CVM / CEL-SCI Corporation - Insider Trading and Ownership Report - SEC Form 3, 4, 5

CEL-SCI Corporation
US ˙ NYSEAM

Jumlah Saham Beredar 7,993,356 shares
Saham Orang Dalam124,687 shares
Kepemilikan oleh Orang Dalam1.56 %
Orang Dalam Sejati13
Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

2 ( )

233 out of 11323

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

0.438 %( )

139 out of 11244

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan CEL-SCI Corporation transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Bruno Jean-marie Baillavoine Director - [D] 5,973 199
John Cipriano Senior Vice President - [O] 63,108 2,104
Clara Maximilian De - 675,123 24,550
Alexander G Esterhazy 30,373
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Mario Gobbo Director - [D] 0 0
Geert R Kersten Chief Executive Officer, Director - [D] [O] 72,835 72,835
C Richard Kinsolving 349,400
Gail K Naughton Director - [D] 0 0
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Patricia B Prichep Chief Financial Officer - [O] 10,747 10,747
Eyal Talor Chief Scientific Officer - [O] 5,548 5,548
Robert Eugene Watson Director - [D] 3,733 3,733
Peter R Young Director - [D] 28,914 964
Daniel H Zimmerman Senior Vice President - [O] 120,226 4,008

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di CVM / CEL-SCI Corporation. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Maksimal
Harga di
Maksimal
Maksimal
Keuntungan ($)
Maksimum Pengembalian (%)
2025-07-25 Watson Robert Eugene 2,919 6.8500 2,919 6.8500 19,995 33 13.0400 18,069 90.37
2025-07-25 KERSTEN GEERT R 29,197 6.8500 29,197 6.8500 199,999
2024-05-08 Watson Robert Eugene 20,000 1.3900 667 41.7000 27,800
2024-05-08 KERSTEN GEERT R 30,000 1.3900 1,000 41.7000 41,700
2024-05-08 PRICHEP PATRICIA B 8,000 1.3900 267 41.7000 11,120
2021-07-06 Watson Robert Eugene 1,250 8.0000 42 240.0000 10,000
2021-07-06 BAILLAVOINE BRUNO JEAN-MARIE 1,250 8.0000 42 240.0000 10,000
2021-07-06 KERSTEN GEERT R 25,000 8.0000 833 240.0000 200,000
2021-06-28 YOUNG PETER R 3,000 12.6570 100 379.7100 37,971

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

CVM / CEL-SCI Corporation Insider Trades
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di CVM / CEL-SCI Corporation. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Menit
Harga di
Menit
Kerugian Maksimal
Dihindari ($)
Kerugian Maksimal
Dihindari (%)
2021-10-19 TALOR EYAL 15,000 11.2500 500 337.5000 168,750 204 2.5800 -167,460 -99.24
2021-04-22 CIPRIANO JOHN 10,000 24.3793 333 731.3790 243,793
2020-11-13 CIPRIANO JOHN 10,000 12.7290 333 381.8700 127,290
2019-09-17 CIPRIANO JOHN 8,000 8.6949 267 260.8470 69,559
2019-08-28 CIPRIANO JOHN 8,000 7.0260 267 210.7800 56,208
2018-12-31 ZIMMERMAN DANIEL H 2,474 2.9300 82 87.9000 7,249
2018-01-22 TALOR EYAL 6,441 2.0600 215 61.8000 13,268
2018-01-17 TALOR EYAL 1,751 2.0600 58 61.8000 3,607
2018-01-16 TALOR EYAL 1,707 2.1500 57 64.5000 3,670

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

CVM / CEL-SCI Corporation Insider Trades
Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas
Tanggal
Perdagangan
Tanggal
Formulir Orang Dalam Ticker Judul Keamanan Kode 10b5-1 Langsung Latihan
Harga
Satuan
Harga
Unit
Diubah
Nilai
Diubah (1 ribu)
Sisa
Pilihan
Sisa
Saham
2025-07-29 2025-07-25 4 Watson Robert Eugene CVM Common Stock P - Purchase D 6.8500 2,919 20 3,733
2025-07-28 2025-07-25 4 KERSTEN GEERT R CVM Common Stock P - Purchase D 6.8500 29,197 200 72,835
2025-07-01 2025-06-30 4 TALOR EYAL CVM Common Stock A - Award D 2.2900 1,048 2 5,548
2025-07-01 2025-06-30 4 PRICHEP PATRICIA B CVM Common Stock A - Award D 2.2900 1,873 4 10,747
2025-07-01 2025-06-30 4 KERSTEN GEERT R CVM Common Stock A - Award D 2.2900 2,292 5 43,638
2025-04-01 2025-03-31 4 TALOR EYAL CVM Common Stock A - Award D 0.2304 10,416 2 135,013
2025-04-01 2025-03-31 4 PRICHEP PATRICIA B CVM Common Stock A - Award D 0.2304 15,432 4 266,230
2025-04-01 2025-03-31 4 KERSTEN GEERT R CVM Common Stock A - Award D 0.2304 22,786 5 1,240,378
2025-01-02 2024-12-31 4 KERSTEN GEERT R cvm Common Stock A - Award D 0.4000 12,940 5 1,217,592
2025-01-02 2024-12-31 4 TALOR EYAL cvm Common Stock A - Award D 0.4000 6,001 2 124,597
2025-01-02 2024-12-31 4 PRICHEP PATRICIA B cvm Common Stock A - Award D 0.4000 10,727 4 250,798
2024-10-01 2024-09-30 4 TALOR EYAL cvm Common Stock A - Award D 1.0600 2,264 2 118,596
2024-10-01 2024-09-30 4 PRICHEP PATRICIA B cvm Common Stock A - Award D 1.0600 4,047 4 240,071
2024-10-01 2024-09-30 4 KERSTEN GEERT R cvm Common Stock A - Award D 1.0600 4,882 5 1,204,652
2024-07-01 2024-06-28 4 TALOR EYAL CVM Common Stock A - Award D 1.1600 2,068 2 116,332
2024-07-01 2024-06-28 4 PRICHEP PATRICIA B CVM Common Stock A - Award D 1.1600 3,698 4 236,024
2024-07-01 2024-06-28 4 KERSTEN GEERT R CVM Common Stock A - Award D 1.1600 4,461 5 1,199,770
2024-05-10 2024-05-08 4 Watson Robert Eugene CVM Common Stock P - Purchase D 1.3900 20,000 28 24,431
2024-05-09 2024-05-08 4 PRICHEP PATRICIA B CVM Common Stock P - Purchase D 1.3900 8,000 11 232,326
2024-05-09 2024-05-08 4 KERSTEN GEERT R CVM Common Stock P - Purchase D 1.3900 30,000 42 1,195,309
2024-04-23 3 Gobbo Mario CVM Common Stock D 0
2024-04-02 2024-03-29 4 TALOR EYAL CVM Common Stock A - Award D 1.9100 1,256 2 114,264
2024-04-02 2024-03-29 4 PRICHEP PATRICIA B CVM Common Stock A - Award D 1.9100 2,246 4 224,326
2024-04-02 2024-03-29 4 KERSTEN GEERT R CVM Common Stock A - Award D 1.9100 2,709 5 1,165,309
2024-01-02 2023-12-29 4 TALOR EYAL CVM Common Stock A - Award D 2.7200 882 2 113,008
2024-01-02 2023-12-29 4 PRICHEP PATRICIA B CVM Common Stock A - Award D 2.7200 1,577 4 222,080
2024-01-02 2023-12-29 4 KERSTEN GEERT R CVM Common Stock A - Award D 2.7200 1,819 5 1,162,600
2023-10-03 2023-09-29 4 TALOR EYAL CVM Common Stock A - Award D 1.2500 1,920 2 112,126
2023-10-03 2023-09-29 4 PRICHEP PATRICIA B CVM Common Stock A - Award D 1.2500 3,432 4 220,503
2023-10-03 2023-09-29 4 KERSTEN GEERT R CVM Common Stock A - Award D 1.2500 3,960 5 1,160,781
2023-07-03 2023-06-30 4 KERSTEN GEERT R CVM Common Stock A - Award D 2.4100 2,053 5 1,156,821
2023-07-03 2023-06-30 4 PRICHEP PATRICIA B CVM Common Stock A - Award D 2.4100 1,780 4 217,071
2023-07-03 2023-06-30 4 TALOR EYAL CVM Common Stock A - Award D 2.4100 995 2 110,206
2023-04-06 2023-03-31 4 TALOR EYAL CVM Common Stock A - Award D 2.3200 1,034 2 109,211
2023-04-06 2023-03-31 4 PRICHEP PATRICIA B CVM Common Stock A - Award D 2.3200 1,849 4 215,291
2023-04-06 2023-03-31 4 KERSTEN GEERT R CVM Common Stock A - Award D 2.3200 2,133 5 1,154,768
2023-01-03 2022-12-30 4 TALOR EYAL CVM Common Stock A - Award D 2.3500 1,021 2 108,177
2023-01-03 2022-12-30 4 PRICHEP PATRICIA B CVM Common Stock A - Award D 2.3500 1,825 4 213,442
2023-01-03 2022-12-30 4 KERSTEN GEERT R CVM Common Stock A - Award D 2.3500 1,851 4 1,152,635
2022-10-03 2022-09-30 4 ZIMMERMAN DANIEL H CVM Common Stock A - Award D 3.0900 1,266 4 120,226
2022-10-03 2022-09-30 4 TALOR EYAL CVM Common Stock A - Award D 3.0900 776 2 107,156
2022-10-03 2022-09-30 4 PRICHEP PATRICIA B CVM Common Stock A - Award D 3.0900 1,388 4 211,617
2022-10-03 2022-09-30 4 KERSTEN GEERT R CVM Common Stock A - Award D 3.0900 1,407 4 1,150,784
2022-08-08 3 Naughton Gail K CVM Common Stock D 0
2022-07-05 2022-06-30 4 ZIMMERMAN DANIEL H CVM Common Stock A - Award D 4.5000 876 4 118,960
2022-07-05 2022-06-30 4 TALOR EYAL CVM Common Stock A - Award D 4.5000 533 2 106,380
2022-07-05 2022-06-30 4 PRICHEP PATRICIA B CVM Common Stock A - Award D 4.5000 953 4 210,229
2022-07-05 2022-06-30 4 KERSTEN GEERT R CVM Common Stock A - Award D 4.5000 966 4 1,149,377
2022-03-31 2022-03-31 4 KERSTEN GEERT R CVM Common Stock A - Award D 3.9300 1,106 4 1,148,411
2022-03-31 2022-03-31 4 ZIMMERMAN DANIEL H CVM Common Stock A - Award D 3.9300 1,006 4 118,084
2022-03-31 2022-03-31 4 TALOR EYAL CVM Common Stock A - Award D 3.9300 610 2 105,847
2022-03-31 2022-03-31 4 PRICHEP PATRICIA B CVM Common Stock A - Award D 3.9300 1,091 4 209,276
2022-01-03 2021-12-31 4 ZIMMERMAN DANIEL H CVM Common Stock A - Award D 7.1000 557 4 117,078
2022-01-03 2021-12-31 4 TALOR EYAL CVM Common Stock A - Award D 7.1000 338 2 105,237
2022-01-03 2021-12-31 4 PRICHEP PATRICIA B CVM Common Stock A - Award D 7.1000 604 4 208,185
2022-01-03 2021-12-31 4 KERSTEN GEERT R CVM Common Stock A - Award D 7.1000 612 4 1,147,305
2021-11-29 2021-11-19 4 CIPRIANO JOHN CVM Options A - Award D 10.48 0.0100 50,000 0 788,827
2021-11-29 2021-11-19 4 ZIMMERMAN DANIEL H CVM Options A - Award D 10.48 0.0100 50,000 0 753,253
2021-11-29 2021-11-19 4 TALOR EYAL CVM Options A - Award D 10.48 0.0100 50,000 0 1,463,446
2021-11-29 2021-11-19 4 PRICHEP PATRICIA B CVM Options A - Award D 10.48 0.0100 50,000 0 1,403,597
2021-11-29 2021-11-19 4 KERSTEN GEERT R CVM Options A - Award D 10.48 0.0100 50,000 0 3,781,909
2021-10-21 2021-10-19 4 TALOR EYAL CVM Common Stock S - Sale D 11.2500 -15,000 -169 104,899
2021-10-04 2021-09-30 4 ZIMMERMAN DANIEL H CVM Common Stock A - Award D 10.9900 343 4 116,521
2021-10-04 2021-09-30 4 TALOR EYAL CVM Common Stock A - Award D 10.9900 218 2 119,899
2021-10-04 2021-09-30 4 PRICHEP PATRICIA B CVM Common Stock A - Award D 10.9900 372 4 207,581
2021-10-04 2021-09-30 4 KERSTEN GEERT R CVM Common Stock A - Award D 10.9900 395 4 1,146,693
2021-07-07 2021-07-06 4 Watson Robert Eugene CVM Common Stock P - Purchase D 8.0000 1,250 10 4,431
2021-07-07 2021-07-06 4 BAILLAVOINE BRUNO JEAN-MARIE CVM Common Stock P - Purchase D 8.0000 1,250 10 5,973
2021-07-07 2021-07-06 4 KERSTEN GEERT R By Trust CVM Common Stock P - Purchase I 8.0000 25,000 200 1,146,298
2021-07-01 2021-06-30 4 ZIMMERMAN DANIEL H CVM Common Stock A - Award D 8.6800 435 4 116,178
2021-07-01 2021-06-30 4 TALOR EYAL CVM Common Stock A - Award D 8.6800 276 2 119,681
2021-07-01 2021-06-30 4 PRICHEP PATRICIA B CVM Common Stock A - Award D 8.6800 471 4 207,209
2021-07-01 2021-06-30 4 KERSTEN GEERT R CVM Common Stock A - Award D 8.6800 501 4 1,121,298
2021-06-29 2021-06-28 4 YOUNG PETER R CVM Common Stock P - Purchase D 12.6570 3,000 38 28,914
2021-05-17 2021-05-14 4 KERSTEN GEERT R CVM Options A - Award D 20.61 0.0100 592,000 6 3,731,909
2021-05-17 2021-05-14 4 PRICHEP PATRICIA B CVM Options A - Award D 20.61 0.0100 288,000 3 1,353,597
2021-05-17 2021-05-14 4 TALOR EYAL CVM Options A - Award D 20.61 0.0100 318,000 3 1,413,446
2021-05-17 2021-05-14 4 CIPRIANO JOHN CVM Options A - Award D 20.61 0.0100 130,000 1 738,827
2021-05-17 2021-05-14 4 Watson Robert Eugene CVM Options A - Award D 20.61 0.0100 128,000 1 506,000
2021-05-17 2021-05-14 4 BAILLAVOINE BRUNO JEAN-MARIE CVM Options A - Award D 20.61 0.0100 128,000 1 533,500
2021-05-17 2021-05-14 4 ZIMMERMAN DANIEL H CVM Options A - Award D 20.61 0.0100 160,000 2 703,253
2021-05-17 2021-05-14 4 YOUNG PETER R CVM Options A - Award D 20.61 0.0100 128,000 1 543,100
2021-04-23 2021-04-22 4 CIPRIANO JOHN CVM Common Stock S - Sale D 24.3793 -10,000 -244 63,108
2021-04-01 2021-03-31 4 ZIMMERMAN DANIEL H CVM Common Stock A - Award D 15.2100 248 4 115,743
2021-04-01 2021-03-31 4 TALOR EYAL CVM Common Stock A - Award D 15.2100 157 2 119,405
2021-04-01 2021-03-31 4 PRICHEP PATRICIA B CVM Common Stock A - Award D 15.2100 269 4 206,738
2021-04-01 2021-03-31 4 KERSTEN GEERT R CVM Common Stock A - Award D 15.2100 285 4 1,120,797
2021-01-04 2020-12-31 4 ZIMMERMAN DANIEL H CVM Common Stock A - Award D 11.6600 309 4 115,495
2021-01-04 2020-12-31 4 TALOR EYAL CVM Common Stock A - Award D 11.6600 205 2 119,248
2021-01-04 2020-12-31 4 PRICHEP PATRICIA B CVM Common Stock A - Award D 11.6600 335 4 206,469
2021-01-04 2020-12-31 4 KERSTEN GEERT R CVM Common Stock A - Award D 11.6600 366 4 1,120,512
2020-12-16 2020-12-11 4 YOUNG PETER R CVM Common Stock P - Purchase D 14.2400 100 1 25,914
2020-11-18 2020-11-17 4 YOUNG PETER R CVM Common Stock P - Purchase D 11.6790 800 9 25,814
2020-11-18 2020-11-18 4 BAILLAVOINE BRUNO JEAN-MARIE CVM Common Stock P - Purchase D 11.7700 800 9 4,723
2020-11-18 2020-11-18 4 Watson Robert Eugene CVM Common Stock P - Purchase D 11.7700 800 9 3,181
2020-11-16 2020-11-13 4 CIPRIANO JOHN CVM Common Stock S - Sale D 12.7290 -10,000 -127 73,108
2020-11-06 2020-11-04 4 YOUNG PETER R Immediate Family CVM Common Stock P - Purchase I 11.3350 2,000 23 25,014
2020-11-06 2020-11-04 4 YOUNG PETER R CVM Common Stock P - Purchase D 11.3900 1,000 11 23,014
2020-10-01 2020-09-30 4 ZIMMERMAN DANIEL H CVM Common Stock A - Award D 12.7500 275 4 115,186
2020-10-01 2020-09-30 4 PRICHEP PATRICIA B CVM Common Stock A - Award D 12.7500 297 4 206,134
2020-10-01 2020-09-30 4 TALOR EYAL CVM Common Stock A - Award D 12.7500 188 2 119,043
2020-10-01 2020-09-30 4 KERSTEN GEERT R CVM Common Stock A - Award D 12.7500 335 4 1,120,146
2020-07-01 2020-06-30 4 ZIMMERMAN DANIEL H CVM Common Stock A - Award D 14.9200 228 3 114,911
2020-07-01 2020-06-30 4 KERSTEN GEERT R CVM Common Stock A - Award D 14.9200 286 4 1,119,811
2020-07-01 2020-06-30 4 PRICHEP PATRICIA B CVM Common Stock A - Award D 14.9200 245 4 205,837
2020-07-01 2020-06-30 4 TALOR EYAL CVM Common Stock A - Award D 14.9200 160 2 118,855
2020-04-20 2020-04-20 4 TALOR EYAL CVM Options A - Award D 10.93 0.0100 288,000 3 1,096,646
2020-04-20 2020-04-20 4 CIPRIANO JOHN CVM Options A - Award D 10.93 0.0100 160,000 2 610,027
2020-04-20 2020-04-20 4 ZIMMERMAN DANIEL H CVM Options A - Award D 10.93 0.0100 160,000 2 544,453
2020-04-20 2020-04-20 4 YOUNG PETER R CVM Options A - Award D 10.93 0.0100 128,000 1 416,300
2020-04-20 2020-04-20 4 BAILLAVOINE BRUNO JEAN-MARIE CVM Options A - Award D 10.93 0.0100 128,000 1 405,500
2020-04-20 2020-04-20 4 Watson Robert Eugene CVM Options A - Award D 10.93 0.0100 128,000 1 378,000
2020-04-20 2020-04-20 4 KERSTEN GEERT R CVM Options A - Award D 10.93 0.0100 592,000 6 3,142,309
2020-04-20 2020-04-20 4 PRICHEP PATRICIA B CVM Options A - Award D 10.93 0.0100 288,000 3 1,066,797
2020-04-01 2020-03-31 4 PRICHEP PATRICIA B CVM Common Stock A - Award D 11.5400 317 4 205,592
2020-04-01 2020-03-31 4 TALOR EYAL CVM Common Stock A - Award D 11.5400 207 2 118,695
2020-04-01 2020-03-31 4 ZIMMERMAN DANIEL H CVM Common Stock A - Award D 11.5400 296 3 114,683
2020-04-01 2020-03-31 4 KERSTEN GEERT R CVM Common Stock A - Award D 11.5400 370 4 1,119,525
2020-02-27 2020-02-26 4 Watson Robert Eugene CVM Common Stock P - Purchase D 10.8300 923 10 2,381
2020-02-27 2020-02-26 4 YOUNG PETER R CVM Common Stock P - Purchase D 10.8300 923 10 22,014
2020-02-27 2020-02-26 4 BAILLAVOINE BRUNO JEAN-MARIE CVM Common Stock P - Purchase D 10.8300 923 10 3,923
2020-02-27 2020-02-26 4 ZIMMERMAN DANIEL H CVM Common Stock P - Purchase D 10.8300 923 10 114,387
2020-02-27 2020-02-26 4 KERSTEN GEERT R CVM Common Stock P - Purchase D 10.8300 4,617 50 1,119,155
2020-02-27 2020-02-26 4 PRICHEP PATRICIA B CVM Common Stock P - Purchase D 10.8300 1,847 20 205,275
2020-01-13 2020-01-10 4 KERSTEN GEERT R CVM Common Stock P - Purchase D 7.5400 6,631 50 1,114,538
2020-01-03 2019-12-31 4 TALOR EYAL CVM Common Stock A - Award D 9.1500 262 2 118,488
2020-01-03 2019-12-31 4 ZIMMERMAN DANIEL H CVM Common Stock A - Award D 9.1500 373 3 113,464
2020-01-03 2019-12-31 4 KERSTEN GEERT R CVM Common Stock A - Award D 9.1500 483 4 1,107,907
2020-01-03 2019-12-31 4 PRICHEP PATRICIA B CVM Common Stock A - Award D 9.1500 401 4 203,428
2019-10-28 2019-10-25 4 KERSTEN GEERT R CVM Common Stock P - Purchase D 6.7100 3,725 25 1,107,424
2019-10-01 2019-09-30 4 KERSTEN GEERT R CVM Common Stock A - Award D 8.9400 461 4 1,103,699
2019-10-01 2019-09-30 4 PRICHEP PATRICIA B CVM Common Stock A - Award D 8.9400 410 4 203,027
2019-10-01 2019-09-30 4 TALOR EYAL CVM Common Stock A - Award D 8.9400 268 2 118,226
2019-10-01 2019-09-30 4 ZIMMERMAN DANIEL H CVM Common Stock A - Award D 8.9400 382 3 113,091
2019-09-18 2019-09-17 4 CIPRIANO JOHN CVM Common Stock S - Sale D 8.6949 -8,000 -70 83,108
2019-09-05 2019-09-04 4 KERSTEN GEERT R CVM Common Stock A - Award D 7.1600 3,492 25 1,102,746
2019-09-05 2019-09-04 4 PRICHEP PATRICIA B CVM Common Stock A - Award D 7.1600 2,095 15 202,180
2019-09-05 2019-09-04 4 ZIMMERMAN DANIEL H CVM Common Stock A - Award D 7.1600 2,375 17 112,302
2019-08-29 2019-08-28 4 CIPRIANO JOHN CVM Common Stock S - Sale D 7.0260 -8,000 -56 91,108
2019-06-03 2019-06-03 4 KERSTEN GEERT R CVM Common Stock A - Award D 3.7700 6,631 25 1,099,254
2019-05-21 2019-05-21 4 YOUNG PETER R CVM Common Stock P - Purchase D 5.0000 2,000 10 21,091
2019-05-08 2019-05-07 4 CIPRIANO JOHN CVM Common Stock A - Award D 6.8600 2,915 20 99,108
2019-05-08 2019-05-07 4 ZIMMERMAN DANIEL H CVM Common Stock A - Award D 6.8600 4,373 30 109,927
2019-05-08 2019-05-07 4 Watson Robert Eugene CVM Common Stock A - Award D 6.8600 1,458 10 1,458
2019-05-08 2019-05-07 4 KERSTEN GEERT R CVM Common Stock A - Award D 6.8600 14,577 100 1,092,623
2019-05-08 2019-05-07 4 PRICHEP PATRICIA B CVM Common Stock A - Award D 6.8600 7,289 50 200,085
2019-04-12 2019-04-11 4 ZIMMERMAN DANIEL H CVM Options A - Award D 5.65 0.0100 211,459 2 384,453
2019-04-12 2019-04-11 4 CIPRIANO JOHN CVM Options A - Award D 5.65 0.0100 206,880 2 450,427
2019-04-12 2019-04-11 4 YOUNG PETER R CVm Options A - Award D 5.65 0.0100 160,000 2 289,200
2019-04-12 2019-04-11 4 BAILLAVOINE BRUNO JEAN-MARIE CVM Options A - Award D 5.65 0.0100 160,000 2 277,500
2019-04-12 2019-04-11 4 Watson Robert Eugene CVM Options A - Award D 5.65 0.0100 160,000 2 250,000
2019-04-12 2019-04-11 4 PRICHEP PATRICIA B CVM Options A - Award D 5.65 0.0100 405,631 4 794,265
2019-04-12 2019-04-11 4 TALOR EYAL CVM Options A - Award D 5.65 0.0100 382,712 4 822,209
2019-04-12 2019-04-11 4 KERSTEN GEERT R CVM Options A - Award D 5.65 0.0100 813,180 8 2,574,863
2019-04-09 2019-04-05 4 YOUNG PETER R CVM Common Stock P - Purchase D 5.2000 2,000 10 19,091
2019-04-01 2019-03-29 4 PRICHEP PATRICIA B CVM Common Stock A - Award D 3.5400 1,036 4 192,796
2019-04-01 2019-03-29 4 TALOR EYAL CVM Common Stock A - Award D 3.5400 677 2 117,672
2019-04-01 2019-03-29 4 ZIMMERMAN DANIEL H CVM Common Stock A - Award D 3.5400 965 3 105,554
2019-04-01 2019-03-29 4 KERSTEN GEERT R CVM Common Stock A - Award D 3.5400 1,165 4 1,078,046
2019-02-19 2019-02-14 4 YOUNG PETER R CVM Common Stock P - Purchase D 2.8200 1,000 3 17,091
2019-01-02 2018-12-31 4 TALOR EYAL cvm Common Stock A - Award D 2.8700 836 2 116,995
2019-01-02 2018-12-31 4 ZIMMERMAN DANIEL H cvm Common Stock S - Sale D 2.9300 -2,474 -7 104,589
2019-01-02 2018-12-31 4 ZIMMERMAN DANIEL H cvm Common Stock A - Award D 2.8700 1,190 3 107,063
2019-01-02 2018-12-31 4 PRICHEP PATRICIA B cvm Common Stock A - Award D 2.8700 1,278 4 191,760
2019-01-02 2018-12-31 4 KERSTEN GEERT R cvm Common Stock A - Award D 2.8700 1,437 4 1,076,881
2018-10-01 2018-09-28 4 ZIMMERMAN DANIEL H CVM Common Stock A - Award D 4.0500 843 3 105,873
2018-10-01 2018-09-28 4 KERSTEN GEERT R CVM Common Stock A - Award D 4.0500 1,018 4 1,075,444
2018-10-01 2018-09-28 4 PRICHEP PATRICIA B CVM Common Stock A - Award D 4.0500 906 4 190,482
2018-10-01 2018-09-28 4 TALOR EYAL CVM Common Stock A - Award D 4.0500 592 2 116,159
2018-09-21 2018-09-21 4 TALOR EYAL CVM Options A - Award D 3.55 0.0100 100,000 1 439,497
2018-08-28 2018-08-24 4 KERSTEN GEERT R CVM Series UU Warrants A - Award D 2.80 0.1400 40,000 6 1,761,683
2018-08-28 2018-08-24 4 KERSTEN GEERT R CVM Series RR Warrants A - Award D 1.65 0.1400 100,000 14 1,721,683
2018-08-28 2018-08-24 4 KERSTEN GEERT R CVM Series NN Warrants A - Award D 2.52 0.1400 65,000 9 1,621,683
2018-08-28 2018-08-24 4 KERSTEN GEERT R CVM Series MM Warrants A - Award D 1.86 0.1400 150,000 21 1,556,683
2018-08-15 2018-08-13 4 PRICHEP PATRICIA B CVM Common Stock A - Award D 0.8300 30,120 25 189,576
2018-08-15 2018-08-13 4 ZIMMERMAN DANIEL H CVM Common Stock A - Award D 0.8300 84,337 70 105,030
2018-08-15 2018-08-13 4 CIPRIANO JOHN CVM Common Stock A - Award D 0.8300 48,193 40 96,193
2018-08-14 2018-08-13 4 KERSTEN GEERT R CVM Common Stock A - Award D 0.8300 301,205 250 1,074,426
2018-07-02 2018-06-29 4 ZIMMERMAN DANIEL H CVM Common Stock A - Award D 0.9200 3,713 3 20,693
2018-07-02 2018-06-29 4 KERSTEN GEERT R CVM Common Stock A - Award D 0.9200 4,483 4 773,221
2018-07-02 2018-06-29 4 PRICHEP PATRICIA B CVM Common Stock A - Award D 0.9200 3,988 4 159,456
2018-07-02 2018-06-29 4 TALOR EYAL CVM Common Stock A - Award D 0.9200 2,608 2 115,567
2018-06-18 2018-06-11 4 KERSTEN GEERT R (1) CVM Common Stock A - Award I 2.8000 3,151 9 768,738
2018-06-18 2018-06-11 4 KERSTEN GEERT R CVM Common Stock A - Award D 2.8000 3,464 10 765,587
2018-06-18 2018-06-11 4 PRICHEP PATRICIA B CVM Common Stock A - Award D 2.8000 315 1 155,468
2018-06-13 2018-06-11 4 PRICHEP PATRICIA B cvm Series UU Warrants A - Award D 2.80 0.0100 2,183 0 388,234
2018-06-13 2018-06-11 4 PRICHEP PATRICIA B cvm Convertible Note X - Other D 2.29 25,000.0000 -10,917 -272,925 386,051
2018-06-13 2018-06-11 4 PRICHEP PATRICIA B cvm Common Stock X - Other D 2.2900 10,917 25 155,153
2018-06-13 2018-06-11 4 KERSTEN GEERT R (1) cvm Series UU Warrants (1) A - Award I 2.80 0.0100 21,834 0 1,405,863
2018-06-13 2018-06-11 4 KERSTEN GEERT R (1) cvm Convertible Note (1) X - Other I 2.29 250,000.0000 -109,170 -27,292,500 1,384,049
2018-06-13 2018-06-11 4 KERSTEN GEERT R cvm Series UU Warrants A - Award D 2.80 0.0100 29,586 0 1,493,219
2018-06-13 2018-06-11 4 KERSTEN GEERT R cvm Convertible Note X - Other D 1.69 250,000.0000 -147,929 -36,982,250 1,463,633
2018-06-13 2018-06-11 4 KERSTEN GEERT R (1) cvm Common Stock X - Other I 2.2900 109,170 250 762,123
2018-06-13 2018-06-11 4 KERSTEN GEERT R cvm Common Stock X - Other D 1.6900 147,929 250 652,953
2018-06-08 2018-06-04 4 YOUNG PETER R cvm Series S Warrants X - Other D 1.75 10,715.0000 -60,000 -642,900 129,200
2018-06-08 2018-06-04 4 YOUNG PETER R cvm Common Stock X - Other D 1.7500 2,400 4 16,091
2018-06-05 2018-06-01 4 KERSTEN GEERT R cvm Series S Warrants X - Other D 1.75 132,795.0000 -369,000 -49,001,355 1,611,562
2018-06-05 2018-06-01 4 KERSTEN GEERT R cvm Common Stock X - Other D 1.7500 14,760 26 505,024
2018-05-03 2018-05-01 4 PRICHEP PATRICIA B CVM Options A - Award D 2.45 0.0100 180,000 2 396,968
2018-05-03 2018-05-01 4 PRICHEP PATRICIA B CVM Options A - Award D 2.45 0.0100 42,607 0 216,968
2018-05-03 2018-05-01 4 ZIMMERMAN DANIEL H CVM Options A - Award D 2.45 0.0100 100,000 1 172,694
2018-05-03 2018-05-01 4 ZIMMERMAN DANIEL H CVM Options A - Award D 2.45 0.0100 26,194 0 72,694
2018-05-03 2018-05-01 4 CIPRIANO JOHN CVM Options A - Award D 2.45 0.0100 135,000 1 243,547
2018-05-03 2018-05-01 4 CIPRIANO JOHN CVM Options A - Award D 2.45 0.0100 13,347 0 108,547
2018-05-03 2018-05-01 4 YOUNG PETER R CVM Options A - Award D 2.45 0.0100 80,000 1 129,200
2018-05-03 2018-05-01 4 BAILLAVOINE BRUNO JEAN-MARIE CVM Options A - Award D 2.45 0.0100 80,000 1 117,500
2018-05-03 2018-05-01 4 Watson Robert Eugene CVM Options A - Award D 2.45 0.0100 80,000 1 90,000
2018-05-03 2018-05-01 4 KERSTEN GEERT R CVM Options A - Award D 2.45 0.0100 370,000 4 1,635,482
2018-05-03 2018-05-01 4 KERSTEN GEERT R CVM Options A - Award D 2.45 0.0100 160,121 2 1,265,482
2018-05-03 2018-05-01 4 TALOR EYAL CVM Options A - Award D 2.45 0.0100 180,000 2 339,497
2018-05-03 2018-05-01 4 TALOR EYAL CVM Options A - Award D 2.45 0.0100 13,934 0 159,497
2018-05-03 2018-05-01 4 YOUNG PETER R CVM Common Stock P - Purchase D 2.1400 2,000 4 13,691
2018-05-01 2018-04-27 4 YOUNG PETER R CVM Common Stock P - Purchase D 2.3850 4,000 10 11,691
2018-04-17 2018-04-16 4 YOUNG PETER R CVM Common Stock P - Purchase D 1.8000 4,000 7 7,691
2018-04-17 2018-04-16 4 YOUNG PETER R CVM Common Stock P - Purchase D 1.7900 2,500 4 3,691
2018-04-03 2018-03-30 4 PRICHEP PATRICIA B CVM Common Stock A - Award D 1.4100 2,602 4 144,236
2018-04-03 2018-03-30 4 TALOR EYAL CVM Common Stock A - Award D 1.4100 1,702 2 112,959
2018-04-03 2018-03-30 4 ZIMMERMAN DANIEL H CVM Common Stock A - Award D 1.4100 2,422 3 16,980
2018-04-03 2018-03-30 4 KERSTEN GEERT R CVM Common Stock A - Award D 1.4100 2,925 4 490,264
2018-01-22 2018-01-22 4 TALOR EYAL CVM Common Stock S - Sale D 2.0600 -6,441 -13 111,257
2018-01-22 2018-01-17 4 TALOR EYAL CVM Common Stock S - Sale D 2.0600 -1,751 -4 117,698
2018-01-18 2018-01-16 4 TALOR EYAL CVM Common Stock S - Sale D 2.1500 -1,707 -4 119,449
2018-01-18 2018-01-12 4 TALOR EYAL CVM Common Stock S - Sale D 2.1500 -101 -0 121,156
2018-01-16 3 Watson Robert Eugene CVM Common Stock D 0
2018-01-16 2017-12-18 4 Watson Robert Eugene CVM Options A - Award D 1.84 0.0100 10,000 0 10,000
2018-01-03 2017-12-29 4 ZIMMERMAN DANIEL H cvm Common Stock A - Award D 1.8900 1,807 3 14,558
2018-01-03 2017-12-29 4 KERSTEN GEERT R cvm Common Stock A - Award D 1.8900 2,103 4 487,339
2018-01-03 2017-12-29 4 PRICHEP PATRICIA B cvm Common Stock A - Award D 1.8900 1,941 4 141,634
2018-01-03 2017-12-29 4 TALOR EYAL cvm Common Stock A - Award D 1.8900 1,269 2 121,257
2017-11-06 2017-11-02 4 KERSTEN GEERT R cvm Series RR Warrants A - Award D 1.65 0.0100 73,965 1 1,105,361
2017-11-06 2017-11-02 4 KERSTEN GEERT R Beneficiary cvm Series RR Warrants A - Award I 1.65 0.0100 54,585 1 1,031,396
2017-11-06 2017-11-02 4 PRICHEP PATRICIA B cvm Series RR Warrants A - Award D 1.65 0.0100 5,459 0 177,481
2017-10-02 2017-09-29 4 ZIMMERMAN DANIEL H cvm Common Stock A - Award D 1.6600 2,058 3 12,751
2017-10-02 2017-09-18 4 ZIMMERMAN DANIEL H cvm Options A - Award D 1.59 1.5900 20,000 32 48,668
2017-10-02 2017-09-29 4 TALOR EYAL cvm Common Stock A - Award D 1.6600 1,445 2 119,988
2017-10-02 2017-09-29 4 KERSTEN GEERT R CVM Common Stock A - Award D 1.6600 2,394 4 485,236
2017-10-02 2017-09-29 4 PRICHEP PATRICIA B cvm Common Stock A - Award D 1.6600 2,210 4 139,693
2017-08-29 2017-08-25 4 TALOR EYAL cvm Common Stock S - Sale D 1.9100 -769 -1 118,543
2017-08-17 2017-08-16 4 TALOR EYAL CVM Common Stock S - Sale D 2.5800 -12,000 -31 119,312
2017-08-17 2017-08-15 4 TALOR EYAL CVM Common Stock S - Sale D 2.8200 -2,019 -6 131,312
2017-08-17 2017-08-16 4 CIPRIANO JOHN CVM Common Stock S - Sale D 2.5200 -17,109 -43 48,000
2017-08-01 2017-07-28 4 BAILLAVOINE BRUNO JEAN-MARIE cvm Options A - Award D 2.18 0.0100 20,000 0 37,500
2017-08-01 2017-07-28 4 YOUNG PETER R cvm Options A - Award D 2.18 0.0100 20,000 0 50,587
2017-08-01 2017-07-28 4 CIPRIANO JOHN cvm Options A - Award D 2.18 0.0100 90,000 1 95,800
2017-08-01 2017-07-28 4 TALOR EYAL cvm Options A - Award D 2.18 0.0100 120,000 1 147,860
2017-08-01 2017-07-28 4 PRICHEP PATRICIA B cvm Options A - Award D 2.18 0.0100 120,000 1 172,422
2017-08-01 2017-07-28 4 KERSTEN GEERT R cvm Options A - Award D 2.18 0.0100 180,000 2 977,611
2017-07-25 2017-07-24 4 PRICHEP PATRICIA B cvm Series NN Warrant A - Award D 2.52 0.0100 10,917 0 52,422
2017-07-25 2017-07-24 4 PRICHEP PATRICIA B cvm Convertible Note A - Award D 2.29 25,000.0000 10,917 272,925 41,505
2017-07-25 2017-07-24 4 KERSTEN GEERT R Beneficiary cvm Series NN Warrant A - Award I 2.52 0.0100 109,170 1 797,611
2017-07-25 2017-07-24 4 KERSTEN GEERT R Beneficiary cvm Convertible Note A - Award I 2.29 250,000.0000 109,170 27,292,500 688,441
2017-07-05 2017-06-30 4 ZIMMERMAN DANIEL H cvm Common Stock A - Award D 2.2300 1,532 3 10,693
2017-07-05 2017-06-30 4 TALOR EYAL cvm Common Stock A - Award D 2.2300 1,076 2 133,331
2017-07-05 2017-06-30 4 KERSTEN GEERT R cvm Common Stock A - Award D 2.2300 1,782 4 482,842
2017-07-05 2017-06-30 4 PRICHEP PATRICIA B cvm Common Stock A - Award D 2.2300 1,645 4 137,483
2017-06-30 2017-06-29 4 ZIMMERMAN DANIEL H cvm Options A - Award D 1.87 0.0100 6,000 0 28,968
2017-06-30 2017-06-12 4 ESTERHAZY ALEXANDER G cvm Options A - Award D 2.50 0.0100 7,500 0 30,373
2017-06-30 2017-06-12 4 BAILLAVOINE BRUNO JEAN-MARIE cvm Options A - Award D 2.50 0.0100 7,500 0 17,500
2017-06-30 2017-06-12 4 YOUNG PETER R cvm Options A - Award D 2.50 0.0100 7,500 0 30,587
2017-06-23 2017-06-22 4 KERSTEN GEERT R cvm Series MM Warrants A - Award D 1.86 0.0100 147,929 1 607,717
2017-06-23 2017-06-22 4 KERSTEN GEERT R cvm Convertible Note A - Award D 1.69 250,000.0000 147,929 36,982,250 459,788
2017-04-04 2017-03-31 4 TALOR EYAL cvm Common Stock A - Award D 0.0856 28,037 2 3,306,368
2017-04-04 2017-03-31 4 ZIMMERMAN DANIEL H cvm Common Stock A - Award D 0.0856 39,911 3 229,023
2017-04-04 2017-03-31 4 PRICHEP PATRICIA B cvm Common Stock A - Award D 0.0856 42,869 4 3,395,947
2017-04-04 2017-03-31 4 KERSTEN GEERT R cvm Commn Stock A - Award D 0.0856 46,436 4 12,026,505
2017-01-03 2016-12-30 4 KERSTEN GEERT R cvm Common Stock A - Award D 0.0670 59,328 4 11,980,069
2017-01-03 2016-12-30 4 PRICHEP PATRICIA B cvm Common Stock A - Award D 0.0670 50,206 3 3,353,078
2017-01-03 2016-12-30 4 TALOR EYAL cvm Common Stock A - Award D 0.0670 35,820 2 3,278,331
2017-01-03 2016-12-30 4 ZIMMERMAN DANIEL H cvm Common Stock A - Award D 0.0670 46,026 3 189,112
2016-10-03 2016-09-30 4 KERSTEN GEERT R cvm Common Stock A - Award D 0.3000 13,250 4 11,920,741
2016-10-03 2016-09-30 4 PRICHEP PATRICIA B CVM Common Stock A - Award D 0.3000 12,232 4 3,302,872
2016-10-03 2016-09-30 4 TALOR EYAL CVM Common Stock A - Award D 0.3000 8,000 2 3,242,511
2016-10-03 2016-09-30 4 ZIMMERMAN DANIEL H CVM Common Stock A - Award D 0.3000 11,388 3 143,086
2016-09-23 2016-08-31 4 DE CLARA MAXIMILIAN CVM Common Stock A - Award D 0.4700 650,000 306 675,123
2016-07-19 2016-07-13 4 KERSTEN GEERT R cvm Common Stock A - Award D 0.4700 34,644 16 11,907,491
2016-07-19 2016-07-13 4 PRICHEP PATRICIA B cvm Common Stock A - Award D 0.4700 15,232 7 3,290,640
2016-07-19 2016-07-13 4 TALOR EYAL cvm Common Stock A - Award D 0.4700 18,805 9 3,234,511
2016-07-19 2016-07-13 4 CIPRIANO JOHN cvm Common Stock A - Award D 0.4700 13,100 6 1,627,718
2016-07-19 2016-07-13 4 ZIMMERMAN DANIEL H cvm Common Stock A - Award D 0.4700 14,154 7 131,698
2016-06-30 2016-06-30 4 KERSTEN GEERT R cvm Common Stock A - Award D 0.4600 8,641 4 11,872,847
2016-06-30 2016-06-30 4 PRICHEP PATRICIA B cvm Common Stock A - Award D 0.4600 7,977 4 3,275,408
2016-06-30 2016-06-30 4 TALOR EYAL cvm Common Stock A - Award D 0.4600 5,217 2 3,215,706
2016-06-30 2016-06-30 4 ZIMMERMAN DANIEL H cvm Common Stock A - Award D 0.4600 7,426 3 117,544
2016-04-05 2016-03-31 4 KERSTEN GEERT R CVM Common Stock A - Award D 0.5300 7,500 4 11,864,206
2016-04-05 2016-03-31 4 PRICHEP PATRICIA B CVM Common Stock A - Award D 0.5300 6,923 4 3,267,431
2016-04-05 2016-03-31 4 TALOR EYAL CVM Common Stock A - Award D 0.5300 4,528 2 3,210,489
2016-04-05 2016-03-31 4 ZIMMERMAN DANIEL H CVM Common Stock A - Award D 0.5300 6,446 3 110,118
2016-01-14 2016-01-13 4 KERSTEN GEERT R Trustee CVM Series X Warrant A - Award I 0.37 3,000,000 7,941,928
2016-01-14 2016-01-13 4 KERSTEN GEERT R Trustee CVM Common Stock A - Award I 0.3700 3,000,000 1,110 11,856,706
2016-01-05 2015-12-31 4 TALOR EYAL cvm Common Stock A - Award D 0.3700 6,486 2 3,205,541
2016-01-05 2015-12-31 4 PRICHEP PATRICIA B cvm Common Stock A - Award D 0.3700 10,042 4 3,260,508
2016-01-05 2015-12-31 4 KERSTEN GEERT R cvm Common Stock A - Award D 0.3700 10,743 4 8,856,706
2016-01-05 2015-12-31 4 ZIMMERMAN DANIEL H cvm Common Stock A - Award D 0.3700 9,348 3 103,672
2015-09-30 2015-09-30 4 TALOR EYAL cvm Common Stock A - Award D 0.6000 4,000 2 3,199,055
2015-09-30 2015-09-30 4 PRICHEP PATRICIA B cvm Common Stock A - Award D 0.6000 5,886 4 3,250,466
2015-09-30 2015-09-30 4 ZIMMERMAN DANIEL H cvm Common Stock A - Award D 0.6000 5,480 3 94,324
2015-09-30 2015-09-30 4 KERSTEN GEERT R cvm Common Stock A - Award D 0.6000 6,625 4 8,845,963
2015-07-28 2015-07-27 4 CIPRIANO JOHN cvm Common Stock A - Award D 0.5400 14,618 8 1,614,618
2015-07-28 2015-07-27 4 TALOR EYAL cvm Common Stock A - Award D 0.5400 20,983 11 3,195,055
2015-07-28 2015-07-27 4 PRICHEP PATRICIA B cvm Common Stock A - Award D 0.5400 16,997 9 3,244,580
2015-07-28 2015-07-27 4 KERSTEN GEERT R cvm Common Stock A - Award D 0.5400 38,658 21 8,839,338
2015-07-28 2015-07-27 4 ZIMMERMAN DANIEL H cvm Common Stock A - Award D 0.5400 15,794 9 88,844
2015-07-01 3 BAILLAVOINE BRUNO JEAN-MARIE CVM Common Stock D 0
2015-07-01 2015-06-30 4 PRICHEP PATRICIA B cvm Common Stock A - Award D 0.6600 5,351 4 3,227,583
2015-07-01 2015-06-30 4 TALOR EYAL cvm Common Stock A - Award D 0.6600 3,636 2 3,174,072
2015-07-01 2015-06-30 4 ZIMMERMAN DANIEL H cvm Common Stock A - Award D 0.6600 4,982 3 73,050
2015-07-01 2015-06-22 4 BAILLAVOINE BRUNO JEAN-MARIE CVM Options A - Award D 0.66 125,000 125,000
2015-07-01 2015-06-30 4 KERSTEN GEERT R CVM Common Stock A - Award D 0.6600 6,022 4 8,800,680
2015-07-01 2015-06-29 4 KERSTEN GEERT R Trustee CVM Warrants J - Other I 0.53 0.0100 2,844,627 28 6,818,210
2015-07-01 2015-06-29 4 KERSTEN GEERT R Trustee CVM Convertible Note J - Other I 0.59 0.0100 1,871,282 19 6,818,210
2015-06-29 2015-06-22 4 DE CLARA MAXIMILIAN CVM Options A - Award D 0.66 125,000 995,825
2015-06-29 2015-06-22 4 YOUNG PETER R cvm Options A - Award D 0.66 125,000 524,000
2015-06-29 2015-06-22 4 ESTERHAZY ALEXANDER G cvm Options A - Award D 0.66 125,000 463,733
2015-06-29 2015-06-24 4 ZIMMERMAN DANIEL H cvm Options A - Award D 0.62 100,000 528,400
2015-05-26 2015-05-22 4 KERSTEN GEERT R cvm Series S Warrants P - Purchase D 1.25 0.1999 69,000 14 5,572,696
2015-04-13 2015-03-31 4 KERSTEN GEERT R cvm Common Stock A - Award D 1.0500 4,071 4 8,794,658
2015-04-13 2015-03-31 4 PRICHEP PATRICIA B cvm Common Stock A - Award D 1.0500 3,363 4 3,222,232
2015-04-13 2015-03-31 4 TALOR EYAL cvm Common Stock A - Award D 1.0500 2,285 2 3,170,436
2015-04-13 2015-03-31 4 ZIMMERMAN DANIEL H cvm Common Stock A - Award D 1.0500 3,131 3 68,068
2015-01-09 2014-12-31 4 ZIMMERMAN DANIEL H cvm Common Stock A - Award D 0.5800 5,669 3 64,937
2015-01-09 2014-12-31 4 KERSTEN GEERT R cvm Common Stock A - Award D 0.5800 6,594 4 8,790,587
2015-01-09 2014-12-31 4 PRICHEP PATRICIA B cvm Common Stock A - Award D 0.5800 6,089 4 3,218,869
2015-01-09 2014-12-31 4 TALOR EYAL cvm Common Stock A - Award D 0.5800 4,137 2 3,168,151
2014-11-07 2014-11-04 4 KERSTEN GEERT R Trustee CVM Common Stock G - Gift I 0.6800 2,124,388 1,445 8,783,993
2014-11-05 2014-11-03 4 YOUNG PETER R cvm Series S Warrants P - Purchase D 1.25 0.1743 50,000 9 399,000
2014-10-28 2014-10-28 4 KERSTEN GEERT R Trustee cvm Warrants G - Gift I 0.53 0.0100 2,844,627 28 5,503,696
2014-10-14 2014-10-13 4 KERSTEN GEERT R cvm Common Stock P - Purchase D 0.7700 14,999 12 6,659,605
2014-10-01 2014-09-30 4 TALOR EYAL cvm Common Stock A - Award D 0.9100 2,637 2 3,164,014
2014-10-01 2014-09-30 4 PRICHEP PATRICIA B cvm Common Stock A - Award D 0.9100 3,954 4 3,212,780
2014-10-01 2014-09-30 4 KERSTEN GEERT R cvm Common Stock A - Award D 0.9100 4,203 4 6,644,606
2014-10-01 2014-09-30 4 ZIMMERMAN DANIEL H cvm Common Stock A - Award D 0.9100 3,681 3 59,268
2014-08-28 2014-08-26 4 DE CLARA MAXIMILIAN cvm Options A - Award D 1.08 150,000 870,825
2014-08-25 2014-08-22 4 KERSTEN GEERT R Trustee cvm Common Stock G - Gift I 0.0100 103,093 1 6,640,403
2014-08-21 2014-08-19 4 KERSTEN GEERT R Trustee cvm Warrants G - Gift I 5.00 0.0100 184,930 2 2,659,069
2014-08-21 2014-08-19 4 KERSTEN GEERT R Trustee cvm Warrants G - Gift I 4.00 0.0100 164,824 2 2,474,139
2014-08-21 2014-08-19 4 KERSTEN GEERT R Trustee cvm Convertible Note G - Gift I 4.00 0.0100 276,014 3 2,309,315
2014-08-07 2014-08-06 4 DE CLARA MAXIMILIAN cvm Options A - Award D 1.09 100,000 720,825
2014-08-07 2014-08-06 4 ESTERHAZY ALEXANDER G cvm Options A - Award D 1.09 100,000 338,733
2014-08-07 2014-08-06 4 YOUNG PETER R cvm Options A - Award D 1.09 100,000 349,000
2014-08-07 2014-08-06 4 KINSOLVING C RICHARD cvm Options A - Award D 1.09 100,000 349,400
2014-08-07 2014-08-06 4 ZIMMERMAN DANIEL H cvm Options A - Award D 1.09 200,000 433,400
2014-08-07 2014-08-06 4 KERSTEN GEERT R cvm Common Stock A - Award D 1.0900 5,800,000 6,322 6,537,310
2014-08-07 2014-08-06 4 PRICHEP PATRICIA B cvm Common Stock A - Award D 1.0900 3,100,000 3,379 3,208,826
2014-08-07 2014-08-06 4 TALOR EYAL cvm Common Stock A - Award D 1.0900 3,100,000 3,379 3,161,377
2014-08-07 2014-08-06 4 CIPRIANO JOHN cvm Common Stock A - Award D 1.0900 1,600,000 1,744 1,600,000
2014-07-01 2014-06-30 4 KERSTEN GEERT R cvm Common Stock A - Award D 1.2400 3,084 4 737,310
2014-07-01 2014-06-30 4 PRICHEP PATRICIA B cvm Common Stock A - Award D 1.2400 2,901 4 108,826
2014-07-01 2014-06-30 4 TALOR EYAL cvm Common Stock A - Award D 1.2400 1,935 2 61,377
2014-07-01 2014-06-30 4 ZIMMERMAN DANIEL H cvm Common Stock A - Award D 1.2400 2,701 3 55,587
2014-04-07 2014-04-04 4 KERSTEN GEERT R cvm Series S Warrants P - Purchase D 1.25 0.4000 170,000 68 2,033,301
2014-04-02 2014-03-31 4 KERSTEN GEERT R cvm Common Stock A - Award D 1.5200 2,516 4 734,226
2014-04-02 2014-03-31 4 PRICHEP PATRICIA B cvm Common Stock A - Award D 1.5200 2,343 4 105,925
2014-04-02 2014-03-31 4 TALOR EYAL cvm Common Stock A - Award D 1.5200 1,578 2 59,442
2014-04-02 2014-03-31 4 ZIMMERMAN DANIEL H cvm Common Stock A - Award D 1.5200 2,183 3 52,886
2014-03-13 2014-03-12 4 KERSTEN GEERT R cvm Series S Warrants P - Purchase D 1.25 0.3900 100,000 39 1,863,301
2014-03-12 2014-03-11 4 KERSTEN GEERT R cvm Series S Warrants P - Purchase D 1.25 0.4000 30,000 12 1,763,301
2014-03-04 2014-02-26 4 DE CLARA MAXIMILIAN cvm Options A - Award D 1.09 75,000 620,825
2014-03-04 2014-02-26 4 KERSTEN GEERT R cvm Options A - Award D 1.09 90,000 1,733,301
2014-03-04 2014-02-26 4 PRICHEP PATRICIA B cvm Options A - Award D 1.09 60,000 820,230
2014-03-04 2014-02-26 4 TALOR EYAL cvm Options A - Award D 1.09 60,000 740,272
2014-03-04 2014-02-26 4 ZIMMERMAN DANIEL H cvm Options A - Award D 1.09 45,000 233,400
2014-03-04 2014-02-26 4 CIPRIANO JOHN cvm Options A - Award D 1.09 45,000 155,600
2014-03-04 2014-02-26 4 KINSOLVING C RICHARD cvm Options A - Award D 1.09 45,000 249,400
2014-03-04 2014-02-26 4 YOUNG PETER R cvm Options A - Award D 1.09 45,000 249,000
2014-03-04 2014-02-26 4 ESTERHAZY ALEXANDER G cvm Options A - Award D 1.09 45,000 238,733
2014-01-13 2014-01-09 4 YOUNG PETER R cvm Series S Warrants P - Purchase D 1.25 0.2000 10,000 2 204,000
2014-01-06 2013-12-31 4 KERSTEN GEERT R cvm Common Stock A - Award D 0.5900 6,483 4 731,710
2014-01-06 2013-12-31 4 PRICHEP PATRICIA B cvm Common Stock A - Award D 0.5900 5,914 3 103,582
2014-01-06 2013-12-31 4 TALOR EYAL cvm Common Stock A - Award D 0.5900 4,067 2 57,864
2014-01-06 2013-12-31 4 ZIMMERMAN DANIEL H cvm Common Stock A - Award D 0.5900 5,517 3 50,703
2014-01-02 2013-12-30 4 KERSTEN GEERT R cvm Common Stock P - Purchase D 0.6000 300,000 180 725,227
2013-10-11 2013-10-09 4 KERSTEN GEERT R cvm Common Stock P - Purchase D 0.7895 8,400 7 425,227
2013-10-04 2013-09-30 4 PRICHEP PATRICIA B cvm Common Stock A - Award D 1.7000 2,052 3 97,668
2013-10-04 2013-09-30 4 KERSTEN GEERT R cvm Common Stock A - Award D 1.7000 2,250 4 416,827
2013-10-04 2013-09-30 4 ZIMMERMAN DANIEL H cvm Common Stock A - Award D 1.7000 1,914 3 45,186
2013-10-04 2013-09-30 4 TALOR EYAL cvm Common Stock A - Award D 1.7000 1,411 2 53,797
2013-07-03 2013-07-01 4 DE CLARA MAXIMILIAN cvm Options A - Award D 0.21 375,000 5,458,249
2013-07-03 2013-07-01 4 KERSTEN GEERT R cvm Options A - Award D 0.21 450,000 16,433,009
2013-07-03 2013-07-01 4 PRICHEP PATRICIA B cvm Options A - Award D 0.21 300,000 7,602,296
2013-07-03 2013-07-01 4 TALOR EYAL cvm Options A - Award D 0.21 300,000 6,802,719
2013-07-03 2013-07-01 4 CIPRIANO JOHN cvm Options A - Award D 0.21 225,000 1,106,000
2013-07-03 2013-07-01 4 ZIMMERMAN DANIEL H cvm Options A - Award D 0.21 225,000 1,884,000
2013-07-03 2013-07-01 4 KINSOLVING C RICHARD cvm Options A - Award D 0.21 225,000 2,044,000
2013-07-03 2013-07-01 4 YOUNG PETER R cvm Options A - Award D 0.21 225,000 1,939,999
2013-07-03 2013-07-01 4 ESTERHAZY ALEXANDER G cvm Options A - Award D 0.21 225,000 1,937,332
2013-07-01 2013-06-28 4 KERSTEN GEERT R cvm Common Stock A - Award D 0.2100 18,214 4 4,145,771
2013-07-01 2013-06-28 4 PRICHEP PATRICIA B cvm Common Stock A - Award D 0.2100 16,617 3 956,160
2013-07-01 2013-06-28 4 ZIMMERMAN DANIEL H cvm Common Stock A - Award D 0.2100 15,502 3 432,719
2013-07-01 2013-06-28 4 TALOR EYAL cvm Common Stock A - Award D 0.2100 11,428 2 523,859
2013-06-20 2013-06-19 4 YOUNG PETER R cvm Common Stock P - Purchase D 0.2450 22,000 5 297,758
2013-06-20 2013-06-19 4 YOUNG PETER R cvm Common Stock P - Purchase D 0.2410 3,000 1 275,758
2013-06-17 2013-06-14 4 KERSTEN GEERT R cvm Common Stock P - Purchase D 0.2400 145,120 35 4,127,557
2013-05-20 2013-05-20 4 KERSTEN GEERT R cvm Common Stock P - Purchase D 0.2500 40,000 10 3,982,437
2013-05-02 2013-05-02 4 KERSTEN GEERT R cvm Common Stock P - Purchase D 0.2650 118,700 31 3,942,437
2013-04-02 2013-03-29 4 KERSTEN GEERT R cvm Common Stock A - Award D 0.2300 16,630 4 3,823,737
2013-04-02 2013-03-29 4 PRICHEP PATRICIA B cvm Common Stock A - Award D 0.2300 15,726 4 939,543
2013-04-02 2013-03-29 4 ZIMMERMAN DANIEL H cvm Common Stock A - Award D 0.2300 14,413 3 417,217
2013-04-02 2013-03-29 4 TALOR EYAL cvm Common Stock A - Award D 0.2300 10,434 2 512,431
2013-03-27 2013-03-27 4 YOUNG PETER R cvm Common Stock P - Purchase D 0.2250 25,000 6 272,758
2013-03-27 2013-03-27 4 PRICHEP PATRICIA B cvm Common Stock P - Purchase D 0.2216 25,000 6 923,817
2013-03-26 2013-03-26 4 KERSTEN GEERT R cvm Common Stock P - Purchase D 0.2120 148,125 31 3,807,107
2013-03-26 2013-03-26 4 KERSTEN GEERT R cvm Common Stock P - Purchase D 0.2150 200,000 43 3,658,982
2013-01-03 2012-12-31 4 KERSTEN GEERT R cvm Common Stock A - Award D 0.2700 13,888 4 3,458,982
2013-01-03 2012-12-31 4 TALOR EYAL cvm Common Stock A - Award D 0.2700 8,888 2 501,997
2013-01-03 2012-12-31 4 PRICHEP PATRICIA B cvm Common Stock A - Award D 0.2700 12,338 3 898,817
2013-01-03 2012-12-31 4 ZIMMERMAN DANIEL H cvm Common Stock A - Award D 0.2700 11,713 3 402,804
2012-12-27 2012-12-18 4 KINSOLVING C RICHARD cvm Options A - Award D 0.28 200,000 1,819,000
2012-12-27 2012-12-18 4 KINSOLVING C RICHARD cvm Options D - Sale to Issuer D 0.22 -200,000 1,619,000
2012-12-27 2012-12-18 4 KINSOLVING C RICHARD cvm Options A - Award D 0.28 500,000 1,819,000
2012-12-27 2012-12-18 4 YOUNG PETER R cvm Options A - Award D 0.28 146,666 1,714,999
2012-12-27 2012-12-18 4 YOUNG PETER R cvm Options D - Sale to Issuer D 0.22 -146,666 1,568,333
2012-12-27 2012-12-18 4 YOUNG PETER R cvm Options A - Award D 0.28 500,000 1,714,999
2012-12-27 2012-12-18 4 ESTERHAZY ALEXANDER G cvm Options A - Award D 0.28 93,332 1,712,332
2012-12-27 2012-12-18 4 ESTERHAZY ALEXANDER G cvm Options D - Sale to Issuer D 0.22 -93,332 1,619,000
2012-12-27 2012-12-18 4 ESTERHAZY ALEXANDER G cvm Options A - Award D 0.28 500,000 1,712,332
2012-12-26 2012-12-18 4 DE CLARA MAXIMILIAN cvm Options A - Award D 0.28 1,000,000 5,083,249
2012-12-26 2012-12-18 4 PRICHEP PATRICIA B cvm Options A - Award D 0.28 580,000 7,302,296
2012-12-26 2012-12-18 4 PRICHEP PATRICIA B cvm Options D - Sale to Issuer D 0.22 -580,000 6,722,296
2012-12-26 2012-12-18 4 PRICHEP PATRICIA B cvm Options A - Award D 0.28 1,500,000 7,302,296
2012-12-26 2012-12-18 4 KERSTEN GEERT R cvm Options A - Award D 0.28 1,890,000 15,983,009
2012-12-26 2012-12-18 4 KERSTEN GEERT R cvm Options D - Sale to Issuer D 0.22 -1,890,000 14,093,009
2012-12-26 2012-12-18 4 KERSTEN GEERT R cvm Options A - Award D 0.28 2,700,000 15,983,009
2012-12-26 2012-12-18 4 KERSTEN GEERT R cvm Options A - Award D 0.28 2,300,000 13,283,009
2012-12-26 2012-12-18 4 TALOR EYAL cvm Options A - Award D 0.28 374,166 6,502,759
2012-12-26 2012-12-18 4 TALOR EYAL cvm Options D - Sale to Issuer D 0.22 -374,166 6,128,593
2012-12-26 2012-12-18 4 TALOR EYAL cvm Option A - Award D 0.28 1,500,000 6,502,759
2012-12-26 2012-12-18 4 ZIMMERMAN DANIEL H cvm Options A - Award D 0.28 392,000 1,659,000
2012-12-26 2012-12-18 4 ZIMMERMAN DANIEL H cvm Options D - Sale to Issuer D 0.22 -392,000 1,267,000
2012-10-01 2012-09-28 4 KERSTEN GEERT R cvm Common Stock A - Award D 0.3500 10,714 4 3,445,094
2012-10-01 2012-09-28 4 PRICHEP PATRICIA B cvm Common Stock A - Award D 0.3500 9,262 3 886,479
2012-10-01 2012-09-28 4 TALOR EYAL cvm Common Stock A - Award D 0.3500 6,857 2 493,109
2012-10-01 2012-09-28 4 ZIMMERMAN DANIEL H cvm Common Stock A - Award D 0.3500 8,788 3 391,091
2012-06-29 2012-06-29 4 KERSTEN GEERT R cvm Common Stock A - Award D 0.3800 9,868 4 3,434,380
2012-06-29 2012-06-29 4 PRICHEP PATRICIA B cvm Common Stock A - Award D 0.3800 8,531 3 877,217
2012-06-29 2012-06-29 4 TALOR EYAL cvm Common Stock A - Award D 0.3800 6,315 2 486,252
2012-06-29 2012-06-29 4 ZIMMERMAN DANIEL H cvm Common Stock A - Award D 0.3800 8,094 3 382,303
2012-06-12 2012-06-12 4 DE CLARA MAXIMILIAN cvm Options A - Award D 0.39 375,000 4,083,249
2012-06-12 2012-06-12 4 KERSTEN GEERT R cvm Options A - Award D 0.39 450,000 10,983,009
2012-06-12 2012-06-12 4 TALOR EYAL cvm Options A - Award D 0.39 300,000 5,002,759
2012-06-12 2012-06-12 4 CIPRIANO JOHN cvm Options A - Award D 0.39 225,000 881,000
2012-06-12 2012-06-12 4 PRICHEP PATRICIA B cvm Options A - Award D 0.39 300,000 5,802,296
2012-06-12 2012-06-12 4 ZIMMERMAN DANIEL H cvm Options A - Award D 0.39 225,000 1,659,000
2012-06-12 2012-06-12 4 KINSOLVING C RICHARD cvm Options A - Award D 0.39 225,000 1,319,000
2012-06-12 2012-06-12 4 YOUNG PETER R cvm Options A - Award D 0.39 225,000 1,214,999
2012-06-12 2012-06-12 4 ESTERHAZY ALEXANDER G cvm Options A - Award D 0.39 225,000 1,212,332
2012-04-03 2012-03-30 4 KERSTEN GEERT R cvm Common Stock A - Award D 0.4800 7,812 4 3,424,512
2012-04-03 2012-03-30 4 PRICHEP PATRICIA B cvm Common Stock A - Award D 0.4800 6,945 3 868,686
2012-04-03 2012-03-30 4 TALOR EYAL cvm Common Stock A - Award D 0.4800 5,000 2 479,937
2012-04-03 2012-03-30 4 ZIMMERMAN DANIEL H cvm Common Stock A - Award D 0.4800 6,589 3 374,209
2012-01-04 2011-12-30 4 PRICHEP PATRICIA B cvm Common Stock A - Award D 0.2900 10,862 3 861,741
2012-01-04 2011-12-30 4 TALOR EYAL cvm Common Stock A - Award D 0.2900 8,275 2 474,937
2012-01-04 2011-12-30 4 KERSTEN GEERT R cvm Common Stock A - Award D 0.2900 12,672 4 3,416,700
2012-01-04 2011-12-30 4 ZIMMERMAN DANIEL H cvm Common Stock A - Award D 0.2900 10,306 3 367,620
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
Other Listings
DE:LSR
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