| Jumlah Saham Beredar | 9,252,719 shares |
| Saham Orang Dalam | 19,596,207 shares |
| Orang Dalam Sejati | 36 |
Skor Sentimen Orang Dalam
Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.
Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.
Frekuensi Pembaruan: Setiap Hari
Skor Sentimen Petugas
Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.
Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.
Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.
Frekuensi Pembaruan: Setiap Hari
Metrik Utama Orang Dalam
Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.
Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).
Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)
0 ( )
4863 out of 11305Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).
Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)
0.000 %( )
4840 out of 11224Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.
Grafik Perdagangan Orang Dalam
Grafik berikut menunjukkan CervoMed Inc. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.
Daftar Orang Dalam dan Metrik Profitabilitas
Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.
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| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
|
John J Alam
CEO & President, Director, 10% Owner -
[D]
[O]
|
729,539 | 729,539 | |
| Craig Abolin VP of Research Canterbury Labs - [O] | 2,283,720 | 2,283,720 | |
| Robert W Adams Director - [D] | 188,973 | 188,973 | |
|
Sol J Barer
Chairman of the Board, Director, 10% Owner -
[D]
[O]
|
1,011,072 | 1,011,072 | |
| Isaac Blech Director - [D] | 349,765 | 15,779 | |
|
Joshua S Boger
Director, 10% Owner -
[D]
|
1,057,268 | 1,057,268 | |
| Kelly Blackburn VP, Clinical Development - [O] | 13,674 | 13,674 | |
| Timothy Boris | 79,655 | ||
| Rex Bright | 61,085 | ||
| Thomas E Byrne Director - [D] | 1,391,867 | 1,391,867 | |
| Cobuzzi Robert Joseph Jr. President & CEO, Director - [D] [O] | 1,616 | 1,077 | |
| Donenberg Phillip B. | 271,475 |
| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
| William Robert Elder CFO, GC & Secretary - [O] | 5,500 | 5,500 | |
| Christopher D Galloway Chief Medical Officer - [O] | 10,000 | 388 | |
| John Gainer Chief Scientific Officer, Director - [D] [O] | 3,725,711 | 3,725,711 | |
| Mark T Giles Director - [D] | 802,689 | 36,212 | |
|
Richard Baxter Gilliam
10% Owner -
|
25,375,950 | 1,326,847 | |
|
Sylvie Gregoire
Director, 10% Owner -
[D]
|
732,039 | 732,039 | |
| Jane H Hollingsworth Director - [D] | 898 | 898 | |
| William Karl Hornung | 305,743 | ||
| David Randolph Jones Chief Medical Officer - [O] | 765,114 | 765,114 | |
| David G Kalergis Chairman and CEO, Director - [D] [O] | 215,506 | 215,506 | |
| Diana M Lanchoney Director - [D] | 294 | 196 | |
| Alan G Levin Director - [D] | 248,032 | 248,032 |
| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
|
Liberty Charitable Remainder Trust f/b/o Isaac Blech
10% Owner -
|
185,000,000 | 185,000,000 | |
| Robert R Ruffolo | 40,000 | ||
|
Charitable Remainder Unitrust f/b/o Isaac Blech River
10% Owner -
|
185,000,000 | 185,000,000 | |
| David Sherris Chief Scientif Off & Div Pres, Director - [D] [O] | 3,195,186 | 3,195,186 | |
| Stephen M Simes | 542,975 | ||
| Stacks Nelson K. Director - [D] | 0 | 0 | |
| John Schneider Director - [D] | 179,105 | 179,105 | |
|
Yael Schwartz
President, Canterbury Labs., Director, 10% Owner -
[D]
[O]
|
2,397,673 | 2,397,673 | |
| Ben Shealy | 25,000 | ||
| Weinberg Mark A. | 521,475 | ||
|
Charitable Remainder Unitrust West
10% Owner -
|
185,000,000 | 185,000,000 | |
| Frank Zavrl Director - [D] | 74,831 | 74,831 |
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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek
Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di CRVO / CervoMed Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .
Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.
Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek
Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di CRVO / CervoMed Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .
Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.
| Tanggal Perdagangan | Orang Dalam | Dilaporkan Saham |
Dilaporkan Harga |
Disesuaikan Saham |
Disesuaikan Harga |
Dasar Biaya | Hari-hari menuju Menit |
Harga di Menit |
Kerugian Maksimal Dihindari ($) |
Kerugian Maksimal Dihindari (%) |
|---|---|---|---|---|---|---|---|---|---|---|
| 2024-02-26 | BOGER JOSHUA S | 36 | 36 | 291 | 1.9000 |
Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).
Riwayat Transaksi
Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.
| Berkas Tanggal |
Perdagangan Tanggal |
Formulir | Orang Dalam | Ticker | Judul Keamanan | Kode | Langsung | Latihan Harga |
Satuan Harga |
Unit Diubah |
Nilai Diubah (1 ribu) |
Sisa Pilihan |
Sisa Saham |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-05-14 | 2025-05-14 | 4 | ELDER WILLIAM ROBERT | CRVO | Common Stock | D | 8.4600 | 4,233 | 36 | 5,500 | ||||
| 2024-08-27 | 2024-08-27 | 4 | ELDER WILLIAM ROBERT | CRVO | Common Stock | D | 18.1600 | 1,000 | 18 | 1,267 | ||||
| 2024-02-28 | 2024-02-26 | 4 | BOGER JOSHUA S By Trusts | CRVO | Common Stock | I | -36 | 840,451 | ||||||
| 2024-02-28 | 2024-02-26 | 4 | BOGER JOSHUA S By Trusts | CRVO | Common Stock | I | 495,995 | 840,487 | ||||||
| 2024-02-09 | 3 | BOGER JOSHUA S | CRVO | Common Stock | D | 216,817 | ||||||||
| 2024-02-09 | 3 | BOGER JOSHUA S By Trusts | CRVO | Common Stock | I | 344,492 | ||||||||
| 2023-11-09 | 2023-11-09 | 4 | Gregoire Sylvie | CRVO | Common Stock | D | -10,000 | 732,039 | ||||||
| 2023-11-09 | 2023-11-09 | 4 | ALAM JOHN J | CRVO | Common Stock | D | -12,500 | 729,539 | ||||||
| 2023-09-06 | 2023-08-31 | 4 | Hollingsworth Jane H | CRVO | Common Stock | D | -45 | 898 | ||||||
| 2023-09-06 | 2023-08-31 | 4 | Hollingsworth Jane H | CRVO | Common Stock | D | 122 | 943 | ||||||
| 2023-08-25 | 3 | ZAVRL FRANK | CRVO | Common Stock | D | 106,644 | ||||||||
| 2023-08-25 | 3 | ZAVRL FRANK By The FEZ Delaware Dynasty Trust | CRVO | Common Stock | I | 74,831 | ||||||||
| 2023-08-25 | 3 | ZAVRL FRANK By Paula Zavrl Delaware Dynasty Trust | CRVO | Common Stock | I | 171,534 | ||||||||
| 2023-08-23 | 3 | Blackburn Kelly | CRVO | Common Stock | D | 13,674 | ||||||||
| 2023-08-23 | 3 | ALAM JOHN J | CRVO | Common Stock | D | 742,039 | ||||||||
| 2023-08-23 | 3 | ALAM JOHN J By Spouse | CRVO | Common Stock | I | 742,039 | ||||||||
| 2023-08-23 | 3 | Gregoire Sylvie By Spouse | CRVO | Common Stock | I | 742,039 | ||||||||
| 2023-08-23 | 3 | Gregoire Sylvie | CRVO | Common Stock | D | 742,039 | ||||||||
| 2023-07-05 | 2023-06-30 | 4 | LANCHONEY DIANA M | DFFN | Common Stock | D | -85 | 294 | ||||||
| 2023-07-05 | 2023-06-30 | 4 | LANCHONEY DIANA M | DFFN | Common Stock | D | 232 | 379 | ||||||
| 2023-06-02 | 2023-05-31 | 4 | Hollingsworth Jane H | DFFN | Common Stock | D | -68 | 1,231 | ||||||
| 2023-06-02 | 2023-05-31 | 4 | Hollingsworth Jane H | DFFN | Common Stock | D | 183 | 1,299 | ||||||
| 2023-04-03 | 2023-03-31 | 4 | LANCHONEY DIANA M | DFFN | Common Stock | D | -85 | 147 | ||||||
| 2023-04-03 | 2023-03-31 | 4 | LANCHONEY DIANA M | DFFN | Common Stock | D | 232 | 232 | ||||||
| 2023-03-03 | 2023-02-28 | 4 | Hollingsworth Jane H | DFFN | Common Stock | D | -68 | 1,116 | ||||||
| 2023-03-03 | 2023-02-28 | 4 | Hollingsworth Jane H | DFFN | Common Stock | D | 183 | 1,184 | ||||||
| 2023-02-03 | 2023-01-31 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | -121 | 1,616 | ||||||
| 2023-02-03 | 2023-01-31 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | 327 | 1,737 | ||||||
| 2022-12-02 | 2022-11-30 | 4 | Hollingsworth Jane H | DFFN | Common Stock | D | -68 | 1,001 | ||||||
| 2022-12-02 | 2022-11-30 | 4 | Hollingsworth Jane H | DFFN | Common Stock | D | 183 | 1,069 | ||||||
| 2022-11-02 | 2022-10-31 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | -121 | 1,410 | ||||||
| 2022-11-02 | 2022-10-31 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | 327 | 1,531 | ||||||
| 2022-09-02 | 2022-08-31 | 4 | Hollingsworth Jane H | DFFN | Common Stock | D | -67 | 886 | ||||||
| 2022-09-02 | 2022-08-31 | 4 | Hollingsworth Jane H | DFFN | Common Stock | D | 183 | 954 | ||||||
| 2022-08-03 | 2022-08-01 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | -121 | 1,204 | ||||||
| 2022-08-03 | 2022-08-01 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | 327 | 1,325 | ||||||
| 2022-06-02 | 2022-05-31 | 4 | Hollingsworth Jane H | DFFN | Common Stock | D | -67 | 771 | ||||||
| 2022-06-02 | 2022-05-31 | 4 | Hollingsworth Jane H | DFFN | Common Stock | D | 183 | 838 | ||||||
| 2022-05-03 | 2022-05-02 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Restricted Stock Unit | D | -327 | 981 | ||||||
| 2022-05-03 | 2022-05-02 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Sock | D | -121 | 998 | ||||||
| 2022-05-03 | 2022-05-02 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | 327 | 1,119 | ||||||
| 2022-04-19 | 2022-04-18 | 4 | ELDER WILLIAM ROBERT | DFFN | Series C Convertible Preferred Stock | D | 25.00 | 25.0000 | -100 | -2 | 0 | |||
| 2022-04-19 | 2022-04-18 | 4 | ELDER WILLIAM ROBERT | DFFN | Common Stock | D | 25.0000 | 100 | 2 | 400 | ||||
| 2022-04-19 | 2022-04-18 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Series C Convertible Preferred Stock | D | 25.00 | 25.0000 | -100 | -2 | 0 | |||
| 2022-04-19 | 2022-04-18 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | 25.0000 | 100 | 2 | 792 | ||||
| 2022-03-22 | 2022-03-18 | 4 | ELDER WILLIAM ROBERT | DFFN | Series C Convertible Preferred Stock | D | 0.50 | 0.5000 | 5,000 | 2 | 5,000 | |||
| 2022-03-22 | 2022-03-18 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Series C Convertible Preferred Stock | D | 0.50 | 0.5000 | 5,000 | 2 | 5,000 | |||
| 2022-02-02 | 2021-11-01 | 4/A | Cobuzzi Robert Joseph Jr. | DFFN | Restricted Stock Unit | D | -16,350 | 81,750 | ||||||
| 2022-02-02 | 2021-11-01 | 4/A | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | -6,049 | 24,301 | ||||||
| 2022-02-02 | 2021-11-01 | 4/A | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | 16,350 | 30,350 | ||||||
| 2022-02-02 | 2022-01-31 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Restricted Stock Unit | D | -16,350 | 65,400 | ||||||
| 2022-02-02 | 2022-01-31 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | -6,049 | 34,602 | ||||||
| 2022-02-02 | 2022-01-31 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | 16,350 | 40,651 | ||||||
| 2022-01-31 | 2022-01-27 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Stock Option (Right to Buy) | D | 0.24 | 764,357 | 764,357 | |||||
| 2022-01-31 | 2022-01-27 | 4 | Hornung William Karl | DFFN | Stock Option (Right to Buy) | D | 0.24 | 305,743 | 305,743 | |||||
| 2022-01-31 | 2022-01-27 | 4 | ELDER WILLIAM ROBERT | DFFN | Stock Option (Right to Buy) | D | 0.24 | 305,743 | 305,743 | |||||
| 2022-01-31 | 2022-01-27 | 4 | GALLOWAY CHRISTOPHER D | DFFN | Stock Option (Right to Buy) | D | 0.24 | 305,743 | 305,743 | |||||
| 2021-11-03 | 2021-11-01 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Restricted Stock Units | D | -16,350 | 81,750 | ||||||
| 2021-11-03 | 2021-11-01 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | 16,350 | 30,350 | ||||||
| 2021-10-15 | 2021-07-01 | 4 | LANCHONEY DIANA M | DFFN | Restricted Stock Unit | D | 69,400 | 69,400 | ||||||
| 2021-10-15 | 2021-07-01 | 4 | LANCHONEY DIANA M | DFFN | Stock Option (Right to Buy) | D | 0.72 | 83,300 | 83,300 | |||||
| 2021-10-15 | 2021-07-01 | 4 | LANCHONEY DIANA M | DFFN | Stock Option (Right to Buy) | D | 0.72 | 83,300 | 83,300 | |||||
| 2021-07-06 | 2021-07-01 | 4 | Adams Robert W | DFFN | Stock Option (Right to Buy) | D | 0.72 | 83,300 | 83,300 | |||||
| 2021-07-06 | 2021-07-01 | 4 | LEVIN ALAN G | DFFN | Stock Option (Right to Buy) | D | 0.72 | 83,300 | 83,300 | |||||
| 2021-07-06 | 2021-07-01 | 4 | Hollingsworth Jane H | DFFN | Stock Option (Right to Buy) | D | 0.72 | 83,300 | 83,300 | |||||
| 2021-07-06 | 2021-07-01 | 4 | Francois Eric | DFFN | Restricted Stock Unit | D | 69,400 | 69,400 | ||||||
| 2021-07-06 | 2021-07-01 | 4 | Francois Eric | DFFN | Stock Option (Right to Buy) | D | 0.72 | 83,300 | 83,300 | |||||
| 2021-07-06 | 2021-07-01 | 4 | Francois Eric | DFFN | Stock Option (Right to Buy) | D | 0.72 | 83,300 | 83,300 | |||||
| 2021-07-06 | 2021-07-01 | 4 | Giles Mark T | DFFN | Stock Option (Right to Buy) | D | 0.72 | 83,300 | 83,300 | |||||
| 2021-05-17 | 2021-05-13 | 4 | Hollingsworth Jane H | DFFN | Common Stock | D | 0.6100 | 32,786 | 20 | 32,786 | ||||
| 2021-03-04 | 2021-03-01 | 4 | ELDER WILLIAM ROBERT | DFFN | Stock Option (Right to Buy) | D | 1.11 | 62,522 | 62,522 | |||||
| 2021-03-04 | 2021-03-01 | 4 | ELDER WILLIAM ROBERT | DFFN | Stock Option (Right to Buy) | D | 1.11 | 87,684 | 87,684 | |||||
| 2021-03-04 | 2021-03-01 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Stock Option (Right to Buy) | D | 1.11 | 161,139 | 161,139 | |||||
| 2021-03-04 | 2021-03-01 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Stock Option (Right to Buy) | D | 1.11 | 53,713 | 53,713 | |||||
| 2021-03-04 | 2021-03-01 | 4 | Hornung William Karl | DFFN | Stock Option (Right to Buy) | D | 1.11 | 80,069 | 80,069 | |||||
| 2021-03-04 | 2021-03-01 | 4 | Hornung William Karl | DFFN | Stock Option (Right to Buy) | D | 1.11 | 122,771 | 122,771 | |||||
| 2021-03-04 | 2021-03-01 | 4 | GALLOWAY CHRISTOPHER D | DFFN | Stock Option (Right to Buy) | D | 1.11 | 81,537 | 81,537 | |||||
| 2021-03-04 | 2021-03-01 | 4 | GALLOWAY CHRISTOPHER D | DFFN | Stock Option (Right to Buy) | D | 1.11 | 27,180 | 27,180 | |||||
| 2020-11-18 | 2020-11-16 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | 0.6600 | 14,000 | 9 | 14,000 | ||||
| 2020-11-18 | 2020-11-17 | 4 | ELDER WILLIAM ROBERT | DFFN | Common Stock | D | 0.6300 | 5,000 | 3 | 15,000 | ||||
| 2020-11-18 | 2020-11-16 | 4 | ELDER WILLIAM ROBERT | DFFN | Common Stock | D | 0.6700 | 10,000 | 7 | 10,000 | ||||
| 2020-10-21 | 2020-10-19 | 4 | GALLOWAY CHRISTOPHER D | DFFN | Stock Option (Right to Buy) | D | 0.85 | 200,000 | 200,000 | |||||
| 2020-10-21 | 3 | GALLOWAY CHRISTOPHER D Individual Retirement Account (IRA) | DFFN | Common Stock | I | 20,000 | ||||||||
| 2020-10-21 | 3 | GALLOWAY CHRISTOPHER D Spouse's Individual Retirement Account (IRA) | DFFN | Common Stock | I | 10,000 | ||||||||
| 2020-10-14 | 2020-09-22 | 4 | ELDER WILLIAM ROBERT | DFFN | Stock Option (Right to Buy) | D | 0.82 | 70,000 | 70,000 | |||||
| 2020-10-01 | 2020-09-01 | 4 | Hollingsworth Jane H | DFFN | Restricted Stock Unit | D | 54,900 | 54,900 | ||||||
| 2020-10-01 | 2020-09-01 | 4 | Hollingsworth Jane H | DFFN | Stock Option (Right to Buy) | D | 0.91 | 67,400 | 67,400 | |||||
| 2020-09-11 | 2020-09-08 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Stock Option (Right to Buy) | D | 0.79 | 475,000 | 475,000 | |||||
| 2020-06-18 | 2020-06-17 | 4 | LEVIN ALAN G | DFFN | Stock Option (Right to Buy) | D | 1.00 | 61,300 | 61,300 | |||||
| 2020-06-18 | 2020-06-17 | 4 | Giles Mark T | DFFN | Stock Option (Right to Buy) | D | 1.00 | 61,300 | 61,300 | |||||
| 2020-06-18 | 2020-06-17 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Stock Option (Right to Buy) | D | 1.00 | 61,300 | 61,300 | |||||
| 2020-06-18 | 2020-06-17 | 4 | Adams Robert W | DFFN | Stock Option (Right to Buy) | D | 1.00 | 61,300 | 61,300 | |||||
| 2020-01-30 | 2020-01-02 | 4 | Gainer John | DFFN | Stock Option (Right to Buy) | D | 0.46 | 239,400 | 239,400 | |||||
| 2020-01-30 | 2020-01-02 | 4 | Hornung William Karl | DFFN | Stock Option (Right to Buy) | D | 0.46 | 52,600 | 52,600 | |||||
| 2020-01-30 | 2020-01-02 | 4 | Kalergis David G | DFFN | Stock Option (Right to Buy) | D | 0.46 | 262,900 | 262,900 | |||||
| 2020-01-13 | 2020-01-07 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Restricted Stock Unit | D | 0.51 | 98,100 | 98,100 | |||||
| 2020-01-13 | 2020-01-07 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Stock Option (Right to Buy) | D | 0.42 | 118,600 | 118,600 | |||||
| 2020-01-09 | 2020-01-07 | 4 | Byrne Thomas E | DFFN | Stock Option (Right to Buy) | D | 0.42 | 25,000 | 25,000 | |||||
| 2019-08-06 | 2019-06-13 | 4/A | LEVIN ALAN G | DFFN | Stock Option (Right to Buy) | D | 3.15 | 19,200 | 19,200 | |||||
| 2019-08-06 | 2019-06-13 | 4/A | Giles Mark T | DFFN | Stock Option (Right to Buy) | D | 3.15 | 19,200 | 19,200 | |||||
| 2019-08-06 | 2019-06-13 | 4/A | Adams Robert W | DFFN | Stock Option (Right to Buy) | D | 3.15 | 19,200 | 19,200 | |||||
| 2019-07-19 | 2019-06-13 | 4 | Giles Mark T | DFFN | Stock Option (Right to Buy) | D | 3.15 | 13,100 | 13,100 | |||||
| 2019-07-19 | 2019-06-13 | 4 | LEVIN ALAN G | DFFN | Stock Option (Right to Buy) | D | 3.15 | 13,100 | 13,100 | |||||
| 2019-07-19 | 2019-06-13 | 4 | Adams Robert W | DFFN | Stock Option (Right to Buy) | D | 3.15 | 13,100 | 13,100 | |||||
| 2019-01-30 | 2019-01-03 | 4 | Byrne Thomas E | DFFN | Stock Option (Right to Buy) | D | 2.10 | 2,667 | 2,667 | |||||
| 2019-01-04 | 2019-01-02 | 4 | Hornung William Karl | DFFN | Stock Option (Right to Buy) | D | 2.10 | 16,334 | 16,334 | |||||
| 2018-06-18 | 2018-06-14 | 4 | RUFFOLO ROBERT R | DFFN | Stock Option (Right to Buy) | D | 0.54 | 40,000 | 40,000 | |||||
| 2018-06-18 | 2018-06-14 | 4 | LEVIN ALAN G | DFFN | Stock Option (Right to Buy) | D | 0.54 | 40,000 | 40,000 | |||||
| 2018-06-18 | 2018-06-14 | 4 | Giles Mark T | DFFN | Stock Option (Right to Buy) | D | 0.54 | 40,000 | 40,000 | |||||
| 2018-06-18 | 2018-06-14 | 4 | Adams Robert W | DFFN | Stock Option (Right to Buy) | D | 0.54 | 40,000 | 40,000 | |||||
| 2018-01-04 | 2018-01-02 | 4 | Giles Mark T | DFFN | Stock Option (Right to Buy) | D | 1.18 | 25,000 | 25,000 | |||||
| 2018-01-04 | 2018-01-02 | 4 | Adams Robert W | DFFN | Stock Option (Right to Buy) | D | 1.18 | 25,000 | 25,000 | |||||
| 2018-01-04 | 2018-01-02 | 4 | Kalergis David G | DFFN | Stock Option (Right to Buy) | D | 1.18 | 55,000 | 55,000 | |||||
| 2018-01-04 | 2018-01-02 | 4 | RUFFOLO ROBERT R | DFFN | Stock Option (Right to Buy) | D | 1.18 | 25,000 | 25,000 | |||||
| 2018-01-04 | 2018-01-02 | 4 | Gainer John | DFFN | Stock Option (Right to Buy) | D | 1.18 | 45,000 | 45,000 | |||||
| 2018-01-04 | 2018-01-02 | 4 | LEVIN ALAN G | DFFN | Stock Option (Right to Buy) | D | 1.18 | 25,000 | 25,000 | |||||
| 2018-01-04 | 2018-01-02 | 4 | Shealy Ben | DFFN | Stock Option (Right to Buy) | D | 1.18 | 25,000 | 25,000 | |||||
| 2018-01-04 | 2018-01-02 | 4 | Byrne Thomas E | DFFN | Stock Option (Right to Buy) | D | 1.18 | 10,000 | 10,000 | |||||
| 2017-07-13 | 2017-06-29 | 4 | RUFFOLO ROBERT R | DFFN | Stock Option (Right to Buy) | D | 2.31 | 52,057 | 52,057 | |||||
| 2017-06-30 | 2017-05-10 | 4/A | Shealy Ben | DFFN | Stock Option (Right to Buy) | D | 2.96 | 23,100 | 23,100 | |||||
| 2017-06-30 | 2017-05-10 | 4/A | Gainer John | DFFN | Stock Option (Right to Buy) | D | 2.96 | 34,000 | 34,000 | |||||
| 2017-06-30 | 2017-05-10 | 4/A | Kalergis David G | DFFN | Stock Option (Right to Buy) | D | 2.96 | 41,000 | 41,000 | |||||
| 2017-06-16 | 2017-06-15 | 4 | LEVIN ALAN G | DFFN | Stock Option (Right to Buy) | D | 2.40 | 23,900 | 23,900 | |||||
| 2017-06-16 | 2017-06-15 | 4 | Adams Robert W | DFFN | Stock Option (Right to Buy) | D | 2.40 | 23,900 | 23,900 | |||||
| 2017-06-16 | 2017-06-15 | 4 | Giles Mark T | DFFN | Stock Option (Right to Buy) | D | 2.40 | 23,900 | 23,900 | |||||
| 2017-05-12 | 2017-05-10 | 4 | Kalergis David G | DFFN | Stock Option (Right to Buy) | D | 2.95 | 41,000 | 41,000 | |||||
| 2017-05-12 | 2017-05-10 | 4 | Gainer John | DFFN | Stock Option (Right to Buy) | D | 2.95 | 34,000 | 34,000 | |||||
| 2017-05-12 | 2017-05-10 | 4 | Shealy Ben | DFFN | Stock Option (Right to Buy) | D | 2.95 | 23,100 | 23,100 | |||||
| 2017-01-04 | 2017-01-03 | 4 | Byrne Thomas E | DFFN | Stock Option (Right to Buy) | D | 2.26 | 4,673 | 4,673 | |||||
| 2016-12-28 | 2016-12-28 | 4 | Giles Mark T By MTG Investment Holdings, LLC | DFFN | Common Stock | I | 290,580 | 802,689 | ||||||
| 2016-12-28 | 2016-12-27 | 4 | Giles Mark T By PANDA Holdings, LLC | DFFN | Common Stock | I | -290,580 | 0 | ||||||
| 2016-12-16 | 2016-12-15 | 4 | Giles Mark T By MTG Investment Holdings, LLC | DFFN | Common Stock | I | 512,109 | 512,109 | ||||||
| 2016-12-16 | 2016-12-14 | 4 | Giles Mark T By PANDA Holdings, LLC | DFFN | Common Stock | I | -339,055 | 290,580 | ||||||
| 2016-12-13 | 2016-12-08 | 4 | LEVIN ALAN G | DFFN | Stock Option (Right to Buy) | D | 2.74 | 14,000 | 14,000 | |||||
| 2016-12-13 | 2016-12-08 | 4 | Shealy Ben | DFFN | Stock Option (Right to Buy) | D | 2.74 | 16,000 | 16,000 | |||||
| 2016-12-13 | 2016-12-08 | 4 | Gainer John | DFFN | Stock Option (Right to Buy) | D | 2.74 | 34,000 | 34,000 | |||||
| 2016-12-13 | 2016-12-08 | 4 | Adams Robert W | DFFN | Stock Option (Right to Buy) | D | 2.74 | 14,000 | 14,000 | |||||
| 2016-12-13 | 2016-12-08 | 4 | Giles Mark T | DFFN | Stock Option (Right to Buy) | D | 2.74 | 14,000 | 14,000 | |||||
| 2016-12-13 | 2016-12-08 | 4 | Kalergis David G | DFFN | Stock Option (Right to Buy) | D | 2.74 | 105,000 | 105,000 | |||||
| 2016-09-16 | 2016-08-31 | 4 | BLECH ISAAC | DFFN | Stock Option (Right to Buy) | D | 8.00 | 204,907 | 204,907 | |||||
| 2016-08-30 | 3 | BLECH ISAAC By Trusts | DFFN | Common Stock | I | 349,765 | ||||||||
| 2016-08-30 | 3 | BLECH ISAAC By Spouse | DFFN | Common Stock | I | 206,907 | ||||||||
| 2016-08-30 | 3 | BLECH ISAAC By Spouse | DFFN | Common Stock | I | 206,907 | ||||||||
| 2016-08-30 | 3 | BLECH ISAAC | DFFN | Common Stock | D | 223,336 | ||||||||
| 2016-08-30 | 3 | BLECH ISAAC | DFFN | Common Stock | D | 223,336 | ||||||||
| 2016-08-30 | 3 | BLECH ISAAC By Trusts | DFFN | Common Stock | I | 349,765 | ||||||||
| 2016-07-25 | 2016-07-21 | 4 | LEVIN ALAN G | DFFN | Stock Option (Right to Buy) | D | 0.90 | 58,473 | 58,473 | |||||
| 2016-07-25 | 2016-07-21 | 4 | Adams Robert W | DFFN | Stock Option (Right to Buy) | D | 0.90 | 58,473 | 58,473 | |||||
| 2016-07-25 | 2016-07-21 | 4 | Giles Mark T | DFFN | Stock Option (Right to Buy) | D | 0.90 | 58,473 | 58,473 | |||||
| 2016-05-20 | 2016-05-16 | 4 | Shealy Ben | DFFN | Stock Option (Right to Buy) | D | 0.96 | 89,583 | 89,583 | |||||
| 2016-05-20 | 2016-05-16 | 4 | Gainer John | DFFN | Stock Option (Right to Buy) | D | 0.96 | 83,333 | 83,333 | |||||
| 2016-05-20 | 2016-05-16 | 4 | Byrne Thomas E | DFFN | Stock Option (Right to Buy) | D | 0.96 | 16,667 | 16,667 | |||||
| 2016-05-20 | 2016-05-16 | 4 | Kalergis David G | DFFN | Stock Option (Right to Buy) | D | 0.96 | 204,167 | 204,167 | |||||
| 2016-02-19 | 3 | Gilliam Richard Baxter | DFFN | Diffusion Pharmaceuticals Inc | D | 25,375,950 | ||||||||
| 2016-02-19 | 3 | Gilliam Richard Baxter | DFFN | Diffusion Pharmaceuticals Inc | D | 25,375,950 | ||||||||
| 2016-01-15 | 3 | Jones David Randolph | RESX | Common Stock | D | 765,114 | ||||||||
| 2016-01-15 | 3 | Jones David Randolph | RESX | Common Stock | D | 765,114 | ||||||||
| 2016-01-13 | 2016-01-08 | 4 | Kalergis David G | RESX | Stock Option (Right to Buy) | D | 0.55 | 331,595 | 331,595 | |||||
| 2016-01-13 | 2016-01-08 | 4 | Kalergis David G | RESX | Stock Option (Right to Buy) | D | 0.55 | 365,265 | 365,265 | |||||
| 2016-01-13 | 2016-01-08 | 4 | Kalergis David G | RESX | Stock Option (Right to Buy) | D | 0.42 | 127,843 | 127,843 | |||||
| 2016-01-13 | 2016-01-08 | 4 | Kalergis David G | RESX | Stock Option (Right to Buy) | D | 0.35 | 127,843 | 127,843 | |||||
| 2016-01-13 | 2016-01-08 | 4 | Kalergis David G | RESX | Stock Option (Right to Buy) | D | 0.42 | 182,632 | 182,632 | |||||
| 2016-01-13 | 2016-01-08 | 4 | Kalergis David G | RESX | Stock Option (Right to Buy) | D | 0.62 | 182,632 | 182,632 | |||||
| 2016-01-13 | 2016-01-08 | 4 | Kalergis David G | RESX | Stock Option (Right to Buy) | D | 0.22 | 273,949 | 273,949 | |||||
| 2016-01-13 | 2016-01-08 | 4 | Kalergis David G | RESX | Stock Option (Right to Buy) | D | 0.22 | 91,316 | 91,316 | |||||
| 2016-01-13 | 2016-01-08 | 4 | Kalergis David G | RESX | Stock Option (Right to Buy) | D | 0.22 | 295,865 | 295,865 | |||||
| 2016-01-13 | 2016-01-08 | 4 | Kalergis David G By Daughter | RESX | Common Stock | I | 215,506 | 215,506 | ||||||
| 2016-01-13 | 2016-01-08 | 4 | Kalergis David G | RESX | Common Stock | D | 1,069,216 | 1,069,216 | ||||||
| 2016-01-12 | 2016-01-08 | 4 | Byrne Thomas E | RESX | Stock Option (Right to Buy) | D | 0.55 | 237,422 | 237,422 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Byrne Thomas E | RESX | Stock Option (Right to Buy) | D | 0.55 | 365,265 | 365,265 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Byrne Thomas E | RESX | Stock Option (Right to Buy) | D | 0.42 | 182,632 | 182,632 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Byrne Thomas E | RESX | Stock Option (Right to Buy) | D | 0.62 | 182,632 | 182,632 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Byrne Thomas E | RESX | Stock Option (Right to Buy) | D | 0.42 | 182,632 | 182,632 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Byrne Thomas E | RESX | Stock Option (Right to Buy) | D | 0.35 | 36,526 | 36,526 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Byrne Thomas E | RESX | Stock Option (Right to Buy) | D | 0.22 | 109,579 | 109,579 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Byrne Thomas E | RESX | Stock Option (Right to Buy) | D | 0.22 | 91,316 | 91,316 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Byrne Thomas E | RESX | Stock Option (Right to Buy) | D | 0.22 | 215,506 | 215,506 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Byrne Thomas E | RESX | Common Stock | D | 1,391,867 | 1,391,867 | ||||||
| 2016-01-12 | 2016-01-08 | 4 | Adams Robert W | RESX | Stock Option (Right to Buy) | D | 0.55 | 365,265 | 365,265 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Adams Robert W | RESX | Stock Option (Right to Buy) | D | 0.42 | 182,632 | 182,632 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Adams Robert W | RESX | Stock Option (Right to Buy) | D | 0.62 | 182,632 | 182,632 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Adams Robert W | RESX | Stock Option (Right to Buy) | D | 0.22 | 91,316 | 91,316 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Adams Robert W | RESX | Stock Option (Right to Buy) | D | 0.22 | 186,285 | 186,285 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Adams Robert W By the Nixon & Vanderhye 401K for the benefit of Robert W. Adams | RESX | Common Stock | I | 188,973 | 188,973 | ||||||
| 2016-01-12 | 2016-01-08 | 4 | Adams Robert W | RESX | Common Stock | D | 350,504 | 350,504 | ||||||
| 2016-01-12 | 2016-01-08 | 4 | Giles Mark T | RESX | Stock Option (Right to Buy) | D | 0.55 | 365,265 | 365,265 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Giles Mark T | RESX | Stock Option (Right to Buy) | D | 0.42 | 182,632 | 182,632 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Giles Mark T | RESX | Stock Option (Right to Buy) | D | 0.62 | 182,632 | 182,632 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Giles Mark T | RESX | Stock Option (Right to Buy) | D | 0.22 | 91,316 | 91,316 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Giles Mark T | RESX | Stock Option (Right to Buy) | D | 0.22 | 98,621 | 98,621 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Giles Mark T By PANDA Holdings, LLC | RESX | Common Stock | I | 6,296,346 | 6,296,346 | ||||||
| 2016-01-12 | 2016-01-08 | 4 | Giles Mark T By the VNB Trust IRA fbo Mark T. Giles | RESX | Common Stock | I | 44,069 | 44,069 | ||||||
| 2016-01-12 | 2016-01-08 | 4 | LEVIN ALAN G | RESX | Stock Option (Right to Buy) | D | 0.55 | 365,265 | 365,265 | |||||
| 2016-01-12 | 2016-01-08 | 4 | LEVIN ALAN G | RESX | Stock Option (Right to Buy) | D | 0.42 | 276,140 | 276,140 | |||||
| 2016-01-12 | 2016-01-08 | 4 | LEVIN ALAN G | RESX | Common Stock | D | 248,032 | 248,032 | ||||||
| 2016-01-12 | 2016-01-08 | 4 | Gainer John | RESX | Stock Option (Right to Buy) | D | 0.55 | 219,159 | 219,159 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Gainer John | RESX | Stock Option (Right to Buy) | D | 0.55 | 365,265 | 365,265 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Gainer John | RESX | Stock Option (Right to Buy) | D | 0.42 | 109,579 | 109,579 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Gainer John | RESX | Stock Option (Right to Buy) | D | 0.42 | 182,632 | 182,632 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Gainer John | RESX | Stock Option (Right to Buy) | D | 0.22 | 182,632 | 182,632 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Gainer John | RESX | Stock Option (Right to Buy) | D | 0.35 | 91,316 | 91,316 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Gainer John | RESX | Stock Option (Right to Buy) | D | 0.22 | 91,316 | 91,316 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Gainer John | RESX | Stock Option (Right to Buy) | D | 0.62 | 182,632 | 182,632 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Gainer John | RESX | Stock Option (Right to Buy) | D | 0.22 | 226,486 | 226,486 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Gainer John By the John L. Gainer Declaration of Trust | RESX | Common Stock | I | 3,725,711 | 3,725,711 | ||||||
| 2015-09-21 | 2014-01-07 | 4 | BLECH ISAAC | RESX | Stock Option (right to buy) | D | 3.00 | 17,441 | 17,441 | |||||
| 2014-08-06 | 2014-08-04 | 4 | Weinberg Mark A. | RESX | Stock Option (right to buy) | D | 3.90 | 521,475 | 521,475 | |||||
| 2014-07-29 | 2014-07-24 | 4 | SHERRIS DAVID | RESX | Stock Option (right to buy) | D | 3.92 | 119,482 | 119,482 | |||||
| 2014-07-29 | 2014-07-24 | 4 | Donenberg Phillip B. | RESX | Stock Option (right to buy) | D | 3.92 | 271,475 | 271,475 | |||||
| 2014-07-29 | 2014-07-24 | 4 | BARER SOL J | RESX | Stock Option (right to buy) | D | 3.92 | 123,287 | 123,287 | |||||
| 2014-07-29 | 2014-07-24 | 4 | Bright Rex | RESX | Stock Option (right to buy) | D | 3.92 | 61,085 | 61,085 | |||||
| 2014-07-29 | 2014-07-24 | 4 | STACKS NELSON K. | RESX | Stock Option (right to buy) | D | 3.92 | 61,374 | 61,374 | |||||
| 2014-07-29 | 2014-07-24 | 4 | Schwartz Yael | RESX | Stock Option (right to buy) | D | 3.92 | 119,482 | 119,482 | |||||
| 2014-07-29 | 2014-07-24 | 4 | Boris Timothy | RESX | Stock Option (right to buy) | D | 3.92 | 79,655 | 79,655 | |||||
| 2014-07-29 | 2014-07-24 | 4 | SIMES STEPHEN M | RESX | Stock Option (right to buy) | D | 3.92 | 542,975 | 542,975 | |||||
| 2014-07-29 | 2014-07-24 | 4 | BLECH ISAAC | RESX | Stock Option (right to buy) | D | 3.92 | 87,449 | 87,449 | |||||
| 2014-06-19 | 2014-06-06 | 4/A | BARER SOL J | RESX | Common Stock | D | 2.0000 | 126,894 | 254 | 1,011,072 | ||||
| 2014-06-19 | 2014-06-06 | 4/A | BARER SOL J | RESX | Common Stock | D | 2.0000 | 76,755 | 154 | 884,178 | ||||
| 2014-06-19 | 2014-06-06 | 4/A | BARER SOL J | RESX | Common Stock | D | 2.0000 | 78,473 | 157 | 807,423 | ||||
| 2014-06-19 | 2014-06-06 | 4/A | BARER SOL J | RESX | Common Stock | D | 2.0000 | 270,616 | 541 | 728,950 | ||||
| 2014-06-12 | 2014-06-03 | 4 | SHERRIS DAVID | RESX | Stock Option (right to buy) | D | 4.15 | 115,193 | 115,193 | |||||
| 2014-06-12 | 2014-06-03 | 4 | Abolin Craig | RESX | Stock Option (right to buy) | D | 4.15 | 57,596 | 57,596 | |||||
| 2014-06-12 | 2014-06-03 | 4 | Schwartz Yael | RESX | Stock Option (right to buy) | D | 4.15 | 115,193 | 115,193 | |||||
| 2014-06-10 | 2014-06-06 | 4 | BARER SOL J | RESX | Warrant | D | 2.00 | 95,170 | 95,170 | |||||
| 2014-06-10 | 2014-06-06 | 4 | BARER SOL J | RESX | Secured Convertible Promissory Note dated 3/19/14 | D | -126,894 | 0 | ||||||
| 2014-06-10 | 2014-06-06 | 4 | BARER SOL J | RESX | Warrant | D | 2.00 | 57,566 | 57,566 | |||||
| 2014-06-10 | 2014-06-06 | 4 | BARER SOL J | RESX | Secured Convertible Promissory Note dated 2/4/14 | D | -76,755 | 0 | ||||||
| 2014-06-10 | 2014-06-06 | 4 | BARER SOL J | RESX | Secured Convertible Promissory Note dated 12/19/13 | D | -78,473 | 0 | ||||||
| 2014-06-10 | 2014-06-06 | 4 | BARER SOL J | RESX | Warrant | D | 2.00 | 202,962 | 202,962 | |||||
| 2014-06-10 | 2014-06-06 | 4 | BARER SOL J | RESX | Secured Convertible Promissory Note dated 8/9/13 | D | -270,606 | 0 | ||||||
| 2014-06-10 | 2014-06-06 | 4 | BARER SOL J | RESX | Common Stock | D | 2.0000 | 126,894 | 254 | 46,386,071 | ||||
| 2014-06-10 | 2014-06-06 | 4 | BARER SOL J | RESX | Common Stock | D | 2.0000 | 76,755 | 154 | 46,259,177 | ||||
| 2014-06-10 | 2014-06-06 | 4 | BARER SOL J | RESX | Common Stock | D | 2.0000 | 78,473 | 157 | 46,182,422 | ||||
| 2014-06-10 | 2014-06-06 | 4 | BARER SOL J | RESX | Common Stock | D | 2.0000 | 270,616 | 541 | 46,103,949 | ||||
| 2014-06-06 | 2014-05-27 | 4 | Donenberg Phillip B. | RESX | Stock Option (right to buy) | D | 4.00 | 250,000 | 250,000 | |||||
| 2014-04-09 | 3 | SHERRIS DAVID | RESX | Common Stock | D | 3,195,186 | ||||||||
| 2014-04-09 | 3 | SHERRIS DAVID | RESX | Common Stock | D | 3,195,186 | ||||||||
| 2014-03-12 | 2014-03-05 | 4 | SIMES STEPHEN M | SMDID | Stock Option (right to buy) | D | 0.02 | 50,000,000 | 50,000,000 | |||||
| 2014-03-10 | 2014-02-05 | 4 | Bright Rex | SMDID | Stock Option (right to buy) | D | 0.03 | 1,650,000 | 1,650,000 | |||||
| 2013-11-22 | 3 | STACKS NELSON K. | SMDI | Common Stock | D | 0 | ||||||||
| 2013-11-22 | 3 | Abolin Craig | SMDI | Common Stock | D | 2,283,720 | ||||||||
| 2013-11-22 | 3 | Schwartz Yael | SMDI | Common Stock | D | 2,397,673 | ||||||||
| 2013-11-01 | 3 | BARER SOL J | SMDI | COMMON STOCK | D | 45,833,333 | ||||||||
| 2013-06-10 | 2013-05-29 | 4 | BLECH ISAAC By Trusts | SMDI | Warrants (right to buy) | I | 1.00 | -8,125,000 | 0 | |||||
| 2013-06-10 | 2013-05-29 | 4 | BLECH ISAAC By Trusts | SMDI | Warrants (right to buy) | I | 0.65 | -16,250,000 | 0 | |||||
| 2013-06-10 | 2013-05-29 | 4 | BLECH ISAAC By Trusts | SMDI | Series E Preferred Stock, par value $0.001 per share | I | 0.06 | -6,500 | 0 | |||||
| 2013-06-10 | 2013-05-29 | 4 | BLECH ISAAC By Spouse | SMDI | Warrants (right to buy) | I | 1.00 | -625,000 | 0 | |||||
| 2013-06-10 | 2013-05-29 | 4 | BLECH ISAAC By Spouse | SMDI | Warrants (right to buy) | I | 0.65 | -1,250,000 | 0 | |||||
| 2013-06-10 | 2013-05-29 | 4 | BLECH ISAAC By Spouse | SMDI | Series E Preferred Stock, par value $0.001 per share | I | 0.06 | -500 | 0 | |||||
| 2013-06-10 | 2013-05-29 | 4 | BLECH ISAAC By Trusts | SMDI | Common Stock, par value $0.001 per share | I | 46,428,571 | 185,000,000 | ||||||
| 2013-06-10 | 2013-05-29 | 4 | BLECH ISAAC By Trusts | SMDI | Common Stock, par value $0.001 per share | I | 0.0600 | 108,333,333 | 6,500 | 138,571,429 | ||||
| 2013-06-10 | 2013-05-29 | 4 | BLECH ISAAC By Spouse | SMDI | Common Stock, par value $0.001 per share | I | 3,571,429 | 30,238,096 | ||||||
| 2013-06-10 | 2013-05-29 | 4 | BLECH ISAAC By Spouse | SMDI | Common Stock, par value $0.001 per share | I | 0.0600 | 8,333,333 | 500 | 26,666,667 | ||||
| 2013-06-10 | 2013-05-02 | 4 | BLECH ISAAC | SMDI | Common Stock, par value $0.001 per share | D | 0.0600 | 18,333,334 | 1,100 | 18,333,334 | ||||
| 2012-09-14 | 3 | Schneider John | SMDI | Common Stock | D | 900,000 | ||||||||
| 2012-09-14 | 3 | Schneider John | SMDI | Common Stock | D | 179,105 |
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
