| Jumlah Saham Beredar | 15,483,597 shares |
| Saham Orang Dalam | 5,193,847 shares |
| Kepemilikan oleh Orang Dalam | 33.54 % |
| Orang Dalam Sejati | 27 |
Skor Sentimen Orang Dalam
Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.
Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.
Frekuensi Pembaruan: Setiap Hari
Skor Sentimen Petugas
Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.
Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.
Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.
Frekuensi Pembaruan: Setiap Hari
Metrik Utama Orang Dalam
Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.
Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).
Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)
0 ( )
4894 out of 11305Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).
Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)
0.000 %( )
4871 out of 11224Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.
Grafik Perdagangan Orang Dalam
Grafik berikut menunjukkan Dominari Holdings Inc. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.
Daftar Orang Dalam dan Metrik Profitabilitas
Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.
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| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
| Melissaratos Aristides | 23,183 | ||
| Douglas T Brown | 426,160 | ||
| Jeffrey Ballabon | 11,841 | ||
| Gregory James Blattner Director - [D] | 36,820 | 36,820 | |
| Robert Clayton CFO & Treasurer - [O] | 1,000 | 1,000 | |
| Richard Cohen | 0 | ||
| Christopher Franklin Devall COO - [O] | 410,702 | 410,702 | |
| Robert Frederick Dudley Director - [D] | 22,411 | 22,411 | |
| Howard E Goldberg Director - [D] | 87,293 | 87,293 |
| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
| Kyle Haug Director - [D] | 24,409 | 24,409 | |
|
Anthony Hayes
CEO, Director, 10% Owner -
[D]
[O]
|
1,614,566 | 1,614,566 | |
| Edward M Karr Director - [D] | 0 | 0 | |
| Harvey J Kesner Director - [D] | 13,700 | 13,700 | |
| Tim S Ledwick Director - [D] | 31,471 | 31,471 | |
| Paul LeMire Director - [D] | 12,411 | 12,411 | |
| Lieberman Ronald J. Director - [D] | 181,613 | 181,613 | |
| Robert A Lodder President - [O] | 1,000 | 1,000 | |
| Michael H Pollack | 0 |
| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
| Thomas Peter | 23,183 | ||
| Poltorak Alexander I. | 351,214 | ||
| Frank Reiner Interim CFO - [O] | 21,630 | 21,630 | |
|
Rockstar Consortium US LP
10% Owner -
|
176,991 | 176,991 | |
| Robert J VanderZanden Director - [D] | 12,702 | 12,702 | |
| George Way Chief Financial Officer - [O] | 96,311 | 96,311 | |
| Eric Weisblum Director - [D] | 20,000 | 20,000 | |
| Kyle Michael Wool Director - [D] | 2,428,817 | 2,428,817 | |
| Soo Yu Director - [D] | 820,478 | 2,428,817 |
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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek
Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di DOMH / Dominari Holdings Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .
Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.
Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek
Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di DOMH / Dominari Holdings Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .
Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.
| Tanggal Perdagangan | Orang Dalam | Dilaporkan Saham |
Dilaporkan Harga |
Disesuaikan Saham |
Disesuaikan Harga |
Dasar Biaya | Hari-hari menuju Menit |
Harga di Menit |
Kerugian Maksimal Dihindari ($) |
Kerugian Maksimal Dihindari (%) |
|---|---|---|---|---|---|---|---|---|---|---|
| 2013-05-31 | Kesner Harvey J | 110,000 | 110,000 | 730 |
Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).
Riwayat Transaksi
Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.
| Berkas Tanggal |
Perdagangan Tanggal |
Formulir | Orang Dalam | Ticker | Judul Keamanan | Kode | Langsung | Latihan Harga |
Satuan Harga |
Unit Diubah |
Nilai Diubah (1 ribu) |
Sisa Pilihan |
Sisa Saham |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-05-06 | 2025-05-05 | 4 | Hayes Anthony | DOMH | Common Stock | D | -15,000 | 1,614,566 | ||||||
| 2025-03-25 | 2025-03-24 | 4 | Hayes Anthony | DOMH | Common Stock | D | 154,559 | 1,629,566 | ||||||
| 2025-03-25 | 2025-02-12 | 4 | Wool Kyle Michael | DOMH | Common Stock | D | 154,559 | 2,355,328 | ||||||
| 2025-02-20 | 2025-02-18 | 4 | Hayes Anthony | DOMH | Common Stock | D | 500,000 | 1,475,007 | ||||||
| 2025-02-20 | 2025-02-18 | 4 | Lieberman Ronald J. | DOMH | Common Stock | D | 150,000 | 181,613 | ||||||
| 2025-02-12 | 2025-02-10 | 4 | Dudley Robert Frederick | DOMH | Common Stock | D | 10,000 | 22,411 | ||||||
| 2025-02-12 | 2025-02-10 | 4 | LEDWICK TIM S | DOMH | Common Stock | D | 10,000 | 31,471 | ||||||
| 2025-02-12 | 2025-02-10 | 4 | LEDWICK TIM S | DOMH | Common Stock | D | 8,645 | 21,471 | ||||||
| 2025-02-12 | 2025-02-10 | 4 | Lieberman Ronald J. | DOMH | Common Stock | D | 10,000 | 31,613 | ||||||
| 2025-02-12 | 2025-02-10 | 4 | Lieberman Ronald J. | DOMH | Common Stock | D | 21,613 | 21,613 | ||||||
| 2025-02-12 | 2025-02-12 | 4 | Wool Kyle Michael | DOMH | Common Stock | D | 288,184 | 2,200,769 | ||||||
| 2025-02-12 | 2025-02-10 | 4 | Haug Kyle | DOMH | Common Stock | D | 10,000 | 24,409 | ||||||
| 2025-02-12 | 2025-02-10 | 4 | Haug Kyle | DOMH | Common Stock | D | 14,409 | 14,409 | ||||||
| 2025-02-12 | 2025-02-10 | 4 | Blattner Gregory James | DOMH | Common Stock | D | 10,000 | 36,820 | ||||||
| 2025-02-12 | 2025-02-10 | 4 | Blattner Gregory James | DOMH | Common Stock | D | 14,409 | 26,820 | ||||||
| 2025-02-12 | 2025-02-10 | 4 | Devall Christopher Franklin | DOMH | Common Stock | D | 351,851 | 410,702 | ||||||
| 2025-02-12 | 2025-02-10 | 4 | Devall Christopher Franklin | DOMH | Common Stock | D | 28,818 | 58,851 | ||||||
| 2025-02-12 | 2025-02-10 | 4 | Hayes Anthony | DOMH | Common Stock | D | 288,184 | 975,007 | ||||||
| 2025-01-03 | 2024-12-31 | 4 | Wool Kyle Michael | DOMH | Common Stock | D | 309,118 | 1,912,585 | ||||||
| 2025-01-03 | 2024-12-31 | 4 | Hayes Anthony | DOMH | Common Stock | D | 309,118 | 686,823 | ||||||
| 2024-06-13 | 2024-06-11 | 4 | Wool Kyle Michael | DOMH | Common Stock | D | 154,559 | 1,603,467 | ||||||
| 2024-06-13 | 2024-06-11 | 4 | Hayes Anthony | DOMH | Common Stock | D | 154,559 | 377,705 | ||||||
| 2024-05-31 | 2024-05-29 | 4 | Wool Kyle Michael By Mr. Wool's SEP-IRA | DOMH | Common Stock | I | 2.2000 | 5,000 | 11 | 27,750 | ||||
| 2024-05-31 | 2024-05-30 | 4 | Hayes Anthony | DOMH | Common Stock | D | 2.4000 | 3,482 | 8 | 223,146 | ||||
| 2024-05-31 | 2024-05-29 | 4 | Hayes Anthony | DOMH | Common Stock | D | 2.2500 | 1,158 | 3 | 219,664 | ||||
| 2024-04-10 | 2024-04-08 | 4 | Wool Kyle Michael By Ms. Yu's Pension | DOMH | Common Stock | I | 2.9870 | 4,250 | 13 | 13,750 | ||||
| 2024-04-10 | 2024-04-08 | 4 | Wool Kyle Michael By Mr. Wool's SEP-IRA | DOMH | Common Stock | I | 2.9870 | 4,250 | 13 | 13,750 | ||||
| 2024-04-08 | 2024-04-05 | 4 | Hayes Anthony By Rollover IRA | DOMH | Common Stock | I | 2.8758 | 13,500 | 39 | 116,248 | ||||
| 2024-04-08 | 2024-04-04 | 4 | Hayes Anthony By Rollover IRA | DOMH | Common Stock | I | 2.6215 | 3,944 | 10 | 102,748 | ||||
| 2024-04-08 | 2024-04-04 | 4 | Wool Kyle Michael By Ms. Yu's Pension | DOMH | Common Stock | I | 2.8429 | 9,500 | 27 | 9,500 | ||||
| 2024-04-08 | 2024-04-04 | 4 | Wool Kyle Michael By Mr. Wool's SEP-IRA | DOMH | Common Stock | I | 2.8951 | 9,500 | 28 | 18,500 | ||||
| 2023-12-28 | 2023-12-26 | 4 | Devall Christopher Franklin | DOMH | Common Stock | D | 2.5519 | 7,000 | 18 | 30,033 | ||||
| 2023-12-28 | 2023-12-26 | 4 | Wool Kyle Michael By Mr. Wool's SEP-IRA | DOMH | Common Stock | I | 2.5993 | 5,000 | 13 | 9,000 | ||||
| 2023-12-26 | 2023-12-21 | 4 | Wool Kyle Michael | DOMH | Common Stock | D | 2.0200 | 630,050 | 1,273 | 1,448,908 | ||||
| 2023-12-22 | 2023-12-20 | 4 | Hayes Anthony By Rollover IRA | DOMH | Common Stock | I | 2.0024 | 70,000 | 140 | 98,804 | ||||
| 2023-12-14 | 2023-12-12 | 4 | Wool Kyle Michael By Mr. Wool's SEP-IRA | DOMH | Common Stock | I | 2.0428 | 2,000 | 4 | 4,000 | ||||
| 2023-12-14 | 2023-12-12 | 4 | Wool Kyle Michael By Mr. Wool's SEP-IRA | DOMH | Common Stock | I | 2.0183 | 2,000 | 4 | 2,000 | ||||
| 2023-12-14 | 2023-12-12 | 4 | Hayes Anthony By Rollover IRA | DOMH | Common Stock | I | 2.0049 | 2,000 | 4 | 28,804 | ||||
| 2023-12-14 | 2023-12-12 | 4 | Hayes Anthony By Rollover IRA | DOMH | Common Stock | I | 2.0012 | 2,000 | 4 | 26,804 | ||||
| 2023-11-30 | 2023-11-30 | 4 | Devall Christopher Franklin | DOMH | Common Stock | D | 2.2778 | 1,000 | 2 | 23,033 | ||||
| 2023-11-28 | 2023-11-28 | 4 | Devall Christopher Franklin | DOMH | Common Stock | D | 2.2590 | 1,000 | 2 | 22,033 | ||||
| 2023-11-28 | 2023-11-27 | 4 | Wool Kyle Michael By Mr. Wool's Rollover IRA | DOMH | Common Stock | I | 2.1999 | 1,000 | 2 | 24,000 | ||||
| 2023-11-27 | 2023-11-24 | 4 | Hayes Anthony By Rollover IRA | DOMH | Common Stock | I | 2.1610 | 1,481 | 3 | 24,804 | ||||
| 2023-11-27 | 2023-11-22 | 4 | Hayes Anthony By Rollover IRA | DOMH | Common Stock | I | 2.0899 | 1,323 | 3 | 23,323 | ||||
| 2023-11-21 | 2023-11-20 | 4 | Wool Kyle Michael By Mr. Wool's Rollover IRA | DOMH | Common Stock | I | 2.0517 | 2,000 | 4 | 23,000 | ||||
| 2023-11-20 | 2023-11-16 | 4 | Hayes Anthony By Rollover IRA | DOMH | Common Stock | I | 1.9663 | 2,500 | 5 | 22,000 | ||||
| 2023-11-15 | 2023-11-14 | 4 | Hayes Anthony By Rollover IRA | DOMH | Common Stock | I | 1.9299 | 2,500 | 5 | 19,500 | ||||
| 2023-10-04 | 2023-10-02 | 4 | Way George | DOMH | Common Stock | D | 96,311 | 96,311 | ||||||
| 2023-09-22 | 2023-09-20 | 4 | Wool Kyle Michael By Mr. Wool's Rollover IRA | DOMH | Common Stock | I | 2.7673 | 5,000 | 14 | 21,000 | ||||
| 2023-09-22 | 2023-09-20 | 4 | Wool Kyle Michael By Mr. Wool's Rollover IRA | DOMH | Common Stock | I | 2.6633 | 2,500 | 7 | 16,000 | ||||
| 2023-09-22 | 2023-09-20 | 4 | Wool Kyle Michael By Mr. Wool's Rollover IRA | DOMH | Common Stock | I | 2.5031 | 7,400 | 19 | 13,500 | ||||
| 2023-09-22 | 2023-09-20 | 4 | Wool Kyle Michael By Mr. Wool's Rollover IRA | DOMH | Common Stock | I | 2.5300 | 100 | 0 | 6,100 | ||||
| 2023-09-22 | 2023-09-20 | 4 | Hayes Anthony By Rollover IRA | DOMH | Common Stock | I | 2.7432 | 5,000 | 14 | 17,000 | ||||
| 2023-09-22 | 2023-09-20 | 4 | Hayes Anthony By Rollover IRA | DOMH | Common Stock | I | 2.5745 | 2,500 | 6 | 12,000 | ||||
| 2023-09-22 | 2023-09-20 | 4 | Hayes Anthony By Rollover IRA | DOMH | Common Stock | I | 2.4996 | 7,500 | 19 | 9,500 | ||||
| 2023-09-20 | 2023-09-19 | 4 | Wool Kyle Michael By Mr. Wool's Rollover IRA | DOMH | Common Stock | I | 2.5457 | 2,000 | 5 | 6,000 | ||||
| 2023-09-18 | 2023-09-14 | 4 | Wool Kyle Michael By Mr. Wool's Rollover IRA | DOMH | Common Stock | I | 2.7354 | 2,000 | 5 | 4,000 | ||||
| 2023-09-15 | 2023-09-13 | 4 | Hayes Anthony By Rollover IRA | DOMH | Common Stock | I | 2.7468 | 2,000 | 5 | 2,000 | ||||
| 2023-09-12 | 2023-09-11 | 4 | Wool Kyle Michael By Mr. Wool's Rollover IRA | DOMH | Common Stock | I | 2.8153 | 2,000 | 6 | 2,000 | ||||
| 2023-08-28 | 2023-08-25 | 4 | Wool Kyle Michael | DOMH | Common Stock | D | 2.8972 | 2,000 | 6 | 818,858 | ||||
| 2023-08-25 | 2023-08-23 | 4 | Hayes Anthony | DOMH | Common Stock | D | 2.8589 | 2,000 | 6 | 218,506 | ||||
| 2023-08-22 | 2023-08-21 | 4 | Wool Kyle Michael | DOMH | Common Stock | D | 2.9939 | 1,000 | 3 | 816,858 | ||||
| 2023-08-22 | 2023-08-18 | 4 | Wool Kyle Michael | DOMH | Common Stock | D | 2.9470 | 1,369 | 4 | 815,858 | ||||
| 2023-08-18 | 2023-08-16 | 4 | Hayes Anthony | DOMH | Common Stock | D | 2.9399 | 2,000 | 6 | 216,506 | ||||
| 2023-08-16 | 2023-08-14 | 4 | Wool Kyle Michael | DOMH | Common Stock | D | 2.9999 | 2,000 | 6 | 814,489 | ||||
| 2023-07-10 | 2023-05-18 | 4 | Devall Christopher Franklin | DOMH | Common Stock | D | 2.9412 | 1,500 | 4 | 21,033 | ||||
| 2023-06-21 | 2023-06-21 | 4 | Yu Soo | DOMH | Common Stock | D | 2.5800 | 529,715 | 1,367 | 820,478 | ||||
| 2023-06-15 | 2023-06-14 | 4 | Hayes Anthony | DOMH | Common Stock | D | 2.8746 | 1,319 | 4 | 214,506 | ||||
| 2023-06-14 | 2023-06-13 | 4 | Hayes Anthony | DOMH | Common Stock | D | 2.8859 | 506 | 1 | 213,187 | ||||
| 2023-06-12 | 2023-06-09 | 4 | Wool Kyle Michael | DOMH | Common Stock | D | 2.7639 | 1,500 | 4 | 282,774 | ||||
| 2023-06-09 | 2023-06-08 | 4 | Wool Kyle Michael | DOMH | Common Stock | D | 2.5882 | 424 | 1 | 281,274 | ||||
| 2023-05-31 | 2023-05-30 | 4 | Wool Kyle Michael | DOMH | Common Stock | D | 2.5898 | 2,000 | 5 | 280,850 | ||||
| 2023-05-26 | 2023-05-18 | 4 | Wool Kyle Michael | DOMH | Common Stock | D | 2.5441 | 58 | 0 | 278,850 | ||||
| 2023-05-25 | 2023-05-24 | 4 | Hayes Anthony | DOMH | Common Stock | D | 2.7500 | 2,000 | 6 | 212,681 | ||||
| 2023-05-22 | 2023-05-18 | 4 | Wool Kyle Michael | DOMH | Common Stock | D | 2.9385 | 2,000 | 6 | 278,792 | ||||
| 2023-05-18 | 2023-05-17 | 4 | Hayes Anthony | DOMH | Common Stock | D | 2.7689 | 2,000 | 6 | 210,681 | ||||
| 2023-05-18 | 2023-05-17 | 4 | Wool Kyle Michael | DOMH | Common Stock | D | 2.7695 | 2,000 | 6 | 276,792 | ||||
| 2023-05-17 | 2023-05-16 | 4 | Wool Kyle Michael | DOMH | Common Stock | D | 2.7114 | 2,000 | 5 | 274,792 | ||||
| 2023-05-17 | 2023-05-16 | 4 | Hayes Anthony | DOMH | Common Stock | D | 2.7673 | 2,000 | 6 | 208,681 | ||||
| 2023-04-05 | 2023-04-05 | 4 | Devall Christopher Franklin | DOMH | Common Stock | D | 3.5099 | 5,698 | 20 | 19,533 | ||||
| 2023-04-04 | 2023-04-04 | 4 | Hayes Anthony | DOMH | Common Stock | D | 3.4381 | 30,000 | 103 | 206,681 | ||||
| 2023-01-06 | 3 | Devall Christopher Franklin | DOMH | Common Stock | D | 13,835 | ||||||||
| 2022-12-22 | 2022-12-20 | 4 | Wool Kyle Michael | DOMH | Common Stock | D | 3.5880 | 6,000 | 22 | 272,792 | ||||
| 2022-12-21 | 2022-12-19 | 4 | Wool Kyle Michael | AIKI | Common Stock | D | 3.5930 | 5,000 | 18 | 266,792 | ||||
| 2022-12-20 | 2022-12-16 | 4 | Wool Kyle Michael | AIKI | Common Stock | D | 3.7050 | 5,000 | 19 | 261,792 | ||||
| 2022-12-19 | 2022-12-15 | 4 | Wool Kyle Michael | AIKI | Common Stock | D | 3.6870 | 5,000 | 18 | 280,322 | ||||
| 2022-12-16 | 2022-12-14 | 4 | Wool Kyle Michael | AIKI | Common Stock | D | 3.6900 | 4,500 | 17 | 275,322 | ||||
| 2022-12-16 | 2022-12-14 | 4 | Hayes Anthony | AIKI | Common Stock | D | 3.6900 | 4,500 | 17 | 176,681 | ||||
| 2022-12-15 | 2022-12-13 | 4 | Wool Kyle Michael | AIKI | Common Stock | D | 3.6970 | 5,000 | 18 | 270,822 | ||||
| 2022-12-15 | 2022-12-13 | 4 | Hayes Anthony | AIKI | Common Stock | D | 3.6970 | 5,000 | 18 | 172,181 | ||||
| 2022-12-14 | 2022-12-12 | 4 | Hayes Anthony | AIKI | Common Stock | D | 3.6250 | 5,000 | 18 | 167,181 | ||||
| 2022-12-14 | 2022-12-12 | 4 | Wool Kyle Michael | AIKI | Common Stock | D | 3.6250 | 5,000 | 18 | 265,822 | ||||
| 2022-12-13 | 2022-12-09 | 4 | Wool Kyle Michael | AIKI | Common Stock | D | 3.6830 | 5,000 | 18 | 260,822 | ||||
| 2022-12-13 | 2022-12-09 | 4 | Hayes Anthony | AIKI | Common Stock | D | 3.6830 | 5,000 | 18 | 162,181 | ||||
| 2022-12-12 | 2022-12-08 | 4 | Wool Kyle Michael | AIKI | Common Stock | D | 3.5620 | 5,000 | 18 | 255,822 | ||||
| 2022-12-12 | 2022-12-08 | 4 | Hayes Anthony | AIKI | Common Stock | D | 3.5620 | 5,000 | 18 | 157,181 | ||||
| 2022-12-09 | 2022-12-07 | 4 | Wool Kyle Michael | AIKI | Common Stock | D | 3.4766 | 5,000 | 17 | 250,822 | ||||
| 2022-12-08 | 2022-12-07 | 4 | Hayes Anthony | AIKI | Common Stock | D | 3.4760 | 5,000 | 17 | 152,181 | ||||
| 2022-09-19 | 2022-09-16 | 4 | Wool Kyle Michael WOOL C/F ALISON COTTONE UTMA/NY UNTIL AGE 18. | AIKI | Common Stock | I | 6.5430 | 3,559 | 23 | 230,281 | ||||
| 2022-09-16 | 2022-09-14 | 4 | Wool Kyle Michael Tioga 22 LLC | AIKI | Common Stock | I | 6.1160 | 1,476 | 9 | 143,021 | ||||
| 2022-09-16 | 2022-09-14 | 4 | Wool Kyle Michael Catatonk Creek LLC | AIKI | Common Stock | I | 6.1160 | 1,477 | 9 | 141,545 | ||||
| 2022-09-16 | 2022-09-14 | 4 | Yu Soo Dongam LLC | AIKI | Common Stock | I | 6.1160 | 1,477 | 9 | 83,701 | ||||
| 2022-09-15 | 2022-09-13 | 4 | Hayes Anthony | AIKI | Common Stock | D | 6.3230 | 24,957 | 158 | 147,181 | ||||
| 2022-09-15 | 2022-09-13 | 4 | Wool Kyle Michael | AIKI | Common Stock | D | 6.3230 | 23,712 | 150 | 140,068 | ||||
| 2022-09-15 | 2022-09-13 | 4 | Yu Soo | AIKI | Common Stock | D | 6.3230 | 29,329 | 185 | 82,224 | ||||
| 2022-09-14 | 2022-09-12 | 4 | Yu Soo | AIKI | Common Stock | D | 6.3250 | 44,895 | 284 | 52,895 | ||||
| 2022-09-14 | 2022-09-12 | 4 | Wool Kyle Michael | AIKI | Common Stock | D | 6.3250 | 36,298 | 230 | 116,356 | ||||
| 2022-09-14 | 2022-09-12 | 4 | Hayes Anthony | AIKI | Common Stock | D | 6.3250 | 38,208 | 242 | 122,224 | ||||
| 2022-08-30 | 2022-08-26 | 4 | Wool Kyle Michael | AIKI | Common Stock | D | 6.0000 | 78,588 | 472 | 80,058 | ||||
| 2022-08-30 | 2022-08-26 | 4 | LeMire Paul | AIKI | Common Stock | D | 6.0000 | 8,000 | 48 | 12,411 | ||||
| 2022-08-30 | 2022-08-26 | 4 | VanderZanden Robert J | AIKI | Common Stock | D | 6.0000 | 8,000 | 48 | 12,702 | ||||
| 2022-08-30 | 2022-08-26 | 4 | Dudley Robert Frederick | AIKI | Common Stock | D | 6.0000 | 8,000 | 48 | 12,411 | ||||
| 2022-08-30 | 2022-08-26 | 4 | LEDWICK TIM S | AIKI | Common Stock | D | 6.0000 | 8,000 | 48 | 12,826 | ||||
| 2022-08-30 | 2022-08-26 | 4 | Hayes Anthony | AIKI | Common Stock | D | 6.0000 | 78,588 | 472 | 84,016 | ||||
| 2022-08-30 | 2022-08-26 | 4 | Blattner Gregory James | AIKI | Common Stock | D | 6.0000 | 8,000 | 48 | 12,411 | ||||
| 2022-08-30 | 2022-08-26 | 4 | Yu Soo | AIKI | Common Stock | D | 6.0000 | 8,000 | 48 | 8,000 | ||||
| 2022-05-04 | 2022-05-02 | 4 | Wool Kyle Michael | AIKI | Non-Qualified Stock Options | D | 0.35 | 1,200,000 | 1,200,000 | |||||
| 2022-05-04 | 2022-05-02 | 4 | Hayes Anthony | AIKI | Non-Qualified Stock Options | D | 0.35 | 1,200,000 | 1,200,000 | |||||
| 2021-07-30 | 2021-07-30 | 4 | Dudley Robert Frederick | AIKI | Common Stock | D | 0.8800 | 25,000 | 22 | 50,000 | ||||
| 2021-07-30 | 2021-07-30 | 4 | LeMire Paul | AIKI | Common Stock | D | 0.8800 | 25,000 | 22 | 50,000 | ||||
| 2021-07-30 | 2021-07-30 | 4 | Wool Kyle Michael | AIKI | Common Stock | D | 0.8800 | 25,000 | 22 | 25,000 | ||||
| 2021-07-30 | 2021-07-30 | 4 | VanderZanden Robert J | AIKI | Common Stock | D | 0.8800 | 25,000 | 22 | 68,570 | ||||
| 2021-07-30 | 2021-07-30 | 4 | Blattner Gregory James | AIKI | Common Stock | D | 0.8800 | 25,000 | 22 | 61,766 | ||||
| 2021-07-30 | 2021-07-30 | 4 | LEDWICK TIM S | AIKI | Common Stock | D | 0.8800 | 25,000 | 22 | 69,756 | ||||
| 2021-05-04 | 2021-05-03 | 4 | Hayes Anthony | AIKI | Common Stock | D | 0.9900 | 10,000 | 10 | 78,430 | ||||
| 2021-04-30 | 2021-04-29 | 4 | Hayes Anthony | AIKI | Common Stock | D | 0.9900 | 10,000 | 10 | 68,430 | ||||
| 2021-04-23 | 2021-04-22 | 4 | Hayes Anthony | AIKI | Common Stock | D | 0.9300 | 10,000 | 9 | 58,430 | ||||
| 2021-01-08 | 2020-12-23 | 4 | LeMire Paul | AIKI | Stock Option (right to buy) | D | 0.64 | 50,000 | 50,000 | |||||
| 2021-01-08 | 2020-12-23 | 4 | VanderZanden Robert J | AIKI | Stock Option (right to buy) | D | 0.64 | 50,000 | 50,000 | |||||
| 2021-01-08 | 2020-12-23 | 4 | Hayes Anthony | AIKI | Stock Option (right to buy) | D | 0.64 | 50,000 | 50,000 | |||||
| 2021-01-08 | 2020-12-23 | 4 | LEDWICK TIM S | AIKI | Stock Option (right to buy) | D | 0.64 | 50,000 | 50,000 | |||||
| 2021-01-08 | 2020-12-23 | 4 | Dudley Robert Frederick | AIKI | Stock Option (right to buy) | D | 0.64 | 50,000 | 50,000 | |||||
| 2021-01-08 | 2020-12-23 | 4 | Blattner Gregory James | AIKI | Stock Option (right to buy) | D | 0.64 | 50,000 | 50,000 | |||||
| 2018-11-20 | 2018-11-19 | 4 | LEDWICK TIM S | SPEX | Common Stock, $.0001 par value per share | D | 0.9000 | 10,000 | 9 | 30,000 | ||||
| 2018-11-20 | 2018-11-19 | 4 | Hayes Anthony | SPEX | Common Stock, $.0001 par value per share | D | 0.8800 | 8,000 | 7 | 52,183 | ||||
| 2018-11-20 | 2018-11-19 | 4 | Hayes Anthony | SPEX | Common Stock, $.0001 par value per share | D | 0.9000 | 2,000 | 2 | 44,183 | ||||
| 2018-05-07 | 2018-05-03 | 4 | Blattner Gregory James | SPEX | Stock Option (right to buy) | D | 1.04 | 50,000 | 50,000 | |||||
| 2018-02-20 | 2018-02-16 | 4 | VanderZanden Robert J | SPEX | Stock Option (right to buy) | D | 1.50 | 50,000 | 50,000 | |||||
| 2018-02-20 | 2018-02-16 | 4 | VanderZanden Robert J | SPEX | Common Stock, $.0001 par value per share | D | 20,000 | 21,007 | ||||||
| 2018-02-20 | 2018-02-16 | 4 | Weisblum Eric | SPEX | Stock Option (right to buy) | D | 1.50 | 50,000 | 50,000 | |||||
| 2018-02-20 | 2018-02-16 | 4 | Weisblum Eric | SPEX | Common Stock, $.0001 par value per share | D | 20,000 | 20,000 | ||||||
| 2018-02-20 | 2018-02-16 | 4 | LEDWICK TIM S | SPEX | Stock Option (right to buy) | D | 1.50 | 50,000 | 50,000 | |||||
| 2018-02-20 | 2018-02-16 | 4 | LEDWICK TIM S | SPEX | Common Stock, $.0001 par value per share | D | 20,000 | 20,000 | ||||||
| 2017-06-07 | 2017-05-31 | 4 | LEDWICK TIM S | SPEX | Stock Option (right to buy) | D | 1.02 | 3,947 | 9,868 | |||||
| 2017-06-07 | 2017-05-31 | 4 | VanderZanden Robert J | SPEX | Stock Option (right to buy) | D | 1.02 | 3,947 | 28,318 | |||||
| 2017-06-07 | 2017-05-31 | 4 | Weisblum Eric | SPEX | Stock Option (right to buy) | D | 1.02 | 3,947 | 3,948 | |||||
| 2017-06-07 | 2017-06-07 | 4 | Hayes Anthony | SPEX | Common Stock, $.0001 par value per share | D | 0.9985 | 1,000 | 1 | 4,214 | ||||
| 2017-06-07 | 2017-05-31 | 4 | Hayes Anthony | SPEX | Stock Option (right to buy) | D | 1.02 | 3,947 | 65,787 | |||||
| 2017-05-31 | 2017-05-31 | 4 | VanderZanden Robert J | SPEX | Common Stock, $.0001 par value per share | D | 1.0500 | 1,000 | 1 | 1,007 | ||||
| 2017-05-30 | 2017-05-30 | 4 | Hayes Anthony | SPEX | Common Stock, $.0001 par value per share | D | 1.0400 | 1,000 | 1 | 42,183 | ||||
| 2017-05-26 | 2017-05-26 | 4 | Hayes Anthony | SPEX | Common Stock, $.0001 par value per share | D | 0.9700 | 2,000 | 2 | 41,183 | ||||
| 2017-05-26 | 2017-03-14 | 4 | Hayes Anthony | SPEX | Common Stock, $.0001 par value per share | D | 1.1100 | -23,287 | -26 | 37,183 | ||||
| 2017-05-26 | 2016-12-31 | 4 | Hayes Anthony | SPEX | Common Stock, $.0001 par value per share | D | -59,256 | 60,470 | ||||||
| 2017-05-26 | 2016-05-20 | 4 | Hayes Anthony | SPEX | Common Stock, $.0001 par value per share | D | 118,512 | 119,726 | ||||||
| 2017-05-25 | 2017-05-25 | 4 | Hayes Anthony | SPEX | Common Stock, $.0001 par value per share | D | 0.9600 | 2,000 | 2 | 3,214 | ||||
| 2016-11-22 | 2016-08-24 | 4 | Weisblum Eric | SPEX | Stock Option (right to buy) | D | 1.42 | 3,947 | 3,947 | |||||
| 2016-08-12 | 2016-05-03 | 4/A | GOLDBERG HOWARD E | SPEX | Stock Option (right to buy) | D | 1.98 | 3,947 | 7,894 | |||||
| 2016-08-12 | 2016-05-03 | 4/A | LEDWICK TIM S | SPEX | Stock Option (right to buy) | D | 1.98 | 3,947 | 7,894 | |||||
| 2016-08-12 | 2016-05-03 | 4/A | VanderZanden Robert J | SPEX | Stock Option (right to buy) | D | 1.98 | 3,947 | 26,371 | |||||
| 2016-08-12 | 2016-05-03 | 4/A | Ballabon Jeffrey | SPEX | Stock Option (right to buy) | D | 1.98 | 3,947 | 11,841 | |||||
| 2016-08-12 | 2016-05-03 | 4/A | Hayes Anthony | SPEX | Stock Option (right to buy) | D | 1.98 | 3,947 | 61,840 | |||||
| 2016-05-24 | 2016-05-03 | 4 | GOLDBERG HOWARD E | SPEX | Stock Option (right to buy) | D | 1.98 | 75,000 | 78,947 | |||||
| 2016-05-24 | 2016-05-03 | 4 | LEDWICK TIM S | SPEX | Stock Option (right to buy) | D | 1.98 | 75,000 | 78,947 | |||||
| 2016-05-24 | 2016-05-03 | 4 | VanderZanden Robert J | SPEX | Stock Option (right to buy) | D | 1.98 | 75,000 | 97,424 | |||||
| 2016-05-24 | 2016-05-03 | 4 | Hayes Anthony | SPEX | Stock Option (right to buy) | D | 1.98 | 75,000 | 132,893 | |||||
| 2016-05-24 | 2016-05-03 | 4 | Ballabon Jeffrey | SPEX | Stock Option (right to buy) | D | 1.98 | 75,000 | 82,894 | |||||
| 2016-03-22 | 2016-03-22 | 4 | Reiner Frank | SPEX | Common Stock | D | 21,053 | 21,630 | ||||||
| 2016-01-28 | 2016-01-26 | 4 | GOLDBERG HOWARD E | SPEX | Common Stock | D | 1,487.0800 | 12,393 | 18,429 | 87,293 | ||||
| 2015-08-07 | 2015-08-05 | 4 | BROWN DOUGLAS T | SPEX | Stock Option (right to buy) | D | 0.22 | 75,000 | 426,160 | |||||
| 2015-08-07 | 2015-08-05 | 4 | VanderZanden Robert J | SPEX | Stock Option (right to buy) | D | 0.22 | 75,000 | 426,159 | |||||
| 2015-08-07 | 2015-08-05 | 4 | Ballabon Jeffrey | SPEX | Stock Option (right to buy) | D | 0.22 | 75,000 | 150,000 | |||||
| 2015-08-07 | 2015-08-05 | 4 | Ballabon Jeffrey | SPEX | Stock Option (right to buy) | D | 1.73 | 75,000 | 150,000 | |||||
| 2015-08-07 | 2015-08-05 | 4 | LEDWICK TIM S | SPEX | Stock Option (right to buy) | D | 0.38 | 75,000 | 75,000 | |||||
| 2015-07-07 | 3 | Reiner Frank | SPEX | Common Stock | D | 22,000 | ||||||||
| 2015-07-07 | 3 | Reiner Frank | SPEX | Common Stock | D | 22,000 | ||||||||
| 2015-04-30 | 2014-07-03 | 4 | BROWN DOUGLAS T | SPEX | Stock Option (right to buy) | D | 1.79 | 200,000 | 351,160 | |||||
| 2015-04-30 | 2014-07-03 | 4 | VanderZanden Robert J | SPEX | Stock Option (right to buy) | D | 1.79 | 200,000 | 351,159 | |||||
| 2015-04-30 | 2014-07-03 | 4 | Hayes Anthony | SPEX | Stock Option (right to buy) | D | 1.79 | 100,000 | 1,100,000 | |||||
| 2015-04-30 | 2014-07-03 | 4 | Poltorak Alexander I. | SPEX | Stock Option (right to buy) | D | 1.79 | 200,000 | 351,214 | |||||
| 2014-06-10 | 2014-06-09 | 4 | Hayes Anthony | SPEX | Common Stock | D | 1.6900 | 2,500 | 4 | 29,581 | ||||
| 2014-04-11 | 2014-04-11 | 4 | Hayes Anthony | SPEX | Common Stock | D | 2.3500 | 4,000 | 9 | 27,081 | ||||
| 2014-04-07 | 2014-04-03 | 4 | Karr Edward M | SPEX | Options | D | 2.86 | 100,000 | 313,513 | |||||
| 2014-04-04 | 2014-04-03 | 4 | Kesner Harvey J | SPEX | Options | D | 2.86 | 200,000 | 788,513 | |||||
| 2014-04-04 | 2014-04-03 | 4 | Hayes Anthony | SPEX | Options | D | 2.86 | 500,000 | 1,112,500 | |||||
| 2014-04-04 | 2014-04-03 | 4 | Poltorak Alexander I. | SPEX | Options | D | 2.86 | 75,000 | 113,714 | |||||
| 2014-04-03 | 2014-04-03 | 4 | Kesner Harvey J | SPEX | Common Stock | D | 2.8395 | 10,000 | 28 | 13,700 | ||||
| 2014-04-01 | 2014-04-01 | 4 | Kesner Harvey J | SPEX | Common Stock | I | 3.1041 | 2,000 | 6 | 2,000 | ||||
| 2014-04-01 | 2014-04-01 | 4 | Kesner Harvey J | SPEX | Common Stock | D | 3.1488 | 2,700 | 9 | 3,700 | ||||
| 2014-02-03 | 2014-01-28 | 4/A | Hayes Anthony | SPEX | Options | D | 5.83 | 300,000 | 862,500 | |||||
| 2014-01-30 | 2014-01-28 | 4/A | Hayes Anthony | SPEX | Options | D | 5.83 | 300,000 | 937,500 | |||||
| 2014-01-30 | 2014-01-28 | 4/A | Hayes Anthony | SPEX | Options | D | 5.83 | 75,000 | 937,500 | |||||
| 2014-01-29 | 2014-01-28 | 4 | BROWN DOUGLAS T | SPEX | Options | D | 5.83 | 75,000 | 151,159 | |||||
| 2014-01-29 | 2014-01-28 | 4 | VanderZanden Robert J | SPEX | Options | D | 5.83 | 75,000 | 151,159 | |||||
| 2014-01-29 | 2014-01-28 | 4 | Kesner Harvey J | SPEX | Options | D | 5.83 | 300,000 | 588,513 | |||||
| 2014-01-29 | 2014-01-25 | 4 | Kesner Harvey J | SPEX | Options | D | 5.83 | 37,500 | 588,513 | |||||
| 2014-01-29 | 2014-01-28 | 4 | Hayes Anthony | SPEX | Options | D | 5.83 | 600,000 | 1,237,500 | |||||
| 2014-01-29 | 2014-01-28 | 4 | Hayes Anthony | SPEX | Options | D | 5.83 | 75,000 | 1,237,500 | |||||
| 2014-01-29 | 2014-01-28 | 4 | Karr Edward M | SPEX | Options | D | 5.83 | 75,000 | 351,103 | |||||
| 2014-01-29 | 2014-01-28 | 4 | Karr Edward M | SPEX | Options | D | 5.83 | 75,000 | 351,103 | |||||
| 2014-01-29 | 2014-01-28 | 4 | Poltorak Alexander I. | SPEX | Options | D | 5.83 | 75,000 | 76,214 | |||||
| 2014-01-28 | 2014-01-27 | 4 | Kesner Harvey J | SPEX | Common Stock | D | 5.7930 | 1,000 | 6 | 1,000 | ||||
| 2013-09-13 | 3 | Hayes Anthony | SPEX | Common Stock | D | 23,081 | ||||||||
| 2013-08-12 | 2013-08-07 | 4 | Kesner Harvey J See Explanatory Note | SPEX | Warrant | I | 6.53 | -9,391 | 0 | |||||
| 2013-08-12 | 2013-08-07 | 4 | Kesner Harvey J See Explanatory Note | SPEX | Common Stock | I | 6,711 | 27,115 | ||||||
| 2013-07-26 | 3 | Rockstar Consortium US LP | SPEX | Common Stock, $0.0001 par value per share | D | 176,991 | ||||||||
| 2013-06-07 | 2013-05-31 | 4 | Kesner Harvey J See Explanatory Note | SPEX | Common Stock | I | -110,000 | 29,795 | ||||||
| 2013-04-09 | 2013-04-04 | 4/A | VanderZanden Robert J | SPEX | Common Stock Options | D | 7.08 | 75,000 | 1,159 | |||||
| 2013-04-09 | 2013-04-04 | 4/A | BROWN DOUGLAS T | SPEX | Common Stock Options | D | 7.08 | 75,000 | 1,159 | |||||
| 2013-04-09 | 2013-04-04 | 4/A | CLAYTON ROBERT | SPEX | Common Stock Options | D | 7.08 | 5,000 | 5,063 | |||||
| 2013-04-09 | 2013-04-04 | 4/A | Karr Edward M | SPEX | Common Stock Options | D | 7.08 | 75,000 | 1,013 | |||||
| 2013-04-09 | 2013-04-04 | 4 | Kesner Harvey J | SPEX | Common Stock Options | D | 7.08 | 1,000,000 | 1,013 | |||||
| 2013-04-08 | 2013-04-04 | 4 | CLAYTON ROBERT | SPEX | Common Stock Option | D | 7.08 | 7.0800 | ||||||
| 2013-04-08 | 2013-04-04 | 4 | BROWN DOUGLAS T | SPEX | Common Stock Options | D | 7.08 | 7.0800 | 75,000 | 531 | 98,183 | |||
| 2013-04-08 | 2013-04-04 | 4 | Karr Edward M | SPEX | Common Stock Option | D | 7.08 | 7.0800 | ||||||
| 2013-03-07 | 3/A | Kesner Harvey J By Paradox Capital Partners LLC | SPEX | Common Stock | I | 9,391 | ||||||||
| 2013-01-07 | 2012-12-31 | 4 | CLAYTON ROBERT | SPEX | Restricted Common Stock | D | 6.8300 | 1,000 | 7 | 1,000 | ||||
| 2013-01-07 | 2012-12-31 | 4 | Lodder Robert A | SPEX | Restricted Common Stock | D | 6.8300 | 1,000 | 7 | 1,000 | ||||
| 2013-01-07 | 2012-12-28 | 4 | Kesner Harvey J By Paradox Capital Partners LLC | SPEX | Restricted Common Stock | I | 6.8000 | 120,000 | 816 | 120,000 | ||||
| 2012-11-19 | 3 | Kesner Harvey J By Paradox Capital Partners LLC | SPEX | Common Stock | I | 9,391 | ||||||||
| 2012-11-19 | 3 | Karr Edward M | SPEX | Common Stock | D | 0 | ||||||||
| 2012-08-17 | 2012-08-14 | 4 | BROWN DOUGLAS T | SPEX | Common Stock Options | D | 0.49 | 11,678 | 23,183 | |||||
| 2012-08-17 | 2012-08-14 | 4 | VanderZanden Robert J | SPEX | Common Stock Options | D | 0.49 | 11,678 | 23,183 | |||||
| 2012-08-17 | 2012-08-14 | 4 | Aristides Melissaratos | SPEX | Common Stock Options | D | 0.49 | 11,678 | 23,183 | |||||
| 2012-08-17 | 2012-08-14 | 4 | Peter Thomas | SPEX | Common Stock Options | D | 0.49 | 11,678 | 23,183 | |||||
| 2012-05-22 | 2012-05-15 | 4 | BROWN DOUGLAS T | SPEX | Common Stock Options | D | 0.76 | 5,628 | 11,505 | |||||
| 2012-05-22 | 2012-05-15 | 4 | VanderZanden Robert J | SPEX | Common Stock Options | D | 0.76 | 5,628 | 11,505 | |||||
| 2012-05-22 | 2012-05-15 | 4 | Aristides Melissaratos | SPEX | Common Stock Options | D | 0.76 | 5,628 | 11,505 | |||||
| 2012-05-22 | 2012-05-15 | 4 | Peter Thomas | SPEX | Common Stock Options | D | 0.76 | 5,628 | 11,505 |
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
