CEM Insider Trading - ClearBridge MLP and Midstream Fund Inc

Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Lihat Saham dengan Peringkat Tertinggi

Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Lihat Saham dengan Peringkat Tertinggi

Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

N/A

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

N/A

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan ClearBridge MLP and Midstream Fund Inc transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam	Rata-rata Keuntungan (%)	Saham Dimiliki	Terbagi Disesuaikan

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di CEM / ClearBridge MLP and Midstream Fund Inc. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Maksimal	Harga di Maksimal	Maksimal Keuntungan ($)	Maksimum Pengembalian (%)
2023-12-06	Saba Capital Management, L.P.	300	38.3400	300	38.3400	11,502	166	48.5500	3,063	26.63
2023-12-05	Saba Capital Management, L.P.	22,986	38.6300	22,986	38.6300	887,949
2023-12-04	Saba Capital Management, L.P.	17,378	38.6600	17,378	38.6600	671,833
2023-12-01	Saba Capital Management, L.P.	13,440	38.7800	13,440	38.7800	521,203
2023-11-30	Saba Capital Management, L.P.	19,348	38.3600	19,348	38.3600	742,189
2023-11-29	Saba Capital Management, L.P.	26,440	37.3900	26,440	37.3900	988,592
2023-11-28	Saba Capital Management, L.P.	28,533	36.7900	28,533	36.7900	1,049,729
2023-11-10	Saba Capital Management, L.P.	4,893	35.9500	4,893	35.9500	175,903
2023-11-09	Saba Capital Management, L.P.	44,315	35.5000	44,315	35.5000	1,573,182

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

CEM / ClearBridge MLP and Midstream Fund Inc Insider Trades

Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di CEM / ClearBridge MLP and Midstream Fund Inc. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Menit	Harga di Menit	Kerugian Maksimal Dihindari ($)	Kerugian Maksimal Dihindari (%)
2022-10-05	CRONIN DANIEL P	2,476	32.5092	2,476	32.5092	80,481	169	29.9500	-6,354	-7.89
2020-12-04	HUTCHINSON WILLIAM R	1,400	18.7700	1,400	18.7700	26,278
2019-12-19	Agdern Robert D	3,095	11.5000	619	57.5000	35,592
2019-11-21	COHEN HARRY D	7,234	9.9139	1,447	49.5695	71,719
2019-10-28	COHEN HARRY D	1,738	10.7017	348	53.5085	18,600
2018-12-31	Glasser Scott	24,584	10.2997	4,917	51.4985	253,207
2018-12-28	Freeman Richard A	31,421	10.1196	6,284	50.5980	317,966
2018-12-26	Freeman Richard A	26,611	9.8322	5,322	49.1610	261,645

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas Tanggal	Perdagangan Tanggal	Formulir	Orang Dalam	Ticker	Judul Keamanan	Kode	Langsung	Satuan Harga	Unit Diubah	Nilai Diubah (1 ribu)	Sisa Saham
2024-09-11	2024-09-09	4	PRUDENTIAL FINANCIAL INC By ThePrudentialInsuranceCompanyofAmerica,a wholly-ownedsubsidiaryof theReportingPerson	CEM	Series M Mandatory Redeemable Preferred Stock (CEM)	J - Other	I	35.0000	-285,715	-10,000	0
2024-09-11	2024-09-09	4	PRUDENTIAL FINANCIAL INC By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	CEM	Series I Mandatory Redeemable Preferred Stock (CEM)	J - Other	I	100,000.0000	-160	-16,000	0
2024-09-11	2024-09-09	4	Corebridge Financial, Inc. Held through subsidiaries	CEM	3.76% Senior Secured Notes Series K due June 11, 2030	J - Other	I		-2,051,904
2024-09-11	2024-09-09	4	Corebridge Financial, Inc. Held through subsidiaries	CEM	3.56% Senior Secured Notes Series J due June 11, 2027	J - Other	I		-1,492,294
2024-09-11	2024-09-09	4	Corebridge Financial, Inc. Held through subsidiaries	CEM	3.46% Senior Secured Notes Series I due June 11, 2025	J - Other	I		-559,610
2024-09-11	2024-09-09	4	Corebridge Financial, Inc. Held through subsidiaries	CEM	Series K Mandatory Redeemable Preferred Stock	J - Other	I		-82		0
2024-09-11	2024-09-09	4	Corebridge Financial, Inc. Held through subsidiaries	CEM	Series J Mandatory Redeemable Preferred Stock	J - Other	I		-44		0
2024-06-25	2024-06-21	4	Saba Capital Management, L.P. -	CEM	Common Stock	U - Other	I	49.6000	-2,189,802	-108,614	0
2024-06-11		3	Corebridge Financial, Inc. Held through subsidiaries	CEM	Series K Mandatory Redeemable Preferred Stock		I				82
2024-06-11		3	Corebridge Financial, Inc. Held through subsidiaries	CEM	3.46% Senior Secured Notes Series I due June 11, 2025		I
2024-06-11		3	Corebridge Financial, Inc. Held through subsidiaries	CEM	3.56% Senior Secured Notes Series J due June 11, 2027		I
2024-06-11		3	Corebridge Financial, Inc. Held through subsidiaries	CEM	3.76% Senior Secured Notes Series K due June 11, 2030		I
2024-06-11		3	Corebridge Financial, Inc. Held through subsidiaries	CEM	Series J Mandatory Redeemable Preferred Stock		I				44
2024-06-11	2024-06-09	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	Series K Mandatory Redeemable Preferred Stock	J - Other	I		-56		26
2024-06-11	2024-06-09	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	Series J Mandatory Redeemable Preferred Stock	J - Other	I		-30		14
2024-06-11	2024-06-09	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	3.76% Senior Secured Notes Series K due June 11, 2030	J - Other	I		-2,051,904
2024-06-11	2024-06-09	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	3.56% Senior Secured Notes Series J due June 11, 2027	J - Other	I		-1,492,294
2024-06-11	2024-06-09	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	3.46% Senior Secured Notes Series I due June 11, 2025	J - Other	I		-559,610
2024-04-10		3	Tarallo Nicole	CEM	Common Stock		D				0
2024-01-03		3	Hinkle Matthew T.	CEM	Common Stock		D				0
2024-01-02		3	McElroy Patrick	CEM	Common Stock		D				0
2023-12-07	2023-12-06	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	38.3400	300	12	2,189,802
2023-12-07	2023-12-05	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	38.6300	22,986	888	2,189,502
2023-12-05	2023-12-04	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	38.6600	17,378	672	2,166,516
2023-12-05	2023-12-01	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	38.7800	13,440	521	2,149,138
2023-12-01	2023-11-30	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	38.3600	19,348	742	2,135,698
2023-12-01	2023-11-29	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	37.3900	26,440	989	2,116,350
2023-11-28	2023-11-28	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	36.7900	28,533	1,050	2,089,910
2023-11-13	2023-11-10	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	35.9500	4,893	176	2,061,377
2023-11-13	2023-11-09	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	35.5000	44,315	1,573	2,056,484
2023-11-09	2023-11-08	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	35.4700	59,909	2,125	2,012,169
2023-11-09	2023-11-07	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	35.8300	38,868	1,393	1,952,260
2023-11-06	2023-11-06	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	36.5100	9,103	332	1,913,392
2023-11-06	2023-11-03	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	36.5800	3,613	132	1,904,289
2023-11-03	2023-11-02	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	36.4100	87,614	3,190	1,900,676
2023-11-03	2023-11-01	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	34.2200	518	18	1,813,062
2023-10-31	2023-10-31	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	34.3200	4,578	157	1,812,544
2023-10-31	2023-10-30	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	34.0800	14,764	503	1,807,966
2023-10-30	2023-10-27	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	34.4000	44,184	1,520	1,793,202
2023-10-30	2023-10-26	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	34.7800	24,076	837	1,749,018
2023-10-25	2023-10-25	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	35.0300	14,113	494	1,724,942
2023-10-03	2023-10-02	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	34.6800	30,772	1,067	1,710,829
2023-08-21	2023-08-18	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	37.1400	30,622	1,137	1,680,057
2023-08-21	2023-08-17	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	36.9300	4,975	184	1,649,435
2023-08-02	2023-07-31	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	37.1900	2,668	99	1,644,460
2023-07-31	2023-07-28	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	36.7700	24,216	890	1,641,792
2023-07-31	2023-07-27	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	36.5500	6,701	245	1,617,576
2023-07-26	2023-07-26	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	36.5900	11,885	435	1,610,875
2023-07-25	2023-07-21	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	35.9800	26,288	946	1,598,990
2023-07-21	2023-07-20	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	35.8800	35,598	1,277	1,572,702
2023-07-21	2023-07-19	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	35.6000	11,677	416	1,537,104
2023-07-19	2023-07-18	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	35.4500	20,962	743	1,525,427
2023-07-19	2023-07-17	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	34.9400	44,435	1,553	1,504,465
2023-07-11	2023-07-11	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	35.0800	4,635	163	1,460,030
2023-07-07	2023-07-05	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	34.7700	9,396	327	1,455,395
2023-07-05	2023-07-03	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	35.0800	14,536	510	1,445,999
2023-07-05	2023-06-30	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	34.8700	18,897	659	1,431,463
2023-06-30	2023-06-29	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	34.1300	336	11	1,412,566
2023-06-30	2023-06-28	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	33.3400	2,166	72	1,412,230
2023-06-28	2023-06-27	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	32.9900	4	0	1,410,064
2023-06-28	2023-06-26	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	32.9100	13,202	434	1,410,060
2023-06-26	2023-06-23	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	32.4700	7,771	252	1,396,858
2023-06-26	2023-06-22	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	32.9000	1,620	53	1,389,087
2023-06-22	2023-06-20	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	33.9600	7,685	261	1,387,467
2023-06-20	2023-06-16	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	34.1000	9,364	319	1,379,782
2023-06-20	2023-06-15	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	33.8400	3,477	118	1,370,418
2023-06-15	2023-06-14	4	Saba Capital Management, L.P. -	CEM	Common Stock	P - Purchase	I	33.4900	18,702	626	1,366,941
2023-06-14		3	Weinstein Boaz -	CEM	Common Stock		I				1,348,239
2023-04-10	2023-01-08	4	GUARDIAN LIFE INSURANCE CO OF AMERICA	184692 6@5	Mandatory Redeemable Preferred Stock	S - Sale	D	100,000.0000	-42	-4,200	200,000
2023-02-14		3	GUARDIAN LIFE INSURANCE CO OF AMERICA	184692 6@5	Mandatory Redeemable Preferred Stock		D				200,000
2023-02-14	2022-11-17	5	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	Series K Mandatory Redeemable Preferred Stock	J - Other	I		82		82
2023-02-14	2022-11-17	5	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	Series G Mandatory Redeemable Preferred Stock	J - Other	I		-82		0
2023-02-14	2022-11-17	5	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	Series J Mandatory Redeemable Preferred Stock	J - Other	I		44		44
2023-02-14	2022-11-17	5	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	Series F Mandatory Redeemable Preferred Stock	J - Other	I		-44		0
2022-11-21	2022-11-17	4	PRUDENTIAL FINANCIAL INC By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	CEM	Series M Mandatory Redeemable Preferred Stock	P - Purchase	I	35.0000	285,715	10,000	285,715
2022-11-21	2022-11-17	4	PRUDENTIAL FINANCIAL INC By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	CEM	Series I Mandatory Redeemable Preferred Stock	J - Other	I	100,000.0000	160	16,000	160
2022-11-21	2022-11-17	4	PRUDENTIAL FINANCIAL INC By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	CEM	Series D Mandatory Redeemable Preferred Stock	J - Other	I	100,000.0000	-160	-16,000	0
2022-11-18		3	UNITED OF OMAHA LIFE INSURANCE CO acquired by United of Omaha Life Insurance Company a subsidiary	CEM	ClearBridge MLP and Midstream Fund Inc.		I				157,143
2022-11-18		3	UNITED OF OMAHA LIFE INSURANCE CO	CEM	ClearBridge MLP and Midstream Fund Inc.		D				71,429
2022-10-07	2022-10-05	4	CRONIN DANIEL P	CEM	Common Stock	S - Sale	D	32.5092	-2,476	-80	0
2020-12-07	2020-12-04	4	HUTCHINSON WILLIAM R	CEM	Common Stock	S - Sale	D	18.7700	-1,400	-26	0
2020-11-18	2020-11-16	4	Eades Chris	CEM	Common Stock	P - Purchase	D	15.6542	6,550	103	9,292
2020-03-30	2020-03-27	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	3.76% Senior Secured Notes Series K due 6/11/2030	J - Other	I	1,472,794.9700	-1,442,402	-2,124,362,351	0
2020-03-30	2020-03-27	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	3.56% Senior Secured Notes Series J due 6/11/2027	J - Other	I	1,070,505.8600	-1,049,020	-1,122,981,640	0
2020-03-30	2020-03-27	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	3.46% Senior Secured Notes Series I due 6/11/2025	J - Other	I	401,323.8600	-393,382	-157,873,723	0
2020-03-26	2020-03-25	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	3.76% Senior Secured Notes Series K due 6/11/2030	J - Other	I	972,749.8900	-943,627	-917,913,498	0
2020-03-26	2020-03-25	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	3.56% Senior Secured Notes Series J due 6/11/2027	J - Other	I	707,057.9400	-686,275	-485,235,841	0
2020-03-26	2020-03-25	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	3.46% Senior Secured Notes Series I due 6/11/2025	J - Other	I	265,072.3800	-257,353	-68,217,156	0
2020-03-25	2020-03-23	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	3.76% Senior Secured Notes Series K due 6/11/2030	J - Other	I	4,584,891.6600	-4,448,529	-20,396,025,391	0
2020-03-25	2020-03-23	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	3.56% Senior Secured Notes Series J due 6/11/2027	J - Other	I	3,332,633.3300	-3,235,294	-10,782,049,017	0
2020-03-25	2020-03-23	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	3.46% Senior Secured Notes Series I due 6/11/2025	J - Other	I	1,249,393.7500	-1,213,235	-1,515,808,589	0
2020-03-13	2020-03-13	4	Clarfeld Michael	CEM	Common Stock	P - Purchase	D	3.1158	5,000	16	7,000
2020-03-12	2020-03-12	4	CRONIN DANIEL P	CEM	Common Stock	P - Purchase	D	3.6036	5,000	18	10,066
2019-12-23	2019-12-19	4	Agdern Robert D	CEM	Common Stock	S - Sale	D	11.5000	-3,095	-36	0
2019-12-02	2019-11-21	4	COHEN HARRY D Children and Grandchildren's accounts	CEM	Common Stock	S - Sale	I	9.9139	-7,234	-72	7,215
2019-10-30	2019-10-28	4	COHEN HARRY D	CEM	Common Stock	S - Sale	D	10.7017	-1,738	-19	0
2019-09-30		3	Berarducci Christopher	CEM	Common Stock		D				0
2019-01-09		3	Kumar Nisha	CEM	Common Stock		D				0
2019-01-03	2018-12-31	4	Glasser Scott	CEM	Common Stock	S - Sale	D	10.2997	-24,584	-253	0
2019-01-02		3/A	Glasser Scott	CEM	Common Stock		D				13,000
2019-01-02	2018-12-28	4	Freeman Richard A	CEM	Common Stock	S - Sale	D	10.1196	-31,421	-318	0
2018-12-28	2018-12-26	4	Freeman Richard A	CEM	Common Stock	S - Sale	D	9.8322	-26,611	-262	31,421
2018-12-14	2018-12-12	4	Murphy Terrence	CEM	Common Stock	S - Sale	D	11.3929	-6,479	-74	0
2018-12-12	2018-12-10	4/A	COHEN HARRY D	CEM	Common Stock	S - Sale	D	11.2534	-58,784	-662	1,738
2018-12-12	2018-12-10	4	COHEN HARRY D	CEM	Common Stock	S - Sale	D	11.2534	-58,784	-662	1,738
2018-12-06	2018-12-04	4	MANNING BARBARA BROOKE	CEM	Common Stock	S - Sale	D	12.1205	-1,608	-19	0
2018-10-16	2016-02-25	5	KNIGHTS OF COLUMBUS	CEM	4.21% due 7/10/2024	J - Other	D	1,000.0000	-9,607	-9,607	40,393,013
2018-05-15	2018-05-14	4	HUTCHINSON WILLIAM R	CEM	Common Stock	P - Purchase	D	14.7580	7,000	103	7,000
2018-03-12	2018-03-12	4	COLMAN CAROL L	CEM	Common Stock	P - Purchase	D	14.4800	2,000	29	8,120
2018-03-12	2018-03-08	4	COLMAN CAROL L	CEM	Common Stock	P - Purchase	D	14.1456	5,000	71	6,120
2017-12-12	2017-12-11	4	Eades Chris	CEM	Common Stock	P - Purchase	D	13.7105	1,830	25	6,430
2017-12-08	2017-12-07	4	Vanderlee Peter	CEM	Common Stock	S - Sale	D	12.8800	-500	-6	2,800
2017-09-14	2017-09-13	4	Eades Chris	CEM	Common Stock	P - Purchase	D	14.9590	1,000	15	4,600
2017-06-02		3	Cashman Frances	CEM	Common Stock		D				0
2017-06-01	2017-05-31	4	Eades Chris	CEM	Common Stock	P - Purchase	D	15.6833	1,600	25	3,600
2017-05-16		3	Kuehl Todd F	CEM	Common Stock		D				0
2017-04-28		3/A	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	3.46% Senior Secured Notes Series I due 6/11/2025		I
2017-04-28		3/A	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	3.56% Senior Secured Notes Series J due 6/11/2027		I
2017-04-28		3/A	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	3.76% Senior Secured Notes Series K due 6/11/2030		I
2017-04-28	2016-02-12	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	3.76% Senior Secured Notes Series K due 6/11/2030	J - Other	I	2,155,807.8600	-2,113,537	-4,556,379,936	0
2017-04-28	2016-02-12	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	3.56% Senior Secured Notes Series J due 6/11/2027	J - Other	I	1,567,860.2600	-1,537,118	-2,409,986,070	0
2017-04-28	2016-02-12	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	3.46% Senior Secured Notes Series I due 6/11/2025	J - Other	I	587,947.6000	-576,419	-338,904,297	0
2017-04-28	2016-02-12	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	Series G Mandatory Redeemable Preferred Stock	J - Other	I	102,000.0000	-218	-22,236	82
2017-04-28	2016-02-12	4	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	Series F Mandatory Redeemable Preferred Stock	J - Other	I	102,000.0000	-116	-11,832	44
2017-02-27		3	METROPOLITAN LIFE INSURANCE CO/NY	CEM	ClearBridge Energy MLP Fund Inc. (Exh 99-5)		D				0
2017-02-27		3	METROPOLITAN LIFE INSURANCE CO/NY	CEM	ClearBridge Energy MLP Fund Inc. (Exh 99-3)		D				0
2017-02-27		3	METROPOLITAN LIFE INSURANCE CO/NY	CEM	ClearBridge Energy MLP Fund Inc. (Exh 99-2)		D				0
2017-02-27		3	METROPOLITAN LIFE INSURANCE CO/NY	CEM	ClearBridge Energy MLP Fund Inc. (Exh 99-7)		D				0
2017-02-27		3	METROPOLITAN LIFE INSURANCE CO/NY	CEM	ClearBridge Energy MLP Fund Inc. (Exh 99-6)		D				0
2017-02-27		3	METROPOLITAN LIFE INSURANCE CO/NY	CEM	ClearBridge Energy MLP Fund Inc. (Exh 99-4)		D				0
2017-02-27		3	METROPOLITAN LIFE INSURANCE CO/NY	CEM	ClearBridge Energy MLP Fund Inc. (Exh 99-1)		D				0
2016-12-22	2016-12-20	4	Vanderlee Peter	CEM	Common Stock	P - Purchase	D	15.2900	300	5	3,300
2016-12-21	2016-12-19	4	Freeman Richard A	CEM	Common Stock	S - Sale	D	15.0550	-6,601	-99	47,877
2016-09-19	2016-09-16	4	KAMERICK EILEEN A	CEM	Common Stock	P - Purchase	D	15.3848	1,382	21	1,382
2016-07-25	2016-07-21	4	Agdern Robert D	CEM	Common Stock	P - Purchase	D	16.0668	3,095	50	3,095
2016-03-29		3	Eakes Brian	CEM	Common Stock		D				0
2016-03-29		3	Johnson Terence	CEM	Common Stock		D				0
2016-03-29		3	Kenney John	CEM	Common Stock		D				0
2016-03-29		3	Eede Justin	CEM	Common Stock		D				0
2016-02-26	2016-02-24	4	PRUDENTIAL FINANCIAL INC By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	CEM	Series D Mandatory Redeemable Preferred Stock	J - Other	I	103,132.0000	-420	-43,315	160
2016-02-26	2016-02-24	4	PRUDENTIAL FINANCIAL INC By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P	CEM	Series C Mandatory Redeemable Preferred Stock	J - Other	I	102,958.0000	-152	-15,650	58
2015-12-09	2015-12-07	4	COHEN HARRY D	CEM	Common Stock	P - Purchase	D	13.9720	10,000	140	57,479
2015-12-03	2015-12-01	4	COHEN HARRY D	CEM	Common Stock	P - Purchase	D	18.5200	15,000	278	46,666
2015-09-29	2015-09-25	4	HUTCHINSON WILLIAM R	CEM	Common Stock	S - Sale	D	19.2679	-3,499	-67	0
2015-09-29	2015-09-25	4	HUTCHINSON WILLIAM R	CEM	Common Stock	S - Sale	I	19.2671	-2,501	-48	0
2015-09-14	2015-09-10	4	COLMAN CAROL L	CEM	Common Stock	S - Sale	D	21.0600	-2,000	-42	1,120
2015-07-29	2015-07-28	4	Vanderlee Peter	CEM	Common Stock	P - Purchase	D	21.8500	500	11	3,000
2015-06-22		3	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	Series G Mandatory Redeemable Preferred Stock		I				760
2015-06-22		3	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	Series F Mandatory Redeemable Preferred Stock		I				620
2015-06-22		3	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	Series G Mandatory Redeemable Preferred Stock		I				760
2015-06-22		3	AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries	CEM	Series F Mandatory Redeemable Preferred Stock		I				620
2015-06-22		3	Prudential Retirement Insurance & Annuity Co By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P	CEM	Series C Mandatory Redeemable Preferred Stock		I				1,000
2015-06-22		3	Prudential Retirement Insurance & Annuity Co By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P	CEM	Series C Mandatory Redeemable Preferred Stock		I				1,000
2015-06-22		3	Prudential Retirement Insurance & Annuity Co By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	CEM	Series D Mandatory Redeemable Preferred Stock		I				1,370
2015-06-22		3	Prudential Retirement Insurance & Annuity Co By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P	CEM	Series C Mandatory Redeemable Preferred Stock		I				1,000
2015-06-22		3	Prudential Retirement Insurance & Annuity Co By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	CEM	Series D Mandatory Redeemable Preferred Stock		I				1,370
2015-06-22		3	Prudential Retirement Insurance & Annuity Co By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P	CEM	Series C Mandatory Redeemable Preferred Stock		I				1,000
2015-06-22		3	Prudential Retirement Insurance & Annuity Co By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	CEM	Series D Mandatory Redeemable Preferred Stock		I				1,370
2015-06-22		3	Prudential Retirement Insurance & Annuity Co By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person	CEM	Series D Mandatory Redeemable Preferred Stock		I				1,370
2015-04-24		3	Trust Jane	CEM	Common Stock		D				0
2015-03-05	2015-03-03	4	Fuller Kenneth	CEM	Common Stock	P - Purchase	D	26.6500	300	8	300
2015-01-16		3	GUARDIAN LIFE INSURANCE CO OF AMERICA	CEM	Series B Mandatory Redeemable Pref. Stock par value $0.001		D				300
2015-01-16		3	GUARDIAN LIFE INSURANCE CO OF AMERICA	CEM	Series B Mandatory Redeemable Pref. Stock par value $0.001		D				300
2015-01-14		3	SUN LIFE FINANCIAL INC	CEM	3.85% Series A Mandatory Redeemable Preferred Stock		D				450
2015-01-14		3	SUN LIFE FINANCIAL INC	CEM	3.85% Series A Mandatory Redeemable Preferred Stock		D				450
2015-01-14		3	SUN LIFE FINANCIAL INC See Footnote 1.	CEM	3.85% Series A Mandatory Redeemable Preferred Stock		I				450
2015-01-14		3	SUN LIFE FINANCIAL INC See Footnote 1.	CEM	3.85% Series A Mandatory Redeemable Preferred Stock		I				450
2015-01-14		3	SUN LIFE FINANCIAL INC See Footnote 1.	CEM	3.85% Series A Mandatory Redeemable Preferred Stock		I				450
2015-01-14		3	SUN LIFE FINANCIAL INC	CEM	3.85% Series A Mandatory Redeemable Preferred Stock		D				450
2015-01-09		3	Agdern Robert D	CEM	Common Stock		D				0
2014-10-09		3	Clearbridge Investments, LLC	CEM	Common Stock		D				0
2014-09-23		3	Glasser Scott	CEM	Common Stock		D				0
2014-09-23		3	Olmert Amy	CEM	Common Stock		D				0
2014-09-23		3	Nachtwey Peter	CEM	Common Stock		D				0
2014-09-23		3	List Cynthia	CEM	Common Stock		D				0
2014-09-23		3	Nattans Jeffrey Allen	CEM	Common Stock		D				0
2014-05-07		3	NORTHWESTERN MUTUAL LIFE INSURANCE CO	CEM	4.06% Senior Secured Notes, Series C, due July 2022		D				0
2014-05-07		3	NORTHWESTERN MUTUAL LIFE INSURANCE CO By Northwestern Long Term Care Insurance Company	CEM	4.06% Senior Secured Notes, Series C, due July 2022		I				0
2014-05-07		3	NORTHWESTERN MUTUAL LIFE INSURANCE CO	CEM	4.20% Senior Secured Notes, Series A, due April 2026		D				0
2014-05-02	2014-04-30	4	MASSACHUSETTS MUTUAL LIFE INSURANCE CO By MassMutual Asia Limited	CEM	Senior Secured Notes Series A Due 2026	P - Purchase	I	1.0000	3,600,000	3,600	3,600,000
2014-05-02	2014-04-30	4	MASSACHUSETTS MUTUAL LIFE INSURANCE CO By C.M. Life Insurance company	CEM	Senior Secured Notes Series A Due 2026	P - Purchase	I	1.0000	1,150,000	1,150	1,150,000
2014-05-02	2014-04-30	4	MASSACHUSETTS MUTUAL LIFE INSURANCE CO By Babson Capital Management LLC	CEM	Senior Secured Notes Series A Due 2026	P - Purchase	I	1.0000	2,500,000	2,500	2,500,000
2014-05-02	2014-04-30	4	MASSACHUSETTS MUTUAL LIFE INSURANCE CO	CEM	Senior Secured Notes Series A Due 2026	P - Purchase	D	1.0000	17,750,000	17,750	17,750,000
2013-06-28	2013-06-26	4	Eades Chris	CEM	Common Stock	P - Purchase	D	27.0080	1,000	27	2,000
2013-06-11		3	MASSACHUSETTS MUTUAL LIFE INSURANCE CO	CEM	Senior Secured Notes Series A		D				45,000,000
2013-06-11		3	MASSACHUSETTS MUTUAL LIFE INSURANCE CO By MassMutual Asia Limited	CEM	Senior Secured Notes Series D		I				2,900,000
2013-06-11		3	MASSACHUSETTS MUTUAL LIFE INSURANCE CO	CEM	Senior Secured Notes Series B		D				45,000,000
2013-06-11		3	MASSACHUSETTS MUTUAL LIFE INSURANCE CO	CEM	Senior Secured Notes Series D		D				37,100,000
2013-06-11		3	MASSACHUSETTS MUTUAL LIFE INSURANCE CO By C.M. Life Insurance company	CEM	Senior Secured Notes Series A		I				5,000,000
2013-06-11		3	MASSACHUSETTS MUTUAL LIFE INSURANCE CO By C.M. Life Insurance company	CEM	Senior Secured Notes Series B		I				5,000,000
2013-06-05		3	Fuller Kenneth	CEM	Common Stock		D				0
2013-02-07		3	KAMERICK EILEEN A	CEM	Common Stock		D				0
2013-01-04	2013-01-02	4	COHEN HARRY D	CEM	Common Stock	P - Purchase	I	23.7881	2,000	48	2,000
2013-01-04	2013-01-02	4	COHEN HARRY D	CEM	Common Stock	P - Purchase	I	23.7825	2,000	48	4,138
2011-12-02		3	Sennett Richard	CEM	Common Stock		D				0

Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.

Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.

Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)

Konversi turunan

Penjualan atau pengalihan sekuritas kembali ke perusahaan.

Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.

Pemberian sekuritas oleh atau kepada orang dalam.

Swap ekuitas dan transaksi lindung nilai serupa

Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)

Transaksi yang dilaporkan secara sukarela pada Formulir 4.

Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)

CEM / ClearBridge MLP and Midstream Fund Inc - Insider Trading and Ownership Report - SEC Form 3, 4, 5