTHUR C ACTU Common Stock A - Award D 16,000 1,041,970
2014-05-23 2014-05-21 4 MARSHALL KENNETH E ACTU Common Stock A - Award D 16,000 61,000
2014-05-23 2014-05-21 4 WHITEMAN STEVEN D ACTU Common Stock A - Award D 16,000 110,212
2014-05-23 2014-05-21 4 Yeaton Timothy B. ACTU Common Stock A - Award D 16,000 60,500
2014-05-19 2014-05-16 4 CITTADINI PETER I ACTU Common Stock P - Purchase D 4.0830 185,748 758 2,880,892
2014-05-09 2014-05-07 4 AKIHA N NOBBY ACTU Option (right to buy) M - Exercise D 2.48 -10,000 536,500
2014-05-09 2014-05-07 4 AKIHA N NOBBY ACTU Common Stock S - Sale D 3.8480 -10,000 -38 71,306
2014-05-09 2014-05-07 4 AKIHA N NOBBY ACTU Common Stock M - Exercise D 2.4800 10,000 25 81,306
2014-04-15 2014-04-11 4 GAUDREAU DANIEL A ACTU Performance Stock Unit A - Award D 50,000 50,000
2014-04-15 2014-04-11 4 GAUDREAU DANIEL A ACTU Performance Stock Unit A - Award D 16,667 16,667
2014-04-15 2014-04-11 4 GAUDREAU DANIEL A ACTU Restricted Stock Unit A - Award D 110,000 350,619
2014-04-15 2014-04-11 4 CITTADINI PETER I ACTU Performance Stock Unit A - Award D 125,000 125,000
2014-04-15 2014-04-11 4 CITTADINI PETER I ACTU Performance Stock Unit A - Award D 41,667 41,667
2014-04-15 2014-04-11 4 CITTADINI PETER I ACTU Restricted Stock Unit A - Award D 275,000 2,695,144
2014-04-08 2014-04-07 4 AKIHA N NOBBY ACTU Option (right to buy) M - Exercise D 3.59 -5,000 546,500
2014-04-08 2014-04-07 4 AKIHA N NOBBY ACTU Option (right to buy) M - Exercise D 2.48 -10,000 551,500
2014-04-08 2014-04-07 4 AKIHA N NOBBY ACTU Common Stock S - Sale D 5.6390 -15,000 -85 71,306
2014-04-08 2014-04-07 4 AKIHA N NOBBY ACTU Common Stock M - Exercise D 3.5900 5,000 18 86,306
2014-04-08 2014-04-07 4 AKIHA N NOBBY ACTU Common Stock M - Exercise D 2.4800 10,000 25 81,306
2014-03-21 2014-03-19 4 AKIHA N NOBBY ACTU Performance Stock Unit A - Award D 10,000 10,000
2014-03-21 2014-03-19 4 AKIHA N NOBBY ACTU Restricted Stock Unit A - Award D 15,000 71,306
2014-03-21 2014-03-19 4 McKeever Thomas ACTU Performance Stock Unit A - Award D 20,000 20,000
2014-03-21 2014-03-19 4 McKeever Thomas ACTU Restricted Stock Unit A - Award D 30,000 64,270
2014-03-21 2014-03-19 4 Boudraa Dylan ACTU Performance Stock Unit A - Award D 30,000 30,000
2014-03-21 2014-03-19 4 Boudraa Dylan ACTU Restricted Stock Unit A - Award D 70,000 86,000
2014-02-24 2014-02-21 4 WHITEMAN STEVEN D ACTU Option (right to buy) M - Exercise D 3.65 -10,000 173,000
2014-02-24 2014-02-21 4 WHITEMAN STEVEN D ACTU Common Stock M - Exercise D 3.6500 10,000 36 94,212
2014-02-03 2014-01-31 4 AKIHA N NOBBY ACTU Common Stock F - Taxes D 7.6000 -458 -3 55,306
2014-01-28 2014-01-28 4 AKIHA N NOBBY ACTU Common Stock F - Taxes D 7.7200 -1,834 -14 55,764
2014-01-28 2014-01-27 4 AKIHA N NOBBY ACTU Common Stock F - Taxes D 7.6600 -917 -7 57,598
2014-01-28 2014-01-26 4 AKIHA N NOBBY ACTU Common Stock F - Taxes D 7.8300 -619 -5 58,515
2014-01-28 2014-01-28 4 McKeever Thomas ACTU Common Stock F - Taxes D 7.7200 -1,375 -11 33,270
2014-01-28 2014-01-27 4 McKeever Thomas ACTU Common Stock F - Taxes D 7.6600 -2,293 -18 34,645
2014-01-28 2014-01-26 4 McKeever Thomas ACTU Common Stock F - Taxes D 7.8300 -687 -5 36,938
2014-01-17 2014-01-15 4 McKeever Thomas ACTU Option (right to buy) M - Exercise D 4.44 -13,750 375,000
2014-01-17 2014-01-15 4 McKeever Thomas ACTU Common Stock S - Sale D 8.0190 -13,750 -110 37,625
2014-01-17 2014-01-15 4 McKeever Thomas ACTU Common Stock M - Exercise D 4.4400 13,750 61 51,375
2014-01-17 2014-01-14 4 McKeever Thomas ACTU Option (right to buy) M - Exercise D 4.44 -1,250 388,750
2014-01-17 2014-01-14 4 McKeever Thomas ACTU Common Stock S - Sale D 8.0000 -1,250 -10 37,625
2014-01-17 2014-01-14 4 McKeever Thomas ACTU Common Stock M - Exercise D 4.4400 1,250 6 38,875
2013-12-16 2013-12-13 4 GAUDREAU DANIEL A ACTU Option (right to buy) M - Exercise D 3.56 -24,024 424,830
2013-12-16 2013-12-13 4 GAUDREAU DANIEL A ACTU Common Stock D - Sale to Issuer D 7.1896 -24,024 -173 239,619
2013-12-16 2013-12-13 4 GAUDREAU DANIEL A ACTU Common Stock A - Award D 3.5600 24,024 86 263,643
2013-12-06 2013-12-05 4 GAUDREAU DANIEL A ACTU Option (right to buy) M - Exercise D 4.80 -50,905 448,854
2013-12-06 2013-12-05 4 GAUDREAU DANIEL A ACTU Common Stock S - Sale D 7.8000 -50,905 -397 239,619
2013-12-06 2013-12-05 4 GAUDREAU DANIEL A ACTU Common Stock M - Exercise D 4.8000 50,905 244 290,524
2013-12-06 2013-12-04 4 GAUDREAU DANIEL A ACTU Option (right to buy) M - Exercise D 4.80 -1,178 499,759
2013-12-06 2013-12-04 4 GAUDREAU DANIEL A ACTU Common Stock S - Sale D 7.8000 -1,178 -9 239,619
2013-12-06 2013-12-04 4 GAUDREAU DANIEL A ACTU Common Stock M - Exercise D 4.8000 1,178 6 240,797
2013-12-04 2013-12-03 4 GAUDREAU DANIEL A ACTU Option (right to buy) M - Exercise D 3.89 -12,500 500,937
2013-12-04 2013-12-03 4 GAUDREAU DANIEL A ACTU Common Stock S - Sale D 7.7480 -13,500 -105 239,619
2013-12-04 2013-12-03 4 GAUDREAU DANIEL A ACTU Common Stock M - Exercise D 3.8900 12,500 49 253,119
2013-11-18 2013-11-15 4 CITTADINI PETER I ACTU Option (right to buy) M - Exercise D 3.89 -400,000 1,545,000
2013-11-18 2013-11-15 4 CITTADINI PETER I ACTU Common Stock M - Exercise D 7.7700 -400,000 -3,108 2,420,144
2013-11-18 2013-11-15 4 CITTADINI PETER I ACTU Common Stock M - Exercise D 3.8900 400,000 1,556 2,820,144
2013-09-12 2013-09-10 4 McKeever Thomas ACTU Common Stock S - Sale D 7.3330 -11,451 -84 37,625
2013-08-26 2013-08-22 4 Boudraa Dylan ACTU Option (right to buy) M - Exercise D 3.59 -5,885 205,000
2013-08-26 2013-08-22 4 Boudraa Dylan ACTU Common Stock S - Sale D 7.4070 -9,481 -70 15,000
2013-08-26 2013-08-22 4 Boudraa Dylan ACTU Common Stock M - Exercise D 3.5900 5,885 21 24,481
2013-08-06 3 Boudraa Dylan ACTU Common Stock D 15,000
2013-05-24 2013-04-23 4 GAUDREAU DANIEL A ACTU Performance Right A - Award D 50,000 50,000
2013-05-24 2013-05-22 4 OCAMPO RAYMOND L JR ACTU Common Stock A - Award D 16,000 44,500
2013-05-24 2013-04-23 4 CITTADINI PETER I ACTU Performance Right A - Award D 200,000 200,000
2013-05-24 2013-05-22 4 PATTERSON ARTHUR C ACTU Common Stock A - Award D 16,000 1,025,970
2013-05-24 2013-05-22 4 MARSHALL KENNETH E ACTU Common Stock A - Award D 16,000 45,000
2013-05-24 2013-05-22 4 WHITEMAN STEVEN D ACTU Common Stock A - Award D 16,000 84,212
2013-05-24 2013-05-22 4 Yeaton Timothy B. ACTU Common Stock A - Award D 16,000 44,500
2013-05-08 2013-05-06 4 WHITEMAN STEVEN D ACTU Option (right to buy) M - Exercise D 1.92 -10,000 183,000
2013-05-08 2013-05-06 4 WHITEMAN STEVEN D ACTU Common Stock M - Exercise D 1.9200 10,000 19 68,212
2013-03-05 2013-03-01 4 MARSHALL KENNETH E ACTU Option (right to buy) M - Exercise D 4.03 -10,000 143,000
2013-03-05 2013-03-01 4 MARSHALL KENNETH E ACTU Option (right to buy) M - Exercise D 3.77 -8,917 153,000
2013-03-05 2013-03-01 4 MARSHALL KENNETH E ACTU Common Stock S - Sale D 6.1650 -18,917 -117 29,000
2013-03-05 2013-03-01 4 MARSHALL KENNETH E ACTU Common Stock M - Exercise D 4.0300 10,000 40 47,917
2013-03-05 2013-03-01 4 MARSHALL KENNETH E ACTU Common Stock M - Exercise D 3.7700 8,917 34 37,917
2013-03-01 2013-02-28 4 AKIHA N NOBBY ACTU Common Stock S - Sale D 6.0000 -977 -6 58,134
2013-03-01 2013-02-28 4 MARSHALL KENNETH E ACTU Option (right to buy) M - Exercise D 3.77 -1,083 161,917
2013-03-01 2013-02-28 4 MARSHALL KENNETH E ACTU Option (right to buy) M - Exercise D 3.65 -10,000 163,000
2013-03-01 2013-02-28 4 MARSHALL KENNETH E ACTU Common Stock S - Sale D 6.0830 -11,083 -67 29,000
2013-03-01 2013-02-28 4 MARSHALL KENNETH E ACTU Common Stock M - Exercise D 3.7700 1,083 4 40,083
2013-03-01 2013-02-28 4 MARSHALL KENNETH E ACTU Common Stock M - Exercise D 3.6500 10,000 36 39,000
2013-03-01 2013-02-28 4 McKeever Thomas ACTU Common Stock S - Sale D 6.0000 -2,385 -14 48,076
2013-02-13 2013-02-11 4 WHITEMAN STEVEN D ACTU Option (right to buy) M - Exercise D 1.49 -40,000 193,000
2013-02-13 2013-02-11 4 WHITEMAN STEVEN D ACTU Common Stock S - Sale D 6.0410 -10,000 -60 64,212
2013-02-13 2013-02-11 4 WHITEMAN STEVEN D ACTU Common Stock M - Exercise D 1.4900 40,000 60 74,212
2013-02-01 2013-01-30 4 GAUDREAU DANIEL A ACTU Common Stock A - Award D 90,000 238,619
2013-02-01 2013-01-30 4 CITTADINI PETER I ACTU Common Stock A - Award D 170,000 2,420,144
2013-02-01 2013-01-30 4 AKIHA N NOBBY ACTU Option (right to buy) A - Award D 5.55 10,000 561,500
2013-02-01 2013-01-30 4 AKIHA N NOBBY ACTU Common Stock A - Award D 5,000 58,111
2013-02-01 2013-01-30 4 McKeever Thomas ACTU Option (right to buy) A - Award D 5.55 45,000 390,000
2013-02-01 2013-01-30 4 McKeever Thomas ACTU Common Stock A - Award D 7,500 49,461
2013-01-29 2013-01-28 4 AKIHA N NOBBY ACTU Common Stock F - Taxes D 5.7100 -2,145 -12 53,111
2013-01-29 2013-01-26 4 AKIHA N NOBBY ACTU Common Stock F - Taxes D 5.7600 -724 -4 55,966
2013-01-29 2013-01-28 4 McKeever Thomas ACTU Common Stock F - Taxes D 5.7100 -1,609 -9 41,961
2013-01-29 2013-01-26 4 McKeever Thomas ACTU Common Stock F - Taxes D 5.7600 -804 -5 43,570
2012-12-26 2012-12-20 4 AKIHA N NOBBY ACTU Option (right to buy) M - Exercise D 1.49 -42,000 551,500
2012-12-26 2012-12-20 4 AKIHA N NOBBY ACTU Common Stock S - Sale D 5.5930 -42,000 -235 56,929
2012-12-26 2012-12-20 4 AKIHA N NOBBY ACTU Common Stock M - Exercise D 1.4900 42,000 63 98,929
2012-12-13 2012-12-12 4 PATTERSON ARTHUR C ACTU Option (right to buy) M - Exercise D 1.92 -10,000 57,000
2012-12-13 2012-12-12 4 PATTERSON ARTHUR C ACTU Option (right to buy) M - Exercise D 3.77 -10,000 57,000
2012-12-13 2012-12-12 4 PATTERSON ARTHUR C ACTU Option (right to buy) M - Exercise D 1.99 -10,000 67,000
2012-12-13 2012-12-12 4 PATTERSON ARTHUR C ACTU Option (right to buy) M - Exercise D 3.65 -10,000 77,000
2012-12-13 2012-12-12 4 PATTERSON ARTHUR C ACTU Option (right to buy) M - Exercise D 4.20 -16,000 97,000
2012-12-13 2012-12-12 4 PATTERSON ARTHUR C ACTU Option (right to buy) M - Exercise D 4.65 -25,000 113,000
2012-12-13 2012-12-12 4 PATTERSON ARTHUR C ACTU Option (right to buy) M - Exercise D 4.60 -25,000 113,000
2012-12-13 2012-12-12 4 PATTERSON ARTHUR C ACTU Option (right to buy) M - Exercise D 4.03 -30,000 163,000
2012-12-13 2012-12-12 4 PATTERSON ARTHUR C ACTU Option (right to buy) M - Exercise D 1.49 -90,000 193,000
2012-12-13 2012-12-12 4 PATTERSON ARTHUR C ACTU Common Stock M - Exercise D 3.7700 10,000 38 1,009,970
2012-12-13 2012-12-12 4 PATTERSON ARTHUR C ACTU Common Stock M - Exercise D 1.9900 10,000 20 999,970
2012-12-13 2012-12-12 4 PATTERSON ARTHUR C ACTU Common Stock M - Exercise D 3.6500 10,000 36 989,970
2012-12-13 2012-12-12 4 PATTERSON ARTHUR C ACTU Common Stock M - Exercise D 1.9200 10,000 19 979,970
2012-12-13 2012-12-12 4 PATTERSON ARTHUR C ACTU Common Stock M - Exercise D 4.2000 16,000 67 969,970
2012-12-13 2012-12-12 4 PATTERSON ARTHUR C ACTU Common Stock M - Exercise D 4.6000 25,000 115 953,970
2012-12-13 2012-12-12 4 PATTERSON ARTHUR C ACTU Common Stock M - Exercise D 4.6500 25,000 116 928,970
2012-12-13 2012-12-12 4 PATTERSON ARTHUR C ACTU Common Stock M - Exercise D 4.0300 30,000 121 903,970
2012-12-13 2012-12-12 4 PATTERSON ARTHUR C ACTU Common Stock M - Exercise D 1.4900 90,000 134 873,970
2012-12-03 2012-11-30 4 CITTADINI PETER I ACTU Option (right to buy) M - Exercise D 2.48 -300,000 1,945,000
2012-12-03 2012-11-30 4 CITTADINI PETER I ACTU Option (right to buy) M - Exercise D 2.99 -400,000 2,245,000
2012-12-03 2012-11-30 4 CITTADINI PETER I ACTU Option (right to buy) M - Exercise D 1.49 -18,677 2,645,000
2012-12-03 2012-11-30 4 CITTADINI PETER I ACTU Common Stock M - Exercise D 2.4800 300,000 744 2,250,144
2012-12-03 2012-11-30 4 CITTADINI PETER I ACTU Common Stock M - Exercise D 2.9900 400,000 1,196 1,950,144
2012-12-03 2012-11-30 4 CITTADINI PETER I ACTU Common Stock M - Exercise D 1.4900 18,677 28 1,550,144
2012-10-11 2012-09-20 4 AKIHA N NOBBY ACTU Option (right to buy) M - Exercise D 1.49 -43,000 593,500
2012-10-11 2012-09-20 4 AKIHA N NOBBY ACTU Common Stock S - Sale D 6.5900 -43,000 -283 56,929
2012-10-11 2012-09-20 4 AKIHA N NOBBY ACTU Common Stock M - Exercise D 1.4900 43,000 64 99,929
2012-08-21 2012-08-20 4 McKeever Thomas ACTU Common Stock S - Sale D 6.9640 -4,216 -29 44,374
2012-06-22 2012-06-20 4 AKIHA N NOBBY ACTU Option (right to buy) M - Exercise D 1.49 -43,000 636,500
2012-06-22 2012-06-20 4 AKIHA N NOBBY ACTU Common Stock S - Sale D 6.4990 -43,000 -279 54,929
2012-06-22 2012-06-20 4 AKIHA N NOBBY ACTU Common Stock M - Exercise D 1.4900 43,000 64 97,929
2012-06-01 2012-05-31 4 GAUDREAU DANIEL A ACTU Option (right to buy) M - Exercise D 5.11 -50,000 513,437
2012-06-01 2012-05-31 4 GAUDREAU DANIEL A ACTU Common Stock S - Sale D 6.6700 -50,000 -334 147,619
2012-06-01 2012-05-31 4 GAUDREAU DANIEL A ACTU Common Stock M - Exercise D 5.1100 50,000 256 197,619
2012-06-01 2012-05-30 4 GAUDREAU DANIEL A ACTU Option (right to buy) M - Exercise D 5.11 -50,000 563,437
2012-06-01 2012-05-30 4 GAUDREAU DANIEL A ACTU Common Stock S - Sale D 6.7020 -50,000 -335 147,619
2012-06-01 2012-05-30 4 GAUDREAU DANIEL A ACTU Common Stock M - Exercise D 5.1100 50,000 256 197,619
2012-05-31 2012-05-29 4 MARSHALL KENNETH E ACTU Option (right to buy) M - Exercise D 1.99 -10,000 173,000
2012-05-31 2012-05-29 4 MARSHALL KENNETH E ACTU Common Stock S - Sale D 6.8050 -10,000 -68 29,000
2012-05-31 2012-05-29 4 MARSHALL KENNETH E ACTU Common Stock M - Exercise D 1.9900 10,000 20 39,000
2012-05-25 2012-05-23 4 OCAMPO RAYMOND L JR ACTU Option (right to buy) A - Award D 6.80 16,000 57,000
2012-05-25 2012-05-23 4 OCAMPO RAYMOND L JR ACTU Common Stock A - Award D 8,000 28,500
2012-05-25 2012-05-24 4 PATTERSON ARTHUR C ACTU Option (right to buy) M - Exercise D 5.56 -10,000 283,000
2012-05-25 2012-05-24 4 PATTERSON ARTHUR C ACTU Common Stock M - Exercise D 5.5600 10,000 56 783,970
2012-05-25 2012-05-23 4 PATTERSON ARTHUR C ACTU Option (right to buy) A - Award D 6.80 16,000 293,000
2012-05-25 2012-05-23 4 PATTERSON ARTHUR C ACTU Common Stock A - Award D 8,000 773,970
2012-05-25 2012-05-23 4 MARSHALL KENNETH E ACTU Option (right to buy) A - Award D 6.80 16,000 183,000
2012-05-25 2012-05-23 4 MARSHALL KENNETH E ACTU Common Stock A - Award D 8,000 29,000
2012-05-25 2012-05-23 4 WHITEMAN STEVEN D ACTU Option (right to buy) A - Award D 6.80 16,000 233,000
2012-05-25 2012-05-23 4 WHITEMAN STEVEN D ACTU Common Stock A - Award D 8,000 34,212
2012-05-25 2012-05-23 4 Yeaton Timothy B. ACTU Option (right to buy) A - Award D 6.80 16,000 57,000
2012-05-25 2012-05-23 4 Yeaton Timothy B. ACTU Common Stock A - Award D 8,000 28,500
2012-05-10 2012-05-08 4 GAUDREAU DANIEL A ACTU Performance Right A - Award D 150,000 150,000
2012-05-10 2012-05-08 4 GAUDREAU DANIEL A ACTU Option (right to buy) M - Exercise D 5.11 -100,000 613,437
2012-05-10 2012-05-08 4 GAUDREAU DANIEL A ACTU Common Stock S - Sale D 6.8200 -103,000 -702 147,619
2012-05-10 2012-05-08 4 GAUDREAU DANIEL A ACTU Common Stock M - Exercise D 5.1100 100,000 511 250,619
2012-05-10 2012-05-08 4 CITTADINI PETER I ACTU Performance Right A - Award D 320,000 320,000
2012-05-10 2012-05-09 4 WHITEMAN STEVEN D ACTU Option (right to buy) M - Exercise D 5.56 -10,000 217,000
2012-05-10 2012-05-09 4 WHITEMAN STEVEN D ACTU Option (right to buy) M - Exercise D 1.49 -15,000 227,000
2012-05-10 2012-05-09 4 WHITEMAN STEVEN D ACTU Common Stock S - Sale D 6.9830 -25,000 -175 26,212
2012-05-10 2012-05-09 4 WHITEMAN STEVEN D ACTU Common Stock M - Exercise D 5.5600 10,000 56 51,212
2012-05-10 2012-05-09 4 WHITEMAN STEVEN D ACTU Common Stock M - Exercise D 1.4900 15,000 22 41,212
2012-03-22 2012-03-20 4 AKIHA N NOBBY ACTU Option (right to buy) M - Exercise D 1.49 -43,000 679,500
2012-03-22 2012-03-20 4 AKIHA N NOBBY ACTU Common Stock S - Sale D 6.1122 -43,000 -263 54,929
2012-03-22 2012-03-20 4 AKIHA N NOBBY ACTU Common Stock M - Exercise D 1.4900 43,000 64 97,929
2012-03-02 2012-02-29 4 AKIHA N NOBBY ACTU Common Stock F - Taxes D 6.0500 -1,838 -11 54,929
2012-03-02 2012-02-29 4 McKeever Thomas ACTU Common Stock F - Taxes D 6.0500 -1,376 -8 46,590
2012-02-22 2012-02-21 4 MARSHALL KENNETH E ACTU Option (right to buy) M - Exercise D 5.56 -2,281 167,000
2012-02-22 2012-02-21 4 MARSHALL KENNETH E ACTU Common Stock S - Sale D 6.3900 -2,281 -15 21,000
2012-02-22 2012-02-21 4 MARSHALL KENNETH E ACTU Common Stock M - Exercise D 5.5600 2,281 13 23,281
2012-02-22 2012-02-17 4 MARSHALL KENNETH E ACTU Option (right to buy) M - Exercise D 1.92 -10,000 169,281
2012-02-22 2012-02-17 4 MARSHALL KENNETH E ACTU Option (right to buy) M - Exercise D 5.56 -7,719 179,281
2012-02-22 2012-02-17 4 MARSHALL KENNETH E ACTU Option (right to buy) M - Exercise D 1.49 -2,281 187,000
2012-02-22 2012-02-17 4 MARSHALL KENNETH E ACTU Common Stock S - Sale D 6.3645 -20,000 -127 21,000
2012-02-22 2012-02-17 4 MARSHALL KENNETH E ACTU Common Stock M - Exercise D 1.9200 10,000 19 41,000
2012-02-22 2012-02-17 4 MARSHALL KENNETH E ACTU Common Stock M - Exercise D 5.5600 7,719 43 31,000
2012-02-22 2012-02-17 4 MARSHALL KENNETH E ACTU Common Stock M - Exercise D 1.4900 2,281 3 23,281
2012-02-06 2012-02-03 4 CITTADINI PETER I ACTU Option (right to buy) M - Exercise D 1.49 -635,214 2,663,677
2012-02-06 2012-02-03 4 CITTADINI PETER I ACTU Common Stock S - Sale D 6.1209 -635,214 -3,888 1,531,467
2012-02-06 2012-02-03 4 CITTADINI PETER I ACTU Common Stock M - Exercise D 1.4900 635,214 946 2,166,681
2012-02-02 2012-01-31 4 CITTADINI PETER I ACTU Option (right to buy) M - Exercise D 1.49 -1,200 3,298,891
2012-02-02 2012-01-31 4 CITTADINI PETER I ACTU Common Stock S - Sale D 6.2500 -1,200 -8 1,531,467
2012-02-02 2012-01-31 4 CITTADINI PETER I ACTU Common Stock M - Exercise D 1.4900 1,200 2 1,532,667
2012-01-31 2012-01-27 4 GAUDREAU DANIEL A ACTU Option (right to buy) A - Award D 6.30 90,000 713,437
2012-01-31 2012-01-27 4 GAUDREAU DANIEL A ACTU Common Stock A - Award D 45,000 149,619
2012-01-31 2012-01-27 4 AKIHA N NOBBY ACTU Option (right to buy) A - Award D 6.30 20,000 722,500
2012-01-31 2012-01-27 4 AKIHA N NOBBY ACTU Common Stock A - Award D 10,000 56,767
2012-01-31 2012-01-26 4 AKIHA N NOBBY ACTU Common Stock F - Taxes D 6.1700 -691 -4 46,767
2012-01-31 2012-01-27 4 McKeever Thomas ACTU Option (right to buy) A - Award D 6.30 50,000 345,000
2012-01-31 2012-01-27 4 McKeever Thomas ACTU Common Stock A - Award D 25,000 47,966
2012-01-31 2012-01-26 4 McKeever Thomas ACTU Common Stock F - Taxes D 6.1700 -767 -5 22,966
2012-01-30 2012-01-30 4 CITTADINI PETER I ACTU Option (right to buy) M - Exercise D 1.49 -4,800 3,300,091
2012-01-30 2012-01-30 4 CITTADINI PETER I ACTU Common Stock S - Sale D 6.2510 -4,800 -30 1,531,467
2012-01-30 2012-01-30 4 CITTADINI PETER I ACTU Common Stock M - Exercise D 1.4900 4,800 7 1,536,267
2012-01-30 2012-01-27 4 CITTADINI PETER I ACTU Option (right to buy) M - Exercise D 1.49 -25,000 3,304,891
2012-01-30 2012-01-27 4 CITTADINI PETER I ACTU Option (right to buy) A - Award D 6.30 170,000 3,329,891
2012-01-30 2012-01-27 4 CITTADINI PETER I ACTU Common Stock S - Sale D 6.2862 -25,000 -157 1,531,467
2012-01-30 2012-01-27 4 CITTADINI PETER I ACTU Common Stock M - Exercise D 1.4900 25,000 37 1,556,467
2012-01-30 2012-01-27 4 CITTADINI PETER I ACTU Common Stock A - Award D 85,000 1,531,467
2012-01-30 2012-01-26 4 CITTADINI PETER I ACTU Option (right to buy) M - Exercise D 1.49 -7,002 3,159,891
2012-01-30 2012-01-26 4 CITTADINI PETER I ACTU Common Stock S - Sale D 6.2548 -7,002 -44 1,446,467
2012-01-30 2012-01-26 4 CITTADINI PETER I ACTU Common Stock M - Exercise D 1.4900 7,002 10 1,453,469
2012-01-26 2012-01-25 4 CITTADINI PETER I ACTU Option (right to buy) M - Exercise D 1.49 -11,300 3,166,893
2012-01-26 2012-01-25 4 CITTADINI PETER I ACTU Common Stock S - Sale D 6.2603 -11,300 -71 1,446,467
2012-01-26 2012-01-25 4 CITTADINI PETER I ACTU Common Stock M - Exercise D 1.4900 11,300 17 1,457,767
2012-01-26 2012-01-24 4 CITTADINI PETER I ACTU Option (right to buy) M - Exercise D 1.49 -25,000 3,178,193
2012-01-26 2012-01-24 4 CITTADINI PETER I ACTU Common Stock S - Sale D 6.2536 -25,000 -156 1,446,467
2012-01-26 2012-01-24 4 CITTADINI PETER I ACTU Common Stock M - Exercise D 1.4900 25,000 37 1,471,467
2012-01-23 2012-01-23 4 CITTADINI PETER I ACTU Option (right to buy) M - Exercise D 1.49 -25,000 3,203,193
2012-01-23 2012-01-23 4 CITTADINI PETER I ACTU Common Stock S - Sale D 6.2637 -25,000 -157 1,446,467
2012-01-23 2012-01-23 4 CITTADINI PETER I ACTU Common Stock M - Exercise D 1.4900 25,000 37 1,471,467
2012-01-23 2012-01-20 4 CITTADINI PETER I ACTU Option (right to buy) M - Exercise D 1.49 -25,000 3,228,193
2012-01-23 2012-01-20 4 CITTADINI PETER I ACTU Common Stock S - Sale D 6.2571 -25,000 -156 1,446,467
2012-01-23 2012-01-20 4 CITTADINI PETER I ACTU Common Stock M - Exercise D 1.4900 25,000 37 1,471,467
2012-01-23 2012-01-19 4 CITTADINI PETER I ACTU Option (right to buy) M - Exercise D 1.49 -2,600 3,253,193
2012-01-23 2012-01-19 4 CITTADINI PETER I ACTU Common Stock S - Sale D 6.2500 -2,600 -16 1,446,467
2012-01-23 2012-01-19 4 CITTADINI PETER I ACTU Common Stock M - Exercise D 1.4900 2,600 4 1,449,067
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
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