ADVM / Adverum Biotechnologies, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Adverum Biotechnologies, Inc.

Jumlah Saham Beredar 20,984,161 shares
Saham Orang Dalam12,449,629 shares
Kepemilikan oleh Orang Dalam59.33 %
Orang Dalam Sejati74
Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

0 ( )

5039 out of 11305

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

0.000 %( )

5015 out of 11224

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan Adverum Biotechnologies, Inc. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Linda Bain Chief Financial Officer - [O] 41,930 41,930
Barone Samuel B. SVP, Clinical Development - [O] 172,335 17,234
Richard Beckman Chief Medical Officer - [O] 43,333 4,333
Blumenkranz Mark S. Director - [D] 531,322 531,322
Shirley Braun VP, Human Resources - [O] 161,140 161,140
Eric G Carter Director - [D] 48,000 4,800
Chalberg Thomas W. Chief Executive Officer, Director - [D] [O] 258,988 258,988
Cheng Jennifer C. General Counsel - [O] 118,863 11,886
Julie Clark Chief Medical Officer - [O] 164,723 16,472
Paul B Cleveland Chief Executive Officer, Director - [D] [O] 22,727 2,273
Athena Countouriotis SVP, Chief Medical Officer - [O] 150,000 15,000
Rupert D'Souza Chief Financial Officer - [O] 20,850 2,085
Management Co Deerfield 10% Owner - [10%] 627,267 627,267
Deerfield Partners, L.p. 10% Owner - [10%] 627,267 627,267
Deerfield International Master Fund, L.P. 10% Owner - [10%] 627,267 627,267
Deerfield Mgmt III, L.P. 10% Owner - [10%] 627,267 627,267
Deerfield Mgmt L.P. 10% Owner - [10%] 627,267 627,267
Deerfield Private Design Fund III, L.P. 10% Owner - [10%] 627,267 627,267
Deerfield Special Situations Fund, L.P. 10% Owner - [10%] 627,267 627,267
Deerfield Special Situations International Master Fund, L.P. 10% Owner - [10%] 627,267 627,267
Finer Mitchell H. Director - [D] 603,069 60,307
Laurent Fischer CEO, PRESIDENT AND DIRECTOR, Director - [D] [O] 87,488 87,488
James E Flynn 10% Owner - [10%] 627,267 627,267
Mehdi Gasmi Director - [D] 274,442 27,444
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Rekha Hemrajani Director - [D] 0 0
Soo Hong Director - [D] 0 0
Anders D Hove 10% Owner - [10%] 2,365,471 2,365,471
Hans Hull Chief Executive Officer - [O] 137,210 137,210
Bong Y Koh 10% Owner - [10%] 2,365,471 2,365,471
Braden Michael Leonard 10% Owner - [10%] 141,800 141,800
Thomas Leung Chief Financial Officer - [O] 0 0
Lupher, Jr. Mark L. Director - [D] 130,000 13,000
John Peter Mclaughlin Director - [D] 10,333 10,333
Patrick Machado Director - [D] 88,182 8,818
Nicholson, C. David Director - [D] 0 0
Aaron Osborne Chief Medical Officer - [O] 0 0
Rabia Gurses Ozden Chief Medical Officer - [O] 8,125 8,125
Leone D Patterson President and CFO - [O] 97,955 9,796
Nancy E Pecota Principal Accounting Officer - [O] 0 0
Regeneron Pharmaceuticals Inc 10% Owner - [10%] 1,809,098 1,809,098
John Rakow SVP, Genl Counsel, Acting CFO - [O] 58,233 5,823
Brigit Riley Chief Scientific Officer - [O] 117,435 11,744
Linda M Rubinstein CHIEF FINANCIAL OFFICER - [O] 19,325 19,325
Rubio Roman G. SVP, Translational Medicine - [O] 165,650 165,650
Carlo Russo 66,000
Amber Salzman President and CEO, Director - [D] [O] 891,766 89,177
Steven Daniel Schwartz Director - [D] 398,991 39,899
James Paul Scopa Director - [D] 103,334 10,333
Setareh Seyedkazemi CHIEF DEVELOPMENT OFFICER - [O] 13,768 13,768
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Peter Soparkar CHIEF OPERATING OFFICER - [O] 39,154 39,154
Spivey Richard N. Director - [D] 70,804 7,080
Dawn Svoronos Director - [D] 50,000 5,000
Michael Swartzburg Principal Accounting Officer - [O] 82,113 82,113
Jack Anthony Thrift Interim CFO - [O] 0 0
Angela Thedinga Chief Technology Officer - [O] 150,000 15,000
Reed Vaughn Tuckson Director - [D] 0 0
Venrock Healthcare Capital Partners Lp 10% Owner - [10%] 2,365,471 2,365,471
VHCP Co-Investment Holdings II, LLC 10% Owner - [10%] 2,365,471 2,365,471
VHCP Co-Investment Holdings, LLC 10% Owner - [10%] 2,365,471 2,365,471
VHCP Management II, LLC 10% Owner - [10%] 2,365,471 2,365,471
VHCP Management, LLC 10% Owner - [10%] 2,365,471 2,365,471
Venrock Associates VI, L.P. 10% Owner - [10%] 2,365,471 2,365,471
Venrock Healthcare Capital Partners II, L.P. 10% Owner - [10%] 2,365,471 2,365,471
Venrock Management VI, LLC 10% Owner - [10%] 2,365,471 2,365,471
Venrock Partners Management VI, LLC 10% Owner - [10%] 2,365,471 2,365,471
Venrock Partners VI, L.P. 10% Owner - [10%] 2,365,471 2,365,471
Versant Capital IV (Switzerland) GmbH 10% Owner - [10%] 7,344,627 734,463
Versant IV Luxco S.a r.l. 10% Owner - [10%] 7,344,627 734,463
Versant Venture Capital IV, L.P. 10% Owner - [10%] 7,344,627 734,463
Versant Ventures IV, LLC 10% Owner - [10%] 7,344,627 734,463
Paul Wachter Director - [D] 31,951 31,951
Scott M Whitcup Director - [D] 0 0
Thomas Woiwode Director - [D] 18,822 1,882
Zygtech, LLC 10% Owner - [10%] 2,438,176 2,438,176

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di ADVM / Adverum Biotechnologies, Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Maksimal
Harga di
Maksimal
Maksimal
Keuntungan ($)
Maksimum Pengembalian (%)
2025-04-02 Leonard Braden Michael 15,209 4.0376 15,209 4.0376 61,408 0 4.2600 3,383 5.51
2025-03-31 Leonard Braden Michael 19,566 4.3784 19,566 4.3784 85,668
2025-03-27 Leonard Braden Michael 16,593 5.1883 16,593 5.1883 86,089
2025-03-27 Leonard Braden Michael 16,593 5.1883 16,593 5.1883 86,089
2025-03-26 Leonard Braden Michael 20,407 5.0395 20,407 5.0395 102,841
2025-03-20 Leonard Braden Michael 30,600 5.6133 30,600 5.6133 171,767
2025-03-19 Leonard Braden Michael 25,000 4.9356 25,000 4.9356 123,390
2025-03-18 Leonard Braden Michael 18,000 4.6000 18,000 4.6000 82,800
2025-03-18 Leonard Braden Michael 44,341 4.7274 44,341 4.7274 209,618

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

ADVM / Adverum Biotechnologies, Inc. Insider Trades
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di ADVM / Adverum Biotechnologies, Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Menit
Harga di
Menit
Kerugian Maksimal
Dihindari ($)
Kerugian Maksimal
Dihindari (%)
2025-05-15 Seyedkazemi Setareh 924 2.0000 924 2.0000 1,848 0 2.0500 46 2.50
2025-05-15 Soparkar Peter 2,960 2.0000 2,960 2.0000 5,920
2025-05-15 Fischer Laurent 9,126 2.0000 9,126 2.0000 18,252
2023-09-15 Seyedkazemi Setareh 6,071 1.5200 607 15.2000 9,228
2023-09-15 Seyedkazemi Setareh 130 1.5486 13 15.4860 201
2023-03-15 Fischer Laurent 41,239 0.7816 4,124 7.8160 32,232
2023-03-15 Soparkar Peter 13,360 0.7816 1,336 7.8160 10,442
2023-03-15 Riley Brigit 7,299 0.7816 730 7.8160 5,705
2022-09-19 Fischer Laurent 41,082 1.0696 4,108 10.6960 43,941

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

ADVM / Adverum Biotechnologies, Inc. Insider Trades
Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas
Tanggal
Perdagangan
Tanggal
Formulir Orang Dalam Ticker Judul Keamanan Kode 10b5-1 Langsung Latihan
Harga
Satuan
Harga
Unit
Diubah
Nilai
Diubah (1 ribu)
Sisa
Pilihan
Sisa
Saham
2025-05-16 2025-05-15 4 Fischer Laurent ADVM Common Stock S - Sale D 2.0000 -9,126 -18 87,488
2025-05-16 2025-05-15 4 Soparkar Peter ADVM Common Stock S - Sale D 2.0000 -2,960 -6 39,154
2025-05-16 2025-05-15 4 Seyedkazemi Setareh ADVM Common Stock S - Sale D 2.0000 -924 -2 13,768
2025-04-28 2025-03-27 4/A Leonard Braden Michael ADVM Common Stock P - Purchase D 5.1883 16,593 86 141,800
2025-04-28 2025-03-26 4/A Leonard Braden Michael ADVM Common Stock P - Purchase D 5.0395 20,407 103 125,207
2025-04-28 2025-03-27 4 Leonard Braden Michael ADVM Common Stock P - Purchase D 5.1883 16,593 86 141,800
2025-04-28 2025-03-26 4 Leonard Braden Michael ADVM Common Stock P - Purchase D 5.0395 20,407 103 125,207
2025-04-24 2025-04-23 4 Leonard Braden Michael ADVM Common Stock P - Purchase D 2.9790 50,000 149 191,800
2025-04-24 2025-04-22 4 Leonard Braden Michael Holdings of BML Investment Partners, L.P. ADVM Common Stock P - Purchase I 3.0000 300,000 900 3,057,526
2025-04-02 2025-04-02 4 Leonard Braden Michael Holdings of BML Investment Partners, L.P ADVM Common Stock P - Purchase I 4.0376 15,209 61 2,757,526
2025-04-02 2025-03-31 4 Leonard Braden Michael Holdings of BML Investment Partners, L.P. ADVM Common Stock P - Purchase I 4.3784 19,566 86 2,742,317
2025-03-27 2025-03-27 4 Leonard Braden Michael ADVM Common Stock P - Purchase D 5.1883 -16,593 -86 141,800
2025-03-27 2025-03-26 4 Leonard Braden Michael ADVM Common Stock P - Purchase D 5.0395 20,407 103 125,207
2025-03-20 2025-03-20 4 Leonard Braden Michael Holding of BML Investment Partners, L.P. ADVM Common Stovk P - Purchase I 5.6133 30,600 172 2,722,761
2025-03-20 2025-03-19 4 Leonard Braden Michael Holding of BML Investment Partners, L.P. ADVM Common Stock P - Purchase I 4.9356 25,000 123 2,692,161
2025-03-20 2025-03-18 4 Leonard Braden Michael Holding of BML Investment Partners, L.P. ADVM Common Stock P - Purchase I 4.7274 44,341 210 2,667,161
2025-03-20 2025-03-18 4 Leonard Braden Michael Holding of BML Investment Partners, L.P. ADVM Common Stock P - Purchase I 4.6000 18,000 83 2,622,820
2025-02-28 2025-02-28 4 Leonard Braden Michael Holding of BML Investment Partners, L.P. ADVM Common Stock P - Purchase I 4.5965 85,068 391 2,604,820
2025-02-28 2025-02-27 4 Leonard Braden Michael Holding of BML Investment Partners, L.P. ADVM Common Stock P - Purchase I 4.4595 86,802 387 2,519,752
2025-02-28 2025-02-26 4 Leonard Braden Michael Holding of BML Investment Partners, L.P. ADVM Common Stock P - Purchase I 4.0087 164,886 661 2,432,950
2025-02-27 2025-02-25 4 Rubinstein Linda M ADVM Common Stock A - Award D 8,125 19,325
2025-02-27 2025-02-25 4 Fischer Laurent ADVM Common Stock A - Award D 25,000 96,614
2025-02-27 2025-02-25 4 Seyedkazemi Setareh ADVM Common Stock A - Award D 8,125 14,692
2025-02-27 2025-02-25 4 Ozden Rabia Gurses ADVM Common Stock A - Award D 8,125 8,125
2025-02-27 2025-02-25 4 Soparkar Peter ADVM Common Stock A - Award D 13,125 42,114
2024-07-31 2024-07-30 4 Leonard Braden Michael Holding of BML Investment Partners, L.P. ADVM Common Stock P - Purchase I 7.1500 85,800 613 2,268,064
2024-07-18 3 Leonard Braden Michael Holding of BML Investment Partners, L.P. ADVM Common Stock I 2,103,176
2024-07-18 3 Leonard Braden Michael ADVM Common Stock D 104,800
2024-07-18 2024-07-18 4 Leonard Braden Michael Holding of BML Investment Partners, L.P. ADVM Common Stock P - Purchase I 9.1149 80,718 736 2,182,264
2024-07-18 2024-07-17 4 Leonard Braden Michael Holding of BML Investment Partners, L.P. ADVM Common Stock P - Purchase I 7.7459 135,546 1,050 2,101,546
2024-02-09 2024-02-07 4 Scopa James Paul ADVM Common Stock P - Purchase D 1.3500 100,000 135 100,000
2024-02-09 2024-02-07 4 Lupher, Jr. Mark L. ADVM Common Stock P - Purchase D 1.3500 130,000 176 130,000
2023-11-06 3 Nicholson, C. David ADVM No securities owned. D 0
2023-09-18 2023-09-15 4 Seyedkazemi Setareh ADVM Common Stock S - Sale D 1.5486 -130 -0 47,674
2023-09-18 2023-09-15 4 Seyedkazemi Setareh ADVM Common Stock S - Sale D 1.5200 -6,071 -9 47,804
2023-06-09 2023-06-07 4 Rubinstein Linda M ADVM Common Stock P - Purchase D 1.4549 100,000 145 100,000
2023-03-17 2023-03-15 4 Soparkar Peter ADVM Common Stock S - Sale D 0.7816 -13,360 -10 265,891
2023-03-17 2023-03-15 4 Riley Brigit ADVM Common Stock S - Sale D 0.7816 -7,299 -6 117,435
2023-03-17 2023-03-15 4 Fischer Laurent ADVM Common Stock S - Sale D 0.7816 -41,239 -32 692,141
2022-12-15 3 Rubinstein Linda M ADVM No securities are beneficially owned. D 0
2022-09-21 2022-09-19 4 Seyedkazemi Setareh ADVM Common Stock S - Sale D 1.0696 -6,058 -6 47,875
2022-09-21 2022-09-19 4 Beckman Richard ADVM Common Stock S - Sale D 1.0697 -4,272 -5 39,061
2022-09-21 2022-09-19 4 Soparkar Peter ADVM Common Stock S - Sale D 1.0697 -13,305 -14 273,251
2022-09-21 2022-09-19 4 Riley Brigit ADVM Common Stock S - Sale D 1.0697 -7,266 -8 118,734
2022-09-21 2022-09-19 4 Fischer Laurent ADVM Common Stock S - Sale D 1.0696 -41,082 -44 727,380
2022-09-21 2022-09-14 4/A Beckman Richard ADVM Common Stock A - Award D 33,333 43,333
2022-09-16 2022-09-14 4 Beckman Richard ADVM Common Stock A - Award D 25,000 35,000
2022-09-16 2022-09-14 4 Seyedkazemi Setareh ADVM Common Stock A - Award D 33,333 53,933
2022-06-10 3 Rakow John ADVM Common Stock D 58,233
2022-06-07 3 PECOTA NANCY E ADVM No securities owned D 0
2022-05-24 2022-05-23 4 Seyedkazemi Setareh ADVM Common Stock P - Purchase D 0.8400 20,000 17 20,600
2022-05-19 2022-05-17 4 Beckman Richard ADVM Common Stock P - Purchase D 0.8228 10,000 8 10,000
2022-05-18 2022-05-16 4 Svoronos Dawn ADVM Common Stock P - Purchase D 0.8526 30,000 26 50,000
2022-05-17 2022-05-17 4 D'Souza Rupert ADVM Common Stock P - Purchase D 0.8272 10,000 8 20,850
2022-05-17 2022-05-13 4 D'Souza Rupert ADVM Common Stock P - Purchase D 0.8585 10,000 9 10,850
2022-04-22 2022-04-20 4 Fischer Laurent ADVM Common Stock P - Purchase D 1.1120 25,000 28 762,462
2022-04-20 2022-04-19 4 Soparkar Peter ADVM Common Stock P - Purchase D 1.1400 21,750 25 280,556
2022-04-20 2022-04-19 4 Soparkar Peter ADVM Common Stock P - Purchase D 1.1373 175 0 258,806
2022-03-18 2022-03-17 4 Hong Soo ADVM Stock Option (Right to Buy) A - Award D 1.35 80,000 80,000
2022-03-18 3 Hong Soo ADVM No securities owned. D 0
2022-03-18 2022-03-17 4 Ozden Rabia Gurses ADVM Stock Option (Right to Buy) A - Award D 1.35 80,000 80,000
2022-03-18 3 Ozden Rabia Gurses ADVM No securities owned. D 0
2022-03-17 2022-03-08 4 Riley Brigit ADVM Stock Option (Right to Buy) A - Award D 1.29 195,000 195,000
2022-03-17 2022-03-08 4 Soparkar Peter ADVM Stock Option (Right to Buy) A - Award D 1.29 255,000 255,000
2022-03-17 2022-03-08 4 Fischer Laurent ADVM Stock Option (Right to Buy) A - Award D 1.29 630,000 630,000
2022-02-09 2022-02-07 4 Beckman Richard ADVM Stock Option (Right to Buy) A - Award D 1.58 485,000 485,000
2022-02-09 3 Beckman Richard ADVM No securities owned. D 0
2022-01-10 2022-01-06 4 Seyedkazemi Setareh ADVM Stock Option (Right to Buy) A - Award D 1.73 425,000 425,000
2022-01-10 3 Seyedkazemi Setareh ADVM Common Stock D 600
2021-12-10 2021-12-09 4 Fischer Laurent ADVM Common Stock P - Purchase D 1.8500 14,323 26 737,462
2021-12-10 2021-12-08 4 Fischer Laurent ADVM Common Stock P - Purchase D 1.7900 10,677 19 723,139
2021-12-10 2021-12-08 4 Soparkar Peter ADVM Common Stock P - Purchase D 1.9100 25,000 48 258,631
2021-12-08 2021-12-06 4 D'Souza Rupert ADVM Stock Option (Right to Buy) A - Award D 1.77 400,000 400,000
2021-12-08 3 D'Souza Rupert ADVM Common Stock D 850
2021-11-17 2021-11-15 4 Scopa James Paul By Trust ADVM Common Stock S - Sale I 2.1800 -50,000 -109 3,334
2021-10-04 2021-09-30 4 Clark Julie ADVM Common Stock S - Sale D 2.1700 -4,766 -10 164,723
2021-09-14 3 Riley Brigit ADVM Common Stock D 120,000
2021-09-13 3 THRIFT JACK ANTHONY ADVM No securities owned. D 0
2021-08-10 2021-08-06 4 Clark Julie ADVM Common Stock A - Award D 120,000 169,489
2021-08-10 2021-08-06 4 Soparkar Peter ADVM Stock Option (Right to Buy) A - Award D 2.48 160,000 160,000
2021-08-10 2021-08-06 4 Soparkar Peter ADVM Common Stock A - Award D 220,000 230,692
2021-08-10 2021-08-06 4 Thedinga Angela ADVM Stock Option (Right to Buy) A - Award D 2.48 120,000 120,000
2021-08-10 2021-08-06 4 Thedinga Angela ADVM Common Stock A - Award D 150,000 150,000
2021-08-10 2021-08-06 4 Fischer Laurent ADVM Stock Option (Right to Buy) A - Award D 2.48 455,000 455,000
2021-08-10 2021-08-06 4 Fischer Laurent ADVM Common Stock A - Award D 680,000 706,292
2021-06-03 2021-06-01 4 Clark Julie ADVM Stock Option (Right to Buy) A - Award D 3.51 400,000 400,000
2021-06-03 3 Clark Julie ADVM Common Stock D 49,489
2021-05-14 2021-05-12 4 Woiwode Thomas ADVM Stock Option (Right to Buy) A - Award D 3.70 40,000 40,000
2021-05-14 2021-05-12 4 Svoronos Dawn ADVM Stock Option (Right to Buy) A - Award D 3.70 40,000 40,000
2021-05-14 2021-05-12 4 Whitcup Scott M ADVM Stock Option (Right to Buy) A - Award D 3.70 40,000 40,000
2021-05-14 2021-05-12 4 Scopa James Paul ADVM Stock Option (Right to Buy) A - Award D 3.70 40,000 40,000
2021-05-14 2021-05-12 4 Gasmi Mehdi ADVM Stock Option (Right to Buy) A - Award D 3.70 40,000 40,000
2021-05-14 2021-05-12 4 Lupher, Jr. Mark L. ADVM Stock Option (Right to Buy) A - Award D 3.70 40,000 40,000
2021-05-14 2021-05-12 4 Machado Patrick ADVM Stock Option (Right to Buy) A - Award D 3.70 12,500 12,500
2021-05-14 2021-05-12 4 Machado Patrick ADVM Stock Option (Right to Buy) A - Award D 3.70 40,000 40,000
2021-04-01 2021-03-31 4 Svoronos Dawn ADVM Common Stock P - Purchase D 10.0169 20,000 200 20,000
2021-03-24 2021-03-24 4 Fischer Laurent ADVM Common Stock P - Purchase D 9.8780 10,000 99 26,292
2021-03-24 2021-03-24 4 Machado Patrick ADVM Common Stock P - Purchase D 9.9196 10,000 99 88,182
2021-02-23 2021-02-19 4 Tuckson Reed Vaughn ADVM Stock Option (Right to Buy) A - Award D 12.85 45,000 45,000
2021-02-23 3 Tuckson Reed Vaughn ADVM No securities owned. D 0
2021-02-18 2021-02-16 4 Thedinga Angela ADVM Stock Option (Right to Buy) A - Award D 13.44 250,000 250,000
2021-02-18 2021-02-16 4 Soparkar Peter ADVM Stock Option (Right to Buy) A - Award D 13.44 140,000 140,000
2021-02-18 2021-02-16 4 Osborne Aaron ADVM Stock Option (Right to Buy) A - Award D 13.44 150,000 150,000
2021-02-18 2021-02-16 4 PATTERSON LEONE D ADVM Stock Option (Right to Buy) A - Award D 13.44 240,000 240,000
2021-02-18 2021-02-16 4 Fischer Laurent ADVM Stock Option (Right to Buy) A - Award D 13.44 680,000 680,000
2021-02-11 2021-02-09 4 PATTERSON LEONE D ADVM Common Stock S - Sale D 14.1393 -62 -1 97,955
2021-02-11 2021-02-09 4 PATTERSON LEONE D ADVM Common Stock S - Sale D 14.1000 -12,471 -176 98,017
2021-01-19 2021-01-15 4 Machado Patrick ADVM Common Stock P - Purchase D 11.5174 10,000 115 78,182
2021-01-19 2021-01-15 4 Fischer Laurent ADVM Common Stock P - Purchase D 11.5338 8,600 99 16,292
2020-12-16 2020-12-14 4 Woiwode Thomas ADVM Common Stock J - Other D 12,783 18,822
2020-12-11 3 Svoronos Dawn ADVM No Securities Owned D 0
2020-12-11 2020-12-09 4 Svoronos Dawn ADVM Stock Option (Right to Buy) A - Award D 12.82 45,000 45,000
2020-08-19 2020-08-17 4 Fischer Laurent ADVM Common Stock P - Purchase D 13.0000 7,692 100 7,692
2020-08-19 2020-08-17 4 Soparkar Peter ADVM Common Stock P - Purchase D 13.0000 7,692 100 10,692
2020-07-22 2020-07-20 4 Gasmi Mehdi ADVM Stock Option (Right to Buy) M - Exercise D 4.80 -5,000 78,000
2020-07-22 2020-07-20 4 Gasmi Mehdi ADVM Common Stock S - Sale D 17.5956 -5,000 -88 274,442
2020-07-22 2020-07-20 4 Gasmi Mehdi ADVM Common Stock M - Exercise D 4.8000 5,000 24 279,442
2020-06-25 2020-06-23 4 Carter Eric G ADVM Stock Option (Right to Buy) A - Award D 25.64 30,000 30,000
2020-06-25 2020-06-23 4 Hemrajani Rekha ADVM Stock Option (Right to Buy) A - Award D 25.64 30,000 30,000
2020-06-25 2020-06-23 4 Woiwode Thomas ADVM Stock Option (Right to Buy) A - Award D 25.64 30,000 30,000
2020-06-25 2020-06-23 4 Machado Patrick ADVM Stock Option (Right to Buy) A - Award D 25.64 30,000 30,000
2020-06-25 2020-06-23 4 Scopa James Paul ADVM Stock Option (Right to Buy) A - Award D 25.64 30,000 30,000
2020-06-25 2020-06-23 4 Gasmi Mehdi ADVM Stock Option (Right to Buy) A - Award D 25.64 30,000 30,000
2020-06-25 2020-06-23 4 Lupher, Jr. Mark L. ADVM Stock Option (Right to Buy) A - Award D 25.64 30,000 30,000
2020-06-25 2020-06-23 4 Whitcup Scott M ADVM Stock Option (Right to Buy) A - Award D 25.64 30,000 30,000
2020-06-23 2020-06-22 4 Gasmi Mehdi ADVM Stock Option (Right to Buy) M - Exercise D 4.80 -23,605 83,000
2020-06-23 2020-06-22 4 Gasmi Mehdi ADVM Common Stock S - Sale D 25.0632 -23,605 -592 274,442
2020-06-23 2020-06-22 4 Gasmi Mehdi ADVM Common Stock M - Exercise D 4.8000 23,605 113 298,047
2020-06-18 2020-06-18 4 Gasmi Mehdi ADVM Stock Option (Right to Buy) M - Exercise D 4.80 -11,127 106,605
2020-06-18 2020-06-18 4 Gasmi Mehdi ADVM Common Stock S - Sale D 25.0138 -11,127 -278 274,442
2020-06-18 2020-06-18 4 Gasmi Mehdi ADVM Common Stock M - Exercise D 4.8000 11,127 53 285,569
2020-06-18 2020-06-17 4 Gasmi Mehdi ADVM Stock Option (Right to Buy) M - Exercise D 4.80 -268 117,732
2020-06-18 2020-06-17 4 Gasmi Mehdi ADVM Common Stock S - Sale D 25.0101 -268 -7 274,442
2020-06-18 2020-06-17 4 Gasmi Mehdi ADVM Common Stock M - Exercise D 4.8000 268 1 274,710
2020-06-17 2020-06-16 4 PATTERSON LEONE D ADVM Common Stock S - Sale D 24.6800 -13,171 -325 110,488
2020-06-17 3 Fischer Laurent ADVM No securities owned. D 0
2020-06-17 2020-06-15 4 Fischer Laurent ADVM Stock Option (Right to Buy) A - Award D 23.70 1,200,000 1,200,000
2020-06-17 2020-06-15 4 Gasmi Mehdi ADVM Stock Option (Right to Buy) M - Exercise D 4.80 -10,000 118,000
2020-06-17 2020-06-15 4 Gasmi Mehdi ADVM Common Stock S - Sale D 23.5923 -159 -4 274,442
2020-06-17 2020-06-15 4 Gasmi Mehdi ADVM Common Stock S - Sale D 23.0034 -3,425 -79 274,601
2020-06-17 2020-06-15 4 Gasmi Mehdi ADVM Common Stock S - Sale D 21.9259 -1,416 -31 278,026
2020-06-17 2020-06-15 4 Gasmi Mehdi ADVM Common Stock S - Sale D 21.0084 -5,000 -105 279,442
2020-06-17 2020-06-15 4 Gasmi Mehdi ADVM Common Stock M - Exercise D 4.8000 10,000 48 284,442
2020-05-22 2020-05-21 4 Gasmi Mehdi ADVM Stock Option (Right to Buy) M - Exercise D 4.80 -3,599 128,000
2020-05-22 2020-05-21 4 Gasmi Mehdi ADVM Common Stock S - Sale D 20.0189 3,599 72 274,442
2020-05-22 2020-05-21 4 Gasmi Mehdi ADVM Common Stock M - Exercise D 4.8000 3,599 17 278,041
2020-05-22 2020-05-20 4 Gasmi Mehdi ADVM Stock Option (Right to Buy) M - Exercise D 4.80 -1,401 131,599
2020-05-22 2020-05-20 4 Gasmi Mehdi ADVM Common Stock S - Sale D 20.0071 -1,401 -28 274,442
2020-05-22 2020-05-20 4 Gasmi Mehdi ADVM Common Stock M - Exercise D 4.8000 1,401 7 275,843
2020-05-20 2020-02-12 4/A Gasmi Mehdi ADVM Stock Option (Right to Buy) M - Exercise D 4.80 -10,000 178,000
2020-05-20 2020-02-12 4/A Gasmi Mehdi ADVM Common Stock S - Sale D 15.0690 -10,000 -151 274,442
2020-05-20 2020-02-12 4/A Gasmi Mehdi ADVM Common Stock M - Exercise D 4.8000 10,000 48 284,442
2020-05-20 2020-02-12 4/A Gasmi Mehdi ADVM Common Stock F - Taxes D 15.0500 -15,494 -233 274,442
2020-05-20 2020-02-12 4/A Gasmi Mehdi ADVM Common Stock F - Taxes D 11.3300 -31,482 -357 289,936
2020-05-20 2020-01-15 4/A Gasmi Mehdi ADVM Common Stock A - Award D 88,496 321,418
2020-05-20 2020-05-18 4 Gasmi Mehdi ADVM Stock Option (Right to Buy) M - Exercise D 4.80 -5,000 133,000
2020-05-20 2020-05-18 4 Gasmi Mehdi ADVM Common Stock S - Sale D 19.0300 -300 -6 274,442
2020-05-20 2020-05-18 4 Gasmi Mehdi ADVM Common Stock S - Sale D 18.1115 -4,700 -85 274,742
2020-05-20 2020-05-18 4 Gasmi Mehdi ADVM Common Stock M - Exercise D 4.8000 5,000 24 279,442
2020-05-20 2020-05-06 4 Gasmi Mehdi ADVM Stock Option (Right to Buy) M - Exercise D 4.80 -25,000 138,000
2020-05-20 2020-05-06 4 Gasmi Mehdi ADVM Common Stock S - Sale D 20.0267 -25,000 -501 274,442
2020-05-20 2020-05-06 4 Gasmi Mehdi ADVM Common Stock M - Exercise D 4.8000 25,000 120 299,442
2020-05-20 2020-05-05 4 Gasmi Mehdi ADVM Stock Option (Right to Buy) M - Exercise D 4.80 -10,000 163,000
2020-05-20 2020-05-05 4 Gasmi Mehdi ADVM Common Stock S - Sale D 16.2573 -10,000 -163 274,442
2020-05-20 2020-05-05 4 Gasmi Mehdi ADVM Common Stock M - Exercise D 4.8000 10,000 48 284,442
2020-05-08 2020-02-09 4/A PATTERSON LEONE D ADVM Common Stock F - Taxes D 10.2400 -10,985 -112 139,235
2020-05-08 2020-05-06 4 PATTERSON LEONE D ADVM Stock Option (Right to Buy) M - Exercise D 3.44 -20,000 155,576
2020-05-08 2020-05-06 4 PATTERSON LEONE D ADVM Common Stock S - Sale D 20.0200 -20,000 -400 123,659
2020-05-08 2020-05-06 4 PATTERSON LEONE D ADVM Common Stock M - Exercise D 3.4400 20,000 69 143,659
2020-05-05 2020-05-04 4 Scopa James Paul ADVM Stock Option (Right to Buy) M - Exercise D 6.48 -23,334 46,666
2020-05-05 2020-05-04 4 Scopa James Paul By Trust ADVM Common Stock M - Exercise I 6.4800 23,334 151 53,334
2020-04-20 3 Whitcup Scott M ADVM No securities owned. D 0
2020-04-20 2020-04-16 4 Whitcup Scott M ADVM Stock Option (Right to Buy) A - Award D 11.62 60,000 60,000
2020-03-25 2020-03-20 4 PATTERSON LEONE D ADVM Stock Option (Right to Buy) M - Exercise D 3.44 -24,424 175,576
2020-03-25 2020-03-20 4 PATTERSON LEONE D ADVM Common Stock S - Sale D 10.1682 -39,526 -402 123,429
2020-03-25 2020-03-20 4 PATTERSON LEONE D ADVM Common Stock M - Exercise D 3.4400 24,424 84 162,955
2020-03-18 2020-03-17 4 PATTERSON LEONE D ADVM Common Stock S - Sale D 10.0195 -474 -5 138,531
2020-02-25 2020-02-21 4 Thedinga Angela ADVM Stock Option (Right to Buy) A - Award D 14.84 150,000 150,000
2020-02-25 3 Thedinga Angela ADVM Common Stock D 0
2020-02-21 2020-02-20 4 Osborne Aaron ADVM Stock Option (Right to Buy) A - Award D 15.75 150,000 150,000
2020-02-21 2020-02-20 4 Leung Thomas ADVM Stock Option (Right to Buy) A - Award D 15.75 120,000 120,000
2020-02-21 2020-02-20 4 Soparkar Peter ADVM Stock Option (Right to Buy) A - Award D 15.75 40,750 40,750
2020-02-21 2020-02-20 4 PATTERSON LEONE D ADVM Stock Option (Right to Buy) A - Award D 15.75 300,000 300,000
2020-02-20 2020-02-18 4 Gasmi Mehdi ADVM Stock Option (Right to Buy) M - Exercise D 4.80 5,000 173,000
2020-02-20 2020-02-18 4 Gasmi Mehdi ADVM Common Stock S - Sale D 16.2312 -5,000 -81 258,979
2020-02-20 2020-02-18 4 Gasmi Mehdi ADVM Common Stock M - Exercise D 4.8000 5,000 24 263,979
2020-02-14 2020-02-09 4/A Gasmi Mehdi ADVM Common Stock F - Taxes D 10.2400 -15,494 -159 274,473
2020-02-14 2020-02-12 4 Gasmi Mehdi ADVM Stock Option (Right to Buy) M - Exercise D 4.80 -10,000 178,000
2020-02-14 2020-02-12 4 Gasmi Mehdi ADVM Common Stock S - Sale D 15.0690 -10,000 -151 258,979
2020-02-14 2020-02-12 4 Gasmi Mehdi ADVM Common Stock M - Exercise D 4.8000 10,000 48 268,979
2020-02-14 2020-02-12 4 Gasmi Mehdi ADVM Common Stock F - Taxes D 15.0500 -15,494 -233 258,979
2020-02-14 2020-02-12 4 Gasmi Mehdi ADVM Common Stock F - Taxes D 11.3300 -31,451 -356 289,967
2020-02-14 2020-01-15 4 Gasmi Mehdi ADVM Common Stock A - Award D 88,496 321,418
2020-02-14 2020-02-14 4 Scopa James Paul By Trust ADVM Common Stock P - Purchase I 13.7500 10,000 138 30,000
2020-02-10 2019-12-23 4/A PATTERSON LEONE D ADVM Common Stock S - Sale D 10.7200 -40,000 -429 150,220
2020-02-10 2018-06-15 4/A Gasmi Mehdi ADVM Common Stock A - Award D 88,496 345,258
2020-02-10 2020-02-09 4 Gasmi Mehdi ADVM Common Stock F - Taxes D 10.2400 -11,551 -118 309,867
2020-02-10 2019-06-15 4 PATTERSON LEONE D ADVM Common Stock F - Taxes D 10.8200 -35,282 -382 190,220
2020-02-10 2019-06-15 4 PATTERSON LEONE D ADVM Common Stock F - Taxes D 10.8200 -8,570 -93 225,502
2020-02-10 2019-02-09 4 PATTERSON LEONE D ADVM Common Stock F - Taxes D 3.3300 -8,176 -27 234,072
2020-02-10 2018-06-15 4 PATTERSON LEONE D ADVM Common Stock F - Taxes D 5.5500 -8,645 -48 242,248
2020-02-10 2018-02-09 4 PATTERSON LEONE D ADVM Common Stock F - Taxes D 7.0500 -8,208 -58 162,397
2020-02-10 2017-06-15 4 PATTERSON LEONE D ADVM Common Stock F - Taxes D 2.7000 -9,395 -25 170,605
2020-02-10 2019-04-21 4 Gasmi Mehdi ADVM Common Stock F - Taxes D 5.9800 -589 -4 321,418
2020-02-10 2019-02-12 4 Gasmi Mehdi ADVM Common Stock F - Taxes D 3.5500 -10,652 -38 322,007
2020-02-10 2019-02-09 4 Gasmi Mehdi ADVM Common Stock F - Taxes D 3.3300 -12,599 -42 332,659
2020-02-10 2018-04-21 4 Gasmi Mehdi ADVM Common Stock F - Taxes D 6.3000 -605 -4 247,762
2020-02-10 2018-02-12 4 Gasmi Mehdi ADVM Common Stock F - Taxes D 6.8500 -10,806 -74 248,367
2020-02-10 2018-02-09 4 Gasmi Mehdi ADVM Common Stock F - Taxes D 7.0500 -11,433 -81 259,173
2020-02-10 2017-08-21 4 Gasmi Mehdi ADVM Common Stock F - Taxes D 2.5000 -5,479 -14 270,606
2020-02-10 2017-04-21 4 Gasmi Mehdi ADVM Common Stock F - Taxes D 2.7000 -657 -2 276,085
2020-02-10 2017-02-12 4 Gasmi Mehdi ADVM Common Stock F - Taxes D 3.0000 -12,793 -38 276,742
2020-02-10 2020-02-09 4 PATTERSON LEONE D ADVM Common Stock F - Taxes D 10.2400 -11,215 -115 139,005
2020-01-03 2020-01-01 4 Machado Patrick ADVM Stock Option (Right to Buy) A - Award D 11.52 15,000 15,000
2019-12-26 2019-12-23 4 PATTERSON LEONE D ADVM Common Stock S - Sale D 10.7200 -40,000 -429 228,496
2019-11-01 3 Soparkar Peter ADVM No securities owned. D 0
2019-11-01 2019-10-30 4 Soparkar Peter ADVM Stock Option (Right to Buy) A - Award D 6.88 400,000 400,000
2019-10-25 2019-07-31 4/A Finer Mitchell H. ADVM Stock Option (Right to Buy) A - Award D 13.41 0 0
2019-08-16 2019-08-15 4 Hemrajani Rekha ADVM Stock Option (Right to Buy) A - Award D 13.41 33,750 45,000
2019-08-16 2019-08-15 4 Scopa James Paul ADVM Stock Option (Right to Buy) A - Award D 13.41 33,750 45,000
2019-08-16 2019-08-15 4 Lupher, Jr. Mark L. ADVM Stock Option (Right to Buy) A - Award D 13.41 33,750 45,000
2019-08-02 2019-07-31 4 Hemrajani Rekha ADVM Stock Option (Right to Buy) A - Award D 13.41 11,250 11,250
2019-08-02 2019-07-31 4 Lupher, Jr. Mark L. ADVM Stock Option (Right to Buy) A - Award D 13.41 11,250 11,250
2019-08-02 2019-07-31 4 Scopa James Paul ADVM Stock Option (Right to Buy) A - Award D 13.41 11,250 11,250
2019-08-02 2019-07-31 4 Finer Mitchell H. ADVM Stock Option (Right to Buy) A - Award D 13.41 45,000 45,000
2019-08-02 2019-07-31 4 Woiwode Thomas ADVM Stock Option (Right to Buy) A - Award D 13.41 45,000 45,000
2019-08-02 2019-07-31 4 Carter Eric G ADVM Stock Option (Right to Buy) A - Award D 13.41 45,000 45,000
2019-08-02 2019-07-31 4 Spivey Richard N. ADVM Stock Option (Right to Buy) A - Award D 13.41 45,000 45,000
2019-08-02 2019-07-31 4 Machado Patrick ADVM Stock Option (Right to Buy) A - Award D 13.41 45,000 45,000
2019-05-06 2019-05-06 4 Scopa James Paul By Trust ADVM Common Stock P - Purchase I 6.7100 20,000 134 20,000
2019-05-03 2019-05-01 4 Hemrajani Rekha ADVM Stock Option (Right to Buy) A - Award D 6.48 70,000 70,000
2019-05-03 2019-05-01 4 Lupher, Jr. Mark L. ADVM Stock Option (Right to Buy) A - Award D 6.48 70,000 70,000
2019-05-03 2019-05-01 4 Scopa James Paul ADVM Stock Option (Right to Buy) A - Award D 6.48 70,000 70,000
2019-05-03 3 Hemrajani Rekha ADVM No securities owned. D 0
2019-05-03 3 Lupher, Jr. Mark L. ADVM No securities owned. D 0
2019-05-03 3 Scopa James Paul ADVM No securities owned. D 0
2019-04-25 3 Leung Thomas ADVM No securities owned. D 0
2019-04-25 2019-04-24 4 Leung Thomas ADVM Stock Option (Right to Buy) A - Award D 6.62 450,000 450,000
2019-04-02 3 Osborne Aaron ADVM No securities owned. D 0
2019-04-02 2019-04-01 4 Osborne Aaron ADVM Stock Option (Right to Buy) A - Award D 5.41 450,000 450,000
2019-02-19 2019-02-14 4 PATTERSON LEONE D ADVM Stock Option (Right to Buy) A - Award D 3.50 800,000 800,000
2019-02-19 2019-02-14 4 Gasmi Mehdi ADVM Stock Option (Right to Buy) A - Award D 3.50 225,000 225,000
2019-02-19 2019-02-14 4 Cheng Jennifer C. ADVM Stock Option (Right to Buy) A - Award D 3.50 80,000 80,000
2018-10-22 2018-10-18 4 PATTERSON LEONE D ADVM Stock Option (Right to Buy) A - Award D 4.70 150,000 150,000
2018-06-18 2018-06-15 4 PATTERSON LEONE D ADVM Common Stock A - Award D 88,496 268,496
2018-06-18 2018-06-15 4 Cheng Jennifer C. ADVM Common Stock A - Award D 11,150 118,863
2018-06-18 2018-06-15 4 Gasmi Mehdi ADVM Common Stock A - Award D 88,496 387,031
2018-06-15 2018-05-31 4 Finer Mitchell H. ADVM Stock Option (Right to Buy) A - Award D 6.25 35,000 35,000
2018-06-15 2018-05-31 4 Woiwode Thomas ADVM Stock Option (Right to Buy) A - Award D 6.25 35,000 35,000
2018-06-15 2018-05-31 4 Carter Eric G ADVM Stock Option (Right to Buy) A - Award D 6.25 35,000 35,000
2018-06-15 2018-05-31 4 Spivey Richard N. ADVM Stock Option (Right to Buy) A - Award D 6.25 35,000 35,000
2018-06-15 2018-05-31 4 Machado Patrick ADVM Stock Option (Right to Buy) A - Award D 6.25 35,000 35,000
2018-06-15 2018-05-31 4 Cleveland Paul B ADVM Stock Option (Right to Buy) A - Award D 6.25 35,000 35,000
2018-02-20 2018-02-15 4 Salzman Amber ADVM Stock Option (Right to Buy) A - Award D 6.40 478,000 478,000
2018-02-20 2018-02-15 4 Countouriotis Athena ADVM Stock Option (Right to Buy) A - Award D 6.40 160,000 160,000
2018-02-20 2018-02-15 4 Gasmi Mehdi ADVM Stock Option (Right to Buy) A - Award D 6.40 160,000 160,000
2018-02-20 2018-02-15 4 PATTERSON LEONE D ADVM Stock Option (Right to Buy) A - Award D 6.40 160,000 160,000
2018-02-20 2018-02-15 4 Cheng Jennifer C. ADVM Stock Option (Right to Buy) A - Award D 6.40 114,000 114,000
2018-02-20 2018-02-15 4 Machado Patrick ADVM Stock Option (Right to Buy) A - Award D 6.40 10,000 10,000
2017-09-08 2017-09-07 4 Carter Eric G ADVM Stock Option (Right to Buy) A - Award D 2.70 69,000 69,000
2017-09-08 2017-09-07 4 Carter Eric G ADVM Common Stock A - Award D 48,000 48,000
2017-06-21 2017-06-19 4 Countouriotis Athena ADVM Stock Option (Right to Buy) A - Award D 2.90 213,000 213,000
2017-06-21 2017-06-19 4 Countouriotis Athena ADVM Common Stock A - Award D 150,000 150,000
2017-06-14 2017-06-12 4 Woiwode Thomas ADVM Stock Option (Right to Buy) A - Award D 2.75 33,602 33,602
2017-06-14 2017-06-12 4 Woiwode Thomas ADVM Common Stock A - Award D 22,727 70,380
2017-06-14 2017-06-12 4 Spivey Richard N. ADVM Stock Option (Right to Buy) A - Award D 2.75 33,602 33,602
2017-06-14 2017-06-12 4 Spivey Richard N. ADVM Common Stock A - Award D 22,727 70,804
2017-06-14 2017-06-12 4 Finer Mitchell H. ADVM Stock Option (Right to Buy) A - Award D 2.75 33,602 33,602
2017-06-14 2017-06-12 4 Finer Mitchell H. ADVM Common Stock A - Award D 22,727 603,069
2017-06-14 2017-06-12 4 Schwartz Steven Daniel ADVM Stock Option (Right to Buy) A - Award D 2.75 33,602 33,602
2017-06-14 2017-06-12 4 Schwartz Steven Daniel ADVM Common Stock A - Award D 22,727 398,991
2017-06-14 2017-06-12 4 Cleveland Paul B ADVM Stock Option (Right to Buy) A - Award D 2.75 33,602 33,602
2017-06-14 2017-06-12 4 Cleveland Paul B ADVM Common Stock A - Award D 22,727 22,727
2017-06-14 2017-06-12 4 Machado Patrick ADVM Stock Option (Right to Buy) A - Award D 2.75 33,602 33,602
2017-06-14 2017-06-12 4 Machado Patrick ADVM Common Stock A - Award D 22,727 68,182
2017-05-01 2017-04-28 4 Woiwode Thomas ADVM Common Stock A - Award D 2,223 47,653
2017-04-21 2017-04-19 4 Spivey Richard N. ADVM Stock Option (Right to Buy) A - Award D 2.60 69,061 69,061
2017-04-21 2017-04-19 4 Spivey Richard N. ADVM Common Stock A - Award D 48,077 48,077
2017-04-03 2017-03-31 4 Woiwode Thomas ADVM Common Stock A - Award D 3,704 45,430
2017-03-16 2017-03-14 4 Machado Patrick ADVM Stock Option (Right to Buy) A - Award D 2.75 64,767 64,767
2017-03-16 2017-03-14 4 Machado Patrick ADVM Common Stock A - Award D 45,455 45,455
2017-03-09 3 Cheng Jennifer C. ADVM Common Stock D 215,426
2017-03-09 3 Cheng Jennifer C. ADVM Common Stock D 215,426
2017-03-02 2017-02-28 4 Woiwode Thomas ADVM Common Stock A - Award D 3,774 41,726
2017-02-13 2017-02-09 4 Salzman Amber ADVM Stock Option (Right to Buy) A - Award D 2.70 378,000 378,000
2017-02-13 2017-02-09 4 Salzman Amber ADVM Common Stock A - Award D 262,000 891,766
2017-02-13 2017-02-09 4 PATTERSON LEONE D ADVM Stock Option (Right to Buy) A - Award D 2.70 116,000 116,000
2017-02-13 2017-02-09 4 PATTERSON LEONE D ADVM Common Stock A - Award D 80,000 180,000
2017-02-13 2017-02-09 4 Barone Samuel B. ADVM Stock Option (Right to Buy) A - Award D 2.70 84,000 84,000
2017-02-13 2017-02-09 4 Barone Samuel B. ADVM Common Stock A - Award D 58,000 172,335
2017-02-13 2017-02-09 4 Gasmi Mehdi ADVM Stock Option (Right to Buy) A - Award D 2.70 181,000 181,000
2017-02-13 2017-02-09 4 Gasmi Mehdi ADVM Common Stock A - Award D 125,000 289,535
2017-02-02 2017-01-31 4 Woiwode Thomas ADVM Common Stock A - Award D 3,449 37,952
2017-01-03 2016-12-30 4 Woiwode Thomas ADVM Common Stock A - Award D 3,449 34,503
2016-12-01 2016-11-30 4 Woiwode Thomas ADVM Common Stock A - Award D 3,509 31,054
2016-11-01 2016-10-31 4 Woiwode Thomas ADVM Common Stock A - Award D 3,390 27,545
2016-07-01 2016-05-11 4 Finer Mitchell H. ADVM Stock Option (Right to Buy) A - Award D 4.14 44,248 44,248
2016-07-01 2016-05-11 4 Finer Mitchell H. ADVM Common Stock A - Award D 24,155 580,342
2016-07-01 2016-05-11 4 Woiwode Thomas ADVM Stock Option (Right to Buy) A - Award D 4.14 44,248 44,248
2016-07-01 2016-05-11 4 Woiwode Thomas ADVM Common Stock A - Award D 24,155 24,155
2016-06-21 2016-06-17 4 Barone Samuel B. ADVM Stock Option (Right to Buy) A - Award D 3.31 50,000 50,000
2016-06-21 2016-06-17 4 Barone Samuel B. ADVM Common Stock A - Award D 20,000 114,335
2016-06-16 2016-06-15 4 PATTERSON LEONE D ADVM Stock Option (Right to Buy) A - Award D 3.44 200,000 200,000
2016-06-16 2016-06-15 4 PATTERSON LEONE D ADVM Common Stock A - Award D 100,000 100,000
2016-05-20 3 Finer Mitchell H. ADVM Common Stock D 1,112,374
2016-05-20 3 Finer Mitchell H. ADVM Common Stock D 1,112,374
2016-05-18 3 Versant Capital IV (Switzerland) GmbH Through Versant Side Fund IV, L.P. ADVM Common Stock I 7,006,068
2016-05-18 3 Versant Capital IV (Switzerland) GmbH Through Versant Capital IV (Switzerland) GmbH ADVM Common Stock I 13,664,873
2016-05-18 3 Versant Capital IV (Switzerland) GmbH Through Versant Venture Capital IV, L.P. ADVM Common Stock I 7,344,627
2016-05-18 3 Versant Capital IV (Switzerland) GmbH Through Versant Side Fund IV, L.P. ADVM Common Stock I 7,006,068
2016-05-18 3 Versant Capital IV (Switzerland) GmbH Through Versant Capital IV (Switzerland) GmbH ADVM Common Stock I 13,664,873
2016-05-18 3 Versant Capital IV (Switzerland) GmbH Through Versant Venture Capital IV, L.P. ADVM Common Stock I 7,344,627
2016-05-18 3 Versant Capital IV (Switzerland) GmbH Through Versant Venture Capital IV, L.P. ADVM Common Stock I 7,344,627
2016-05-18 3 Versant Capital IV (Switzerland) GmbH Through Versant Side Fund IV, L.P. ADVM Common Stock I 7,006,068
2016-05-18 3 Versant Capital IV (Switzerland) GmbH Through Versant Venture Capital IV, L.P. ADVM Common Stock I 7,344,627
2016-05-18 3 Versant Capital IV (Switzerland) GmbH Through Versant Side Fund IV, L.P. ADVM Common Stock I 7,006,068
2016-05-18 3 Versant Capital IV (Switzerland) GmbH Through Versant Capital IV (Switzerland) GmbH ADVM Common Stock I 13,664,873
2016-05-18 3 Versant Capital IV (Switzerland) GmbH Through Versant Venture Capital IV, L.P. ADVM Common Stock I 7,344,627
2016-05-18 3 Versant Capital IV (Switzerland) GmbH Through Versant Side Fund IV, L.P. ADVM Common Stock I 7,006,068
2016-05-18 3 Versant Capital IV (Switzerland) GmbH Through Versant Capital IV (Switzerland) GmbH ADVM Common Stock I 13,664,873
2016-05-18 3 Versant Capital IV (Switzerland) GmbH Through Versant Capital IV (Switzerland) GmbH ADVM Common Stock I 13,664,873
2016-05-13 2016-05-11 4 Cleveland Paul B ADVM Stock Option (Right to Buy) A - Award D 4.14 381,000 381,000
2016-05-13 2016-05-11 4 Salzman Amber ADVM Stock Option (Right to Buy) A - Award D 4.14 218,000 218,000
2016-05-13 2016-05-11 4 Salzman Amber ADVM Stock Option (Right to Buy) A - Award D 0.21 377,890 377,890
2016-05-13 2016-05-11 4 Salzman Amber ADVM Common Stock A - Award D 629,766 629,766
2016-05-13 2016-05-11 4 Russo Carlo ADVM Stock Option (RIght to Buy) A - Award D 4.14 66,000 66,000
2016-05-13 2016-05-11 4 Russo Carlo ADVM Stock Option (Right to Buy) A - Award D 0.21 715,991 715,991
2016-03-02 2016-02-29 4 Wachter Paul AAVL Common Stock A - Award D 3,907 31,951
2016-02-17 2016-02-12 4 MCLAUGHLIN JOHN PETER AAVL Stock Option (Right to Buy) A - Award D 4.80 11,905 11,905
2016-02-17 2016-02-12 4 MCLAUGHLIN JOHN PETER AAVL Common Stock A - Award D 8,333 10,333
2016-02-17 2016-02-12 4 Wachter Paul AAVL Stock Option (Right to Buy) A - Award D 4.80 11,905 11,905
2016-02-17 2016-02-12 4 Wachter Paul AAVL Common Stock A - Award D 8,333 28,044
2016-02-17 2016-02-12 4 Blumenkranz Mark S. AAVL Stock Option (Right to Buy) A - Award D 4.80 11,905 11,905
2016-02-17 2016-02-12 4 Blumenkranz Mark S. AAVL Common Stock A - Award D 8,333 531,322
2016-02-17 2016-02-12 4 Gasmi Mehdi AAVL Stock Option (Right to Buy) A - Award D 4.80 188,000 188,000
2016-02-17 2016-02-12 4 Gasmi Mehdi AAVL Common Stock A - Award D 125,000 161,803
2016-02-17 2016-02-12 4 Barone Samuel B. AAVL Stock Option (Right to Buy) A - Award D 4.80 75,000 75,000
2016-02-17 2016-02-12 4 Barone Samuel B. AAVL Common Stock A - Award D 50,000 91,603
2016-02-17 2016-02-12 4 Schwartz Steven Daniel AAVL Stock Option (Right to Buy) A - Award D 4.80 11,905 11,905
2016-02-17 2016-02-12 4 Schwartz Steven Daniel AAVL Common Stock A - Award D 8,333 376,264
2016-02-17 2016-02-12 4 Rubio Roman G. AAVL Stock Option (Right to Buy) A - Award D 4.80 75,000 75,000
2016-02-17 2016-02-12 4 Rubio Roman G. AAVL Common Stock A - Award D 50,000 165,650
2016-02-17 2016-02-12 4 Braun Shirley AAVL Common Stock A - Award D 116,900 161,140
2016-02-17 2016-02-12 4 Swartzburg Michael AAVL Common Stock A - Award D 36,900 82,113
2016-02-01 2016-01-29 4 Wachter Paul AAVL Common Stock A - Award D 3,334 19,711
2016-01-04 2015-12-31 4 Wachter Paul AAVL Common Stock A - Award D 2,101 16,377
2015-12-14 3 Swartzburg Michael AAVL Common Stock D 90,426
2015-12-14 3 Swartzburg Michael AAVL Common Stock D 90,426
2015-12-11 2015-12-09 4 Cleveland Paul B AAVL Stock Option (Right to Buy) A - Award D 9.04 910,000 910,000
2015-12-02 2015-11-30 4 Wachter Paul AAVL Common Stock A - Award D 1,909 14,276
2015-11-02 2015-10-30 4 Wachter Paul AAVL Common Stock A - Award D 2,373 12,367
2015-10-02 2015-09-30 4 Wachter Paul AAVL Common Stock A - Award D 2,428 9,994
2015-09-23 3 Braun Shirley AAVL Common Stock D 81,480
2015-09-23 3 Braun Shirley AAVL Common Stock D 81,480
2015-09-23 2015-09-21 4 Braun Shirley AAVL Common Stock A - Award D 3,500 44,240
2015-09-11 2015-09-09 4 Wachter Paul AAVL Common Stock A - Award D 5,566 7,566
2015-08-25 2015-08-21 4 Hull Hans AAVL Common Stock A - Award D 117,590 137,210
2015-08-25 2015-08-21 4 Gasmi Mehdi AAVL Common Stock A - Award D 29,160 36,160
2015-08-25 2015-08-21 4 Barone Samuel B. AAVL Common Stock A - Award D 33,960 40,960
2015-08-25 2015-08-21 4 Rubio Roman G. AAVL Common Stock A - Award D 108,650 115,650
2015-08-25 2015-08-21 4 Bain Linda AAVL Common Stock A - Award D 32,930 41,930
2015-06-17 2015-06-15 4 Wachter Paul [AAVL] Common Stock S - Sale I 39.8620 -1,192 -48 37,161
2015-06-17 2015-06-15 4 Gasmi Mehdi [AAVL] Stock Option (Right to Buy) M - Exercise D 2.75 -500 95,000
2015-06-17 2015-06-15 4 Gasmi Mehdi [AAVL] Common Stock S - Sale D 39.8620 -500 -20 7,000
2015-06-17 2015-06-15 4 Gasmi Mehdi [AAVL] Common Stock M - Exercise D 2.7500 500 1 7,500
2015-06-17 2015-06-15 4 Schwartz Steven Daniel [AAVL] Common Stock S - Sale D 39.8620 -16,875 -673 367,931
2015-06-16 2015-06-12 4 Hull Hans AAVL Stock Option (Right to Buy) M - Exercise D 0.19 -8,300 12,200
2015-06-16 2015-06-12 4 Hull Hans AAVL Common Stock M - Exercise D 0.1900 8,300 2 19,620
2015-06-15 2015-06-12 4 Bain Linda [AAVL] Stock Option (Right to Buy) M - Exercise D 3.15 -3,500 233,000
2015-06-15 2015-06-12 4 Bain Linda [AAVL] Common Stock S - Sale D 39.9414 -3,500 -140 9,000
2015-06-15 2015-06-12 4 Bain Linda [AAVL] Common Stock M - Exercise D 3.1500 3,500 11 12,500
2015-06-15 2015-06-11 4 Blumenkranz Mark S. [AAVL] Common Stock S - Sale D 39.9680 -1,900 -76 522,989
2015-06-11 2015-06-10 4 Blumenkranz Mark S. [AAVL] Common Stock S - Sale D 39.9133 -600 -24 524,889
2015-06-11 2015-06-09 4 Blumenkranz Mark S. [AAVL] Common Stock S - Sale D 37.3500 -200 -7 525,489
2015-06-11 2015-06-09 4 Blumenkranz Mark S. [AAVL] Common Stock S - Sale D 36.2003 -7,000 -253 525,689
2015-06-11 2015-06-09 4 Blumenkranz Mark S. [AAVL] Common Stock S - Sale D 35.5200 -15,300 -543 532,689
2015-06-11 2015-06-10 4 Chalberg Thomas W. [AAVL] Common Stock S - Sale D 38.9025 -6,995 -272 258,988
2015-06-11 2015-06-10 4 Chalberg Thomas W. [AAVL] Common Stock S - Sale D 38.0369 -12,970 -493 265,983
2015-06-11 2015-06-10 4 Chalberg Thomas W. [AAVL] Common Stock S - Sale D 36.8883 -5,035 -186 278,953
2015-06-10 2015-06-08 4 Wachter Paul [AAVL] Common Stock S - Sale I 39.8833 -176 -7 38,353
2015-06-10 2015-06-08 4 Wachter Paul [AAVL] Common Stock S - Sale I 38.9579 -475 -19 38,529
2015-06-10 2015-06-08 4 Wachter Paul [AAVL] Common Stock S - Sale I 37.9604 -541 -21 39,004
2015-06-10 2015-06-08 4 Gasmi Mehdi [AAVL] Stock Option (Right to Buy) M - Exercise D 2.75 -500 95,500
2015-06-10 2015-06-08 4 Gasmi Mehdi [AAVL] Common Stock S - Sale D 39.8826 -82 -3 7,000
2015-06-10 2015-06-08 4 Gasmi Mehdi [AAVL] Common Stock S - Sale D 38.9505 -183 -7 7,082
2015-06-10 2015-06-08 4 Gasmi Mehdi [AAVL] Common Stock S - Sale D 37.9684 -235 -9 7,265
2015-06-10 2015-06-08 4 Gasmi Mehdi [AAVL] Common Stock M - Exercise D 2.7500 500 1 7,500
2015-06-08 2015-06-05 4 Blumenkranz Mark S. [AAVL] Common Stock S - Sale D 40.0828 -5,000 -200 547,989
2015-06-05 2015-05-28 4/A Gasmi Mehdi AAVL Stock Option (Right to Buy) M - Exercise D 2.75 -500 96,000
2015-06-05 2015-05-28 4/A Gasmi Mehdi AAVL Common Stock S - Sale D 38.0180 -500 -19 7,000
2015-06-05 2015-05-28 4/A Gasmi Mehdi AAVL Common Stock M - Exercise D 2.7500 500 1 7,500
2015-06-05 2015-06-04 4 Hull Hans [AAVL] Stock Option (Right to Buy) M - Exercise D 0.19 -2,000 20,500
2015-06-05 2015-06-04 4 Hull Hans [AAVL] Common Stock S - Sale D 37.6416 -2,000 -75 11,320
2015-06-05 2015-06-04 4 Hull Hans [AAVL] Common Stock M - Exercise D 0.1900 2,000 0 13,320
2015-06-02 2015-06-01 4 Wachter Paul [AAVL] Common Stock S - Sale I 36.8103 -210 -8 39,545
2015-06-02 2015-06-01 4 Wachter Paul [AAVL] Common Stock S - Sale I 36.1112 -982 -35 39,755
2015-06-02 2015-06-01 4 Schwartz Steven Daniel [AAVL] Common Stock S - Sale D 36.8102 -3,093 -114 384,806
2015-06-02 2015-06-01 4 Schwartz Steven Daniel [AAVL] Common Stock S - Sale D 36.1086 -14,157 -511 387,899
2015-05-29 2015-05-28 4 Gasmi Mehdi [AAVL] Stock Option (Right to Buy) M - Exercise D 2.75 -500 96,000
2015-05-29 2015-05-28 4 Gasmi Mehdi [AAVL] Common Stock S - Sale D 38.0180 -500 -19 7,000
2015-05-29 2015-05-28 4 Gasmi Mehdi [AAVL] Common Stock M - Exercise D 2.7500 500 1 7,500
2015-05-27 2015-05-26 4 Wachter Paul [AAVL] Common Stock S - Sale I 38.2968 -102 -4 40,737
2015-05-27 2015-05-26 4 Wachter Paul [AAVL] Common Stock S - Sale I 37.5926 -304 -11 40,839
2015-05-27 2015-05-26 4 Wachter Paul [AAVL] Common Stock S - Sale I 36.5173 -786 -29 41,143
2015-05-22 2015-05-21 4 Gasmi Mehdi AAVL Stock Option (Right to Buy) M - Exercise D 2.75 -500 96,500
2015-05-22 2015-05-21 4 Gasmi Mehdi AAVL Common Stock S - Sale D 38.8700 -500 -19 7,000
2015-05-22 2015-05-21 4 Gasmi Mehdi AAVL Common Stock M - Exercise D 2.7500 500 1 7,500
2015-05-22 2015-05-22 4 Schwartz Steven Daniel AAVL Common Stock S - Sale D 38.8843 -5,196 -202 402,056
2015-05-22 2015-05-22 4 Schwartz Steven Daniel AAVL Common Stock S - Sale D 38.1577 -11,679 -446 407,252
2015-05-21 2015-05-19 4 Blumenkranz Mark S. AAVL Common Stock S - Sale I 36.9112 -1,000 -37 10,531
2015-05-21 2015-05-19 4 Blumenkranz Mark S. AAVL Common Stock S - Sale I 36.9112 -1,000 -37 1,669,498
2015-05-21 2015-05-19 4 Blumenkranz Mark S. AAVL Common Stock S - Sale I 36.9112 -1,000 -37 10,531
2015-05-19 2015-05-18 4 Wachter Paul [AAVL] Common Stock S - Sale I 35.3069 -1,192 -42 41,929
2015-05-18 2015-05-15 4 Blumenkranz Mark S. [AAVL] Common Stock S - Sale D 35.9970 -4,525 -163 552,989
2015-05-18 2015-05-15 4 Blumenkranz Mark S. [AAVL] Common Stock S - Sale D 35.3639 -17,975 -636 557,514
2015-05-15 2015-05-14 4 Gasmi Mehdi [AAVL] Stock Option (Right to Buy) M - Exercise D 2.75 -500 97,000
2015-05-15 2015-05-14 4 Gasmi Mehdi [AAVL] Common Stock S - Sale D 35.3125 -500 -18 7,000
2015-05-15 2015-05-14 4 Gasmi Mehdi [AAVL] Common Stock M - Exercise D 2.7500 500 1 7,500
2015-05-13 2015-05-13 4 Bain Linda [AAVL] Stock Option (Right to Buy) M - Exercise D 3.15 -285 236,500
2015-05-13 2015-05-13 4 Bain Linda [AAVL] Common Stock S - Sale D 34.9429 -285 -10 9,000
2015-05-13 2015-05-13 4 Bain Linda [AAVL] Common Stock M - Exercise D 3.1500 285 1 9,285
2015-05-13 2015-05-13 4 Blumenkranz Mark S. [AAVL] Common Stock S - Sale D 34.9429 -715 -25 575,489
2015-05-12 2015-05-11 4 Wachter Paul [AAVL] Common Stock S - Sale I 34.2939 -132 -5 43,121
2015-05-12 2015-05-11 4 Wachter Paul [AAVL] Common Stock S - Sale I 33.7028 -552 -19 43,253
2015-05-12 2015-05-11 4 Wachter Paul [AAVL] Common Stock S - Sale I 32.7987 -508 -17 43,805
2015-05-12 2015-05-11 4 Bain Linda [AAVL] Stock Option (Right to Buy) M - Exercise D 3.15 -715 236,785
2015-05-12 2015-05-11 4 Bain Linda [AAVL] Common Stock S - Sale D 34.9146 -715 -25 9,000
2015-05-12 2015-05-11 4 Bain Linda [AAVL] Common Stock M - Exercise D 3.1500 715 2 9,715
2015-05-12 2015-05-11 4 Blumenkranz Mark S. [AAVL] Common Stock S - Sale D 34.9146 -1,785 -62 576,204
2015-05-11 2015-05-08 4 Schwartz Steven Daniel AAVL Common Stock S - Sale D 33.0488 -17,250 -570 418,931
2015-05-08 2015-05-07 4 Gasmi Mehdi AAVL Stock Option (Right to Buy) M - Exercise D 2.75 -500 97,500
2015-05-08 2015-05-07 4 Gasmi Mehdi AAVL Common Stock S - Sale D 33.2763 -500 -17 7,000
2015-05-08 2015-05-07 4 Gasmi Mehdi AAVL Common Stock M - Exercise D 2.7500 500 1 7,500
2015-05-07 2015-05-05 4 Chalberg Thomas W. AAVL Common Stock S - Sale D 30.0037 -25,000 -750 283,988
2015-05-06 2015-05-04 4 Wachter Paul AAVL Common Stock S - Sale I 30.8698 -1,192 -37 44,313
2015-05-06 2015-05-04 4 Bain Linda AAVL Stock Option (Right to Buy) M - Exercise D 3.15 -2,500 237,500
2015-05-06 2015-05-04 4 Bain Linda AAVL Common Stock S - Sale D 31.5888 -2,500 -79 9,000
2015-05-06 2015-05-04 4 Bain Linda AAVL Common Stock M - Exercise D 3.1500 2,500 8 11,500
2015-05-06 2015-05-04 4 Hull Hans AAVL Stock Option (Right to Buy) M - Exercise D 0.19 -5,000 22,500
2015-05-06 2015-05-04 4 Hull Hans AAVL Common Stock S - Sale D 30.8698 -5,000 -154 11,320
2015-05-06 2015-05-04 4 Hull Hans AAVL Common Stock M - Exercise D 0.1900 5,000 1 16,320
2015-05-05 2015-05-01 4 Blumenkranz Mark S. AAVL Common Stock S - Sale D 32.3653 -20,000 -647 577,989
2015-04-30 2015-04-28 4 Gasmi Mehdi AAVL Stock Option (Right to Buy) M - Exercise D 2.75 -1,000 98,000
2015-04-30 2015-04-28 4 Gasmi Mehdi AAVL Common Stock S - Sale D 35.6670 -1,000 -36 7,000
2015-04-30 2015-04-28 4 Gasmi Mehdi AAVL Common Stock M - Exercise D 2.7500 1,000 3 8,000
2015-04-29 2015-04-27 4 Wachter Paul AAVL Common Stock S - Sale I 35.6066 -1,192 -42 45,505
2015-04-23 2015-04-21 4 MCLAUGHLIN JOHN PETER AAVL Stock Option (Right to Buy) A - Award D 39.35 7,000 7,000
2015-04-23 2015-04-21 4 MCLAUGHLIN JOHN PETER AAVL Common Stock A - Award D 2,000 2,000
2015-04-23 2015-04-21 4 Wachter Paul AAVL Stock Option (Right to Buy) A - Award D 39.35 7,000 7,000
2015-04-23 2015-04-21 4 Wachter Paul AAVL Common Stock A - Award D 2,000 2,000
2015-04-23 2015-04-21 4 Bain Linda AAVL Stock Option (Right to Buy) A - Award D 39.35 25,000 25,000
2015-04-23 2015-04-21 4 Bain Linda AAVL Common Stock A - Award D 9,000 9,000
2015-04-23 2015-04-21 4 Blumenkranz Mark S. AAVL Stock Option (Right to Buy) A - Award D 39.35 7,000 7,000
2015-04-23 2015-04-21 4 Blumenkranz Mark S. AAVL Common Stock A - Award D 2,000 597,989
2015-04-23 2015-04-21 4 Chalberg Thomas W. AAVL Stock Option (Right to Buy) A - Award D 39.35 67,000 67,000
2015-04-23 2015-04-21 4 Chalberg Thomas W. AAVL Common Stock A - Award D 23,000 308,988
2015-04-23 2015-04-21 4 Gasmi Mehdi AAVL Stock Option (Right to Buy) A - Award D 39.35 20,000 20,000
2015-04-23 2015-04-21 4 Gasmi Mehdi AAVL Stock Option (Right to Buy) M - Exercise D 2.75 -1,000 99,000
2015-04-23 2015-04-21 4 Gasmi Mehdi AAVL Common Stock A - Award D 7,000 7,000
2015-04-23 2015-04-21 4 Gasmi Mehdi AAVL Common Stock S - Sale D 39.2114 -1,000 -39 0
2015-04-23 2015-04-21 4 Gasmi Mehdi AAVL Common Stock M - Exercise D 2.7500 1,000 3 1,000
2015-04-23 2015-04-21 4 Hull Hans AAVL Stock Option (Right to Buy) A - Award D 39.35 23,000 23,000
2015-04-23 2015-04-21 4 Hull Hans AAVL Common Stock A - Award D 8,000 11,320
2015-04-23 2015-04-21 4 Barone Samuel B. AAVL Stock Option (Right to Buy) A - Award D 39.35 20,000 20,000
2015-04-23 2015-04-21 4 Barone Samuel B. AAVL Common Stock A - Award D 7,000 7,000
2015-04-23 2015-04-21 4 Schwartz Steven Daniel AAVL Stock Option (Right to Buy) A - Award D 39.35 7,000 7,000
2015-04-23 2015-04-21 4 Schwartz Steven Daniel AAVL Common Stock A - Award D 2,000 453,056
2015-04-23 2015-04-23 4 Schwartz Steven Daniel AAVL Common Stock S - Sale D 38.6172 -16,875 -652 436,181
2015-04-23 2015-04-21 4 Rubio Roman G. AAVL Stock Option (Right to Buy) A - Award D 39.35 20,000 20,000
2015-04-23 2015-04-21 4 Rubio Roman G. AAVL Common Stock A - Award D 7,000 7,000
2015-04-21 2015-04-20 4 Wachter Paul AAVL Common Stock S - Sale I 40.1927 -1,192 -48 46,697
2015-04-20 2015-04-16 4 Blumenkranz Mark S. AAVL Common Stock S - Sale D 42.0400 -200 -8 595,989
2015-04-20 2015-04-16 4 Blumenkranz Mark S. AAVL Common Stock S - Sale D 41.5865 -24,800 -1,031 596,189
2015-04-15 2015-04-13 4 Wachter Paul AAVL Common Stock S - Sale I 40.7400 -24 -1 47,889
2015-04-15 2015-04-13 4 Wachter Paul AAVL Common Stock S - Sale I 39.8475 -338 -13 47,913
2015-04-15 2015-04-13 4 Wachter Paul AAVL Common Stock S - Sale I 39.0958 -830 -32 48,251
2015-04-15 2015-04-14 4 Gasmi Mehdi AAVL Stock Option (Right to Buy) M - Exercise D 2.75 -1,000 100,000
2015-04-15 2015-04-14 4 Gasmi Mehdi AAVL Common Stock S - Sale D 39.4480 -1,000 -39 0
2015-04-15 2015-04-14 4 Gasmi Mehdi AAVL Common Stock M - Exercise D 2.7500 1,000 3 1,000
2015-04-15 2015-04-14 4 Zygtech, LLC AAVL Common Stock S - Sale D 39.9268 -4,600 -184 2,438,176
2015-04-15 2015-04-13 4 Zygtech, LLC AAVL Common Stock S - Sale D 40.6942 -776 -32 2,442,776
2015-04-15 2015-04-13 4 Zygtech, LLC AAVL Common Stock S - Sale D 39.9438 -7,350 -294 2,443,552
2015-04-15 2015-04-13 4 Zygtech, LLC AAVL Common Stock S - Sale D 39.0943 -12,274 -480 2,450,902
2015-04-13 2015-04-09 4 Schwartz Steven Daniel AAVL Common Stock S - Sale D 40.3779 -200 -8 451,056
2015-04-13 2015-04-09 4 Schwartz Steven Daniel AAVL Common Stock S - Sale D 39.7186 -17,050 -677 451,256
2015-04-08 2015-04-08 4 Blumenkranz Mark S. AAVL Common Stock S - Sale D 39.9363 -2,500 -100 620,989
2015-04-08 2015-04-07 4 Blumenkranz Mark S. AAVL Common Stock S - Sale I 39.0608 -32 -1 11,531
2015-04-08 2015-04-07 4 Blumenkranz Mark S. AAVL Common Stock S - Sale I 39.0608 -32 -1 11,531
2015-04-08 2015-04-07 4 Blumenkranz Mark S. AAVL Common Stock S - Sale I 39.0608 -32 -1 11,531
2015-04-08 2015-04-07 4 Blumenkranz Mark S. AAVL Common Stock S - Sale I 38.5875 -968 -37 11,563
2015-04-08 2015-04-07 4 Blumenkranz Mark S. AAVL Common Stock S - Sale I 38.5875 -968 -37 11,563
2015-04-08 2015-04-07 4 Blumenkranz Mark S. AAVL Common Stock S - Sale I 38.5875 -968 -37 11,563
2015-04-08 2015-04-07 4 Blumenkranz Mark S. AAVL Common Stock S - Sale D 39.0603 -726 -28 623,489
2015-04-08 2015-04-07 4 Blumenkranz Mark S. AAVL Common Stock S - Sale D 38.5874 -21,774 -840 624,215
2015-04-08 2015-04-07 4 Gasmi Mehdi AAVL Stock Option (Right to Buy) M - Exercise D 2.75 -9,000 101,000
2015-04-08 2015-04-07 4 Gasmi Mehdi AAVL Common Stock S - Sale D 39.0603 -292 -11 0
2015-04-08 2015-04-07 4 Gasmi Mehdi AAVL Common Stock S - Sale D 38.5874 -8,708 -336 292
2015-04-08 2015-04-07 4 Gasmi Mehdi AAVL Common Stock M - Exercise D 2.7500 9,000 25 9,000
2015-04-08 2015-04-07 4 Hull Hans AAVL Stock Option (Right to Buy) M - Exercise D 0.19 -27,500 27,500
2015-04-08 2015-04-07 4 Hull Hans AAVL Common Stock S - Sale D 39.0603 -887 -35 3,320
2015-04-08 2015-04-07 4 Hull Hans AAVL Common Stock S - Sale D 38.5874 -26,613 -1,027 4,207
2015-04-08 2015-04-07 4 Hull Hans AAVL Common Stock M - Exercise D 0.1900 27,500 5 30,820
2015-01-15 2015-01-13 4 Chalberg Thomas W. AAVL Common Stock S - Sale D 55.4600 -85,000 -4,714 285,988
2015-01-15 2015-01-13 4 Blumenkranz Mark S. AAVL Common Stock S - Sale D 55.4600 -100,000 -5,546 645,989
2015-01-15 2015-01-13 4 Wachter Paul AAVL Common Stock S - Sale I 55.4600 -14,000 -776 49,081
2015-01-15 2015-01-13 4 Zygtech, LLC AAVL Common Stock S - Sale D 55.4600 -100,000 -5,546 2,463,176
2015-01-15 2015-01-13 4 Schwartz Steven Daniel AAVL Common Stock S - Sale D 55.4600 -91,000 -5,047 468,306
2015-01-14 2014-12-12 4 Chalberg Thomas W. AAVL Stock Option (Right to Buy) M - Exercise D 0.21 -413 159,587
2015-01-14 2014-12-12 4 Chalberg Thomas W. AAVL Common Stock G - Gift I 413 413
2015-01-14 2014-12-12 4 Chalberg Thomas W. AAVL Common Stock G - Gift D -413 370,988
2015-01-14 2014-12-12 4 Chalberg Thomas W. AAVL Common Stock M - Exercise D 0.2100 413 0 371,401
2014-11-14 2014-10-03 4 Rubio Roman G. AAVL Stock Option (Right to Buy) A - Award D 33.70 180,000 180,000
2014-08-07 3/A Blumenkranz Mark S. AAVL Common Stock D 700,000
2014-08-07 3/A Schwartz Steven Daniel AAVL Common Stock D 500,000
2014-08-07 2014-08-05 4 MCLAUGHLIN JOHN PETER AAVL Series B Preferred Stock C - Conversion I -13,280 0
2014-08-07 2014-08-05 4 MCLAUGHLIN JOHN PETER AAVL Series B Preferred Stock C - Conversion I -13,280 0
2014-08-07 2014-08-05 4 MCLAUGHLIN JOHN PETER AAVL Common Stock C - Conversion I 13,280 13,280
2014-08-07 2014-08-05 4 MCLAUGHLIN JOHN PETER AAVL Common Stock C - Conversion I 13,280 13,280
2014-08-07 2014-08-05 4 Wachter Paul AAVL Series B Preferred Stock C - Conversion I -63,081 0
2014-08-07 2014-08-05 4 Wachter Paul AAVL Common Stock C - Conversion I 63,081 63,081
2014-08-07 2014-08-05 4 Blumenkranz Mark S. AAVL Series A Preferred Stock C - Conversion I -12,531 0
2014-08-07 2014-08-05 4 Blumenkranz Mark S. AAVL Series A Preferred Stock C - Conversion I -12,531 0
2014-08-07 2014-08-05 4 Blumenkranz Mark S. AAVL Series A Preferred Stock X - Other I 1.4500 4,137 6 12,531
2014-08-07 2014-08-05 4 Blumenkranz Mark S. AAVL Series A Preferred Stock X - Other I 1.4500 4,137 6 12,531
2014-08-07 2014-08-05 4 Blumenkranz Mark S. AAVL Series A Preferred Stock Purchase Warrant X - Other I 1.45 -4,137 0
2014-08-07 2014-08-05 4 Blumenkranz Mark S. AAVL Series A Preferred Stock Purchase Warrant X - Other I 1.45 -4,137 0
2014-08-07 2014-08-05 4 Blumenkranz Mark S. AAVL Series A Preferred Stock C - Conversion I -12,531 0
2014-08-07 2014-08-05 4 Blumenkranz Mark S. AAVL Series A Preferred Stock X - Other I 1.4500 4,137 6 12,531
2014-08-07 2014-08-05 4 Blumenkranz Mark S. AAVL Series A Preferred Stock Purchase Warrant X - Other I 1.45 -4,137 0
2014-08-07 2014-08-05 4 Blumenkranz Mark S. AAVL Series A Preferred Stock C - Conversion D -20,989 0
2014-08-07 2014-08-05 4 Blumenkranz Mark S. AAVL Series A Preferred Stock X - Other D 1.4500 5,689 8 20,989
2014-08-07 2014-08-05 4 Blumenkranz Mark S. AAVL Series A Preferred Stock Purchase Warrant X - Other D 1.45 -5,689 0
2014-08-07 2014-08-05 4 Blumenkranz Mark S. AAVL Common Stock Purchase Warrant X - Other D 0.15 -25,000 0
2014-08-07 2014-08-05 4 Blumenkranz Mark S. AAVL Common Stock C - Conversion I 12,531 12,531
2014-08-07 2014-08-05 4 Blumenkranz Mark S. AAVL Common Stock C - Conversion I 12,531 12,531
2014-08-07 2014-08-05 4 Blumenkranz Mark S. AAVL Common Stock C - Conversion I 12,531 12,531
2014-08-07 2014-08-05 4 Blumenkranz Mark S. AAVL Common Stock C - Conversion D 20,989 745,989
2014-08-07 2014-08-05 4 Blumenkranz Mark S. AAVL Common Stock X - Other D 0.1500 25,000 4 725,000
2014-08-07 2014-08-05 4 Chalberg Thomas W. AAVL Series A Preferred Stock C - Conversion D -10,988 0
2014-08-07 2014-08-05 4 Chalberg Thomas W. AAVL Series A Preferred Stock X - Other D 1.4500 3,102 4 10,988
2014-08-07 2014-08-05 4 Chalberg Thomas W. AAVL Series A Preferred Stock Purchase Warrant X - Other D 1.45 -3,102 0
2014-08-07 2014-08-05 4 Chalberg Thomas W. AAVL Common Stock C - Conversion D 10,988 370,988
2014-08-07 2014-08-05 4 Hull Hans AAVL Series B Preferred Stock C - Conversion D -3,320 0
2014-08-07 2014-08-05 4 Hull Hans AAVL Common Stock C - Conversion D 3,320 3,320
2014-08-07 2014-08-05 4 Zygtech, LLC AAVL Series B Preferred Stock C - Conversion D -295,115 0
2014-08-07 2014-08-05 4 Zygtech, LLC AAVL Series A Preferred Stock C - Conversion D -2,799,269 0
2014-08-07 2014-08-05 4 Zygtech, LLC AAVL Common Stock C - Conversion D 295,115 3,094,384
2014-08-07 2014-08-05 4 Zygtech, LLC AAVL Common Stock C - Conversion D 2,799,269 2,799,269
2014-08-07 2014-08-05 4 Schwartz Steven Daniel AAVL Series A Preferred Stock C - Conversion D -25,306 0
2014-08-07 2014-08-05 4 Schwartz Steven Daniel AAVL Series A Preferred Stock X - Other D 1.4500 6,620 10 25,306
2014-08-07 2014-08-05 4 Schwartz Steven Daniel AAVL Series A Preferred Stock Purchase Warrant X - Other D 1.45 -6,620 0
2014-08-07 2014-08-05 4 Schwartz Steven Daniel AAVL Common Stock Purchase Warrant X - Other D 0.15 -34,000 0
2014-08-07 2014-08-05 4 Schwartz Steven Daniel AAVL Common Stock C - Conversion D 25,306 559,306
2014-08-07 2014-08-05 4 Schwartz Steven Daniel AAVL Common Stock X - Other D 0.1500 34,000 5 534,000
2014-08-07 2014-08-05 4 Venrock Associates VI, L.P. By Funds AAVL Series B Preferred Stock C - Conversion I -1,965,471 0
2014-08-07 2014-08-05 4 Venrock Associates VI, L.P. By Funds AAVL Common Stock P - Purchase I 17.0000 400,000 6,800 2,365,471
2014-08-07 2014-08-05 4 Venrock Associates VI, L.P. By Funds AAVL Common Stock C - Conversion I 1,965,471 1,965,471
2014-08-07 2014-08-05 4 Venrock Healthcare Capital Partners II, L.P. By Funds AAVL Series B Preferred Stock C - Conversion I -1,965,471 0
2014-08-07 2014-08-05 4 Venrock Healthcare Capital Partners II, L.P. By Funds AAVL Common Stock P - Purchase I 17.0000 400,000 6,800 2,365,471
2014-08-07 2014-08-05 4 Venrock Healthcare Capital Partners II, L.P. By Funds AAVL Common Stock C - Conversion I 1,965,471 1,965,471
2014-08-05 2014-08-05 4 Flynn James E Through Deerfield Private Design Fund III, L.P. AAVL Series B Preferred Stock C - Conversion I -531,208 0
2014-08-05 2014-08-05 4 Flynn James E Through Deerfield Special Situations International Master Fund, L.P. AAVL Series B Preferred Stock C - Conversion I -147,410 0
2014-08-05 2014-08-05 4 Flynn James E Through Deerfield Special Situations Fund, L.P. AAVL Series B Preferred Stock C - Conversion I -184,594 0
2014-08-05 2014-08-05 4 Flynn James E Through Deerfield International Master Fund, L.P. AAVL Common Stock P - Purchase I 24.5700 31,650 778 627,267
2014-08-05 2014-08-05 4 Flynn James E Through Deerfield International Master Fund, L.P. AAVL Common Stock P - Purchase I 26.3500 49,981 1,317 595,617
2014-08-05 2014-08-05 4 Flynn James E Through Deerfield International Master Fund, L.P. AAVL Common Stock P - Purchase I 26.1400 27,600 721 545,636
2014-08-05 2014-08-05 4 Flynn James E Through Deerfield International Master Fund, L.P. AAVL Common Stock P - Purchase I 27.5400 12,400 341 518,036
2014-08-05 2014-08-05 4 Flynn James E Through Deerfield International Master Fund, L.P. AAVL Common Stock P - Purchase I 26.4200 219,864 5,809 505,636
2014-08-05 2014-08-05 4 Flynn James E Through Deerfield International Master Fund, L.P. AAVL Common Stock P - Purchase I 25.7900 18,700 482 285,772
2014-08-05 2014-08-05 4 Flynn James E Through Deerfield International Master Fund, L.P. AAVL Common Stock P - Purchase I 25.5200 9,800 250 267,072
2014-08-05 2014-08-05 4 Flynn James E Through Deerfield International Master Fund, L.P. AAVL Common Stock P - Purchase I 25.4100 201,972 5,132 257,272
2014-08-05 2014-08-05 4 Flynn James E Through Deerfield International Master Fund, L.P. AAVL Common Stock P - Purchase I 17.0000 55,300 940 55,300
2014-08-05 2014-08-05 4 Flynn James E Through Deerfield Partners, L.P. AAVL Common Stock P - Purchase I 24.5700 25,600 629 507,200
2014-08-05 2014-08-05 4 Flynn James E Through Deerfield Partners, L.P. AAVL Common Stock P - Purchase I 26.3500 40,400 1,065 481,600
2014-08-05 2014-08-05 4 Flynn James E Through Deerfield Partners, L.P. AAVL Common Stock P - Purchase I 26.1400 22,400 586 441,200
2014-08-05 2014-08-05 4 Flynn James E Through Deerfield Partners, L.P. AAVL Common Stock P - Purchase I 27.5400 10,100 278 418,800
2014-08-05 2014-08-05 4 Flynn James E Through Deerfield Partners, L.P. AAVL Common Stock P - Purchase I 26.4200 177,700 4,695 408,700
2014-08-05 2014-08-05 4 Flynn James E Through Deerfield Partners, L.P. AAVL Common Stock P - Purchase I 25.7900 15,100 389 231,000
2014-08-05 2014-08-05 4 Flynn James E Through Deerfield Partners, L.P. AAVL Common Stock P - Purchase I 25.5200 7,900 202 215,900
2014-08-05 2014-08-05 4 Flynn James E Through Deerfield Partners, L.P. AAVL Common Stock P - Purchase I 25.4100 163,300 4,149 208,000
2014-08-05 2014-08-05 4 Flynn James E Through Deerfield Partners, L.P. AAVL Common Stock P - Purchase I 17.0000 44,700 760 44,700
2014-08-05 2014-08-05 4 Flynn James E Through Deerfield Private Design Fund III, L.P. AAVL Common Stock P - Purchase I 17.0000 123,077 2,092 654,285
2014-08-05 2014-08-05 4 Flynn James E Through Deerfield Special Situations International Master Fund, L.P. AAVL Common Stock P - Purchase I 17.0000 34,223 582 181,633
2014-08-05 2014-08-05 4 Flynn James E Through Deerfield Special Situations Fund, L.P. AAVL Common Stock P - Purchase I 17.0000 42,700 726 227,294
2014-08-05 2014-08-05 4 Flynn James E Through Deerfield Private Design Fund III, L.P. AAVL Common Stock C - Conversion I 531,208 531,208
2014-08-05 2014-08-05 4 Flynn James E Through Deerfield Special Situations International Master Fund, L.P. AAVL Common Stock C - Conversion I 147,410 147,410
2014-08-05 2014-08-05 4 Flynn James E Through Deerfield Special Situations Fund, L.P. AAVL Common Stock C - Conversion I 184,594 184,594
2014-08-05 2014-08-05 4 REGENERON PHARMACEUTICALS INC AAVL Series B Preferred Stock C - Conversion D -531,208 0
2014-08-05 2014-08-05 4 REGENERON PHARMACEUTICALS INC AAVL Series A Preferred Stock C - Conversion D -689,655 0
2014-08-05 2014-08-05 4 REGENERON PHARMACEUTICALS INC AAVL Common Stock P - Purchase D 17.0000 588,235 10,000 1,809,098
2014-08-05 2014-08-05 4 REGENERON PHARMACEUTICALS INC AAVL Common Stock C - Conversion D 531,208 1,220,863
2014-08-05 2014-08-05 4 REGENERON PHARMACEUTICALS INC AAVL Common Stock C - Conversion D 689,655 689,655
2014-08-01 2014-07-30 4 MCLAUGHLIN JOHN PETER AAVL Stock Option (Right to Buy) A - Award D 17.00 75,000 75,000
2014-08-01 2014-07-30 4 Wachter Paul AAVL Stock Option (Right to Buy) A - Award D 17.00 75,000 75,000
2014-08-01 2014-07-30 4 Chalberg Thomas W. AAVL Stock Option (Right to Buy) A - Award D 17.00 80,000 80,000
2014-08-01 2014-07-30 4 Gasmi Mehdi AAVL Stock Option (Right to Buy) A - Award D 17.00 70,000 70,000
2014-08-01 2014-07-30 4 Hull Hans AAVL Stock Option (Right to Buy) A - Award D 17.00 75,000 75,000
2014-07-30 3 Blumenkranz Mark S. AAVL Common Stock D 1,450,000
2014-07-30 3 Blumenkranz Mark S. AAVL Common Stock D 1,450,000
2014-07-30 3 Chalberg Thomas W. AAVL Common Stock D 1,560,000
2014-07-30 3 Chalberg Thomas W. AAVL Common Stock I 1,620,000
2014-07-30 3 Chalberg Thomas W. AAVL Common Stock I 1,620,000
2014-07-30 3 Chalberg Thomas W. AAVL Common Stock D 1,560,000
2014-07-30 3 Chalberg Thomas W. AAVL Common Stock I 1,620,000
2014-07-30 3 Chalberg Thomas W. AAVL Common Stock I 1,620,000
2014-07-30 3 Schwartz Steven Daniel AAVL Common Stock D 1,068,000
2014-07-30 3 Schwartz Steven Daniel AAVL Common Stock D 1,068,000
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
Other Listings
DE:AVU0
GB:0HA3
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