GOF Insider Trading - Guggenheim Strategic Opportunities Fund

Orang Dalam Sejati

Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Lihat Saham dengan Peringkat Tertinggi

Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Lihat Saham dengan Peringkat Tertinggi

Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

N/A

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

N/A

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan Guggenheim Strategic Opportunities Fund transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam	Saham Dimiliki	Terbagi Disesuaikan
Bruce Albelda CFO, C Acct Off & Treas - [O]	0	0
Joseph M Arruda	0
Randall C Barnes Director - [D]	0	0
William H Belden	0
Donald Bethe -	1,500	1,500
Binder Brian E. President and CEO - [O]	0	0
Adam Bloch -	0	0
Nikolaos Bonos -	1,444	1,444
Angela Brock-Kyle Director - [D]	2,432	2,432
Brown Steven H. -	0	0
Donald Cacciapaglia CEO of Fund - [O]	4,700	4,700
Catalucci Joanna M. Interim CCO - [O]	0	0
Chubb Donald A. Jr. Director - [D]	1,000	1,000
Roy Corr Vice President of GOF fund - [O]	2,700	2,700
Michael Curcio -	0	0

Orang Dalam	Saham Dimiliki	Terbagi Disesuaikan
Daviduk Robert N. -	700	700
Edgeworth Ann E. Interim CCO - [O]	0	0
Roman Iii Friedrich Director - [D]	5,075	5,075
Jerry B Farley	0
Futrell J. Thomas Chief Executive Officer - [O]	13,018	13,018
III Orenzo Perry Hollowell -	0	0
Robert B Iii Karn Director - [D]	1,000	1,000
Stevens T Kelly Assistant Secretary - [O]	0	0
Keith David Kemp Assistant Treasurer - [O]	0	0
Thomas F Jr Lydon Director - [D]	0	0
Lee Amy J. Vice President - [O]	0	0
Derek Dale Maltbie Assistant Treasurer - [O]	0	0
Glenn McWhinnie Assistant Treasurer - [O]	0	0
Michael P Megaris	0
Michal James W. -	647	647

Orang Dalam	Saham Dimiliki	Terbagi Disesuaikan
Minerd B. Scott -	0	0
Patrick L Mitchell -	0	0
Ronald Nyberg Director - [D]	500	500
Adam J Nelson Assistant Treasurer - [O]	0	0
Oliverius Maynard F. Director - [D]	14,650	14,650
William Rehder Assistant Vice President - [O]	0	0
Sandra G Sponem Director - [D]	0	0
Shahab Sajadian -	2,000	2,000
Scott Kimberly J. Assistant Treasurer - [O]	0	0
Evan Loring Serdensky	0
Eric Silvergold -	5,205	5,205
Bryan Stone	0
John Louis Sullivan CFO, Chf Acctng Off & Treas. - [O]	0	0
Jon Szafran Assistant Treasurer - [O]	0	0
Ronald E Jr Toupin Director - [D]	15,294	15,294
Anne Bookwalter Walsh -	2,000	2,000

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di GOF / Guggenheim Strategic Opportunities Fund. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Maksimal	Harga di Maksimal	Maksimal Keuntungan ($)	Maksimum Pengembalian (%)
2024-09-03	Brock-Kyle Angela	443	15.3600	443	15.3600	6,804	70	16.0300	297	4.37
2024-09-03	Brock-Kyle Angela	1	15.3700	1	15.3700	13
2024-09-03	Brock-Kyle Angela	500	15.3650	500	15.3650	7,682
2023-09-28	Brock-Kyle Angela	100	14.8000	100	14.8000	1,480
2023-03-13	TOUPIN RONALD E JR	245	13.9800	245	13.9800	3,425
2021-06-04	Brock-Kyle Angela	1,000	21.2700	1,000	21.2700	21,270
2020-12-04	TOUPIN RONALD E JR	415	19.0775	415	19.0775	7,917
2020-04-16	Barnes Randall C	4,140	15.1600	4,140	15.1600	62,762
2019-12-27	Barnes Randall C	1,000	18.2800	1,000	18.2800	18,280

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

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Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di GOF / Guggenheim Strategic Opportunities Fund. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Menit	Harga di Menit	Kerugian Maksimal Dihindari ($)	Kerugian Maksimal Dihindari (%)
2024-07-02	Barnes Randall C	5,849	15.0200	5,849	15.0200	87,852	279	13.7400	-7,486	-8.52
2024-02-01	Barnes Randall C	10,000	13.9500	10,000	13.9500	139,500
2024-01-05	Barnes Randall C	20,000	13.6000	20,000	13.6000	272,000
2023-12-13	Barnes Randall C	6,000	13.6700	6,000	13.6700	82,020
2023-12-08	Barnes Randall C	2,000	13.8600	2,000	13.8600	27,720
2023-12-07	Barnes Randall C	8,000	13.7100	8,000	13.7100	109,680
2023-12-06	Barnes Randall C	16,000	13.6600	16,000	13.6600	218,560
2023-12-05	Barnes Randall C	20,000	13.4700	20,000	13.4700	269,400
2023-12-04	Barnes Randall C	3,000	13.3600	3,000	13.3600	40,080

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas Tanggal	Perdagangan Tanggal	Formulir	Orang Dalam	Ticker	Judul Keamanan	Kode	Langsung	Satuan Harga	Unit Diubah	Nilai Diubah (1 ribu)	Sisa Saham
2024-09-03	2024-09-03	4	Brock-Kyle Angela	GOF	Common Stock	P - Purchase	D	15.3650	500	8	2,432
2024-09-03	2024-09-03	4	Brock-Kyle Angela	GOF	Common Stock	P - Purchase	D	15.3700	1	0	1,932
2024-09-03	2024-09-03	4	Brock-Kyle Angela	GOF	Common Stock	P - Purchase	D	15.3600	443	7	1,931
2024-07-03	2024-07-02	4	Barnes Randall C	GOF	Common Stock	S - Sale	D	15.0200	-5,849	-88	0
2024-02-01	2024-02-01	4	Barnes Randall C	GOF	Common Stock	S - Sale	D	13.9500	-10,000	-140	5,849
2024-01-05	2024-01-05	4	Barnes Randall C	GOF	Common Stock	S - Sale	D	13.6000	-20,000	-272	15,849
2023-12-13	2023-12-13	4	Barnes Randall C	GOF	Common Stock	S - Sale	D	13.6700	-6,000	-82	35,849
2023-12-11	2023-12-08	4	Barnes Randall C	GOF	Common Stock	S - Sale	D	13.8600	-2,000	-28	41,849
2023-12-08	2023-12-07	4	Barnes Randall C	GOF	Common Stock	S - Sale	D	13.7100	-8,000	-110	43,849
2023-12-07	2023-12-06	4	Barnes Randall C	GOF	Common Stock	S - Sale	D	13.6600	-16,000	-219	51,849
2023-12-06	2023-12-05	4	Barnes Randall C	GOF	Common Stock	S - Sale	D	13.4700	-20,000	-269	67,849
2023-12-04	2023-12-04	4	Barnes Randall C	GOF	Common Stock	S - Sale	D	13.3600	-3,000	-40	87,849
2023-12-04	2023-12-01	4	Barnes Randall C	GOF	Common Stock	S - Sale	D	13.3600	-6,211	-83	90,849
2023-11-30	2023-11-30	4	Barnes Randall C	GOF	Common Stock	S - Sale	D	13.3000	-10,000	-133	97,060
2023-11-30	2023-11-29	4	Barnes Randall C	GOF	Common Stock	S - Sale	D	13.2500	-1,000	-13	107,060
2023-11-28	2023-11-28	4	Barnes Randall C	GOF	Common Stock	S - Sale	D	13.3000	-1,000	-13	108,060
2023-11-06	2023-11-03	4	Barnes Randall C Randall C Barnes Childrens' Trust	GOF	Common Stock	S - Sale	I	13.4600	-9,926	-134	0
2023-10-12	2023-10-12	4	Brock-Kyle Angela Husband\'s Brokerage Account	GOF	Common Stock	S - Sale	I	13.7000	-100	-1	0
2023-10-03	2023-09-28	4	Brock-Kyle Angela Husband's Brokerage Account	GOF	Common Stock	P - Purchase	I	14.8000	100	1	100
2023-03-14	2023-03-13	4/A	TOUPIN RONALD E JR	GOF	Common Stock	J - Other	D		0		15,294
2023-03-13	2023-03-13	4	TOUPIN RONALD E JR	GOF	Common Stock	P - Purchase	D	13.9800	245	3	7,711
2022-10-12	2022-10-12	4	TOUPIN RONALD E JR	GOF	Common Stock	S - Sale	D	15.5000	-2,000	-31	15,294
2022-09-29	2022-09-29	4	TOUPIN RONALD E JR	GOF	Common Stock	S - Sale	D	15.1801	-2,000	-30	17,031
2022-09-22	2022-09-22	4	TOUPIN RONALD E JR	GOF	Common Stock	S - Sale	D	16.0109	-2,000	-32	19,031
2022-06-16	2022-06-16	4	Barnes Randall C Randall C Barnes Childrens' Trust II	GOF	Common Stock	S - Sale	I		-356		0
2022-06-15	2022-06-15	4	Barnes Randall C Randall C Barnes Childrens' Trust II	GOF	Common Stock	S - Sale	I	16.7700	-0	-0	356
2022-06-15	2022-06-15	4	Barnes Randall C Randall C Barnes Childrens' Trust	GOF	Common Stock	S - Sale	I	16.7500	-1	-0	8,318
2022-06-15	2022-06-14	4	Barnes Randall C Randall C Barnes Childrens' Trust	GOF	Common Stock	S - Sale	I		-20,000		8,319
2022-06-08	2022-06-02	4/A	Barnes Randall C Randall C. Barnes Childrens' Trust	GOF	Common Stock	S - Sale	I	17.6100	-13,000	-229	27,881
2022-06-03	2022-06-02	4	Barnes Randall C Randall C. Barnes Childrens' Trust	GOF	Common Stock	S - Sale	I	17.6100	-13,000	-229	27,881
2021-11-03		3	Hollowell III Orenzo Perry	GOF	Common Stock - Initial Filing		D				0
2021-11-03	2021-11-02	4	Barnes Randall C Randall C. Barnes Childrens' Trust #2	GOF	Common Stock	S - Sale	I	19.0800	-33,000	-630	0
2021-06-07	2021-06-04	4	Brock-Kyle Angela	GOF	Common Stock	P - Purchase	D	21.2700	1,000	21	1,000
2020-12-04	2020-12-04	4	TOUPIN RONALD E JR	GOF	Common Stock	P - Purchase	D	19.0775	415	8	4,274
2020-04-16	2020-04-16	4	Barnes Randall C	GOF	Common Stock	P - Purchase	D	15.1600	4,140	63	59,121
2020-02-03	2020-02-03	4	Rehder William	GOF	Common Stock	S - Sale	D	18.4500	-1,718	-32	0
2019-12-30	2019-12-27	4	Barnes Randall C	GOF	Common Stock	P - Purchase	D	18.2500	1,330	24	52,649
2019-12-30	2019-12-27	4	Barnes Randall C	GOF	Common Stock	P - Purchase	D	18.2600	1,000	18	51,319
2019-12-30	2019-12-27	4	Barnes Randall C	GOF	Common Stock	P - Purchase	D	18.2800	1,000	18	50,319
2019-12-19		3/A	Rehder William	GOF	Common Stock - Initial Filing		D				1,718
2019-12-02	2019-12-02	4	TOUPIN RONALD E JR	GOF	Common Stock	P - Purchase	D	19.4200	361	7	3,349
2019-11-15		3	Brock-Kyle Angela	GOF	Common Stock - Initial Filing		D				0
2019-11-15		3	SPONEM SANDRA G	GOF	Common Stock - Initial Filing		D				0
2019-11-15		3	LYDON THOMAS F JR	GOF	Common Stock - Initial Filing		D				0
2019-09-26	2019-09-26	4	TOUPIN RONALD E JR	GOF	Common Stock	P - Purchase	D	19.0670	525	10	2,935
2019-08-29		3	Rehder William	GOF	Common Stock - Initial Filing		D				0
2019-07-10	2019-07-10	4	Minerd B. Scott	GOF	Common Stock	S - Sale	D	21.0914	-2,000	-42	0
2019-05-08	2019-05-07	4	FRIEDRICH ROMAN III	GOF	Common Stock	P - Purchase	D	20.1650	1,090	22	5,075
2019-03-19	2019-03-19	4	FRIEDRICH ROMAN III	GOF	Common Stock	P - Purchase	D	19.6450	158	3	3,916
2019-01-23	2019-01-22	4	Barnes Randall C Mother's Roth IRA (Laverne Barnes) (formerly father's IRA prior to his death)	GOF	Common Stock	P - Purchase	I	18.9500	2,575	49	30,894
2019-01-23	2019-01-22	4	Barnes Randall C	GOF	Common Stock	P - Purchase	D	19.0000	2,700	51	44,388
2019-01-03	2019-01-03	4	TOUPIN RONALD E JR	GOF	Common Stock	P - Purchase	D	18.6700	150	3	2,212
2018-12-27	2018-12-26	4	Barnes Randall C	GOF	Common Stock	P - Purchase	D	17.4300	725	13	41,277
2018-12-21	2018-12-20	4	Oliverius Maynard F.	GOF	Common Stock	P - Purchase	D	17.3000	400	7	14,650
2018-12-21	2018-12-20	4	Oliverius Maynard F.	GOF	Common Stock	P - Purchase	D	17.2990	100	2	14,250
2018-12-18	2018-12-18	4	Oliverius Maynard F.	GOF	Common Stock	P - Purchase	D	17.9196	1,000	18	14,150
2018-12-17	2018-12-14	4	Oliverius Maynard F.	GOF	Common Stock	P - Purchase	D	18.5690	1,000	19	13,150
2018-10-31	2018-10-31	4	Oliverius Maynard F.	GOF	Common Stock	P - Purchase	D	19.1400	700	13	12,150
2018-10-31	2018-10-31	4	Oliverius Maynard F.	GOF	Common Stock	P - Purchase	D	19.1700	300	6	11,450
2018-10-09	2018-10-08	4	TOUPIN RONALD E JR	GOF	Common Stock	P - Purchase	D	20.1000	100	2	2,023
2018-09-26	2018-09-26	4	Barnes Randall C Mother's Roth IRA (formerly father's IRA prior to his death)	GOF	Common Stock	P - Purchase	I	20.5500	3,950	81	27,287
2018-09-14		3	Szafran Jon	GOF	Common Stock - Initial Filing		D				0
2018-09-06	2018-09-06	4	FRIEDRICH ROMAN III	GOF	Common Stock	P - Purchase	D	22.1900	150	3	3,558
2018-08-17	2018-08-16	4	Bloch Adam	GOF	Common Stock	S - Sale	D	21.8903	-320	-7	0
2018-07-24	2018-07-17	4	FRIEDRICH ROMAN III	GOF	Common Stock	P - Purchase	D	21.3500	850	18	3,361
2018-07-17	2018-07-17	4	Barnes Randall C	GOF	Common Stock	P - Purchase	D	21.1100	5,100	108	38,781
2018-06-18	2018-06-18	4	Barnes Randall C	GOF	Common Stock	P - Purchase	D	21.4700	790	17	33,396
2018-04-05		3	Binder Brian E.	GOF	Common Stock - Initial Filing		D				0
2018-03-29	2018-03-29	4	FRIEDRICH ROMAN III	GOF	Common Stock	P - Purchase	D	20.2000	740	15	2,434
2018-02-07	2018-02-06	4	Barnes Randall C	GOF	Common Stock	P - Purchase	D	19.7100	2,770	55	31,427
2018-02-05	2018-02-05	4	Barnes Randall C	GOF	Common Stock	P - Purchase	D	20.2250	2,600	53	28,419
2018-01-30	2018-01-30	4	Bloch Adam	GOF	Common Stock	P - Purchase	D	20.8600	320	7	320
2018-01-30	2018-01-30	4	Barnes Randall C Mother's Roth IRA (Laverne Barnes)	GOF	Common Stock	P - Purchase	I	20.8200	2,997	62	21,739
2017-12-29	2017-12-28	4	Minerd B. Scott	GOF	Common Stock	S - Sale	D	21.6500	-32,143	-696	2,000
2017-12-05	2017-11-28	4	FRIEDRICH ROMAN III	GOF	Common Stock	P - Purchase	D	21.6375	135	3	1,640
2017-07-21	2017-07-20	4	FRIEDRICH ROMAN III	GOF	Common Stock	P - Purchase	D	21.0692	500	11	1,461
2017-06-29	2017-06-29	4	TOUPIN RONALD E JR	GOF	Common Stock	P - Purchase	D	21.0307	150	3	1,666
2017-04-21	2017-04-20	4	TOUPIN RONALD E JR	GOF	Common Stock	P - Purchase	D	20.5900	290	6	1,420
2017-01-09		3	Kemp Keith David	GOF	Common Stock - Initial Filing		D				0
2016-11-30		3	McWhinnie Glenn	GOF	Common Stock - Initial Filing		D				0
2016-07-05	2016-07-05	4	TOUPIN RONALD E JR	GOF	Common Stock	P - Purchase	D	18.2799	195	4	1,093
2016-04-13	2016-04-12	4	Michal James W.	GOF	Common Stock	P - Purchase	D	16.9600	647	11	647
2016-04-05	2016-04-05	4	Bloch Adam	GOF	Common Stock	S - Sale	D	17.2000	-683	-12	0
2016-04-01	2016-03-31	4	TOUPIN RONALD E JR	GOF	Common Stock	P - Purchase	D	17.0899	100	2	872
2016-03-15	2016-03-14	4	Barnes Randall C Dean Barnes Roth IRA (Father)	GOF	Common Stock	P - Purchase	I	16.1500	4,000	65	15,395
2016-03-15	2016-03-14	4	Barnes Randall C Deborah Barnes Roth IRA (Wife)	GOF	Common Stock	P - Purchase	I	16.1300	2,000	32	7,498
2016-03-14	2016-03-11	4	Minerd B. Scott	GOF	Common Stock	P - Purchase	D	16.1460	10,000	161	34,143
2016-03-14	2016-03-11	4	Minerd B. Scott	GOF	Common Stock	P - Purchase	D	16.0910	2,000	32	24,143
2016-02-11	2016-02-10	4	Barnes Randall C	GOF	Common Stock	P - Purchase	D	15.5000	3,000	46	20,756
2015-12-30		3	Nelson Adam J	GOF	Common Stock - Initial Filing		D				0
2015-12-07	2015-12-04	4	Oliverius Maynard F.	GOF	Common Stock	P - Purchase	D	17.7600	500	9	11,150
2015-12-07	2015-12-04	4	Oliverius Maynard F.	GOF	Common Stock	P - Purchase	D	17.7500	500	9	10,650
2015-11-18	2015-11-18	4	TOUPIN RONALD E JR	GOF	GOF Common Stock	P - Purchase	D	18.0000	100	2	740
2015-08-12	2015-08-11	4	Minerd B. Scott	GOF	Common Stock	P - Purchase	D	18.8330	7,000	132	12,143
2015-07-01	2015-06-30	4/A	Minerd B. Scott	GOF	Common Stock	P - Purchase	D		0		5,143
2015-07-01	2015-06-29	4	Minerd B. Scott	GOF	Common Stock	P - Purchase	D	19.2280	5,143	99	5,143
2015-07-01	2015-06-30	4	Minerd B. Scott	GOF	Common Stock	P - Purchase	D	21.7260	1,300	28	11,196
2015-06-29	2015-06-26	4	Bloch Adam	GOF	Common Stock	P - Purchase	D	19.5900	150	3	658
2015-06-29	2015-06-26	4	Chubb Donald A. Jr.	GOF	Common Stock	P - Purchase	D	19.6897	1,000	20	1,000
2015-06-25	2015-06-25	4	TOUPIN RONALD E JR	GOF	Common Stock	P - Purchase	D	20.0600	350	7	613
2014-10-29		3	Bonos Nikolaos IRA Rollover Account, Maria Bonos, Spouse	GOF	Common Stock		I				1,444
2014-10-29		3	Bonos Nikolaos	GOF	Common Stock		D				2,597
2014-10-29		3	Bonos Nikolaos IRA Rollover Account, Maria Bonos, Spouse	GOF	Common Stock		I				1,444
2014-10-29		3	Bonos Nikolaos	GOF	Common Stock		D				2,597
2014-10-16	2014-10-15	4	Bloch Adam	GOF	Common Stock	S - Sale	D	19.7420	125	2	475
2014-10-16	2014-10-15	4	Bloch Adam	GOF	Common Stock	P - Purchase	D	19.8390	-125	-2	600
2014-08-25		3	Brown Steven H.	GOF	Common Stock - Initial Filing		D				0
2014-04-03		3	Bloch Adam	GOF	Common Stock		D				950
2014-04-03		3	Bloch Adam	GOF	Common Stock		D				950
2014-03-18	2014-03-17	4	KARN ROBERT B III	GOF	Common Stock	P - Purchase	D	21.1897	1,000	21	1,000
2014-01-31	2014-01-31	4	Barnes Randall C	GOF	Common Stock	P - Purchase	D	21.1500	700	15	14,343
2014-01-31	2014-01-30	4	Barnes Randall C Father's Roth IRA Account	GOF	Common Stock	P - Purchase	I	21.1900	5	0	9,102
2014-01-21	2014-01-17	4	Barnes Randall C	GOF	Common Stock	P - Purchase	D	21.1600	700	15	13,643
2014-01-21	2014-01-17	4	Cacciapaglia Donald	GOF	Common Stock	P - Purchase	D	21.2600	4,700	100	4,700
2013-12-18	2013-12-16	4	Barnes Randall C Father's Roth IRA	GOF	Common Stock	P - Purchase	I	21.2500	300	6	9,019
2013-12-18	2013-12-18	4	Barnes Randall C	GOF	Common Stock	P - Purchase	D	20.5500	900	18	12,836
2013-11-26	2013-11-25	4	FRIEDRICH ROMAN III	GOF	Common Stock	P - Purchase	D	21.4820	100	2	1,052
2013-09-12		3	Scott Kimberly J.	GOF	Common Stock		D				0
2013-06-25	2013-06-24	4	Barnes Randall C Deborah Barnes Roth IRA (Wife)	GOF	Common Stock	P - Purchase	I	21.1100	200	4	4,132
2013-06-25	2013-06-24	4	Barnes Randall C Children's Trust #1	GOF	Common Stock	P - Purchase	I	21.0800	5,000	105	10,987
2013-06-25	2013-06-24	4	FRIEDRICH ROMAN III Stephanie Friedrich (Wife) SEP-IRA	GOF	Common Stock	P - Purchase	I	21.3065	234	5	763
2013-06-12	2013-06-11	4	Barnes Randall C Wife (Deborah) Roth IRA	GOF	Common Stock	P - Purchase	I	21.9000	200	4	3,932
2013-06-12	2013-06-11	4	Barnes Randall C Father's Roth IRA	GOF	Common Stock	P - Purchase	I	21.9000	400	9	8,274
2013-06-12	2013-06-11	4	Barnes Randall C Children's Trust #2	GOF	Common Stock	P - Purchase	I	21.8500	2,000	44	12,822
2013-06-12	2013-06-11	4	Barnes Randall C Children's Trust #1	GOF	Common Stock	P - Purchase	I	21.8900	1,000	22	5,987
2013-06-12	2013-06-11	4	Barnes Randall C	GOF	Common Stock	P - Purchase	D	21.9000	2,600	57	11,328
2013-02-19	2013-02-19	4	TOUPIN RONALD E JR	GOF	Common Stock	P - Purchase	D	22.6600	50	1	206
2013-02-15		3	Michal James W.	GOF	Common Stock		D				0
2013-01-04	2012-12-27	4	FRIEDRICH ROMAN III	GOF	Common Stock	P - Purchase	D	21.1000	225	5	505
2012-12-31	2012-12-28	4	Barnes Randall C	GOF	Common Stock	P - Purchase	D	21.2300	2,000	42	8,354
2012-12-31	2012-12-28	4	Barnes Randall C	GOF	Common Stock	P - Purchase	D	21.2200	200	4	6,354
2012-12-31	2012-12-28	4	Barnes Randall C	GOF	Common Stock	P - Purchase	D	21.1300	500	11	6,154
2012-12-31	2012-12-28	4	Barnes Randall C	GOF	Common Stock	P - Purchase	D	20.9300	140	3	5,654
2012-12-31	2012-12-28	4	Barnes Randall C	GOF	Common Stock	S - Sale	D	21.0400	-74	-2	5,514
2012-12-31	2012-12-28	4	Barnes Randall C Randall C. Barnes Childrens' Trust #2	GOF	Common Stock	P - Purchase	I	21.2400	4,000	85	10,400
2012-12-31	2012-12-28	4	Barnes Randall C Randall C. Barnes Childrens' Trust #2	GOF	Common Stock	P - Purchase	I	21.2300	4,000	85	6,400
2012-12-31	2012-12-28	4	Barnes Randall C Randall C. Barnes Childrens' Trust #2	GOF	Common Stock	P - Purchase	I	21.1700	2,000	42	2,400
2012-12-31	2012-12-28	4	Barnes Randall C Randall C. Barnes Childrens' Trust #2	GOF	Common Stock	P - Purchase	I	21.1500	400	8	400
2012-12-31	2012-12-28	4	Barnes Randall C Deborah Barnes (wife) Roth IRA Account	GOF	Common Stock	P - Purchase	I	21.2300	1,300	28	3,700
2012-12-28	2012-12-26	4	Barnes Randall C Wife Debbie's Roth IRA Account	GOF	Common Stock	P - Purchase	I	21.4500	2,400	51	2,400
2012-12-28	2012-12-26	4	Barnes Randall C Randall C. Barnes Childrens' Trust	GOF	Common Stock	P - Purchase	I	21.6500	1,890	41	4,793
2012-12-28	2012-12-26	4	Barnes Randall C	GOF	Common Stock	P - Purchase	D	21.4000	1,500	32	5,588
2012-12-28	2012-12-26	4	Barnes Randall C Father Dean's Roth IRA Account	GOF	Common Stock	P - Purchase	I	21.4500	2,000	43	7,535
2012-12-28	2012-12-26	4	Barnes Randall C Father Dean's Roth IRA Account	GOF	Common Stock	P - Purchase	I	21.4000	1,600	34	5,535
2012-12-26	2012-12-21	4	Barnes Randall C Randall C. Barnes Childrens' Trust	GOF	Common Stock	P - Purchase	I	21.6500	110	2	2,903
2012-12-20		3	Lee Amy J.	GOF	Common Stock		D				0
2012-12-06	2012-12-05	4	Barnes Randall C Randall C. Barnes Childrens' Trust	GOF	Common Stock	P - Purchase	I	21.0000	793	17	2,793
2012-12-06	2012-12-05	4	Barnes Randall C Randall C. Barnes Childrens' Trust	GOF	Common Stock	P - Purchase	I	21.0800	1,000	21	2,000
2012-12-06	2012-12-05	4	Barnes Randall C Randall C. Barnes Childrens' Trust	GOF	Common Stock	P - Purchase	I	21.1000	1,000	21	1,000
2012-12-04	2012-12-04	4	TOUPIN RONALD E JR	GOF	Common Stock	P - Purchase	D	20.9299	50	1	153
2012-10-05		3	Catalucci Joanna M.	GOF	Common Stock		D				0
2012-09-12	2012-09-12	4	TOUPIN RONALD E JR	GOF	Common Stock	P - Purchase	D	21.3779	50	1	102
2012-05-24		3	Maltbie Derek Dale	GOF	Common Stock		D				0
2012-05-23		3	Edgeworth Ann E.	GOF	Common Stock		D				0
2012-05-21		3	Cacciapaglia Donald	GOF	Common Stock		D				0
2012-04-13	2012-04-13	4	Mitchell Patrick L	GOF	Common Stock	S - Sale	D	20.5100	-5,959	-122	0
2012-03-06		3	KELLY STEVENS T	GOF	Common Stock		D				0
2012-02-23	2012-02-23	4	TOUPIN RONALD E JR	GOF	Common Stock	P - Purchase	D	20.3599	50	1	50
2012-02-07	2012-02-06	4	Barnes Randall C Dean Barnes (Father's Roth IRA Account)	GOF	Common Shares	P - Purchase	I	19.9800	950	19	3,650
2012-02-07	2012-02-06	4	Barnes Randall C	GOF	Common Shares	P - Purchase	D	19.9800	2,000	40	3,820
2011-04-20	2011-04-04	4	FRIEDRICH ROMAN III	GOF	Common Stock	P - Purchase	D	21.0400	280	6	280
2011-01-31	2010-12-01	4	Minerd B. Scott	GOF	Common Stock	G - Gift	D	20.2100	-10,000	-202	0
2011-01-31	2010-09-17	4	Minerd B. Scott	GOF	Common Stock	G - Gift	D	19.8000	-5,000	-99	10,000
2011-01-31	2010-08-31	4	Minerd B. Scott	GOF	Common Stock	G - Gift	D	19.2000	-11,900	-228	15,000
2011-01-31	2010-05-05	4	Minerd B. Scott	GOF	Common Stock	G - Gift	D	18.0100	-15,000	-270	26,900
2011-01-28		3	Sullivan John Louis	GOF	Common Stock		D				0
2010-12-08	2010-12-08	4	Silvergold Eric	GOF	Common Stock	P - Purchase	D	19.2999	235	5	5,205
2010-12-08	2010-12-08	4	Silvergold Eric	GOF	Common Stock	P - Purchase	D	19.2999	630	12	4,970
2010-10-15		3	Albelda Bruce	GOF	Common Stock		D				0
2010-08-16		3	KARN ROBERT B III	GOF	Common Stock		D				0
2010-08-16		3	FRIEDRICH ROMAN III	GOF	Common Stock		D				0
2010-06-23	2010-06-21	4	Mitchell Patrick L	GOF	Common Stock	P - Purchase	D	18.0120	500	9	5,017
2010-06-18		3	Mitchell Patrick L	GOF	Common Stock		D				4,517
2010-02-16	2010-02-11	4	Futrell J. Thomas	GOF	Common Stock	P - Purchase	D	17.3885	2,000	35	13,018
2010-02-02	2007-10-01	4	Barnes Randall C Father's Roth IRA Account	GOF	Common Stock	J - Other	I	18.2500	-1,820	-33	2,700
2009-08-11	2009-08-11	4	Curcio Michael	GOF	Common Stock	S - Sale	D	14.5600	-4,100	-60	0
2009-05-19	2009-05-19	4	Futrell J. Thomas	GOF	Common Stock	P - Purchase	D	11.4900	3,900	45	10,067
2008-12-16	2008-12-16	4	Curcio Michael	GOF	Common Stock	P - Purchase	D	8.8200	1,100	10	4,100
2008-10-15	2008-10-10	4	Minerd B. Scott	GOF	Common Stock	P - Purchase	D	8.3400	1,900	16	41,900
2008-10-10	2008-10-09	4	Minerd B. Scott	GOF	Common Stock	P - Purchase	D	9.5000	10,000	95	40,000
2008-09-22	2008-09-18	4	Minerd B. Scott	GOF	Common Stock	P - Purchase	D	12.0000	5,000	60	30,000
2008-09-18	2008-09-18	4	Curcio Michael	GOF	Common Stock	P - Purchase	D	12.0400	800	10	3,000
2008-09-18	2008-09-18	4	Curcio Michael	GOF	Common Stock	P - Purchase	D	12.0500	200	2	2,200
2008-09-18	2008-09-18	4	Daviduk Robert N.	GOF	Common Stock	P - Purchase	D	11.6866	300	4	700
2008-09-17	2008-09-16	4	Corr Roy Daughter's (Larkin) UGMA Acct.	GOF	Common Stock	P - Purchase	I	13.0100	100	1	2,700
2008-09-17	2008-09-16	4	Corr Roy Daughter's (Madison) UGMA acct.	GOF	Common Stock	P - Purchase	I	13.0100	100	1	2,600
2008-09-17	2008-09-16	4	Corr Roy	GOF	Common Stock	P - Purchase	D	13.0100	200	3	2,500
2008-09-17	2008-09-17	4	Silvergold Eric	GOF	Common Stock	P - Purchase	D	12.5400	200	3	4,340
2008-09-17	2008-09-17	4	Silvergold Eric	GOF	Common Stock	P - Purchase	D	12.5000	100	1	4,140
2008-09-17	2008-09-17	4	Silvergold Eric	GOF	Common Stock	P - Purchase	D	12.5000	300	4	4,040
2008-09-17	2008-09-17	4	Silvergold Eric	GOF	Common Stock	P - Purchase	D	12.4700	100	1	3,740
2008-09-17	2008-09-17	4	Silvergold Eric	GOF	Common Stock	P - Purchase	D	12.4600	200	2	3,640
2008-09-17	2008-09-17	4	Silvergold Eric	GOF	Common Stock	P - Purchase	D	12.4200	100	1	3,440
2008-09-17	2008-09-17	4	Silvergold Eric	GOF	Common Stock	P - Purchase	D	12.4100	200	2	3,340
2008-09-12	2008-09-11	4	Barnes Randall C by son Jeff Barnes	GOF	Common Stock	P - Purchase	I	15.8400	1,000	16	6,720
2008-09-12	2008-09-10	4	Barnes Randall C by son, Jeff Barnes	GOF	Common Stock	P - Purchase	I	15.9300	1,200	19	5,720
2008-08-20	2008-08-19	4	Barnes Randall C Father's Roth IRA	GOF	Common Stock	P - Purchase	I	15.7400	2,700	42	4,520
2008-08-20	2008-08-19	4	Barnes Randall C	GOF	Common Stock	P - Purchase	D	15.6600	1,610	25	1,820
2008-07-14	2008-07-14	4	Corr Roy	GOF	Common Stock	P - Purchase	D	14.4200	200	3	2,300
2008-05-02	2008-05-01	4	NYBERG RONALD	GOF	Common Stock	P - Purchase	D	16.8280	500	8	500
2008-04-10	2008-04-10	4	Barnes Randall C	GOF	Common	P - Purchase	D	16.3200	210	3	210
2008-03-20	2008-03-20	4	Silvergold Eric	GOF	Common Stock	P - Purchase	D	16.2000	700	11	3,140
2008-03-20	2008-03-20	4	Silvergold Eric	GOF	Common Stock	P - Purchase	D	16.1600	200	3	2,440
2008-03-20	2008-03-20	4	Silvergold Eric	GOF	Common Stock	P - Purchase	D	16.1300	200	3	2,240
2008-03-20	2008-03-20	4	Silvergold Eric	GOF	Common Stock	P - Purchase	D	16.1200	200	3	2,040
2008-03-20	2008-03-20	4	Silvergold Eric	GOF	Common Stock	P - Purchase	D	16.0800	200	3	1,840
2008-03-20	2008-03-20	4	Silvergold Eric	GOF	Common Stock	P - Purchase	D	16.0700	100	2	1,640
2008-03-19	2008-03-18	4	Bethe Donald The Donald and Lani Bethe Family Trust	GOF	Common Stock	P - Purchase	I	16.3550	1,500	25	1,500
2008-03-18	2008-03-17	4	Sajadian Shahab	GOF	Common Stock	P - Purchase	D	16.2700	2,000	33	2,000
2007-11-19	2007-11-19	4	Minerd B. Scott	GOF	Common Stock	P - Purchase	D	16.3500	5,000	82	25,000
2007-11-15	2007-11-15	4	Minerd B. Scott	GOF	Common Stock	P - Purchase	D	16.6000	10,000	166	20,000
2007-11-13	2007-11-09	4/A	Minerd B. Scott	GOF	Common Stock	P - Purchase	D	17.0000	10,000	170	10,000
2007-11-13	2007-11-12	4	Corr Roy	GOF	Common Stock	P - Purchase	D	17.2450	1,000	17	2,100
2007-11-09	2007-11-09	4	Minerd B. Scott	GOF	Common Stock	P - Purchase	D	17.0000	1,000	17	1,000
2007-10-05	2007-10-05	4	Silvergold Eric	GOF	Common Shares	P - Purchase	D	18.1200	1,540	28	1,540
2007-09-25	2007-09-25	4	Curcio Michael	GOF	Common Stock	P - Purchase	D	18.0500	2,000	36	2,000
2007-09-10	2007-09-10	4	Corr Roy Daughter's UGMA Acct.	GOF	Common Stock	P - Purchase	I	18.3000	100	2	1,100
2007-09-10	2007-09-10	4	Corr Roy	GOF	Common Stock	P - Purchase	D	18.2800	1,000	18	1,000
2007-09-10	2007-09-10	4	Walsh Anne Bookwalter	GOF	Common Stock	P - Purchase	D	18.3020	2,000	37	2,000

Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.

Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.

Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)

Konversi turunan

Penjualan atau pengalihan sekuritas kembali ke perusahaan.

Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.

Pemberian sekuritas oleh atau kepada orang dalam.

Swap ekuitas dan transaksi lindung nilai serupa

Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)

Transaksi yang dilaporkan secara sukarela pada Formulir 4.

Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)

GOF / Guggenheim Strategic Opportunities Fund - Insider Trading and Ownership Report - SEC Form 3, 4, 5