IOVA / Iovance Biotherapeutics, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Iovance Biotherapeutics, Inc.
US ˙ NasdaqGM ˙ US4622601007

Jumlah Saham Beredar 361,853,896 shares
Saham Orang Dalam70,221,534 shares
Kepemilikan oleh Orang Dalam19.41 %
Orang Dalam Sejati36
Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

1 ( )

399 out of 11305

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

0.010 %( )

477 out of 11224

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan Iovance Biotherapeutics, Inc. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
ACM Capital Partners, LLC 10% Owner - [10%] 2,823,333 2,823,333
Ayer Capital Management, LP 10% Owner - [10%] 2,823,333 2,823,333
Ayer Capital Partners, LLC 10% Owner - [10%] 2,823,333 2,823,333
Igor Bilinsky Chief Operating Officer - [O] 99,689 99,689
Bristol Capital Llc 10% Owner - [10%] 133,532 133,532
Bristol Investment Fund Ltd 10% Owner - [10%] 3,867,863 3,867,863
Jean-Marc Bellemin Chief Financial Officer - [O] 60,529 60,529
Bender James G. Vice President, Manufacturing - [O] 88,726 88,726
Athena Countouriotis 35,000
Dukes Iain D. Director - [D] 54,000 54,000
Maria Fardis President and CEO, Director - [D] [O] 298,786 298,786
Fischkoff Steven A. 0
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Finckenstein Friedrich Graf Chief Medical Officer - [O] 105,409 105,409
Elma Hawkins President and CEO, Director - [D] [O] 176,567 176,567
Michael D Handelman 40,000
Molly Henderson 50,000
Sanford Hillsberg Director - [D] 100,000 100,000
Paul Kessler Chair,CEO, Pres., Pr.Acctg, Director - [D] [O] 15,693,215 15,693,215
Daniel Gordon Kirby Chief Commercial Officer - [O] 30,000 30,000
Michael Lotze 0
Merrill A Mcpeak Director - [D] 568,783 568,783
Timothy E Morris 100,000
Ryan D Maynard Director - [D] 7,500 7,500
Puri Raj K. Chief Regulatory Officer - [O] 212,857 212,857
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Laszlo Radvanyi Chief Scientific Officer - [O] 180,000 180,000
Rosinack Matthew W. SVP, Finance (Int. PFO & PAO) - [O] 178,258 178,258
Rothbaum Wayne P. Director - [D] 28,067,333 28,067,333
Gregory T Schiffman 300,000
Martin Schroeder Director - [D] 1,000,000 1,000,000
Manish Singh President and CEO, Director, 10% Owner - [D] [O] [10%] 2,546,000 2,546,000
Michael Swartzburg 45,000
David J Voyticky Director - [D] 13,353,215 13,353,215
Franco Valle Principal Accounting Officer - [O] 260 260
Jay Venkatesan 10% Owner - [10%] 35,000 312,500
Frederick G Vogt Interim CEO & General Counsel, Director - [D] [O] 434,563 434,563
Michael Weiser Director - [D] 141,116 141,116

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di IOVA / Iovance Biotherapeutics, Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Maksimal
Harga di
Maksimal
Maksimal
Keuntungan ($)
Maksimum Pengembalian (%)
2025-06-05 Kirby Daniel Gordon 30,000 1.8400 30,000 1.8400 55,200 48 3.9700 63,900 115.76
2025-05-23 Puri Raj K. 5,600 1.7399 5,600 1.7399 9,743
2025-05-14 Vogt Frederick G 25,000 1.6900 25,000 1.6900 42,250
2024-02-20 Rothbaum Wayne P. 5,000,000 9.1500 5,000,000 9.1500 45,750,000
2024-02-20 Dukes Iain D. 32,000 9.1500 32,000 9.1500 292,800
2024-02-20 MCPEAK MERRILL A 250,000 9.1500 250,000 9.1500 2,287,500
2023-09-18 MCPEAK MERRILL A 10,000 5.5600 10,000 5.5600 55,600
2023-09-15 Rothbaum Wayne P. 5,000,000 5.3000 5,000,000 5.3000 26,500,000
2022-12-21 MCPEAK MERRILL A 10,000 6.1500 10,000 6.1500 61,500

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

IOVA / Iovance Biotherapeutics, Inc. Insider Trades
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di IOVA / Iovance Biotherapeutics, Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Menit
Harga di
Menit
Kerugian Maksimal
Dihindari ($)
Kerugian Maksimal
Dihindari (%)
2024-11-12 Maynard Ryan D 50,000 10.0600 50,000 10.0600 503,000 185 1.6600 -420,000 -83.50
2015-09-08 Hillsberg Sanford 16,500 7.1300 16,500 7.1300 117,645
2015-09-04 Hillsberg Sanford 16,000 6.8400 16,000 6.8400 109,440
2015-05-06 Hillsberg Sanford 50,000 10.0000 50,000 10.0000 500,000
2015-05-01 Ayer Capital Management, LP 2,780,682 9.6208 2,780,682 9.6208 26,752,385
2014-11-06 BRISTOL INVESTMENT FUND LTD 100,000 690,000.0000 100,000 690,000.0000 69,000,000,000
2014-03-19 BRISTOL CAPITAL LLC 12,658 8.1720 12,658 8.1720 103,441
2014-03-11 BRISTOL CAPITAL LLC 18,000 8.6690 18,000 8.6690 156,042
2014-02-18 BRISTOL CAPITAL LLC 72,875 6.2380 72,875 6.2380 454,594

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

IOVA / Iovance Biotherapeutics, Inc. Insider Trades
Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas
Tanggal
Perdagangan
Tanggal
Formulir Orang Dalam Ticker Judul Keamanan Kode 10b5-1 Langsung Latihan
Harga
Satuan
Harga
Unit
Diubah
Nilai
Diubah (1 ribu)
Sisa
Pilihan
Sisa
Saham
2025-09-04 2025-09-02 4 Vogt Frederick G IOVA Common Stock F - Taxes D 2.1900 -22,127 -48 434,563
2025-09-04 2025-09-02 4 Vogt Frederick G IOVA Common Stock M - Exercise D 52,086 456,690
2025-09-04 2025-09-02 4 BILINSKY IGOR IOVA Common Stock F - Taxes D 2.1900 -6,250 -14 99,689
2025-09-04 2025-09-02 4 BILINSKY IGOR IOVA Common Stock M - Exercise D 12,306 105,939
2025-09-04 2025-09-02 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock F - Taxes D 2.1900 -6,448 -14 105,409
2025-09-04 2025-09-02 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock M - Exercise D 12,697 111,857
2025-09-04 2025-09-02 4 Puri Raj K. IOVA Common Stock F - Taxes D 2.1900 -2,467 -5 212,857
2025-09-04 2025-09-02 4 Puri Raj K. IOVA Common Stock M - Exercise D 5,470 215,324
2025-07-10 3 Rosinack Matthew W. IOVA Common Stock D 89,129
2025-06-06 2025-06-05 4 Kirby Daniel Gordon IOVA Common Stock P - Purchase D 1.8400 30,000 55 30,000
2025-06-04 2025-06-02 4 Puri Raj K. IOVA Common Stock F - Taxes D 1.7600 -2,467 -4 209,854
2025-06-04 2025-06-02 4 Puri Raj K. IOVA Common Stock M - Exercise D 5,469 212,321
2025-06-04 2025-06-02 4 Vogt Frederick G IOVA Common Stock F - Taxes D 1.7600 -22,127 -39 404,604
2025-06-04 2025-06-02 4 Vogt Frederick G IOVA Common Stock M - Exercise D 52,085 426,731
2025-06-04 2025-06-02 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock F - Taxes D 1.7600 -6,448 -11 99,160
2025-06-04 2025-06-02 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock M - Exercise D 12,695 105,608
2025-06-04 2025-06-02 4 BILINSKY IGOR IOVA Common Stock F - Taxes D 1.7600 -6,250 -11 93,633
2025-06-04 2025-06-02 4 BILINSKY IGOR IOVA Common Stock M - Exercise D 12,305 99,883
2025-06-04 2025-06-02 4 Bellemin Jean-Marc IOVA Common Stock F - Taxes D 1.7600 -4,464 -8 60,529
2025-06-04 2025-06-02 4 Bellemin Jean-Marc IOVA Common Stock M - Exercise D 8,789 64,993
2025-05-27 2025-05-23 4 Puri Raj K. IOVA Common Stock P - Purchase D 1.7399 5,600 10 206,852
2025-05-16 2025-05-14 4 Vogt Frederick G IOVA Common Stock P - Purchase D 1.6900 25,000 42 374,646
2025-03-18 2025-03-14 4 Puri Raj K. IOVA Common Stock F - Taxes D 3.5900 -2,509 -9 201,252
2025-03-18 2025-03-14 4 Puri Raj K. IOVA Common Stock M - Exercise D 8,334 203,761
2025-03-05 2025-03-03 4 Bellemin Jean-Marc IOVA Common Stock F - Taxes D 4.0400 -31,734 -128 56,204
2025-03-05 2025-03-03 4 Bellemin Jean-Marc IOVA Common Stock M - Exercise D 58,590 87,938
2025-03-05 2025-03-03 4 BILINSKY IGOR IOVA Common Stock F - Taxes D 4.0400 -33,302 -135 87,578
2025-03-05 2025-03-03 4 BILINSKY IGOR IOVA Common Stock M - Exercise D 62,106 120,880
2025-03-05 2025-03-03 4 Vogt Frederick G IOVA Common Stock F - Taxes D 4.0400 -95,413 -385 349,646
2025-03-05 2025-03-03 4 Vogt Frederick G IOVA Common Stock M - Exercise D 223,943 445,059
2025-03-05 2025-03-03 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock F - Taxes D 4.0400 -33,470 -135 92,913
2025-03-05 2025-03-03 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock M - Exercise D 62,497 126,383
2025-03-05 2025-03-03 4 Puri Raj K. IOVA Common Stock F - Taxes D 4.0400 -19,984 -81 195,427
2025-03-05 2025-03-03 4 Puri Raj K. IOVA Common Stock M - Exercise D 59,999 215,411
2025-01-16 2025-01-14 4 Vogt Frederick G IOVA Common Stock F - Taxes D 5.8900 -9,955 -59 221,116
2025-01-16 2025-01-14 4 Vogt Frederick G IOVA Common Stock M - Exercise D 20,835 231,071
2025-01-16 2025-01-14 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock F - Taxes D 5.8900 -1,578 -9 63,886
2025-01-16 2025-01-14 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock M - Exercise D 2,813 65,464
2025-01-16 2025-01-14 4 BILINSKY IGOR IOVA Common Stock F - Taxes D 5.8900 -1,578 -9 58,774
2025-01-16 2025-01-14 4 BILINSKY IGOR IOVA Common Stock M - Exercise D 2,813 60,352
2024-12-18 2024-12-16 4 Puri Raj K. IOVA Common Stock F - Taxes D 7.8400 -3,759 -29 155,412
2024-12-18 2024-12-16 4 Puri Raj K. IOVA Common Stock M - Exercise D 8,334 159,171
2024-12-04 2024-12-02 4 Vogt Frederick G IOVA Common Stock F - Taxes D 9.0700 -4,426 -40 210,236
2024-12-04 2024-12-02 4 Vogt Frederick G IOVA Common Stock M - Exercise D 10,417 214,662
2024-12-04 2024-12-02 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock F - Taxes D 9.0700 -1,982 -18 62,651
2024-12-04 2024-12-02 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock M - Exercise D 3,906 64,633
2024-12-04 2024-12-02 4 BILINSKY IGOR IOVA Common Stock F - Taxes D 9.0700 -1,784 -16 57,539
2024-12-04 2024-12-02 4 BILINSKY IGOR IOVA Common Stock M - Exercise D 3,516 59,323
2024-12-02 3 Puri Raj K. IOVA Common Stock D 150,837
2024-11-14 2024-11-12 4 Maynard Ryan D IOVA Common Stock S - Sale D 10.0600 -50,000 -503 7,500
2024-11-14 2024-11-12 4 Maynard Ryan D IOVA Common Stock M - Exercise D 7.4500 50,000 372 57,500
2024-10-16 2024-10-14 4 Vogt Frederick G IOVA Common Stock F - Taxes D 9.7700 -8,851 -86 204,245
2024-10-16 2024-10-14 4 Vogt Frederick G IOVA Common Stock M - Exercise D 20,834 213,096
2024-10-16 2024-10-14 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock F - Taxes D 9.7700 -1,428 -14 60,727
2024-10-16 2024-10-14 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock M - Exercise D 2,813 62,155
2024-10-16 2024-10-14 4 BILINSKY IGOR IOVA Common Stock F - Taxes D 9.7700 -1,428 -14 55,807
2024-10-16 2024-10-14 4 BILINSKY IGOR IOVA Common Stock M - Exercise D 2,813 57,235
2024-09-05 2024-09-03 4 Vogt Frederick G IOVA Common Stock F - Taxes D 10.8500 -19,913 -216 192,262
2024-09-05 2024-09-03 4 Vogt Frederick G IOVA Common Stock M - Exercise D 46,875 212,175
2024-09-05 2024-09-03 4 Vogt Frederick G IOVA Common Stock F - Taxes D 10.8500 -4,426 -48 165,300
2024-09-05 2024-09-03 4 Vogt Frederick G IOVA Common Stock M - Exercise D 10,417 169,726
2024-09-05 2024-09-03 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock F - Taxes D 10.8500 -11,891 -129 59,342
2024-09-05 2024-09-03 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock M - Exercise D 23,438 71,233
2024-09-05 2024-09-03 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock F - Taxes D 10.8500 -1,983 -22 47,795
2024-09-05 2024-09-03 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock M - Exercise D 3,907 49,778
2024-09-05 2024-09-03 4 BILINSKY IGOR IOVA Common Stock F - Taxes D 10.8500 -11,891 -129 54,422
2024-09-05 2024-09-03 4 BILINSKY IGOR IOVA Common Stock M - Exercise D 23,438 66,313
2024-09-05 2024-09-03 4 BILINSKY IGOR IOVA Common Stock F - Taxes D 10.8500 -1,784 -19 42,875
2024-09-05 2024-09-03 4 BILINSKY IGOR IOVA Common Stock M - Exercise D 3,516 44,659
2024-09-05 2024-09-03 4 Bellemin Jean-Marc IOVA Common Stock F - Taxes D 10.8500 -11,891 -129 29,348
2024-09-05 2024-09-03 4 Bellemin Jean-Marc IOVA Common Stock M - Exercise D 23,438 41,239
2024-07-17 2024-07-15 4 Vogt Frederick G IOVA Common Stock F - Taxes D 8.6800 -8,851 -77 159,309
2024-07-17 2024-07-15 4 Vogt Frederick G IOVA Common Stock M - Exercise D 20,835 168,160
2024-07-17 2024-07-15 4 BILINSKY IGOR IOVA Common Stock F - Taxes D 8.6800 -1,428 -12 41,143
2024-07-17 2024-07-15 4 BILINSKY IGOR IOVA Common Stock M - Exercise D 2,813 42,571
2024-07-17 2024-07-15 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock F - Taxes D 8.6800 -1,428 -12 45,871
2024-07-17 2024-07-15 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock M - Exercise D 2,813 47,299
2024-06-05 2024-06-03 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock F - Taxes D 8.3700 -1,982 -17 44,486
2024-06-05 2024-06-03 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock M - Exercise D 3,906 46,468
2024-06-05 2024-06-03 4 BILINSKY IGOR IOVA Common Stock F - Taxes D 8.3700 -1,784 -15 39,758
2024-06-05 2024-06-03 4 BILINSKY IGOR IOVA Common Stock M - Exercise D 3,516 41,542
2024-06-05 2024-06-03 4 Vogt Frederick G IOVA Common Stock F - Taxes D 8.3700 -4,426 -37 147,325
2024-06-05 2024-06-03 4 Vogt Frederick G IOVA Common Stock M - Exercise D 10,417 151,751
2024-04-17 2024-04-15 4 Vogt Frederick G IOVA Common Stock F - Taxes D 11.8900 -8,851 -105 141,334
2024-04-17 2024-04-15 4 Vogt Frederick G IOVA Common Stock M - Exercise D 20,834 150,185
2024-04-17 2024-04-15 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock F - Taxes D 11.8900 -1,427 -17 42,562
2024-04-17 2024-04-15 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock M - Exercise D 2,812 43,989
2024-04-17 2024-04-15 4 BILINSKY IGOR IOVA Common Stock F - Taxes D 11.8900 -1,427 -17 38,026
2024-04-17 2024-04-15 4 BILINSKY IGOR IOVA Common Stock M - Exercise D 2,812 39,453
2024-03-06 2024-03-04 4 Vogt Frederick G IOVA Common Stock F - Taxes D 16.9600 -11,449 -194 129,351
2024-03-06 2024-03-04 4 Vogt Frederick G IOVA Common Stock M - Exercise D 41,662 140,800
2024-03-06 2024-03-04 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock F - Taxes D 16.9600 -8,053 -137 41,177
2024-03-06 2024-03-04 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock M - Exercise D 15,623 49,230
2024-03-06 2024-03-04 4 BILINSKY IGOR IOVA Common Stock F - Taxes D 16.9600 -7,287 -124 36,641
2024-03-06 2024-03-04 4 BILINSKY IGOR IOVA Common Stock M - Exercise D 14,061 43,928
2024-02-20 2024-02-20 4 MCPEAK MERRILL A IOVA Common Stock P - Purchase D 9.1500 250,000 2,288 320,150
2024-02-20 2024-02-20 4 Dukes Iain D. IOVA Common Stock P - Purchase D 9.1500 32,000 293 54,000
2024-02-20 2024-02-20 4 Rothbaum Wayne P. By Quogue Capital LLC IOVA Common Stock P - Purchase I 9.1500 5,000,000 45,750 28,067,333
2024-01-18 2024-01-16 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock F - Taxes D 8.3700 -1,577 -13 33,607
2024-01-18 2024-01-16 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock M - Exercise D 2,813 35,184
2024-01-18 2024-01-16 4 Vogt Frederick G IOVA Common Stock F - Taxes D 8.3700 -6,530 -55 99,138
2024-01-18 2024-01-16 4 Vogt Frederick G IOVA Common Stock M - Exercise D 20,834 105,668
2024-01-18 2024-01-16 4 BILINSKY IGOR IOVA Common Stock F - Taxes D 8.3700 -1,577 -13 29,867
2024-01-18 2024-01-16 4 BILINSKY IGOR IOVA Common Stock M - Exercise D 2,813 31,444
2023-10-18 2023-10-16 4 Vogt Frederick G IOVA Common Stock F - Taxes D 3.5700 -8,851 -32 84,834
2023-10-18 2023-10-16 4 Vogt Frederick G IOVA Common Stock M - Exercise D 20,835 93,685
2023-10-18 2023-10-16 4 BILINSKY IGOR IOVA Common Stock F - Taxes D 3.5700 -1,395 -5 28,631
2023-10-18 2023-10-16 4 BILINSKY IGOR IOVA Common Stock M - Exercise D 2,813 30,026
2023-10-18 2023-10-16 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock F - Taxes D 3.5700 -1,395 -5 32,371
2023-10-18 2023-10-16 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock M - Exercise D 2,813 33,766
2023-09-19 2023-09-18 4 MCPEAK MERRILL A By Trust IOVA Common Stock P - Purchase I 5.5600 10,000 56 248,633
2023-09-15 2023-09-15 4 Rothbaum Wayne P. By Quogue Capital LLC IOVA Common Stock P - Purchase I 5.3000 5,000,000 26,500 23,067,333
2023-07-17 2023-07-14 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock F - Taxes D 7.7600 -1,395 -11 30,953
2023-07-17 2023-07-14 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock M - Exercise D 2,813 32,348
2023-07-17 2023-07-14 4 Vogt Frederick G IOVA Common Stock F - Taxes D 7.7600 -8,851 -69 72,850
2023-07-17 2023-07-14 4 Vogt Frederick G IOVA Common Stock M - Exercise D 20,834 81,701
2023-07-17 2023-07-14 4 BILINSKY IGOR IOVA Common Stock F - Taxes D 7.7600 -1,395 -11 27,213
2023-07-17 2023-07-14 4 BILINSKY IGOR IOVA Common Stock M - Exercise D 2,813 28,608
2023-04-18 2023-04-14 4 Vogt Frederick G IOVA Common Stock F - Taxes D 5.6400 -8,851 -50 60,867
2023-04-18 2023-04-14 4 Vogt Frederick G IOVA Common Stock M - Exercise D 20,834 69,718
2023-04-18 2023-04-14 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock F - Taxes D 5.6400 -1,395 -8 29,535
2023-04-18 2023-04-14 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock M - Exercise D 2,812 30,930
2023-04-18 2023-04-14 4 BILINSKY IGOR IOVA Common Stock F - Taxes D 5.6400 -1,395 -8 25,795
2023-04-18 2023-04-14 4 BILINSKY IGOR IOVA Common Stock M - Exercise D 2,812 27,190
2023-01-19 2023-01-17 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock F - Taxes D 6.4300 -4,678 -30 28,118
2023-01-19 2023-01-17 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock M - Exercise D 11,248 32,796
2023-01-19 2023-01-17 4 Vogt Frederick G IOVA Common Stock F - Taxes D 6.4300 -36,441 -234 48,884
2023-01-19 2023-01-17 4 Vogt Frederick G IOVA Common Stock M - Exercise D 83,325 85,325
2023-01-19 2023-01-17 4 BILINSKY IGOR IOVA Common Stock F - Taxes D 6.4300 -4,671 -30 24,378
2023-01-19 2023-01-17 4 BILINSKY IGOR IOVA Common Stock M - Exercise D 11,248 29,049
2023-01-05 2023-01-03 4 BILINSKY IGOR IOVA Common Stock F - Taxes D 6.1100 -10,553 -64 17,801
2023-01-05 2023-01-03 4 BILINSKY IGOR IOVA Common Stock M - Exercise D 18,850 28,354
2023-01-05 2023-01-03 4 Bellemin Jean-Marc IOVA Common Stock F - Taxes D 6.1100 -10,553 -64 17,801
2023-01-05 2023-01-03 4 Bellemin Jean-Marc IOVA Common Stock M - Exercise D 18,850 28,354
2023-01-05 2023-01-03 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock F - Taxes D 6.1100 -11,023 -67 21,548
2023-01-05 2023-01-03 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock M - Exercise D 19,690 32,571
2022-12-22 2022-12-21 4 MCPEAK MERRILL A IOVA Common Stock P - Purchase D 6.1500 10,000 62 70,150
2022-12-02 2022-12-02 4 Rothbaum Wayne P. By Quogue Capital LLC IOVA Common Stock P - Purchase I 6.5000 10,000,000 65,000 18,067,333
2022-11-30 2022-11-29 4 MCPEAK MERRILL A By Trust IOVA Common Stock P - Purchase I 6.3100 10,000 63 238,633
2022-11-28 2022-11-28 4 Vogt Frederick G IOVA Common Stock P - Purchase D 5.9800 1,000 6 2,000
2022-11-28 2022-11-23 4 Dukes Iain D. IOVA Common Stock P - Purchase D 6.1000 10,000 61 22,000
2022-11-28 2022-11-28 4 MCPEAK MERRILL A By Trust IOVA Common Stock P - Purchase I 6.1800 10,000 62 228,633
2022-08-25 2022-08-23 4 MCPEAK MERRILL A IOVA Common Stock M - Exercise D 5.6500 40,000 226 60,150
2022-06-16 2022-06-14 4 Bellemin Jean-Marc IOVA Common Stock F - Taxes D 7.7300 -9,346 -72 9,504
2022-06-16 2022-06-14 4 Bellemin Jean-Marc IOVA Common Stock M - Exercise D 18,850 18,850
2022-06-16 2022-06-14 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock F - Taxes D 7.7300 -6,809 -53 12,881
2022-06-16 2022-06-14 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Common Stock M - Exercise D 19,690 19,690
2022-06-16 2022-06-14 4 BILINSKY IGOR IOVA Common Stock F - Taxes D 7.7300 -9,346 -72 9,504
2022-06-16 2022-06-14 4 BILINSKY IGOR IOVA Common Stock M - Exercise D 18,850 18,850
2022-06-02 2022-05-31 4 MCPEAK MERRILL A By Trust IOVA Common Stock P - Purchase I 6.8000 10,000 68 218,633
2022-06-02 2022-05-31 4 MCPEAK MERRILL A IOVA Common Stock P - Purchase D 6.8400 10,000 68 20,150
2022-06-02 2022-05-31 4 WEISER MICHAEL IOVA Common Stock P - Purchase D 6.8000 7,813 53 112,632
2022-06-02 2022-05-31 4 WEISER MICHAEL IOVA Common Stock P - Purchase D 6.7900 2,187 15 104,819
2022-06-02 2022-05-31 4 Maynard Ryan D IOVA Common Stock P - Purchase D 6.7450 7,500 51 7,500
2022-06-02 2022-06-01 4 Vogt Frederick G IOVA Common Stock P - Purchase D 6.4400 1,000 6 1,000
2022-06-02 2022-06-01 4 Rothbaum Wayne P. By Quogue Capital LLC IOVA Common Stock P - Purchase I 6.4310 500,000 3,216 8,067,333
2022-06-02 2022-05-31 4 Rothbaum Wayne P. By Quogue Capital LLC IOVA Common Stock P - Purchase I 6.7691 500,000 3,385 7,567,333
2022-01-19 2022-01-14 4 Vogt Frederick G IOVA Restricted Stock Units A - Award D 250,000 250,000
2022-01-19 2021-01-08 5 MCPEAK MERRILL A IOVA Common Stock G - Gift D -37,800 418,783
2022-01-19 2022-01-14 4 BILINSKY IGOR IOVA Stock Option (right to buy) A - Award D 15.49 67,500 67,500
2022-01-19 2022-01-14 4 BILINSKY IGOR IOVA Restricted Stock Units A - Award D 33,750 33,750
2022-01-19 2022-01-14 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Stock Option (right to buy) A - Award D 15.49 67,500 67,500
2022-01-19 2022-01-14 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Restricted Stock Units A - Award D 33,750 33,750
2022-01-19 2022-01-14 4 Bellemin Jean-Marc IOVA Stock Option (right to buy) A - Award D 15.49 135,000 135,000
2021-07-01 2021-06-29 4 WEISER MICHAEL IOVA Stock Option (right to buy) A - Award D 26.33 35,000 35,000
2021-07-01 2021-06-29 4 MCPEAK MERRILL A IOVA Stock Option (right to buy) A - Award D 26.33 35,000 35,000
2021-07-01 2021-06-29 4 Dukes Iain D. IOVA Stock Option (right to buy) A - Award D 26.33 70,000 70,000
2021-07-01 2021-06-29 4 Maynard Ryan D IOVA Stock Option (right to buy) A - Award D 26.33 35,000 35,000
2021-07-01 2021-06-29 4 Countouriotis Athena IOVA Stock Option (right to buy) A - Award D 26.33 35,000 35,000
2021-06-16 2021-06-14 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Restricted Stock Units A - Award D 39,380 39,380
2021-06-16 2021-06-14 4 Bellemin Jean-Marc IOVA Restricted Stock Units A - Award D 37,700 37,700
2021-06-16 2021-06-14 4 BILINSKY IGOR IOVA Restricted Stock Units A - Award D 37,700 37,700
2021-06-16 2021-06-14 4 Vogt Frederick G IOVA Stock Option (right to buy) A - Award D 23.87 73,900 73,900
2021-06-16 2021-06-14 4 Vogt Frederick G IOVA Stock Option (right to buy) A - Award D 23.87 100,000 100,000
2021-03-16 2021-03-15 4 BILINSKY IGOR IOVA Stock Option (right to buy) A - Award D 34.91 150,000 150,000
2021-01-06 2021-01-04 4 Swartzburg Michael IOVA Stock Option (right to buy) A - Award D 46.26 45,000 45,000
2021-01-06 2021-01-04 4 Vogt Frederick G IOVA Stock Option (right to buy) A - Award D 46.26 175,000 175,000
2021-01-06 2021-01-04 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Stock Option (right to buy) A - Award D 46.26 100,000 100,000
2021-01-06 2021-01-04 4 Fardis Maria IOVA Stock Option (right to buy) A - Award D 46.26 250,000 250,000
2020-12-17 2020-12-14 4 Bellemin Jean-Marc IOVA Stock Option (right to buy) A - Award D 50.26 150,000 150,000
2020-06-10 2020-06-08 4 Countouriotis Athena IOVA Stock Option (right to buy) A - Award D 32.17 35,000 35,000
2020-06-10 2020-06-08 4 Maynard Ryan D IOVA Stock Option (right to buy) A - Award D 32.17 35,000 35,000
2020-06-10 2020-06-08 4 WEISER MICHAEL IOVA Stock Option (right to buy) A - Award D 32.17 35,000 35,000
2020-06-10 2020-06-08 4 MCPEAK MERRILL A IOVA Stock Option (right to buy) A - Award D 32.17 35,000 35,000
2020-06-10 2020-06-08 4 Dukes Iain D. IOVA Stock Option (right to buy) A - Award D 32.17 70,000 70,000
2020-06-02 2020-06-01 4 Fardis Maria IOVA Common Stock F - Taxes D 33.1200 -1,894 -63 298,786
2020-05-04 2020-05-01 4 Fardis Maria IOVA Common Stock F - Taxes D 32.0000 -1,894 -61 300,680
2020-04-03 2020-04-01 4 Fardis Maria IOVA Common Stock F - Taxes D 27.9400 -1,494 -42 302,574
2020-03-04 2020-03-02 4 Fardis Maria IOVA Common Stock F - Taxes D 35.9900 -1,321 -48 304,068
2020-02-05 2020-02-03 4 Fardis Maria IOVA Common Stock F - Taxes D 22.5400 -1,302 -29 305,389
2020-01-07 2020-01-03 4 Fardis Maria IOVA Stock Option (right to buy) A - Award D 25.54 500,000 500,000
2020-01-07 2020-01-03 4 Vogt Frederick G IOVA Stock Option (right to buy) A - Award D 25.54 150,000 150,000
2020-01-07 2020-01-03 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Stock Option (right to buy) A - Award D 25.54 75,000 75,000
2020-01-06 2020-01-02 4 Fardis Maria IOVA Common Stock F - Taxes D 26.6800 -1,562 -42 306,691
2019-12-04 2019-10-01 4 Fardis Maria IOVA Common Stock F - Taxes D 18.2100 -1,894 -34 312,041
2019-12-04 2019-09-03 4 Fardis Maria IOVA Common Stock F - Taxes D 20.2700 -1,610 -33 313,935
2019-12-04 2019-08-01 4 Fardis Maria IOVA Common Stock F - Taxes D 25.1700 -1,321 -33 315,545
2019-12-04 2019-07-01 4 Fardis Maria IOVA Common Stock F - Taxes D 24.6200 -1,321 -33 316,866
2019-12-04 2019-06-03 4 Fardis Maria IOVA Common Stock F - Taxes D 18.0400 -1,321 -24 318,187
2019-12-04 2019-05-01 4 Fardis Maria IOVA Common Stock F - Taxes D 11.1400 -1,321 -15 319,508
2019-12-04 2019-04-01 4 Fardis Maria IOVA Common Stock F - Taxes D 9.7800 -1,321 -13 320,829
2019-12-04 2019-03-01 4 Fardis Maria IOVA Common Stock F - Taxes D 10.7700 -1,298 -14 322,150
2019-12-04 2019-02-01 4 Fardis Maria IOVA Common Stock F - Taxes D 9.2600 -1,562 -14 323,448
2019-12-04 2019-01-02 4 Fardis Maria IOVA Common Stock F - Taxes D 9.4500 -1,562 -15 325,010
2019-12-04 2018-12-01 4 Fardis Maria IOVA Common Stock F - Taxes D 10.4400 -1,321 -14 326,572
2019-12-04 2018-11-01 4 Fardis Maria IOVA Common Stock F - Taxes D 9.6200 -1,321 -13 327,893
2019-12-04 2018-10-01 4 Fardis Maria IOVA Common Stock F - Taxes D 11.1200 -1,321 -15 329,214
2019-12-04 2018-09-04 4 Fardis Maria IOVA Common Stock F - Taxes D 17.1000 -1,321 -23 330,535
2019-12-04 2018-08-01 4 Fardis Maria IOVA Common Stock F - Taxes D 13.7000 -1,321 -18 331,856
2019-12-04 2018-07-01 4 Fardis Maria IOVA Common Stock F - Taxes D 12.8000 -1,321 -17 333,177
2019-12-04 2018-06-01 4 Fardis Maria IOVA Common Stock F - Taxes D 14.5500 -1,321 -19 334,498
2019-12-04 2018-05-01 4 Fardis Maria IOVA Common Stock F - Taxes D 14.6000 -1,321 -19 335,819
2019-12-04 2018-04-01 4 Fardis Maria IOVA Common Stock F - Taxes D 16.9000 -1,321 -22 337,140
2019-12-04 2018-03-01 4 Fardis Maria IOVA Common Stock F - Taxes D 18.1500 -1,321 -24 338,461
2019-12-04 2018-02-01 4 Fardis Maria IOVA Common Stock F - Taxes D 16.5000 -1,525 -25 339,782
2019-12-04 2018-01-01 4 Fardis Maria IOVA Common Stock F - Taxes D 8.0000 -1,562 -12 341,307
2019-12-04 2017-12-01 4 Fardis Maria IOVA Common Stock F - Taxes D 8.8000 -1,994 -18 342,869
2019-12-04 2017-11-01 4 Fardis Maria IOVA Common Stock F - Taxes D 7.1500 -1,994 -14 344,863
2019-12-04 2017-10-01 4 Fardis Maria IOVA Common Stock F - Taxes D 7.7500 -1,993 -15 346,857
2019-12-04 2017-09-01 4 Fardis Maria IOVA Common Stock F - Taxes D 6.0000 -1,994 -12 348,850
2019-12-04 2017-08-01 4 Fardis Maria IOVA Common Stock F - Taxes D 5.7000 -1,993 -11 350,844
2019-12-04 2017-07-01 4 Fardis Maria IOVA Common Stock F - Taxes D 7.3500 -1,994 -15 352,837
2019-12-04 2017-06-01 4 Fardis Maria IOVA Common Stock F - Taxes D 5.4500 -143,496 -782 354,831
2019-12-04 2017-04-03 4 Fardis Maria IOVA Common Stock F - Taxes D 7.1500 -51,673 -369 498,327
2019-12-04 2019-12-02 4 Fardis Maria IOVA Common Stock F - Taxes D 22.6600 -1,894 -43 308,253
2019-12-04 2019-11-01 4 Fardis Maria IOVA Common Stock F - Taxes D 21.9700 -1,894 -42 310,147
2019-07-19 2019-07-18 4 GRAF FINCKENSTEIN FRIEDRICH IOVA Stock Option (right to buy) A - Award D 25.78 160,000 160,000
2019-06-11 2019-06-10 4 WEISER MICHAEL IOVA Stock Option (right to buy) A - Award D 19.93 50,000 50,000
2019-06-11 2019-06-10 4 Countouriotis Athena IOVA Stock Option (right to buy) A - Award D 19.93 35,000 35,000
2019-06-11 2019-06-10 4 Maynard Ryan D IOVA Stock Option (right to buy) A - Award D 19.93 35,000 35,000
2019-06-11 2019-06-10 4 Dukes Iain D. IOVA Stock Option (right to buy) A - Award D 19.93 70,000 70,000
2019-06-11 2019-06-10 4 MCPEAK MERRILL A IOVA Stock Option (right to buy) A - Award D 19.93 35,000 35,000
2019-03-06 2019-03-04 4 MORRIS TIMOTHY E IOVA Stock Option (right to buy) A - Award D 11.26 100,000 100,000
2019-03-06 2019-03-04 4 Fardis Maria IOVA Stock Option (right to buy) A - Award D 11.26 400,000 400,000
2019-03-06 2019-03-04 4 Vogt Frederick G IOVA Stock Option (right to buy) A - Award D 11.26 200,000 200,000
2018-12-20 2018-12-18 4 Dukes Iain D. IOVA Common Stock P - Purchase D 8.6497 12,000 104 12,000
2018-12-14 2018-12-13 4 MCPEAK MERRILL A IOVA Common Stock P - Purchase D 9.6273 10,000 96 456,583
2018-12-07 2018-12-06 4 Rothbaum Wayne P. By Quogue Capital LLC IOVA Common Stock P - Purchase I 9.8600 300,000 2,958 7,067,333
2018-12-07 2018-12-04 4 Rothbaum Wayne P. By Quogue Capital LLC IOVA Common Stock P - Purchase I 10.3100 921,053 9,496 6,767,333
2018-07-19 2018-07-17 4 WEISER MICHAEL IOVA Stock Option (right to buy) A - Award D 14.45 35,000 35,000
2018-07-19 2018-07-17 4 MCPEAK MERRILL A IOVA Stock Option (right to buy) A - Award D 14.45 35,000 35,000
2018-07-19 2018-07-17 4 Dukes Iain D. IOVA Stock Option (right to buy) A - Award D 14.45 70,000 70,000
2018-07-19 2018-07-17 4 Maynard Ryan D IOVA Stock Option (right to buy) A - Award D 14.45 35,000 35,000
2018-03-19 3 WEISER MICHAEL By Actin Capital Partners, LLC IOVA Common Stock I 134,600
2018-03-19 3 WEISER MICHAEL IOVA Common Stock D 183,748
2018-03-19 3 WEISER MICHAEL By Actin Capital Partners, LLC IOVA Common Stock I 134,600
2018-03-19 3 WEISER MICHAEL IOVA Common Stock D 183,748
2018-03-19 3 WEISER MICHAEL IOVA Common Stock D 183,748
2018-03-19 3 WEISER MICHAEL By Actin Capital Partners, LLC IOVA Common Stock I 134,600
2018-03-19 2018-03-15 4 WEISER MICHAEL IOVA Stock Option (right to buy) A - Award D 16.20 50,000 50,000
2018-02-12 2018-02-09 4 Fardis Maria IOVA Stock Option (right to buy) A - Award D 16.80 500,000 500,000
2018-01-08 2017-12-29 4 Vogt Frederick G IOVA Stock Option (right to buy) A - Award D 8.00 37,400 37,400
2017-09-12 2017-09-08 4 Dukes Iain D. IOVA Stock Option (right to buy) A - Award D 7.30 150,000 150,000
2017-08-16 2017-08-14 4 MORRIS TIMOTHY E IOVA Stock Option (right to buy) A - Award D 5.05 250,000 250,000
2017-06-05 2017-06-01 4 Dukes Iain D. LBIO Stock Option (right to buy) A - Award D 5.45 70,000 70,000
2017-06-05 2017-06-01 4 MCPEAK MERRILL A LBIO Stock Option (right to buy) A - Award D 5.45 35,000 35,000
2017-06-05 2017-06-01 4 Maynard Ryan D LBIO Stock Option (right to buy) A - Award D 5.45 35,000 35,000
2017-06-05 2017-06-01 4 Hillsberg Sanford LBIO Stock Option (right to buy) A - Award D 5.45 35,000 35,000
2017-06-05 2017-06-01 4 Venkatesan Jay LBIO Stock Option (right to buy) A - Award D 5.45 35,000 35,000
2017-04-03 3 Valle Franco LBIO Common Stock D 260
2017-04-03 3 Valle Franco LBIO Common Stock D 260
2016-11-15 2016-11-14 4 SCHIFFMAN GREGORY T LBIO Stock Option (right to buy) A - Award D 7.55 300,000 300,000
2016-08-26 2016-08-25 4/A Hillsberg Sanford Family Trust LBIO Common Stock S - Sale I 8.7128 -20,500 -179 100,000
2016-08-26 2016-08-24 4/A Hillsberg Sanford Family Trust LBIO Common Stock S - Sale I 9.0985 -33,500 -305 120,500
2016-08-24 2016-08-22 4 Hillsberg Sanford Family Trust LBIO Common Stock S - Sale I 9.1063 -54,000 -492 100,000
2016-08-19 2016-08-16 4/A Fardis Maria LBIO Stock Option (right to buy) J - Other D 9.10 0 0
2016-08-19 2016-08-16 4/A Dukes Iain D. LBIO Stock Option (right to buy) A - Award D 9.10 70,000 70,000
2016-08-18 2016-08-16 4 MCPEAK MERRILL A LBIO Stock Option (right to buy) A - Award D 9.10 35,000 35,000
2016-08-18 2016-08-16 4 Maynard Ryan D LBIO Stock Option (right to buy) A - Award D 9.10 35,000 35,000
2016-08-18 2016-08-16 4 Venkatesan Jay LBIO Stock Option (right to buy) A - Award D 9.10 35,000 35,000
2016-08-18 2016-08-16 4 Hillsberg Sanford LBIO Stock Option (right to buy) A - Award D 9.10 35,000 35,000
2016-08-18 2016-08-16 4 Fardis Maria LBIO Stock Option (right to buy) A - Award D 9.10 35,000 35,000
2016-08-18 2016-08-16 4 Dukes Iain D. LBIO Stock Option (right to buy) A - Award D 9.10 35,000 35,000
2016-06-15 3 Rothbaum Wayne P. By Quogue Capital LLC LBIO Common Stock I 7,692,560
2016-06-15 3 Rothbaum Wayne P. By Quogue Capital LLC LBIO Common Stock I 7,692,560
2016-06-15 2016-06-10 4 Henderson Molly LBIO Stock Option A - Award D 7.61 50,000 50,000
2016-06-15 2016-06-01 4 Henderson Molly LBIO Stock Option A - Award D 5.87 150,000 150,000
2016-06-09 2016-06-01 4 Fardis Maria LBIO Stock Option (right to buy) A - Award D 5.87 500,000 500,000
2016-06-09 2016-06-01 4 Fardis Maria LBIO Common Stock A - Award D 550,000 550,000
2016-04-21 2016-02-04 4 Fischkoff Steven A. LBIO Stock Option A - Award D 5.43 225,000 225,000
2016-03-30 2016-03-28 4 Lotze Michael LBIO Stock Option (right to buy) A - Award D 4.54 225,000 225,000
2016-03-16 2016-03-11 4 HAWKINS ELMA LBIO Stock Option (right to buy) A - Award D 5.05 275,000 275,000
2016-03-15 2016-03-11 4 Henderson Molly LBIO Stock Option (right to buy) A - Award D 5.05 100,000 100,000
2016-03-15 2016-03-11 4 Bender James G. LBIO Stock Option (right to buy) A - Award D 5.05 30,000 30,000
2015-12-30 2015-12-28 4 HAWKINS ELMA LBIO Stock Option (right to buy) A - Award D 7.58 58,939 58,939
2015-12-30 2015-02-28 4 HAWKINS ELMA LBIO Restricted Stock M - Exercise D 0.00 -40,000 160,000
2015-12-30 2015-02-28 4 HAWKINS ELMA LBIO Common Stock F - Taxes D 8.9800 -23,988 -215 176,567
2015-12-30 2015-02-28 4 HAWKINS ELMA LBIO Common Stock M - Exercise D 40,000 200,555
2015-12-30 2015-12-28 4 Henderson Molly LBIO Stock Option (right to buy) A - Award D 7.58 21,116 21,116
2015-12-30 2015-12-28 4 Bender James G. LBIO Stock Option (right to buy) A - Award D 7.58 27,622 27,622
2015-12-30 2015-09-30 4 Bender James G. LBIO Common Stock F - Taxes D 5.7600 -11,274 -65 88,726
2015-09-09 2015-09-08 4 Hillsberg Sanford Family Trust LBIO Common Stock S - Sale I 7.1300 -16,500 -118 154,000
2015-09-09 2015-09-04 4 Hillsberg Sanford Family Trust LBIO Common Stock S - Sale I 6.8400 -16,000 -109 170,500
2015-08-04 2015-08-03 4 Hillsberg Sanford Family Trust LBIO Common Stock S - Sale I 8.1500 -32,500 -265 186,500
2015-06-16 2015-06-12 4 Venkatesan Jay LBIO Stock Option (right to buy) A - Award D 11.05 35,000 35,000
2015-06-16 2015-06-12 4 Maynard Ryan D LBIO Stock Option (right to buy) A - Award D 11.05 35,000 35,000
2015-06-15 2015-06-12 4 Hillsberg Sanford LBIO Stock Option (right to buy) A - Award D 11.05 35,000 35,000
2015-06-15 2015-06-12 4 MCPEAK MERRILL A LBIO Common Stock A - Award D 11.05 35,000 35,000
2015-06-10 2015-06-08 4 Henderson Molly LBIO Stock Option A - Award D 10.69 200,000 200,000
2015-05-08 2015-05-01 4 Ayer Capital Management, LP LBIO Common Stock S - Sale I 9.6208 -2,780,682 -26,752 2,823,333
2015-05-07 2015-05-06 4 Hillsberg Sanford Family Trust LBIO Common Stock S - Sale I 10.0000 -50,000 -500 219,000
2015-02-17 2015-02-16 4 Maynard Ryan D LBIO Stock Option (right to buy) A - Award D 7.45 50,000 50,000
2015-01-29 2015-01-28 4 Hillsberg Sanford Herbert Hillsberg Revocable Trust LBIO Warrant J - Other I 2.50 -25,000 0
2015-01-29 2015-01-28 4 Hillsberg Sanford Herbert Hillsberg Revocable Trust LBIO Common Stock J - Other I -25,000 0
2015-01-29 2014-12-16 4 Hillsberg Sanford Herbert Hillsberg Revocable Trust LBIO Warrant A - Award I 2.50 25,000 25,000
2015-01-29 2014-12-16 4 Hillsberg Sanford Herbert Hillsberg Revocable Trust LBIO Common Stock A - Award I 25,000 25,000
2014-12-09 2014-12-05 4 MCPEAK MERRILL A LBIO Stock Option (right to buy) A - Award D 6.25 50,000 50,000
2014-12-09 2014-12-05 4 Handelman Michael D LBIO Stock Option (right to buy) A - Award D 6.25 40,000 40,000
2014-12-09 2014-12-05 4 Hillsberg Sanford LBIO Stock Option (right to buy) A - Award D 6.25 50,000 50,000
2014-12-09 2014-12-05 4 Venkatesan Jay LBIO Stock Option (right to buy) A - Award D 6.25 50,000 50,000
2014-12-09 2014-12-05 4 Radvanyi Laszlo LBIO Stock Option (right to buy) A - Award D 6.25 32,407 32,407
2014-12-09 2014-12-05 4 Bender James G. LBIO Stock Option (right to buy) A - Award D 6.25 46,666 46,666
2014-11-07 2014-11-06 4 BRISTOL INVESTMENT FUND LTD LBIO Common Stock S - Sale D 690,000.0000 -100,000 -69,000,000 3,867,863
2014-10-07 2014-06-23 4 Radvanyi Laszlo LBIO Stock Option (right to buy) A - Award D 5.80 180,000 180,000
2014-10-07 2014-06-23 4 Radvanyi Laszlo LBIO Common Stock A - Award D 180,000 180,000
2014-09-17 3 HAWKINS ELMA LBIO Common Stock D 48,110
2014-09-17 3 HAWKINS ELMA LBIO Common Stock D 48,110
2014-09-17 3 HAWKINS ELMA By spouse LBIO Common Stock I 94,555
2014-09-17 3 HAWKINS ELMA By spouse LBIO Common Stock I 94,555
2014-09-17 2014-08-21 4 HAWKINS ELMA LBIO Stock Option (right to buy) A - Award D 6.70 125,000 125,000
2014-07-23 2013-05-22 5 Ayer Capital Management, LP GNBP Corporate Loan C - Conversion I 1.25 1.2500 -1 -0 0
2014-07-23 2013-05-22 5 Ayer Capital Management, LP GNBP Convertible Note C - Conversion I 1.25 1.2500 -1 -0 0
2014-07-23 2013-05-22 5 Ayer Capital Management, LP GNBP Warrant C - Conversion I 1.00 -1 0
2014-07-23 2013-05-22 5 Ayer Capital Management, LP GNBP Warrant C - Conversion I 1.00 -1 0
2014-07-23 2013-05-22 5 Ayer Capital Management, LP GNBP Common stock J - Other I 4.9000 5,600,887 27,444 5,604,015
2014-07-23 3/A Venkatesan Jay GNBP Common stock I 312,500
2014-07-23 2013-05-22 4 Ayer Capital Management, LP GNBP Convertible Note C - Conversion I 1.25 1.2500 -1 -0 0
2014-07-23 2013-05-22 4 Ayer Capital Management, LP GNBP Corporate Loan C - Conversion I 1.25 1.2500 -1 -0 0
2014-07-23 2013-05-22 4 Ayer Capital Management, LP GNBP Warrant C - Conversion I 1.00 -1 0
2014-07-23 2013-05-22 4 Ayer Capital Management, LP GNBP Warrant C - Conversion I 1.00 -1 0
2014-07-23 2013-05-22 4 Ayer Capital Management, LP GNBP Common stock J - Other I 0.0490 560,088,650 27,444 560,401,150
2014-05-16 2014-05-15 4 Handelman Michael D LBIO Stock Option (right to buy) A - Award D 7.95 75,000 75,000
2014-05-16 2014-05-15 4 Handelman Michael D LBIO Restricted Stock Units A - Award D 0.00 75,000 75,000
2014-03-20 2014-03-19 5 BRISTOL CAPITAL LLC LBIO Common Stock S - Sale D 8.1720 -12,658 -103 133,532
2014-03-20 2014-03-11 5 BRISTOL CAPITAL LLC LBIO Common Stock S - Sale D 8.6690 -18,000 -156 133,532
2014-03-20 2014-02-18 5 BRISTOL CAPITAL LLC LBIO Common Stock S - Sale D 6.2380 -72,875 -455 133,532
2014-03-20 2014-02-13 5 BRISTOL CAPITAL LLC LBIO Common Stock S - Sale D 5.6400 -25,000 -141 133,532
2014-03-20 2014-02-05 5 BRISTOL CAPITAL LLC LBIO Common Stock S - Sale D 5.2000 -5,000 -26 133,532
2014-03-05 2013-11-18 4 MCPEAK MERRILL A LBIO Stock Option (right to buy) A - Award D 5.65 40,000 40,000
2014-03-05 2013-11-18 4 Venkatesan Jay LBIO Stock Option (right to buy) A - Award D 5.65 40,000 40,000
2014-03-05 2013-11-18 4 Hillsberg Sanford Family Trust LBIO Stock Option (right to buy) A - Award I 5.65 40,000 40,000
2014-01-22 2013-12-30 4 Singh Manish LBIO Common Stock A - Award D 607,500 2,546,000
2014-01-16 2013-12-30 4 Hillsberg Sanford Family Trust LBIO Common Stock A - Award I 67,500 269,000
2014-01-13 2014-01-06 4 Bender James G. LBIO Stock Option A - Award D 9.60 100,000 100,000
2014-01-13 2014-01-06 4 Bender James G. LBIO Common Stock A - Award D 100,000 100,000
2013-11-12 2013-11-05 4 MCPEAK MERRILL A LBIO Warrants A - Award D 2.50 50,000 50,000
2013-11-12 2013-11-05 4 MCPEAK MERRILL A LBIO Common Stock P - Purchase D 2.0000 50,000 100 396,432
2013-11-07 2013-11-05 4 Hillsberg Sanford Family Trust LBIO Common Stock A - Award I 67,500 201,500
2013-11-07 2013-11-05 4 Singh Manish LBIO Warrant A - Award D 2.50 125,000 125,000
2013-11-07 2013-11-05 4 Singh Manish LBIO Common Stock P - Purchase D 2.0000 125,000 250 1,938,500
2013-11-07 2013-11-05 4 Singh Manish LBIO Common Stock A - Award D 607,500 1,813,500
2013-09-11 3 Hillsberg Sanford The Hillsberg Trust GNBP Common Stock I 13,400,000
2013-08-01 3 Singh Manish GNPB Common Stock D 120,600,000
2013-07-26 2013-07-24 4 KESSLER PAUL By Bristol Capital, LLC GNBP Common Stock A - Award I 13,353,215 15,693,215
2013-07-26 2013-07-24 4 MCPEAK MERRILL A GNBP Common Stock A - Award D 13,353,215 34,643,215
2013-07-26 2013-07-24 4 VOYTICKY DAVID J By Matrix Group International, Inc. GNBP Common Stock A - Award I 13,353,215 13,353,215
2013-06-11 3 KESSLER PAUL By Bristol Capital, LLC GNBP Common Stock I 2,340,000
2013-06-11 3 KESSLER PAUL By Bristol Investment Fund, Ltd. GNBP Common Stock I 399,873,215
2013-06-04 2013-05-22 4 BRISTOL INVESTMENT FUND LTD GNBP Warrant C - Conversion D 1.00 -1 0
2013-06-04 2013-05-22 4 BRISTOL INVESTMENT FUND LTD GNBP Warrant C - Conversion D 1.00 -1 0
2013-06-04 2013-05-22 4 BRISTOL INVESTMENT FUND LTD GNBP Convertible note C - Conversion D 1.25 2,000,000.0000 -1 -2,000 0
2013-06-04 2013-05-22 4 BRISTOL INVESTMENT FUND LTD GNBP Common stock J - Other D 3,564,770.0000 389,849,587 1,389,724,112,250 399,873,215
2013-05-31 3 Venkatesan Jay See Footnotes GNBP Common Stock I 560,401,150
2013-05-30 2013-05-22 4 MCPEAK MERRILL A GNBP Common Stock J - Other D 0.0100 21,280,000 213 21,290,000
2013-05-30 2013-05-22 4 VOYTICKY DAVID J GNBP 12% Convertible Note due 2012 J - Other D 0.0100 -50,000 -0
2013-05-30 2013-05-22 4 VOYTICKY DAVID J GNBP Common Stock J - Other D 0.0100 5,627,867 56 5,627,867
2013-05-30 3 VOYTICKY DAVID J GNBP 12% Convertible Note due 2012 D
2013-01-09 2012-12-31 5 BRISTOL INVESTMENT FUND LTD GNBP Common Stock P - Purchase D 0.2150 10,000 2 10,023,628
2012-06-11 3 BRISTOL INVESTMENT FUND LTD GNBP Common Stock D 10,013,628
2012-03-09 2011-08-22 4/A Schroeder Martin See footnote. GNBP.OB Common Stock P - Purchase I 0.0010 1,000,000 1 1,000,000
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
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