ASRT / Assertio Holdings, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Assertio Holdings, Inc.
US ˙ NasdaqCM ˙ US04546C2052

Jumlah Saham Beredar 96,239,625 shares
Saham Orang Dalam3,587,065 shares
Kepemilikan oleh Orang Dalam3.73 %
Orang Dalam Sejati28
Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

0 ( )

4709 out of 11305

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

0.000 %( )

4688 out of 11224

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan Assertio Holdings, Inc. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
CRG Partners III (Cayman) Lev AIV I L.P. 10% Owner - [10%] 200,000 50,000
CRG Partners III (Cayman) Unlev AIV I L.P. 10% Owner - [10%] 200,000 50,000
CRG Partners III - Parallel Fund (A) L.P. 10% Owner - [10%] 200,000 50,000
CRG Partners III - Parallel Fund B (Cayman) L.P. 10% Owner - [10%] 200,000 50,000
CRG Partners III L.P. 10% Owner - [10%] 200,000 50,000
Capital Royalty L.P. 10% Owner - [10%] 200,000 50,000
Sravan Kumar Emany Director - [D] 285,070 285,070
Arthur J Higgins Director - [D] 564,239 141,060
Sigurd Kirk Director - [D] 107,500 107,500
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Loan Security Holdings I LLC 10% Owner - [10%] 200,000 50,000
William Mckee Director - [D] 346,280 346,280
Heather L Mason Director - [D] 341,400 341,400
O'Grady Brendan P. CEO, Director - [D] [O] 128,955 128,955
Ajay Patel EVP and CFO - [O] 196,852 196,852
Peisert Daniel A. President & CEO, Director - [D] [O] 324,939 324,939
Mark L Reisenauer Director - [D] 53,750 53,750
Todd N Smith Director, Pres & CEO, Director - [D] [O] 644,925 161,231
Peter D Staple Director - [D] 371,861 371,861
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Sam Schlessinger EVP, General Counsel - [O] 176,948 176,948
Paul Schwichtenberg See Remarks - [O] 167,522 167,522
Andrea Heslin Smiley Director - [D] 211,111 52,778
David Matthew Stark Director - [D] 107,500 107,500
Mark Strobeck EVP & Chief Operating Officer - [O] 248,599 62,150
Timmins Megan C. SVP, Gen Csl & Sec - [O] 190,480 47,620
James L Tyree Director - [D] 188,251 188,251
Jeff L Vacirca Director - [D] 151,159 151,159
Timothy P Walbert Director - [D] 211,111 52,778
Wheadon David E. Director - [D] 285,846 71,462

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di ASRT / Assertio Holdings, Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Maksimal
Harga di
Maksimal
Maksimal
Keuntungan ($)
Maksimum Pengembalian (%)
2024-11-18 Mason Heather L 75,000 0.8000 75,000 0.8000 60,000 14 1.0250 16,875 28.12
2024-11-14 O'Grady Brendan P. 11,706 0.8500 11,706 0.8500 9,950
2024-06-11 Vacirca Jeff L 10,000 1.1100 10,000 1.1100 11,100
2024-06-05 Mason Heather L 25,000 0.9700 25,000 0.9700 24,250
2021-05-20 Schwichtenberg Paul 9,750 1.5140 9,750 1.5140 14,762
2021-05-20 Peisert Daniel A. 15,909 1.5400 15,909 1.5400 24,500
2021-05-20 Patel Ajay 8,170 1.5300 8,170 1.5300 12,500

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

ASRT / Assertio Holdings, Inc. Insider Trades
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di ASRT / Assertio Holdings, Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Menit
Harga di
Menit
Kerugian Maksimal
Dihindari ($)
Kerugian Maksimal
Dihindari (%)
2024-03-14 Tyree James L 10,251 1.1182 10,251 1.1182 11,463 364 0.7205 -4,076 -35.56
2023-09-12 Peisert Daniel A. 31,121 2.9701 31,121 2.9701 92,432
2023-09-11 Peisert Daniel A. 127,281 3.0403 127,281 3.0403 386,972
2023-09-11 Schwichtenberg Paul 104,980 3.0729 104,980 3.0729 322,593
2023-09-11 Patel Ajay 64,313 3.0444 64,313 3.0444 195,794
2023-09-11 Schlessinger Sam 45,236 3.0383 45,236 3.0383 137,441
2023-05-19 Mason Heather L 89,286 7.3025 89,286 7.3025 652,011
2020-12-24 Capital Royalty L.P. 1,982,851 0.3682 495,713 1.4728 730,086
2020-12-23 Capital Royalty L.P. 6,784,334 0.3745 1,696,084 1.4980 2,540,733

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

ASRT / Assertio Holdings, Inc. Insider Trades
Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas
Tanggal
Perdagangan
Tanggal
Formulir Orang Dalam Ticker Judul Keamanan Kode 10b5-1 Langsung Latihan
Harga
Satuan
Harga
Unit
Diubah
Nilai
Diubah (1 ribu)
Sisa
Pilihan
Sisa
Saham
2025-06-03 2025-05-31 4 O'Grady Brendan P. ASRT Common Stock F - Taxes D 0.6643 -49,416 -33 128,955
2025-06-03 2025-05-31 4 O'Grady Brendan P. ASRT Common Stock M - Exercise D 166,665 178,371
2025-05-14 2025-05-12 4 Schlessinger Sam ASRT Common Stock F - Taxes D 0.6154 -14,958 -9 176,948
2025-05-14 2025-05-12 4 Schlessinger Sam ASRT Common Stock M - Exercise D 38,017 191,906
2025-05-14 2025-05-12 4 Schwichtenberg Paul ASRT Common Stock F - Taxes D 0.6154 -16,840 -10 167,522
2025-05-14 2025-05-12 4 Schwichtenberg Paul ASRT Common Stock M - Exercise D 38,017 184,362
2025-05-14 2025-05-12 4 Patel Ajay ASRT Common Stock F - Taxes D 0.6154 -16,840 -10 196,852
2025-05-14 2025-05-12 4 Patel Ajay ASRT Common Stock M - Exercise D 38,017 213,692
2025-05-09 2025-05-07 4 Stark David Matthew ASRT Common Stock A - Award D 53,750 107,500
2025-05-09 2025-05-07 4 Kirk Sigurd ASRT Common Stock A - Award D 53,750 107,500
2025-05-09 2025-05-07 4 Emany Sravan Kumar ASRT Common Stock A - Award D 53,750 285,070
2025-05-09 2025-05-07 4 MCKEE WILLIAM ASRT Common Stock A - Award D 53,750 346,280
2025-05-09 2025-05-07 4 Mason Heather L ASRT Common Stock A - Award D 53,750 341,400
2025-02-25 2025-02-21 4 Schlessinger Sam ASRT Common Stock F - Taxes D 0.8100 -7,656 -6 153,889
2025-02-25 2025-02-21 4 Schlessinger Sam ASRT Common Stock M - Exercise D 17,150 161,545
2025-02-25 2025-02-21 4 Schwichtenberg Paul ASRT Common Stock F - Taxes D 0.8100 -8,505 -7 146,345
2025-02-25 2025-02-21 4 Schwichtenberg Paul ASRT Common Stock M - Exercise D 17,150 154,850
2025-02-25 2025-02-21 4 Patel Ajay ASRT Common Stock F - Taxes D 0.8100 -8,505 -7 175,675
2025-02-25 2025-02-21 4 Patel Ajay ASRT Common Stock M - Exercise D 17,150 184,180
2025-02-11 2025-02-07 4 Schlessinger Sam ASRT Common Stock F - Taxes D 0.8000 -9,303 -7 144,395
2025-02-11 2025-02-07 4 Schlessinger Sam ASRT Common Stock M - Exercise D 21 153,698
2025-02-11 2025-02-07 4 Schwichtenberg Paul ASRT Common Stock F - Taxes D 0.8000 -12,401 -10 137,700
2025-02-11 2025-02-07 4 Schwichtenberg Paul ASRT Common Stock M - Exercise D 25,000 150,101
2025-02-11 2025-02-07 4 Patel Ajay ASRT Common Stock F - Taxes D 0.8000 -12,401 -10 167,030
2025-02-11 2025-02-07 4 Patel Ajay ASRT Common Stock M - Exercise D 25,000 179,431
2025-01-03 2025-01-02 4 Reisenauer Mark L ASRT Common Stock A - Award D 53,750 53,750
2024-11-19 2024-11-18 4 Mason Heather L ASRT Common Stock P - Purchase D 0.8000 75,000 60 287,650
2024-11-15 2024-11-14 4 O'Grady Brendan P. ASRT Common Stock P - Purchase D 0.8500 11,706 10 11,706
2024-11-12 2024-11-07 4 Stark David Matthew ASRT Common Stock A - Award D 53,750 53,750
2024-10-03 2024-10-01 4 Schlessinger Sam ASRT Common Stock F - Taxes D 1.1500 -8,595 -10 132,864
2024-10-03 2024-10-01 4 Schlessinger Sam ASRT Common Stock M - Exercise D 19,404 141,459
2024-06-12 2024-06-11 4 Vacirca Jeff L ASRT Common Stock P - Purchase D 1.1100 10,000 11 151,159
2024-06-06 2024-06-05 4 Mason Heather L ASRT Common Stock P - Purchase D 0.9700 25,000 24 212,650
2024-05-28 2024-05-23 4 Emany Sravan Kumar ASRT Common Stock A - Award D 53,750 231,320
2024-05-28 2024-05-23 4 Kirk Sigurd ASRT Common Stock A - Award D 53,750 53,750
2024-05-28 2024-05-23 4 Vacirca Jeff L ASRT Common Stock A - Award D 53,750 141,159
2024-05-28 2024-05-23 4 MCKEE WILLIAM ASRT Common Stock A - Award D 53,750 292,530
2024-05-28 2024-05-23 4 STAPLE PETER D ASRT Common Stock A - Award D 53,750 371,861
2024-05-14 2024-05-12 4 Schwichtenberg Paul ASRT Common Stock F - Taxes D 0.9600 -16,840 -16 125,101
2024-05-14 2024-05-12 4 Schwichtenberg Paul ASRT Common Stock M - Exercise D 38,017 141,941
2024-05-14 2024-05-12 4 Schlessinger Sam ASRT Common Stock F - Taxes D 0.9600 -16,840 -16 122,055
2024-05-14 2024-05-12 4 Schlessinger Sam ASRT Common Stock M - Exercise D 38,017 138,895
2024-05-14 2024-05-12 4 Patel Ajay ASRT Common Stock F - Taxes D 0.9600 -16,840 -16 154,431
2024-05-14 2024-05-12 4 Patel Ajay ASRT Common Stock M - Exercise D 38,017 171,271
2024-03-15 2024-03-14 4 Tyree James L ASRT Common Stock S - Sale D 1.1182 -10,251 -11 188,251
2024-02-23 2024-02-21 4 Schwichtenberg Paul ASRT Common Stock F - Taxes D 0.7900 -8,506 -7 103,924
2024-02-23 2024-02-21 4 Schwichtenberg Paul ASRT Common Stock M - Exercise D 17,151 112,430
2024-02-23 2024-02-21 4 Schlessinger Sam ASRT Common Stock F - Taxes D 0.7900 -8,506 -7 100,878
2024-02-23 2024-02-21 4 Schlessinger Sam ASRT Common Stock M - Exercise D 17,151 109,384
2024-02-23 2024-02-21 4 Patel Ajay ASRT Common Stock F - Taxes D 0.7900 -8,506 -7 133,254
2024-02-23 2024-02-21 4 Patel Ajay ASRT Common Stock M - Exercise D 17,151 141,760
2024-02-13 2024-02-11 4 Schlessinger Sam ASRT Common Stock F - Taxes D 0.8000 -6,552 -5 92,233
2024-02-13 2024-02-11 4 Schlessinger Sam ASRT Common Stock M - Exercise D 18,939 98,785
2024-02-13 2024-02-11 4 Patel Ajay ASRT Common Stock F - Taxes D 0.8000 -16,382 -13 124,609
2024-02-13 2024-02-11 4 Patel Ajay ASRT Common Stock M - Exercise D 47,348 140,991
2024-02-13 2024-02-11 4 Schwichtenberg Paul ASRT Common Stock F - Taxes D 0.8000 -16,382 -13 95,279
2024-02-13 2024-02-11 4 Schwichtenberg Paul ASRT Common Stock M - Exercise D 47,348 111,661
2023-11-16 2023-11-14 4 Emany Sravan Kumar ASRT Common Stock A - Award D 177,570 177,570
2023-10-03 2023-10-01 4 Schlessinger Sam ASRT Common Stock F - Taxes D -8,596 79,846
2023-10-03 2023-10-01 4 Schlessinger Sam ASRT Common Stock M - Exercise D 19,404 88,442
2023-09-13 2023-09-11 4 Schlessinger Sam ASRT Common Stock S - Sale D 3.0383 -45,236 -137 69,038
2023-09-13 2023-09-11 4 Patel Ajay ASRT Common Stock S - Sale D 3.0444 -64,313 -196 93,643
2023-09-13 2023-09-11 4 Schwichtenberg Paul ASRT Common Stock S - Sale D 3.0729 -104,980 -323 64,313
2023-09-13 2023-09-12 4 Peisert Daniel A. ASRT Common Stock S - Sale D 2.9701 -31,121 -92 324,939
2023-09-13 2023-09-11 4 Peisert Daniel A. ASRT Common Stock S - Sale D 3.0403 -127,281 -387 356,060
2023-08-15 2023-08-14 4 MCKEE WILLIAM ASRT Common Stock S - Sale D 3.1384 -22,000 -69 238,780
2023-08-08 2023-08-05 4 Schlessinger Sam ASRT Common Stock F - Taxes D -3,160 114,274
2023-08-08 2023-08-05 4 Schlessinger Sam ASRT Common Stock M - Exercise D 7,135 117,434
2023-08-02 2023-07-31 4 Vacirca Jeff L ASRT Common Stock A - Award D 34,767 87,409
2023-08-02 2023-07-31 4 Vacirca Jeff L ASRT Common Stock A - Award D 52,642 52,642
2023-05-22 2023-05-19 4 Mason Heather L ASRT Common Stock S - Sale D 7.3025 -89,286 -652 187,650
2023-05-15 2023-05-12 4 Schlessinger Sam ASRT Common Stock D - Sale to Issuer D 7.6500 -68,263 -522 110,299
2023-05-15 2023-05-12 4 Schlessinger Sam ASRT Common Stock F - Taxes D 7.6500 -88,600 -678 178,562
2023-05-15 2023-05-12 4 Schlessinger Sam ASRT Common Stock M - Exercise D 200,000 267,162
2023-05-15 2023-05-12 4 Schlessinger Sam ASRT Common Stock F - Taxes D 7.6500 -16,841 -129 67,162
2023-05-15 2023-05-12 4 Schlessinger Sam ASRT Common Stock M - Exercise D 38,017 84,003
2023-05-15 2023-05-12 4 Patel Ajay ASRT Common Stock D - Sale to Issuer D 7.6500 -68,263 -522 157,956
2023-05-15 2023-05-12 4 Patel Ajay ASRT Common Stock F - Taxes D 7.6500 -88,600 -678 226,219
2023-05-15 2023-05-12 4 Patel Ajay ASRT Common Stock M - Exercise D 200,000 314,819
2023-05-15 2023-05-12 4 Patel Ajay ASRT Common Stock F - Taxes D 7.6500 -16,841 -129 114,819
2023-05-15 2023-05-12 4 Patel Ajay ASRT Common Stock M - Exercise D 38,017 131,660
2023-05-15 2023-05-12 4 Peisert Daniel A. ASRT Common Stock D - Sale to Issuer D 7.6500 -136,525 -1,044 483,341
2023-05-15 2023-05-12 4 Peisert Daniel A. ASRT Common Stock F - Taxes D 7.6500 -177,200 -1,356 619,866
2023-05-15 2023-05-12 4 Peisert Daniel A. ASRT Common Stock M - Exercise D 400,000 797,066
2023-05-15 2023-05-12 4 Peisert Daniel A. ASRT Common Stock F - Taxes D 7.6500 -67,365 -515 397,066
2023-05-15 2023-05-12 4 Peisert Daniel A. ASRT Common Stock M - Exercise D 152,067 464,431
2023-05-15 2023-05-12 4 Schwichtenberg Paul ASRT Common Stock D - Sale to Issuer D 7.6500 -68,263 -522 169,293
2023-05-15 2023-05-12 4 Schwichtenberg Paul ASRT Common Stock F - Taxes D 7.6500 -88,600 -678 237,556
2023-05-15 2023-05-12 4 Schwichtenberg Paul ASRT Common Stock M - Exercise D 200,000 326,156
2023-05-15 2023-05-12 4 Schwichtenberg Paul ASRT Common Stock F - Taxes D 7.6500 -16,841 -129 126,156
2023-05-15 2023-05-12 4 Schwichtenberg Paul ASRT Common Stock M - Exercise D 38,017 142,997
2023-05-12 2023-05-10 4 Mason Heather L ASRT Common Stock A - Award D 31,194 276,936
2023-05-12 2023-05-10 4 Tyree James L ASRT Common Stock A - Award D 31,194 198,502
2023-05-12 2023-05-10 4 MCKEE WILLIAM ASRT Common Stock A - Award D 31,194 260,780
2023-05-12 2023-05-10 4 STAPLE PETER D ASRT Common Stock A - Award D 31,194 318,111
2023-05-05 2023-05-05 4 Tyree James L ASRT Common Stock S - Sale D 5.9979 -43,143 -259 167,308
2023-02-14 2023-02-11 4 Schwichtenberg Paul ASRT Common Stock F - Taxes D 4.5900 -14,137 -65 104,980
2023-02-14 2023-02-11 4 Schwichtenberg Paul ASRT Common Stock M - Exercise D 47,349 119,117
2023-02-14 2023-02-11 4 Schlessinger Sam ASRT Common Stock F - Taxes D 4.5900 -6,550 -30 45,986
2023-02-14 2023-02-11 4 Schlessinger Sam ASRT Common Stock M - Exercise D 18,939 52,536
2023-02-14 2023-02-11 4 Patel Ajay ASRT Common Stock F - Taxes D 4.5900 -14,646 -67 93,643
2023-02-14 2023-02-11 4 Patel Ajay ASRT Common Stock M - Exercise D 47,349 108,289
2023-02-14 2023-02-11 4 Peisert Daniel A. ASRT Common Stock F - Taxes D 4.5900 -55,936 -257 312,364
2023-02-14 2023-02-11 4 Peisert Daniel A. ASRT Common Stock M - Exercise D 189,394 368,300
2023-02-07 2023-02-04 4 Peisert Daniel A. ASRT Common Stock F - Taxes D 4.1000 -10,464 -43 178,906
2023-02-07 2023-02-04 4 Peisert Daniel A. ASRT Common Stock M - Exercise D 30,968 189,370
2023-02-07 2023-02-04 4 Schwichtenberg Paul ASRT Common Stock F - Taxes D 4.1000 -3,442 -14 71,768
2023-02-07 2023-02-04 4 Schwichtenberg Paul ASRT Common Stock M - Exercise D 9,966 75,210
2023-02-07 2023-02-04 4 Patel Ajay ASRT Common Stock F - Taxes D 4.1000 -1,724 -7 60,940
2023-02-07 2023-02-04 4 Patel Ajay ASRT Common Stock M - Exercise D 4,983 62,664
2022-10-04 2022-10-01 4 Schlessinger Sam ASRT Common Stock F - Taxes D -7,205 33,597
2022-10-04 2022-10-01 4 Schlessinger Sam ASRT Common Stock M - Exercise D 19,404 40,802
2022-08-08 2022-08-05 4 Schlessinger Sam ASRT Common Stock F - Taxes D -2,369 21,398
2022-08-08 2022-08-05 4 Schlessinger Sam ASRT Common Stock M - Exercise D 7,135 23,767
2022-08-01 2022-07-31 4 Patel Ajay ASRT Common Stock F - Taxes D -3,157 57,681
2022-08-01 2022-07-31 4 Patel Ajay ASRT Common Stock M - Exercise D 8,060 60,838
2022-05-16 2022-05-12 4 Tyree James L ASRT Common Stock S - Sale D 2.3558 -44,643 -105 210,451
2022-05-16 2022-05-12 4 Schlessinger Sam ASRT Restricted Stock Units A - Award D 0.00 200,000 200,000
2022-05-16 2022-05-12 4 Schlessinger Sam ASRT Stock Option (right to buy) A - Award D 2.63 200,000 200,000
2022-05-16 2022-05-12 4 Schlessinger Sam ASRT Stock Option (right to buy) A - Award D 2.63 109,649 109,649
2022-05-16 2022-05-12 4 Schlessinger Sam ASRT Restricted Stock Units A - Award D 0.00 114,051 114,051
2022-05-16 2022-05-12 4 MCKEE WILLIAM ASRT Common Stock S - Sale D 2.3514 -22,322 -52 229,586
2022-05-16 2022-05-12 4 Schwichtenberg Paul ASRT Stock Option (right to buy) A - Award D 2.63 200,000 200,000
2022-05-16 2022-05-12 4 Schwichtenberg Paul ASRT Restricted Stock Units A - Award D 0.00 200,000 200,000
2022-05-16 2022-05-12 4 Schwichtenberg Paul ASRT Stock Option (right to buy) A - Award D 2.63 109,649 109,649
2022-05-16 2022-05-12 4 Schwichtenberg Paul ASRT Restricted Stock Units A - Award D 0.00 114,051 114,051
2022-05-16 2022-05-12 4 Patel Ajay ASRT Stock Option (right to buy) A - Award D 2.63 200,000 200,000
2022-05-16 2022-05-12 4 Patel Ajay ASRT Restricted Stock Units A - Award D 0.00 200,000 200,000
2022-05-16 2022-05-12 4 Patel Ajay ASRT Stock Option (right to buy) A - Award D 2.63 109,649 109,649
2022-05-16 2022-05-12 4 Patel Ajay ASRT Restricted Stock Units A - Award D 0.00 114,051 114,051
2022-05-16 2022-05-12 4 Peisert Daniel A. ASRT Stock Option (right to buy) A - Award D 2.63 400,000 400,000
2022-05-16 2022-05-12 4 Peisert Daniel A. ASRT Restricted Stock Units A - Award D 0.00 400,000 400,000
2022-05-16 2022-05-12 4 Peisert Daniel A. ASRT Stock Option (right to buy) A - Award D 2.63 438,596 438,596
2022-05-16 2022-05-12 4 Peisert Daniel A. ASRT Restricted Stock Units A - Award D 0.00 456,204 456,204
2022-05-06 2022-05-04 4 Mason Heather L ASRT Common Stock A - Award D 86,286 245,741
2022-05-06 2022-05-04 4 STAPLE PETER D ASRT Common Stock A - Award D 86,286 286,916
2022-05-06 2022-05-04 4 Tyree James L ASRT Common Stock A - Award D 86,286 255,094
2022-05-06 2022-05-04 4 MCKEE WILLIAM ASRT Common Stock A - Award D 86,286 251,908
2022-04-13 2022-04-11 4 Peisert Daniel A. ASRT Common Stock S - Sale D 3.5000 -26,391 -92 158,402
2022-04-07 2022-04-05 4 Peisert Daniel A. ASRT Common Stock S - Sale D 3.5000 -34,518 -121 184,793
2022-03-01 3 Schlessinger Sam ASRT Common Stock D 16,632
2022-02-18 2022-02-18 4 Mason Heather L ASRT Restricted Stock Units M - Exercise D -3,598 0
2022-02-18 2022-02-18 4 Mason Heather L ASRT Common Stock M - Exercise D 3,598 159,455
2022-02-16 2022-02-12 4 Schwichtenberg Paul ASRT Restricted Stock Units M - Exercise D 0.00 -4,934 0
2022-02-16 2022-02-12 4 Schwichtenberg Paul ASRT Common Stock F - Taxes D 2.5200 -1,250 -3 65,244
2022-02-16 2022-02-12 4 Schwichtenberg Paul ASRT Common Stock M - Exercise D 4,934 66,494
2022-02-16 2022-02-12 4 Peisert Daniel A. ASRT Restricted Stock Units M - Exercise D -6,897 0
2022-02-16 2022-02-12 4 Peisert Daniel A. ASRT Common Stock F - Taxes D 2.5200 -2,780 -7 219,311
2022-02-16 2022-02-12 4 Peisert Daniel A. ASRT Common Stock M - Exercise D 6,897 222,091
2022-02-14 2022-02-11 4 Peisert Daniel A. ASRT Restricted Stock Units M - Exercise D -189,394 378,788
2022-02-14 2022-02-11 4 Peisert Daniel A. ASRT Common Stock F - Taxes D 2.5200 -83,627 -211 215,194
2022-02-14 2022-02-11 4 Peisert Daniel A. ASRT Common Stock M - Exercise D 189,394 298,821
2022-02-14 2022-02-11 4 Schwichtenberg Paul ASRT Restricted Stock Units M - Exercise D 0.00 -47,349 94,697
2022-02-14 2022-02-11 4 Schwichtenberg Paul ASRT Common Stock F - Taxes D 2.5200 -19,882 -50 61,560
2022-02-14 2022-02-11 4 Schwichtenberg Paul ASRT Common Stock M - Exercise D 47,349 81,442
2022-02-14 2022-02-11 4 Patel Ajay ASRT Restricted Stock Units M - Exercise D 0.00 -47,349 94,697
2022-02-14 2022-02-11 4 Patel Ajay ASRT Common Stock F - Taxes D 2.5200 -21,612 -54 52,777
2022-02-14 2022-02-11 4 Patel Ajay ASRT Common Stock M - Exercise D 47,349 74,389
2022-02-08 2022-02-04 4 Patel Ajay ASRT Restricted Stock Units M - Exercise D 0.00 -4,983 4,983
2022-02-08 2022-02-04 4 Patel Ajay ASRT Common Stock F - Taxes D 2.6200 -1,931 -5 27,040
2022-02-08 2022-02-04 4 Patel Ajay ASRT Common Stock M - Exercise D 4,983 28,971
2022-02-08 2022-02-04 4 Schwichtenberg Paul ASRT Restricted Stock Units M - Exercise D 0.00 -9,966 9,966
2022-02-08 2022-02-04 4 Schwichtenberg Paul ASRT Common Stock F - Taxes D 2.6200 -3,438 -9 34,093
2022-02-08 2022-02-04 4 Schwichtenberg Paul ASRT Common Stock M - Exercise D 9,966 37,531
2022-02-08 2022-02-04 4 Peisert Daniel A. ASRT Restricted Stock Units M - Exercise D -30,969 30,968
2022-02-08 2022-02-04 4 Peisert Daniel A. ASRT Common Stock F - Taxes D 2.6200 -15,097 -40 109,427
2022-02-08 2022-02-04 4 Peisert Daniel A. ASRT Common Stock M - Exercise D 30,969 124,524
2022-02-08 2021-04-17 5 Schwichtenberg Paul ASRT Restricted Stock Units M - Exercise D 0.00 -5,707 0
2022-02-08 2021-04-17 5 Schwichtenberg Paul ASRT Common Stock F - Taxes D 1.9200 -1,672 -3 27,565
2022-02-08 2021-04-17 5 Schwichtenberg Paul ASRT Common Stock M - Exercise D 5,707 29,237
2021-12-02 2021-12-01 4 Patel Ajay ASRT Stock Options A - Award D 1.31 235,000 235,000
2021-12-02 2021-12-01 4 Schwichtenberg Paul ASRT Stock Options A - Award D 1.31 235,000 235,000
2021-12-02 2021-12-01 4 Peisert Daniel A. ASRT Stock Options A - Award D 1.31 935,000 935,000
2021-12-02 2021-12-01 4 Peisert Daniel A. ASRT Restricted Stock Units M - Exercise D -2,089 0
2021-12-02 2021-12-01 4 Peisert Daniel A. ASRT Common Stock F - Taxes D 1.3100 -564 -1 93,555
2021-12-02 2021-12-01 4 Peisert Daniel A. ASRT Common Stock M - Exercise D 2,089 94,119
2021-09-20 2021-09-18 4 Peisert Daniel A. ASRT Restricted Stock Units M - Exercise D -2,905 0
2021-09-20 2021-09-18 4 Peisert Daniel A. ASRT Common Stock F - Taxes D 0.9300 -851 -1 92,030
2021-09-20 2021-09-18 4 Peisert Daniel A. ASRT Common Stock M - Exercise D 2,905 92,881
2021-08-17 2021-08-15 4 Peisert Daniel A. ASRT Restricted Stock Units M - Exercise D -453 0
2021-08-17 2021-08-15 4 Peisert Daniel A. ASRT Common Stock F - Taxes D 1.2100 -132 -0 89,976
2021-08-17 2021-08-15 4 Peisert Daniel A. ASRT Common Stock M - Exercise D 453 90,108
2021-08-03 2021-07-31 4 Patel Ajay ASRT Restricted Stock Units M - Exercise D 0.00 -8,060 8,060
2021-08-03 2021-07-31 4 Patel Ajay ASRT Common Stock F - Taxes D 1.2600 -2,271 -3 23,989
2021-08-03 2021-07-31 4 Patel Ajay ASRT Common Stock M - Exercise D 8,060 26,260
2021-05-24 2021-05-20 4 Peisert Daniel A. ASRT Common Stock P - Purchase D 1.5400 15,909 24 89,655
2021-05-24 2021-05-20 4 Patel Ajay ASRT Common Stock P - Purchase D 1.5300 8,170 12 18,200
2021-05-24 2021-05-20 4 Schwichtenberg Paul ASRT Common Stock P - Purchase D 1.5140 9,750 15 23,530
2021-05-21 2021-05-19 4 Peisert Daniel A. ASRT Restricted Stock Units M - Exercise D -25,000 0
2021-05-21 2021-05-19 4 Peisert Daniel A. ASRT Common Stock F - Taxes D 1.5600 -7,325 -11 73,746
2021-05-21 2021-05-19 4 Peisert Daniel A. ASRT Common Stock M - Exercise D 25,000 81,071
2021-05-13 2021-05-11 4 MCKEE WILLIAM ASRT Common Stock A - Award D 357,143 662,489
2021-05-13 2021-05-11 4 STAPLE PETER D ASRT Common Stock A - Award D 357,143 802,523
2021-05-13 2021-05-11 4 Mason Heather L ASRT Common Stock A - Award D 357,143 623,431
2021-05-13 2021-05-11 4 Tyree James L ASRT Common Stock A - Award D 357,143 675,233
2021-03-22 3 Schwichtenberg Paul ASRT Common Stock D 55,121
2021-03-22 3 Patel Ajay ASRT Common Stock D 34,123
2021-03-22 3 Patel Ajay ASRT Common Stock D 6,000
2021-02-22 2021-02-18 4 Mason Heather L ASRT Restricted Stock Units M - Exercise D -14,394 14,394
2021-02-22 2021-02-18 4 Mason Heather L ASRT Common Stock M - Exercise D 14,394 266,288
2021-02-12 2021-02-12 4 Peisert Daniel A. ASRT Restricted Stock Units M - Exercise D -27,587 27,588
2021-02-12 2021-02-12 4 Peisert Daniel A. ASRT Common Stock F - Taxes D 1.1400 -9,545 -11 224,287
2021-02-12 2021-02-12 4 Peisert Daniel A. ASRT Common Stock M - Exercise D 27,587 233,832
2021-02-12 2021-02-11 4 Peisert Daniel A. ASRT Restricted Stock Units A - Award D 1,834,863 1,834,863
2021-02-12 2021-02-10 4 Peisert Daniel A. ASRT Performance Shares M - Exercise D -4,087 0
2021-02-12 2021-02-10 4 Peisert Daniel A. ASRT Common Stock F - Taxes D 1.1600 -1,414 -2 206,245
2021-02-12 2021-02-10 4 Peisert Daniel A. ASRT Common Stock M - Exercise D 4,087 207,659
2021-02-08 2021-02-06 4 Peisert Daniel A. ASRT Restricted Stock Units M - Exercise D -6,700 0
2021-02-08 2021-02-06 4 Peisert Daniel A. ASRT Common Stock F - Taxes D 0.8700 -2,318 -2 203,572
2021-02-08 2021-02-06 4 Peisert Daniel A. ASRT Common Stock M - Exercise D 6,700 205,890
2021-02-08 2021-02-04 4 Peisert Daniel A. ASRT Restricted Stock Units M - Exercise D -123,874 247,748
2021-02-08 2021-02-04 4 Peisert Daniel A. ASRT Common Stock F - Taxes D 0.7800 -42,860 -33 199,190
2021-02-08 2021-02-04 4 Peisert Daniel A. ASRT Common Stock M - Exercise D 123,874 242,050
2020-12-29 2020-12-24 4 Capital Royalty L.P. By Loan Security Holdings I LLC ASRT Common Stock S - Sale I 0.3682 -1,982,851 -730 200,000
2020-12-29 2020-12-23 4 Capital Royalty L.P. By Loan Security Holdings I LLC ASRT Common Stock S - Sale I 0.3745 -6,784,334 -2,541 2,182,851
2020-12-22 2020-12-22 4 Capital Royalty L.P. By Loan Security Holdings I LLC ASRT Common Stock S - Sale I 0.3390 -1,500,000 -509 8,967,185
2020-12-22 2020-12-21 4 Capital Royalty L.P. By Loan Security Holdings I LLC ASRT Common Stock S - Sale I 0.3602 -500,000 -180 10,467,185
2020-12-22 2020-12-18 4 Capital Royalty L.P. By Loan Security Holdings I LLC ASRT Common Stock S - Sale I 0.3776 -500,000 -189 10,967,185
2020-12-07 2020-12-05 4 HIGGINS ARTHUR J ASRT Restricted Stock Units M - Exercise D -73,529 0
2020-12-07 2020-12-05 4 HIGGINS ARTHUR J ASRT Common Stock M - Exercise D 73,529 564,239
2020-12-02 2020-12-01 4 Peisert Daniel A. ASRT Restricted Stock Units M - Exercise D -8,358 8,359
2020-12-02 2020-12-01 4 Peisert Daniel A. ASRT Common Stock F - Taxes D 0.4100 -2,891 -1 118,176
2020-12-02 2020-12-01 4 Peisert Daniel A. ASRT Common Stock M - Exercise D 8,358 121,067
2020-12-02 2020-12-01 4 HIGGINS ARTHUR J ASRT Restricted Stock Units M - Exercise D -34,860 0
2020-12-02 2020-12-01 4 HIGGINS ARTHUR J ASRT Common Stock M - Exercise D 34,860 490,710
2020-09-29 2020-09-28 4 Wheadon David E. ASRT Restricted Stock Units M - Exercise D 0.00 -48,346 96,692
2020-09-29 2020-09-28 4 Wheadon David E. ASRT Common Stock M - Exercise D 48,346 285,846
2020-09-18 2020-09-18 4 Peisert Daniel A. ASRT Restricted Stock Units M - Exercise D -11,623 11,622
2020-09-18 2020-09-18 4 Peisert Daniel A. ASRT Common Stock F - Taxes D 0.7000 -3,405 -2 112,709
2020-09-18 2020-09-18 4 Peisert Daniel A. ASRT Common Stock M - Exercise D 11,623 116,114
2020-08-17 2020-08-15 4 Peisert Daniel A. ASRT Restricted Stock Units M - Exercise D -1,814 1,814
2020-08-17 2020-08-15 4 Peisert Daniel A. ASRT Common Stock F - Taxes D 0.8100 -531 -0 104,491
2020-08-17 2020-08-15 4 Peisert Daniel A. ASRT Common Stock M - Exercise D 1,814 105,022
2020-05-28 3 Loan Security Holdings I LLC By Loan Security Holdings I LLC ASRT Common Stock I 22,934,370
2020-05-28 3 Loan Security Holdings I LLC By Loan Security Holdings I LLC ASRT Common Stock I 22,934,370
2020-05-28 3 Loan Security Holdings I LLC By Loan Security Holdings I LLC ASRT Common Stock I 22,934,370
2020-05-28 3 Loan Security Holdings I LLC By Loan Security Holdings I LLC ASRT Common Stock I 22,934,370
2020-05-28 3 Loan Security Holdings I LLC By Loan Security Holdings I LLC ASRT Common Stock I 22,934,370
2020-05-28 3 Loan Security Holdings I LLC By Loan Security Holdings I LLC ASRT Common Stock I 22,934,370
2020-05-28 3 Loan Security Holdings I LLC By Loan Security Holdings I LLC ASRT Common Stock I 22,934,370
2020-05-28 3 Loan Security Holdings I LLC By Loan Security Holdings I LLC ASRT Common Stock I 22,934,370
2020-05-28 3 Loan Security Holdings I LLC By Loan Security Holdings I LLC ASRT Common Stock I 22,934,370
2020-05-22 2020-05-20 4 Smiley Andrea Heslin ASRT Common Stock A - Award D 211,111 211,111
2020-05-22 2020-05-20 4 Smiley Andrea Heslin ASRT Common Stock A - Award D 49,143 49,143
2020-05-22 2020-05-20 4 SMITH TODD N ASRT Stock Option (right to buy) A - Award D 0.95 450,000 450,000
2020-05-22 2020-05-20 4 SMITH TODD N ASRT Stock Option (right to buy) A - Award D 0.60 603,750 603,750
2020-05-22 2020-05-20 4 SMITH TODD N ASRT Common Stock A - Award D 644,925 644,925
2020-05-22 2020-05-20 4 Strobeck Mark ASRT Stock Option (right to buy) A - Award D 0.60 291,000 291,000
2020-05-22 2020-05-20 4 Strobeck Mark ASRT Common Stock A - Award D 248,599 248,599
2020-05-22 2020-05-20 4 TIMMINS MEGAN C. ASRT Stock Option (right to buy) A - Award D 0.60 211,750
2020-05-22 2020-05-20 4 TIMMINS MEGAN C. ASRT Common Stock A - Award D 190,480 190,480
2020-05-22 2020-05-20 4 Walbert Timothy P ASRT Common Stock A - Award D 211,111 211,111
2020-05-22 2020-05-20 4 Walbert Timothy P ASRT Common Stock A - Award D 49,143 49,143
2020-05-22 2020-05-20 4 HIGGINS ARTHUR J ASRT Common Stock A - Award D 211,111 455,850
2020-05-21 2020-05-19 4 Wheadon David E. ASRT Common Stock A - Award D 237,500 237,500
2020-05-21 2020-05-19 4 Mason Heather L ASRT Common Stock A - Award D 237,500 251,894
2020-05-21 2020-05-19 4 MCKEE WILLIAM ASRT Common Stock A - Award D 237,500 305,346
2020-05-21 2020-05-19 4 Peisert Daniel A. ASRT Restricted Stock Units A - Award D 100,000 100,000
2020-05-21 2020-05-19 4 Peisert Daniel A. ASRT Stock Options A - Award D 0.80 200,000 200,000
2020-05-21 2020-05-19 4 STAPLE PETER D ASRT Common Stock A - Award D 237,500 445,380
2020-05-21 2020-05-19 4 Tyree James L ASRT Common Stock A - Award D 237,500 318,090
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
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