EFOI Insider Trading - Energy Focus, Inc.

Jumlah Saham Beredar	5,474,865 shares
Saham Orang Dalam	3,906,504 shares
Kepemilikan oleh Orang Dalam	71.35 %
Orang Dalam Sejati	53

Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Lihat Saham dengan Peringkat Tertinggi

Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Lihat Saham dengan Peringkat Tertinggi

Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

1 ( )

282 out of 11305

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

15.979 %( )

9 out of 11224

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan Energy Focus, Inc. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam	Saham Dimiliki	Terbagi Disesuaikan
5 Elements Global Fund, Lp -	611,683	87,383
5 Elements Energy Efficiency Ltd. -	0	427,373
Ronald D Black Director - [D]	32,427	5,404
Roger Buelow	454,153
Cheng Bi 10% Owner - [10%]	4,000,000	666,667
Bright Horizon Partners Inc. 10% Owner - [10%]	639,130	106,522
Brilliant Start Enterprise, Inc. 10% Owner - [10%]	376,832	54,547
Jennifer Y Cheng Director - [D]	22,000	3,143
Simon Cheng	2,330
Yeh Mei-Hui Cheng -	0	427,373
Global Ltd Cleantech 10% Owner - [10%]	0	427,373
William Cohen 10% Owner - [10%]	663,622	110,604
Communal International, Ltd. -	0	427,373
Costar Partners II, LLC 10% Owner - [10%]	513,695	181,160
John Davenport Director - [D]	34,169	5,695
Glenda Dorchak Director - [D]	32,427	5,404
Marc Eisenberg Director - [D]	32,427	5,404

Orang Dalam	Saham Dimiliki	Terbagi Disesuaikan
J James Finnerty	130,000
Farkas Robert A.	0
Fusion Park LLC 10% Owner - [10%]	611,683	87,383
Gregory S Galluccio	15,000
David Gelbaum 10% Owner - [10%]	1,132,480	188,747
Monica Chavez Gelbaum 10% Owner - [10%]	1,132,480	188,747
Xin He	0
Eric Hilliard President & COO - [O]	10,665	1,778
Chiao Chieh Huang Chief Executive Officer, Director, 10% Owner - [D] [O] [10%]	2,164,667	2,164,667
Gina Huang -	3,720,242	531,463
Jag International Co Ltd. 10% Owner - [10%]	376,832	54,547
Kaveski Joseph G. Chief Executive Officer, Director - [D] [O]	132,105	22,018
Brian J Lagarto Director - [D]	10,000	1,429
Frank Lamanna	75,000
Jiangang Luo -	0	427,373
Matrisciano Theresa A.	15,000
McAuliffe Thomas P.	100,000
Geraldine McManus Director - [D]	17,000	2,429

Orang Dalam	Saham Dimiliki	Terbagi Disesuaikan
Marcia Jean Miller Chief Financial Officer - [O]	8,377	1,396
Tod A Nestor President, CFO - [O]	45,432	6,490
Mark J Plush Chief Financial Officer and VP - [O]	19,796	3,299
Jeffery Robert Parker Director - [D]	10,000	1,429
Philip Politziner Director - [D]	31,400	4,486
Michael Harry Port CFO & Secretary - [O]	15,793	2,632
Quercus Trust 10% Owner - [10%]	1,132,480	188,747
Satish Rishi Director - [D]	3,169	528
Michael Rush Ramelot Director - [D]	47,927	7,988
R Louis Schneeberger	96,034
Thomas W Swidarski	0
Stephen Socolof Chairman and Interim CEO, Director - [D] [O]	25,500	3,643
Ted L III Tewksbury Chairman, CEO & President, Director - [D] [O]	95,934	15,989
James Tu Chairman and CEO, Director, 10% Owner - [D] [O] [10%]	249,851	35,693
Jerry Turin CFO and Secretary - [O]	6,906	1,151
James Raymond III Warren SVP, GC & Corp. Secretary - [O]	1,600	229
Bradley Brian White CFO & Secretary - [O]	1,075	179
Paumgartten Paul von	145,483

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di EFOI / Energy Focus, Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Maksimal	Harga di Maksimal	Maksimal Keuntungan ($)	Maksimum Pengembalian (%)
2025-08-15	Huang Chiao Chieh	264,550	1.8900	264,550	1.8900	500,000	6	2.7600	230,159	46.03
2025-06-23	Huang Chiao Chieh	110,497	1.8100	110,497	1.8100	200,000
2025-03-27	Huang Chiao Chieh	103,627	1.9300	103,627	1.9300	200,000
2021-08-25	Politziner Philip	3,000	3.3500	429	23.4500	10,050
2021-08-18	Socolof Stephen	3,500	2.8000	500	19.6000	9,800
2021-08-16	Tu James	5,000	2.7000	714	18.9000	13,500
2020-04-15	NESTOR TOD A	42,470	0.3673	7,078	2.2038	15,599
2020-04-14	NESTOR TOD A	55,830	0.3694	9,305	2.2164	20,624
2020-04-13	NESTOR TOD A	51,700	0.3188	8,617	1.9128	16,482

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

EFOI / Energy Focus, Inc. Insider Trades

Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di EFOI / Energy Focus, Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Menit	Harga di Menit	Kerugian Maksimal Dihindari ($)	Kerugian Maksimal Dihindari (%)
2015-09-16	Bright Horizon Partners Inc.	391,304	15.9800	65,217	95.8800	6,253,038	364	18.5	-5,046,522	-80.71
2015-09-16	Huang Gina	434,783	15.9800	72,464	95.8800	6,947,832
2015-09-16	Luo Jiangang	391,304	15.9800	65,217	95.8800	6,253,038
2015-04-01	Bright Horizon Partners Inc.	100,000	4.0000	16,667	24.0000	400,000
2012-01-06	Gelbaum David	2,400	0.1850	400	1.1100	444

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas Tanggal	Perdagangan Tanggal	Formulir	Orang Dalam	Ticker	Judul Keamanan	Kode	Langsung	Latihan Harga	Satuan Harga	Unit Diubah	Nilai Diubah (1 ribu)	Sisa Pilihan	Sisa Saham
2025-08-19	2025-08-15	4	Huang Chiao Chieh	EFOI	Common Stock	P - Purchase	D		1.8900	264,550	500		1,159,210
2025-06-23	2025-06-23	4	Huang Chiao Chieh	EFOI	Common Stock	P - Purchase	D		1.8100	110,497	200		894,660
2025-06-23	2025-03-27	4	Huang Chiao Chieh	EFOI	Common Stock	P - Purchase	D		1.9300	103,627	200		784,163
2023-08-08	2023-06-29	4	Huang Chiao Chieh	EFOI	Common Stock	A - Award	D		1.7600	343,465	604		680,536
2023-04-04	2023-03-28	4	Huang Chiao Chieh	EFOI	Common Stock	A - Award	I		0.5609	108,502	61		2,659,017
2023-04-04	2023-03-30	4	Huang Gina	EFOI	Common Stock	A - Award	I		0.5000	500,000	250		3,720,242
2023-02-28	2023-02-24	4	Huang Gina	EFOI	Common Stock	A - Award	I		0.4980	803,212	400		3,220,242
2023-02-28	2023-01-17	4	Huang Gina	EFOI	Common Stock	A - Award	I		0.5630	1,451,597	817		2,417,030
2023-02-28		3	Huang Chiao Chieh Shares held by Sander Electronics, a controlled affiliate of Mr. Huang.	EFOI	Common Stock		I						299,520
2023-02-28		3	Huang Chiao Chieh	EFOI	Common Stock		D						2,250,995
2023-01-12	2023-01-10	4	Huang Gina	EFOI	Common Stock	A - Award	I		0.4604	325,803	150		965,433
2023-01-09	2023-01-05	4	Huang Gina	EFOI	Common Stock	A - Award	I		0.3879	257,798	100		639,630
2022-09-29	2022-09-28	4	Warren James Raymond III	EFOI	Common Stock	M - Exercise	D			800			1,600
2022-06-23	2022-06-22	4	Socolof Stephen	EFOI	Common Stock	M - Exercise	D			5,000			25,500
2022-06-23	2022-06-22	4	Politziner Philip	EFOI	Common Stock	M - Exercise	D			5,000			31,400
2022-06-23	2022-06-22	4	Lagarto Brian J	EFOI	Common Stock	M - Exercise	D			10,000			10,000
2022-06-23	2022-06-22	4	Parker Jeffery Robert	EFOI	Common Stock	M - Exercise	D			10,000			10,000
2022-06-23	2022-06-22	4	Huang Gina	EFOI	Common Stock	M - Exercise	I			5,000			381,832
2022-06-23	2022-06-22	4	Cheng Jennifer Y	EFOI	Common Stock	M - Exercise	D			5,000			22,000
2022-03-16	2022-02-22	4	Parker Jeffery Robert	EFOI	Restricted Stock Units	A - Award	D			10,000		10,000
2022-03-01	2022-02-19	4	Lagarto Brian J	EFOI	Restricted Stock Units	A - Award	D			10,000		10,000
2022-02-23	2022-02-11	4	Galluccio Gregory S	EFOI	Stock Option (Right to buy)	A - Award	D	1.48		15,000		15,000
2022-02-17	2022-02-11	4/A	Huang Gina	EFOI	Restricted Stock Units	A - Award	D			5,000		5,000
2022-02-17	2022-02-11	4/A	Warren James Raymond III	EFOI	Stock Option (Right to buy)	A - Award	D	1.48	1.4800	15,000	22	15,000
2022-02-15	2022-02-11	4	Politziner Philip	EFOI	Restricted Stock Units	A - Award	D			5,000		5,000
2022-02-15	2022-02-11	4	Huang Gina	EFOI	Restricted Stock Units	A - Award	D			5,000		5,000
2022-02-15	2022-02-11	4	Socolof Stephen	EFOI	Restricted Stock Units	A - Award	D			5,000		5,000
2022-02-15	2022-02-11	4	Warren James Raymond III	EFOI	Stock Option (Right to buy)	A - Award	D	1.48		15,000		15,000
2022-02-15	2022-02-11	4	NESTOR TOD A	EFOI	Stock Option (Right to buy)	A - Award	D	1.48		20,000		20,000
2022-02-15	2022-02-11	4	Cheng Jennifer Y	EFOI	Restricted Stock Units	A - Award	D			5,000		5,000
2021-09-29	2021-09-28	4	Warren James Raymond III	EFOI	Restricted Stock Units	M - Exercise	D			-800		2,400
2021-09-29	2021-09-28	4	Warren James Raymond III	EFOI	Common Stock	M - Exercise	D			800			800
2021-08-27	2021-08-25	4	Politziner Philip	EFOI	Common Stock	P - Purchase	D		3.3500	3,000	10		26,400
2021-08-20	2021-08-18	4	Socolof Stephen	EFOI	Common Stock	P - Purchase	D		2.8000	3,500	10		20,500
2021-08-18	2021-08-16	4	Tu James	EFOI	Common Stock	P - Purchase	D		2.7000	5,000	14		249,851
2021-05-27	2021-05-26	4	Huang Gina	EFOI	Restricted Stock Units	M - Exercise	D			-10,000		0
2021-05-27	2021-05-26	4	Huang Gina	EFOI	Common Stock	M - Exercise	I			10,000			376,832
2021-05-27	2021-05-26	4	Socolof Stephen	EFOI	Restricted Stock Units	M - Exercise	D			-10,000		0
2021-05-27	2021-05-26	4	Socolof Stephen	EFOI	Common Stock	M - Exercise	D			10,000			17,000
2021-05-27	2021-05-26	4	Cheng Jennifer Y	EFOI	Restricted Stock Units	M - Exercise	D			-10,000		0
2021-05-27	2021-05-26	4	Cheng Jennifer Y	EFOI	Common Stock	M - Exercise	D			10,000			17,000
2021-05-27	2021-05-26	4	Politziner Philip	EFOI	Restricted Stock Units	M - Exercise	D			-10,000		0
2021-05-27	2021-05-26	4	Politziner Philip	EFOI	Common Stock	M - Exercise	D			10,000			23,400
2021-05-27	2021-05-26	4	McManus Geraldine	EFOI	Restricted Stock Units	M - Exercise	D			-10,000		0
2021-05-27	2021-05-26	4	McManus Geraldine	EFOI	Common Stock	M - Exercise	D			10,000			17,000
2021-04-05	2021-04-01	4	Tu James	EFOI	Series A Convertible Preferred Stock	C - Conversion	I			-1,721,023		0
2021-04-05	2021-04-01	4	Tu James	EFOI	Common Stock	C - Conversion	I			344,205			611,683
2021-03-26	2021-03-24	4	Huang Gina	EFOI	Restricted Stock Units	A - Award	D			10,000		10,000
2021-02-23	2021-02-19	4	NESTOR TOD A	EFOI	Stock Option (Right to buy)	A - Award	D	5.59		13,000		13,000
2021-02-23	2021-02-19	4	McManus Geraldine	EFOI	Restricted Stock Units	A - Award	D			10,000		10,000
2021-02-23	2021-02-19	4	Warren James Raymond III	EFOI	Stock Option (Right to buy)	A - Award	D	5.59		12,000		12,000
2021-02-23	2021-02-19	4	Cheng Jennifer Y	EFOI	Restricted Stock Units	A - Award	D			10,000		10,000
2021-02-23	2021-02-19	4	Socolof Stephen	EFOI	Restricted Stock Units	A - Award	D			10,000		10,000
2021-02-23	2021-02-19	4	Politziner Philip	EFOI	Restricted Stock Units	A - Award	D			10,000		10,000
2021-02-23	2021-02-19	4	Tu James	EFOI	Stock Option (Right to buy)	A - Award	D	5.59		15,000		15,000
2020-12-29	2020-12-28	4	NESTOR TOD A	EFOI	Stock Option	M - Exercise	D	2.10		-10,625		19,375
2020-12-29	2020-12-28	4	NESTOR TOD A	EFOI	Common Stock	M - Exercise	D		2.1000	10,625	22		45,432
2020-09-17	2020-09-17	4	Huang Gina	EFOI	Restricted Stock Units	M - Exercise	D			4,000		0
2020-09-17	2020-09-17	4	Huang Gina	EFOI	Common Stock	M - Exercise	I			4,000			207,478
2020-09-17	2020-09-17	4	Socolof Stephen	EFOI	Restricted Stock Units	M - Exercise	D			3,000		0
2020-09-17	2020-09-17	4	Socolof Stephen	EFOI	Common Stock	M - Exercise	D			3,000			7,000
2020-09-17	2020-09-17	4	Cheng Jennifer Y	EFOI	Restricted Stock Units	M - Exercise	D			3,000		0
2020-09-17	2020-09-17	4	Cheng Jennifer Y	EFOI	Common Stock	M - Exercise	D			3,000			7,000
2020-09-17	2020-09-17	4	Politziner Philip	EFOI	Restricted Stock Units	M - Exercise	D			3,000		0
2020-09-17	2020-09-17	4	Politziner Philip	EFOI	Common Stock	M - Exercise	D			3,000			13,400
2020-09-17	2020-09-17	4	McManus Geraldine	EFOI	Restricted Stock Units	M - Exercise	D			3,000		0
2020-09-17	2020-09-17	4	McManus Geraldine	EFOI	Common Stock	M - Exercise	D			3,000			7,000
2020-04-20	2020-03-18	4	McManus Geraldine	EFOI	Restricted Stock Units	A - Award	D			15,000		15,000
2020-04-20	2020-03-18	4	Cheng Jennifer Y	EFOI	Restricted Stock Units	A - Award	D			15,000		15,000
2020-04-15	2020-04-13	4	Politziner Philip	EFOI	Common Stock	P - Purchase	D		0.3100	32,000	10		52,000
2020-04-15	2020-04-15	4	NESTOR TOD A	EFOI	Common Stock	P - Purchase	D		0.3673	42,470	16		150,000
2020-04-15	2020-04-14	4	NESTOR TOD A	EFOI	Common Stock	P - Purchase	D		0.3694	55,830	21		107,530
2020-04-15	2020-04-13	4	NESTOR TOD A	EFOI	Common Stock	P - Purchase	D		0.3188	51,700	16		51,700
2020-03-23	2020-03-18	4	Tu James	EFOI	Stock Option	A - Award	D	0.30		150,000		150,000
2020-03-23	2020-03-18	4	Huang Gina	EFOI	Restricted Stock Units	A - Award	D			20,000		20,000
2020-03-20	2020-03-18	4	NESTOR TOD A	EFOI	Stock Option	A - Award	D	0.30		100,000		100,000
2020-03-20	2020-03-18	4	Socolof Stephen	EFOI	Restricted Stock Units	A - Award	D			15,000		15,000
2020-03-20	2020-03-18	4	Politziner Philip	EFOI	Restricted Stock Units	A - Award	D			15,000		15,000
2020-01-30	2020-01-16	4	Tu James	EFOI	Series A Convertible Preferred Stock	C - Conversion	I			1,721,023		1,721,023
2020-01-30	2020-01-16	4	Tu James	EFOI	Convertible Notes due 2021	C - Conversion	I
2019-12-18	2019-12-17	4	McManus Geraldine	EFOI	Restricted Stock Units	M - Exercise	D			8,290		0
2019-12-18	2019-12-17	4	McManus Geraldine	EFOI	Common Stock	M - Exercise	D			8,290			20,000
2019-12-18	2019-11-12	4	McManus Geraldine	EFOI	Common Stock	A - Award	D			11,710			11,710
2019-12-18	2019-12-17	4	Cheng Jennifer Y	EFOI	Restricted Stock Units	M - Exercise	D			8,290		0
2019-12-18	2019-12-17	4	Cheng Jennifer Y	EFOI	Common Stock	M - Exercise	D			8,290			20,000
2019-12-18	2019-11-12	4	Cheng Jennifer Y	EFOI	Common Stock	A - Award	D			11,710			11,710
2019-12-18	2019-12-17	4	Socolof Stephen	EFOI	Restricted Stock Units	M - Exercise	D			5,032		0
2019-12-18	2019-12-17	4	Socolof Stephen	EFOI	Common Stock	M - Exercise	D			5,032			20,000
2019-12-18	2019-11-12	4	Socolof Stephen	EFOI	Common Stock	A - Award	D			14,968			14,968
2019-12-18	2019-11-12	4	Politziner Philip	EFOI	Common Stock	A - Award	D			20,000			20,000
2019-07-18	2019-07-16	4	Tu James	EFOI	Stock Option	A - Award	D	0.42		300,000		300,000
2019-07-18	2019-07-16	4	NESTOR TOD A	EFOI	Stock Option	A - Award	D	0.42		150,000		150,000
2019-06-21	2019-06-19	4	McManus Geraldine	EFOI	Restricted Stock Units	M - Exercise	D			-8,290		0
2019-06-21	2019-06-19	4	McManus Geraldine	EFOI	Common Stock	M - Exercise	D			8,290			8,290
2019-06-21	2019-06-19	4	Ramelot Michael Rush	EFOI	Restricted Stock Units	M - Exercise	D			-15,000		0
2019-06-21	2019-06-19	4	Ramelot Michael Rush	EFOI	Common Stock	M - Exercise	D			15,000			47,927
2019-06-21	2019-06-19	4	Socolof Stephen	EFOI	Restricted Stock Units	M - Exercise	D			-5,032		0
2019-06-21	2019-06-19	4	Socolof Stephen	EFOI	Common Stock	M - Exercise	D			5,032			5,032
2019-06-21	2019-06-19	4	Cheng Jennifer Y	EFOI	Restricted Stock Units	M - Exercise	D			-8,290		0
2019-06-21	2019-06-19	4	Cheng Jennifer Y	EFOI	Common Stock	M - Exercise	D			8,290			8,290
2019-06-07	2019-05-20	4	Socolof Stephen	EFOI	Restricted Stock Units	A - Award	D			5,032		5,032
2019-04-04	2019-04-01	4	Farkas Robert A.	EFOI	Restricted Stock Units	A - Award	D			5,575		5,575
2019-04-03	2019-03-29	4	Tu James	EFOI	Convertible Notes due 2021	P - Purchase	I
2019-02-28	2019-02-27	4	Tewksbury Ted L III	EFOI	Restricted Stock Units	M - Exercise	D			-16,481		16,481
2019-02-28	2019-02-27	4	Tewksbury Ted L III	EFOI	Common Stock	F - Taxes	D		1.2100	-6,738	-8		95,934
2019-02-28	2019-02-27	4	Tewksbury Ted L III	EFOI	Common Stock	M - Exercise	D			16,481			102,672
2019-02-28	2019-02-26	4	Tewksbury Ted L III	EFOI	Restricted Stock Units	M - Exercise	D			-55,100		110,200
2019-02-28	2019-02-26	4	Tewksbury Ted L III	EFOI	Common Stock	F - Taxes	D		1.1400	-22,370	-26		86,191
2019-02-28	2019-02-26	4	Tewksbury Ted L III	EFOI	Common Stock	M - Exercise	D			55,100			108,561
2019-02-27	2019-02-21	4	McManus Geraldine	EFOI	Restricted Stock Units	A - Award	D			8,290		8,290
2019-02-27	2019-02-21	4	Cheng Jennifer Y	EFOI	Restricted Stock Units	A - Award	D			8,290		8,290
2019-01-03	2018-12-31	4	Turin Jerry	EFOI	Common Stock	A - Award	D		0.5259	6,906	4		6,906
2018-12-10		3	5 Elements Energy Efficiency Ltd. See footnotes	EFOI	Common Stock		I						2,564,239
2018-12-10		3	5 Elements Energy Efficiency Ltd.	EFOI	Common Stock		D						2,129,350
2018-12-10		3	5 Elements Energy Efficiency Ltd. See footnotes	EFOI	Common Stock		I						2,564,239
2018-12-10		3	5 Elements Energy Efficiency Ltd. See footnotes	EFOI	Common Stock		I						2,564,239
2018-12-10		3	5 Elements Energy Efficiency Ltd. See footnotes	EFOI	Common Stock, par value $0.0001 per share ("Common Stock")		I						3,294,238
2018-12-10		3	5 Elements Energy Efficiency Ltd.	EFOI	Common Stock		I						2,646,413
2018-12-10		3	5 Elements Energy Efficiency Ltd. See footnotes	EFOI	Common Stock, par value $0.0001 per share ("Common Stock")		I						3,294,238
2018-12-10		3	5 Elements Energy Efficiency Ltd.	EFOI	Common Stock		I						2,646,413
2018-12-10		3	5 Elements Energy Efficiency Ltd.	EFOI	Common Stock		D						2,129,350
2018-12-10		3	5 Elements Energy Efficiency Ltd. See footnotes	EFOI	Common Stock		I						2,564,239
2018-12-10		3	5 Elements Energy Efficiency Ltd. See footnotes	EFOI	Common Stock, par value $0.0001 per share ("Common Stock")		I						3,294,238
2018-12-10		3	5 Elements Energy Efficiency Ltd.	EFOI	Common Stock		I						2,646,413
2018-12-10		3	5 Elements Energy Efficiency Ltd.	EFOI	Common Stock		D						2,129,350
2018-12-10		3	5 Elements Energy Efficiency Ltd. See footnotes	EFOI	Common Stock		I						2,564,239
2018-12-10		3	5 Elements Energy Efficiency Ltd. See footnotes	EFOI	Common Stock, par value $0.0001 per share ("Common Stock")		I						3,294,238
2018-12-10		3	5 Elements Energy Efficiency Ltd.	EFOI	Common Stock		I						2,646,413
2018-12-10		3	5 Elements Energy Efficiency Ltd.	EFOI	Common Stock		D						2,129,350
2018-12-10		3	5 Elements Energy Efficiency Ltd.	EFOI	Common Stock		D						2,129,350
2018-12-10		3	5 Elements Energy Efficiency Ltd.	EFOI	Common Stock		I						2,646,413
2018-12-10		3	5 Elements Energy Efficiency Ltd.	EFOI	Common Stock		D						2,129,350
2018-12-10		3	5 Elements Energy Efficiency Ltd. See footnotes	EFOI	Common Stock		I						2,564,239
2018-12-10		3	5 Elements Energy Efficiency Ltd. See footnotes	EFOI	Common Stock, par value $0.0001 per share ("Common Stock")		I						3,294,238
2018-12-10		3	5 Elements Energy Efficiency Ltd.	EFOI	Common Stock		I						2,646,413
2018-12-10		3	5 Elements Energy Efficiency Ltd.	EFOI	Common Stock		D						2,129,350
2018-12-10		3	5 Elements Energy Efficiency Ltd. See footnotes	EFOI	Common Stock		I						2,564,239
2018-12-10		3	5 Elements Energy Efficiency Ltd. See footnotes	EFOI	Common Stock, par value $0.0001 per share ("Common Stock")		I						3,294,238
2018-12-10		3	5 Elements Energy Efficiency Ltd.	EFOI	Common Stock		I						2,646,413
2018-12-10		3	5 Elements Energy Efficiency Ltd. See footnotes	EFOI	Common Stock, par value $0.0001 per share ("Common Stock")		I						3,294,238
2018-12-10		3	5 Elements Energy Efficiency Ltd.	EFOI	Common Stock		I						2,646,413
2018-12-10		3	5 Elements Energy Efficiency Ltd. See footnotes	EFOI	Common Stock, par value $0.0001 per share ("Common Stock")		I						3,294,238
2018-12-10		3	5 Elements Energy Efficiency Ltd.	EFOI	Common Stock		I						2,646,413
2018-12-10		3	5 Elements Energy Efficiency Ltd. See footnotes	EFOI	Common Stock, par value $0.0001 per share ("Common Stock")		I						3,294,238
2018-12-10		3	5 Elements Energy Efficiency Ltd. See footnotes	EFOI	Common Stock		I						2,564,239
2018-12-10		3	5 Elements Energy Efficiency Ltd. See footnotes	EFOI	Common Stock, par value $0.0001 per share ("Common Stock")		I						3,294,238
2018-12-10		3	5 Elements Energy Efficiency Ltd.	EFOI	Common Stock		I						2,646,413
2018-12-10		3	5 Elements Energy Efficiency Ltd.	EFOI	Common Stock		D						2,129,350
2018-12-10		3	5 Elements Energy Efficiency Ltd.	EFOI	Common Stock		D						2,129,350
2018-12-10		3	5 Elements Energy Efficiency Ltd. See footnotes	EFOI	Common Stock		I						2,564,239
2018-12-10		3	5 Elements Energy Efficiency Ltd. See footnotes	EFOI	Common Stock, par value $0.0001 per share ("Common Stock")		I						3,294,238
2018-12-10		3	5 Elements Energy Efficiency Ltd.	EFOI	Common Stock		I						2,646,413
2018-12-10		3	5 Elements Energy Efficiency Ltd.	EFOI	Common Stock		D						2,129,350
2018-12-10		3	5 Elements Energy Efficiency Ltd. See footnotes	EFOI	Common Stock		I						2,564,239
2018-12-10		3	5 Elements Energy Efficiency Ltd.	EFOI	Common Stock		D						2,129,350
2018-12-10		3	5 Elements Energy Efficiency Ltd. See footnotes	EFOI	Common Stock		I						2,564,239
2018-12-10		3	5 Elements Energy Efficiency Ltd. See footnotes	EFOI	Common Stock, par value $0.0001 per share ("Common Stock")		I						3,294,238
2018-12-10		3	5 Elements Energy Efficiency Ltd.	EFOI	Common Stock		I						2,646,413
2018-12-10		3	5 Elements Energy Efficiency Ltd.	EFOI	Common Stock		D						2,129,350
2018-12-10		3	5 Elements Energy Efficiency Ltd. See footnotes	EFOI	Common Stock		I						2,564,239
2018-07-03	2018-07-02	4	Turin Jerry	EFOI	Stock Option	A - Award	D	1.81		75,711		75,711
2018-07-03	2018-07-02	4	Turin Jerry	EFOI	Restricted Stock Units	A - Award	D			50,474		50,474
2018-07-03	2018-06-29	4	Tewksbury Ted L III	EFOI	Common Stock	A - Award	D		1.6150	5,081	8		53,461
2018-06-22	2018-06-20	4	RISHI SATISH	EFOI	Restricted Stock Units	A - Award	D			15,000		15,000
2018-06-22	2018-06-20	4	RISHI SATISH	EFOI	Restricted Stock Units	M - Exercise	D			-3,169		3,169
2018-06-22	2018-06-20	4	RISHI SATISH	EFOI	Common Stock	M - Exercise	D			3,169			3,169
2018-06-22	2018-06-20	4	Eisenberg Marc	EFOI	Restricted Stock Units	A - Award	D			15,000		15,000
2018-06-22	2018-06-20	4	Eisenberg Marc	EFOI	Restricted Stock Units	M - Exercise	D			-18,443		0
2018-06-22	2018-06-20	4	Eisenberg Marc	EFOI	Common Stock	M - Exercise	D			18,443			32,427
2018-06-22	2018-06-20	4	BLACK RONALD D	EFOI	Restricted Stock Units	A - Award	D			15,000		15,000
2018-06-22	2018-06-20	4	BLACK RONALD D	EFOI	Restricted Stock Units	M - Exercise	D			-18,443		0
2018-06-22	2018-06-20	4	BLACK RONALD D	EFOI	Common Stock	M - Exercise	D			18,443			32,427
2018-06-22	2018-06-20	4	Cohen William	EFOI	Restricted Stock Units	M - Exercise	D			-18,443		0
2018-06-22	2018-06-20	4	Cohen William	EFOI	Common Stock	M - Exercise	D			18,443			663,622
2018-06-22	2018-06-20	4	Ramelot Michael Rush	EFOI	Restricted Stock Units	A - Award	D			15,000		15,000
2018-06-22	2018-06-20	4	Ramelot Michael Rush	EFOI	Restricted Stock Units	M - Exercise	D			-18,443		0
2018-06-22	2018-06-20	4	Ramelot Michael Rush	EFOI	Common Stock	M - Exercise	D			18,443			32,927
2018-06-22	2018-06-20	4	Dorchak Glenda	EFOI	Restricted Stock Units	A - Award	D			15,000		15,000
2018-06-22	2018-06-20	4	Dorchak Glenda	EFOI	Restricted Stock Units	M - Exercise	D			-18,443		0
2018-06-22	2018-06-20	4	Dorchak Glenda	EFOI	Common Stock	M - Exercise	D			18,443			32,427
2018-04-17	2018-04-16	4	RISHI SATISH	EFOI	Restricted Stock Units	A - Award	D			3,169		3,169
2018-04-04	2018-04-03	4	Port Michael Harry	EFOI	Restricted Stock Units	M - Exercise	D			-6,435		12,872
2018-04-04	2018-04-03	4	Port Michael Harry	EFOI	Common Stock	F - Taxes	D		2.4400	-2,262	-6		15,793
2018-04-04	2018-04-03	4	Port Michael Harry	EFOI	Common Stock	M - Exercise	D			6,435			18,055
2018-03-19	2018-03-16	4	Port Michael Harry	EFOI	Restricted Stock Units	M - Exercise	D		2.6400	-1,173	-3	1,174
2018-03-19	2018-03-16	4	Port Michael Harry	EFOI	Common Stock	F - Taxes	D		2.6400	-413	-1		11,620
2018-03-19	2018-03-16	4	Port Michael Harry	EFOI	Common Stock	M - Exercise	D			1,173			12,033
2018-03-14	2018-03-13	4	Port Michael Harry	EFOI	Restricted Stock Units	M - Exercise	D			-2,838		5,723
2018-03-14	2018-03-13	4	Port Michael Harry	EFOI	Common Stock	F - Taxes	D		2.6200	-998	-3		10,860
2018-03-14	2018-03-13	4	Port Michael Harry	EFOI	Common Stock	M - Exercise	D			2,838			11,858
2018-02-27	2018-02-27	4	Tewksbury Ted L III	EFOI	Restricted Stock Units	M - Exercise	D			-16,481		32,962
2018-02-27	2018-02-26	4	Tewksbury Ted L III	EFOI	Restricted Stock Units	A - Award	D			165,300		165,300
2018-02-27	2018-02-26	4	Tewksbury Ted L III	EFOI	Common Stock	M - Exercise	D			16,481			48,380
2018-02-27	2018-02-26	4	Port Michael Harry	EFOI	Restricted Stock Units	A - Award	D			49,167		49,167
2018-01-03	2017-12-29	4	Port Michael Harry	EFOI	Common Stock	A - Award	D		2.0825	3,001	6		9,020
2018-01-03	2018-01-03	4	Tewksbury Ted L III	EFOI	Restricted Stock Units	M - Exercise	D			20,621		0
2018-01-03	2017-12-29	4	Tewksbury Ted L III	EFOI	Common Stock	A - Award	D		2.0825	4,612	10		11,278
2017-08-17	2017-08-16	4	Port Michael Harry	EFOI	Restricted Stock Units	M - Exercise	D			-1,666		3,334
2017-08-17	2017-08-16	4	Port Michael Harry	EFOI	Common Stock	M - Exercise	D			1,666			6,019
2017-07-05	2017-06-30	4	Port Michael Harry	EFOI	Common Stock	A - Award	D		2.2355	1,416	3		4,353
2017-06-22	2017-06-21	4	BLACK RONALD D	EFOI	Restricted Stock Units	A - Award	D	0.00		18,443		18,443
2017-06-22	2017-06-21	4	Dorchak Glenda	EFOI	Restricted Stock Units	A - Award	D	0.00		18,443		18,443
2017-06-22	2017-06-21	4	Ramelot Michael Rush	EFOI	Restricted Stock Units	A - Award	D	0.00		18,443		18,443
2017-06-22	2017-06-21	4	Cohen William	EFOI	Restricted Stock Units	A - Award	D	0.00		18,443		18,443
2017-06-22	2017-06-21	4	Eisenberg Marc	EFOI	Restricted Stock Units	A - Award	D	0.00		18,443		18,443
2017-06-19	2017-06-15	4	BLACK RONALD D	EFOI	Restricted Stock Units	M - Exercise	D	0.00		-11,484		0
2017-06-19	2017-06-15	4	BLACK RONALD D	EFOI	Common Stock	M - Exercise	D			11,484			13,984
2017-06-19	2017-06-15	4	Luo Jiangang	EFOI	Restricted Stock Units	M - Exercise	D	0.00		-11,484		0
2017-06-19	2017-06-15	4	Luo Jiangang	EFOI	Common Stock	M - Exercise	D			11,484			16,486
2017-06-19	2017-06-15	4	Cohen William	EFOI	Restricted Stock Units	M - Exercise	D	0.00		-11,484		0
2017-06-19	2017-06-15	4	Cohen William	EFOI	Common Stock	M - Exercise	D			11,484			120,179
2017-06-19	2017-06-15	4	Eisenberg Marc	EFOI	Restricted Stock Units	M - Exercise	D	0.00		-11,484		0
2017-06-19	2017-06-15	4	Eisenberg Marc	EFOI	Common Stock	M - Exercise	D			11,484			13,984
2017-06-19	2017-06-15	4	Ramelot Michael Rush	EFOI	Restricted Stock Units	M - Exercise	D	0.00		-11,484		0
2017-06-19	2017-06-15	4	Ramelot Michael Rush	EFOI	Common Stock	M - Exercise	D			11,484			14,484
2017-06-19	2017-06-15	4	Dorchak Glenda	EFOI	Restricted Stock Units	M - Exercise	D	0.00		-11,484		0
2017-06-19	2017-06-15	4	Dorchak Glenda	EFOI	Common Stock	M - Exercise	D			11,484			13,984
2017-05-19	2017-05-19	4	Tewksbury Ted L III	EFOI	Common Stock	P - Purchase	D		3.1339	3,333	10		6,666
2017-05-16	2017-05-08	4	Tewksbury Ted L III	EFOI	Common Stock	P - Purchase	D		3.1355	3,333	10		3,333
2017-04-04	2017-04-03	4	Port Michael Harry	EFOI	Restricted Stock Units	A - Award	D			19,307		19,307
2017-04-04	2017-04-03	4	Port Michael Harry	EFOI	Stock Option	A - Award	D	3.17		28,961		28,961
2017-03-20		3	Port Michael Harry	EFOI	Common Stock		D						5,874
2017-03-20		3	Port Michael Harry	EFOI	Common Stock		D						5,874
2017-03-13	2017-03-10	4	White Bradley Brian Henry F. White Trust Account	EFOI	Common Stock	P - Purchase	I		3.1200	1,075	3		1,075
2017-03-13	2017-03-10	4	White Bradley Brian Hadley B. White Trust Account	EFOI	Common Stock	P - Purchase	I		3.1200	975	3		975
2017-03-13	2017-03-10	4	White Bradley Brian	EFOI	Common Stock	P - Purchase	D		3.1300	1,600	5		1,600
2017-02-28	2017-02-27	4	Tewksbury Ted L III	EFOI	Stock Option	A - Award	D	3.43		74,165		74,165
2017-02-28	2017-02-27	4	Tewksbury Ted L III	EFOI	Restricted Stock Units	A - Award	D			49,443		70,064
2017-01-04	2017-01-03	4	Tewksbury Ted L III	EFOI	Restricted Stock Units	A - Award	D			20,621		20,621
2017-01-04	2017-01-03	4	White Bradley Brian	EFOI	Stock Option	A - Award	D	4.49		48,719		81,198
2017-01-04	2017-01-03	4	White Bradley Brian	EFOI	Restricted Stock Units	A - Award	D			32,479		32,479
2016-08-16		3	Port Michael Harry	EFOI	Common Stock		D						1,218
2016-08-16		3	Port Michael Harry	EFOI	Common Stock		D						1,218
2016-08-16	2016-08-16	4	Port Michael Harry	EFOI	Restricted Stock Units	A - Award	D			5,000		5,000
2016-06-17	2016-06-15	4	BLACK RONALD D	EFOI	Restricted Stock Units	A - Award	D	0.00		11,484		11,484
2016-06-17	2016-06-15	4	Ramelot Michael Rush	EFOI	Restricted Stock Units	A - Award	D	0.00		11,484		11,484
2016-06-17	2016-06-15	4	Cohen William	EFOI	Restricted Stock Units	A - Award	D	0.00		11,484		11,484
2016-06-17	2016-06-15	4	Dorchak Glenda	EFOI	Restricted Stock Units	A - Award	D	0.00		11,484		11,484
2016-06-17	2016-06-15	4	Eisenberg Marc	EFOI	Restricted Stock Units	A - Award	D	0.00		11,484		11,484
2016-06-17	2016-06-15	4	Luo Jiangang	EFOI	Restricted Stock Units	A - Award	D	0.00		11,484		11,484
2016-06-02	2016-06-01	4	Dorchak Glenda	EFOI	Restricted Stock Units	M - Exercise	D	0.00		-2,500		0
2016-06-02	2016-06-01	4	Dorchak Glenda	EFOI	Common Stock	M - Exercise	D			2,500			2,500
2016-06-02	2016-06-01	4	Eisenberg Marc	EFOI	Restricted Stock Units	M - Exercise	D	0.00		-2,500		0
2016-06-02	2016-06-01	4	Eisenberg Marc	EFOI	Common Stock	M - Exercise	D			2,500			2,500
2016-06-02	2016-06-01	4	Luo Jiangang	EFOI	Restricted Stock Units	M - Exercise	D	0.00		-2,500		0
2016-06-02	2016-06-01	4	Luo Jiangang	EFOI	Common Stock	M - Exercise	D			2,500			5,002
2016-06-02	2016-06-01	4	BLACK RONALD D	EFOI	Restricted Stock Units	M - Exercise	D	0.00		-2,500		0
2016-06-02	2016-06-01	4	BLACK RONALD D	EFOI	Common Stock	M - Exercise	D			2,500			2,500
2016-04-27	2016-03-16	4	Cohen William Held by son	EFOI	Restricted Stock Units	A - Award	I	0.00		490		1,240
2016-04-27	2016-03-14	4	Cohen William Held by son	EFOI	Common Stock	P - Purchase	I		7.8800	1,259	10		1,259
2016-03-18	2016-03-16	4	Cheng Simon	EFOI	Restricted Stock Units	A - Award	D			2,330		2,330
2016-03-18	2016-03-16	4	Cheng Simon	EFOI	Stock Option	A - Award	D	6.77	6.7700	3,150	21	3,150
2016-03-16	2016-03-14	4	Hilliard Eric	EFOI	Restricted Stock Units	A - Award	D			16,260		16,260
2016-03-16	2016-03-14	4	Hilliard Eric	EFOI	Stock Option	A - Award	D	7.70		22,020		22,020
2016-03-16	2016-03-14	4	Ramelot Michael Rush	EFOI	Common Stock	P - Purchase	D		8.0500	3,000	24		3,000
2016-03-16	2016-03-14	4	Miller Marcia Jean	EFOI	Restricted Stock Units	A - Award	D			10,190		10,190
2016-03-16	2016-03-14	4	Miller Marcia Jean	EFOI	Stock Option	A - Award	D	7.70		13,800		13,800
2016-03-16	2016-03-14	4	Tu James	EFOI	Restricted Stock Units	A - Award	D			37,915		37,915
2016-03-16	2016-03-14	4	Tu James	EFOI	Stock Option	A - Award	D	7.70		51,350		51,350
2016-01-05	2015-12-31	4	Miller Marcia Jean	EFOI	Common Stock	A - Award	D		8.4745	1,196	10		8,377
2016-01-05	2015-12-31	4	Hilliard Eric	EFOI	Common Stock	A - Award	D		8.4745	1,253	11		10,665
2015-09-18	2015-09-17	4	Miller Marcia Jean	EFOI	Stock Option	A - Award	D	15.08		10,000		10,000
2015-09-18	2015-09-16	4	Huang Gina Held by Brilliant Start Enterprise, Inc.	EFOI	Common Stock	S - Sale	I		15.9800	-434,783	-6,948		417,390
2015-09-18	2015-09-17	4	Luo Jiangang	EFOI	Restricted Stock Units	A - Award	D	0.00		2,500		2,500
2015-09-18	2015-09-16	4	Luo Jiangang Held by Cleantech Global Limited, formerly Prime Science and Technology, Inc.	EFOI	Common Stock	S - Sale	I		15.9800	-391,304	-6,253		519,565
2015-09-18	2015-09-17	4	Dorchak Glenda	EFOI	Restricted Stock Units	A - Award	D	0.00		2,500		2,500
2015-09-18	2015-09-17	4	BLACK RONALD D	EFOI	Restricted Stock Units	A - Award	D	0.00		2,500		2,500
2015-09-18	2015-09-17	4	Eisenberg Marc	EFOI	Restricted Stock Units	A - Award	D	0.00		2,500		2,500
2015-09-18	2015-09-16	4	Bright Horizon Partners Inc.	EFOI	Common Stock	S - Sale	D		15.9800	-391,304	-6,253		639,130
2015-08-03		3	Luo Jiangang	EFOI	Common Stock		D						915,873
2015-08-03		3	Luo Jiangang Held by Cleantech Global Limited, formerly Prime Science and Technology, Inc.	EFOI	Common Stock		I						1,824,240
2015-08-03		3	Luo Jiangang	EFOI	Common Stock		D						915,873
2015-08-03		3	Luo Jiangang Held by Cleantech Global Limited, formerly Prime Science and Technology, Inc.	EFOI	Common Stock		I						1,824,240
2015-07-27	2015-07-23	4	Cohen William	EFOI	Stock Option	A - Award	D	10.36		5,000		5,000
2015-07-27	2015-07-23	4	Ramelot Michael Rush	EFOI	Stock Option	A - Award	D	10.36		5,000		5,000
2015-07-02	2015-06-30	4	Hilliard Eric	EFOI	Common Stock	J - Other	D		4.2075	1,334	6		9,412
2015-07-02	2015-06-30	4	Miller Marcia Jean	EFOI	Common Stock	J - Other	D		4.2075	766	3		7,181
2015-06-02	2015-01-20	4/A	Huang Gina Held by Brilliant Start Enterprise, Inc.	EFOI	Common Stock	P - Purchase	I		4.5000	200,000	900		852,173
2015-04-02	2015-04-01	4	Bright Horizon Partners Inc.	EFOI	Common Stock	S - Sale	D		4.0000	-100,000	-400		1,030,434
2015-03-27	2015-03-16	4	DAVENPORT JOHN	EFOI	Stock Option	A - Award	D	5.47		7,500		7,500
2015-03-27	2015-03-16	4	Cheng Simon	EFOI	Stock Option	A - Award	D	5.47		7,500		7,500
2015-03-18	2015-03-16	4	Miller Marcia Jean	EFOI	Stock Option	A - Award	D	5.47		15,000		15,000
2015-03-18	2015-03-16	4	Matrisciano Theresa A.	EFOI	Stock Option	A - Award	D	5.47		15,000		15,000
2015-03-18	2015-03-16	4	Tu James	EFOI	Stock Option	A - Award	D	5.47		80,000		80,000
2015-03-18	2015-03-16	4	Hilliard Eric	EFOI	Stock Option	A - Award	D	5.47		40,000		40,000
2015-02-26	2015-02-24	4	Tu James Held by 5 Elements Global Fund L.P.	EFOI	Warrant (Right to Buy)	X - Other	I	4.30		-90,000		0
2015-02-26	2015-02-24	4	Tu James Held by 5 Elements Global Fund L.P.	EFOI	Common Stock	X - Other	I		4.3000	90,000	387		300,000
2015-02-18	2015-02-17	4	Cohen William Held by Costar Partners II, LLC	EFOI	Warrant (Right to Buy)	X - Other	I	4.30		-200,000		0
2015-02-18	2015-02-17	4	Cohen William Held by Costar Partners II, LLC	EFOI	Common Stock	X - Other	I		4.3000	200,000	860		600,000
2015-02-13		3	Miller Marcia Jean	EFOI	Common Stock		D						12,830
2015-02-13		3	Miller Marcia Jean	EFOI	Common Stock		D						12,830
2015-01-28	2015-01-20	4	Huang Gina Held by Jag International Ltd.	EFOI	Common Stock	P - Purchase	I		4.5000	200,000	900		800,000
2014-09-11	2014-09-10	4	DAVENPORT JOHN	EFOI	Warrant for Common Stock	C - Conversion	D	0.10		-12,500		0
2014-09-11	2014-09-10	4	DAVENPORT JOHN	EFOI	Common Stock	C - Conversion	D		0.1000	12,500	1		34,169
2014-07-18	2014-07-16	4	Ramelot Michael Rush	EFOI	Common Stock Option	A - Award	D	5.50		5,000		5,000
2014-07-17	2014-07-15	4	Cohen William	EFOI	Stock Option	A - Award	D	5.50		5,000		5,000
2014-07-16	2014-07-15	4	He Xin	EFOI	Stock Option	A - Award	D	5.50		5,000		5,000
2014-07-08	2014-06-30	4	Hilliard Eric	EFOI	Common Stock	A - Award	D		0.3995	12,516	5		68,860
2014-06-24		3/A	Tu James Shares held by 5 Elements Global Fund LP	EFOI	Common Stock		I						2,100,000
2014-06-24	2014-06-20	4	Huang Gina Held by Jag International Ltd.	EFOI	Warrants to purchase Common Stock	C - Conversion	I	0.43		-2,000,000		0
2014-06-24	2014-06-20	4	Huang Gina Held by Jag International Ltd.	EFOI	Common Stock	C - Conversion	I		0.4300	2,000,000	860		6,000,000
2014-05-30		3	Brilliant Start Enterprise, Inc. Held by Jag International Co Ltd.	EFOI	Common Stock		I						8,000,000
2014-05-30		3	Brilliant Start Enterprise, Inc. Held by Jag International Co Ltd.	EFOI	Common Stock		I						8,000,000
2014-05-30		3	Brilliant Start Enterprise, Inc. Held by Jag International Co Ltd.	EFOI	Common Stock		I						8,000,000
2014-05-30	2013-10-16	4	Huang Gina Held by Brilliant Start Enterprise, Inc.	EFOI	Convertible Subordinated Note	C - Conversion	I	0.23		-2,173,913		0
2014-05-30	2013-10-16	4	Huang Gina Held by Brilliant Start Enterprise, Inc.	EFOI	Common Stock	C - Conversion	I		0.2300	2,173,913	500		6,521,739
2014-05-30	2013-05-29	4	Huang Gina Held by Brilliant Start Enterprise, Inc.	EFOI	Convertible Subordinated Note	C - Conversion	I	0.23		-4,347,826		0
2014-05-30	2013-05-29	4	Huang Gina Held by Brilliant Start Enterprise, Inc.	EFOI	Common Stock	C - Conversion	I		0.2300	4,347,826	1,000		4,347,826
2014-05-30	2013-05-17	4	Huang Gina Held by Brilliant Start Enterprise, Inc.	EFOI	Convertible Subordinated Note	A - Award	I	0.23		2,173,913		2,173,913
2014-05-28	2014-05-27	4	DAVENPORT JOHN	EFOI	Common Stock	F - Taxes	D		0.5700	-78,592	-45		216,690
2014-05-28	2014-05-27	4	Hilliard Eric	EFOI	Common Stock	F - Taxes	D		0.5700	-16,216	-9		56,344
2014-05-23	2014-05-21	4	SWIDARSKI THOMAS W	EFOI	Stock Option	A - Award	D	0.59		100,000		100,000
2014-05-20	2014-03-31	4	Cohen William	EFOI	Convertible Note	C - Conversion	D	0.23		-1,086,957		0
2014-05-20	2014-03-31	4	Cohen William	EFOI	Common Stock	C - Conversion	D		0.2300	1,086,957	250		1,086,957
2014-05-19	2014-03-31	4	Luo Jiangang Held by Prime Science & Technology Inc.	EFOI	Subordinated Convertible Debt	C - Conversion	I	0.23		-2,608,696		0
2014-05-19	2014-03-31	4	Luo Jiangang Held by Prime Science & Technology Inc.	EFOI	Subordinated Convertible Debt	C - Conversion	I	0.23		-1,282,609		0
2014-05-19	2014-03-31	4	Luo Jiangang Held by Prime Science & Technology Inc.	EFOI	Subordinated Convertible Debt	C - Conversion	I	0.23		-434,783		0
2014-05-19	2014-03-31	4	Luo Jiangang Held by Prime Science & Technology Inc.	EFOI	Subordinated Convertible Debt	C - Conversion	I	0.23		-2,173,913		0
2014-05-19	2014-03-31	4	Luo Jiangang Held by Prime Science & Technology Inc.	EFOI	Subordinated Convertible Debt	C - Conversion	I	0.23		-869,565		0
2014-05-19	2014-03-31	4	Luo Jiangang Held by Prime Science & Technology Inc.	EFOI	Subordinated Convertible Debt	C - Conversion	I	0.23		-652,174		0
2014-05-19	2014-03-31	4	Luo Jiangang Held by Prime Science & Technology Inc.	EFOI	Subordinated Convertible Debt	C - Conversion	I	0.23		-1,086,957		0
2014-05-19	2014-03-31	4	Luo Jiangang Held by Prime Science & Technology Inc.	EFOI	Common Stock	C - Conversion	I		0.2300	9,108,697	2,095		9,108,697
2014-05-19	2014-03-31	4	Bright Horizon Partners Inc.	EFOI	Subordinated Convertible Note	C - Conversion	D	0.23
2014-05-19	2014-03-31	4	Bright Horizon Partners Inc.	EFOI	Subordinated Convertible Note	C - Conversion	D	0.23
2014-05-19	2014-03-31	4	Bright Horizon Partners Inc.	EFOI	Subordinated Convertible Note	C - Conversion	D	0.23
2014-05-19	2014-03-31	4	Bright Horizon Partners Inc.	EFOI	Subordinated Convertible Note	C - Conversion	D	0.23
2014-05-19	2014-03-31	4	Bright Horizon Partners Inc.	EFOI	Common Stock	C - Conversion	D		0.2300	11,304,347	2,600		11,304,347
2014-05-19	2013-10-04	4	Bright Horizon Partners Inc.	EFOI	Subordinated Convertible Note	A - Award	D	0.23
2014-01-30	2014-01-28	4	Matrisciano Theresa A.	EFOI	Stock option	A - Award	D	0.41		75,000		75,000
2014-01-30	2014-01-28	4	DAVENPORT JOHN	EFOI	Stock option	A - Award	D	0.41		50,000		50,000
2014-01-30	2014-01-28	4	Tu James	EFOI	Stock option	A - Award	D	0.41		800,000		800,000
2014-01-29	2013-04-29	4/A	Tu James	EFOI	Stock Option	A - Award	D	0.23		400,000		400,000
2014-01-29		3/A	Tu James Shares held by 5 Elements Global Fund LP	EFOI	Common Stock		I						1,800,000
2014-01-29	2014-01-28	4	Cheng Simon	EFOI	Stock option	A - Award	D	0.41		50,000		50,000
2014-01-29	2014-01-28	4	Lamanna Frank	EFOI	Stock option	A - Award	D	0.41		75,000		75,000
2014-01-29	2014-01-28	4	Hilliard Eric	EFOI	Stock Option	A - Award	D	0.41		125,000		125,000
2014-01-02	2013-12-31	4	Hilliard Eric	EFOI	Common Stock	A - Award	D		0.3485	14,347	5		30,052
2013-12-20	2013-12-18	4	Cheng Jennifer Y	EFOI	Common Stock Option	A - Award	D	0.48		35,000		60,000
2013-12-20	2013-12-18	4	FINNERTY J JAMES	EFOI	Common Stock Option	A - Award	D	0.48		35,000		130,000
2013-12-20	2013-12-18	4	Luo Jiangang	EFOI	Common Stock Option	A - Award	D	0.48		50,000		9,158,697
2013-12-20	2013-10-10	4	Luo Jiangang Held by Prime Science & Technology Inc.	EFOI	Subordinated Convertible Debt	A - Award	I	0.23		2,608,696		9,108,697
2013-12-20	2013-09-16	4	Luo Jiangang Held by Prime Science & Technology Inc.	EFOI	Subordinated Convertible Debt	A - Award	I	0.23		1,282,609		6,500,001
2013-12-20	2013-08-02	4	Luo Jiangang Held by Prime Science & Technology Inc.	EFOI	Subordinated Convertible Debt	A - Award	I	0.23		434,783		5,217,392
2013-12-20	2013-05-30	4	Luo Jiangang Held by Prime Science & Technology Inc.	EFOI	Subordinated Convertible Debt	A - Award	I	0.23		869,565		4,782,609
2013-12-19	2013-12-18	4	Ramelot Michael Rush	EFOI	Common Stock Option	A - Award	D	0.48		50,000		50,000
2013-11-08	2013-10-30	4	McAuliffe Thomas P.	EFOI	Stock Option	A - Award	D	0.76		100,000		100,000
2013-10-07		3	Bi Cheng	EFOI	Common Stock		D						4,000,000
2013-10-01	2013-09-27	4	FINNERTY J JAMES	EFOI	Common Stock Option	A - Award	D	0.45		15,000		95,000
2013-10-01	2013-09-27	4	Cheng Jennifer Y	EFOI	Common Stock Option	A - Award	D	0.45		15,000		25,000
2013-09-09		3	Cohen William	EFOI	Common Stock		D						4,000,000
2013-08-09		3	5 Elements Energy Efficiency Ltd.	EFOI	Common Stock		D						3,800,000
2013-08-07		3	Jag International Co Ltd.	EFOI	Common Stock		D						4,000,000
2013-07-22	2013-07-19	4	Lamanna Frank	EFOI	Stock Option	A - Award	D	0.41		50,000		85,000
2013-05-01	2013-04-29	4	Hilliard Eric	EFOI	Stock Option	A - Award	D	0.23		100,000		475,000
2013-05-01	2013-04-29	4	Tu James	EFOI	Stock Option	A - Award	D	0.23		400,000		3,200,000
2013-02-28	2013-02-26	4	DAVENPORT JOHN	EFOI	Stock option	A - Award	D	0.23		20,000		484,600
2013-02-27	2013-02-26	4	PLUSH MARK J	EFOI	Stock option	A - Award	D	0.23		125,000		450,000
2013-02-27	2013-02-26	4	KAVESKI JOSEPH G.	EFOI	Stock Option	A - Award	D	0.23		140,000		590,000
2013-02-27	2013-02-26	4	BUELOW ROGER	EFOI	Stock Option	A - Award	D	0.23		90,000		415,000
2013-02-27	2013-02-26	4	Hilliard Eric	EFOI	Stock Option	A - Award	D	0.23		125,000		375,000
2013-01-02	2012-12-31	4	PLUSH MARK J	EFOI	Common Stock	A - Award	D		0.1326	19,796	3		19,796
2012-12-21		3	Tu James Shares held by 5 Elements Global Fund LP	EFOI	Common Stock		I						1,800,000
2012-12-21		3	Tu James Shares held by 5 Elements Energy Efficiency Ltd	EFOI	Common Stock		I						3,800,000
2012-08-01	2012-07-31	4	Cheng Jennifer Y	EFOI	Common Stock Option	A - Award	D	0.26		10,000		10,000
2012-08-01	2012-07-31	4	Cheng Simon	EFOI	Common Stock Option	A - Award	D	0.26		10,000		10,000
2012-07-30	2012-07-26	4	FINNERTY J JAMES	EFOI	CommonStock option	A - Award	D	0.26		15,000		80,000
2012-07-30	2012-07-26	4	von Paumgartten Paul	EFOI	Common Stock Option	A - Award	D	0.26		15,000		111,000
2012-07-30	2012-07-26	4	SCHNEEBERGER R LOUIS	EFOI	Common Stock option	A - Award	D	0.26		-15,000		65,000
2012-02-14	2011-06-30	5	Hilliard Eric	EFOI	Common Stock	A - Award	D		0.4100	10,428	4		58,213
2012-02-14	2010-12-31	5	Hilliard Eric	EFOI	Common Stock	A - Award	D		0.8100	5,277	4		47,785
2012-02-14	2009-12-31	5	Hilliard Eric	EFOI	Common Stock	A - Award	D		0.6500	20	0		42,508
2012-02-14	2009-12-30	5	DAVENPORT JOHN	EFOI	Warrant for Common Stock	P - Purchase	D	0.01		125,000		574,600
2012-02-14	2008-03-14	5	DAVENPORT JOHN	EFOI	Warrant for Common Stock	P - Purchase	D	3.08		15,600		449,600
2012-02-14	2011-12-31	5	KAVESKI JOSEPH G.	EFOI	Common Stock	A - Award	D		0.1700	33,089	6		132,105
2012-02-14	2011-06-30	5	KAVESKI JOSEPH G.	EFOI	Common Stock	A - Award	D		0.4100	13,719	6		99,016
2012-02-14	2009-05-11	5	KAVESKI JOSEPH G.	EFOI	Common Stock	P - Purchase	D		0.8275	100	0		85,297
2012-01-09	2012-01-06	4	Gelbaum David	EFOI	Common Stock	S - Sale	D		0.1850	-2,400	-0		1,132,480

Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.

Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.

Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)

Konversi turunan

Penjualan atau pengalihan sekuritas kembali ke perusahaan.

Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.

Pemberian sekuritas oleh atau kepada orang dalam.

Swap ekuitas dan transaksi lindung nilai serupa

Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)

Transaksi yang dilaporkan secara sukarela pada Formulir 4.

Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)

EFOI / Energy Focus, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5