GLOW / Victory Portfolios II - VictoryShares WestEnd Global Equity ETF - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Victory Portfolios II - VictoryShares WestEnd Global Equity ETF

Orang Dalam Sejati48
Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

N/A

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

N/A

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan Victory Portfolios II - VictoryShares WestEnd Global Equity ETF transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Jason T Adelman Director - [D] 0 0
Kenneth Archer Director - [D] 23,654 23,654
Atkins Christopher M. 10% Owner - [10%] 30,552,276 30,552,276
Bami Bastani Director - [D] 80,000 80,000
Matthew Yavner Blumberg Director - [D] 44,391 1,110
David C Clark CHIEF FINANCIAL OFFICER - [O] 45,264 1,646
James Hugh Cohen Director - [D] 64,681 64,681
Jon A Deluca Director - [D] 40,833 40,833
Grant Robert Dawson Director - [D] 25,000 25,000
Bradley A Feld 10% Owner - [10%] 1,638,474 2,291
Foundry Group Select Fund, L.P. 10% Owner - [10%] 91,644 2,291
Foundry Select Fund GP, LLC 10% Owner - [10%] 1,638,474 2,291
Foundry Venture 2007, LLC 10% Owner - [10%] 1,638,474 2,291
Foundry Venture Capital 2007, L.P. 10% Owner - [10%] 1,638,474 2,291
GP Investment Holdings, LLC 10% Owner - [10%] 0 0
David Giangano Director - [D] 21,070 21,070
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Greenspring Associates, LLC 10% Owner - [10%] 1,101,770 40,064
Greenspring Global Partners VII-A, L.P. 10% Owner - [10%] 1,101,770 40,064
Greenspring Global Partners VII-C, L.P. 10% Owner - [10%] 1,101,770 40,064
Greenspring Opportunities III, L.P. 10% Owner - [10%] 1,101,770 40,064
Greenspring Opportunities IV, L.P. 10% Owner - [10%] 1,101,770 40,064
Peter Joseph Hawkes SVP Design, Product, & Engnrg - [O] 13,112 477
Peter Holst PRESIDENT AND CEO, Director - [D] [O] 325,991 325,991
Michael Hubner General Counsel and Secretary - [O] 150,000 150,000
Gary Iles SVP Sales & Marketing - [O] 20,000 20,000
Patrick J Lombardi Director - [D] 26,782 26,782
James S Lusk Director - [D] 49,951 1,249
Joseph Laezza PRESIDENT AND CEO, Director - [D] [O] 468,578 468,578
Seth Levine 10% Owner - [10%] 1,638,474 2,291
James Lim 10% Owner - [10%] 1,101,770 40,064
Ryan A Mcintyre 10% Owner - [10%] 1,638,474 2,291
Street Capital CORP Main 10% Owner - [10%] 55,919 55,919
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Main Street Equity Interests, Inc. 10% Owner - [10%] 55,919 55,919
Deborah Jean Meredith Director - [D] 0 0
Charles Ashton Newhall 10% Owner - [10%] 1,101,770 40,064
Norman H Pessin 10% Owner - [10%] 7,345 7,345
Sandra F Pessin 10% Owner - [10%] 7,345 7,345
Steven B Peri EXEC VP, GN COUNSEL, SECRETARY - [O] 155,000 155,000
Pessin Brian L. 10% Owner - [10%] 7,345 7,345
Richard Reiss 1,660,643
Richard Ramlall Director - [D] 8,132 296
Tolga Sakman Chief Financial Officer - [O] 150,000 150,000
Robert M Shuford 10% Owner - [10%] 7,345 7,345
StepStone Group LP 10% Owner - [10%] 1,101,770 40,064
Vicis Capital Master Fund 10% Owner - [10%] 0 0
Vicis Capital, LLC 10% Owner - [10%] 0 0
Stephen Vobbe Senior VP, Sales and Marketing - [O] 140,000 140,000
Charles Scott Zumbahlen - 144,968 144,968

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di GLOW / Victory Portfolios II - VictoryShares WestEnd Global Equity ETF. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Maksimal
Harga di
Maksimal
Maksimal
Keuntungan ($)
Maksimum Pengembalian (%)
2020-04-22 ADELMAN JASON T 5,000 0.8900 182 24.4750 4,450 222 142.5 21,342 479.61
2020-04-22 ADELMAN JASON T 2,000 0.9300 73 25.5750 1,860
2020-04-22 ADELMAN JASON T 7,000 0.9100 255 25.0250 6,370
2020-04-22 ADELMAN JASON T 3,000 0.9000 109 24.7500 2,700
2020-04-22 ADELMAN JASON T 3,000 0.9000 109 24.7500 2,700
2020-03-20 ADELMAN JASON T 1,000 1.3100 36 36.0250 1,310
2020-03-20 ADELMAN JASON T 1,000 1.3200 36 36.3000 1,320
2020-03-20 ADELMAN JASON T 1,000 1.3200 36 36.3000 1,320
2020-03-19 ADELMAN JASON T 500 1.4700 18 40.4250 735

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

GLOW / Victory Portfolios II - VictoryShares WestEnd Global Equity ETF Insider Trades
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di GLOW / Victory Portfolios II - VictoryShares WestEnd Global Equity ETF. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Menit
Harga di
Menit
Kerugian Maksimal
Dihindari ($)
Kerugian Maksimal
Dihindari (%)
2023-10-24 ADELMAN JASON T 52,191 0.1850 1,305 7.4000 9,655 303 0.0878 -9,541 -98.81
2023-06-16 Meredith Deborah Jean 7,373 1.4246 184 56.9840 10,504
2023-06-15 Meredith Deborah Jean 3,671 1.5065 92 60.2600 5,530
2023-06-14 Meredith Deborah Jean 6,556 1.6467 164 65.8680 10,796
2023-06-13 Meredith Deborah Jean 6,491 1.6162 162 64.6480 10,491
2023-06-12 Meredith Deborah Jean 300 1.6367 8 65.4680 491
2023-06-06 Meredith Deborah Jean 10,000 1.6218 250 64.8720 16,218
2023-06-05 ADELMAN JASON T 3,867 1.6100 97 64.4000 6,226
2023-06-01 Meredith Deborah Jean 10,000 1.6725 250 66.9000 16,725

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

GLOW / Victory Portfolios II - VictoryShares WestEnd Global Equity ETF Insider Trades
Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas
Tanggal
Perdagangan
Tanggal
Formulir Orang Dalam Ticker Judul Keamanan Kode 10b5-1 Langsung Latihan
Harga
Satuan
Harga
Unit
Diubah
Nilai
Diubah (1 ribu)
Sisa
Pilihan
Sisa
Saham
2023-10-25 2023-10-24 4 ADELMAN JASON T OBLG Common Stock S - Sale D 0.1850 -52,191 -10 0
2023-07-05 2023-07-03 4 Foundry Group Select Fund, L.P. By Foundry Group Select Fund, L.P. OBLG Common Stock J - Other I -321,759 91,644
2023-07-05 2023-07-03 4 Foundry Group Select Fund, L.P. By Foundry?Venture Capital 2007, L.P. OBLG Common Stock J - Other I -85,017 24,215
2023-06-20 2023-06-16 4 Meredith Deborah Jean OBLG Common Stock S - Sale D 1.4246 -7,373 -11 0
2023-06-16 2023-06-15 4 Meredith Deborah Jean OBLG Common Stock S - Sale D 1.5065 -3,671 -6 7,673
2023-06-16 2023-06-14 4 Meredith Deborah Jean OBLG Common Stock S - Sale D 1.6467 -6,556 -11 11,344
2023-06-16 2023-06-12 4 Meredith Deborah Jean OBLG Common Stock S - Sale D 1.6367 -300 -0 7,373
2023-06-14 2023-06-13 4 Meredith Deborah Jean OBLG Common Stock S - Sale D 1.6162 -6,491 -10 17,900
2023-06-07 2023-06-06 4 Meredith Deborah Jean OBLG Common Stock S - Sale D 1.6218 -10,000 -16 24,391
2023-06-05 2023-06-05 4 ADELMAN JASON T OBLG common stock S - Sale D 1.6100 -3,867 -6 52,191
2023-06-05 2023-06-01 4 ADELMAN JASON T OBLG common stock S - Sale D 1.6800 -6,400 -11 56,058
2023-06-05 2023-06-01 4 Meredith Deborah Jean OBLG common stock S - Sale D 1.6725 -10,000 -17 34,391
2023-06-01 2023-05-31 4 ADELMAN JASON T OBLG common stock S - Sale D 1.6500 -5,000 -8 62,458
2023-06-01 2023-05-30 4 ADELMAN JASON T OBLG common stock S - Sale D 1.5100 -5,000 -8 67,458
2023-06-01 2023-05-26 4 ADELMAN JASON T OBLG common stock S - Sale D 1.6100 -5,000 -8 72,458
2023-06-01 2023-05-25 4 ADELMAN JASON T OBLG common stock S - Sale D 1.6000 -10,000 -16 77,458
2023-04-20 2023-04-18 4 ADELMAN JASON T OBLG common stock A - Award D 2.1400 44,391 95 87,458
2023-04-20 2023-04-18 4 Meredith Deborah Jean OBLG common stock A - Award D 2.1400 44,391 95 44,391
2023-04-20 2023-04-18 4 Blumberg Matthew Yavner OBLG common stock A - Award D 2.1400 44,391 95 44,391
2023-04-20 2023-04-18 4 LUSK JAMES S OBLG common stock A - Award D 2.1400 44,391 95 49,951
2021-10-08 3 StepStone Group LP OBLG Common Stock I 91,182
2021-10-08 3 StepStone Group LP OBLG Common Stock I 1,554,541
2021-10-08 3 StepStone Group LP OBLG Common Stock I 945,168
2021-10-08 3 StepStone Group LP OBLG Common Stock I 1,101,770
2021-08-20 2021-08-18 4 ADELMAN JASON T OBLG common stock A - Award D 2.1900 150,000 328 646,000
2021-08-20 2021-08-18 4 LUSK JAMES S OBLG common stock A - Award D 2.1900 50,000 110 83,406
2021-06-30 2021-06-28 4 Hawkes Peter Joseph OBLG Stock Options A - Award D 3.25 3.2500 150,000 488 150,000
2021-06-30 3 Hawkes Peter Joseph OBLG common stock D 13,112
2021-02-22 3 Levine Seth Held by Foundry Venture Capital 2007, L.P. OBLG Common Stock I 1,638,474
2021-02-22 3 Levine Seth Held by Foundry Group Select Fund, L.P. OBLG Common Stock I 6,201,035
2021-02-12 3 Greenspring Opportunities IV, L.P. OBLG Common Stock I 945,168
2021-02-12 3 Greenspring Opportunities IV, L.P. OBLG Common Stock I 1,101,770
2021-02-12 3 Greenspring Opportunities IV, L.P. OBLG Common Stock I 1,554,541
2021-02-12 3 Greenspring Opportunities IV, L.P. OBLG Common Stock I 91,182
2020-12-22 2020-12-22 4 Ramlall Richard OBLG common stock A - Award D 4.7300 7,500 35 8,132
2020-07-02 2019-05-02 4/A Clark David C OBLG common stock F - Taxes D 1.4600 -7,286 -11 45,264
2020-07-02 2020-06-04 4 Clark David C OBLG common stock F - Taxes D 1.0700 -3,999 -4 48,933
2020-07-02 2020-06-04 4 Clark David C OBLG common stock A - Award D 1.0700 11,667 12 52,932
2020-07-02 2020-04-13 4 Clark David C OBLG common stock F - Taxes D 1.1000 -3,999 -4 41,265
2020-04-23 2020-04-22 4 ADELMAN JASON T OBLG Common Stock P - Purchase D 0.9300 2,000 2 496,000
2020-04-23 2020-04-22 4 ADELMAN JASON T OBLG Common Stock P - Purchase D 0.9100 7,000 6 494,000
2020-04-23 2020-04-22 4 ADELMAN JASON T OBLG Common Stock P - Purchase D 0.9000 3,000 3 487,000
2020-04-23 2020-04-22 4 ADELMAN JASON T OBLG Common Stock P - Purchase D 0.9000 3,000 3 487,000
2020-04-23 2020-04-22 4 ADELMAN JASON T OBLG Common Stock P - Purchase D 0.8900 5,000 4 481,000
2020-03-24 2020-03-20 4 ADELMAN JASON T OBLG Common Stock P - Purchase D 1.3200 1,000 1 476,000
2020-03-24 2020-03-20 4 ADELMAN JASON T OBLG Common Stock P - Purchase D 1.3200 1,000 1 476,000
2020-03-24 2020-03-20 4 ADELMAN JASON T OBLG Common Stock P - Purchase D 1.3100 1,000 1 474,000
2020-03-24 2020-03-19 4 ADELMAN JASON T OBLG Common Stock P - Purchase D 1.4700 500 1 473,000
2020-03-24 2020-03-18 4 ADELMAN JASON T OBLG Common Stock P - Purchase D 1.3400 500 1 472,500
2020-03-24 2020-03-18 4 ADELMAN JASON T OBLG Common Stock P - Purchase D 1.3200 2,000 3 472,000
2020-03-24 2020-03-18 4 ADELMAN JASON T OBLG Common Stock P - Purchase D 1.3400 1,000 1 470,000
2020-03-24 2020-03-18 4 ADELMAN JASON T OBLG Common Stock P - Purchase D 1.3400 1,000 1 470,000
2020-03-24 2020-03-18 4 ADELMAN JASON T OBLG Common Stock P - Purchase D 1.3400 1,000 1 470,000
2020-03-24 2020-03-18 4 ADELMAN JASON T OBLG Common Stock P - Purchase D 1.3300 1,000 1 469,000
2019-10-04 2019-10-01 4 Giangano David GLOW common stock F - Taxes D 1.0000 -6,896 -7 21,070
2019-10-04 2019-10-01 4 Giangano David GLOW common stock A - Award D 1.0000 2,500 2 27,966
2019-07-26 3 ADELMAN JASON T By 401(k) Plan GLOW Common Stock I 691,500
2019-07-26 3 ADELMAN JASON T By Cipher 06, LLC GLOW Common Stock I 635,500
2019-07-26 3 ADELMAN JASON T GLOW Common Stock D 984,000
2019-07-26 3 ADELMAN JASON T By 401(k) Plan GLOW Common Stock I 691,500
2019-07-26 3 ADELMAN JASON T By spouse GLOW Common Stock I 764,000
2019-07-26 3 ADELMAN JASON T By spouse GLOW Common Stock I 764,000
2019-07-26 3 ADELMAN JASON T By Cipher 06, LLC GLOW Common Stock I 635,500
2019-07-26 3 ADELMAN JASON T GLOW Common Stock D 984,000
2019-07-26 3 ADELMAN JASON T By 401(k) Plan GLOW Common Stock I 691,500
2019-07-26 3 ADELMAN JASON T By Cipher 06, LLC GLOW Common Stock I 635,500
2019-07-26 3 ADELMAN JASON T By spouse GLOW Common Stock I 764,000
2019-07-26 3 ADELMAN JASON T GLOW Common Stock D 984,000
2019-07-26 2019-07-19 4 Archer Kenneth GLOW common stock F - Taxes D 0.9400 -7,127 -7 23,654
2019-07-26 3 Ramlall Richard GLOW common stock D 1,264
2019-07-26 3 Ramlall Richard GLOW common stock D 1,264
2019-07-26 3 Ramlall Richard GLOW common stock D 1,264
2019-07-25 2019-07-19 4 LOMBARDI PATRICK J GLOW common stock F - Taxes D 0.9400 -9,451 -9 26,782
2019-05-06 2019-05-02 4 Holst Peter GLOW common stock F - Taxes D 1.4600 -9,360 -14 325,991
2019-05-06 2019-05-02 4 Holst Peter GLOW common stock A - Award D 1.4600 33,333 49 335,351
2019-05-06 2019-05-02 4 Clark David C GLOW common stock F - Taxes D 1.4600 -3,936 -6 48,614
2019-05-06 2019-05-02 4 Clark David C GLOW common stock A - Award D 1.4600 22,334 33 52,550
2018-07-03 2018-07-01 4 Clark David C GLOW common stock F - Taxes D 0.2000 -20,568 -4 302,157
2018-07-03 2018-07-01 4 Holst Peter GLOW common stock F - Taxes D 0.2000 -64,275 -13 3,008,543
2018-05-31 2018-05-31 4 LOMBARDI PATRICK J GLOW common stock A - Award D 0.1900 25,000 5 362,328
2018-05-31 2018-05-31 4 Archer Kenneth GLOW common stock A - Award D 0.1900 25,000 5 307,805
2018-05-31 2018-05-31 4 LUSK JAMES S GLOW common stock A - Award D 0.1900 25,000 5 334,055
2018-05-31 2018-05-31 4 Giangano David GLOW common stock A - Award D 0.1900 25,000 5 254,660
2018-04-16 2018-04-13 4 Archer Kenneth GLOW common stock A - Award D 0.2100 25,000 5 282,805
2018-04-16 2018-04-13 4 LUSK JAMES S GLOW common stock A - Award D 0.2100 25,000 5 309,055
2018-04-16 2018-04-13 4 LOMBARDI PATRICK J GLOW common stock A - Award D 0.2100 25,000 5 337,328
2018-04-16 2018-04-13 4 Giangano David GLOW common stock A - Award D 0.2100 25,000 5 229,660
2018-04-16 2018-04-13 4 Clark David C GLOW common stock A - Award D 0.2100 116,667 25 322,725
2018-03-15 2018-03-14 4 Holst Peter GLOW common stock F - Taxes D 0.2500 -45,847 -11 3,072,818
2018-03-15 2018-03-14 4 Clark David C GLOW common stock F - Taxes D 0.2500 -29,569 -7 206,058
2017-08-02 2017-07-31 4 Main Street Capital CORP By Main Street Capital II, LP GLOW Common Stock J - Other I 0.3500 55,919 20 55,919
2017-08-02 2017-07-31 4 Main Street Capital CORP By Main Street Mezzanine Fund, LP GLOW Common Stock J - Other I 0.3500 145,394 51 145,394
2017-08-02 2017-07-31 4 Main Street Capital CORP GLOW Common Stock J - Other D 0.3500 22,369 8 22,369
2017-08-02 2017-07-31 4 Main Street Capital CORP By Main Street Capital II, LP GLOW Common Stock J - Other I -18,362 0
2017-08-02 2017-07-31 4 Main Street Capital CORP By Main Street Mezzanine Fund, LP GLOW Common Stock J - Other I -47,741 0
2017-08-02 2017-07-31 4 Main Street Capital CORP By Main Street Equity Interests, Inc. GLOW Common Stock J - Other I -7,645,414 0
2017-08-02 2017-07-31 4 Holst Peter GLOW common stock P - Purchase D 1,806,087 3,118,665
2016-12-30 3 Main Street Equity Interests, Inc. GLOW Common Stock D 15,290,828
2016-12-30 3 Main Street Equity Interests, Inc. GLOW Common Stock D 15,290,828
2016-05-31 2016-05-26 4 LUSK JAMES S GLOW common stock A - Award D 0.3400 117,647 40 284,055
2016-05-31 2016-05-26 4 LOMBARDI PATRICK J GLOW common stock A - Award D 0.3400 117,647 40 312,328
2016-05-31 2016-05-26 4 Giangano David GLOW common stock A - Award D 0.3400 117,647 40 204,660
2016-05-31 2016-05-26 4 Archer Kenneth GLOW common stock A - Award D 0.3400 117,647 40 257,805
2016-03-28 2016-03-25 4 Clark David C GLOW common stock F - Taxes D 0.4200 -9,320 -4 235,627
2016-02-03 2016-02-01 4 Archer Kenneth GLOW common stock A - Award D 0.4900 15,000 7 140,158
2016-02-03 2016-02-01 4 LUSK JAMES S GLOW common stock A - Award D 0.4900 15,000 7 166,408
2016-02-03 2016-02-01 4 Giangano David GLOW common stock A - Award D 0.4900 25,000 12 87,013
2016-02-03 2016-02-01 4 LOMBARDI PATRICK J GLOW common stock A - Award D 0.4900 75,000 37 194,681
2016-01-28 2016-01-26 4 Clark David C GLOW common stock A - Award D 61,257 244,947
2016-01-28 2016-01-26 4 Holst Peter GLOW common stock A - Award D 108,742 1,312,578
2016-01-14 2016-01-13 4 Holst Peter GLOW common stock F - Taxes D 0.6000 -9,321 -6 1,203,836
2015-05-29 2015-05-28 4 Giangano David GLOW common stock A - Award D 0.8000 50,000 40 62,013
2015-05-29 2015-05-28 4 Archer Kenneth GLOW common stock A - Award D 0.8000 50,000 40 125,158
2015-05-29 2015-05-28 4 LUSK JAMES S GLOW common stock A - Award D 0.8000 50,000 40 151,408
2015-05-29 2015-05-28 4 LOMBARDI PATRICK J GLOW common stock A - Award D 0.8000 50,000 40 119,681
2015-03-26 2015-03-25 4 Clark David C GLOW common stock F - Taxes D 0.9900 -7,723 -8 183,690
2015-03-10 2015-03-07 4 Holst Peter GLOW common stock F - Taxes D 0.9300 -23,211 -22 1,213,157
2015-03-10 2015-03-07 4 Clark David C GLOW common stock F - Taxes D 0.9300 -13,093 -12 191,413
2015-03-05 2015-03-03 4 Iles Gary GLOW common stock A - Award D 0.9900 20,000 20 20,000
2015-02-06 2015-02-04 4 Clark David C GLOW common stock A - Award D 1.0400 80,000 83 204,506
2015-02-06 2015-02-04 4 Holst Peter GLOW common stock A - Award D 1.0400 250,000 260 1,236,368
2015-02-05 2015-02-04 4 Giangano David GLOW common stock A - Award D 1.0400 12,013 12 12,013
2015-01-29 2015-01-27 4 LOMBARDI PATRICK J GLOW common stock D - Sale to Issuer D 1.0500 -21,917 -23 69,681
2015-01-29 2015-01-27 4 LOMBARDI PATRICK J GLOW common stock A - Award D 1.0500 62,237 65 91,598
2015-01-29 2015-01-27 4 Archer Kenneth GLOW common stock D - Sale to Issuer D 1.0500 -19,047 -20 75,158
2015-01-29 2015-01-27 4 Archer Kenneth GLOW common stock A - Award D 1.0500 56,389 59 94,205
2015-01-29 2015-01-27 4 LUSK JAMES S GLOW common stock D - Sale to Issuer D 1.0500 -19,047 -20 101,408
2015-01-29 2015-01-27 4 LUSK JAMES S GLOW common stock A - Award D 1.0500 56,389 59 120,455
2015-01-29 2015-01-27 4 Cohen James Hugh GLOW common stock D - Sale to Issuer D 1.0500 -21,917 -23 64,681
2015-01-29 2015-01-27 4 Cohen James Hugh GLOW common stock A - Award D 1.0500 57,237 60 86,598
2015-01-15 2015-01-13 4 Holst Peter GLOW common stock F - Taxes D 1.0300 -6,152 -6 986,368
2014-12-31 2014-12-31 4 GP Investment Holdings, LLC GLOW Common Stock J - Other D -15,276,138 0
2014-08-20 3 Atkins Christopher M. By GP Investment Holdings, LLC GLOW Common Stock I 30,552,276
2014-08-20 3 Atkins Christopher M. By GP Investment Holdings, LLC GLOW Common Stock I 30,552,276
2014-05-29 2014-05-28 4 Archer Kenneth GLOW common stock A - Award D 25,316 37,816
2014-05-29 2014-05-28 4 LUSK JAMES S GLOW common stock A - Award D 25,316 64,066
2014-05-29 2014-05-28 4 LOMBARDI PATRICK J GLOW common stock A - Award D 25,316 29,361
2014-05-29 2014-05-28 4 Cohen James Hugh GLOW common stock A - Award D 25,316 29,361
2014-05-27 2014-05-25 4 Clark David C GLOW common stock F - Taxes D 1.6000 -647 -1 124,506
2014-05-14 2014-05-13 4 Holst Peter GLOW common stock F - Taxes D 1.6700 -666 -1 992,520
2014-04-28 2014-04-25 4 Clark David C GLOW common stock F - Taxes D 1.5300 -648 -1 125,153
2014-04-22 2014-04-21 4 LOMBARDI PATRICK J GLOW common stock A - Award D 4,045 4,045
2014-04-22 2014-04-21 4 Cohen James Hugh GLOW common stock A - Award D 4,045 4,045
2014-04-14 2014-04-13 4 Holst Peter GLOW common stock F - Taxes D 1.5800 -666 -1 993,186
2014-04-07 2014-04-04 4 DELUCA JON A GLOW common stock D - Sale to Issuer D 1.6700 -18,952 -32 40,833
2014-03-26 2014-03-25 4 Clark David C GLOW common stock F - Taxes D 1.8100 -9,320 -17 125,801
2014-03-14 2014-03-13 4 Holst Peter GLOW common stock F - Taxes D 1.7100 -647 -1 993,852
2014-03-11 3 Zumbahlen Charles Scott GLOW common stock D 144,968
2014-03-11 3 Zumbahlen Charles Scott GLOW common stock D 144,968
2014-03-11 2014-03-07 4 Clark David C GLOW common stock A - Award D 35,121 135,121
2014-03-11 2014-03-07 4 Holst Peter GLOW common stock A - Award D 62,261 994,499
2014-02-14 2014-02-13 4 Holst Peter GLOW common stock F - Taxes D 1.4100 -647 -1 932,238
2014-01-14 2014-01-13 4 Holst Peter GLOW common stock F - Taxes D 1.3900 -7,770 -11 932,885
2014-01-02 2014-01-02 4 DELUCA JON A GLOW common stock A - Award D 9,288 59,785
2013-10-07 2013-10-04 4 DELUCA JON A GLOW common stock A - Award D 9,034 50,497
2013-10-07 2013-07-02 4 DELUCA JON A GLOW common stock A - Award D 15,110 41,463
2013-08-16 3 Shuford Robert M By Main Street Mezzanine Fund, LP GLOW Common Stock I 47,741
2013-08-16 3 Shuford Robert M By Main Street Capital II, LP GLOW Common Stock I 18,362
2013-08-16 3 Shuford Robert M By GP Investment Holdings, LLC GLOW Common Stock I 15,276,138
2013-08-16 3 Shuford Robert M GLOW Common Stock D 7,345
2013-08-13 2013-08-09 4 Vicis Capital, LLC By Vicis Capital Master Fund GLOW Series B-1 Preferred Stock S - Sale I -95 0
2013-08-13 2013-08-09 4 Vicis Capital, LLC By Vicis Capital Master Fund GLOW Common Stock S - Sale I -8,942,805 0
2013-07-02 2013-06-28 4 Holst Peter GLOW.OB Common Stock A - Award D 0.6800 149,350 102 940,655
2013-06-17 2013-06-13 4 DELUCA JON A GLOW.OB Stock Options A - Award D 0.90 25,000 25,000
2013-06-17 2013-06-13 4 Dawson Grant Robert GLOW.OB Stock Options A - Award D 0.90 25,000 25,000
2013-06-17 2013-06-13 4 Archer Kenneth GLOW.OB Stock Options A - Award D 0.90 25,000 25,000
2013-06-17 2013-06-13 4 LUSK JAMES S GLOW.OB Stock Options A - Award D 0.90 25,000 25,000
2013-05-01 2013-04-02 4 DELUCA JON A GLOW Common Stock A - Award D 11,250.0000 8,250 92,812 26,353
2013-05-01 2013-01-03 4 DELUCA JON A GLOW Common Stock A - Award D 11,250.0000 6,640 74,700 18,103
2013-05-01 2012-10-01 4 DELUCA JON A GLOW Common Stock A - Award D 11,250.0000 5,903 66,409 11,463
2013-05-01 2012-07-02 4 DELUCA JON A GLOW Common Stock A - Award D 11,250.0000 5,560 62,550 5,560
2013-04-18 2013-04-16 4 Vicis Capital, LLC By Vicis Capital Master Fund GLOW Common Stock S - Sale I 1.0021 -285,047 -286 8,942,805
2013-04-18 2013-04-17 4 Vicis Capital, LLC By Vicis Capital Master Fund GLOW Series B-1 Preferred Stock S - Sale I 5,000.0000 -4 -20 95
2013-04-04 2013-04-02 4 Vicis Capital, LLC By Vicis Capital Master Fund GLOW Common Stock S - Sale I 1.4187 -1,499 -2 9,227,852
2013-03-27 2013-03-25 4 Clark David C GLOW Stock Option (right to buy) A - Award D 1.51 100,000 100,000
2013-03-27 2013-03-25 4 Clark David C GLOW Common Stock A - Award D 100,000 100,000
2013-01-17 3 Holst Peter GLOW Common Stock D 691,305
2013-01-17 2013-01-13 4 Holst Peter GLOW Stock Option (right to buy) A - Award D 1.98 875,000 875,000
2013-01-17 2013-01-13 4 Holst Peter GLOW Common Stock A - Award D 100,000 791,305
2012-12-10 2012-12-05 4 Peri Steven B GLOW Common Stock P - Purchase D 2.0000 5,000 10 155,000
2012-09-18 2012-09-04 4 Peri Steven B GLOW Stock Option (right to buy) A - Award D 3.47 50,000 50,000
2012-09-18 2012-09-04 4 Peri Steven B GLOW Stock Option (right to buy) A - Award D 3.02 50,000 50,000
2012-09-18 2012-09-04 4 Peri Steven B GLOW Common Stock A - Award D 150,000 150,000
2012-09-13 2012-09-11 4 Vicis Capital, LLC By Vicis Capital Master Fund GLOW Series B-1 Preferred Stock S - Sale I -1 99
2012-09-13 2012-09-11 4 Vicis Capital, LLC By Vicis Capital Master Fund GLOW Common Stock S - Sale I -100,000 9,229,351
2012-08-24 2012-08-22 4 Sakman Tolga GLOW Common Stock A - Award D 50,000 150,000
2012-07-13 2012-07-13 4 Vicis Capital, LLC By Vicis Capital Master Fund GLOW Common Stock S - Sale I 2.1500 -14,625 -31 9,329,351
2012-07-12 2012-07-12 4 Vicis Capital, LLC By Vicis Capital Master Fund GLOW Common Stock S - Sale I 2.1500 -8,269 -18 9,343,976
2012-07-12 2012-07-11 4 Vicis Capital, LLC By Vicis Capital Master Fund GLOW Common Stock S - Sale I 2.1500 -14,719 -32 9,352,245
2012-07-12 2012-07-10 4 Vicis Capital, LLC By Vicis Capital Master Fund GLOW Common Stock S - Sale I 2.0510 -48,037 -99 9,366,964
2012-06-28 2012-06-26 4 Vicis Capital, LLC By Vicis Capital Master Fund GLOW Common Stock S - Sale I 2.4000 -6,963 -17 9,415,001
2012-06-22 2012-06-22 4 Vicis Capital, LLC By Vicis Capital Master Fund GLOW Common Stock S - Sale I 2.3000 -9,500 -22 9,421,964
2012-06-22 2012-06-20 4 Vicis Capital, LLC By Vicis Capital Master Fund GLOW Common Stock S - Sale I 2.3000 -15,500 -36 9,431,464
2012-06-15 2012-06-14 4 Vicis Capital, LLC By Vicis Capital Master Fund GLOW Common Stock S - Sale I 2.2000 -19,643 -43 9,446,964
2012-06-15 2012-06-13 4 Vicis Capital, LLC By Vicis Capital Master Fund GLOW Common Stock S - Sale I 2.2000 -1,191 -3 9,466,607
2012-06-12 2012-06-12 4 Vicis Capital, LLC By Vicis Capital Master Fund GLOW Common Stock S - Sale I 2.2000 -100 -0 9,467,798
2012-06-12 2012-06-11 4 Vicis Capital, LLC By Vicis Capital Master Fund GLOW Common Stock S - Sale I 2.2000 -3,428 -8 9,467,898
2012-06-12 2012-06-08 4 Vicis Capital, LLC By Vicis Capital Master Fund GLOW Common Stock S - Sale I 2.2000 -638 -1 9,471,326
2012-06-08 2012-06-06 4 Vicis Capital, LLC By Vicis Capital Master Fund GLOW Common Stock S - Sale I 2.0585 -113,294 -233 9,471,964
2012-06-08 2012-06-07 4 Dawson Grant Robert GLOW.OB Stock Option (right to buy) A - Award D 2.18 25,000 25,000
2012-06-08 2012-06-07 4 LUSK JAMES S GLOW.OB Stock Option (right to buy) A - Award D 2.18 25,000 25,000
2012-06-08 2012-06-07 4 DELUCA JON A GLOW.OB Stock Option (right to buy) A - Award D 2.18 25,000 25,000
2012-06-08 2012-06-07 4 Archer Kenneth GLOW.OB Stock Option (right to buy) A - Award D 2.18 25,000 25,000
2012-05-21 2012-05-16 4 Vicis Capital, LLC By Vicis Capital Master Fund GLOW Common Stock S - Sale I 2.4000 -800 -2 9,585,258
2012-05-14 3 Sakman Tolga GLOW.OB Common Stock D 100,000
2012-04-10 3 Vobbe Stephen GLOW Common Stock D 140,000
2012-04-10 3 Hubner Michael GLOW Common Stock D 150,000
2012-03-20 2012-03-12 4/A Laezza Joseph GLOW Stock Option (right to buy) A - Award D 3.20 250,000 250,000
2012-03-20 2012-03-12 4/A Laezza Joseph GLOW Stock Option (right to buy) A - Award D 3.47 250,000 250,000
2012-03-20 2012-03-12 4/A Laezza Joseph GLOW Common Stock A - Award D 250,000 468,578
2012-03-16 2012-03-12 4 Laezza Joseph GLOW Stock Option (right to buy) A - Award D 3.47 250,000 250,000
2012-03-16 2012-03-12 4 Laezza Joseph GLOW Stock Option (right to buy) A - Award D 3.02 250,000 250,000
2012-03-16 2012-03-12 4 Laezza Joseph GLOW Common Stock A - Award D 250,000 1,052,329
2012-03-16 2012-03-12 4 Dawson Grant Robert GLOW Stock Option (right to buy) A - Award D 3.02 50,000 50,000
2012-03-16 2012-03-12 4 LUSK JAMES S GLOW Stock Option (right to buy) A - Award D 3.02 50,000 50,000
2012-03-16 2012-03-12 4 Archer Kenneth GLOW Stock Option (right to buy) A - Award D 3.02 50,000 50,000
2012-03-16 2012-03-12 4 DELUCA JON A GLOW Stock Option (right to buy) A - Award D 3.02 50,000 50,000
2012-02-10 2011-08-03 4 Vicis Capital, LLC By Vicis Capital Master Fund GLOW Series A-2 Convertible Preferred Stock C - Conversion I 3.00 -533 0
2012-02-10 2011-08-03 4 Vicis Capital, LLC By Vicis Capital Master Fund GLOW Series B-1 Preferred Stock J - Other I 100 100
2012-02-10 2011-08-03 4 Vicis Capital, LLC By Vicis Capital Master Fund GLOW Series B Preferred Stock J - Other I -100 0
2012-02-10 2011-08-03 4 Vicis Capital, LLC By Vicis Capital Master Fund GLOW Common Stock C - Conversion I 1,333,435 9,586,058
2009-06-02 3 Dawson Grant Robert GLOW common stock D 25,000
2007-03-05 3 BASTANI BAMI GLOW.PK common stock D 80,000
2007-03-05 3 LUSK JAMES S GLOW.PK common stock D 80,000
2007-02-26 2007-02-22 4 REISS RICHARD GLOW.PK stock option (right to buy) A - Award D 0.65 1,000 1,660,643
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
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