HROW / Harrow, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Harrow, Inc.
US ˙ NasdaqGM ˙ US4158581094

Jumlah Saham Beredar 37,002,136 shares
Saham Orang Dalam10,216,278 shares
Kepemilikan oleh Orang Dalam27.61 %
Orang Dalam Sejati25
Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

-1 ( )

9909 out of 11305

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

-0.111 %( )

10596 out of 11224

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan Harrow, Inc. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Stephen G Austin Director - [D] 91,987 91,987
Jeffrey J Abrams Director - [D] 45,927 45,927
Mark L Baum CHIEF EXECUTIVE OFFICER, Director, 10% Owner - [D] [O] [10%] 2,886,124 2,886,124
Boll Andrew R. Chief Financial Officer - [O] 777,844 777,844
August Shelby Bassani Director - [D] 13,488 13,488
Balbir Brar Director - [D] 49,305 49,305
Brett Conrad - 1,416,000 1,416,000
Dermastar International, Llc 10% Owner - [10%] 0 0
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Clayton D Edwards 55,000
Paul Finnegan Director - [D] 6,865 6,865
Robert J Kammer Director - [D] 797,327 797,327
Peter C Kenny Director - [D] 8,947 8,947
Richard L Md Lindstrom Director - [D] 126,100 126,100
Alexej Ladonnikov 10% Owner - [10%] 1,984,156 1,984,156
Longboard Capital Advisors, LLC - 1,416,000 1,416,000
Makary Martin A. Director - [D] 45,000 45,000
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Donald Paul Miloni 10% Owner - [10%] 468,576 468,576
Nelson William H. Director - [D] 12,904 12,904
Opaleye Management Inc. 10% Owner - [10%] 90,000 90,000
Anthony Principi Director - [D] 93,798 93,798
Professional Compounding Centers of America, Inc. 10% Owner - [10%] 832,682 832,682
Saharek John P. CEO & President, ImprimisRx - [O] 467,388 467,388
Joachim PH Schupp 25,000
Teresa Sparks 17,006
Van Horn R. Lawrence Director - [D] 1,860 1,860

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di HROW / Harrow, Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Maksimal
Harga di
Maksimal
Maksimal
Keuntungan ($)
Maksimum Pengembalian (%)
2024-04-25 Opaleye Management Inc. 20,000 9.9700 20,000 9.9700 199,400 176 57.4800 950,200 476.53
2024-04-24 Opaleye Management Inc. 8,285 10.1500 8,285 10.1500 84,093
2024-04-23 Opaleye Management Inc. 11,715 10.2900 11,715 10.2900 120,547
2024-04-19 Opaleye Management Inc. 29,400 10.5575 29,400 10.5575 310,390
2024-03-28 Opaleye Management Inc. 50,000 12.8200 50,000 12.8200 641,000
2024-03-22 BAUM MARK L 9,000 11.5900 9,000 11.5900 104,310
2024-03-20 Opaleye Management Inc. 50,600 9.6500 50,600 9.6500 488,290
2023-11-16 BAUM MARK L 7,500 8.1100 7,500 8.1100 60,825
2023-11-15 Opaleye Management Inc. 25,000 8.0294 25,000 8.0294 200,735

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

HROW / Harrow, Inc. Insider Trades
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di HROW / Harrow, Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Menit
Harga di
Menit
Kerugian Maksimal
Dihindari ($)
Kerugian Maksimal
Dihindari (%)
2025-06-10 Opaleye Management Inc. 15,000 30.8022 15,000 30.8022 462,033 3 30.3100 -7,383 -1.60
2025-06-09 Opaleye Management Inc. 15,204 30.3732 15,204 30.3732 461,794
2025-06-04 Opaleye Management Inc. 1,796 30.0153 1,796 30.0153 53,907
2025-06-03 Opaleye Management Inc. 3,000 30.0387 3,000 30.0387 90,116
2025-03-24 Opaleye Management Inc. 5,000 30.0110 5,000 30.0110 150,055
2025-03-18 Opaleye Management Inc. 5,000 30.0110 5,000 30.0110 150,055
2025-03-18 Opaleye Management Inc. 5,000 29.6400 5,000 29.6400 148,200
2025-02-28 Opaleye Management Inc. 5,000 28.0500 5,000 28.0500 140,250
2025-01-22 Opaleye Management Inc. 20,000 35.5907 20,000 35.5907 711,814

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

HROW / Harrow, Inc. Insider Trades
Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas
Tanggal
Perdagangan
Tanggal
Formulir Orang Dalam Ticker Judul Keamanan Kode 10b5-1 Langsung Latihan
Harga
Satuan
Harga
Unit
Diubah
Nilai
Diubah (1 ribu)
Sisa
Pilihan
Sisa
Saham
2025-07-23 2025-07-21 4 BAUM MARK L HROW Common stock F - Taxes D 37.0800 -313,338 -11,619 2,886,124
2025-07-23 2025-07-21 4 BAUM MARK L HROW Common stock M - Exercise D 7.8700 600,000 4,722 3,199,462
2025-06-11 2025-06-10 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share S - Sale I 30.8022 -15,000 -462 90,000
2025-06-11 2025-06-09 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share S - Sale I 30.3732 -15,204 -462 105,000
2025-06-05 2025-06-04 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share S - Sale I 30.0153 -1,796 -54 120,204
2025-06-05 2025-06-03 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share S - Sale I 30.0387 -3,000 -90 122,000
2025-05-14 2025-05-13 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share S - Sale I 26.5890 -5,000 -133 125,000
2025-05-14 2025-05-12 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share S - Sale I 25.8959 -10,000 -259 130,000
2025-05-14 2025-03-24 4/A Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share S - Sale I 30.0110 -5,000 -150 140,000
2025-05-14 2025-03-18 4/A Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share S - Sale I 29.6400 -5,000 -148 145,000
2025-04-07 2025-04-07 4 BOLL ANDREW R. HROW Common Stock F - Taxes D 23.0900 -136,745 -3,157 777,844
2025-04-07 2025-04-03 4 BOLL ANDREW R. HROW Common Stock M - Exercise D 346,500 914,589
2025-04-07 2025-04-07 4 BAUM MARK L HROW Common Stock F - Taxes D 23.0900 -300,363 -6,935 2,599,462
2025-04-07 2025-04-03 4 BAUM MARK L HROW Common Stock M - Exercise D 762,300 2,899,825
2025-04-07 2025-04-07 4 SAHAREK JOHN P. HROW Common Stock F - Taxes D 23.0900 -109,475 -2,528 467,388
2025-04-07 2025-04-03 4 SAHAREK JOHN P. HROW Common Stock M - Exercise D 277,200 576,863
2025-03-26 2025-03-18 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share S - Sale I 30.0110 -5,000 -150 140,000
2025-03-20 2025-03-18 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share S - Sale I 29.6400 -5,000 -148 145,000
2025-03-04 2025-02-28 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share S - Sale I 28.0500 -5,000 -140 150,000
2025-01-24 2025-01-22 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share S - Sale I 35.5907 -20,000 -712 155,000
2024-09-13 2024-09-11 4 SAHAREK JOHN P. HROW Common stock F - Taxes D 41.3700 -45,140 -1,867 299,663
2024-09-13 2024-09-11 4 SAHAREK JOHN P. HROW Common stock M - Exercise D 7.3700 90,000 663 344,803
2024-04-25 2024-04-25 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.001 per share P - Purchase I 9.9700 20,000 199 3,815,000
2024-04-24 2024-04-24 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.001 per share P - Purchase I 10.1500 8,285 84 3,795,000
2024-04-24 2024-04-23 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.001 per share P - Purchase I 10.2900 11,715 121 3,786,715
2024-04-19 2024-04-19 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.001 per share P - Purchase I 10.5575 29,400 310 3,775,000
2024-03-28 2024-03-28 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.001 per share P - Purchase I 12.8200 50,000 641 3,745,600
2024-03-25 2024-03-22 4 BAUM MARK L HROW Common stock P - Purchase D 11.5900 9,000 104 2,137,525
2024-03-22 2024-03-20 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.001 per share P - Purchase I 9.6500 50,600 488 3,695,600
2024-03-06 2024-03-01 4 SAHAREK JOHN P. HROW Common stock M - Exercise D 8.7500 5,000 44 254,803
2024-02-21 2024-02-20 4 BAUM MARK L HROW Common stock M - Exercise D 10.6700 -59,836 -638 2,128,525
2024-02-21 2024-02-20 4 BAUM MARK L HROW Common stock M - Exercise D 10.6700 150,000 1,600 2,188,361
2024-02-21 2024-02-20 4 BOLL ANDREW R. HROW Common stock M - Exercise D 10.6700 -18,480 -197 568,089
2024-02-21 2024-02-20 4 BOLL ANDREW R. HROW Common stock M - Exercise D 10.6700 45,000 480 586,569
2024-02-21 2024-02-20 4 SAHAREK JOHN P. HROW Common stock M - Exercise D 10.6700 -12,616 -135 249,803
2024-02-21 2024-02-20 4 SAHAREK JOHN P. HROW Common stock M - Exercise D 10.6700 30,000 320 262,419
2024-02-08 2024-02-07 4 BOLL ANDREW R. HROW Common stock M - Exercise D 7.7100 7,400 57 541,569
2024-02-08 2024-02-07 4 BAUM MARK L HROW Common stock M - Exercise D 7.7100 15,400 119 2,038,361
2023-11-16 2023-11-16 4 BAUM MARK L HROW Common Stock P - Purchase D 8.1100 7,500 61 2,022,961
2023-11-16 2023-11-15 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.001 per share P - Purchase I 8.0294 25,000 201 3,645,000
2023-11-14 2023-11-10 4 SAHAREK JOHN P. HROW Common Stock F - Taxes D 12.8300 -9,778 -125 232,419
2023-11-14 2023-11-10 4 SAHAREK JOHN P. HROW Common Stock M - Exercise D 20,000 242,197
2023-09-20 2023-09-20 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.001 per share P - Purchase I 14.4928 5,983 87 3,620,000
2023-09-20 2023-09-19 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.001 per share P - Purchase I 14.6512 14,017 205 3,614,017
2023-08-15 2023-08-14 4 Makary Martin A. HROW Common Stock P - Purchase D 16.9200 20,000 338 45,000
2023-08-15 2023-08-14 4 BAUM MARK L HROW Common Stock P - Purchase D 17.0500 5,800 99 2,015,461
2023-07-20 2023-07-18 4 BAUM MARK L HROW Common Stock F - Taxes D 18.2300 -299,968 -5,468 2,009,661
2023-07-20 2023-07-18 4 BAUM MARK L HROW Common Stock M - Exercise D 762,300 2,309,629
2023-07-20 2023-07-18 4 SAHAREK JOHN P. HROW Common Stock F - Taxes D 18.2300 -109,080 -1,989 222,197
2023-07-20 2023-07-18 4 SAHAREK JOHN P. HROW Common Stock M - Exercise D 277,200 331,277
2023-07-20 2023-07-18 4 BOLL ANDREW R. HROW Common Stock F - Taxes D 18.2300 -136,350 -2,486 534,169
2023-07-20 2023-07-18 4 BOLL ANDREW R. HROW Common Stock M - Exercise D 346,500 670,519
2023-04-04 2023-04-03 4 BAUM MARK L HROW Common Stock F - Taxes D 20.9700 -117,633 -2,467 1,547,329
2023-04-04 2023-04-03 4 BAUM MARK L HROW Common Stock M - Exercise D 8.9900 180,000 1,618 1,664,962
2023-04-04 2023-03-31 4 BOLL ANDREW R. HROW Common Stock F - Taxes D 21.1600 -34,442 -729 324,019
2023-04-04 2023-03-31 4 BOLL ANDREW R. HROW Common Stock M - Exercise D 6.0000 90,000 540 358,461
2023-01-03 2023-01-02 4 BOLL ANDREW R. HROW Common Stock F - Taxes D 14.7600 -9,602 -142 268,461
2023-01-03 2023-01-02 4 BOLL ANDREW R. HROW Common Stock M - Exercise D 23,000 278,063
2023-01-03 2023-01-02 4 BAUM MARK L HROW Common Stock F - Taxes D 14.7600 -35,179 -519 1,484,962
2023-01-03 2023-01-02 4 BAUM MARK L HROW Common Stock M - Exercise D 88,000 1,520,141
2022-12-23 2022-12-22 4 BAUM MARK L HROW Common Stock P - Purchase D 13.3900 25,000 335 1,432,141
2022-12-23 2022-12-22 4 BOLL ANDREW R. HROW Common Stock P - Purchase D 13.5400 2,500 34 255,063
2022-12-23 2022-12-22 4 Van Horn R. Lawrence HROW Common Stock P - Purchase D 13.4200 1,860 25 1,860
2022-12-23 2022-12-21 4 Makary Martin A. HROW Common Stock P - Purchase D 13.3700 25,000 334 25,000
2022-12-14 2022-12-14 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share P - Purchase I 10.5200 16,183 170 175,000
2022-12-14 2022-12-14 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.001 per share P - Purchase I 10.5200 415,000 4,366 3,600,000
2022-10-03 2022-09-30 4 LINDSTROM RICHARD L MD HROW Common Stock S - Sale I 12.6200 -40,000 -505 26,100
2022-09-30 2022-09-28 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share P - Purchase I 9.7748 1,085 11 158,817
2022-09-30 2022-09-28 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.001 per share P - Purchase I 9.7748 10,000 98 3,185,000
2022-04-13 2022-04-13 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share P - Purchase I 6.7632 2,832 19 157,732
2022-04-13 2022-04-13 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.001 per share P - Purchase I 6.7632 10,000 68 3,175,000
2022-04-13 2022-04-12 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share P - Purchase I 6.7485 3,557 24 154,900
2022-04-13 2022-04-12 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.001 per share P - Purchase I 6.7485 25,000 169 3,165,000
2022-02-23 2022-02-19 4 BOLL ANDREW R. HROW Restricted Stock Unit M - Exercise D 0.00 -50,000 0
2022-02-23 2022-02-19 4 BOLL ANDREW R. HROW Common Stock F - Taxes D 7.8700 -20,605 -162 252,563
2022-02-23 2022-02-19 4 BOLL ANDREW R. HROW Common Stock M - Exercise D 50,000 273,168
2022-02-23 2022-02-19 4 SAHAREK JOHN P. HROW Restricted Stock Unit M - Exercise D 0.00 -50,000 0
2022-02-23 2022-02-19 4 SAHAREK JOHN P. HROW Common Stock F - Taxes D 7.8700 -25,923 -204 54,077
2022-02-23 2022-02-19 4 SAHAREK JOHN P. HROW Common Stock M - Exercise D 50,000 80,000
2022-01-31 2022-01-28 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share P - Purchase I 6.8873 1,343 9 150,000
2022-01-31 2022-01-28 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.001 per share P - Purchase I 6.8873 5,000 34 3,140,000
2022-01-21 2022-01-20 4 BAUM MARK L HROW Stock Option (Right to buy) M - Exercise D 2.40 -125,000 0
2022-01-21 2022-01-20 4 BAUM MARK L HROW Common Stock F - Taxes D 8.3300 -71,406 -595 1,407,141
2022-01-21 2022-01-20 4 BAUM MARK L HROW Common Stock M - Exercise D 2.4000 125,000 300 1,478,547
2021-09-27 2021-09-24 4 LINDSTROM RICHARD L MD HROW Common Stock S - Sale I 10.0400 -3,900 -39 66,100
2021-09-17 2021-09-16 4 LINDSTROM RICHARD L MD HROW Common Stock S - Sale I 9.0200 -5,840 -53 70,000
2021-09-17 2021-09-15 4 LINDSTROM RICHARD L MD HROW Common Stock S - Sale I 9.0900 -14,160 -129 75,840
2021-08-23 2021-08-19 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.0001 per share P - Purchase I 8.4450 2,500 21 150,000
2021-08-23 2021-08-19 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 8.4450 50,000 422 3,135,000
2021-08-19 2021-08-18 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.0001 per share P - Purchase I 8.6447 1,500 13 147,500
2021-08-19 2021-08-18 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 8.6447 45,000 389 3,085,000
2021-08-19 2021-08-17 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.0001 per share P - Purchase I 8.5661 1,000 9 146,000
2021-08-19 2021-08-17 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 8.5661 25,000 214 3,040,000
2021-07-23 2021-07-23 4 BAUM MARK L HROW Restricted Stock Unit A - Award D 762,301 762,301
2021-07-23 2021-07-23 4 BOLL ANDREW R. HROW Restricted Stock Unit A - Award D 346,500 346,500
2021-07-23 2021-07-23 4 SAHAREK JOHN P. HROW Restricted Stock Unit A - Award D 277,200 277,200
2021-07-22 2021-07-21 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.0001 per share P - Purchase I 7.5965 4,706 36 145,000
2021-07-22 2021-07-21 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 7.5965 4,500 34 3,015,000
2021-07-22 2021-07-20 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.0001 per share P - Purchase I 7.1999 125 1 140,294
2021-07-22 2021-07-20 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 7.1999 4,800 35 3,010,500
2021-07-22 2021-07-19 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.0001 per share P - Purchase I 6.9683 169 1 140,169
2021-07-22 2021-07-19 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 6.9683 5,700 40 3,005,700
2021-06-28 2021-06-25 4 LINDSTROM RICHARD L MD HROW RSU A - Award D 0.00 9,644 9,644
2021-06-28 2021-06-25 4 Kammer Robert J HROW RSU A - Award D 0.00 9,644 9,644
2021-06-28 2021-06-25 4 Van Horn R. Lawrence HROW RSU A - Award D 0.00 9,644 9,644
2021-06-28 2021-06-25 4 Sparks Teresa HROW RSU A - Award D 0.00 9,644 9,644
2021-06-22 2021-06-18 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.0001 per share P - Purchase I 8.3492 3,522 29 140,000
2021-06-22 2021-06-18 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 8.3492 59,800 499 3,000,000
2021-06-22 2021-06-17 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.0001 per share P - Purchase I 8.3201 462 4 136,478
2021-06-22 2021-06-17 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 8.3201 10,800 90 2,940,200
2021-05-21 2021-05-20 4 LINDSTROM RICHARD L MD HROW Common Stock S - Sale I 10.7500 -10,000 -108 90,000
2021-04-27 2021-04-25 4 BAUM MARK L HROW Restricked Stock Unit M - Exercise D 0.00 -850,000 0
2021-04-27 2021-04-25 4 BAUM MARK L HROW Common Stock F - Taxes D 8.2600 -334,129 -2,760 1,353,547
2021-04-27 2021-04-25 4 BAUM MARK L HROW Common Stock M - Exercise D 850,000 1,687,676
2021-04-27 2021-04-25 4 BOLL ANDREW R. HROW Restricked Stock Unit M - Exercise D 0.00 -127,500 0
2021-04-27 2021-04-25 4 BOLL ANDREW R. HROW Common Stock F - Taxes D 8.2600 -49,832 -412 223,168
2021-04-27 2021-04-25 4 BOLL ANDREW R. HROW Common Stock M - Exercise D 127,500 273,000
2021-02-26 2021-02-25 4 BAUM MARK L HROW Restricted Stock Unit M - Exercise D 0.00 -200,000 850,000
2021-02-26 2021-02-25 4 BAUM MARK L HROW Common Stock M - Exercise D 200,000 837,676
2021-02-26 2021-02-25 4 BOLL ANDREW R. HROW Restricted Stock Unit M - Exercise D 0.00 -30,000 127,500
2021-02-26 2021-02-25 4 BOLL ANDREW R. HROW Common Stock F - Taxes D 7.6800 -7,500 -58 145,500
2021-02-26 2021-02-25 4 BOLL ANDREW R. HROW Common Stock M - Exercise D 30,000 153,000
2021-02-23 2021-02-19 4 SAHAREK JOHN P. HROW Restricted Stock Unit A - Award D 0.00 30,000 30,000
2021-02-23 2021-02-19 4 BOLL ANDREW R. HROW Restricted Stock Unit A - Award D 0.00 45,000 45,000
2021-02-23 2021-02-19 4 BAUM MARK L HROW Restricted Stock Unit A - Award D 0.00 150,000 150,000
2020-12-22 2020-12-22 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.0001 per share P - Purchase I 5.1948 657 3 136,016
2020-12-22 2020-12-22 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 5.1948 15,900 83 2,929,400
2020-12-22 2020-12-21 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.0001 per share P - Purchase I 5.2394 2,059 11 135,359
2020-12-22 2020-12-21 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 5.2394 51,400 269 2,913,500
2020-12-22 2020-12-18 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.0001 per share P - Purchase I 5.3126 1,400 7 133,300
2020-12-22 2020-12-18 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 5.3126 35,000 186 2,862,100
2020-09-30 2020-09-28 4 Principi Anthony HROW RSU M - Exercise D 0.00 -4,573 93,798
2020-09-30 2020-09-28 4 Principi Anthony HROW RSU M - Exercise D 0.00 -12,690 89,225
2020-09-30 2020-09-28 4 Principi Anthony HROW RSU M - Exercise D 0.00 -15,723 76,535
2020-09-30 2020-09-28 4 Principi Anthony HROW RSU M - Exercise D 0.00 -34,091 60,812
2020-09-30 2020-09-28 4 Principi Anthony HROW RSU M - Exercise D 0.00 -9,715 26,721
2020-09-30 2020-09-28 4 Principi Anthony HROW RSU M - Exercise D 0.00 -17,006 17,006
2020-09-30 2020-09-28 4 Principi Anthony HROW COMMON STOCK M - Exercise D 93,798 93,798
2020-09-30 2020-09-28 4 Van Horn R. Lawrence HROW RSU A - Award D 0.00 12,500 12,500
2020-07-14 2020-07-12 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.0001 per share P - Purchase I 4.9801 1,900 9 131,900
2020-07-14 2020-07-12 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 4.9886 19,000 95 2,827,100
2020-07-14 2020-07-11 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 4.9556 46,800 232 2,808,100
2020-07-14 2020-07-10 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 4.9770 45,000 224 2,761,300
2020-07-09 2020-07-09 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.0001 per share P - Purchase I 4.8157 5,000 24 130,000
2020-07-09 2020-07-09 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 4.8400 25,000 121 2,716,300
2020-07-09 2020-07-08 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 4.9943 65,000 325 2,691,300
2020-07-09 2020-07-07 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 5.1815 41,300 214 2,626,300
2020-06-23 2020-06-19 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 5.5829 35,000 195 2,585,000
2020-06-08 2020-06-04 4 BAUM MARK L HROW Employee Stock Option - Right to Buy A - Award D 7.87 600,000 600,000
2020-06-08 2020-06-04 4 BAUM MARK L HROW Employee Stock Option - Right to Buy D - Sale to Issuer D 7.87 -600,000 0
2020-06-08 2020-06-04 4 Principi Anthony HROW RSU A - Award D 0.00 17,006 17,006
2020-06-08 2020-06-04 4 Sparks Teresa HROW RSU A - Award D 0.00 17,006 17,006
2020-06-08 2020-06-04 4 LINDSTROM RICHARD L MD HROW RSU A - Award D 0.00 17,006 17,006
2020-06-08 2020-06-04 4 Kammer Robert J HROW RSU A - Award D 0.00 17,006 17,006
2020-06-04 2020-06-04 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 5.7861 10,000 58 2,550,000
2020-06-04 2020-06-03 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 5.7431 20,600 118 2,540,000
2020-06-04 2020-06-02 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 5.6876 19,400 110 2,519,400
2020-05-22 2020-05-22 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.0001 per share P - Purchase I 5.0210 5,000 25 125,000
2020-05-22 2020-05-22 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 5.0527 8,804 44 2,500,000
2020-05-22 2020-05-21 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.0001 per share P - Purchase I 4.6981 200 1 120,000
2020-05-22 2020-05-21 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 4.6555 10,396 48 2,491,196
2020-05-22 2020-05-20 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.0001 per share P - Purchase I 4.4981 1,200 5 119,800
2020-05-22 2020-05-20 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 4.4700 300 1 2,480,800
2020-05-22 3 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, $0.001 par value I 5,079,600
2020-05-22 3 Opaleye Management Inc. By Managed Account HROW Common Stock, $0.001 par value I 2,717,700
2020-05-22 3 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, $0.001 par value I 5,079,600
2020-05-22 3 Opaleye Management Inc. By Managed Account HROW Common Stock, $0.001 par value I 2,717,700
2020-05-22 3 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, $0.001 par value I 5,079,600
2020-05-22 3 Opaleye Management Inc. By Managed Account HROW Common Stock, $0.001 par value I 2,717,700
2020-03-18 2020-03-16 4 Sparks Teresa HROW RSU A - Award D 0.00 10,000 10,000
2020-03-18 2020-03-16 4 AUSTIN STEPHEN G HROW RSU M - Exercise D 0.00 -12,690 59,529
2020-03-18 2020-03-16 4 AUSTIN STEPHEN G HROW RSU M - Exercise D 0.00 -15,723 43,806
2020-03-18 2020-03-16 4 AUSTIN STEPHEN G HROW RSU M - Exercise D 0.00 -34,091 9,715
2020-03-18 2020-03-16 4 AUSTIN STEPHEN G HROW RSU M - Exercise D 0.00 -9,715 0
2020-03-18 2020-03-16 4 AUSTIN STEPHEN G HROW COMMON STOCK M - Exercise D 72,218 91,987
2020-01-06 2020-01-02 4/A BOLL ANDREW R. HROW Restricted Stock Unit A - Award D 0.00 23,000 23,000
2020-01-06 2020-01-02 4/A BOLL ANDREW R. HROW Option - Right to Buy A - Award D 7.30 57,000 57,000
2020-01-06 2020-01-02 4/A BAUM MARK L HROW Restricted Stock Unit A - Award D 0.00 88,000 88,000
2020-01-06 2020-01-02 4/A BAUM MARK L HROW Option - Right to Buy A - Award D 7.30 217,500 217,500
2020-01-06 2020-01-02 4 BAUM MARK L HROW Restricted Stock Unit A - Award D 0.00 -88,000 88,000
2020-01-06 2020-01-02 4 BAUM MARK L HROW Option - Right to Buy A - Award D 7.30 -217,500 217,500
2020-01-06 2020-01-02 4 BOLL ANDREW R. HROW Restricted Stock Unit A - Award D 0.00 -23,000 23,000
2020-01-06 2020-01-02 4 BOLL ANDREW R. HROW Option - Right to Buy A - Award D 7.30 -57,000 57,000
2019-11-25 2019-11-22 4 BAUM MARK L HROW Purchase Warrant X - Other D 1.79 -156,000 0
2019-11-25 2019-11-22 4 BAUM MARK L HROW Common Stock X - Other I 1.7900 156,000 279 598,126
2019-11-25 2019-11-22 4 BOLL ANDREW R. HROW Purchase Warrant X - Other D 1.79 -39,000 0
2019-11-25 2019-11-22 4 BOLL ANDREW R. HROW Common Stock X - Other D 1.7900 39,000 70 123,000
2019-11-13 2019-11-11 4 Kammer Robert J HROW Common Stock S - Sale D 4.7500 -6,500 -31 797,327
2019-10-08 2019-10-07 4 Kammer Robert J HROW Common Stock S - Sale D 5.2500 -6,500 -34 803,827
2019-09-11 2019-09-09 4 Kammer Robert J HROW Common Stock S - Sale D 5.6700 -6,500 -37 810,327
2019-08-14 2019-08-12 4 Kammer Robert J HROW Common Stock S - Sale D 6.8900 -6,500 -45 816,827
2019-07-16 2019-07-15 4 Kammer Robert J HROW Common Stock S - Sale D 7.9100 -6,500 -51 823,327
2019-06-28 2019-06-26 4 AUSTIN STEPHEN G HROW RSU A - Award D 0.00 9,715 9,715
2019-06-28 2019-06-26 4 LINDSTROM RICHARD L MD HROW RSU A - Award D 0.00 9,715 9,715
2019-06-28 2019-06-26 4 Kammer Robert J HROW RSU A - Award D 0.00 9,715 9,715
2019-06-28 2019-06-26 4 Principi Anthony HROW RSU A - Award D 0.00 9,715 9,715
2019-06-05 2019-06-03 4 Kammer Robert J HROW Common Stock S - Sale D 5.7800 -10,000 -58 829,827
2019-05-03 2019-05-01 4 Kammer Robert J HROW Common Stock S - Sale D 4.5700 -10,000 -46 839,827
2019-04-02 2019-04-01 4 Kammer Robert J HROW Common Stock S - Sale D 4.7700 -10,000 -48 849,827
2019-03-04 2019-03-01 4 Kammer Robert J HROW Common Stock S - Sale D 6.9100 -10,000 -69 859,827
2019-02-21 2019-02-19 4 BOLL ANDREW R. HROW Option - Right to Buy A - Award D 6.30 50,000 50,000
2019-02-21 2019-02-19 4 BOLL ANDREW R. HROW Restricted Stock Unit A - Award D 0.00 50,000 50,000
2019-02-21 2019-02-19 4 SAHAREK JOHN P. HROW Option - Right to Buy A - Award D 6.30 50,000 50,000
2019-02-21 2019-02-19 4 SAHAREK JOHN P. HROW Restricted Stock Unit A - Award D 0.00 50,000 50,000
2019-02-21 2019-02-19 4 BAUM MARK L HROW Option - Right to Buy A - Award D 6.30 150,000 150,000
2019-02-01 2019-02-01 4 Kammer Robert J HROW Common Stock S - Sale D 5.8600 -10,000 -59 869,827
2019-01-03 2019-01-02 4 Kammer Robert J HROW Common Stock S - Sale D 5.3300 -10,000 -53 879,827
2018-12-06 2018-12-03 4 Kammer Robert J IMMY Common Stock S - Sale D 4.6400 -10,000 -46 889,827
2018-11-02 2018-11-01 4 Kammer Robert J IMMY Common Stock S - Sale D 4.2100 -10,000 -42 899,827
2018-10-18 2018-10-15 4 Kammer Robert J IMMY Common Stock S - Sale D 3.0000 -10,000 -30 909,827
2018-09-05 2018-09-04 4 Kammer Robert J IMMY Common Stock S - Sale D 3.0000 -10,000 -30 919,827
2018-08-15 2018-08-10 4 Kammer Robert J IMMY Common Stock S - Sale D 3.0000 -130,000 -390 929,827
2018-07-02 2018-06-29 4 Kammer Robert J IMMY RSU A - Award D 0.00 34,091 34,091
2018-07-02 2018-06-29 4 LINDSTROM RICHARD L MD IMMY RSU A - Award D 0.00 34,091 34,091
2018-07-02 2018-06-29 4 AUSTIN STEPHEN G IMMY RSU A - Award D 0.00 34,091 34,091
2018-07-02 2018-06-29 4 Principi Anthony IMMY RSU A - Award D 0.00 34,091 34,091
2018-02-08 2017-03-21 5 Longboard Capital Advisors, LLC IMMY Warrants P - Purchase D 1.79 52,000 1,416,000
2018-02-08 2017-03-21 5 Longboard Capital Advisors, LLC IMMY Common Stock F - Taxes D 1.7900 52,000 93 1,416,000
2018-02-02 2018-02-01 4 BOLL ANDREW R. IMMY Restricted Stock Unit M - Exercise D 0.00 -30,000 30,000
2018-02-02 2018-02-01 4 BOLL ANDREW R. IMMY Common Stock M - Exercise D 1.8300 30,000 55 84,000
2018-02-02 2018-02-01 4 SAHAREK JOHN P. IMMY Restricted Stock Unit M - Exercise D 0.00 -30,000 30,000
2018-02-02 2018-02-01 4 SAHAREK JOHN P. IMMY Common Stock M - Exercise D 1.8300 30,000 55 30,000
2018-01-04 2018-01-02 4 BAUM MARK L IMMY Option - Right to Buy A - Award D 1.73 150,000 150,000
2018-01-04 2018-01-02 4 BOLL ANDREW R. IMMY Option - Right to Buy A - Award D 1.73 50,000 50,000
2018-01-04 2018-01-02 4 SAHAREK JOHN P. IMMY Option - Right to Buy A - Award D 1.73 50,000 50,000
2017-07-19 2017-07-17 4 Kammer Robert J IMMY Common Stock S - Sale D 3.0526 -10,000 -31 1,059,827
2017-06-15 2017-06-13 4 AUSTIN STEPHEN G IMMY RSU A - Award D 0.00 15,723 15,723
2017-06-15 2017-06-13 4 Kammer Robert J IMMY RSU A - Award D 0.00 15,723 15,723
2017-06-15 2017-06-13 4 LINDSTROM RICHARD L MD IMMY RSU A - Award D 0.00 15,723 15,723
2017-06-15 2017-06-13 4 Principi Anthony IMMY RSU A - Award D 0.00 15,723 15,723
2017-05-01 2017-04-27 4 LINDSTROM RICHARD L MD IMMY Purchase Warrant X - Other I 1.79 -100,000 0
2017-05-01 2017-04-27 4 LINDSTROM RICHARD L MD IMMY Purchase Warrant G - Gift I 1.79 100,000 100,000
2017-05-01 2017-04-27 4 LINDSTROM RICHARD L MD IMMY Purchase Warrant G - Gift D 1.79 -100,000 0
2017-05-01 2017-04-27 4 LINDSTROM RICHARD L MD IMMY Common Stock X - Other I 1.7900 100,000 179 100,000
2017-04-17 2017-04-13 4 Edwards Clayton D IMMY Option - Right to Buy A - Award D 3.77 55,000 55,000
2017-03-14 2017-03-09 4 Kammer Robert J IMMY Common Stock J - Other D -20,000 1,069,827
2017-02-03 2017-02-01 4 BAUM MARK L IMMY Option - Right to Buy A - Award D 2.23 160,000 160,000
2017-02-03 2017-02-01 4 BOLL ANDREW R. IMMY Option - Right to Buy A - Award D 2.23 55,000 55,000
2017-02-03 2017-02-01 4 SAHAREK JOHN P. IMMY Option - Right to Buy A - Award D 2.23 55,000 55,000
2016-12-21 2016-12-19 4 BAUM MARK L IMMY Restricted Stock Unit M - Exercise D 0.00 -200,000 0
2016-12-21 2016-12-19 4 BAUM MARK L IMMY Purchase Warrant P - Purchase D 1.79 0.1250 156,000 20 156,000
2016-12-21 2016-12-19 4 BAUM MARK L IMMY Common Stock D - Sale to Issuer D 1.7200 -83,709 -144 442,126
2016-12-21 2016-12-19 4 BAUM MARK L IMMY Common Stock M - Exercise D 1.7200 200,000 344 525,835
2016-12-21 2016-12-19 4 BAUM MARK L IMMY Common Stock P - Purchase D 1.7900 156,000 279 325,835
2016-12-21 2016-12-19 4 LINDSTROM RICHARD L MD IMMY Purchase Warrant P - Purchase D 1.79 0.1250 100,000 12 100,000
2016-12-21 2016-12-19 4 LINDSTROM RICHARD L MD IMMY Common Stock P - Purchase D 1.7900 100,000 179 100,000
2016-12-21 2016-12-19 4 BOLL ANDREW R. IMMY Purchase Warrant P - Purchase D 1.79 0.1250 39,000 5 39,000
2016-12-21 2016-12-19 4 BOLL ANDREW R. IMMY Common Stock P - Purchase D 1.7900 39,000 70 54,000
2016-11-03 2016-11-02 4 Kammer Robert J IMMY Common Stock J - Other D 4.5800 95,000 435 1,089,827
2016-06-14 2016-06-10 4 AUSTIN STEPHEN G IMMY RSU A - Award D 0.00 12,690 12,690
2016-06-14 2016-06-10 4 LINDSTROM RICHARD L MD IMMY RSU A - Award D 0.00 12,690 12,690
2016-06-14 2016-06-10 4 Principi Anthony IMMY RSU A - Award D 0.00 12,690 12,690
2016-06-14 2016-06-10 4 Kammer Robert J IMMY RSU A - Award D 0.00 12,690 12,690
2016-06-14 2016-06-10 4 Nelson William H. IMMY RSU A - Award D 0.00 12,690 12,690
2016-04-26 2016-04-25 4 BAUM MARK L IMMY Executive RSU D - Sale to Issuer D 0.00 -1,050,000 0
2016-04-26 2016-04-25 4 BAUM MARK L IMMY Executive RSU A - Award D 0.00 1,050,000 1,050,000
2016-04-26 2016-04-25 4 BOLL ANDREW R. IMMY Executive RSU D - Sale to Issuer D 0.00 -157,500 0
2016-04-26 2016-04-25 4 BOLL ANDREW R. IMMY Executive RSU A - Award D 0.00 157,500 157,500
2016-04-05 2016-04-01 4 BAUM MARK L IMMY Option - Right to Buy A - Award D 3.95 180,000 180,000
2016-04-05 2016-04-01 4 BOLL ANDREW R. IMMY Option - Right to Buy A - Award D 3.95 60,000 60,000
2016-04-05 2016-04-01 4 SAHAREK JOHN P. IMMY Option - Right to Buy A - Award D 3.95 60,000 60,000
2016-03-14 2016-03-11 4/A Opaleye Management Inc. See Foonote IMMY Common Stock P - Purchase I 3.6500 45,000 164 1,250,000
2016-03-14 2016-03-11 4/A Opaleye Management Inc. See Foonote IMMY Common Stock P - Purchase I 3.6000 45,000 162 1,250,000
2016-03-14 2016-03-11 4 Opaleye Management Inc. See Foonote IMMY Common Stock P - Purchase I 3.6500 45,000 164 1,250,000
2016-02-03 2016-02-01 4 BOLL ANDREW R. IMMY Stock Option (Right to Buy) M - Exercise D 3.68 -15,000 0
2016-02-03 2016-02-01 4 BOLL ANDREW R. IMMY Common Stock M - Exercise D 3.6800 15,000 55 202,500
2015-09-03 2015-09-01 4 Principi Anthony IMMY Common Stock A - Award D 4,573 4,573
2015-08-12 2015-08-10 4 LINDSTROM RICHARD L MD IMMY Common Stock A - Award D 4,469 10,750
2015-08-05 2015-07-31 4 BAUM MARK L IMMY Employee Stock Option - Right to Buy A - Award D 7.87 600,000 600,000
2015-06-30 2015-06-30 4 Opaleye Management Inc. See Foonote IMMY Common Stock P - Purchase I 7.9000 35,000 276 1,205,000
2015-05-20 3 Opaleye Management Inc. IMMY Imprimis Pharmaceuticals, Inc. I 2,334,398
2015-05-20 3 Opaleye Management Inc. IMMY Imprimis Pharmaceuticals, Inc. I 2,334,398
2015-05-20 3 Opaleye Management Inc. IMMY Imprimis Pharmaceuticals, Inc. I 2,334,398
2015-05-20 3 Opaleye Management Inc. IMMY Imprimis Pharmaceuticals, Inc. I 2,334,398
2015-05-20 2015-05-19 4 Miloni Donald Paul IMMY Common Stock S - Sale D 8.0018 -110,000 -880 468,576
2015-05-20 2015-05-18 4 Miloni Donald Paul IMMY Common Stock S - Sale D 8.0000 -300,000 -2,400 578,576
2015-05-20 2015-05-19 4 Opaleye Management Inc. See Foonote IMMY Common Stock P - Purchase I 8.0000 2,801 22 1,170,000
2015-05-15 2015-05-13 4 AUSTIN STEPHEN G IMMY Common Stock A - Award D 6,281 19,769
2015-05-15 2015-05-13 4 LINDSTROM RICHARD L MD IMMY Common Stock A - Award D 6,281 6,281
2015-05-15 2015-05-13 4 Kammer Robert J IMMY Common Stock A - Award D 6,281 994,827
2015-05-15 2015-05-13 4 Nelson William H. IMMY Common Stock A - Award D 6,281 12,904
2015-04-27 2015-04-23 4 Kammer Robert J IMMY Warrant (Right to Buy) M - Exercise D 5.92 -15,282 0
2015-04-27 2015-04-23 4 Kammer Robert J IMMY Common Stock M - Exercise D 5.9250 15,282 91 988,546
2015-02-02 2015-02-01 4 SAHAREK JOHN P. IMMY Option - Right to Buy A - Award D 7.37 90,000 90,000
2015-02-02 2015-02-01 4 SAHAREK JOHN P. IMMY Common Stock A - Award D 30,000 30,000
2015-02-02 2015-02-01 4 BOLL ANDREW R. IMMY Common Stock A - Award D 30,000 187,500
2015-02-02 2015-02-01 4 BOLL ANDREW R. IMMY Common Stock A - Award D 157,500 157,500
2014-10-02 2014-09-30 4 Kammer Robert J IMMY Stock Option (Right to Buy) M - Exercise D 4.50 -46,875 0
2014-10-02 2014-09-30 4 Kammer Robert J IMMY Stock Option (Right to Buy) M - Exercise D 4.50 -25,000 0
2014-10-02 2014-09-30 4 Kammer Robert J IMMY Common Stock F - Taxes D 7.4200 -28,428 -211 973,264
2014-10-02 2014-09-30 4 Kammer Robert J IMMY Common Stock M - Exercise D 4.5000 46,875 211 1,001,692
2014-10-02 2014-09-30 4 Kammer Robert J IMMY Common Stock F - Taxes D 7.4200 -15,162 -113 954,817
2014-10-02 2014-09-30 4 Kammer Robert J IMMY Common Stock M - Exercise D 4.5000 25,000 112 969,979
2014-09-08 2014-09-04 4 AUSTIN STEPHEN G IMMY Common Stock A - Award D 6,623 13,488
2014-09-08 2014-09-04 4 Kammer Robert J IMMY Common Stock A - Award D 6,623 944,979
2014-09-08 2014-09-04 4 Bassani August Shelby IMMY Common Stock A - Award D 6,623 13,488
2014-09-08 2014-09-04 4 Nelson William H. IMMY Common Stock A - Award D 6,623 6,623
2014-04-22 2013-09-30 5 Kammer Robert J IMMY Common Stock A - Award D 6,667 938,356
2014-02-11 2014-02-10 4 BAUM MARK L IMMY Option - Right to Buy A - Award D 7.71 15,400 15,400
2014-02-11 2014-02-10 4 BOLL ANDREW R. IMMY Option - Right to Buy A - Award D 7.71 7,400 7,400
2013-10-04 2013-10-02 4 Kenny Peter C IMMY Common Stock A - Award D 8,947 8,947
2013-07-01 2013-06-27 4 AUSTIN STEPHEN G IMMY COMMON STOCK A - Award D 6,865 6,865
2013-07-01 2013-06-27 4 Abrams Jeffrey J IMMY COMMON STOCK A - Award D 6,865 45,927
2013-07-01 2013-06-27 4 Finnegan Paul IMMY COMMON STOCK A - Award D 6,865 6,865
2013-07-01 2013-06-28 4 Kammer Robert J IMMY COMMON STOCK A - Award D 33,333 931,689
2013-07-01 2013-06-27 4 Kammer Robert J IMMY COMMON STOCK A - Award D 6,865 898,356
2013-07-01 2013-06-27 4 Bassani August Shelby IMMY COMMON STOCK A - Award D 6,865 6,865
2013-05-08 2013-04-01 4 Schupp Joachim PH IMMY OPTION RIGHT TO BUY A - Award D 6.00 25,000 25,000
2013-05-08 2013-04-01 4 BOLL ANDREW R. IMMY OPTION RIGHT TO BUY A - Award D 6.00 90,000 90,000
2013-05-06 2013-05-02 4 BAUM MARK L IMMY Option - Right to Buy A - Award D 8.99 180,000 180,000
2013-05-06 2013-05-02 4 BAUM MARK L IMMY Common Stock A - Award D 200,000 1,419,835
2013-05-06 2013-05-02 4 BAUM MARK L IMMY Common Stock A - Award D 1,050,000 1,219,835
2013-03-18 3 Miloni Donald Paul By RCHER Financial, LLC IMMY Common Stock I 101,265
2013-03-18 3 Miloni Donald Paul IMMY Common Stock D 878,576
2013-03-18 3 Miloni Donald Paul By wife IMMY Common Stock I 25,316
2013-03-18 3 Miloni Donald Paul By 1425 Greenwood Lane, LLC IMMY Common Stock I 151,898
2013-03-15 2012-07-12 5 BAUM MARK L IMMY Warrants J - Other D 5.92 2,413 2,413
2013-03-15 2012-04-30 5 BAUM MARK L DermaStar International, LLC IMMY Warrants P - Purchase I 5.92 48,262 0
2013-03-15 2012-04-30 5 BAUM MARK L DermaStar International, LLC IMMY Common Stock J - Other I 762,534.0000 193,047 147,204,901 0
2013-03-15 2012-04-01 5 BAUM MARK L IMMY Option (Right to Buy) A - Award D 4.50 25,000 25,000
2013-03-15 2012-04-01 5 BAUM MARK L IMMY Option (Right to Buy) A - Award D 4.50 60,000 60,000
2013-03-15 2012-02-28 5 BAUM MARK L IMMY Option (Right to Buy) A - Award D 2.40 125,000 125,000
2013-03-15 2012-02-28 5 BAUM MARK L DermaStar International, LLC IMMY Convertible Debenture C - Conversion I 0.67 -856,087 0
2013-03-15 2012-02-28 5 BAUM MARK L DermaStar International, LLC IMMY Common Stock C - Conversion I 1,454,962 0
2013-03-15 2012-01-01 5 BAUM MARK L DermaStar International, LLC IMMY Convertible Debenture P - Purchase I 0.67 50,000.0000 856,087 42,804,350 0
2013-03-15 2012-02-28 5 Schupp Joachim PH IMMY Employee Stock Option (Right to Buy) A - Award D 3.60 75,000 75,493
2013-03-15 2011-12-15 5 Schupp Joachim PH IMMY Employee Stock Option (Right to Buy) A - Award D 4.00 493 75,493
2013-03-15 2012-02-28 5 BOLL ANDREW R. IMMY Employee Stock Option (Right to Buy) A - Award D 3.68 15,000 15,000
2013-03-15 2012-04-01 5 Finnegan Paul IMMY Option (Right to Buy) A - Award D 4.50 25,000 150,000
2013-03-15 2012-02-28 5 Finnegan Paul IMMY Option (Right to Buy) A - Award D 3.20 125,000 150,000
2013-03-15 2012-04-30 5 DERMASTAR INTERNATIONAL, LLC IMMY Warrants P - Purchase D 5.92 48,262 0
2013-03-15 2012-04-30 5 DERMASTAR INTERNATIONAL, LLC IMMY Common Stock J - Other D 762,534.0000 193,047 147,204,901 0
2013-03-15 2012-02-28 5 DERMASTAR INTERNATIONAL, LLC IMMY Convertible Debenture C - Conversion D 0.67 -856,087 0
2013-03-15 2012-02-28 5 DERMASTAR INTERNATIONAL, LLC IMMY Common Stock C - Conversion D 1,454,962 0
2013-03-15 2012-01-01 5 DERMASTAR INTERNATIONAL, LLC IMMY Convertible Debenture P - Purchase D 0.67 50,000.0000 856,087 42,804,350 0
2013-03-15 2012-04-01 5 Brar Balbir IMMY Option (Right to Buy) A - Award D 4.50 25,000 25,000
2013-03-15 2012-02-28 5 Brar Balbir IMMY Option (Right to Buy) A - Award D 3.68 225,000 225,000
2013-03-15 2012-07-12 5 Kammer Robert J IMMY Warrants J - Other D 5.92 2,413 2,413
2013-03-15 2012-04-30 5 Kammer Robert J DermaStar International, LLC IMMY Warrants P - Purchase I 5.92 48,262 0
2013-03-15 2012-04-30 5 Kammer Robert J DermaStar International, LLC IMMY Common Stock J - Other I 762,534.0000 193,047 147,204,901 0
2013-03-15 2012-04-01 5 Kammer Robert J IMMY Option (Right to Buy) A - Award D 4.50 25,000 25,000
2013-03-15 2012-04-01 5 Kammer Robert J IMMY Option (Right to Buy) A - Award D 4.50 60,000 60,000
2013-03-15 2012-02-28 5 Kammer Robert J DermaStar International, LLC IMMY Convertible Debenture C - Conversion I 0.67 -856,087 0
2013-03-15 2012-02-28 5 Kammer Robert J DermaStar International, LLC IMMY Common Stock C - Conversion I 1,454,962 0
2013-03-15 2012-01-01 5 Kammer Robert J DermaStar International, LLC IMMY Convertible Debenture P - Purchase I 0.67 50,000.0000 856,087 42,804,350 0
2013-03-08 3 Professional Compounding Centers of America, Inc. IMMY Common Stock D 832,682
2012-12-18 2012-12-14 4 Bassani August Shelby IMMY Option - Right to Buy A - Award D 2.15 38,014 38,014
2012-08-15 2012-07-26 4 AUSTIN STEPHEN G IMMY Option - Right to Buy A - Award D 0.90 85,616 85,616
2012-07-20 2012-07-18 4 BAUM MARK L IMMY Common Stock A - Award D 800,000 1,646,927
2012-07-20 2012-07-12 4 BAUM MARK L DermaStar IMMY Series A Convertible Preferred Stock C - Conversion I 0.00 -10 0
2012-07-20 2012-07-12 4 BAUM MARK L IMMY Common Stock J - Other D 846,927 846,927
2012-07-20 2012-06-29 4 BAUM MARK L DermaStar IMMY Common Stock C - Conversion I 7,498,500 15,738,545
2012-07-20 2012-07-12 4 DERMASTAR INTERNATIONAL, LLC IMMY Warrants (Right to Buy) J - Other D 1.18 -241,308 0
2012-07-20 2012-07-12 4 DERMASTAR INTERNATIONAL, LLC IMMY Series A Convertible Preferred Stock C - Conversion D 0.00 -10 0
2012-07-20 2012-07-12 4 DERMASTAR INTERNATIONAL, LLC IMMY Common Stock J - Other D -15,738,545 0
2012-07-20 2012-06-29 4 DERMASTAR INTERNATIONAL, LLC IMMY Common Stock C - Conversion D 7,498,500 15,738,545
2012-07-20 2012-07-18 4 Kammer Robert J IMMY Common Stock A - Award D 200,000 4,634,254
2012-07-20 2012-07-12 4 Kammer Robert J DermaStar IMMY Series A Convertible Preferred Stock C - Conversion I 0.00 -10 0
2012-07-20 2012-07-12 4 Kammer Robert J IMMY Common Stock J - Other D 4,434,254 4,434,254
2012-07-20 2012-06-29 4 Kammer Robert J DermaStar IMMY Common Stock C - Conversion I 7,498,500 15,738,545
2012-04-30 3 Kammer Robert J IMMY Common Stock D 23,206
2012-04-30 3 Kammer Robert J DermaStar International, LLC IMMY Common Stock I 8,240,045
2012-04-27 3 BAUM MARK L DermaStar International, LLC IMMY Common Stock I 8,240,045
2012-04-27 2012-04-01 4 Abrams Jeffrey J IMMY Option (Right to Buy) A - Award D 0.90 125,000 436,250
2012-04-27 2012-04-01 4 Abrams Jeffrey J IMMY Option (Right to Buy) A - Award D 0.90 300,000 311,250
2012-04-27 3 Brar Balbir Balbir S Brar TTY Trust IMMY Common Stock I 49,305
2012-04-27 3 Brar Balbir IMMY Common Stock D 16,717
2012-04-27 3 DERMASTAR INTERNATIONAL, LLC IMMY Common Stock D 8,240,045
2012-03-27 3 Ladonnikov Alexej IMMY Common Stock D 1,984,156
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
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