CRDF / Cardiff Oncology, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Cardiff Oncology, Inc.
US ˙ NasdaqCM ˙ US14147L1089

Jumlah Saham Beredar 66,525,854 shares
Saham Orang Dalam14,745,414 shares
Kepemilikan oleh Orang Dalam22.16 %
Orang Dalam Sejati29
Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Lihat Saham dengan Peringkat Tertinggi
Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Lihat Saham dengan Peringkat Tertinggi
Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

1 ( )

374 out of 11323

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

0.447 %( )

136 out of 11244

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan Cardiff Oncology, Inc. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki		 Terbagi
Disesuaikan
Thomas Phd Adams Director - [D] 18,875 18,875
James O Armitage Director - [D] 13,000 13,000
John P Brancaccio Director - [D] 12,260 12,260
Bridger Management, Llc - 2,968,115 2,968,115
Paul Billings Director - [D] 16,667 16,667
Gabriel Cerrone Director - [D] 719,526 719,526
Athena Countouriotis 46,019
Mark Erlander Chief Executive Officer, Director - [D] [O] 24,481 24,481
Carl B Feldbaum 40,000
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki		 Terbagi
Disesuaikan
Robert Merrill Hunter 10% Owner - [10%] 5,065,004 5,065,004
Gary S Jacob Director - [D] 21,922 21,922
Vicki Kelemen Exec. VP and COO - [O] 6,053 6,053
Peter Kolchinsky 10% Owner - [10%] 3,290,000 3,290,000
Levine James E. Chief Financial Officer - [O] 67,716 67,716
Roberto Mignone 10% Owner - [10%] 2,968,115 2,968,115
Rodney S Markin Director - [D] 23,879 23,879
Christopher McGuigan 16,165
Mani Mohindru 70,801
Gary W Pace Director - [D] 1,345,676 1,345,676
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki		 Terbagi
Disesuaikan
Posard Matthew L. Chief Commercial Officer - [O] 30,000 30,000
Ra Capital Management, Llc 10% Owner - [10%] 3,290,000 3,290,000
Katherine L Ruffner 370,016
Antonius Schuh CEO, Director - [D] [O] 20,000 20,000
Shah Rajeev M. 10% Owner - [10%] 3,290,000 3,290,000
Renee P Tannenbaum Director - [D] 20,000 20,000
Stanley Tennant Director - [D] 28,839 28,839
William J Welch Chief Executive Officer, Director - [D] [O] 842,645 842,645
Lale White Director - [D] 113,788 113,788
Steve Zaniboni Former CFO - [O] 96,968 96,968

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di CRDF / Cardiff Oncology, Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham		 Dilaporkan
Harga		 Disesuaikan
Saham		 Disesuaikan
Harga		 Dasar Biaya Hari-hari menuju
Maksimal		 Harga di
Maksimal		 Maksimal
Keuntungan ($)		 Maksimum Pengembalian (%)
2025-07-30 PACE GARY W 275,000 2.4500 275,000 2.4500 673,750 2 2.6400 52,250 7.76
2025-07-30 PACE GARY W 15,000 2.4500 15,000 2.4500 36,750
2024-12-18 Levine James E. 2,400 5.0000 2,400 5.0000 12,000
2024-12-17 Levine James E. 2,752 5.4162 2,752 5.4162 14,905
2024-12-16 Levine James E. 2,564 3.8300 2,564 3.8300 9,820
2024-12-12 TANNENBAUM RENEE P 10,000 3.4224 10,000 3.4224 34,224
2024-12-11 PACE GARY W 350,115 2.6000 350,115 2.6000 910,299
2024-12-11 PACE GARY W 11,500 2.6000 11,500 2.6000 29,900
2023-12-19 PACE GARY W 30,000 1.3700 30,000 1.3700 41,100

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

CRDF / Cardiff Oncology, Inc. Insider Trades
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di CRDF / Cardiff Oncology, Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham		 Dilaporkan
Harga		 Disesuaikan
Saham		 Disesuaikan
Harga		 Dasar Biaya Hari-hari menuju
Menit		 Harga di
Menit		 Kerugian Maksimal
Dihindari ($)		 Kerugian Maksimal
Dihindari (%)
2020-11-23 Kelemen Vicki 35,321 18.6014 35,321 18.6014 657,020 254 5.01 -480,062 -73.07
2017-09-05 Tennant Stanley 8,334 0.6900 8,334 0.6900 5,750
2013-09-03 ADAMS THOMAS PHD 4,200 8.6400 4,200 8.6400 36,288
2013-08-30 ADAMS THOMAS PHD 15,000 8.0600 15,000 8.0600 120,900

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

CRDF / Cardiff Oncology, Inc. Insider Trades
Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas
Tanggal		 Perdagangan
Tanggal		 Formulir Orang Dalam Ticker Judul Keamanan Kode 10b5-1 Langsung Latihan
Harga		 Satuan
Harga		 Unit
Diubah		 Nilai
Diubah (1 ribu)		 Sisa
Pilihan		 Sisa
Saham
2025-07-31 2025-07-30 4 PACE GARY W By minor child CRDF Common Stock P - Purchase I 2.4500 15,000 37 1,345,676
2025-07-31 2025-07-30 4 PACE GARY W CRDF Common Stock P - Purchase D 2.4500 275,000 674 1,330,676
2024-12-18 2024-12-18 4 Levine James E. By Wife CRDF Common Stock P - Purchase I 5.0000 2,400 12 67,716
2024-12-18 2024-12-17 4 Levine James E. By Wife CRDF Common Stock P - Purchase I 5.4162 2,752 15 65,316
2024-12-18 2024-12-16 4 Levine James E. By Wife CRDF Common Stock P - Purchase I 3.8300 2,564 10 62,564
2024-12-16 2024-12-12 4 TANNENBAUM RENEE P CRDF Common Stock P - Purchase D 3.4224 10,000 34 20,000
2024-12-12 2024-12-11 4 PACE GARY W By minor child CRDF Common Stock P - Purchase I 2.6000 11,500 30 1,059,376
2024-12-12 2024-12-11 4 PACE GARY W CRDF Common Stock P - Purchase D 2.6000 350,115 910 1,047,876
2023-12-19 2023-12-19 4 PACE GARY W CRDF Common Stock P - Purchase D 1.3700 30,000 41 697,761
2023-11-14 2023-11-10 4 PACE GARY W CRDF Common Stock P - Purchase D 0.9800 22,950 22 667,761
2022-11-29 2022-11-25 4 Erlander Mark CRDF Common Stock P - Purchase D 1.4300 10,000 14 24,481
2022-10-11 2022-09-16 4 Armitage James O Trust CRDF Common Stock P - Purchase I 1.5564 13,000 20 13,000
2022-09-20 2022-09-19 4 White Lale Trust CRDF Common Stock P - Purchase I 1.6350 15,000 25 113,788
2022-09-19 2022-09-15 4 PACE GARY W CRDF Common Stock P - Purchase D 1.7100 150,000 256 644,811
2022-09-19 2022-09-15 4 TANNENBAUM RENEE P CRDF Common Stock P - Purchase D 1.7200 3,600 6 10,000
2022-09-19 2022-09-15 4 TANNENBAUM RENEE P CRDF Common Stock P - Purchase D 1.7150 6,400 11 6,400
2022-09-19 2022-09-16 4 Levine James E. CRDF Common Stock P - Purchase D 1.5570 30,000 47 60,000
2022-07-06 2022-07-05 4 White Lale Trust CRDF Common Stock M - Exercise I 2.6000 28,858 75 98,788
2022-03-11 2022-03-09 4 PACE GARY W CRDF Stock Options A - Award D 2.50 26,800 89,574
2022-03-10 2022-03-09 4 TANNENBAUM RENEE P CRDF Stock Options A - Award D 2.50 26,800 70,801
2022-03-10 2022-03-09 4 Ruffner Katherine L CRDF Stock Options A - Award D 2.50 170,016 370,016
2022-03-10 2022-03-09 4 White Lale CRDF Stock Options A - Award D 2.50 26,800 89,574
2022-03-10 2022-03-09 4 Mohindru Mani CRDF Stock Options A - Award D 2.50 26,800 70,801
2022-03-10 2022-03-09 4 Markin Rodney S CRDF Stock Options A - Award D 2.50 26,800 124,627
2022-03-10 2022-03-09 4 Kelemen Vicki CRDF Stock Options A - Award D 2.50 170,016 572,784
2022-03-10 2022-03-09 4 Levine James E. CRDF Stock Options A - Award D 2.50 170,016 560,016
2022-03-10 2022-03-09 4 Erlander Mark CRDF Stock Options A - Award D 2.50 370,128 1,185,400
2022-03-10 2022-03-09 4 Armitage James O CRDF Stock Options A - Award D 2.50 26,800 89,574
2022-03-10 2022-03-09 4 BRANCACCIO JOHN P CRDF Stock Options A - Award D 2.50 26,800 125,317
2021-09-22 2021-09-21 4 PACE GARY W CRDF Common Stock P - Purchase D 6.7500 30,000 202 494,811
2021-09-13 2021-09-10 4 Levine James E. CRDF Common Stock P - Purchase D 6.3200 5,000 32 30,000
2021-09-13 2021-09-10 4 Levine James E. CRDF Common Stock P - Purchase D 6.3500 5,000 32 25,000
2021-09-13 2021-09-10 4 Levine James E. CRDF Common Stock P - Purchase D 6.3800 10,000 64 20,000
2021-09-13 2021-09-10 4 Levine James E. CRDF Common Stock P - Purchase D 6.7500 5,000 34 10,000
2021-09-13 2021-09-10 4 Levine James E. CRDF Common Stock P - Purchase D 6.6200 5,000 33 5,000
2021-07-14 2021-07-12 4 Ruffner Katherine L CRDF Stock Options A - Award D 6.55 200,000 200,000
2021-07-12 2021-07-12 4 Levine James E. CRDF Common Stock A - Award D 6.55 390,000 390,000
2021-06-15 2021-06-10 4 JACOB GARY S CRDF Stock Options J - Other D 2.48 44,734 76,106
2021-06-15 2021-06-10 4 JACOB GARY S CRDF Stock Options J - Other D 21.60 755 76,106
2021-06-15 2021-06-10 4 JACOB GARY S CRDF Stock Options J - Other D 51.84 530 76,106
2021-06-15 2021-06-10 4 JACOB GARY S CRDF Stock Options J - Other D 372.96 223 76,106
2021-06-15 2021-06-10 4 JACOB GARY S CRDF Stock Options J - Other D 516.96 223 76,106
2021-06-15 2021-06-10 4 JACOB GARY S CRDF Stock Options J - Other D 316.08 218 76,106
2021-06-15 2021-06-10 4 JACOB GARY S CRDF Stock Options J - Other D 447.84 293 76,106
2021-06-15 2021-06-10 4 JACOB GARY S CRDF Stock Options J - Other D 2.60 28,858 76,106
2021-06-14 2021-06-10 4 White Lale CRDF Stock Options A - Award D 7.98 22,000 62,774
2021-06-14 2021-06-10 4 Markin Rodney S CRDF Stock Options A - Award D 7.98 22,000 97,827
2021-06-14 2021-06-10 4 Mohindru Mani CRDF Stock Options A - Award D 7.98 44,001 44,001
2021-06-14 2021-06-10 4 PACE GARY W CRDF Stock Options A - Award D 7.98 22,000 62,774
2021-06-14 2021-06-10 4 TANNENBAUM RENEE P CRDF Stock Options A - Award D 7.98 44,001 44,001
2021-06-14 2021-06-10 4 BRANCACCIO JOHN P CRDF Stock Options A - Award D 7.98 22,000 98,517
2021-06-14 2021-06-10 4 Erlander Mark CRDF Stock Options A - Award D 7.98 435,072 815,272
2021-06-14 2021-06-10 4 Kelemen Vicki CRDF Stock Options A - Award D 7.98 200,928 402,768
2021-06-14 2021-06-10 4 ADAMS THOMAS PHD CRDF Stock Options J - Other D 2.60 173,145 477,870
2021-06-14 2021-06-10 4 ADAMS THOMAS PHD CRDF Stock Options J - Other D 2.48 298,320 477,870
2021-06-14 2021-06-10 4 ADAMS THOMAS PHD CRDF Stock Options J - Other D 21.60 755 477,870
2021-06-14 2021-06-10 4 ADAMS THOMAS PHD CRDF Stock Options J - Other D 51.84 530 477,870
2021-06-14 2021-06-10 4 ADAMS THOMAS PHD CRDF Stock Options J - Other D 5.18 223 477,870
2021-06-14 2021-06-10 4 ADAMS THOMAS PHD CRDF Stock Options J - Other D 7.18 223 477,870
2021-06-14 2021-06-10 4 ADAMS THOMAS PHD CRDF Stock Options J - Other D 447.84 272 477,870
2021-06-14 2021-06-10 4 Armitage James O CRDF Stock Options A - Award D 7.98 22,000 62,774
2021-05-27 2021-03-19 4 Armitage James O CRDF Common Stock P - Purchase D 10.8178 4,000 43 14,490
2021-03-29 2021-03-26 4 Markin Rodney S Fund CRDF Common Stock P - Purchase I 10.3218 2,900 30 23,879
2021-03-24 2021-03-23 4 PACE GARY W CRDF Common Stock P - Purchase D 10.3100 2,500 26 464,811
2021-03-24 2021-03-23 4 PACE GARY W CRDF Common Stock P - Purchase D 10.2100 2,500 26 462,311
2021-03-24 2021-03-23 4 PACE GARY W CRDF Common Stock P - Purchase D 10.2000 5,000 51 459,811
2021-03-23 2021-03-23 4 JACOB GARY S CRDF Common Stock P - Purchase D 10.3950 470 5 21,922
2021-03-23 2021-03-23 4 JACOB GARY S CRDF Common Stock P - Purchase D 10.4230 1,900 20 21,452
2021-03-23 2021-03-23 4 Kelemen Vicki CRDF Common Stock P - Purchase D 10.3100 960 10 6,053
2021-03-23 2021-03-23 4 Erlander Mark CRDF Common Stock P - Purchase D 10.3417 965 10 14,481
2021-03-22 2021-03-22 4 BRANCACCIO JOHN P CRDF Common Stock P - Purchase D 10.9500 3,000 33 12,260
2021-03-19 2021-03-18 4 PACE GARY W CRDF Common Stock P - Purchase D 10.5400 2,000 21 454,811
2021-03-19 2021-03-18 4 PACE GARY W CRDF Common Stock P - Purchase D 10.5800 1,000 11 452,811
2021-03-04 2021-03-04 4 PACE GARY W CRDF Common Stock P - Purchase D 9.2650 1,500 14 451,811
2021-01-05 2021-01-02 4 Kelemen Vicki CRDF Restricted Stock Units M - Exercise D -70 0
2021-01-05 2021-01-02 4 Kelemen Vicki CRDF Common Stock F - Taxes D -31 5,093
2021-01-05 2021-01-02 4 Kelemen Vicki CRDF Common Stock M - Exercise D 70 5,124
2021-01-05 2021-01-02 4 Erlander Mark CRDF Restricted Stock Units M - Exercise D -260 0
2021-01-05 2021-01-02 4 Erlander Mark CRDF Common Stock F - Taxes D -113 13,516
2021-01-05 2021-01-02 4 Erlander Mark CRDF Common Stock M - Exercise D 260 13,629
2020-11-25 2020-11-23 4 Kelemen Vicki CRDF Stock Options M - Exercise D 2.48 2.4800 -35,321 -88 70,641
2020-11-25 2020-11-23 4 Kelemen Vicki CRDF Common Stock S - Sale D 18.6014 -35,321 -657 5,054
2020-11-25 2020-11-23 4 Kelemen Vicki CRDF Common Stock M - Exercise D 2.4800 35,321 88 40,375
2020-10-02 3 Shah Rajeev M. CRDF Common Stock I 3,290,000
2020-09-17 2020-09-16 4 PACE GARY W CRDF Common Stock P - Purchase D 5.7100 850 5 450,311
2020-09-17 2020-09-16 4 PACE GARY W CRDF Common Stock P - Purchase D 5.6900 1,700 10 449,461
2020-06-22 3 Kelemen Vicki CRDF Common Stock D 10,108
2020-06-22 3 Kelemen Vicki CRDF Common Stock D 10,108
2020-06-22 3 Kelemen Vicki CRDF Common Stock D 10,108
2020-06-19 2020-06-17 4 ADAMS THOMAS PHD CRDF Stock Options A - Award D 2.60 173,145 477,870
2020-06-19 2020-06-17 4 Markin Rodney S CRDF Stock Options A - Award D 2.60 28,858 75,827
2020-06-19 2020-06-17 4 Erlander Mark CRDF Stock Options A - Award D 2.60 221,241 380,200
2020-06-19 2020-06-17 4 JACOB GARY S CRDF Stock Options A - Award D 2.60 28,858 76,106
2020-06-19 2020-06-17 4 BRANCACCIO JOHN P CRDF Stock Options A - Award D 2.60 28,858 76,517
2020-06-19 2020-06-17 4 White Lale CRDF Stock Options A - Award D 2.60 28,858 40,774
2020-06-19 2020-06-17 4 Armitage James O CRDF Stock Options A - Award D 2.60 28,858 40,774
2020-06-19 2020-06-17 4 PACE GARY W CRDF Stock Options A - Award D 2.60 28,858 40,774
2020-05-18 2020-05-14 4 ADAMS THOMAS PHD CRDF Common Stock P - Purchase D 1.4300 13,986 20 18,875
2020-05-18 2020-05-14 4 Armitage James O CRDF Common Stock P - Purchase D 1.4300 10,490 15 10,490
2020-05-18 2020-05-14 4 White Lale Trust CRDF Common Stock P - Purchase I 1.4300 69,930 100 69,930
2020-05-18 2020-05-14 4 JACOB GARY S CRDF Common Stock P - Purchase D 1.4300 17,483 25 19,552
2020-05-18 2020-05-14 4 BRANCACCIO JOHN P CRDF Common Stock P - Purchase D 1.4300 6,993 10 9,260
2020-05-18 2020-05-14 4 Markin Rodney S Fund CRDF Common Stock P - Purchase I 1.4300 20,979 30 28,160
2020-05-18 2020-05-14 4 Erlander Mark CRDF Common Stock P - Purchase D 1.4300 6,993 10 13,369
2020-05-13 2020-05-11 4 PACE GARY W Trust CRDF Common Stock P - Purchase I 1.3400 447,761 600 447,761
2020-05-01 2020-04-16 4 White Lale TROV Stock Options A - Award D 0.98 11,916 11,916
2020-05-01 2020-04-16 4 Armitage James O TROV Stock Options A - Award D 0.98 11,916 11,916
2020-05-01 2020-04-16 4 PACE GARY W TROV Stock Options A - Award D 0.98 11,916 11,916
2020-01-03 2020-01-03 4 Erlander Mark TROV Common Stock F - Taxes D -116 6,376
2020-01-03 2020-01-02 4 Erlander Mark TROV Restricted Stock Units M - Exercise D -261 260
2020-01-03 2020-01-02 4 Erlander Mark TROV Common Stock M - Exercise D 261 6,492
2020-01-03 2020-01-03 4 Erlander Mark TROV Common Stock F - Taxes D -552 6,231
2020-01-03 2020-01-01 4 Erlander Mark TROV Restricted Stock Units M - Exercise D -1,250 521
2020-01-03 2020-01-01 4 Erlander Mark TROV Common Stock M - Exercise D 1,250 6,783
2019-10-03 2019-10-01 4 Erlander Mark TROV Restricted Stock Units M - Exercise D -1,250 1,771
2019-10-03 2019-10-01 4 Erlander Mark TROV Common Stock F - Taxes D -466 5,533
2019-10-03 2019-10-01 4 Erlander Mark TROV Common Stock M - Exercise D 1,250 5,999
2019-07-03 2019-07-01 4 Erlander Mark TROV Restricted Stock Units M - Exercise D -1,250 3,021
2019-07-03 2019-07-01 4 Erlander Mark TROV Common Stock F - Taxes D -461 4,749
2019-07-03 2019-07-01 4 Erlander Mark TROV Common Stock M - Exercise D 1,250 5,210
2019-06-24 2019-06-20 4 ADAMS THOMAS PHD TROV Stock Options A - Award D 2.48 298,230 304,725
2019-06-24 2019-06-20 4 JACOB GARY S TROV Stock Options A - Award D 2.48 44,734 48,071
2019-06-24 2019-06-20 4 BRANCACCIO JOHN P TROV Stock Options A - Award D 2.48 44,734 47,806
2019-06-24 2019-06-20 4 Countouriotis Athena TROV Stock Options A - Award D 2.48 44,734 46,019
2019-06-24 2019-06-20 4 Erlander Mark TROV Stock Options A - Award D 2.48 134,203 158,959
2019-06-24 2019-06-20 4 Markin Rodney S TROV Stock Options A - Award D 2.48 44,734 46,969
2019-04-03 2019-04-01 4 Erlander Mark TROV Restricted Stock Units M - Exercise D -1,250 4,271
2019-04-03 2019-04-01 4 Erlander Mark TROV Common Stock F - Taxes D -459 3,960
2019-04-03 2019-04-01 4 Erlander Mark TROV Common Stock M - Exercise D 1,250 4,419
2019-01-04 2019-01-01 4 Erlander Mark TROV Restricted Stock Units M - Exercise D -7,500 34,688
2019-01-04 2019-01-01 4 Erlander Mark TROV Common Stock F - Taxes D -3,035 18,145
2019-01-04 2019-01-01 4 Erlander Mark TROV Common Stock M - Exercise D 7,500 21,180
2019-01-04 2019-01-02 4 Erlander Mark TROV Restricted Stock Units M - Exercise D -1,563 33,125
2019-01-04 2019-01-02 4 Erlander Mark TROV Common Stock F - Taxes D -698 19,010
2019-01-04 2019-01-02 4 Erlander Mark TROV Common Stock M - Exercise D 1,563 19,708
2018-11-09 2018-06-20 4/A Markin Rodney S TROV Common Stock P - Purchase D 0.8500 41,200 35 43,085
2018-10-03 2018-10-01 4 Erlander Mark TROV Restricted Stock Units M - Exercise D -7,500 42,188
2018-10-03 2018-10-01 4 Erlander Mark TROV Common Stock F - Taxes D -2,731 13,680
2018-10-03 2018-10-01 4 Erlander Mark TROV Common Stock M - Exercise D 7,500 16,411
2018-07-26 2018-07-24 4 Erlander Mark TROV Restricted Stock Units A - Award D 45,000 49,688
2018-06-21 2018-06-20 4 Markin Rodney S TROV Common Stock P - Purchase D 0.8500 41,200 35 63,810
2018-06-13 2018-06-08 4/A BRANCACCIO JOHN P TROV Common Stock P - Purchase D 0.8000 10,000 8 13,598
2018-06-13 2018-06-08 4/A Tennant Stanley TROV Common Stock P - Purchase D 0.8000 10,000 8 28,839
2018-06-11 2018-06-08 4 BRANCACCIO JOHN P TROV Common Stock P - Purchase D 0.8000 10,000 8 53,167
2018-06-11 2018-06-08 4 Tennant Stanley TROV Common Stock P - Purchase D 0.8000 10,000 8 236,061
2018-02-01 2018-01-30 4 WELCH WILLIAM J TROV Restricted Stock Units M - Exercise D -130,000 150,000
2018-02-01 2018-01-30 4 WELCH WILLIAM J TROV Common Stock F - Taxes D -62,010 842,645
2018-02-01 2018-01-30 4 WELCH WILLIAM J TROV Common Stock M - Exercise D 130,000 904,655
2018-02-01 2018-01-30 4 Erlander Mark TROV Restricted Stock Units M - Exercise D -90,000 56,250
2018-02-01 2018-01-30 4 Erlander Mark TROV Common Stock F - Taxes D -42,930 104,367
2018-02-01 2018-01-30 4 Erlander Mark TROV Common Stock M - Exercise D 90,000 147,297
2018-01-25 2018-01-23 4 Tennant Stanley TROV Stock Options A - Award D 0.30 54,322 185,586
2018-01-25 2018-01-23 4 ADAMS THOMAS PHD TROV Stock Options A - Award D 0.30 54,322 467,277
2018-01-25 2018-01-23 4 JACOB GARY S TROV Stock Options A - Award D 0.30 54,322 248,101
2018-01-25 2018-01-23 4 Countouriotis Athena TROV Stock Options A - Award D 0.30 54,322 92,428
2018-01-25 2018-01-23 4 WELCH WILLIAM J TROV Stock Options A - Award D 0.30 662,500 1,412,500
2018-01-25 2018-01-23 4 Erlander Mark TROV Stock Options A - Award D 0.30 672,189 1,782,189
2018-01-25 2018-01-23 4 Markin Rodney S TROV Stock Options A - Award D 0.30 54,322 160,658
2018-01-25 2018-01-23 4 Billings Paul TROV Stock Options A - Award D 0.30 54,322 175,658
2018-01-25 2018-01-23 4 BRANCACCIO JOHN P TROV Stock Options A - Award D 0.30 54,322 246,130
2018-01-04 2018-01-02 4/A Erlander Mark TROV Restricted Stock Units M - Exercise D -18,750 146,250
2018-01-04 2018-01-02 4/A Erlander Mark TROV Common Stock F - Taxes D -9,558 57,297
2018-01-04 2018-01-02 4/A Erlander Mark TROV Common Stock M - Exercise D 18,750 66,855
2018-01-04 2018-01-02 4/A Billings Paul TROV Restricted Stock Units M - Exercise D -16,667 0
2018-01-04 2018-01-02 4/A Billings Paul TROV Common Stock M - Exercise D 16,667 23,165
2018-01-04 2018-01-02 4/A Tennant Stanley TROV Restricted Stock Units M - Exercise D -16,667 0
2018-01-04 2018-01-02 4/A Tennant Stanley TROV Common Stock M - Exercise D 16,667 226,061
2018-01-04 2018-01-02 4/A WELCH WILLIAM J TROV Restricted Stock Units M - Exercise D -50,000 280,000
2018-01-04 2018-01-02 4/A WELCH WILLIAM J TROV Common Stock F - Taxes D -25,487 774,655
2018-01-04 2018-01-02 4/A WELCH WILLIAM J TROV Common Stock M - Exercise D 50,000 800,142
2018-01-04 2018-01-02 4 Markin Rodney S TROV Restricted Stock Units M - Exercise D -16,667 0
2018-01-04 2018-01-02 4 Markin Rodney S TROV Common Stock M - Exercise D 16,667 22,610
2018-01-04 2018-01-02 4 Erlander Mark TROV Restricted Stock Units M - Exercise D -18,750 146,250
2018-01-04 2018-01-02 4 Erlander Mark TROV Common Stock F - Taxes D -9,558 57,243
2018-01-04 2018-01-02 4 Erlander Mark TROV Common Stock M - Exercise D 18,750 66,801
2018-01-04 2018-01-02 4 JACOB GARY S TROV Restricted Stock Units M - Exercise D -16,667 0
2018-01-04 2018-01-02 4 JACOB GARY S TROV Common Stock M - Exercise D 16,667 148,954
2018-01-04 2018-01-02 4 ADAMS THOMAS PHD TROV Restricted Stock Units M - Exercise D -16,667 0
2018-01-04 2018-01-02 4 ADAMS THOMAS PHD TROV Common Stock M - Exercise D 16,667 351,959
2018-01-04 2018-01-02 4 Billings Paul TROV Restricted Stock Units M - Exercise D -16,667 0
2018-01-04 2018-01-02 4 Billings Paul TROV Common Stock M - Exercise D 16,667 16,667
2018-01-04 2018-01-02 4 WELCH WILLIAM J TROV Restricted Stock Units M - Exercise D -50,000 280,000
2018-01-04 2018-01-02 4 WELCH WILLIAM J TROV Common Stock F - Taxes D -25,487 769,905
2018-01-04 2018-01-02 4 WELCH WILLIAM J TROV Common Stock M - Exercise D 50,000 795,392
2018-01-04 2018-01-02 4 Tennant Stanley TROV Restricted Stock Units M - Exercise D -16,667 0
2018-01-04 2018-01-02 4 Tennant Stanley TROV Common Stock M - Exercise D 16,667 234,545
2018-01-04 2018-01-02 4 BRANCACCIO JOHN P TROV Restricted Stock Units M - Exercise D -16,667 0
2018-01-04 2018-01-02 4 BRANCACCIO JOHN P TROV Common Stock M - Exercise D 16,667 43,167
2017-10-05 2017-10-04 4 ADAMS THOMAS PHD TROV Stock Options A - Award D 0.72 38,106 412,955
2017-10-05 2017-10-04 4 Billings Paul TROV Stock Options A - Award D 0.72 38,106 121,336
2017-10-05 2017-10-04 4 BRANCACCIO JOHN P TROV Stock Options A - Award D 0.72 38,106 191,808
2017-10-05 2017-10-04 4 JACOB GARY S TROV Stock Options A - Award D 0.72 38,106 193,779
2017-10-05 2017-10-04 4 Markin Rodney S TROV Stock Options A - Award D 0.72 38,106 106,336
2017-10-05 2017-10-04 4 Tennant Stanley TROV Stock Options A - Award D 0.72 38,106 131,264
2017-09-06 2017-09-02 4 Tennant Stanley TROV Restricted Stock Units M - Exercise D -8,484 16,667
2017-09-06 2017-09-02 4 Tennant Stanley TROV Common Stock M - Exercise D 8,484 217,878
2017-09-06 2017-09-02 4 JACOB GARY S TROV Restricted Stock Units M - Exercise D -9,287 16,667
2017-09-06 2017-09-02 4 JACOB GARY S TROV Common Stock M - Exercise D 9,287 132,287
2017-09-06 2017-09-02 4 ADAMS THOMAS PHD TROV Restricted Stock Units M - Exercise D -8,806 16,667
2017-09-06 2017-09-02 4 ADAMS THOMAS PHD TROV Common Stock M - Exercise D 8,806 335,292
2017-09-06 2017-09-02 4 Billings Paul TROV Restricted Stock Units M - Exercise D -6,498 16,667
2017-09-06 2017-09-02 4 Billings Paul TROV Common Stock M - Exercise D 6,498 6,498
2017-09-06 2017-09-02 4 Markin Rodney S TROV Restricted Stock Units M - Exercise D -5,943 16,667
2017-09-06 2017-09-02 4 Markin Rodney S TROV Common Stock M - Exercise D 5,943 5,943
2017-09-06 2017-09-02 4 BRANCACCIO JOHN P TROV Restricted Stock Units M - Exercise D -12,667 16,667
2017-09-06 2017-09-02 4 BRANCACCIO JOHN P TROV Common Stock M - Exercise D 12,667 26,500
2017-09-06 2017-09-02 4 Erlander Mark TROV Restricted Stock Units M - Exercise D -30,001 165,000
2017-09-06 2017-09-02 4 Erlander Mark TROV Common Stock F - Taxes D -12,928 48,051
2017-09-06 2017-09-02 4 Erlander Mark TROV Common Stock M - Exercise D 30,001 61,033
2017-09-06 2017-09-05 4 Tennant Stanley TROV Common Stock S - Sale D 0.6900 -8,334 -6 209,394
2017-08-24 2017-08-22 4 Erlander Mark TROV Stock Options A - Award D 0.85 385,000 1,110,000
2017-08-17 2017-08-15 4 WELCH WILLIAM J TROV Common Stock A - Award D 745,392 745,392
2017-04-10 2017-04-07 4 WELCH WILLIAM J TROV Restricted Stock Units A - Award D 130,000 330,000
2017-04-10 2017-04-07 4 Erlander Mark TROV Restricted Stock Units A - Award D 90,000 195,001
2017-01-05 2017-01-02 4/A JACOB GARY S TROV Restricted Stock Units A - Award D 9,287 25,954
2017-01-05 2017-01-02 4/A JACOB GARY S TROV Restricted Stock Units A - Award D 16,667 16,667
2017-01-05 2017-01-02 4/A Tennant Stanley TROV Restricted Stock Units A - Award D 8,484 25,151
2017-01-05 2017-01-02 4/A Tennant Stanley TROV Restricted Stock Units A - Award D 16,667 16,667
2017-01-05 2017-01-02 4/A BRANCACCIO JOHN P TROV Restricted Stock Units A - Award D 12,667 29,334
2017-01-05 2017-01-02 4/A BRANCACCIO JOHN P TROV Restricted Stock Units A - Award D 16,667 16,667
2017-01-05 2017-01-02 4/A ADAMS THOMAS PHD TROV Restricted Stock Units A - Award D 8,806 25,473
2017-01-05 2017-01-02 4/A ADAMS THOMAS PHD TROV Restricted Stock Units A - Award D 16,667 16,667
2017-01-05 2017-01-02 4/A Billings Paul TROV Restricted Stock Units A - Award D 6,498 23,165
2017-01-05 2017-01-02 4/A Billings Paul TROV Restricted Stock Units A - Award D 16,667 16,667
2017-01-05 2017-01-02 4/A Markin Rodney S TROV Restricted Stock Units A - Award D 5,943 22,610
2017-01-05 2017-01-02 4/A Markin Rodney S TROV Restricted Stock Units A - Award D 16,667 16,667
2017-01-04 2017-01-02 4 ADAMS THOMAS PHD TROV Restricted Stock Units A - Award D 16,667 16,667
2017-01-04 2017-01-02 4 WELCH WILLIAM J TROV Restricted Stock Units A - Award D 200,000 200,000
2017-01-04 2017-01-02 4 JACOB GARY S TROV Restricted Stock Units A - Award D 16,667 16,667
2017-01-04 2017-01-02 4 BRANCACCIO JOHN P TROV Restricted Stock Units A - Award D 16,667 16,667
2017-01-04 2017-01-02 4 Markin Rodney S TROV Restricted Stock Units A - Award D 16,667 16,667
2017-01-04 2017-01-02 4 Tennant Stanley TROV Restricted Stock Units A - Award D 16,667 16,667
2017-01-04 2017-01-02 4 Billings Paul TROV Restricted Stock Units A - Award D 16,667 16,667
2017-01-04 2017-01-02 4 Erlander Mark TROV Restricted Stock Units A - Award D 75,000 105,001
2017-01-04 2017-01-02 4 Erlander Mark TROV Restricted Stock Units A - Award D 30,001 30,001
2017-01-04 2017-01-02 4 Erlander Mark TROV Restricted Stock Units M - Exercise D -50,000 0
2017-01-04 2017-01-02 4 Erlander Mark TROV Common Stock F - Taxes D -23,968 31,032
2017-01-04 2017-01-02 4 Erlander Mark TROV Common Stock M - Exercise D 50,000 55,000
2016-12-19 2016-12-16 4 WELCH WILLIAM J TROV Common Stock P - Purchase D 2.0860 2,250 5 4,750
2016-12-19 2016-12-16 4 WELCH WILLIAM J TROV Common Stock P - Purchase D 2.1000 2,500 5 2,500
2016-12-19 2016-12-16 4 Tennant Stanley TROV Common Stock P - Purchase D 2.0000 14,966 30 207,728
2016-12-19 2016-12-19 4 Tennant Stanley TROV Common Stock P - Purchase D 2.1000 10,000 21 217,728
2016-12-15 2016-12-14 4 Erlander Mark TROV Common Stock P - Purchase D 2.0750 5,000 10 5,000
2016-11-15 2016-11-11 4 BRIDGER MANAGEMENT, LLC See footnotes TROV Common Stock, $.0001 par value per share P - Purchase I 3.0800 -322,472 -993 2,968,115
2016-05-04 2016-05-02 4 Erlander Mark TROV Restricted Stock Units A - Award D 50,000 50,000
2016-04-22 2016-04-21 4 ZANIBONI STEVE TROV Stock Options M - Exercise D 4.39 -15,000 61,250
2016-04-22 2016-04-21 4 ZANIBONI STEVE TROV Stock Options M - Exercise D 3.60 -166,667 76,250
2016-04-22 2016-04-21 4 ZANIBONI STEVE TROV Common Stock M - Exercise D 4.3900 4,514 20 96,968
2016-04-22 2016-04-21 4 ZANIBONI STEVE TROV Common Stock M - Exercise D 3.6000 71,125 256 92,454
2016-01-06 2016-01-04 4 ZANIBONI STEVE TROV Stock Options A - Award D 5.18 150,000 486,637
2016-01-06 2016-01-04 4 Tennant Stanley TROV Stock Options A - Award D 5.18 16,000 93,158
2016-01-06 2016-01-04 4 SCHUH ANTONIUS TROV Stock Options A - Award D 5.18 800,000 1,858,333
2016-01-06 2016-01-04 4 Posard Matthew L. TROV Stock Options A - Award D 5.18 150,000 650,000
2016-01-06 2016-01-04 4 Markin Rodney S TROV Stock Options A - Award D 5.18 16,000 68,230
2016-01-06 2016-01-04 4 JACOB GARY S TROV Stock Options A - Award D 5.18 16,000 155,673
2016-01-06 2016-01-04 4 Erlander Mark TROV Stock Options A - Award D 5.18 150,000 725,000
2016-01-06 2016-01-04 4 BRANCACCIO JOHN P TROV Stock Options A - Award D 5.18 16,000 153,702
2016-01-06 2016-01-04 4 Billings Paul TROV Stock Options A - Award D 5.18 16,000 83,230
2016-01-06 2016-01-04 4 ADAMS THOMAS PHD TROV Stock Options A - Award D 5.18 16,000 374,849
2015-08-24 3 Posard Matthew L. TROV Common Stock D 30,000
2015-08-24 3 Posard Matthew L. TROV Common Stock D 30,000
2015-08-12 2015-08-12 4 Tennant Stanley TROV Common Stock P - Purchase D 6.0600 10,000 61 192,762
2015-08-12 2015-08-12 4 SCHUH ANTONIUS TROV Common Stock P - Purchase D 5.4500 20,000 109 20,000
2015-08-12 2015-08-12 4 ZANIBONI STEVE TROV Common Stock P - Purchase D 5.4300 15,000 81 21,329
2015-07-21 2015-07-17 4 BRIDGER MANAGEMENT, LLC See footnotes TROV Common Stock, $0.0001 par value per share P - Purchase I 8.7500 140,000 1,225 3,290,587
2015-04-06 2015-04-02 4 BRIDGER MANAGEMENT, LLC See footnotes TROV Common Stock, $.0001 par value per share P - Purchase I 6.9000 300,000 2,070 3,150,587
2015-03-19 2015-03-17 4 FELDBAUM CARL B TROV Stock Options A - Award D 7.18 16,000 40,000
2015-03-19 2015-03-17 4 JACOB GARY S TROV Stock Options A - Award D 7.18 16,000 139,673
2015-03-19 2015-03-17 4 BRANCACCIO JOHN P TROV Stock Options A - Award D 7.18 16,000 137,702
2015-03-19 2015-03-17 4 ADAMS THOMAS PHD TROV Stock Options A - Award D 7.18 16,000 358,849
2015-03-19 2015-03-17 4 Billings Paul TROV Stock Options A - Award D 7.18 16,000 67,230
2015-03-19 2015-03-17 4 Tennant Stanley TROV Stock Options A - Award D 7.18 16,000 77,158
2015-03-19 2015-03-17 4 Markin Rodney S TROV Stock Options A - Award D 7.18 16,000 52,230
2015-02-27 2015-02-27 4 BRIDGER MANAGEMENT, LLC See footnotes TROV Common Stock, $.0001 par value per share P - Purchase I 5.6200 79,343 446 2,850,587
2015-02-27 2015-02-26 4 BRIDGER MANAGEMENT, LLC See footnotes TROV Common Stock, $.0001 par value per share P - Purchase I 5.4200 78,801 427 2,771,244
2015-02-27 2015-02-25 4 BRIDGER MANAGEMENT, LLC See footnotes TROV Common Stock, $.0001 par value per share P - Purchase I 5.1200 105,142 538 2,692,443
2015-02-10 2015-02-06 4 BRIDGER MANAGEMENT, LLC See footnotes TROV Common Stock, $.0001 par value per share P - Purchase I 4.5000 444,444 2,000 2,587,301
2014-12-15 2014-12-11 4 ZANIBONI STEVE TROV Stock Options A - Award D 4.39 60,000 336,637
2014-12-15 2014-12-11 4 SCHUH ANTONIUS TROV Stock Options A - Award D 4.39 175,000 1,058,333
2014-12-15 2014-12-11 4 Billings Paul TROV Stock Options A - Award D 4.39 15,667 51,230
2014-12-15 2014-12-11 4 Tennant Stanley TROV Stock Options A - Award D 4.39 15,667 61,158
2014-12-15 2014-12-11 4 Markin Rodney S TROV Stock Options A - Award D 4.39 15,667 36,230
2014-12-15 2014-12-11 4 BRANCACCIO JOHN P TROV Stock Options A - Award D 4.39 14,000 121,702
2014-12-15 2014-12-11 4 JACOB GARY S TROV Stock Options A - Award D 4.39 15,667 123,673
2014-06-10 2014-06-09 4 ZANIBONI STEVE TROV Common Stock P - Purchase D 3.9500 6,329 25 6,329
2014-02-26 2014-02-25 4 ADAMS THOMAS PHD TROV Stock Options A - Award D 6.22 19,568 342,849
2014-02-26 2014-02-25 4 JACOB GARY S TROV Stock Options A - Award D 6.22 21,035 108,006
2014-02-26 2014-02-25 4 BRANCACCIO JOHN P TROV Stock Options A - Award D 6.22 27,886 107,702
2014-02-26 2014-02-25 4 Markin Rodney S TROV Stock Options A - Award D 6.22 12,230 20,563
2014-02-26 2014-02-25 4 Tennant Stanley TROV Stock Options A - Award D 6.22 18,588 45,491
2014-02-26 2014-02-25 4 Billings Paul TROV Stock Options A - Award D 6.22 12,230 35,563
2014-01-02 2013-12-11 4 SCHUH ANTONIUS TROV Stock Options A - Award D 5.53 50,000 883,333
2014-01-02 2013-12-11 4 ZANIBONI STEVE TROV Stock Options A - Award D 5.53 50,000 276,667
2013-09-04 2013-09-03 4 ADAMS THOMAS PHD TROV Common Stock S - Sale D 8.6400 -4,200 -36 326,486
2013-09-04 2013-08-30 4 ADAMS THOMAS PHD TROV Common Stock S - Sale D 8.0600 -15,000 -121 330,686
2013-08-09 3 MIGNONE ROBERTO See footnotes TROV Common Stock, $0.0001 par value per share I 2,142,857
2013-07-29 2013-07-26 4 CERRONE GABRIEL TROV Stock Options A - Award D 7.97 90,000 528,844
2013-02-21 2013-02-14 4 ADAMS THOMAS PHD TROV Stock Options A - Award D 6.94 12,531 323,281
2013-02-21 2013-02-14 4 CERRONE GABRIEL TROV Stock Options A - Award D 6.94 7,832 438,844
2013-02-21 2013-02-14 4 JACOB GARY S TROV Stock Options A - Award D 6.94 13,471 86,971
2013-02-21 2013-02-14 4 BRANCACCIO JOHN P TROV Stock Options A - Award D 6.94 23,525 79,816
2013-02-21 2013-02-14 4 McGuigan Christopher TROV Stock Options A - Award D 6.94 7,832 16,165
2013-02-21 2013-02-14 4 Tennant Stanley TROV Stock Options A - Award D 6.94 11,903 26,903
2012-12-18 2012-12-10 4 CERRONE GABRIEL By Panetta Partners, Ltd. TROV Warrants P - Purchase I 5.32 40,000 1,524,498
2012-12-18 2012-12-10 4 CERRONE GABRIEL By Panetta Partners, Ltd. TROV Common Stock P - Purchase I 40,000 719,526
2012-12-03 2012-11-30 4 Tennant Stanley TROV Common Stock P - Purchase D 4.8200 25,000 120 161,041
2012-11-06 2012-10-15 4 SCHUH ANTONIUS TROV Stock Options A - Award D 4.06 200,000 833,333
2012-08-20 2012-08-20 4 CERRONE GABRIEL By Panetta Partners, Ltd. TROV Common Stock P - Purchase I 2.3600 7,500 18 679,526
2012-08-20 2012-08-17 4 CERRONE GABRIEL By Panetta Partners, Ltd. TROV Common Stock P - Purchase I 2.1500 300 1 672,026
2012-08-17 2012-08-16 4 CERRONE GABRIEL By Panetta Partners, Ltd. TROV Common Stock P - Purchase I 2.2421 15,000 34 671,726
2012-04-25 2012-04-24 4 CERRONE GABRIEL By Panetta Partners Ltd. TROV Warrants J - Other I 0.69 300,000 1,484,498
2012-04-16 2012-04-13 4 CERRONE GABRIEL By Panetta Partners Ltd. TROV Warrants P - Purchase I 0.50 200,000 1,184,498
2012-04-16 2012-04-13 4 CERRONE GABRIEL By Panetta Partners Ltd. TROV Common Stock P - Purchase I 0.5000 200,000 100 3,940,356
2012-04-16 2012-04-13 4 Hunter Robert Merrill TROV Warrants P - Purchase D 0.50 400,000 4,000,000
2012-04-16 2012-04-13 4 Hunter Robert Merrill TROV Common Stock P - Purchase D 0.5000 400,000 200 5,065,004
2012-04-16 2012-04-13 4 Tennant Stanley TROV Warrants P - Purchase D 0.50 100,000 474,117
2012-04-16 2012-04-13 4 Tennant Stanley TROV Common Stock P - Purchase D 0.5000 100,000 50 816,246
2012-03-07 2012-02-14 4 BRANCACCIO JOHN P TROV Stock Options A - Award D 0.78 66,000 337,747
2012-02-15 2012-01-26 4 ADAMS THOMAS PHD TROV Stock Options A - Award D 0.55 42,000 1,864,500
2012-02-15 2012-01-26 4 CERRONE GABRIEL TROV Stock Options A - Award D 0.55 30,000 2,586,071
2012-02-15 2012-01-26 4 JACOB GARY S TROV Stock Options A - Award D 0.55 36,000 441,000
2012-02-15 2012-01-26 4 BRANCACCIO JOHN P TROV Stock Options A - Award D 0.55 56,000 271,747
2012-02-15 2012-01-26 4 Tennant Stanley TROV Stock Options A - Award D 0.55 40,000 90,000
2012-01-24 3 ADAMS THOMAS PHD TROV Common Stock D 2,074,117
2012-01-24 3 CERRONE GABRIEL By Panetta Partners, Ltd. TROV Common Stock I 3,740,356
2012-01-24 3 CERRONE GABRIEL TROV Common Stock D 37,500
2012-01-24 3 JACOB GARY S TROV Common Stock D 738,000
2012-01-24 3 Hunter Robert Merrill TROV Common Stock D 4,665,004
2012-01-23 3 BRANCACCIO JOHN P TROV Common Stock D 83,000
2012-01-23 3 Tennant Stanley TROV Common Stock D 716,246
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
Other Listings
DE:XE7C € 1.60
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