CUBA Insider Trading - The Herzfeld Caribbean Basin Fund Inc.

Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Lihat Saham dengan Peringkat Tertinggi

Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Lihat Saham dengan Peringkat Tertinggi

Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

N/A

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

N/A

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan The Herzfeld Caribbean Basin Fund Inc. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam	Rata-rata Keuntungan (%)	Saham Dimiliki	Terbagi Disesuaikan

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di CUBA / The Herzfeld Caribbean Basin Fund Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Maksimal	Harga di Maksimal	Maksimal Keuntungan ($)	Maksimum Pengembalian (%)
2025-04-07	HERZFELD THOMAS J	1,706	2.3973	1,706	2.3973	4,090	44	2.7300	568	13.90
2025-04-01	HERZFELD THOMAS J	781	2.6479	781	2.6479	2,068
2025-04-01	Herzfeld Brigitta Suzanne	1,294	2.6479	1,294	2.6479	3,426
2025-03-31	Herzfeld Brigitta Suzanne	607	2.5895	607	2.5895	1,572
2025-03-31	HERZFELD THOMAS J	470	2.5895	470	2.5895	1,217
2025-03-28	Herzfeld Brigitta Suzanne	322	2.6100	322	2.6100	840
2025-03-28	HERZFELD THOMAS J	394	2.6100	394	2.6100	1,028
2025-03-25	Herzfeld Brigitta Suzanne	1,691	2.6991	1,691	2.6991	4,564
2025-03-25	HERZFELD THOMAS J	2,150	2.6990	2,150	2.6990	5,803

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

CUBA / The Herzfeld Caribbean Basin Fund Inc. Insider Trades

Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di CUBA / The Herzfeld Caribbean Basin Fund Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Menit	Harga di Menit	Kerugian Maksimal Dihindari ($)	Kerugian Maksimal Dihindari (%)
2022-11-14	Paylor Ryan M	615	4.9823	615	4.9823	3,064	360	2.37	-1,606	-52.43
2022-11-14	Herzfeld Erik Mervin	33,365	4.9823	33,365	4.9823	166,234
2022-11-14	HERZFELD THOMAS J	71,983	4.9823	71,983	4.9823	358,641
2021-11-12	Herzfeld Erik Mervin	30,472	6.9810	31,478	6.7580	212,725
2021-11-12	Paylor Ryan M	543	6.9810	561	6.7580	3,791
2021-11-12	HERZFELD THOMAS J	50,406	6.9810	52,069	6.7580	351,884
2021-03-10	Herzfeld Erik Mervin	3,765	6.7958	3,889	6.5787	25,586
2021-03-10	HERZFELD THOMAS J	45,769	6.7958	47,279	6.5787	311,037
2021-03-10	Paylor Ryan M	266	6.7958	275	6.5787	1,808

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas Tanggal	Perdagangan Tanggal	Formulir	Orang Dalam	Ticker	Judul Keamanan	Kode	Langsung	Latihan Harga	Satuan Harga	Unit Diubah	Nilai Diubah (1 ribu)	Sisa Pilihan	Sisa Saham
2025-07-02	2025-06-30	4	Herzfeld Brigitta Suzanne	CUBA	Common stock	J - Other	D		2.4618	7,009	17		131,766
2025-07-02	2025-06-30	4	Paylor Ryan M	CUBA	Common stock	J - Other	D		2.4618	4,358	11		50,502
2025-07-02	2025-06-30	4	Herzfeld Erik Mervin	CUBA	Common stock	J - Other	D		2.4618	55,241	136		640,171
2025-07-02	2025-06-30	4	HERZFELD THOMAS J	CUBA	Common stock	J - Other	D		2.4618	90,313	222		1,664,037
2025-07-02	2025-06-30	4	TATUM KAY W	CUBA	Common stock	J - Other	D		2.4618	282	1		5,309
2025-07-02	2025-06-30	4	Gelety John A	CUBA	Common Stock	J - Other	D		2.4618	775	2		10,206
2025-07-02	2025-06-30	4	LIEFF ANN S	CUBA	Common Stock	J - Other	D		2.4618	3,756	9		43,533
2025-07-02	2025-06-30	4	GONDOR CECILIA L	CUBA	Common stock	J - Other	D		2.4618	2,357	6		44,317
2025-04-09	2025-04-07	4	HERZFELD THOMAS J	CUBA	Common stock	P - Purchase	D		2.3973	1,706	4		1,573,724
2025-04-03	2025-04-01	4	Herzfeld Brigitta Suzanne	CUBA	Common stock	P - Purchase	D		2.6479	1,294	3		124,757
2025-04-03	2025-04-01	4	HERZFELD THOMAS J	CUBA	Common stock	P - Purchase	D		2.6479	781	2		1,572,018
2025-04-01	2025-03-31	4	HERZFELD THOMAS J	CUBA	Common stock	P - Purchase	D		2.5895	470	1		1,571,237
2025-04-01	2025-03-28	4	HERZFELD THOMAS J	CUBA	Common stock	P - Purchase	D		2.6100	394	1		1,570,767
2025-04-01	2025-03-31	4	Herzfeld Brigitta Suzanne	CUBA	Common stock	P - Purchase	D		2.5895	607	2		123,463
2025-04-01	2025-03-28	4	Herzfeld Brigitta Suzanne	CUBA	Common stock	P - Purchase	D		2.6100	322	1		122,856
2025-03-26	2025-03-25	4	Herzfeld Brigitta Suzanne	CUBA	Common stock	P - Purchase	D		2.6991	1,691	5		122,534
2025-03-26	2025-03-24	4	Herzfeld Brigitta Suzanne	CUBA	Common stock	P - Purchase	D		2.6893	815	2		120,843
2025-03-26	2025-03-24	4	Paylor Ryan M	CUBA	Common stock	P - Purchase	D		2.6893	20,000	54		46,144
2025-03-26	2025-03-25	4	HERZFELD THOMAS J	CUBA	Common stock	P - Purchase	D		2.6990	2,150	6		1,570,373
2025-03-26	2025-03-24	4	HERZFELD THOMAS J	CUBA	Common stock	P - Purchase	D		2.6961	1,674	5		1,568,223
2025-03-18	2025-03-14	4	Herzfeld Brigitta Suzanne	CUBA	Common stock	P - Purchase	D		2.6400	1,430	4		120,028
2025-03-18	2025-03-14	4	HERZFELD THOMAS J	CUBA	Common stock	P - Purchase	D		2.6400	987	3		1,566,549
2025-03-17	2025-03-13	4	HERZFELD THOMAS J	CUBA	Common stock	P - Purchase	D		2.6100	1,252	3		1,565,562
2025-03-17	2025-03-12	4	HERZFELD THOMAS J	CUBA	Common stock	P - Purchase	D		2.6482	7,297	19		1,564,310
2025-03-14	2025-03-13	4	HERZFELD THOMAS J	CUBA	Common stock	P - Purchase	D		2.6100	1,252	3		1,565,562
2025-03-14	2025-03-12	4	HERZFELD THOMAS J	CUBA	Common stock	P - Purchase	D		2.6482	7,297	19		1,564,310
2025-03-14	2025-03-13	4	Herzfeld Brigitta Suzanne	CUBA	Common stock	P - Purchase	D		2.6100	336	1		118,598
2025-03-14	2025-03-12	4	Herzfeld Brigitta Suzanne	CUBA	Common stock	P - Purchase	D		2.6482	2,462	7		118,262
2025-03-14	2025-03-11	4/A	Herzfeld Brigitta Suzanne	CUBA	Common stock	P - Purchase	D		2.5964	123	0		115,800
2025-03-14	2025-03-10	4/A	Herzfeld Brigitta Suzanne	CUBA	Common stock	P - Purchase	D		2.5700	2,243	6		115,677
2025-03-12	2025-03-11	4	Herzfeld Brigitta Suzanne	CUBA	Common stock	P - Purchase	D		2.5964	123	0		115,800
2025-03-12	2025-03-10	4	Herzfeld Brigitta Suzanne	CUBA	Common stock	P - Purchase	D		25.5700	2,243	57		115,677
2025-03-12	2025-03-11	4	HERZFELD THOMAS J	CUBA	Common stock	P - Purchase	D		2.5900	877	2		1,557,013
2025-03-12	2025-03-10	4	HERZFELD THOMAS J	CUBA	Common stock	P - Purchase	D		2.5700	1,625	4		1,556,136
2025-03-11	2025-03-07	4	HERZFELD THOMAS J	CUBA	Common stock	P - Purchase	D		2.5913	1,067	3		1,554,511
2025-03-11	2025-03-07	4	Herzfeld Erik Mervin	CUBA	Common stock	P - Purchase	D		2.6000	95,999	250		584,930
2025-03-11	2025-03-07	4	Herzfeld Brigitta Suzanne	CUBA	common stock	P - Purchase	D		2.5901	385	1		113,434
2025-03-10	2025-03-06	4	HERZFELD THOMAS J	CUBA	Common stock	P - Purchase	D		2.5897	3,563	9		1,553,444
2025-03-10	2025-03-06	4	Paylor Ryan M	CUBA	Common stock	P - Purchase	D		2.5844	139	0		26,144
2025-03-10	2025-03-06	4	Herzfeld Brigitta Suzanne	CUBA	common stock	P - Purchase	D		25.8440	1,721	44		113,049
2025-03-10	2025-03-06	4	Herzfeld Erik Mervin	CUBA	Common stock	P - Purchase	D		2.5932	77,976	202		488,931
2025-03-07	2025-03-05	4	Paylor Ryan M	CUBA	Common stock	P - Purchase	D		2.5415	379	1		26,005
2025-03-07	2025-03-06	4	Gelety John A	CUBA	Common Stock	P - Purchase	D		2.5800	1,500	4		9,434
2025-03-07	2025-03-05	4	Gelety John A	CUBA	Common Stock	P - Purchase	D		2.5000	1,500	4		7,934
2025-03-06	2025-03-05	4	Herzfeld Brigitta Suzanne	CUBA	common stock	P - Purchase	D		2.5415	11,377	29		111,328
2025-03-06	2025-03-04	4	Herzfeld Brigitta Suzanne	CUBA	common stock	P - Purchase	D		2.4746	13,759	34		99,951
2025-03-06	2025-03-05	4	HERZFELD THOMAS J	CUBA	Common stock	P - Purchase	D		2.5582	10,766	28		1,549,881
2025-03-06	2025-03-04	4	HERZFELD THOMAS J	CUBA	Common stock	P - Purchase	D		2.4730	16,420	41		1,539,115
2025-02-27		3	Herzfeld Brigitta Suzanne	CUBA	Common Stock		D						86,192
2024-11-21	2024-11-15	4/A	Paylor Ryan M	CUBA	Common stock	D - Sale to Issuer	D		3.2273	-1,780	-6		23,354
2024-11-21	2024-11-15	4/A	HERZFELD THOMAS J	CUBA	Common stock	D - Sale to Issuer	D		3.2273	-112,588	-363		1,477,523
2024-11-21	2024-11-15	4/A	Herzfeld Erik Mervin	CUBA	Common stock	D - Sale to Issuer	D		3.2273	-31,315	-101		410,955
2024-11-19	2024-11-15	4	Herzfeld Erik Mervin	CUBA	Common stock	D - Sale to Issuer	D		3.2273	-31,268	-101		411,001
2024-11-19	2024-11-15	4	Paylor Ryan M	CUBA	Common stock	D - Sale to Issuer	D		3.2273	-1,776	-6		23,357
2024-11-19	2024-11-15	4	HERZFELD THOMAS J	CUBA	Common stock	D - Sale to Issuer	D		3.2273	-112,420	-363		1,477,691
2024-07-17	2024-07-15	4	HERZFELD THOMAS J	CUBA	Common stock	J - Other	D		2.3329	72,500	169		1,590,111
2024-07-17	2024-07-15	4	Herzfeld Erik Mervin	CUBA	Common stock	J - Other	D		2.3329	18,193	42		442,270
2024-07-17	2024-07-15	4	Paylor Ryan M	CUBA	Common stock	J - Other	D		2.3329	1,378	3		25,134
2024-07-17	2024-07-15	4	TATUM KAY W	CUBA	Common stock	J - Other	D		2.3329	206	0		5,027
2024-07-17	2024-07-15	4	GONDOR CECILIA L	CUBA	Common stock	J - Other	D		2.3329	1,725	4		41,960
2024-07-17	2024-07-15	4	Gelety John A	CUBA	Common stock	J - Other	D		2.3329	352	1		6,434
2024-07-17	2024-07-15	4	LIEFF ANN S	CUBA	Common stock	J - Other	D		2.3329	1,994	5		36,358
2024-05-14	2024-05-10	4	LIEFF ANN S	CUBA	Common stock	J - Other	D		2.4067	1,830	4		34,364
2024-05-14	2024-05-10	4	GONDOR CECILIA L	CUBA	Common stock	J - Other	D		2.4067	1,631	4		40,235
2024-05-14	2024-05-10	4	HERZFELD THOMAS J	CUBA	Common stock	J - Other	D		2.4067	61,542	148		1,517,611
2024-05-14	2024-05-10	4	Herzfeld Erik Mervin	CUBA	Common stock	J - Other	D		2.4067	17,196	41		424,077
2024-05-14	2024-05-10	4	Gelety John A	CUBA	Common stock	J - Other	D		2.4067	323	1		6,082
2024-05-14	2024-05-10	4	TATUM KAY W	CUBA	Common stock	J - Other	D		2.4067	195	0		4,821
2024-05-14	2024-05-10	4	Paylor Ryan M	CUBA	Common stock	J - Other	D		2.4067	1,049	3		23,756
2024-04-15	2024-04-12	4	Paylor Ryan M	CUBA	Common stock	A - Award	D		2.4599	4,053	10		22,706
2024-03-26	2024-03-19	4/A	Herzfeld Erik Mervin	CUBA	Common stock	D - Sale to Issuer	D		3.3833	-64,131	-217		406,881
2024-03-26	2024-03-19	4/A	Gelety John A	CUBA	Common stock	D - Sale to Issuer	D		3.3833	-908	-3		5,759
2024-03-26	2024-03-19	4/A	Paylor Ryan M	CUBA	Common stock	D - Sale to Issuer	D		3.3833	-2,939	-10		18,653
2024-03-26	2024-03-19	4/A	HERZFELD THOMAS J	CUBA	Common stock	D - Sale to Issuer	D		3.3833	-229,498	-776		1,456,069
2024-03-21	2024-03-19	4	Herzfeld Erik Mervin	CUBA	Common stock	D - Sale to Issuer	D		3.3833	-64,010	-217		407,002
2024-03-21	2024-03-19	4	Gelety John A	CUBA	Common stock	D - Sale to Issuer	D		3.3833	-906	-3		5,760
2024-03-21	2024-03-19	4	HERZFELD THOMAS J	CUBA	Common stock	D - Sale to Issuer	D		3.3833	-229,068	-775		1,456,498
2024-03-21	2024-03-19	4	Paylor Ryan M	CUBA	Common stock	D - Sale to Issuer	D		3.3833	-2,934	-10		18,657
2024-02-02	2024-01-31	4	HERZFELD THOMAS J	CUBA	Common stock	J - Other	D		2.6336	65,791	173		1,685,567
2024-02-02	2024-01-31	4	LIEFF ANN S	CUBA	Common stock	J - Other	D		2.6336	1,590	4		32,534
2024-02-02	2024-01-31	4	Gelety John A	CUBA	Common stock	J - Other	D		2.6336	325	1		6,667
2024-02-02	2024-01-31	4	TATUM KAY W	CUBA	Common stock	J - Other	D		2.6336	171	0		4,626
2024-02-02	2024-01-31	4	Paylor Ryan M	CUBA	Common stock	J - Other	D		2.6336	1,055	3		21,592
2024-02-02	2024-01-31	4	Herzfeld Erik Mervin	CUBA	Common stock	J - Other	D		2.6336	17,469	46		471,013
2024-02-02	2024-01-31	4	GONDOR CECILIA L	CUBA	Common stock	J - Other	D		2.6336	1,431	4		38,604
2023-12-29	2023-12-18	4/A	HERZFELD THOMAS J	CUBA	Common stock	X - Other	D		2.3100	418,114	966		1,619,776
2023-12-20	2023-12-18	4	LIEFF ANN S	CUBA	Common stock	X - Other	D		2.3100	500	1		30,944
2023-12-20	2023-12-18	4	HERZFELD THOMAS J	CUBA	Common stock	X - Other	D		2.3100	440,049	1,017		1,641,711
2023-12-20	2023-12-18	4	Herzfeld Erik Mervin	CUBA	Common stock	X - Other	D		2.3100	114,035	263		453,544
2023-12-20	2023-12-18	4	GONDOR CECILIA L	CUBA	Common Stock	X - Other	D		2.3100	12,391	29		37,173
2023-12-20	2023-12-18	4	Paylor Ryan M	CUBA	Common stock	X - Other	D		2.3100	12,469	29		20,537
2023-12-20	2023-12-18	4	TATUM KAY W	CUBA	Common stock	X - Other	D		2.3100	1,485	3		4,455
2023-12-15	2023-12-13	4	GONDOR CECILIA L	CUBA	Common Stock	X - Other	D		2.3100	12,391	29		24,782
2023-12-15	2023-12-13	4	TATUM KAY W	CUBA	Common stock	X - Other	D		2.3100	1,485	3		2,970
2023-12-15	2023-12-13	4	Paylor Ryan M	CUBA	Common stock	X - Other	D		2.3100	4,034	9		8,068
2023-12-15	2023-12-13	4	LIEFF ANN S	CUBA	Common stock	X - Other	D		2.3100	15,222	35		30,444
2023-12-15	2023-12-13	4	Gelety John A	CUBA	Common stock	X - Other	D		2.3100	3,171	7		6,342
2023-12-15	2023-12-13	4	HERZFELD THOMAS J	CUBA	Common stock	X - Other	D		2.3100	600,831	1,388		1,202,270
2023-12-15	2023-12-13	4	Herzfeld Erik Mervin	CUBA	Common stock	X - Other	D		2.3100	119,428	276		339,508
2023-07-06	2023-06-30	4/A	HERZFELD THOMAS J	CUBA	Common stock	J - Other	D		3.9028	21,661	85		600,830
2023-07-05	2023-06-30	4	HERZFELD THOMAS J	CUBA	Common stock	J - Other	D		3.9028	22,270	87		601,439
2023-07-05	2023-06-30	4	TATUM KAY W	CUBA	Common stock	J - Other	D		3.9028	63	0		1,485
2023-07-05	2023-06-30	4	Gelety John A	CUBA	Common stock	J - Other	D		3.9028	135	1		3,171
2023-07-05	2023-06-30	4	Paylor Ryan M	CUBA	Common stock	J - Other	D		3.9028	113	0		4,033
2023-07-05	2023-06-30	4	Herzfeld Erik Mervin	CUBA	Common stock	J - Other	D		3.9028	6,612	26		220,080
2023-07-05	2023-06-30	4	LIEFF ANN S	CUBA	Common stock	J - Other	D		3.9028	428	2		15,222
2023-07-05	2023-06-30	4	GONDOR CECILIA L	CUBA	Common Stock	J - Other	D		3.9028	348	1		12,391
2023-04-04	2023-03-31	4	GONDOR CECILIA L	CUBA	Common Stock	J - Other	D		3.6965	359	1		12,043
2023-04-04	2023-03-31	4	Gelety John A	CUBA	Common stock	J - Other	D		3.6965	136	1		3,306
2023-04-04	2023-03-31	4	TATUM KAY W	CUBA	Common stock	J - Other	D		3.6965	63	0		1,422
2023-04-04	2023-03-31	4	LIEFF ANN S	CUBA	Common stock	J - Other	D		3.6965	441	2		14,794
2023-04-04	2023-03-31	4	Paylor Ryan M	CUBA	Common stock	J - Other	D		3.6965	117	0		3,920
2023-04-04	2023-03-31	4	Herzfeld Erik Mervin	CUBA	Common stock	J - Other	D		3.6965	6,788	25		213,468
2023-04-04	2023-03-31	4	HERZFELD THOMAS J	CUBA	Common stock	J - Other	D		3.6965	22,605	84		579,169
2023-01-04	2022-12-30	4	TATUM KAY W	CUBA	Common stock	J - Other	D		3.9557	57	0		1,359
2023-01-04	2022-12-30	4	Paylor Ryan M	CUBA	Common stock	J - Other	D		3.9557	102	0		3,803
2023-01-04	2022-12-30	4	Gelety John A	CUBA	Common stock	J - Other	D		3.9557	121	0		2,900
2023-01-04	2022-12-30	4	LIEFF ANN S	CUBA	Common stock	J - Other	D		3.9557	385	2		14,353
2023-01-04	2022-12-30	4	HERZFELD THOMAS J	CUBA	Common stock	J - Other	D		3.9557	20,077	79		556,564
2023-01-04	2022-12-30	4	Herzfeld Erik Mervin	CUBA	Common stock	J - Other	D		3.9557	5,945	24		206,680
2023-01-04	2022-12-30	4	GONDOR CECILIA L	CUBA	Common stock	J - Other	D		3.9557	312	1		11,684
2022-11-16	2022-11-14	4	HERZFELD THOMAS J	CUBA	Common stock	S - Sale	D		4.9823	-71,983	-359		536,489
2022-11-16	2022-11-14	4	Herzfeld Erik Mervin	CUBA	Common stock	S - Sale	D		4.9823	-33,365	-166		200,735
2022-11-16	2022-11-14	4	Paylor Ryan M	CUBA	Common stock	S - Sale	D		4.9823	-615	-3		3,701
2022-10-04	2022-09-30	4	HERZFELD THOMAS J	CUBA	Common stock	J - Other	D		4.2460	20,259	86		608,470
2022-10-04	2022-09-30	4	Herzfeld Erik Mervin	CUBA	Common stock	J - Other	D		4.2460	6,188	26		234,100
2022-10-04	2022-09-30	4	Gelety John A	CUBA	Common stock	J - Other	D		4.2460	109	0		2,779
2022-10-04	2022-09-30	4	GONDOR CECILIA L	CUBA	Common stock	J - Other	D		4.2460	279	1		11,372
2022-10-04	2022-09-30	4	TATUM KAY W	CUBA	Common stock	J - Other	D		4.2460	51	0		1,302
2022-10-04	2022-09-30	4	Paylor Ryan M	CUBA	Common stock	J - Other	D		4.2460	170	1		4,316
2022-10-04	2022-09-30	4	LIEFF ANN S	CUBA	Common stock	J - Other	D		4.2460	343	1		13,968
2022-07-05	2022-06-30	4	Gelety John A	CUBA	Common stock	J - Other	D		4.1379	160	1		2,670
2022-07-05	2022-06-30	4	HERZFELD THOMAS J	CUBA	Common stock	J - Other	D		4.1379	29,962	124		588,211
2022-07-05	2022-06-30	4	LIEFF ANN S	CUBA	Common stock	J - Other	D		4.1379	514	2		13,625
2022-07-05	2022-06-30	4	Herzfeld Erik Mervin	CUBA	Common stock	J - Other	D		4.1379	9,240	38		227,912
2022-07-05	2022-06-30	4	GONDOR CECILIA L	CUBA	Common stock	J - Other	D		4.1379	381	2		11,093
2022-07-05	2022-06-30	4	TATUM KAY W	CUBA	Common stock	J - Other	D		4.1379	75	0		1,251
2022-07-05	2022-06-30	4	Paylor Ryan M	CUBA	Common stock	J - Other	D		4.1379	249	1		4,146
2022-06-22	2022-06-17	4	GONDOR CECILIA L	CUBA	Common stock	P - Purchase	D		3.8500	1,000	4		10,712
2022-04-04	2022-03-31	4	GONDOR CECILIA L	CUBA	Common stock	J - Other	D		4.8893	318	2		9,712
2022-04-04	2022-03-31	4	Paylor Ryan M	CUBA	Common stock	J - Other	D		4.8893	200	1		3,897
2022-04-04	2022-03-31	4	TATUM KAY W	CUBA	Common stock	J - Other	D		4.8893	60	0		1,176
2022-04-04	2022-03-31	4	HERZFELD THOMAS J	CUBA	Common stock	J - Other	D		4.8893	24,364	119		558,249
2022-04-04	2022-03-31	4	Gelety John A	CUBA	Common stock	J - Other	D		4.8893	128	1		2,510
2022-04-04	2022-03-31	4	Herzfeld Erik Mervin	CUBA	Common stock	J - Other	D		4.8893	11,232	55		218,672
2022-04-04	2022-03-31	4	LIEFF ANN S	CUBA	Common stock	J - Other	D		4.8893	430	2		13,111
2022-01-24	2021-12-31	4/A	HERZFELD THOMAS J	CUBA	Common stock	J - Other	D		5.2816	21,891	116		533,811
2022-01-04	2021-12-31	4	LIEFF ANN S	CUBA	Common stock	J - Other	D		5.2816	407	2		12,681
2022-01-04	2021-12-31	4	HERZFELD THOMAS J	CUBA	Common stock	J - Other	D		5.2816	18,753	99		530,673
2022-01-04	2021-12-31	4	Herzfeld Erik Mervin	CUBA	Common stock	J - Other	D		5.2816	9,901	52		207,440
2022-01-04	2021-12-31	4	GONDOR CECILIA L	CUBA	Common Stock	J - Other	D		5.2816	301	2		9,394
2022-01-04	2021-12-31	4	TATUM KAY W	CUBA	Common stock	J - Other	D		5.2816	53	0		1,116
2022-01-04	2021-12-31	4	Paylor Ryan M	CUBA	Common stock	J - Other	D		5.2816	176	1		3,697
2022-01-04	2021-12-31	4	Gelety John A	CUBA	Common stock	J - Other	D		5.2816	113	1		2,382
2021-11-17	2021-11-12	4	HERZFELD THOMAS J	CUBA	Common stock	S - Sale	D		6.9810	-50,406	-352		511,919
2021-11-17	2021-11-12	4	Paylor Ryan M	CUBA	Common stock	S - Sale	D		6.9810	-543	-4		3,520
2021-11-17	2021-11-12	4	Herzfeld Erik Mervin	CUBA	Common stock	S - Sale	D		6.9810	-30,472	-213		197,539
2021-11-01	2021-10-01	4	LIEFF ANN S	CUBA	Common stock	J - Other	D		5.6778	546	3		12,274
2021-11-01	2021-09-30	4	Gelety John A	CUBA	Common stock	J - Other	D		5.6778	101	1		2,269
2021-11-01	2021-10-01	4	TATUM KAY W	CUBA	Common stock	J - Other	D		5.6778	47	0		1,063
2021-10-15	2021-10-04	4	HERZFELD THOMAS J	CUBA	Common stock	J - Other	D		5.6778	78	0		562,325
2021-10-15	2021-10-01	4	HERZFELD THOMAS J	CUBA	Common stock	J - Other	D		5.6778	3,669	21		562,247
2021-10-15	2021-09-30	4	HERZFELD THOMAS J	CUBA	Common stock	J - Other	D		5.6778	15,680	89		558,578
2021-10-15	2021-10-01	4	Herzfeld Erik Mervin	CUBA	Common stock	J - Other	D		5.6778	10,157	58		228,011
2021-10-15	2021-09-30	4	Paylor Ryan M	CUBA	Common stock	J - Other	D		5.6778	181	1		4,063
2021-10-15	2021-10-01	4	GONDOR CECILIA L	CUBA	Common Stock	J - Other	D		5.6778	268	2		9,093
2021-07-12	2021-07-08	4	Paylor Ryan M	CUBA	Common Stock	P - Purchase	D		6.1400	1,970	12		3,882
2021-03-12	2021-03-10	4	Herzfeld Erik Mervin	CUBA	Common stock	S - Sale	D		6.7958	-3,765	-26		217,854
2021-03-12	2021-03-10	4	HERZFELD THOMAS J	CUBA	Common stock	S - Sale	D		6.7958	-45,769	-311		534,316
2021-03-12	2021-03-10	4	Paylor Ryan M	CUBA	Common stock	S - Sale	D		6.7958	-266	-2		1,866
2021-03-12	2020-03-16	4/A	HERZFELD THOMAS J	CUBA	Common stock	P - Purchase	D		3.9500	12,658	50		549,390
2021-03-12	2020-03-13	4/A	HERZFELD THOMAS J	CUBA	Common stock	P - Purchase	D		4.0806	14,000	57		536,732
2021-03-12	2019-12-31	4/A	HERZFELD THOMAS J	CUBA	Common stock	J - Other	D		5.8230	5,550	32		522,732
2021-03-12	2019-12-31	4/A	HERZFELD THOMAS J	CUBA	Common stock	J - Other	D		6.6933	1,477	10		511,452
2021-03-12	2019-10-07	4/A	HERZFELD THOMAS J	CUBA	Common stock	J - Other	D		6.3530	5,730	36		517,182
2021-03-12	2019-09-30	4/A	HERZFELD THOMAS J	CUBA	Common stock	J - Other	D		6.5004	1,457	9		509,975
2020-04-21	2020-04-17	4	GOLDSTEIN PHILLIP	CUBA	Common Stock	S - Sale	D		3.5500	-1,589	-6		203,931
2020-04-21	2020-04-09	4	GOLDSTEIN PHILLIP	CUBA	Common Stock	S - Sale	D		3.6487	-5,177	-19		205,520
2020-04-21	2020-04-08	4	GOLDSTEIN PHILLIP	CUBA	Common Stock	S - Sale	D		3.5000	-5,000	-18		210,697
2020-04-21	2020-04-07	4	GOLDSTEIN PHILLIP	CUBA	Common Stock	S - Sale	D		3.3584	-25,000	-84		215,697
2020-04-21	2020-04-06	4	GOLDSTEIN PHILLIP	CUBA	Common Stock	S - Sale	D		3.1363	-18,714	-59		240,697
2020-04-06	2020-04-01	4	GOLDSTEIN PHILLIP	CUBA	Common Stock	S - Sale	D		3.4402	-11,700	-40		259,411
2020-04-06	2020-03-31	4	GOLDSTEIN PHILLIP	CUBA	Common Stock	P - Purchase	D		3.5500	-5,365	-19		271,111
2020-04-06	2020-03-30	4	GOLDSTEIN PHILLIP	CUBA	Common Stock	S - Sale	D		3.5000	-2,316	-8		276,476
2020-04-06	2020-03-27	4	GOLDSTEIN PHILLIP	CUBA	Common Stock	S - Sale	D		3.4634	410	1		278,792
2020-04-06	2020-03-26	4	GOLDSTEIN PHILLIP	CUBA	Common Stock	S - Sale	D		3.5582	-12,645	-45		279,202
2020-04-06	2020-03-25	4	GOLDSTEIN PHILLIP	CUBA	Common Stock	S - Sale	D		3.3167	-30,002	-100		291,847
2020-04-06	2020-03-24	4	GOLDSTEIN PHILLIP	CUBA	Common Stock	S - Sale	D		3.0100	35,000	105		321,849
2020-04-06	2020-03-20	4	GOLDSTEIN PHILLIP	CUBA	Common Stock	S - Sale	D		3.0000	-5,000	-15		356,849
2020-04-06	2020-03-19	4	GOLDSTEIN PHILLIP	CUBA	Common Stock	S - Sale	D		2.8200	5,000	14		361,849
2020-04-06	2020-03-19	4	GOLDSTEIN PHILLIP	CUBA	Common Stock	S - Sale	D		2.8500	-10,000	-28		366,849
2020-04-06	2020-03-19	4	GOLDSTEIN PHILLIP	CUBA	Common Stock	S - Sale	D		2.8000	-10,000	-28		376,849
2020-04-06	2020-03-19	4	GOLDSTEIN PHILLIP	CUBA	Common Stock	S - Sale	D		2.8010	-5,000	-14		386,849
2020-04-06	2020-03-18	4	GOLDSTEIN PHILLIP	CUBA	Common Stock	S - Sale	D		3.2500	-608	-2		391,849
2020-04-06	2020-03-17	4	GOLDSTEIN PHILLIP	CUBA	Common Stock	S - Sale	D		3.6300	-3,630	-13		392,457
2020-03-25	2020-03-23	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		2.5766	4,153	11		550,609
2020-03-23	2020-03-19	4	GONDOR CECILIA L	CUBA	Common Stock	P - Purchase	D		2.7500	3,000	8		8,825
2020-03-16	2020-03-16	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		3.9500	12,658	50		546,456
2020-03-16	2020-03-13	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		4.0806	14,000	57		533,798
2020-03-16	2019-12-31	4	HERZFELD THOMAS J	CUBA	Common Stock	J - Other	D		6.8230	5,550	38		519,798
2020-03-16	2019-10-07	4	HERZFELD THOMAS J	CUBA	Common Stock	J - Other	D		6.3530	5,730	36		514,248
2020-03-13	2020-03-13	4	Herzfeld Erik Mervin	CUBA	Common Stock	P - Purchase	D		4.0806	4,000	16		221,619
2020-03-13	2020-03-12	4	Herzfeld Erik Mervin	CUBA	Common Stock	P - Purchase	D		4.0484	6,205	25		217,619
2020-03-13	2020-03-11	4	Herzfeld Erik Mervin	CUBA	Common Stock	P - Purchase	D		4.6298	20,000	93		211,414
2020-03-13	2020-01-02	4	Herzfeld Erik Mervin	CUBA	Common Stock	J - Other	D		7.0983	7,379	52		191,414
2020-02-12		3	Richmond Zachary Paul	CUBA	Common Stock		D						0
2019-08-29		3/A	GOLDSTEIN PHILLIP	CUBA	Common Stock		D						391,087
2019-08-29	2019-08-27	4	GOLDSTEIN PHILLIP	CUBA	Common Stock	L - Other	D		6.1500	4,200	26		396,087
2019-08-29	2019-08-26	4	GOLDSTEIN PHILLIP	CUBA	Common Stock	L - Other	D		6.1500	800	5		391,887
2019-08-23		3	GOLDSTEIN PHILLIP	CUBA	Common Stock		D						772,174
2019-08-23		3	GOLDSTEIN PHILLIP	CUBA	Common Stock		D						772,174
2019-08-23		3	GOLDSTEIN PHILLIP	CUBA	Common Stock		D						772,174
2019-06-10	2019-06-07	4	GONDOR CECILIA L	CUBA	Common Stock	P - Purchase	D		6.1900	1,000	6		5,825
2019-06-10	2019-06-06	4	GONDOR CECILIA L	CUBA	Common Stock	P - Purchase	D		6.1800	25	0		4,825
2019-02-14		3	Paylor Ryan M	CUBA	THE HERZFELD CARIBBEAN BASIN FUND, INC.		D						3,240
2019-02-14		3	Paylor Ryan M	CUBA	THE HERZFELD CARIBBEAN BASIN FUND, INC.		D						3,240
2019-01-04	2019-01-03	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		4.9900	10,400	52		508,518
2019-01-04	2019-01-02	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		4.9703	5,600	28		498,118
2019-01-04	2018-12-28	4	HERZFELD THOMAS J	CUBA	Common Stock	J - Other	D		4.8457	1,971	10		492,518
2019-01-04	2018-12-28	4	HERZFELD THOMAS J	CUBA	Common Stock	J - Other	D		5.0446	7,292	37		490,547
2018-11-13		3	Tham Alice	CUBA	The Herzfeld Caribbean Basin Fund, Inc.		D						0
2018-10-25	2018-10-23	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		5.8395	20,000	117		483,255
2018-10-25	2018-10-24	4	Herzfeld Erik Mervin	CUBA	Common Stock	P - Purchase	D		5.7798	30,000	173		184,035
2018-10-25	2018-10-23	4	Herzfeld Erik Mervin	CUBA	Common Stock	P - Purchase	D		5.8395	3,500	20		154,035
2018-09-19		3	Morgan Thomas K	CUBA	The Herzfeld Caribbean Basin Fund, Inc.		D						0
2018-06-27	2018-06-25	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		6.6900	10,000	67		463,255
2018-04-25	2018-04-23	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		7.0852	5,000	35		453,255
2018-04-06	2018-04-04	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		6.9893	5,000	35		448,255
2018-04-06	2018-04-04	4	Herzfeld Erik Mervin	CUBA	Common Stock	P - Purchase	D		6.9893	5,000	35		150,434
2018-03-23	2018-03-22	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		7.0900	5,000	35		443,255
2018-03-23	2018-03-21	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		7.1800	2,506	18		438,255
2018-03-21	2018-03-19	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		7.1195	11,100	79		435,749
2018-03-02	2018-02-28	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		7.2800	80	1		424,649
2018-01-18	2018-01-18	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		7.4076	10,000	74		424,569
2018-01-18	2018-01-16	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		7.3700	420	3		414,569
2018-01-18	2018-01-03	4	HERZFELD THOMAS J	CUBA	Common Stock	J - Other	D		7.1392	1,961	14		414,149
2018-01-12	2018-01-11	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		7.2000	7,800	56		412,188
2018-01-12	2018-01-10	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		7.2109	1,700	12		404,388
2018-01-09	2018-01-09	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		7.2333	4,000	29		402,688
2018-01-09	2018-01-08	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		7.2508	9,800	71		398,688
2018-01-09	2018-01-05	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		7.2100	100	1		388,888
2018-01-03	2018-01-03	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		7.2100	1,200	9		388,788
2018-01-03	2018-01-02	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		7.1272	4,100	29		387,588
2018-01-03	2017-12-29	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		7.1457	13,990	100		383,488
2017-12-22	2017-12-21	4	Herzfeld Erik Mervin	CUBA	Common Stock	P - Purchase	D		7.0993	10,000	71		145,535
2017-12-08	2017-12-08	4	Herzfeld Erik Mervin	CUBA	Common Stock	P - Purchase	D		7.0300	1,100	8		135,535
2017-12-08	2017-12-06	4	Herzfeld Erik Mervin	CUBA	Common Stock	P - Purchase	D		6.9800	20,000	140		134,435
2017-11-29	2017-11-29	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		7.0540	9,500	67		369,498
2017-11-29	2017-11-28	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		7.0200	6,510	46		359,998
2017-11-29	2017-11-27	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		6.9639	610	4		353,488
2017-10-03	2017-10-02	4	GONDOR CECILIA L	CUBA	Common Stock	P - Purchase	D		7.2299	1,000	7		4,800
2017-05-26	2017-05-24	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		6.9900	3,000	21		352,878
2017-05-23	2017-05-19	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		6.9700	399	3		349,878
2017-05-18	2017-05-17	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		7.1000	1,670	12		349,479
2017-05-18	2017-05-16	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		7.1344	2,000	14		347,809
2017-04-19	2017-04-17	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		6.9000	3,036	21		345,809
2017-04-10	2017-04-07	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		6.9709	70	0		342,773
2017-04-10	2017-04-06	4	Herzfeld Erik Mervin	CUBA	Common Stock	P - Purchase	D		6.9244	15,000	104		114,435
2017-03-30	2017-03-30	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		6.9953	60	0		342,703
2017-03-30	2017-03-29	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		6.9627	50	0		342,643
2017-03-30	2017-03-28	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		6.8766	50	0		342,593
2017-03-23	2017-03-23	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		6.9238	120	1		342,543
2017-03-23	2017-03-22	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		6.8896	7	0		342,423
2017-03-23	2017-03-21	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		6.9300	120	1		342,416
2017-03-17	2017-03-16	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		6.9496	40	0		342,296
2017-03-17	2017-03-15	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		6.8820	60	0		342,246
2017-03-17	2016-12-28	4	HERZFELD THOMAS J	CUBA	Common Stock	J - Other	D		6.4000	2,077	13		342,186
2017-01-19	2017-01-18	4	Herzfeld Erik Mervin	CUBA	Common Stock	P - Purchase	D		6.4800	1,218	8		99,435
2017-01-19	2017-01-17	4	Herzfeld Erik Mervin	CUBA	Common Stock	P - Purchase	D		6.4868	7,037	46		98,217
2017-01-19	2015-01-08	4	Herzfeld Erik Mervin	CUBA	Common Stock	J - Other	D		8.4155	6,397	54		91,180
2017-01-17	2017-01-17	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		6.4725	2,500	16		340,109
2017-01-17	2017-01-17	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		6.4700	2,500	16		337,609
2017-01-17	2017-01-13	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		6.4900	2,326	15		335,109
2017-01-17	2017-01-12	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		6.4900	400	3		332,783
2016-12-27	2016-12-23	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		6.7565	160	1		332,383
2016-12-22	2016-12-22	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		6.8082	310	2		332,223
2016-12-22	2016-12-20	4	HERZFELD THOMAS J	CUBA	Common Stock	P - Purchase	D		6.7283	100	1		331,913
2016-12-22	2016-01-05	4	HERZFELD THOMAS J	CUBA	Common Stock	J - Other	D		6.2700	2,895	18		331,813
2016-12-22	2015-01-07	4	HERZFELD THOMAS J	CUBA	Common Stock	J - Other	D		7.8500	8,491	67		328,918
2015-02-19		3	Oro Jose Raphael	CUBA	The Herzfeld Caribbean Basin Fund Inc. Common Stock		D						0
2015-02-19		3	Babun Teofilo Abraham	CUBA	The Herzfeld Caribbean Basin Fund Inc. Common Stock		D						200
2015-02-19		3	Babun Teofilo Abraham	CUBA	The Herzfeld Caribbean Basin Fund Inc. Common Stock		D						200
2014-12-24	2014-12-23	4	TATUM KAY W	CUBA	Common Stock	S - Sale	D		13.0200	-412	-5		1,000
2014-12-24	2014-12-23	4	Herzfeld Erik Mervin	CUBA	Common Stock	S - Sale	D		13.3765	-78,475	-1,050		84,783
2014-12-24	2014-12-23	4	HERZFELD THOMAS J	CUBA	Common Stock	S - Sale	D		13.3765	-4,295	-57		320,427
2014-12-24	2014-12-23	4	LIEFF ANN S	CUBA	Common Stock	S - Sale	D		13.2600	-3,418	-45		11,728
2014-12-23	2014-12-22	4	HERZFELD THOMAS J	CUBA	Common Stock	S - Sale	D		13.0865	-100,000	-1,309		324,722
2014-12-23	2014-12-19	4	HERZFELD THOMAS J	CUBA	Common Stock	S - Sale	D		11.5174	-100,000	-1,152		424,722
2014-12-16	2014-12-12	4	HERZFELD THOMAS J	CUBA	Common Stock	X - Other	D		6.7700	274,005	1,855		524,722
2014-12-16	2014-12-12	4	Herzfeld Erik Mervin	CUBA	Common Stock	X - Other	D		6.7700	102,497	694		163,258
2014-12-16	2014-12-12	4	LIEFF ANN S	CUBA	Common Stock	X - Other	D		6.7700	1,700	12		15,146
2014-12-16	2014-12-12	4	Gelety John A	CUBA	Common Stock	X - Other	D		6.7700	434	3		2,168
2014-12-16	2014-12-12	4	GONDOR CECILIA L	CUBA	Common Stock	X - Other	D		6.7700	188	1		3,800
2014-12-16	2014-12-12	4	TATUM KAY W	CUBA	Common Stock	X - Other	D		6.7700	606	4		1,412
2014-12-08	2014-12-04	4	TATUM KAY W	CUBA	Non-Transferrable rights	X - Other	D	6.77		-606		0
2014-12-08	2014-12-04	4	TATUM KAY W	CUBA	Common Stock	X - Other	D		6.7700	202	1		806
2014-12-08	2014-12-04	4	Herzfeld Erik Mervin	CUBA	Non-Transferrable Rights	X - Other	D	6.77		-45,573		0
2014-12-08	2014-12-04	4	Herzfeld Erik Mervin	CUBA	Common Stock	X - Other	D		6.7700	15,191	103		60,761
2014-12-08	2014-01-08	4	Herzfeld Erik Mervin	CUBA	Common Stock	J - Other	D		8.1867	5,570	46		45,570
2014-12-08	2014-12-04	4	GONDOR CECILIA L	CUBA	Non-Transferrable Rights	X - Other	D	6.77		-2,709		0
2014-12-08	2014-12-04	4	GONDOR CECILIA L	CUBA	Common Stock	X - Other	D		6.7700	903	6		3,612
2014-12-08	2014-12-04	4	Gelety John A	CUBA	Non-Transferrable rights	X - Other	D	6.77		-1,302		0
2014-12-08	2014-12-04	4	Gelety John A	CUBA	Common Stock	X - Other	D		6.7700	434	3		1,734
2014-12-08	2014-12-04	4	HERZFELD THOMAS J	CUBA	Non-Transferable Rights	X - Other	D	6.77		-179,967		0
2014-12-08	2014-12-04	4	HERZFELD THOMAS J	CUBA	Common Stock	X - Other	D		6.7700	59,989	406		250,717
2014-12-08	2014-12-04	4	LIEFF ANN S	CUBA	Non-Transferrable Rights	X - Other	D	6.77		-10,086		0
2014-12-08	2014-12-04	4	LIEFF ANN S	CUBA	Common Stock	X - Other	D		6.7700	3,362	23		13,446
2014-09-17		3	GONDOR CECILIA L	CUBA	The Herzfeld Caribbean Basin Fund, Inc. Common Stock		D						5,418
2014-09-17		3	GONDOR CECILIA L	CUBA	The Herzfeld Caribbean Basin Fund, Inc. Common Stock		D						5,418
2014-09-17		3	Lee Reanna J.M.	CUBA	The Herzfeld Caribbean Basin Fund, Inc		D						0
2013-12-23	2013-12-19	4	HERZFELD THOMAS J	CUBA	The Herzfeld Caribbean Basin Fund (common shares)	P - Purchase	D		7.8983	1,800	14		190,728
2013-12-19	2013-12-18	4	HERZFELD THOMAS J	CUBA	The Herzfeld Caribbean Basin Fund (common shares)	P - Purchase	D		7.7981	4,100	32		188,928
2013-12-19	2013-12-17	4	HERZFELD THOMAS J	CUBA	The Herzfeld Caribbean Basin Fund (common shares)	P - Purchase	D		7.7894	2,000	16		184,828
2013-12-19	2012-12-26	4	HERZFELD THOMAS J	CUBA	The Herzfeld Caribbean Basin Fund (common shares)	J - Other	D		7.5850	1,550	12		182,828
2013-12-04	2013-12-03	4	Gelety John A	CUBA	Common Shares	P - Purchase	D		8.9373	375	3		1,300
2012-12-18	2012-12-13	4/A	Herzfeld Erik Mervin	CUBA	The Herzfeld Caribbean Basin Fund, Inc. common shares	P - Purchase	D		7.5920	8,840	67		40,000
2012-12-14	2012-12-13	4	Herzfeld Erik Mervin	CUBA	The Herzfeld Caribbean Basin Fund, Inc. common shares	P - Purchase	D		7,592.0000	8,840	67,113		40,000
2012-12-11		3	Gelety John A	CUBA	No securities were beneficially owned as of 8/10/2011		D						0
2012-12-11	2012-12-07	4	Gelety John A	CUBA	Common Shares	P - Purchase	D		7.5000	925	7		925
2012-07-25	2012-07-24	4	HERZFELD THOMAS J	CUBA	Common Shares	P - Purchase	D		6.8000	2,000	14		181,278
2012-07-25	2012-07-23	4	HERZFELD THOMAS J	CUBA	Common Shares	P - Purchase	D		6.8132	10,000	68		179,278

Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.

Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.

Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)

Konversi turunan

Penjualan atau pengalihan sekuritas kembali ke perusahaan.

Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.

Pemberian sekuritas oleh atau kepada orang dalam.

Swap ekuitas dan transaksi lindung nilai serupa

Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)

Transaksi yang dilaporkan secara sukarela pada Formulir 4.

Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)

CUBA / The Herzfeld Caribbean Basin Fund Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5