ASNS / Actelis Networks, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Actelis Networks, Inc.
US ˙ NasdaqCM ˙ US00503R4092

Jumlah Saham Beredar 11,281,424 shares
Saham Orang Dalam7,555,164 shares
Kepemilikan oleh Orang Dalam66.97 %
Orang Dalam Sejati82
Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

0 ( )

1566 out of 11305

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

0.000 %( )

1559 out of 11224

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan Actelis Networks, Inc. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Jan Adams 10% Owner - [10%] 370,454 37,045
Alexandria Venture Investments, LLC 10% Owner - [10%] 225,680 22,568
William Aliski Director - [D] 96,667 3,222
Alphabet Inc. 10% Owner - [10%] 451,362 45,136
Anna-Maria & Stephen Kellen Foundation, Inc. 10% Owner - [10%] 124,381 12,438
Christophe Arbet-Engels Chief Medical Officer - [O] 864,207 28,807
Peter J Barris 10% Owner - [10%] 4,000,000 400,000
Forest Baskett 10% Owner - [10%] 4,000,000 400,000
Isaac Blech 6,854
Mark Baldry Chief Commercial Officer - [O] 25,337 25,337
Ali Behbahani 10% Owner - [10%] 4,000,000 400,000
& Melinda Gates Foundation Bill 10% Owner - [10%] 722,179 72,218
Gary Bridger Director - [D] 4,722 4,722
Diego Cadavid Chief Medical Officer - [O] 104,107 3,470
Carmen Chang 10% Owner - [10%] 4,000,000 400,000
William D Clark 10,000
Adam R Craig Executive Chairman, Director - [D] [O] 289,881 289,881
Mary DiBiase Chief Operating Officer - [O] 1,140,980 38,033
EMBL Technology Fund II GmbH & Co. KG 10% Owner - [10%] 370,454 37,045
EMBL Ventures Verwaltungs GmbH 10% Owner - [10%] 370,454 37,045
Jonathan A Flint 10% Owner - [10%] 18,031 1,803
Florence Anthony A. Jr. 10% Owner - [10%] 4,000,000 400,000
Carl L Gordon Director, 10% Owner - [D] [10%] 1,868,966 186,897
Michael Gray President, CEO and CFO, Director - [D] [O] 250,000 25,000
Gv 2016 Gp, L.l.c. 10% Owner - [10%] 451,362 45,136
Gv 2016 Gp, L.p. 10% Owner - [10%] 451,362 45,136
Gv 2016, L.p. 10% Owner - [10%] 451,362 45,136
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Gerngross Tillman U. Director - [D] 392,821 39,282
Stefan Herr 10% Owner - [10%] 370,454 37,045
Samuel D Isaly 10% Owner - [10%] 1,868,966 186,897
David Kirske Chief Financial Officer - [O] 193,254 193,254
Lynne E Kelley 0
Alison Frances Lawton Director - [D] 96,667 3,222
David W J Mcgirr Director - [D] 4,722 4,722
Terrance Mcguire Director, 10% Owner - [D] [10%] 18,031 1,803
David M Mott 10% Owner - [10%] 4,000,000 400,000
Mohamad Makhzoumi 10% Owner - [10%] 4,000,000 400,000
David Mantus 50,000
William J Maris 10% Owner - [10%] 451,362 45,136
Derek M Meisner Chief Legal Officer - [O] 145,155 4,838
Mostafa Adam S. Chief Financial Officer - [O] 850,000 28,333
Frank Muhlenbeck 10% Owner - [10%] 370,454 37,045
Nea 16 Gp, Llc 10% Owner - [10%] 4,000,000 400,000
NEA Partners 16, L.P. 10% Owner - [10%] 4,000,000 400,000
Eszter Nagy Chief Scientific Officer, 10% Owner - [O] [10%] 546,928 54,693
NeoMed Innovation V L.P. 10% Owner - [10%] 867,639 86,764
Innovation V Ltd NeoMed 10% Owner - [10%] 867,639 86,764
Management (Jersey) Ltd NeoMed 10% Owner - [10%] 867,639 86,764
Claudio Nessi Director - [D] 867,639 86,764
New Enterprise Associates 16, L.P. 10% Owner - [10%] 4,000,000 400,000
Orbimed Advisors Llc 10% Owner - [10%] 1,868,966 186,897
OrbiMed Capital GP IV LLC 10% Owner - [10%] 1,868,966 186,897
Polaris Venture Management Co. V, L.L.C. 10% Owner - [10%] 18,031 1,803
Polaris Venture Partners Entrepreneurs' Fund V, L.P. 10% Owner - [10%] 18,031 1,803
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Polaris Venture Partners Founders' Fund V, L.P. 10% Owner - [10%] 18,031 1,803
Polaris Venture Partners Special Founders' Fund V, L.P. 10% Owner - [10%] 18,031 1,803
Polaris Venture Partners V, L.P. 10% Owner - [10%] 18,031 1,803
Chetan Puttagunta 10% Owner - [10%] 4,000,000 400,000
Michael Jay Ross Director, 10% Owner - [D] [10%] 1,868,961 186,896
Paula Ragan President and CEO, Director - [D] [O] 3,337,386 111,246
Rene Russo 3,427
Scott D Sandell 10% Owner - [10%] 4,000,000 400,000
Amy W Schulman 10,000
Anthony Chris Stevens 50,000
Sv Life Sciences Fund V Lp 10% Owner - [10%] 1,868,961 186,896
SV Life Sciences Fund V Strategic Partners, L.P. 10% Owner - [10%] 1,868,961 186,896
SV Life Sciences Fund VI Strategic Partners, L.P. 10% Owner - [10%] 1,868,961 186,896
SV Life Sciences Fund VI, L.P. 10% Owner - [10%] 1,868,961 186,896
Svlsf V, Llc 10% Owner - [10%] 1,868,961 186,896
Jon Sakoda 10% Owner - [10%] 4,000,000 400,000
Section 32 Fund 1, LP 10% Owner - [10%] 451,362 45,136
Section 32 GP 1, LLC 10% Owner - [10%] 451,362 45,136
Renato Skerlj Chief Scientific Officer - [O] 42,076 1,403
Sonsini Peter W. 10% Owner - [10%] 4,000,000 400,000
Murray Stewart Director - [D] 7,883 7,883
Arthur Taveras Chief Scientific Officer - [O] 388,026 12,934
Natasha Fay Thoren Chief Legal Officer - [O] 9,462 9,462
Ravi Viswanathan 10% Owner - [10%] 4,000,000 400,000
John Volpone President - [O] 289,881 289,881
Michael S Wyzga Director - [D] 5,555 5,555
Keith Woods Director - [D] 6,000 6,000
Craecker Francoise de Director - [D] 4,722 4,722

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di ASNS / Actelis Networks, Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Maksimal
Harga di
Maksimal
Maksimal
Keuntungan ($)
Maksimum Pengembalian (%)
2025-05-16 Baldry Mark 1,032 2.4820 1,032 2.4820 2,561 102
2024-11-15 Baldry Mark 13,404 0.3430 13,404 0.3430 4,598
2024-05-17 Baldry Mark 21,646 0.6770 21,646 0.6770 14,654
2023-08-18 WYZGA MICHAEL S 25,000 1.1950 25,000 1.1950 29,875
2017-11-20 EMBL Technology Fund II GmbH & Co. KG 20,000 10.0000 2,000 100.0000 200,000
2017-11-20 NeoMed Innovation V L.P. 300,000 10.0000 30,000 100.0000 3,000,000
2017-11-20 Polaris Venture Management Co. V, L.L.C. 4,825 10.0000 482 100.0000 48,250
2017-11-20 Polaris Venture Management Co. V, L.L.C. 3,305 10.0000 330 100.0000 33,050
2017-11-20 Polaris Venture Management Co. V, L.L.C. 9,403 10.0000 940 100.0000 94,030

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

ASNS / Actelis Networks, Inc. Insider Trades
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di ASNS / Actelis Networks, Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Menit
Harga di
Menit
Kerugian Maksimal
Dihindari ($)
Kerugian Maksimal
Dihindari (%)
2024-09-09 DiBiase Mary 2,642 0.6577 2,642 0.6577 1,738 227
2024-03-11 Ragan Paula 49,678 0.8828 49,678 0.8828 43,856
2024-03-11 Taveras Arthur 14,235 0.8818 14,235 0.8818 12,552
2024-03-11 DiBiase Mary 15,409 0.8820 15,409 0.8820 13,591
2024-03-11 Mostafa Adam S. 52,500 0.8828 52,500 0.8828 46,347
2024-02-12 Taveras Arthur 787 1.0072 787 1.0072 793
2024-02-12 DiBiase Mary 3,683 1.0070 3,683 1.0070 3,709
2023-08-10 Stewart Murray 130,056 1.0600 130,056 1.0600 137,859

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

ASNS / Actelis Networks, Inc. Insider Trades
Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas
Tanggal
Perdagangan
Tanggal
Formulir Orang Dalam Ticker Judul Keamanan Kode 10b5-1 Langsung Latihan
Harga
Satuan
Harga
Unit
Diubah
Nilai
Diubah (1 ribu)
Sisa
Pilihan
Sisa
Saham
2025-08-14 2025-08-14 4 Volpone John XFOR Common Stock A - Award D 289,881 289,881
2025-08-14 2025-08-14 4 KIRSKE DAVID XFOR Common Stock A - Award D 193,254 193,254
2025-08-14 2025-08-14 4 Craig Adam R XFOR Common Stock A - Award D 289,881 289,881
2025-07-03 2025-05-20 4 Thoren Natasha Fay XFOR Common Stock A - Award D 3,333 9,462
2025-06-10 2025-06-09 4 de Craecker Francoise XFOR Common Stock A - Award D 1,500 4,722
2025-06-10 2025-06-09 4 Stewart Murray XFOR Common Stock A - Award D 1,500 7,883
2025-06-10 2025-06-09 4 Woods Keith XFOR Common Stock A - Award D 1,500 6,000
2025-06-10 2025-06-09 4 Bridger Gary XFOR Common Stock A - Award D 1,500 4,722
2025-06-10 2025-06-09 4 MCGIRR DAVID W J XFOR Common Stock A - Award D 1,500 4,722
2025-06-10 2025-06-09 4 WYZGA MICHAEL S XFOR Common Stock A - Award D 1,500 5,555
2025-06-03 3 Thoren Natasha Fay XFOR Common Stock D 6,984
2025-06-03 2025-05-16 4/A Baldry Mark XFOR Common Stock A - Award D 2.4820 1,032 3 25,337
2025-05-20 2025-05-16 4 Baldry Mark XFOR Common Stock P - Purchase D 2.4820 1,032 3 25,337
2025-02-14 2025-02-12 4 DiBiase Mary XFOR Common Stock A - Award D 650,000 1,140,980
2025-02-14 2025-02-12 4 Baldry Mark XFOR Common Stock A - Award D 600,000 729,173
2025-02-14 2024-11-15 4 Baldry Mark XFOR Common Stock P - Purchase D 0.3430 13,404 5 129,173
2025-02-14 2024-05-17 4 Baldry Mark XFOR Common Stock P - Purchase D 0.6770 21,646 15 115,769
2025-02-14 2025-02-12 4 Ragan Paula XFOR Common Stock A - Award D 2,250,000 3,337,386
2025-02-14 2025-02-12 4 Mostafa Adam S. XFOR Common Stock A - Award D 850,000 850,000
2025-02-14 2025-02-12 4 Arbet-Engels Christophe XFOR Common Stock A - Award D 850,000 864,207
2025-01-27 2025-01-24 4 Mostafa Adam S. XFOR Common Stock S - Sale D 0.4540 -74,773 -34 0
2025-01-27 2025-01-23 4 Mostafa Adam S. XFOR Common Stock A - Award D 74,773 74,773
2025-01-27 2025-01-24 4 Ragan Paula XFOR Common Stock S - Sale D 0.4540 -76,473 -35 1,087,386
2025-01-27 2025-01-23 4 Ragan Paula XFOR Common Stock A - Award D 169,940 1,163,859
2025-01-27 2025-01-24 4 Arbet-Engels Christophe XFOR Common Stock S - Sale D 0.4546 -11,624 -5 14,207
2025-01-27 2025-01-23 4 Arbet-Engels Christophe XFOR Common Stock A - Award D 25,831 25,831
2025-01-27 2025-01-24 4 DiBiase Mary XFOR Common Stock S - Sale D 0.4535 -22,258 -10 490,980
2025-01-27 2025-01-23 4 DiBiase Mary XFOR Common Stock A - Award D 61,178 513,238
2025-01-27 2025-01-24 4 Baldry Mark XFOR Common Stock S - Sale D 0.4541 -29,159 -13 94,123
2025-01-27 2025-01-23 4 Baldry Mark XFOR Common Stock A - Award D 74,773 123,282
2024-11-19 2024-11-15 4 Ragan Paula XFOR Common Stock S - Sale D 0.3945 -31,897 -13 993,919
2024-10-16 2024-10-15 4 Ragan Paula XFOR Common Stock S - Sale D 0.5620 -31,897 -18 1,025,816
2024-10-08 2024-10-07 4 Taveras Arthur XFOR Common Stock S - Sale D 0.5630 -76,920 -43 388,026
2024-10-08 2024-10-04 4 Taveras Arthur XFOR Common Stock A - Award D 230,645 464,946
2024-10-08 2024-10-07 4 DiBiase Mary XFOR Common Stock S - Sale D 0.5662 -67,695 -38 452,060
2024-10-08 2024-10-04 4 DiBiase Mary XFOR Common Stock A - Award D 230,645 519,755
2024-10-08 2024-10-07 4 Ragan Paula XFOR Common Stock S - Sale D 0.5493 -239,436 -132 1,057,713
2024-10-08 2024-10-04 4 Ragan Paula XFOR Common Stock A - Award D 532,081 1,297,149
2024-10-08 2024-10-07 4 Baldry Mark XFOR Common Stock S - Sale D 0.5847 -11,127 -7 48,509
2024-10-08 2024-10-04 4 Baldry Mark XFOR Common Stock A - Award D 34,946 59,636
2024-10-08 2024-10-07 4 Mostafa Adam S. XFOR Common Stock S - Sale D 0.5502 -230,645 -127 0
2024-10-08 2024-10-04 4 Mostafa Adam S. XFOR Common Stock A - Award D 230,645 230,645
2024-09-11 2024-09-09 4 DiBiase Mary XFOR Common Stock S - Sale D 0.6577 -2,642 -2 289,110
2024-06-11 2024-06-10 4 MCGIRR DAVID W J XFOR Common Stock A - Award D 45,000 96,667
2024-06-11 2024-06-10 4 Aliski William XFOR Common Stock A - Award D 45,000 96,667
2024-06-11 2024-06-10 4 de Craecker Francoise XFOR Common Stock A - Award D 45,000 96,667
2024-06-11 2024-06-10 4 WYZGA MICHAEL S XFOR Common Stock A - Award D 45,000 121,667
2024-06-11 2024-06-10 4 Lawton Alison Frances XFOR Common Stock A - Award D 45,000 96,667
2024-06-11 2024-06-10 4 Woods Keith XFOR Common Stock A - Award D 45,000 135,000
2024-06-11 2024-06-10 4 Bridger Gary XFOR Common Stock A - Award D 45,000 96,667
2024-06-11 2024-06-10 4 Stewart Murray XFOR Common Stock A - Award D 45,000 191,504
2024-03-11 2024-03-11 4 DiBiase Mary XFOR Common Stock S - Sale D 0.8820 -15,409 -14 291,752
2024-03-11 2024-03-11 4 Ragan Paula XFOR Common Stock S - Sale D 0.8828 -49,678 -44 765,068
2024-03-11 2024-03-11 4 Mostafa Adam S. XFOR Common Stock S - Sale D 0.8828 -52,500 -46 0
2024-03-11 2024-03-11 4 Taveras Arthur XFOR Common Stock S - Sale D 0.8818 -14,235 -13 234,301
2024-02-12 2024-02-12 4 DiBiase Mary XFOR Common Stock S - Sale D 1.0070 -3,683 -4 307,161
2024-02-12 2024-02-12 4 Taveras Arthur XFOR Common Stock S - Sale D 1.0072 -787 -1 248,536
2024-02-12 2024-02-12 4 Ragan Paula XFOR Common Stock S - Sale D 1.0091 -21,695 -22 814,746
2024-02-12 2024-02-12 4 Mostafa Adam S. XFOR Common Stock S - Sale D 1.0091 -27,721 -28 52,500
2023-11-03 2023-11-03 4 Ragan Paula XFOR Common Stock S - Sale D 0.9000 -39,906 -36 836,441
2023-11-03 2023-11-01 4 Ragan Paula XFOR Common Stock S - Sale D 0.7300 -199,531 -146 876,347
2023-11-03 2023-11-01 4 Mostafa Adam S. XFOR Common Stock S - Sale D 0.7300 -230,645 -168 80,221
2023-11-03 2023-11-01 4 DiBiase Mary XFOR Common Stock S - Sale D 0.7300 -67,695 -49 310,844
2023-11-03 2023-11-01 4 Taveras Arthur XFOR Common Stock S - Sale D 0.7300 -67,695 -49 249,323
2023-11-03 2023-11-01 4 Baldry Mark XFOR Common Stock S - Sale D 0.7300 -10,257 -7 24,690
2023-11-02 2023-10-31 4 Mostafa Adam S. XFOR Common Stock A - Award D 230,645 310,866
2023-11-02 2023-10-31 4 Baldry Mark XFOR Common Stock A - Award D 34,947 34,947
2023-11-02 2023-10-31 4 Taveras Arthur XFOR Common Stock A - Award D 230,645 317,018
2023-11-02 2023-10-31 4 Ragan Paula XFOR Common Stock A - Award D 532,081 1,075,878
2023-11-02 2023-10-31 4 DiBiase Mary XFOR Common Stock A - Award D 230,645 378,539
2023-10-18 2023-10-16 4 Woods Keith XFOR Common Stock A - Award D 90,000 90,000
2023-09-12 2023-09-08 4 DiBiase Mary XFOR Common Stock S - Sale D 1.2490 -2,642 -3 147,894
2023-08-22 2023-08-18 4 WYZGA MICHAEL S XFOR Common Stock P - Purchase D 1.1950 25,000 30 76,667
2023-08-11 2023-08-10 4 Stewart Murray XFOR Common Stock S - Sale D 1.0600 -130,056 -138 146,504
2023-08-11 2023-08-09 4 Stewart Murray XFOR Common Stock A - Award D 269,893 276,560
2023-07-05 2023-06-30 4 Mostafa Adam S. XFOR Common Stock S - Sale D 1.8900 -2,641 -5 80,221
2023-07-05 2023-06-30 4 DiBiase Mary XFOR Common Stock S - Sale D 1.8900 -464 -1 150,536
2023-06-26 2023-06-23 4 DiBiase Mary XFOR Common Stock S - Sale D 1.9300 -857 -2 151,000
2023-06-26 2023-06-23 4 Mostafa Adam S. XFOR Common Stock S - Sale D 1.9300 -5,417 -10 82,862
2023-06-26 2023-06-23 4 Ragan Paula XFOR Common Stock S - Sale D 1.9200 -6,724 -13 543,797
2023-06-16 2023-06-15 4 DiBiase Mary XFOR Common Stock S - Sale D 2.2300 -857 -2 151,857
2023-06-16 2023-06-15 4 Mostafa Adam S. XFOR Common Stock S - Sale D 2.2200 -5,417 -12 88,279
2023-06-16 2023-06-15 4 Ragan Paula XFOR Common Stock S - Sale D 2.2300 -6,724 -15 550,521
2023-06-14 2023-06-13 4 Aliski William XFOR Common Stock A - Award D 45,000 51,667
2023-06-14 2023-06-13 4 Bridger Gary XFOR Common Stock A - Award D 45,000 51,667
2023-06-14 2023-06-13 4 MCGIRR DAVID W J XFOR Common Stock A - Award D 45,000 51,667
2023-06-14 2023-06-13 4 WYZGA MICHAEL S XFOR Common Stock A - Award D 45,000 51,667
2023-06-14 2023-06-13 4 de Craecker Francoise XFOR Common Stock A - Award D 45,000 51,667
2023-06-14 2023-06-13 4 Lawton Alison Frances XFOR Common Stock A - Award D 45,000 51,667
2023-05-31 2023-05-31 4 Ragan Paula XFOR Common Stock S - Sale D 1.9500 -6,292 -12 557,245
2023-03-13 2023-03-10 4 DiBiase Mary XFOR Common Stock S - Sale D 0.8400 -18,192 -15 152,714
2023-03-13 2023-03-10 4 Mostafa Adam S. XFOR Common Stock S - Sale D 0.8400 -52,500 -44 93,696
2023-03-13 2023-03-10 4 Taveras Arthur XFOR Common Stock S - Sale D 0.8400 -16,806 -14 86,373
2023-03-13 2023-03-10 4 Ragan Paula XFOR Common Stock S - Sale D 0.8400 -49,678 -42 563,537
2023-02-15 2023-02-13 4 DiBiase Mary XFOR Common Stock S - Sale D 0.9300 -4,348 -4 170,906
2023-02-15 2023-02-13 4 Mostafa Adam S. XFOR Common Stock S - Sale D 0.9300 -27,721 -26 146,196
2023-02-15 2023-02-13 4 Taveras Arthur XFOR Common Stock S - Sale D 0.9300 -928 -1 103,179
2023-02-15 2023-02-13 4 Ragan Paula XFOR Common Stock S - Sale D 0.9300 -21,695 -20 613,215
2022-08-19 2022-08-17 4 Meisner Derek M XFOR Common Stock S - Sale D -8,334 145,155
2022-08-19 2022-08-17 4 DiBiase Mary XFOR Common Stock S - Sale D -1,713 177,896
2022-08-19 2022-08-17 4 Ragan Paula XFOR Common Stock S - Sale D -13,448 634,910
2022-08-19 2022-08-17 4 Mostafa Adam S. XFOR Common Stock S - Sale D -10,834 173,917
2022-07-01 2022-06-30 4 Mostafa Adam S. XFOR Common Stock S - Sale D -2,641 184,751
2022-07-01 2022-06-30 4 DiBiase Mary XFOR Common Stock S - Sale D -1,578 179,609
2022-06-27 2022-06-06 4 Lawton Alison Frances XFOR Common Stock A - Award D 6,667 6,667
2022-06-27 2022-06-06 4 Bridger Gary XFOR Common Stock A - Award D 6,667 6,667
2022-06-27 2022-06-06 4 Stewart Murray XFOR Common Stock A - Award D 6,667 6,667
2022-06-27 2022-06-06 4 de Craecker Francoise XFOR Common Stock A - Award D 6,667 6,667
2022-06-27 2022-06-06 4 WYZGA MICHAEL S XFOR Common Stock A - Award D 6,667 6,667
2022-06-27 2022-06-24 4 Mostafa Adam S. XFOR Common Stock S - Sale D -5,416 187,392
2022-06-27 2022-06-06 4 Aliski William XFOR Common Stock A - Award D 6,667 6,667
2022-06-27 2022-06-06 4 MCGIRR DAVID W J XFOR Common Stock A - Award D 6,667 6,667
2022-06-27 2022-06-24 4 Ragan Paula XFOR Common Stock S - Sale D -6,724 648,358
2022-06-27 2022-06-24 4 DiBiase Mary XFOR Common Stock S - Sale D -856 181,187
2022-06-27 2022-06-24 4 Meisner Derek M XFOR Common Stock S - Sale D -4,166 153,489
2022-06-17 2022-06-16 4 Ragan Paula XFOR Common Stock S - Sale D -6,724 655,082
2022-06-17 2022-06-16 4 Mostafa Adam S. XFOR Common Stock S - Sale D -5,416 192,808
2022-06-17 2022-06-16 4 Meisner Derek M XFOR Common Stock S - Sale D -4,166 157,655
2022-06-17 2022-06-16 4 DiBiase Mary XFOR Common Stock S - Sale D -856 182,043
2022-06-06 2022-06-03 4 Ragan Paula XFOR Common Stock S - Sale D 1.2100 -6,292 -8 661,806
2022-03-01 2022-03-01 4 Cadavid Diego XFOR Common Stock A - Award D 97,000 104,107
2022-03-01 2022-03-01 4 Meisner Derek M XFOR Common Stock A - Award D 105,000 161,821
2022-03-01 2022-03-01 4 Ragan Paula XFOR Common Stock A - Award D 220,789 668,098
2022-03-01 2022-03-01 4 DiBiase Mary XFOR Common Stock A - Award D 105,000 182,899
2022-03-01 2022-03-01 4 Mostafa Adam S. XFOR Common Stock A - Award D 105,000 198,224
2022-03-01 2022-03-01 4 Taveras Arthur XFOR Common Stock A - Award D 97,000 104,107
2022-02-14 2022-02-11 4 Cadavid Diego XFOR Common Stock S - Sale D -928 7,107
2022-02-14 2022-02-11 4 DiBiase Mary XFOR Common Stock S - Sale D -12,545 77,899
2022-02-14 2022-02-11 4 Meisner Derek M XFOR Common Stock S - Sale D -15,909 56,821
2022-02-14 2022-02-11 4 Taveras Arthur XFOR Common Stock F - Taxes D -928 7,107
2022-02-14 2022-02-11 4 Mostafa Adam S. XFOR Common Stock S - Sale D -27,721 93,224
2022-02-14 2022-02-11 4 Ragan Paula XFOR Common Stock S - Sale D -21,695 447,309
2021-10-18 2021-10-14 4 de Craecker Francoise XFOR Stock Option (right to buy) A - Award D 5.37 12,250 12,250
2021-09-10 2021-09-08 4 DiBiase Mary XFOR Common Stock A - Award D 27,000 90,444
2021-09-10 3 DiBiase Mary XFOR Common Stock D 64,475
2021-08-19 2021-08-17 4 Mostafa Adam S. XFOR Common Stock S - Sale D 5.1000 -10,832 -55 120,945
2021-08-19 2021-08-17 4 Ragan Paula XFOR Common Stock S - Sale D 5.1000 -13,448 -69 469,004
2021-08-19 2021-08-17 4 Meisner Derek M XFOR Common Stock S - Sale D 5.1000 -8,332 -42 72,730
2021-07-16 2021-07-15 4 Ragan Paula XFOR Common Stock S - Sale D 5.7800 -13,448 -78 482,452
2021-07-01 2021-06-30 4 Mostafa Adam S. XFOR Common Stock S - Sale D 6.6400 -2,641 -18 131,777
2021-06-25 2021-06-23 4 Ragan Paula XFOR Common Stock A - Award D 44,826 495,900
2021-06-25 2021-06-24 4 Meisner Derek M XFOR Common Stock S - Sale D 7.0000 -4,166 -29 81,062
2021-06-25 2021-06-23 4 Meisner Derek M XFOR Common Stock A - Award D 12,500 85,228
2021-06-25 2021-06-24 4 Mostafa Adam S. XFOR Common Stock S - Sale D 7.0100 -5,417 -38 134,418
2021-06-25 2021-06-23 4 Mostafa Adam S. XFOR Common Stock A - Award D 16,250 139,835
2021-06-17 2021-06-15 4 Meisner Derek M XFOR Common Stock S - Sale D 7.8400 -4,166 -33 72,728
2021-06-17 2021-06-15 4 Meisner Derek M XFOR Common Stock A - Award D 12,500 76,894
2021-06-17 2021-06-15 4 Mostafa Adam S. XFOR Common Stock S - Sale D 7.8400 -5,417 -42 123,585
2021-06-17 2021-06-15 4 Mostafa Adam S. XFOR Common Stock A - Award D 16,250 129,002
2021-06-17 2021-06-15 4 Ragan Paula XFOR Common Stock A - Award D 44,826 451,074
2021-06-02 2021-06-02 4 Bridger Gary XFOR Stock Option (right to buy) A - Award D 9.50 9.5000 6,000 57 6,000
2021-06-02 2021-06-02 4 WYZGA MICHAEL S XFOR Stock Option (right to buy) A - Award D 9.50 9.5000 6,000 57 6,000
2021-06-02 2021-06-02 4 Aliski William XFOR Stock Option (right to buy) A - Award D 9.50 9.5000 6,000 57 6,000
2021-06-02 2021-06-02 4 MCGIRR DAVID W J XFOR Stock Option (right to buy) A - Award D 9.50 9.5000 6,000 57 6,000
2021-06-02 2021-06-02 4 Lawton Alison Frances XFOR Stock Option (right to buy) A - Award D 9.50 9.5000 6,000 57 6,000
2021-06-02 2021-06-02 4 Stewart Murray XFOR Stock Option (right to buy) A - Award D 9.50 9.5000 6,000 57 6,000
2021-06-02 2021-06-02 4 Russo Rene XFOR Stock Option (right to buy) A - Award D 9.50 9.5000 6,000 57 6,000
2021-06-02 2021-06-02 4 Ragan Paula XFOR Common Stock S - Sale D 9.5000 -2,400 -23 406,248
2021-06-02 2021-06-01 4 Ragan Paula XFOR Common Stock S - Sale D 9.4100 -4,104 -39 408,648
2021-05-04 2021-05-03 4 Ragan Paula XFOR Common Stock S - Sale D 8.3300 -2,400 -20 412,752
2021-04-07 2021-04-05 4 Ragan Paula XFOR Common Stock S - Sale D 9.1700 -2,400 -22 415,152
2021-03-25 2021-03-24 4 Meisner Derek M XFOR Common Stock A - Award D 47,728 64,394
2021-03-25 2021-03-24 4 Taveras Arthur XFOR Common Stock A - Award D 8,035 8,035
2021-03-25 2021-03-24 4 Mostafa Adam S. XFOR Common Stock A - Award D 83,163 112,752
2021-03-25 2021-03-24 4 Ragan Paula XFOR Common Stock A - Award D 144,629 417,552
2021-03-25 2021-03-24 4 Cadavid Diego XFOR Common Stock A - Award D 8,035 8,035
2021-03-02 2021-03-02 4 Ragan Paula XFOR Common Stock S - Sale D 9.7400 -2,400 -23 272,923
2021-02-03 2021-02-02 4 Ragan Paula XFOR Common Stock S - Sale D 7.8800 -2,400 -19 275,323
2021-01-06 2021-01-05 4 Ragan Paula XFOR Common Stock S - Sale D 7.0000 -2,400 -17 277,723
2021-01-06 2020-12-31 4 Cadavid Diego XFOR Stock Option (right to buy) A - Award D 6.43 6.4300 121,500 781 121,500
2020-12-28 2020-12-23 4 Ragan Paula XFOR Common Stock S - Sale D 7.0000 -4,800 -34 280,123
2020-12-01 2020-11-30 4 Taveras Arthur XFOR Stock Option (right to buy) A - Award D 6.60 6.6000 121,150 800 121,150
2020-10-21 2020-10-20 4 Stewart Murray XFOR Stock Option (right to buy) A - Award D 7.27 10,000 10,000
2020-10-06 2020-10-05 4 Ragan Paula XFOR Common Stock S - Sale D 7.0000 -1,797 -13 284,923
2020-10-06 2020-10-05 4 Lawton Alison Frances XFOR Stock Option (right to buy) A - Award D 7.33 6,854 6,854
2020-10-06 2020-10-05 4 Bridger Gary XFOR Stock Option (right to buy) A - Award D 7.33 30,000 30,000
2020-10-06 3 Lawton Alison Frances XFOR Common Stock D 10,134
2020-10-05 2020-10-02 4 Ragan Paula XFOR Common Stock S - Sale D 7.0000 -603 -4 286,720
2020-09-22 2020-09-21 4 Mostafa Adam S. XFOR Common Stock S - Sale D 7.0800 -10,834 -77 29,589
2020-09-10 2020-09-09 4 Skerlj Renato XFOR Common Stock S - Sale D 8.0500 -5,834 -47 42,076
2020-09-10 2020-09-09 4 Meisner Derek M XFOR Common Stock S - Sale D 8.0500 -8,334 -67 16,666
2020-09-10 2020-09-09 4 Ragan Paula XFOR Common Stock S - Sale D 8.0400 -8,840 -71 287,323
2020-09-03 2020-09-02 4 Ragan Paula XFOR Common Stock S - Sale D 7.9900 -2,400 -19 296,163
2020-08-18 2020-08-17 4 Mostafa Adam S. XFOR Common Stock A - Award D 16,250 40,423
2020-08-18 2020-08-14 4 Mostafa Adam S. XFOR Common Stock A - Award D 16,250 24,173
2020-08-18 2020-08-17 4 Ragan Paula XFOR Common Stock A - Award D 44,825 298,563
2020-08-18 2020-08-14 4 Ragan Paula XFOR Common Stock A - Award D 44,826 253,738
2020-08-18 2020-08-17 4 Skerlj Renato XFOR Common Stock A - Award D 8,750 47,910
2020-08-18 2020-08-14 4 Skerlj Renato XFOR Common Stock A - Award D 8,750 39,160
2020-08-18 2020-08-17 4 Meisner Derek M XFOR Common Stock A - Award D 12,500 25,000
2020-08-18 2020-08-14 4 Meisner Derek M XFOR Common Stock A - Award D 12,500 12,500
2020-08-04 2020-08-03 4 Ragan Paula XFOR Common Stock S - Sale D 7.4500 -2,400 -18 208,912
2020-07-06 2020-07-02 4 Ragan Paula XFOR Common Stock S - Sale D 9.0500 -2,400 -22 211,312
2020-07-01 2020-06-30 4 Mostafa Adam S. XFOR Common Stock F - Taxes D 9.3200 -916 -9 7,923
2020-07-01 2020-06-30 4 Mostafa Adam S. XFOR Common Stock S - Sale D 9.0400 -1,725 -16 8,839
2020-06-11 3 Skerlj Renato XFOR Common Stock D 60,820
2020-06-11 3 Skerlj Renato XFOR Common Stock D 60,820
2020-06-11 3 Skerlj Renato XFOR Common Stock D 60,820
2020-06-11 2020-06-10 4 Skerlj Renato XFOR Stock Option (right to buy) A - Award D 8.69 50,000 50,000
2020-06-11 2020-06-10 4 Bridger Gary XFOR Stock Option (right to buy) A - Award D 8.69 3,427 3,427
2020-06-11 2020-06-10 4 MCGIRR DAVID W J XFOR Stock Option (right to buy) A - Award D 8.69 3,427 3,427
2020-06-11 2020-06-10 4 Stewart Murray XFOR Stock Option (right to buy) A - Award D 8.69 3,427 3,427
2020-06-11 2020-06-10 4 WYZGA MICHAEL S XFOR Stock Option (right to buy) A - Award D 8.69 3,427 3,427
2020-06-11 2020-06-10 4 Russo Rene XFOR Stock Option (right to buy) A - Award D 8.69 3,427 3,427
2020-06-11 2020-06-10 4 Aliski William XFOR Stock Option (right to buy) A - Award D 8.69 3,427 3,427
2020-06-03 2020-06-03 4 Ragan Paula XFOR Common Stock S - Sale D 8.8800 -9,707 -86 213,712
2020-06-03 2020-06-02 4 Ragan Paula XFOR Common Stock S - Sale D 8.6500 -2,400 -21 223,419
2020-06-03 2020-06-01 4 Ragan Paula XFOR Common Stock S - Sale D 8.6300 -4,275 -37 225,819
2020-05-05 2020-05-04 4 Ragan Paula XFOR Common Stock S - Sale D 8.9200 -2,400 -21 230,094
2020-04-03 2020-04-02 4 Ragan Paula XFOR Common Stock S - Sale D 8.4000 -2,400 -20 232,494
2020-03-03 2020-03-02 4 Ragan Paula XFOR Common Stock S - Sale D 10.6400 -2,400 -26 234,894
2019-11-27 2019-11-26 4 Meisner Derek M XFOR Stock Option (right to buy) A - Award D 11.03 55,000 55,000
2019-09-20 2019-09-18 4 Aliski William XFOR Stock Option (right to buy) A - Award D 14.04 6,854 6,854
2019-06-19 2019-06-17 4 MCGIRR DAVID W J XFOR Stock Option (right to buy) A - Award D 14.75 3,427 3,427
2019-06-19 2019-06-17 4 Russo Rene XFOR Stock Option (right to buy) A - Award D 14.75 3,427 3,427
2019-06-19 2019-06-17 4 Ragan Paula XFOR Stock Option (right to buy) A - Award D 14.75 83,893 83,893
2019-06-19 2019-06-17 4 Ragan Paula XFOR Common Stock A - Award D 55,928 237,294
2019-06-19 2019-06-17 4 Mostafa Adam S. XFOR Stock Option (right to buy) A - Award D 14.75 15,847 15,847
2019-06-19 2019-06-17 4 Mostafa Adam S. XFOR Common Stock A - Award D 10,564 10,564
2019-04-26 2019-04-24 4 Kelley Lynne E XFOR Stock Option (right to buy) A - Award D 20.30 37,170 37,170
2019-04-02 2019-03-13 4/A WYZGA MICHAEL S XFOR Stock Option (right to buy) A - Award D 18.66 6,854 6,854
2019-04-02 2019-03-13 4/A WYZGA MICHAEL S XFOR Stock Option (right to buy) A - Award D 10.44 70,324 70,324
2019-04-02 2019-03-13 4/A BLECH ISAAC XFOR Stock Option (right to buy) A - Award D 18.66 6,854 6,854
2019-04-02 2019-03-13 4/A BLECH ISAAC XFOR Stock Option (right to buy) A - Award D 6.84 70,796 70,796
2019-04-02 2019-03-13 4/A Bridger Gary XFOR Stock Option (right to buy) A - Award D 18.66 6,854 6,854
2019-04-02 2019-03-13 4/A Bridger Gary XFOR Stock Option (right to buy) A - Award D 10.44 21,570 21,570
2019-04-02 2019-03-29 4 Stewart Murray XFOR Stock Option (right to buy) A - Award D 17.41 6,854 6,854
2019-03-15 2019-03-13 4/A Mostafa Adam S. XFOR Stock Option (right to buy) A - Award D 10.44 62,633 62,633
2019-03-14 2019-03-13 4 BLECH ISAAC XFOR Stock Option (right to buy) A - Award D 6.84 70,796 70,796
2019-03-14 2019-03-13 4 Bridger Gary XFOR Stock Option (right to buy) A - Award D 10.44 21,570 21,570
2019-03-14 2019-03-13 4 Ragan Paula XFOR Stock Option (right to buy) A - Award D 7.08 80,160 80,160
2019-03-14 2019-03-13 4 Ragan Paula XFOR Stock Option (right to buy) A - Award D 6.84 65,430 65,430
2019-03-14 2019-03-13 4 Ragan Paula XFOR Stock Option (right to buy) A - Award D 6.84 100,729 100,729
2019-03-14 2019-03-13 4 Ragan Paula XFOR Common Stock A - Award D 181,366 181,366
2019-03-14 2019-03-13 4 Mostafa Adam S. XFOR Stock Option (right to buy) A - Award D 10.44 62,633 62,633
2019-03-14 2019-03-13 4 WYZGA MICHAEL S XFOR Stock Option (right to buy) A - Award D 10.44 70,324 70,324
2018-11-28 2018-11-27 4 GRAY MICHAEL ASNS Common Stock A - Award D 250,000 250,000
2018-07-17 3 Behbahani Ali See Note 1 ASNS Common Stock I 4,000,000
2018-07-17 3 Behbahani Ali See Note 1 ASNS Common Stock I 4,000,000
2018-07-17 3 Behbahani Ali See Note 1 ASNS Common Stock I 4,000,000
2018-07-17 3 Chang Carmen See Note 1 ASNS Common Stock I 4,000,000
2018-07-17 3 Chang Carmen See Note 1 ASNS Common Stock I 4,000,000
2018-07-17 3 Chang Carmen See Note 1 ASNS Common Stock I 4,000,000
2018-06-07 2018-06-05 4 MCGUIRE TERRANCE ASNS Stock Option (right to buy) A - Award D 16.99 10,000 10,000
2018-06-07 2018-06-05 4 GORDON CARL L ASNS Stock Option (right to buy) A - Award D 16.99 10,000 10,000
2018-06-07 2018-06-05 4 MCGIRR DAVID W J ASNS Stock Option (right to buy) A - Award D 16.99 10,000 10,000
2018-06-07 2018-06-05 4 Nessi Claudio ASNS Stock Option (right to buy) A - Award D 16.99 10,000 10,000
2018-06-07 2018-06-05 4 ROSS MICHAEL JAY ASNS Stock Option (right to buy) A - Award D 16.99 10,000 10,000
2018-06-07 2018-06-05 4 SCHULMAN AMY W ASNS Stock Option (right to buy) A - Award D 16.99 10,000 10,000
2018-06-07 2018-06-05 4 Clark William D ASNS Stock Option (right to buy) A - Award D 16.99 10,000 10,000
2018-06-07 2018-06-05 4 Gerngross Tillman U. ASNS Stock Option (right to buy) A - Award D 16.99 10,000 10,000
2018-03-09 2018-03-07 4 STEVENS ANTHONY CHRIS ASNS Stock option (right to buy) A - Award D 17.34 50,000 50,000
2018-03-09 2018-03-07 4 Russo Rene ASNS Stock option (right to buy) A - Award D 17.34 160,000 160,000
2018-03-09 2018-03-07 4 Nagy Eszter ASNS Stock option (right to buy) A - Award D 17.34 45,000 45,000
2018-03-09 2018-03-07 4 Mantus David ASNS Stock option (right to buy) A - Award D 17.34 50,000 50,000
2018-03-09 2018-03-07 4 GRAY MICHAEL ASNS Stock option (right to buy) A - Award D 17.34 110,000 110,000
2018-03-08 2017-11-15 4/A MCGUIRE TERRANCE ASNS Common Stock (right to buy) A - Award D 10.00 25,000 25,000
2018-03-05 2017-11-15 4/A Clark William D ASNS Stock Option (right to buy) A - Award D 10.00 25,000 25,000
2018-03-05 2017-11-15 4/A Gerngross Tillman U. ASNS Stock Option (right to buy) A - Award D 10.00 25,000 25,000
2018-03-05 2017-11-15 4/A GORDON CARL L ASNS Stock Option (right to buy) A - Award D 10.00 25,000 25,000
2018-03-05 2017-11-15 4/A Nessi Claudio ASNS Common Stock (right to buy) A - Award D 10.00 25,000 25,000
2018-03-05 2017-11-15 4/A MCGIRR DAVID W J ASNS Stock Option (right to buy) A - Award D 10.00 25,000 25,000
2018-03-05 2017-11-15 4/A ROSS MICHAEL JAY ASNS Common Stock (right to buy) A - Award D 10.00 25,000 25,000
2018-03-05 2017-11-15 4/A SCHULMAN AMY W ASNS Common Stock (right to buy) A - Award D 10.00 25,000 25,000
2017-12-01 2017-11-15 4 MCGIRR DAVID W J ASNS Stock Option (right to buy) A - Award D 10.00 7,324 7,324
2017-12-01 2017-11-15 4 SCHULMAN AMY W ASNS Stock Option (right to buy) A - Award D 10.00 7,324 7,324
2017-12-01 2017-11-15 4 Nessi Claudio ASNS Stock Option (right to buy) A - Award D 10.00 7,324 7,324
2017-12-01 2017-11-15 4 ROSS MICHAEL JAY ASNS Stock Option (right to buy) A - Award D 10.00 7,324 7,324
2017-12-01 2017-11-15 4 MCGUIRE TERRANCE ASNS Stock Option (right to buy) A - Award D 10.00 7,324 7,324
2017-12-01 2017-11-15 4 GORDON CARL L ASNS Stock Option (right to buy) A - Award D 10.00 7,324 7,324
2017-12-01 2017-11-15 4 Gerngross Tillman U. ASNS Stock Option (right to buy) A - Award D 10.00 7,324 7,324
2017-12-01 2017-11-15 4 Clark William D ASNS Stock Option (right to buy) A - Award D 10.00 7,324 7,324
2017-11-20 3 BARRIS PETER J See Note 1 ASNS Common Stock I 4,000,000
2017-11-20 3 BARRIS PETER J See Note 1 ASNS Common Stock I 4,000,000
2017-11-20 3 BASKETT FOREST See Note 1 ASNS Common Stock I 4,000,000
2017-11-20 3 BASKETT FOREST See Note 1 ASNS Common Stock I 4,000,000
2017-11-20 3 MOTT DAVID M See Note 1 ASNS Common Stock I 4,000,000
2017-11-20 3 MOTT DAVID M See Note 1 ASNS Common Stock I 4,000,000
2017-11-20 3 Puttagunta Chetan See Note 1 ASNS Common Stock I 4,000,000
2017-11-20 3 Puttagunta Chetan See Note 1 ASNS Common Stock I 4,000,000
2017-11-20 3 SANDELL SCOTT D See Note 1 ASNS Common Stock I 4,000,000
2017-11-20 3 SANDELL SCOTT D See Note 1 ASNS Common Stock I 4,000,000
2017-11-20 3 Viswanathan Ravi See Note 1 ASNS Common Stock I 4,000,000
2017-11-20 3 Viswanathan Ravi See Note 1 ASNS Common Stock I 4,000,000
2017-11-20 3 Sonsini Peter W. See Note 1 ASNS Common Stock I 4,000,000
2017-11-20 3 Sonsini Peter W. See Note 1 ASNS Common Stock I 4,000,000
2017-11-20 3 Florence Anthony A. Jr. See Note 1 ASNS Common Stock I 4,000,000
2017-11-20 3 Florence Anthony A. Jr. See Note 1 ASNS Common Stock I 4,000,000
2017-11-20 3 Sakoda Jon See Note 1 ASNS Common Stock I 4,000,000
2017-11-20 3 Sakoda Jon See Note 1 ASNS Common Stock I 4,000,000
2017-11-20 3 Makhzoumi Mohamad See Note 1 ASNS Common Stock I 4,000,000
2017-11-20 3 Makhzoumi Mohamad See Note 1 ASNS Common Stock I 4,000,000
2017-11-20 3 New Enterprise Associates 16, L.P. ASNS Common Stock D 4,000,000
2017-11-20 3 New Enterprise Associates 16, L.P. ASNS Common Stock D 4,000,000
2017-11-20 3 New Enterprise Associates 16, L.P. ASNS Common Stock D 4,000,000
2017-11-20 3 New Enterprise Associates 16, L.P. ASNS Common Stock D 4,000,000
2017-11-20 2017-11-20 4 EMBL Technology Fund II GmbH & Co. KG ASNS Series D Convertible Preferred Stock C - Conversion D -843,613 0
2017-11-20 2017-11-20 4 EMBL Technology Fund II GmbH & Co. KG ASNS Series C Convertible Preferred Stock C - Conversion D -207,253 0
2017-11-20 2017-11-20 4 EMBL Technology Fund II GmbH & Co. KG ASNS Common Stock P - Purchase D 10.0000 20,000 200 370,454
2017-11-20 2017-11-20 4 EMBL Technology Fund II GmbH & Co. KG ASNS Common Stock C - Conversion D 247,176 350,454
2017-11-20 2017-11-20 4 EMBL Technology Fund II GmbH & Co. KG ASNS Common Stock C - Conversion D 103,278 103,278
2017-11-20 2017-11-20 4 Bill & Melinda Gates Foundation ASNS Series D Convertible Preferred Stock C - Conversion D -2,464,799 0
2017-11-20 2017-11-20 4 Bill & Melinda Gates Foundation ASNS Common Stock C - Conversion D 722,179 722,179
2017-11-20 2017-11-20 4 NeoMed Innovation V L.P. ASNS Series D Convertible Preferred Stock C - Conversion D -952,497 0
2017-11-20 2017-11-20 4 NeoMed Innovation V L.P. ASNS Series C Convertible Preferred Stock C - Conversion D -84,040 0
2017-11-20 2017-11-20 4 NeoMed Innovation V L.P. ASNS Series B Convertible Preferred Stock C - Conversion D -552,487 0
2017-11-20 2017-11-20 4 NeoMed Innovation V L.P. ASNS Common Stock P - Purchase D 10.0000 300,000 3,000 867,639
2017-11-20 2017-11-20 4 NeoMed Innovation V L.P. ASNS Common Stock C - Conversion D 279,079 567,639
2017-11-20 2017-11-20 4 NeoMed Innovation V L.P. ASNS Common Stock C - Conversion D 41,878 288,560
2017-11-20 2017-11-20 4 NeoMed Innovation V L.P. ASNS Common Stock C - Conversion D 246,682 246,682
2017-11-20 2017-11-20 4 ROSS MICHAEL JAY ASNS Series D Convertible Preferred Stock C - Conversion I -50,477 0
2017-11-20 2017-11-20 4 ROSS MICHAEL JAY ASNS Series D Convertible Preferred Stock C - Conversion I -1,474,348 0
2017-11-20 2017-11-20 4 ROSS MICHAEL JAY ASNS Series D Convertible Preferred Stock C - Conversion I -14,635 0
2017-11-20 2017-11-20 4 ROSS MICHAEL JAY ASNS Series D Convertible Preferred Stock C - Conversion I -692,552 0
2017-11-20 2017-11-20 4 ROSS MICHAEL JAY ASNS Series C Convertible Preferred Stock C - Conversion I -4,747 0
2017-11-20 2017-11-20 4 ROSS MICHAEL JAY ASNS Series C Convertible Preferred Stock C - Conversion I -224,665 0
2017-11-20 2017-11-20 4 ROSS MICHAEL JAY ASNS Series B Convertible Preferred Stock C - Conversion I -15,246 0
2017-11-20 2017-11-20 4 ROSS MICHAEL JAY ASNS Series B Convertible Preferred Stock C - Conversion I -721,402 0
2017-11-20 2017-11-20 4 ROSS MICHAEL JAY ASNS Series A-2 Convertible Preferred Stock C - Conversion I -14,587 0
2017-11-20 2017-11-20 4 ROSS MICHAEL JAY ASNS Series A-2 Convertible Preferred Stock C - Conversion I -690,259 0
2017-11-20 2017-11-20 4 ROSS MICHAEL JAY ASNS Series A-1 Convertible Preferred Stock C - Conversion I -1,380 0
2017-11-20 2017-11-20 4 ROSS MICHAEL JAY ASNS Series A-1 Convertible Preferred Stock C - Conversion I -65,287 0
2017-11-20 2017-11-20 4 ROSS MICHAEL JAY ASNS Common Stock P - Purchase I 10.0000 16,552 166 1,868,961
2017-11-20 2017-11-20 4 ROSS MICHAEL JAY ASNS Common Stock P - Purchase I 10.0000 483,448 4,834 1,852,409
2017-11-20 2017-11-20 4 ROSS MICHAEL JAY ASNS Common Stock C - Conversion I 14,789 1,368,961
2017-11-20 2017-11-20 4 ROSS MICHAEL JAY ASNS Common Stock C - Conversion I 431,980 1,354,172
2017-11-20 2017-11-20 4 ROSS MICHAEL JAY ASNS Common Stock C - Conversion I 4,288 922,192
2017-11-20 2017-11-20 4 ROSS MICHAEL JAY ASNS Common Stock C - Conversion I 202,915 917,904
2017-11-20 2017-11-20 4 ROSS MICHAEL JAY ASNS Common Stock C - Conversion I 2,365 714,989
2017-11-20 2017-11-20 4 ROSS MICHAEL JAY ASNS Common Stock C - Conversion I 111,955 712,624
2017-11-20 2017-11-20 4 ROSS MICHAEL JAY ASNS Common Stock C - Conversion I 6,806 600,669
2017-11-20 2017-11-20 4 ROSS MICHAEL JAY ASNS Common Stock C - Conversion I 322,102 593,863
2017-11-20 2017-11-20 4 ROSS MICHAEL JAY ASNS Common Stock C - Conversion I 5,219 271,761
2017-11-20 2017-11-20 4 ROSS MICHAEL JAY ASNS Common Stock C - Conversion I 247,010 266,542
2017-11-20 2017-11-20 4 ROSS MICHAEL JAY ASNS Common Stock C - Conversion I 404 19,532
2017-11-20 2017-11-20 4 ROSS MICHAEL JAY ASNS Common Stock C - Conversion I 19,128 19,128
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. ASNS Series D Convertible Preferred Stock C - Conversion I -21,537 0
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. ASNS Series D Convertible Preferred Stock C - Conversion I -14,752 0
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. ASNS Series D Convertible Preferred Stock C - Conversion I -41,976 0
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. See Footnotes ASNS Series D Convertible Preferred Stock C - Conversion I -2,153,746 0
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. ASNS Series C Convertible Preferred Stock C - Conversion I -2,213 0
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. ASNS Series C Convertible Preferred Stock C - Conversion I -1,516 0
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. ASNS Series C Convertible Preferred Stock C - Conversion I -4,315 0
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. See Footnotes ASNS Series C Convertible Preferred Stock C - Conversion I -221,638 0
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. ASNS Series B Convertible Preferred Stock C - Conversion I -7,108 0
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. ASNS Series B Convertible Preferred Stock C - Conversion I -4,869 0
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. ASNS Series B Convertible Preferred Stock C - Conversion I -13,854 0
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. See Footnotes ASNS Series B Convertible Preferred Stock C - Conversion I -710,817 0
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. ASNS Series A-2 Convertible Preferred Stock C - Conversion I -6,801 0
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. ASNS Series A-2 Convertible Preferred Stock C - Conversion I -4,659 0
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. ASNS Series A-2 Convertible Preferred Stock C - Conversion I -13,256 0
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. See Footnotes ASNS Series A-2 Convertible Preferred Stock C - Conversion I -680,130 0
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. ASNS Series A-1 Convertible Preferred Stock C - Conversion I -643 0
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. ASNS Series A-1 Convertible Preferred Stock C - Conversion I -441 0
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. ASNS Series A-1 Convertible Preferred Stock C - Conversion I -1,254 0
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. See Footnotes ASNS Series A-1 Convertible Preferred Stock C - Conversion I -64,329 0
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. ASNS Common Stock P - Purchase I 10.0000 4,825 48 18,031
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. ASNS Common Stock P - Purchase I 10.0000 3,305 33 12,351
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. ASNS Common Stock P - Purchase I 10.0000 9,403 94 35,146
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. See Footnotes ASNS Common Stock P - Purchase I 10.0000 482,467 4,825 1,803,429
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. ASNS Common Stock C - Conversion I 6,310 13,206
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. ASNS Common Stock C - Conversion I 4,322 9,046
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. ASNS Common Stock C - Conversion I 12,298 25,743
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. See Footnotes ASNS Common Stock C - Conversion I 631,041 1,320,962
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. ASNS Common Stock C - Conversion I 1,102 6,896
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. ASNS Common Stock C - Conversion I 755 4,724
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. ASNS Common Stock C - Conversion I 2,150 13,445
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. See Footnotes ASNS Common Stock C - Conversion I 110,312 689,921
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. ASNS Common Stock C - Conversion I 3,173 5,794
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. ASNS Common Stock C - Conversion I 2,173 3,969
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. ASNS Common Stock C - Conversion I 6,185 11,295
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. See Footnotes ASNS Common Stock C - Conversion I 317,376 579,609
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. ASNS Common Stock C - Conversion I 2,433 2,621
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. ASNS Common Stock C - Conversion I 1,667 1,796
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. ASNS Common Stock C - Conversion I 4,743 5,110
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. See Footnotes ASNS Common Stock C - Conversion I 243,385 262,233
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. ASNS Common Stock C - Conversion I 188 188
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. ASNS Common Stock C - Conversion I 129 129
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. ASNS Common Stock C - Conversion I 367 367
2017-11-20 2017-11-20 4 Polaris Venture Management Co. V, L.L.C. See Footnotes ASNS Common Stock C - Conversion I 18,848 18,848
2017-11-20 2017-11-20 4 GORDON CARL L See Footnotes ASNS Series D Convertible Preferred Stock C - Conversion I -2,232,014 0
2017-11-20 2017-11-20 4 GORDON CARL L See Footnotes ASNS Series C Convertible Preferred Stock C - Conversion I -229,412 0
2017-11-20 2017-11-20 4 GORDON CARL L See Footnotes ASNS Series B Convertible Preferred Stock C - Conversion I -736,648 0
2017-11-20 2017-11-20 4 GORDON CARL L See Footnotes ASNS Series A-2 Convertible Preferred Stock C - Conversion I -704,846 0
2017-11-20 2017-11-20 4 GORDON CARL L See Footnotes ASNS Series A-1 Convertible Preferred Stock C - Conversion I -66,667 0
2017-11-20 2017-11-20 4 GORDON CARL L See Footnotes ASNS Common Stock P - Purchase I 10.0000 500,000 5,000 1,868,966
2017-11-20 2017-11-20 4 GORDON CARL L See Footnotes ASNS Common Stock C - Conversion I 653,974 1,368,966
2017-11-20 2017-11-20 4 GORDON CARL L See Footnotes ASNS Common Stock C - Conversion I 114,320 714,992
2017-11-20 2017-11-20 4 GORDON CARL L See Footnotes ASNS Common Stock C - Conversion I 328,909 600,672
2017-11-20 2017-11-20 4 GORDON CARL L See Footnotes ASNS Common Stock C - Conversion I 252,230 271,763
2017-11-20 2017-11-20 4 GORDON CARL L See Footnotes ASNS Common Stock C - Conversion I 19,533 19,533
2017-11-20 2017-11-20 4 ORBIMED ADVISORS LLC See Footnotes ASNS Series D Convertible Preferred Stock C - Conversion I -2,232,014 0
2017-11-20 2017-11-20 4 ORBIMED ADVISORS LLC See Footnotes ASNS Series C Convertible Preferred Stock C - Conversion I -229,412 0
2017-11-20 2017-11-20 4 ORBIMED ADVISORS LLC See Footnotes ASNS Series B Convertible Preferred Stock C - Conversion I -736,648 0
2017-11-20 2017-11-20 4 ORBIMED ADVISORS LLC See Footnotes ASNS Series A-2 Convertible Preferred Stock C - Conversion I -704,846 0
2017-11-20 2017-11-20 4 ORBIMED ADVISORS LLC See Footnotes ASNS Series A-1 Convertible Preferred Stock C - Conversion I -66,667 0
2017-11-20 2017-11-20 4 ORBIMED ADVISORS LLC See Footnotes ASNS Common Stock C - Conversion I 10.0000 500,000 5,000 1,868,966
2017-11-20 2017-11-20 4 ORBIMED ADVISORS LLC See Footnotes ASNS Common Stock C - Conversion I 653,974 1,368,966
2017-11-20 2017-11-20 4 ORBIMED ADVISORS LLC See Footnotes ASNS Common Stock C - Conversion I 114,320 714,992
2017-11-20 2017-11-20 4 ORBIMED ADVISORS LLC See Footnotes ASNS Common Stock C - Conversion I 328,909 600,672
2017-11-20 2017-11-20 4 ORBIMED ADVISORS LLC See Footnotes ASNS Common Stock C - Conversion I 252,230 271,763
2017-11-20 2017-11-20 4 ORBIMED ADVISORS LLC See Footnotes ASNS Common Stock C - Conversion I 19,533 19,533
2017-11-20 2017-11-20 4 Gerngross Tillman U. ASNS Series D Convertible Preferred Stock C - Conversion D -308,099 0
2017-11-20 2017-11-20 4 Gerngross Tillman U. ASNS Common Stock P - Purchase D 10.0000 200,000 2,000 392,821
2017-11-20 2017-11-20 4 Gerngross Tillman U. ASNS Common Stock C - Conversion D 90,272 192,821
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE ASNS Series D Convertible Preferred Stock C - Conversion I -21,537 0
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE ASNS Series D Convertible Preferred Stock C - Conversion I -14,752 0
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE ASNS Series D Convertible Preferred Stock C - Conversion I -41,976 0
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE See Footnotes ASNS Series D Convertible Preferred Stock C - Conversion I -2,153,746 0
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE ASNS Series C Convertible Preferred Stock C - Conversion I -2,213 0
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE ASNS Series C Convertible Preferred Stock C - Conversion I -1,516 0
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE ASNS Series C Convertible Preferred Stock C - Conversion I -4,315 0
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE See Footnotes ASNS Series C Convertible Preferred Stock C - Conversion I -221,638 0
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE ASNS Series B Convertible Preferred Stock C - Conversion I -7,108 0
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE ASNS Series B Convertible Preferred Stock C - Conversion I -4,869 0
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE ASNS Series B Convertible Preferred Stock C - Conversion I -13,854 0
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE See Footnotes ASNS Series B Convertible Preferred Stock C - Conversion I -710,817 0
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE ASNS Series A-2 Convertible Preferred Stock C - Conversion I -6,801 0
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE ASNS Series A-2 Convertible Preferred Stock C - Conversion I -4,659 0
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE ASNS Series A-2 Convertible Preferred Stock C - Conversion I -13,256 0
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE See Footnotes ASNS Series A-2 Convertible Preferred Stock C - Conversion I -680,130 0
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE ASNS Series A-1 Convertible Preferred Stock C - Conversion I -643 0
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE ASNS Series A-1 Convertible Preferred Stock C - Conversion I -441 0
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE ASNS Series A-1 Convertible Preferred Stock C - Conversion I -1,254 0
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE See Footnotes ASNS Series A-1 Convertible Preferred Stock C - Conversion I -64,329 0
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE ASNS Common Stock P - Purchase I 10.0000 4,825 48 18,031
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE ASNS Common Stock P - Purchase I 10.0000 3,305 33 12,351
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE ASNS Common Stock P - Purchase I 10.0000 9,403 94 35,146
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE See Footnotes ASNS Common Stock P - Purchase I 10.0000 482,467 4,825 1,803,429
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE ASNS Common Stock C - Conversion I 6,310 13,206
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE ASNS Common Stock C - Conversion I 4,322 9,046
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE ASNS Common Stock C - Conversion I 12,298 25,743
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE See Footnotes ASNS Common Stock C - Conversion I 631,041 1,320,962
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE ASNS Common Stock C - Conversion I 1,102 6,896
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE ASNS Common Stock C - Conversion I 755 4,724
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE ASNS Common Stock C - Conversion I 2,150 13,445
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE See Footnotes ASNS Common Stock C - Conversion I 110,312 689,921
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE ASNS Common Stock C - Conversion I 3,173 5,794
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE ASNS Common Stock C - Conversion I 2,173 3,969
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE ASNS Common Stock C - Conversion I 6,185 11,295
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE See Footnotes ASNS Common Stock C - Conversion I 317,376 579,609
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE ASNS Common Stock C - Conversion I 2,433 2,621
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE ASNS Common Stock C - Conversion I 1,667 1,796
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE ASNS Common Stock C - Conversion I 4,743 5,110
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE See Footnotes ASNS Common Stock C - Conversion I 243,385 262,233
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE ASNS Common Stock C - Conversion I 188 188
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE ASNS Common Stock C - Conversion I 129 129
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE ASNS Common Stock C - Conversion I 367 367
2017-11-20 2017-11-20 4 MCGUIRE TERRANCE See Footnotes ASNS Common Stock C - Conversion I 18,848 18,848
2017-11-20 2017-11-20 4 SVLSF V, LLC ASNS Series D Convertible Preferred Stock C - Conversion D -50,477 0
2017-11-20 2017-11-20 4 SVLSF V, LLC ASNS Series D Convertible Preferred Stock C - Conversion D -1,474,348 0
2017-11-20 2017-11-20 4 SVLSF V, LLC ASNS Series D Convertible Preferred Stock C - Conversion D -14,635 0
2017-11-20 2017-11-20 4 SVLSF V, LLC ASNS Series D Convertible Preferred Stock C - Conversion D -692,552 0
2017-11-20 2017-11-20 4 SVLSF V, LLC ASNS Series C Convertible Preferred Stock C - Conversion D -4,747 0
2017-11-20 2017-11-20 4 SVLSF V, LLC ASNS Series C Convertible Preferred Stock C - Conversion D -224,665 0
2017-11-20 2017-11-20 4 SVLSF V, LLC ASNS Series B Convertible Preferred Stock C - Conversion D -15,246 0
2017-11-20 2017-11-20 4 SVLSF V, LLC ASNS Series B Convertible Preferred Stock C - Conversion D -721,402 0
2017-11-20 2017-11-20 4 SVLSF V, LLC ASNS Series A-2 Convertible Preferred Stock C - Conversion D -14,587 0
2017-11-20 2017-11-20 4 SVLSF V, LLC ASNS Series A-2 Convertible Preferred Stock C - Conversion D -690,259 0
2017-11-20 2017-11-20 4 SVLSF V, LLC ASNS Series A-1 Convertible Preferred Stock C - Conversion D -1,380 0
2017-11-20 2017-11-20 4 SVLSF V, LLC ASNS Series A-1 Convertible Preferred Stock C - Conversion D -65,287 0
2017-11-20 2017-11-20 4 SVLSF V, LLC ASNS Common Stock P - Purchase D 10.0000 16,552 166 1,868,961
2017-11-20 2017-11-20 4 SVLSF V, LLC ASNS Common Stock P - Purchase D 10.0000 483,448 4,834 1,852,409
2017-11-20 2017-11-20 4 SVLSF V, LLC ASNS Common Stock C - Conversion D 14,789 1,368,961
2017-11-20 2017-11-20 4 SVLSF V, LLC ASNS Common Stock C - Conversion D 431,980 1,354,172
2017-11-20 2017-11-20 4 SVLSF V, LLC ASNS Common Stock C - Conversion D 4,288 922,192
2017-11-20 2017-11-20 4 SVLSF V, LLC ASNS Common Stock C - Conversion D 202,915 917,904
2017-11-20 2017-11-20 4 SVLSF V, LLC ASNS Common Stock C - Conversion D 2,365 714,989
2017-11-20 2017-11-20 4 SVLSF V, LLC ASNS Common Stock C - Conversion D 111,955 712,624
2017-11-20 2017-11-20 4 SVLSF V, LLC ASNS Common Stock C - Conversion D 6,806 600,669
2017-11-20 2017-11-20 4 SVLSF V, LLC ASNS Common Stock C - Conversion D 322,102 593,863
2017-11-20 2017-11-20 4 SVLSF V, LLC ASNS Common Stock C - Conversion D 5,219 271,761
2017-11-20 2017-11-20 4 SVLSF V, LLC ASNS Common Stock C - Conversion D 247,010 266,542
2017-11-20 2017-11-20 4 SVLSF V, LLC ASNS Common Stock C - Conversion D 404 19,532
2017-11-20 2017-11-20 4 SVLSF V, LLC ASNS Common Stock C - Conversion D 19,128 19,128
2017-11-20 2017-11-20 4 Section 32 Fund 1, LP ASNS Series D Convertible Preferred Stock C - Conversion D -1,540,500 0
2017-11-20 2017-11-20 4 Section 32 Fund 1, LP ASNS Common Stock C - Conversion D 451,362 451,362
2017-11-20 2017-11-20 4 Anna-Maria & Stephen Kellen Foundation, Inc. ASNS Series D Convertible Preferred Stock C - Conversion D -336,393 0
2017-11-20 2017-11-20 4 Anna-Maria & Stephen Kellen Foundation, Inc. ASNS Series C Convertible Preferred Stock C - Conversion D -51,813 0
2017-11-20 2017-11-20 4 Anna-Maria & Stephen Kellen Foundation, Inc. ASNS Common Stock C - Conversion D 98,562 124,381
2017-11-20 2017-11-20 4 Anna-Maria & Stephen Kellen Foundation, Inc. ASNS Common Stock C - Conversion D 25,819 25,819
2017-11-20 2017-11-20 4 Nessi Claudio ASNS Series D Convertible Preferred Stock C - Conversion I -952,497 0
2017-11-20 2017-11-20 4 Nessi Claudio ASNS Series C Convertible Preferred Stock C - Conversion I -84,040 0
2017-11-20 2017-11-20 4 Nessi Claudio ASNS Series B Convertible Preferred Stock C - Conversion I -552,487 0
2017-11-20 2017-11-20 4 Nessi Claudio ASNS Common Stock P - Purchase I 10.0000 300,000 3,000 867,639
2017-11-20 2017-11-20 4 Nessi Claudio ASNS Common Stock C - Conversion I 279,079 567,639
2017-11-20 2017-11-20 4 Nessi Claudio ASNS Common Stock C - Conversion I 41,878 288,560
2017-11-20 2017-11-20 4 Nessi Claudio ASNS Common Stock C - Conversion I 246,682 246,682
2017-11-20 2017-11-20 4 GV 2016 GP, L.L.C. By GV 2016, L.P. ASNS Series D Convertible Preferred Stock C - Conversion I -1,540,499 0
2017-11-20 2017-11-20 4 GV 2016 GP, L.L.C. By GV 2016, L.P. ASNS Common Stock C - Conversion I 451,362 451,362
2017-11-20 2017-11-15 4 Alexandria Venture Investments, LLC ASNS Series D convertible preferred stock C - Conversion D -770,249 0
2017-11-20 2017-11-15 4 Alexandria Venture Investments, LLC ASNS Common stock C - Conversion D 225,680 225,680
2017-11-15 3 Gerngross Tillman U. ASNS Common Stock D 205,098
2017-11-15 3 Gerngross Tillman U. ASNS Common Stock D 205,098
2017-11-15 3 Nagy Eszter ASNS Common Stock D 546,928
2017-11-15 3 Nagy Eszter ASNS Common Stock D 546,928
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
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