LPLA / LPL Financial Holdings Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

LPL Financial Holdings Inc.
US ˙ NasdaqGS ˙ US50212V1008

Jumlah Saham Beredar 80,002,899 shares
Saham Orang Dalam12,997,400 shares
Kepemilikan oleh Orang Dalam16.25 %
Orang Dalam Sejati67
Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

-2 ( )

10277 out of 11305

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

-0.006 %( )

9851 out of 11224

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan LPL Financial Holdings Inc. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Arnold Dan H. President & CEO, Director - [D] [O] 142,608 142,608
Matthew J Audette President and CFO - [O] 16,538 16,538
Edward C Bernard Director - [D] 15,188 15,188
David Bonderman 10% Owner - [10%] 8,794,282 8,794,282
Richard W Boyce Director - [D] 59,990 59,990
Bergers David P. Managing Director - [O] 43,382 43,382
John Joseph Brennan Director - [D] 45,883 45,883
Althea Brown Managing Director - [O] 6,711 6,711
Stephanie L Brown MD & General Counsel - [O] 545,788 545,788
Derek Bruton MD, Independent Advisor Svcs - [O] 9,402 9,402
Buchheister Jeffrey R. EVP, Chief Accounting Officer - [O] 7,341 7,341
James G Coulter 10% Owner - [10%] 8,794,282 8,794,282
Tracy Calder Managing Director - [O] 8,089 8,089
Mark S Casady Director - [D] 130,957 130,957
Marc Eliot Cohen Group Managing Director - [O] 4,050 4,050
Viet D Dinh Director - [D] 17,364 17,364
Sara Dadyar Managing Director - [O] 1,797 1,797
William E III Dwyer President, Nat'l Sales - [O] 561,745 561,745
Paulett Eberhart Director - [D] 17,034 17,034
Jonathan Eaton MD, Custom Clearing Services - [O] 199,109 199,109
Matthew Enyedi Managing Director - [O] 13,588 13,588
Edward Fandrey Managing Director - [O] 15,289 15,289
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Christopher Feeney MD, Chief Information Officer - [O] 0 0
Victor Fetter Managing Director - [O] 23,279 23,279
Greg Gates Group Managing Director - [O] 19,120 19,120
William Francis Jr Glavin Director - [D] 26,087 26,087
Jeffrey A Goldstein Director - [D] 1,582 1,582
Thomas Gooley Managing Director - [O] 17,293 17,293
Sharyn Handelsman MD, Chief Compliance Officer - [O] 6,478 6,478
Mark Helliker MD, Client Support Services - [O] 7,001 7,001
Hellman & Friedman Capital Associates V, L.P. Director, 10% Owner - [D] [10%] 0 0
Hellman & Friedman Capital Partners V (Parallel), L.P. Director - [D] 0 0
Hellman & Friedman Capital Partners V, L.P. Director, 10% Owner - [D] [10%] 0 0
Hellman & Friedman GP LLC Director, 10% Owner - [D] [10%] 13,014 13,014
Hellman & Friedman Investors V, L.P. Director, 10% Owner - [D] [10%] 0 0
Hellman & Friedman LLC Director, 10% Owner - [D] [10%] 0 0
Hellman & Friedman LP Director, 10% Owner - [D] [10%] 13,014 13,014
Marco Hellman Director - [D] 492,390 492,390
Aneri Jambusaria Group Managing Director - [O] 5,582 5,582
John Andrew Kalbaugh Managing Director - [O] 27,523 27,523
Joan D Khoury MD, Chief Marketing Officer - [O] 6,817 6,817
Albert J Ko Director - [D] 2,566 2,566
Larsen Sallie R. Managing Director - [O] 25,196 25,196
Anne M Mulcahy Director - [D] 36,371 36,371
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
McDermott John J. MD, Chief Risk Ofc. - [O] 1,780 1,780
Allison Mnookin Director - [D] 11,041 11,041
Moore Robert J. President - [O] 56,668 56,668
Morrissey William P. Jr. Managing Director - [O] 18,091 18,091
Michelle Oroschakoff Managing Director - [O] 23,852 23,852
Ryan Parker MD, Invstmt & Planning Solutns - [O] 11,864 11,864
James S Putnam Director - [D] 136,652 136,652
James S Riepe Director - [D] 95,258 95,258
Katharine Reeping Principal Accounting Officer - [O] 2,028 2,028
Richard P Schifter Director - [D] 44,051 44,051
Dayton Semerjian Managing Director - [O] 19,118 19,118
Jeffrey E Stiefler Director - [D] 7,767 7,767
Mary Frances Schott MD, Client Expernce & Training - [O] 6,446 6,446
Scott Seese Managing Director - [O] 24,179 24,179
Kabir Sethi Managing Director - [O] 10,245 10,245
Brent Simonich Principal Accounting Officer - [O] 6,773 6,773
Esther M Stearns President & COO - [O] 616,926 616,926
Richard Steinmeier Chief Executive Officer - [O] 31,439 31,439
TPG Group Holdings (SBS) Advisors, Inc. - 8,794,282 8,794,282
Thomas Corey E. Director - [D] 13,830 13,830
Lux Thomas Acting Chief Financial Officer - [O] 10,378 10,378
Allen R Thorpe Director - [D] 433,003 433,003
George Burton White Managing Director - [O] 49,578 49,578

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di LPLA / LPL Financial Holdings Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Maksimal
Harga di
Maksimal
Maksimal
Keuntungan ($)
Maksimum Pengembalian (%)
2023-05-04 Glavin William Francis Jr 557 180.2300 557 180.2300 100,388 361 273.9100 52,180 51.98
2022-11-18 Glavin William Francis Jr 458 217.7400 458 217.7400 99,725
2022-11-18 Simonich Brent 920 219.1500 920 219.1500 201,618
2022-03-08 Glavin William Francis Jr 260 142.0200 260 142.0200 36,925
2022-03-08 Glavin William Francis Jr 1,500 141.5100 1,500 141.5100 212,265
2021-02-16 Simonich Brent 1,909 131.0000 1,909 131.0000 250,079
2016-02-29 DINH VIET D 4,844 20.4212 4,844 20.4212 98,920
2016-02-12 Buchheister Jeffrey R. 100 16.4000 100 16.4000 1,640
2015-05-28 Casady Mark S 21,100 42.4802 21,100 42.4802 896,332

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

LPLA / LPL Financial Holdings Inc. Insider Trades
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di LPLA / LPL Financial Holdings Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Menit
Harga di
Menit
Kerugian Maksimal
Dihindari ($)
Kerugian Maksimal
Dihindari (%)
2025-02-26 Cohen Marc Eliot 1,100 365.8500 1,100 365.8500 402,435 37 283.3100 -90,794 -22.56
2024-12-05 Jambusaria Aneri 305 331.9400 305 331.9400 101,242
2024-02-26 Gates Greg 707 267.8700 707 267.8700 189,384
2024-02-26 Gates Greg 1,484 266.9500 1,484 266.9500 396,154
2024-02-26 Gates Greg 8,823 266.1200 8,823 266.1200 2,347,977
2024-02-26 Gates Greg 174 264.7700 174 264.7700 46,070
2024-02-26 Gates Greg 213 263.4400 213 263.4400 56,113
2023-11-10 Larsen Sallie R. 13,488 226.5700 13,488 226.5700 3,055,976
2023-11-02 Jambusaria Aneri 1,930 222.3700 1,930 222.3700 429,174

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

LPLA / LPL Financial Holdings Inc. Insider Trades
Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas
Tanggal
Perdagangan
Tanggal
Formulir Orang Dalam Ticker Judul Keamanan Kode 10b5-1 Langsung Latihan
Harga
Satuan
Harga
Unit
Diubah
Nilai
Diubah (1 ribu)
Sisa
Pilihan
Sisa
Saham
2025-09-03 2025-08-29 4 Thomas Corey E. LPLA Common Stock A - Award D 4 13,830
2025-09-03 2025-08-29 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 14 39,211
2025-09-03 2025-08-29 4 Putnam James S LPLA Common Stock A - Award D 7 136,652
2025-09-03 2025-08-29 4 Mnookin Allison LPLA Common Stock A - Award D 2 11,041
2025-09-03 2025-09-02 4 Jambusaria Aneri LPLA Common Stock S - Sale D 361.2500 -80 -29 5,582
2025-09-03 2025-08-29 4 Glavin William Francis Jr LPLA Common Stock A - Award D 10 23,312
2025-09-03 2025-08-29 4 EBERHART PAULETT LPLA Common Stock A - Award D 4 17,034
2025-09-03 2025-08-29 4 BERNARD EDWARD C LPLA Common Stock A - Award D 3 15,188
2025-08-07 2025-08-05 4 Gates Greg LPLA Common Stock S - Sale D 381.3400 -4 -2 19,120
2025-08-07 2025-08-05 4 Gates Greg LPLA Common Stock S - Sale D 380.4600 -9 -3 19,124
2025-08-07 2025-08-05 4 Gates Greg LPLA Common Stock S - Sale D 378.4700 -30 -11 19,133
2025-08-07 2025-08-05 4 Gates Greg LPLA Common Stock S - Sale D 377.7900 -42 -16 19,163
2025-08-07 2025-08-05 4 Gates Greg LPLA Common Stock S - Sale D 376.3000 -106 -40 19,205
2025-08-07 2025-08-05 4 Gates Greg LPLA Common Stock S - Sale D 375.3700 -45 -17 19,311
2025-08-07 2025-08-05 4 Gates Greg LPLA Common Stock S - Sale D 374.2200 -620 -232 19,356
2025-08-07 2025-08-05 4 Gates Greg LPLA Common Stock S - Sale D 373.4900 -352 -131 19,976
2025-08-07 2025-08-05 4 Gates Greg LPLA Common Stock S - Sale D 372.4300 -161 -60 20,328
2025-08-07 2025-08-05 4 Gates Greg LPLA Common Stock S - Sale D 371.5500 -131 -49 20,489
2025-07-08 2025-07-03 4 Gates Greg LPLA Common Stock S - Sale D 385.2900 -35 -13 20,620
2025-07-08 2025-07-03 4 Gates Greg LPLA Common Stock S - Sale D 384.6100 -315 -121 20,655
2025-07-08 2025-07-03 4 Gates Greg LPLA Common Stock S - Sale D 383.7500 -363 -139 20,970
2025-07-08 2025-07-03 4 Gates Greg LPLA Common Stock S - Sale D 382.5800 -351 -134 21,333
2025-07-08 2025-07-03 4 Gates Greg LPLA Common Stock S - Sale D 381.6900 -159 -61 21,684
2025-07-08 2025-07-03 4 Gates Greg LPLA Common Stock S - Sale D 380.8500 -48 -18 21,843
2025-07-08 2025-07-03 4 Gates Greg LPLA Common Stock S - Sale D 379.3500 -133 -50 21,891
2025-07-08 2025-07-03 4 Gates Greg LPLA Common Stock S - Sale D 378.1700 -96 -36 22,024
2025-06-16 2025-06-12 4 Thomas Corey E. LPLA Common Stock A - Award D 4 13,826
2025-06-16 2025-06-12 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 13 39,197
2025-06-16 2025-06-12 4 Putnam James S LPLA Common Stock A - Award D 6 136,644
2025-06-16 2025-06-12 4 Mnookin Allison LPLA Common Stock A - Award D 2 11,039
2025-06-16 2025-06-12 4 Glavin William Francis Jr LPLA Common Stock A - Award D 10 23,302
2025-06-16 2025-06-12 4 Gates Greg LPLA Common Stock F - Taxes D 379.3900 -234 -89 22,120
2025-06-16 2025-06-12 4 EBERHART PAULETT LPLA Common Stock A - Award D 4 17,030
2025-06-16 2025-06-12 4 Cohen Marc Eliot LPLA Common Stock F - Taxes D 379.3900 -44 -17 4,031
2025-06-16 2025-06-12 4 BERNARD EDWARD C LPLA Common Stock A - Award D 3 15,185
2025-06-09 2025-06-05 4 Gates Greg LPLA Common Stock S - Sale D 382.3700 -123 -47 22,354
2025-06-09 2025-06-05 4 Gates Greg LPLA Common Stock S - Sale D 381.6900 -219 -84 22,477
2025-06-09 2025-06-05 4 Gates Greg LPLA Common Stock S - Sale D 380.5400 -83 -32 22,696
2025-06-09 2025-06-05 4 Gates Greg LPLA Common Stock S - Sale D 379.7900 -409 -155 22,779
2025-06-09 2025-06-05 4 Gates Greg LPLA Common Stock S - Sale D 378.4200 -59 -22 23,188
2025-06-09 2025-06-05 4 Gates Greg LPLA Common Stock S - Sale D 377.3900 -189 -71 23,247
2025-06-09 2025-06-05 4 Gates Greg LPLA Common Stock S - Sale D 376.4900 -143 -54 23,436
2025-06-09 2025-06-05 4 Gates Greg LPLA Common Stock S - Sale D 375.5200 -275 -103 23,579
2025-06-04 2025-06-02 4 SCHIFTER RICHARD P LPLA Common Stock G - Gift D -238 39,184
2025-06-04 2025-06-02 4 Jambusaria Aneri LPLA Common Stock S - Sale D 383.9900 -80 -31 5,662
2025-05-28 2025-05-23 4 Thomas Corey E. LPLA Common Stock A - Award D 308 13,822
2025-05-28 2025-05-23 4 Thomas Corey E. LPLA Common Stock A - Award D 602 13,514
2025-05-28 2025-05-23 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 308 39,422
2025-05-28 2025-05-23 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 602 39,114
2025-05-28 2025-05-23 4 Putnam James S LPLA Common Stock A - Award D 602 136,638
2025-05-28 2025-05-23 4 MULCAHY ANNE M LPLA Common Stock A - Award D 308 36,371
2025-05-28 2025-05-23 4 MULCAHY ANNE M LPLA Common Stock A - Award D 602 36,063
2025-05-28 2025-05-23 4 Mnookin Allison LPLA Common Stock A - Award D 602 11,037
2025-05-28 2025-05-23 4 Ko Albert J LPLA Common Stock A - Award D 308 2,566
2025-05-28 2025-05-23 4 Ko Albert J LPLA Common Stock A - Award D 602 2,258
2025-05-28 2025-05-23 4 Glavin William Francis Jr LPLA Common Stock A - Award D 308 23,292
2025-05-28 2025-05-23 4 Glavin William Francis Jr LPLA Common Stock A - Award D 602 22,984
2025-05-28 2025-05-23 4 EBERHART PAULETT LPLA Common Stock A - Award D 602 17,026
2025-05-28 2025-05-23 4 BERNARD EDWARD C LPLA Common Stock A - Award D 308 15,182
2025-05-28 2025-05-23 4 BERNARD EDWARD C LPLA Common Stock A - Award D 602 14,874
2025-03-26 2025-03-25 4 BERNARD EDWARD C LPLA Common Stock A - Award D 3 14,272
2025-03-26 2025-03-25 4 EBERHART PAULETT LPLA Common Stock A - Award D 4 16,424
2025-03-26 2025-03-25 4 Glavin William Francis Jr LPLA Common Stock A - Award D 11 22,382
2025-03-26 2025-03-25 4 Mnookin Allison LPLA Common Stock A - Award D 2 10,435
2025-03-26 2025-03-25 4 Putnam James S LPLA Common Stock A - Award D 8 136,036
2025-03-26 2025-03-25 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 15 38,512
2025-03-26 2025-03-24 4 SCHIFTER RICHARD P LPLA Common Stock G - Gift D -110 38,497
2025-03-26 2025-03-24 4 SCHIFTER RICHARD P LPLA Common Stock G - Gift D -110 38,497
2025-03-26 2025-03-24 4 SCHIFTER RICHARD P LPLA Common Stock G - Gift D -110 38,607
2025-03-26 2025-03-24 4 SCHIFTER RICHARD P LPLA Common Stock G - Gift D -110 38,717
2025-03-26 2025-03-24 4 SCHIFTER RICHARD P LPLA Common Stock G - Gift D -110 38,827
2025-03-26 2025-03-24 4 SCHIFTER RICHARD P LPLA Common Stock G - Gift D -110 38,937
2025-03-26 2025-03-24 4 SCHIFTER RICHARD P LPLA Common Stock G - Gift D -110 39,047
2025-03-26 2025-03-24 4 SCHIFTER RICHARD P LPLA Common Stock G - Gift D -110 39,157
2025-03-26 2025-03-24 4 SCHIFTER RICHARD P LPLA Common Stock G - Gift D -110 39,267
2025-03-26 2025-03-24 4 SCHIFTER RICHARD P LPLA Common Stock G - Gift D -110 39,377
2025-03-26 2025-03-24 4 SCHIFTER RICHARD P LPLA Common Stock G - Gift D -110 39,487
2025-03-26 2025-03-25 4 Thomas Corey E. LPLA Common Stock A - Award D 4 12,912
2025-03-17 2025-03-14 4 Jambusaria Aneri LPLA Common Stock S - Sale D 311.8700 -80 -25 5,742
2025-03-17 2025-03-13 4 EBERHART PAULETT LPLA Common Stock G - Gift D -4,305 16,420
2025-03-10 3 Reeping Katharine LPLA Common Stock D 2,028
2025-02-27 2025-02-25 4 Steinmeier Richard LPLA Common Stock A - Award D 6,971 31,439
2025-02-27 2025-02-25 4 Steinmeier Richard LPLA Common Stock F - Taxes D 357.3600 -4,764 -1,702 24,468
2025-02-27 2025-02-25 4 Steinmeier Richard LPLA Common Stock A - Award D 7,836 29,232
2025-02-27 2025-02-25 4 Jambusaria Aneri LPLA Common Stock A - Award D 1,106 5,822
2025-02-27 2025-02-25 4 Jambusaria Aneri LPLA Common Stock F - Taxes D 357.3600 -992 -355 4,716
2025-02-27 2025-02-25 4 Jambusaria Aneri LPLA Common Stock A - Award D 1,788 5,708
2025-02-27 2025-02-25 4 Gates Greg LPLA Common Stock A - Award D 2,157 23,854
2025-02-27 2025-02-25 4 Gates Greg LPLA Common Stock F - Taxes D 357.3600 -3,319 -1,186 21,697
2025-02-27 2025-02-25 4 Gates Greg LPLA Common Stock A - Award D 6,170 25,016
2025-02-27 2025-02-25 4 Enyedi Matthew LPLA Common Stock A - Award D 1,659 13,588
2025-02-27 2025-02-25 4 Enyedi Matthew LPLA Common Stock F - Taxes D 357.3600 -3,130 -1,119 11,929
2025-02-27 2025-02-25 4 Enyedi Matthew LPLA Common Stock A - Award D 4,564 15,059
2025-02-27 2025-02-25 4 Dadyar Sara LPLA Common Stock A - Award D 1,797 1,797
2025-02-27 2025-02-26 4 Cohen Marc Eliot LPLA Common Stock S - Sale D 365.8500 -1,100 -402 4,075
2025-02-27 2025-02-25 4 Cohen Marc Eliot LPLA Common Stock A - Award D 774 5,175
2025-02-27 2025-02-25 4 Cohen Marc Eliot LPLA Common Stock F - Taxes D 357.3600 -673 -241 4,401
2025-02-27 2025-02-25 4 Cohen Marc Eliot LPLA Common Stock A - Award D 1,140 5,074
2025-02-27 2025-02-25 4 Brown Althea LPLA Common Stock A - Award D 1,272 6,711
2025-02-27 2025-02-25 4 Brown Althea LPLA Common Stock F - Taxes D 357.3600 -237 -85 5,439
2025-02-27 2025-02-26 4 Audette Matthew J LPLA Common Stock S - Sale D 360.0700 -4,588 -1,652 16,538
2025-02-27 2025-02-25 4 Audette Matthew J LPLA Common Stock A - Award D 5,947 21,126
2025-02-27 2025-02-25 4 Audette Matthew J LPLA Common Stock F - Taxes D 357.3600 -4,738 -1,693 15,179
2025-02-27 2025-02-25 4 Audette Matthew J LPLA Common Stock A - Award D 7,154 19,917
2025-02-20 2025-02-18 4 Steinmeier Richard LPLA Common Stock S - Sale D 373.7900 -3,500 -1,308 21,396
2025-02-12 2025-02-10 4 Enyedi Matthew LPLA Common Stock S - Sale D 369.3300 -5,154 -1,904 10,495
2025-02-12 2025-02-10 4 Enyedi Matthew LPLA Common Stock M - Exercise D 39.4800 5,154 203 15,649
2025-02-07 2025-02-06 4 Audette Matthew J LPLA Common Stock G - Gift D -900 12,763
2025-02-07 2025-02-05 4 Audette Matthew J LPLA Common Stock S - Sale D 368.0800 -1,417 -522 13,663
2025-02-07 2025-02-05 4 Audette Matthew J LPLA Common Stock S - Sale D 367.3700 -3,173 -1,166 15,080
2025-02-07 2025-02-05 4 Audette Matthew J LPLA Common Stock S - Sale D 366.4000 -10,307 -3,776 18,253
2025-02-07 2025-02-05 4 Audette Matthew J LPLA Common Stock S - Sale D 365.3700 -5,260 -1,922 28,560
2025-02-07 2025-02-05 4 Audette Matthew J LPLA Common Stock S - Sale D 364.3700 -3,247 -1,183 33,820
2025-02-07 2025-02-05 4 Audette Matthew J LPLA Common Stock S - Sale D 362.3000 -300 -109 37,067
2025-02-07 2025-02-05 4 Audette Matthew J LPLA Common Stock S - Sale D 361.3900 -2,900 -1,048 37,367
2025-02-07 2025-02-05 4 Audette Matthew J LPLA Common Stock S - Sale D 360.0000 -2,173 -782 40,267
2025-02-07 2025-02-05 4 Audette Matthew J LPLA Common Stock M - Exercise D 77.5300 12,903 1,000 42,440
2025-02-07 2025-02-05 4 Audette Matthew J LPLA Common Stock M - Exercise D 65.5000 15,874 1,040 29,537
2024-12-31 3 Cohen Marc Eliot LPLA Common Stock D 3,934
2024-12-31 3 Cohen Marc Eliot Held by the Reporting Person's spouse LPLA Common Stock I 19
2024-12-09 2024-12-05 4 Jambusaria Aneri LPLA Common Stock S - Sale D 331.9400 -305 -101 3,920
2024-12-04 2024-12-02 4 Thomas Corey E. LPLA Common Stock A - Award D 5 12,908
2024-12-04 2024-12-02 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 16 39,707
2024-12-04 2024-12-02 4 Putnam James S LPLA Common Stock A - Award D 8 136,028
2024-12-04 2024-12-02 4 Mnookin Allison LPLA Common Stock A - Award D 2 10,433
2024-12-04 2024-12-02 4 Glavin William Francis Jr LPLA Common Stock A - Award D 12 22,371
2024-12-04 2024-12-02 4 EBERHART PAULETT LPLA Common Stock A - Award D 4 20,725
2024-12-04 2024-12-02 4 BERNARD EDWARD C LPLA Common Stock A - Award D 3 14,269
2024-09-16 2024-09-12 4 Brown Althea LPLA Common Stock F - Taxes D 206.9800 -514 -106 5,676
2024-08-27 2024-08-23 4 Thomas Corey E. LPLA Common Stock A - Award D 10 12,903
2024-08-27 2024-08-23 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 27 39,691
2024-08-27 2024-08-23 4 Putnam James S LPLA Common Stock A - Award D 16 136,020
2024-08-27 2024-08-23 4 Mnookin Allison LPLA Common Stock A - Award D 6 10,431
2024-08-27 2024-08-23 4 Glavin William Francis Jr LPLA Common Stock A - Award D 20 22,359
2024-08-27 2024-08-23 4 EBERHART PAULETT LPLA Common Stock A - Award D 9 20,721
2024-08-27 2024-08-23 4 BERNARD EDWARD C LPLA Common Stock A - Award D 7 14,266
2024-08-13 2024-08-09 4 SCHIFTER RICHARD P LPLA Common Stock G - Gift D -182 39,664
2024-08-13 2024-08-09 4 SCHIFTER RICHARD P LPLA Common Stock G - Gift D -182 39,664
2024-08-13 2024-08-09 4 SCHIFTER RICHARD P LPLA Common Stock G - Gift D -182 39,846
2024-08-13 2024-08-09 4 SCHIFTER RICHARD P LPLA Common Stock G - Gift D -182 40,028
2024-08-13 2024-08-09 4 SCHIFTER RICHARD P LPLA Common Stock G - Gift D -182 40,210
2024-08-13 2024-08-09 4 SCHIFTER RICHARD P LPLA Common Stock G - Gift D -182 40,392
2024-08-13 2024-08-09 4 SCHIFTER RICHARD P LPLA Common Stock G - Gift D -182 40,574
2024-08-13 2024-08-09 4 SCHIFTER RICHARD P LPLA Common Stock G - Gift D -182 40,756
2024-08-13 2024-08-09 4 SCHIFTER RICHARD P LPLA Common Stock G - Gift D -182 40,938
2024-08-13 2024-08-09 4 SCHIFTER RICHARD P LPLA Common Stock G - Gift D -182 41,120
2024-08-13 2024-08-09 4 SCHIFTER RICHARD P LPLA Common Stock G - Gift D -182 41,302
2024-06-18 2024-06-14 4 Arnold Dan H. LPLA Common Stock S - Sale D 277.3100 -5,677 -1,574 142,608
2024-06-18 2024-06-14 4 Arnold Dan H. LPLA Common Stock M - Exercise D 39.4800 10,000 395 148,285
2024-06-14 2024-06-12 4 Gates Greg LPLA Common Stock F - Taxes D 278.9900 -234 -65 18,846
2024-06-07 2024-06-05 4 Arnold Dan H. LPLA Common Stock G - Gift D -3,525 138,285
2024-06-06 2024-06-04 4 Thomas Corey E. LPLA Common Stock A - Award D 8 12,893
2024-06-06 2024-06-04 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 20 41,666
2024-06-06 2024-06-04 4 Putnam James S LPLA Common Stock A - Award D 10 136,004
2024-06-06 2024-06-04 4 Mnookin Allison LPLA Common Stock A - Award D 4 10,425
2024-06-06 2024-06-04 4 Glavin William Francis Jr LPLA Common Stock A - Award D 16 22,339
2024-06-06 2024-06-04 4 EBERHART PAULETT LPLA Common Stock A - Award D 6 20,712
2024-06-06 2024-06-04 4 BERNARD EDWARD C LPLA Common Stock A - Award D 5 14,259
2024-05-14 2024-05-10 4 Thomas Corey E. LPLA Common Stock A - Award D 378 12,885
2024-05-14 2024-05-10 4 Thomas Corey E. LPLA Common Stock A - Award D 699 12,507
2024-05-14 2024-05-10 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 378 41,646
2024-05-14 2024-05-10 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 699 41,268
2024-05-14 2024-05-10 4 Putnam James S LPLA Common Stock A - Award D 699 135,994
2024-05-14 2024-05-10 4 MULCAHY ANNE M LPLA Common Stock A - Award D 378 35,461
2024-05-14 2024-05-10 4 MULCAHY ANNE M LPLA Common Stock A - Award D 699 35,083
2024-05-14 2024-05-10 4 Mnookin Allison LPLA Common Stock A - Award D 699 10,421
2024-05-14 2024-05-10 4 Ko Albert J LPLA Common Stock A - Award D 699 1,656
2024-05-14 2024-05-10 4 Glavin William Francis Jr LPLA Common Stock A - Award D 378 22,323
2024-05-14 2024-05-10 4 Glavin William Francis Jr LPLA Common Stock A - Award D 699 21,945
2024-05-14 2024-05-10 4 EBERHART PAULETT LPLA Common Stock A - Award D 699 20,706
2024-05-14 2024-05-10 4 BERNARD EDWARD C LPLA Common Stock A - Award D 699 14,254
2024-03-28 2024-03-26 4 Thomas Corey E. LPLA Common Stock A - Award D 8 11,808
2024-03-28 2024-03-26 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 22 40,569
2024-03-28 2024-03-26 4 Putnam James S LPLA Common Stock A - Award D 12 135,296
2024-03-28 2024-03-26 4 Mnookin Allison LPLA Common Stock A - Award D 4 9,722
2024-03-28 2024-03-26 4 Glavin William Francis Jr LPLA Common Stock A - Award D 16 21,246
2024-03-28 2024-03-26 4 EBERHART PAULETT LPLA Common Stock A - Award D 6 20,007
2024-03-28 2024-03-26 4 BERNARD EDWARD C LPLA Common Stock A - Award D 5 13,555
2024-02-27 2024-02-25 4 Steinmeier Richard LPLA Common Stock A - Award D 2,603 24,896
2024-02-27 2024-02-25 4 Steinmeier Richard LPLA Common Stock F - Taxes D 263.3600 -7,397 -1,948 22,293
2024-02-27 2024-02-25 4 Steinmeier Richard LPLA Common Stock A - Award D 12,776 29,690
2024-02-27 2024-02-26 4 Sethi Kabir LPLA Common Stock S - Sale D 267.9000 -242 -65 10,245
2024-02-27 2024-02-26 4 Sethi Kabir LPLA Common Stock S - Sale D 266.8900 -323 -86 10,487
2024-02-27 2024-02-26 4 Sethi Kabir LPLA Common Stock S - Sale D 266.1200 -662 -176 10,810
2024-02-27 2024-02-26 4 Sethi Kabir LPLA Common Stock S - Sale D 263.5900 -73 -19 11,472
2024-02-27 2024-02-25 4 Sethi Kabir LPLA Common Stock F - Taxes D 263.3600 -192 -51 11,545
2024-02-27 2024-02-25 4 Jambusaria Aneri LPLA Common Stock A - Award D 1,138 4,225
2024-02-27 2024-02-25 4 Jambusaria Aneri LPLA Common Stock F - Taxes D 263.3600 -1,295 -341 3,087
2024-02-27 2024-02-25 4 Jambusaria Aneri LPLA Common Stock A - Award D 2,580 4,382
2024-02-27 2024-02-26 4 Gates Greg LPLA Common Stock S - Sale D 267.8700 -707 -189 19,080
2024-02-27 2024-02-26 4 Gates Greg LPLA Common Stock S - Sale D 266.9500 -1,484 -396 19,787
2024-02-27 2024-02-26 4 Gates Greg LPLA Common Stock S - Sale D 266.1200 -8,823 -2,348 21,271
2024-02-27 2024-02-26 4 Gates Greg LPLA Common Stock S - Sale D 264.7700 -174 -46 30,094
2024-02-27 2024-02-26 4 Gates Greg LPLA Common Stock S - Sale D 263.4400 -213 -56 30,268
2024-02-27 2024-02-25 4 Gates Greg LPLA Common Stock A - Award D 2,326 30,481
2024-02-27 2024-02-25 4 Gates Greg LPLA Common Stock F - Taxes D 263.3600 -3,164 -833 28,155
2024-02-27 2024-02-25 4 Gates Greg LPLA Common Stock A - Award D 5,938 31,319
2024-02-27 2024-02-26 4 Enyedi Matthew LPLA Common Stock S - Sale D 263.0000 -2,400 -631 10,495
2024-02-27 2024-02-25 4 Enyedi Matthew LPLA Common Stock A - Award D 1,789 12,895
2024-02-27 2024-02-25 4 Enyedi Matthew LPLA Common Stock F - Taxes D 263.3600 -3,424 -902 11,106
2024-02-27 2024-02-25 4 Enyedi Matthew LPLA Common Stock A - Award D 5,896 14,530
2024-02-27 2024-02-25 4 Brown Althea LPLA Common Stock A - Award D 1,871 6,190
2024-02-27 2024-02-26 4 Audette Matthew J LPLA Common Stock S - Sale D 267.7900 -1,315 -352 13,663
2024-02-27 2024-02-26 4 Audette Matthew J LPLA Common Stock S - Sale D 266.6800 -2,613 -697 14,978
2024-02-27 2024-02-26 4 Audette Matthew J LPLA Common Stock S - Sale D 265.6800 -1,219 -324 17,591
2024-02-27 2024-02-26 4 Audette Matthew J LPLA Common Stock S - Sale D 264.3700 -300 -79 18,810
2024-02-27 2024-02-26 4 Audette Matthew J LPLA Common Stock S - Sale D 263.4100 -127 -33 19,110
2024-02-27 2024-02-25 4 Audette Matthew J LPLA Common Stock A - Award D 2,359 19,237
2024-02-27 2024-02-25 4 Audette Matthew J LPLA Common Stock F - Taxes D 263.3600 -7,068 -1,861 16,878
2024-02-27 2024-02-25 4 Audette Matthew J LPLA Common Stock A - Award D 11,302 23,946
2024-02-27 2024-02-26 4 Arnold Dan H. LPLA Common Stock S - Sale D 267.8000 -8,411 -2,252 141,810
2024-02-27 2024-02-26 4 Arnold Dan H. LPLA Common Stock S - Sale D 266.7600 -11,506 -3,069 150,221
2024-02-27 2024-02-26 4 Arnold Dan H. LPLA Common Stock S - Sale D 265.9900 -12,390 -3,296 161,727
2024-02-27 2024-02-26 4 Arnold Dan H. LPLA Common Stock S - Sale D 264.9000 -1,200 -318 174,117
2024-02-27 2024-02-26 4 Arnold Dan H. LPLA Common Stock S - Sale D 263.5900 -800 -211 175,317
2024-02-27 2024-02-26 4 Arnold Dan H. LPLA Common Stock S - Sale D 262.7300 -500 -131 176,117
2024-02-27 2024-02-26 4 Arnold Dan H. LPLA Common Stock M - Exercise D 39.4800 2,911 115 176,617
2024-02-27 2024-02-25 4 Arnold Dan H. LPLA Common Stock A - Award D 12,752 173,706
2024-02-27 2024-02-25 4 Arnold Dan H. LPLA Common Stock F - Taxes D 263.3600 -41,015 -10,802 160,954
2024-02-27 2024-02-25 4 Arnold Dan H. LPLA Common Stock A - Award D 68,800 201,969
2024-02-27 2024-02-23 4 Arnold Dan H. LPLA Common Stock S - Sale D 266.4300 -1,822 -485 133,169
2024-02-27 2024-02-23 4 Arnold Dan H. LPLA Common Stock S - Sale D 265.3900 -5,267 -1,398 134,991
2024-02-27 2024-02-23 4 Arnold Dan H. LPLA Common Stock M - Exercise D 39.4800 7,089 280 140,258
2024-02-22 2024-02-20 4 Enyedi Matthew LPLA Common Stock S - Sale D 256.9400 -1,381 -355 8,634
2024-02-22 2024-02-20 4 Enyedi Matthew LPLA Common Stock M - Exercise D 45.5500 1,381 63 10,015
2024-02-22 2024-02-20 4 Arnold Dan H. LPLA Common Stock G - Gift D -3,875 133,169
2024-02-22 2024-02-20 4 Arnold Dan H. LPLA Common Stock S - Sale D 259.4700 -200 -52 137,044
2024-02-22 2024-02-20 4 Arnold Dan H. LPLA Common Stock S - Sale D 258.2700 -1,200 -310 137,244
2024-02-22 2024-02-20 4 Arnold Dan H. LPLA Common Stock S - Sale D 257.1100 -1,504 -387 138,444
2024-02-22 2024-02-20 4 Arnold Dan H. LPLA Common Stock S - Sale D 256.1900 -4,172 -1,069 139,948
2024-02-22 2024-02-20 4 Arnold Dan H. LPLA Common Stock S - Sale D 255.1900 -2,924 -746 144,120
2024-02-22 2024-02-20 4 Arnold Dan H. LPLA Common Stock M - Exercise D 39.4800 10,000 395 147,044
2024-02-07 2024-02-05 4 Audette Matthew J LPLA Common Stock S - Sale D 251.0200 -212 -53 12,644
2024-02-07 2024-02-05 4 Audette Matthew J LPLA Common Stock S - Sale D 249.9500 -2,147 -537 12,856
2024-02-07 2024-02-05 4 Audette Matthew J LPLA Common Stock S - Sale D 249.1000 -9,595 -2,390 15,003
2024-02-07 2024-02-05 4 Audette Matthew J LPLA Common Stock S - Sale D 248.0500 -15,250 -3,783 24,598
2024-02-07 2024-02-05 4 Audette Matthew J LPLA Common Stock S - Sale D 246.0200 -500 -123 39,848
2024-02-07 2024-02-05 4 Audette Matthew J LPLA Common Stock M - Exercise D 39.4800 27,704 1,094 40,348
2023-12-26 2023-12-22 4 SCHIFTER RICHARD P LPLA Common Stock G - Gift D -148 40,547
2023-12-26 2023-12-22 4 SCHIFTER RICHARD P LPLA Common Stock G - Gift D -148 40,547
2023-12-26 2023-12-22 4 SCHIFTER RICHARD P LPLA Common Stock G - Gift D -148 40,547
2023-12-26 2023-12-22 4 SCHIFTER RICHARD P LPLA Common Stock G - Gift D -148 40,695
2023-12-26 2023-12-22 4 SCHIFTER RICHARD P LPLA Common Stock G - Gift D -148 40,843
2023-12-26 2023-12-22 4 SCHIFTER RICHARD P LPLA Common Stock G - Gift D -148 40,991
2023-12-26 2023-12-22 4 SCHIFTER RICHARD P LPLA Common Stock G - Gift D -148 41,139
2023-12-26 2023-12-22 4 SCHIFTER RICHARD P LPLA Common Stock G - Gift D -148 41,287
2023-12-26 2023-12-22 4 SCHIFTER RICHARD P LPLA Common Stock G - Gift D -148 41,435
2023-12-26 2023-12-22 4 SCHIFTER RICHARD P LPLA Common Stock G - Gift D -148 41,583
2023-12-26 2023-12-22 4 SCHIFTER RICHARD P LPLA Common Stock G - Gift D -148 41,731
2023-12-14 2023-12-12 4 Arnold Dan H. LPLA Common Stock G - Gift D -4,400 137,044
2023-11-29 2023-11-27 4 Thomas Corey E. LPLA Common Stock A - Award D 9 11,800
2023-11-29 2023-11-27 4 Thomas Corey E. LPLA Common Stock A - Award D 1 11,791
2023-11-29 2023-11-27 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 25 42,175
2023-11-29 2023-11-27 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 1 42,150
2023-11-29 2023-11-27 4 Putnam James S LPLA Common Stock A - Award D 14 135,284
2023-11-29 2023-11-27 4 Putnam James S LPLA Common Stock A - Award D 1 135,270
2023-11-29 2023-11-27 4 Mnookin Allison LPLA Common Stock A - Award D 5 9,718
2023-11-29 2023-11-27 4 Mnookin Allison LPLA Common Stock A - Award D 1 9,713
2023-11-29 2023-11-27 4 Glavin William Francis Jr LPLA Common Stock A - Award D 19 21,230
2023-11-29 2023-11-27 4 Glavin William Francis Jr LPLA Common Stock A - Award D 1 21,211
2023-11-29 2023-11-27 4 EBERHART PAULETT LPLA Common Stock A - Award D 8 20,001
2023-11-29 2023-11-27 4 EBERHART PAULETT LPLA Common Stock A - Award D 1 19,993
2023-11-29 2023-11-27 4 BERNARD EDWARD C LPLA Common Stock A - Award D 6 13,550
2023-11-29 2023-11-27 4 BERNARD EDWARD C LPLA Common Stock A - Award D 1 13,544
2023-11-14 2023-11-09 4 Arnold Dan H. LPLA Common Stock G - Gift D -4,440 141,444
2023-11-14 2023-11-10 4 Larsen Sallie R. LPLA Common Stock S - Sale D 226.5700 -13,488 -3,056 25,196
2023-11-14 2023-11-10 4 Larsen Sallie R. LPLA Common Stock M - Exercise D 54.8100 13,488 739 38,684
2023-11-08 2023-11-06 4 Enyedi Matthew LPLA Common Stock G - Gift D -1,344 8,634
2023-11-06 2023-11-02 4 Jambusaria Aneri LPLA Common Stock S - Sale D 222.3700 -1,930 -429 1,802
2023-09-21 2023-09-20 4 Arnold Dan H. LPLA Common Stock S - Sale D 250.0300 -353 -88 145,884
2023-09-21 2023-09-20 4 Arnold Dan H. LPLA Common Stock M - Exercise D 39.4800 353 14 146,237
2023-09-21 2023-09-19 4 Arnold Dan H. LPLA Common Stock S - Sale D 250.0000 -175 -44 145,884
2023-09-21 2023-09-19 4 Arnold Dan H. LPLA Common Stock M - Exercise D 39.4800 175 7 146,059
2023-09-15 2023-09-13 4 Steinmeier Richard LPLA Common Stock S - Sale D 244.6500 -100 -24 16,914
2023-09-15 2023-09-13 4 Steinmeier Richard LPLA Common Stock S - Sale D 243.9900 -1,200 -293 17,014
2023-09-15 2023-09-13 4 Steinmeier Richard LPLA Common Stock S - Sale D 242.7700 -5,334 -1,295 18,214
2023-09-15 2023-09-13 4 Steinmeier Richard LPLA Common Stock S - Sale D 242.0700 -3,666 -887 23,548
2023-09-14 2023-09-12 4 Brown Althea LPLA Common Stock A - Award D 4,319 4,319
2023-09-05 2023-08-22 4 Enyedi Matthew LPLA Common Stock S - Sale D 230.8600 -3,265 -754 9,978
2023-09-05 2023-08-22 4 Enyedi Matthew LPLA Common Stock M - Exercise D 45.5500 650 30 13,243
2023-09-05 2023-08-22 4 Enyedi Matthew LPLA Common Stock M - Exercise D 45.5500 2,615 119 12,593
2023-08-29 2023-08-25 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 25 42,149
2023-08-29 2023-08-25 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 1 42,124
2023-08-29 2023-08-25 4 Thomas Corey E. LPLA Common Stock A - Award D 9 11,790
2023-08-29 2023-08-25 4 Thomas Corey E. LPLA Common Stock A - Award D 1 11,781
2023-08-29 2023-08-25 4 BERNARD EDWARD C LPLA Common Stock A - Award D 6 13,543
2023-08-29 2023-08-25 4 BERNARD EDWARD C LPLA Common Stock A - Award D 1 13,537
2023-08-29 2023-08-25 4 EBERHART PAULETT LPLA Common Stock A - Award D 8 19,992
2023-08-29 2023-08-25 4 EBERHART PAULETT LPLA Common Stock A - Award D 1 19,984
2023-08-29 2023-08-25 4 Glavin William Francis Jr LPLA Common Stock A - Award D 19 21,210
2023-08-29 2023-08-25 4 Glavin William Francis Jr LPLA Common Stock A - Award D 1 21,191
2023-08-29 2023-08-25 4 Putnam James S LPLA Common Stock A - Award D 14 135,268
2023-08-29 2023-08-25 4 Putnam James S LPLA Common Stock A - Award D 1 135,254
2023-08-29 2023-08-25 4 Mnookin Allison LPLA Common Stock A - Award D 5 9,712
2023-08-29 2023-08-25 4 Mnookin Allison LPLA Common Stock A - Award D 1 9,707
2023-07-12 2023-07-10 4 Arnold Dan H. LPLA Common Stock G - Gift D -9,000 145,884
2023-06-13 2023-06-12 4 Gates Greg LPLA Common Stock A - Award D 1,532 25,381
2023-06-07 2023-06-05 4 Jambusaria Aneri LPLA Common Stock F - Taxes D 199.9900 -896 -179 3,732
2023-06-07 2023-06-05 4 Gates Greg LPLA Common Stock F - Taxes D 199.9900 -688 -138 23,849
2023-06-05 2023-06-01 4 Thomas Corey E. LPLA Common Stock A - Award D 12 11,780
2023-06-05 2023-06-01 4 Thomas Corey E. LPLA Common Stock A - Award D 1 11,768
2023-06-05 2023-06-01 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 32 42,123
2023-06-05 2023-06-01 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 1 42,091
2023-06-05 2023-06-01 4 Putnam James S LPLA Common Stock A - Award D 17 135,254
2023-06-05 2023-06-01 4 Putnam James S LPLA Common Stock A - Award D 1 135,236
2023-06-05 2023-06-01 4 Mnookin Allison LPLA Common Stock A - Award D 6 9,706
2023-06-05 2023-06-01 4 Mnookin Allison LPLA Common Stock A - Award D 1 9,700
2023-06-05 2023-06-01 4 Glavin William Francis Jr LPLA Common Stock A - Award D 25 21,190
2023-06-05 2023-06-01 4 Glavin William Francis Jr LPLA Common Stock A - Award D 1 21,165
2023-06-05 2023-06-01 4 EBERHART PAULETT LPLA Common Stock A - Award D 9 19,983
2023-06-05 2023-06-01 4 EBERHART PAULETT LPLA Common Stock A - Award D 1 19,974
2023-06-05 2023-06-01 4 BERNARD EDWARD C LPLA Common Stock A - Award D 8 13,536
2023-06-05 2023-06-01 4 BERNARD EDWARD C LPLA Common Stock A - Award D 1 13,528
2023-05-16 2023-05-12 4 Ko Albert J LPLA Common Stock A - Award D 784 957
2023-05-16 2023-05-12 4 MULCAHY ANNE M LPLA Common Stock A - Award D 506 34,384
2023-05-16 2023-05-12 4 MULCAHY ANNE M LPLA Common Stock A - Award D 784 33,878
2023-05-16 2023-05-12 4 BERNARD EDWARD C LPLA Common Stock A - Award D 506 13,527
2023-05-16 2023-05-12 4 BERNARD EDWARD C LPLA Common Stock A - Award D 784 13,021
2023-05-16 2023-05-12 4 Putnam James S LPLA Common Stock A - Award D 506 135,236
2023-05-16 2023-05-12 4 Putnam James S LPLA Common Stock A - Award D 784 134,730
2023-05-16 2023-05-12 4 Thomas Corey E. LPLA Common Stock A - Award D 506 11,767
2023-05-16 2023-05-12 4 Thomas Corey E. LPLA Common Stock A - Award D 784 11,261
2023-05-16 2023-05-12 4 Mnookin Allison LPLA Common Stock A - Award D 784 9,699
2023-05-16 2023-05-12 4 EBERHART PAULETT LPLA Common Stock A - Award D 784 19,973
2023-05-16 2023-05-12 4 Glavin William Francis Jr LPLA Common Stock A - Award D 506 21,164
2023-05-16 2023-05-12 4 Glavin William Francis Jr LPLA Common Stock A - Award D 784 20,658
2023-05-16 2023-05-12 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 506 42,090
2023-05-16 2023-05-12 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 784 41,584
2023-05-09 2023-05-06 4 Sethi Kabir LPLA Common Stock F - Taxes D 190.8200 -1,847 -352 11,737
2023-05-05 2023-05-04 4 Glavin William Francis Jr Held by Spouse's Trust LPLA Common Stock P - Purchase I 180.2300 557 100 2,775
2023-04-26 2023-04-24 4 EBERHART PAULETT LPLA Common Stock G - Gift D -2,870 19,189
2023-03-30 2023-03-28 4 Thomas Corey E. LPLA Common Stock A - Award D 11 10,477
2023-03-30 2023-03-28 4 Thomas Corey E. LPLA Common Stock A - Award D 1 10,466
2023-03-30 2023-03-28 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 30 40,800
2023-03-30 2023-03-28 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 1 40,770
2023-03-30 2023-03-28 4 Putnam James S LPLA Common Stock A - Award D 16 133,946
2023-03-30 2023-03-28 4 Putnam James S LPLA Common Stock A - Award D 1 133,930
2023-03-30 2023-03-28 4 Mnookin Allison LPLA Common Stock A - Award D 5 8,915
2023-03-30 2023-03-28 4 Mnookin Allison LPLA Common Stock A - Award D 1 8,910
2023-03-30 2023-03-28 4 Glavin William Francis Jr LPLA Common Stock A - Award D 23 19,874
2023-03-30 2023-03-28 4 Glavin William Francis Jr LPLA Common Stock A - Award D 1 19,851
2023-03-30 2023-03-28 4 EBERHART PAULETT LPLA Common Stock A - Award D 8 22,059
2023-03-30 2023-03-28 4 EBERHART PAULETT LPLA Common Stock A - Award D 1 22,051
2023-03-30 2023-03-28 4 BERNARD EDWARD C LPLA Common Stock A - Award D 7 12,237
2023-03-30 2023-03-28 4 BERNARD EDWARD C LPLA Common Stock A - Award D 1 12,230
2023-03-15 2023-03-13 4 SCHIFTER RICHARD P LPLA Common Stock J - Other D -11,588 40,769
2023-02-28 2023-02-25 4 Sethi Kabir LPLA Common Stock A - Award D 1,476 13,584
2023-02-28 2023-02-25 4 Steinmeier Richard LPLA Common Stock A - Award D 1,856 27,214
2023-02-28 2023-02-25 4 Steinmeier Richard LPLA Common Stock F - Taxes D 247.3000 -7,379 -1,825 25,358
2023-02-28 2023-02-25 4 Steinmeier Richard LPLA Common Stock A - Award D 12,396 32,737
2023-02-28 2023-02-25 4 Simonich Brent LPLA Common Stock A - Award D 1,086 6,773
2023-02-28 2023-02-25 4 Simonich Brent LPLA Common Stock F - Taxes D 247.3000 -355 -88 5,687
2023-02-28 2023-02-25 4 SEMERJIAN DAYTON LPLA Common Stock F - Taxes D 247.3000 -6,323 -1,564 19,118
2023-02-28 2023-02-25 4 SEMERJIAN DAYTON LPLA Common Stock A - Award D 11,068 25,441
2023-02-28 2023-02-27 4 Larsen Sallie R. LPLA Common Stock S - Sale D 248.1300 -4,439 -1,101 25,196
2023-02-28 2023-02-25 4 Larsen Sallie R. LPLA Common Stock A - Award D 2,531 29,635
2023-02-28 2023-02-25 4 Larsen Sallie R. LPLA Common Stock F - Taxes D 247.3000 -4,281 -1,059 27,104
2023-02-28 2023-02-25 4 Larsen Sallie R. LPLA Common Stock A - Award D 6,830 31,385
2023-02-28 2023-02-27 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 246.9900 -1,401 -346 23,852
2023-02-28 2023-02-27 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 246.1000 -2,408 -593 25,253
2023-02-28 2023-02-27 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 245.2400 -1,000 -245 27,661
2023-02-28 2023-02-25 4 Oroschakoff Michelle LPLA Common Stock A - Award D 1,350 28,661
2023-02-28 2023-02-25 4 Oroschakoff Michelle LPLA Common Stock F - Taxes D 247.3000 -5,186 -1,282 27,311
2023-02-28 2023-02-25 4 Oroschakoff Michelle LPLA Common Stock A - Award D 9,170 32,497
2023-02-28 2023-02-25 4 Jambusaria Aneri LPLA Common Stock A - Award D 776 4,628
2023-02-28 2023-02-25 4 Jambusaria Aneri LPLA Common Stock F - Taxes D 247.3000 -276 -68 3,852
2023-02-28 2023-02-25 4 Gates Greg LPLA Common Stock A - Award D 1,528 24,537
2023-02-28 2023-02-25 4 Gates Greg LPLA Common Stock F - Taxes D 247.3000 -2,540 -628 23,009
2023-02-28 2023-02-25 4 Gates Greg LPLA Common Stock A - Award D 4,410 25,549
2023-02-28 2023-02-27 4 Audette Matthew J LPLA Common Stock S - Sale D 247.0100 -2,009 -496 12,644
2023-02-28 2023-02-27 4 Audette Matthew J LPLA Common Stock S - Sale D 246.0600 -3,574 -879 14,653
2023-02-28 2023-02-27 4 Audette Matthew J LPLA Common Stock S - Sale D 245.3000 -1,528 -375 18,227
2023-02-28 2023-02-25 4 Audette Matthew J LPLA Common Stock A - Award D 1,772 19,755
2023-02-28 2023-02-25 4 Audette Matthew J LPLA Common Stock F - Taxes D 247.3000 -8,788 -2,173 17,983
2023-02-28 2023-02-25 4 Audette Matthew J LPLA Common Stock A - Award D 14,104 26,771
2023-02-28 2023-02-25 4 Enyedi Matthew LPLA Common Stock A - Award D 1,481 9,978
2023-02-28 2023-02-25 4 Enyedi Matthew LPLA Common Stock F - Taxes D 247.3000 -3,477 -860 8,497
2023-02-28 2023-02-25 4 Enyedi Matthew LPLA Common Stock A - Award D 6,324 11,974
2023-02-28 2023-02-27 4 Arnold Dan H. LPLA Common Stock S - Sale D 247.4400 -2,060 -510 154,884
2023-02-28 2023-02-27 4 Arnold Dan H. LPLA Common Stock S - Sale D 246.7100 -16,316 -4,025 156,944
2023-02-28 2023-02-27 4 Arnold Dan H. LPLA Common Stock S - Sale D 245.7000 -18,908 -4,646 173,260
2023-02-28 2023-02-27 4 Arnold Dan H. LPLA Common Stock S - Sale D 244.8200 -1,160 -284 192,168
2023-02-28 2023-02-25 4 Arnold Dan H. LPLA Common Stock A - Award D 11,646 193,328
2023-02-28 2023-02-25 4 Arnold Dan H. LPLA Common Stock F - Taxes D 247.3000 -39,519 -9,773 181,682
2023-02-28 2023-02-25 4 Arnold Dan H. LPLA Common Stock A - Award D 67,888 221,201
2023-02-21 3 Jambusaria Aneri LPLA Common Stock D 4,128
2023-02-21 2022-10-06 5 Arnold Dan H. LPLA Common Stock G - Gift D -4,510 153,313
2023-02-21 2023-02-17 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 250.3300 -2,874 -719 23,327
2023-02-21 2023-02-17 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 249.5500 -5,969 -1,490 26,201
2023-02-21 2023-02-17 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 248.2600 -740 -184 32,170
2023-02-21 2023-02-17 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 246.9100 -200 -49 32,910
2023-02-21 2023-02-16 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 248.1900 -7,990 -1,983 33,110
2023-02-15 2023-02-13 4 Larsen Sallie R. LPLA Common Stock S - Sale D 242.3300 -5,810 -1,408 24,555
2023-02-15 2023-02-13 4 Larsen Sallie R. LPLA Common Stock S - Sale D 241.7600 -12,828 -3,101 30,365
2023-02-15 2023-02-13 4 Larsen Sallie R. LPLA Common Stock S - Sale D 240.8800 -1,881 -453 43,193
2023-02-15 2023-02-13 4 Larsen Sallie R. LPLA Common Stock M - Exercise D 31.6000 20,519 648 45,074
2023-02-08 2023-02-06 4 Audette Matthew J LPLA Common Stock S - Sale D 242.2900 -100 -24 12,667
2023-02-08 2023-02-06 4 Audette Matthew J LPLA Common Stock S - Sale D 241.5000 -600 -145 12,767
2023-02-08 2023-02-06 4 Audette Matthew J LPLA Common Stock S - Sale D 240.5600 -5,300 -1,275 13,367
2023-02-08 2023-02-06 4 Audette Matthew J LPLA Common Stock S - Sale D 239.5100 -7,969 -1,909 18,667
2023-02-08 2023-02-06 4 Audette Matthew J LPLA Common Stock S - Sale D 238.4900 -3,400 -811 26,636
2023-02-08 2023-02-06 4 Audette Matthew J LPLA Common Stock S - Sale D 237.2100 -3,387 -803 30,036
2023-02-08 2023-02-06 4 Audette Matthew J LPLA Common Stock S - Sale D 235.4700 -23 -5 33,423
2023-02-08 2023-02-06 4 Audette Matthew J LPLA Common Stock S - Sale D 234.4800 -31 -7 33,446
2023-02-08 2023-02-06 4 Audette Matthew J LPLA Common Stock M - Exercise D 19.8500 20,810 413 33,477
2023-02-03 2023-02-01 4 Ko Albert J LPLA Common Stock A - Award D 173 173
2022-11-30 2022-11-28 4 Thomas Corey E. LPLA Common Stock A - Award D 8 10,465
2022-11-30 2022-11-28 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 20 52,357
2022-11-30 2022-11-28 4 Putnam James S LPLA Common Stock A - Award D 10 133,928
2022-11-30 2022-11-28 4 Mnookin Allison LPLA Common Stock A - Award D 4 8,909
2022-11-30 2022-11-28 4 Glavin William Francis Jr LPLA Common Stock A - Award D 16 19,850
2022-11-30 2022-11-28 4 EBERHART PAULETT LPLA Common Stock A - Award D 6 22,050
2022-11-30 2022-11-28 4 BERNARD EDWARD C LPLA Common Stock A - Award D 5 12,229
2022-11-21 2022-11-18 4 Simonich Brent LPLA Common Stock P - Purchase D 219.1500 920 202 6,042
2022-11-21 2022-11-17 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 213.8000 -5,213 -1,115 41,100
2022-11-21 2022-11-17 4 Oroschakoff Michelle LPLA Common Stock M - Exercise D 77.5300 7,680 595 46,313
2022-11-21 2022-11-18 4 Glavin William Francis Jr Held by Spouse's Trust LPLA Common Stock P - Purchase I 217.7400 458 100 2,218
2022-11-02 2022-10-31 4 Audette Matthew J LPLA Common Stock S - Sale D 260.2800 -1,200 -312 12,667
2022-11-02 2022-10-31 4 Audette Matthew J LPLA Common Stock S - Sale D 259.4900 -3,235 -839 13,867
2022-11-02 2022-10-31 4 Audette Matthew J LPLA Common Stock S - Sale D 258.1400 -3,669 -947 17,102
2022-11-02 2022-10-31 4 Audette Matthew J LPLA Common Stock S - Sale D 256.7100 -4,100 -1,053 20,771
2022-11-02 2022-10-31 4 Audette Matthew J LPLA Common Stock S - Sale D 255.6400 -4,587 -1,173 24,871
2022-11-02 2022-10-31 4 Audette Matthew J LPLA Common Stock S - Sale D 254.8400 -3,209 -818 29,458
2022-11-02 2022-10-31 4 Audette Matthew J LPLA Common Stock M - Exercise D 19.8500 20,000 397 32,667
2022-10-07 2022-10-05 4 Arnold Dan H. LPLA Common Stock S - Sale D 240.2700 -20,000 -4,805 157,823
2022-10-07 2022-10-05 4 Arnold Dan H. LPLA Common Stock M - Exercise D 39.4800 20,000 790 177,823
2022-10-07 2022-09-14 4 Arnold Dan H. LPLA Common Stock G - Gift D -4,785 157,823
2022-09-09 2022-09-07 4 Steinmeier Richard LPLA Common Stock F - Taxes D 223.7900 -3,737 -836 20,341
2022-09-02 2022-08-31 4 Thomas Corey E. LPLA Common Stock A - Award D 8 10,457
2022-09-02 2022-08-31 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 22 52,337
2022-09-02 2022-08-31 4 Putnam James S LPLA Common Stock A - Award D 12 133,918
2022-09-02 2022-08-31 4 Mnookin Allison LPLA Common Stock A - Award D 4 8,905
2022-09-02 2022-08-31 4 Glavin William Francis Jr LPLA Common Stock A - Award D 16 19,834
2022-09-02 2022-08-31 4 EBERHART PAULETT LPLA Common Stock A - Award D 6 22,044
2022-09-02 2022-08-31 4 BERNARD EDWARD C LPLA Common Stock A - Award D 5 12,224
2022-08-19 2022-08-17 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 231.9000 -345 -80 38,633
2022-08-19 2022-08-17 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 230.9800 -400 -92 38,978
2022-08-19 2022-08-17 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 230.0600 -1,709 -393 39,378
2022-08-19 2022-08-17 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 228.7700 -1,300 -297 41,087
2022-08-19 2022-08-17 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 228.0900 -3,043 -694 42,387
2022-08-19 2022-08-17 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 225.8800 -6,086 -1,375 45,430
2022-08-19 2022-08-17 4 Oroschakoff Michelle LPLA Common Stock M - Exercise D 65.5000 9,448 619 51,516
2022-08-19 2022-08-17 4 Arnold Dan H. LPLA Common Stock S - Sale D 232.0500 -100 -23 162,608
2022-08-19 2022-08-17 4 Arnold Dan H. LPLA Common Stock S - Sale D 231.7700 -2,531 -587 162,708
2022-08-19 2022-08-17 4 Arnold Dan H. LPLA Common Stock S - Sale D 230.2800 -8,760 -2,017 165,239
2022-08-19 2022-08-17 4 Arnold Dan H. LPLA Common Stock M - Exercise D 39.4800 11,391 450 173,999
2022-08-17 2022-08-16 4 Arnold Dan H. LPLA Common Stock S - Sale D 230.1800 -3,609 -831 162,608
2022-08-17 2022-08-16 4 Arnold Dan H. LPLA Common Stock M - Exercise D 39.4800 3,609 142 166,217
2022-08-17 2022-08-15 4 Arnold Dan H. LPLA Common Stock S - Sale D 226.9400 -1,131 -257 162,608
2022-08-17 2022-08-15 4 Arnold Dan H. LPLA Common Stock S - Sale D 226.1600 -3,408 -771 163,739
2022-08-17 2022-08-15 4 Arnold Dan H. LPLA Common Stock S - Sale D 225.2900 -3,753 -846 167,147
2022-08-17 2022-08-15 4 Arnold Dan H. LPLA Common Stock S - Sale D 224.0200 -1,708 -383 170,900
2022-08-17 2022-08-15 4 Arnold Dan H. LPLA Common Stock M - Exercise D 39.4800 10,000 395 172,608
2022-08-08 2022-08-04 4 Steinmeier Richard LPLA Common Stock S - Sale D 216.6400 -7,355 -1,593 24,078
2022-08-08 2022-08-04 4 Steinmeier Richard LPLA Common Stock M - Exercise D 77.5300 7,355 570 31,433
2022-08-02 2022-07-29 4 Arnold Dan H. LPLA Common Stock S - Sale D 210.3300 -39,015 -8,206 162,608
2022-08-02 2022-07-29 4 Arnold Dan H. LPLA Common Stock M - Exercise D 19.8500 39,015 774 201,623
2022-06-28 2022-06-24 4 Thomas Corey E. LPLA Common Stock A - Award D 8 10,449
2022-06-28 2022-06-24 4 Thomas Corey E. LPLA Common Stock A - Award D 1 10,441
2022-06-28 2022-06-24 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 24 52,315
2022-06-28 2022-06-24 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 1 52,291
2022-06-28 2022-06-24 4 Putnam James S LPLA Common Stock A - Award D 13 133,906
2022-06-28 2022-06-24 4 Putnam James S LPLA Common Stock A - Award D 1 133,894
2022-06-28 2022-06-24 4 Mnookin Allison LPLA Common Stock A - Award D 4 8,901
2022-06-28 2022-06-24 4 Mnookin Allison LPLA Common Stock A - Award D 1 8,897
2022-06-28 2022-06-24 4 Glavin William Francis Jr LPLA Common Stock A - Award D 18 19,818
2022-06-28 2022-06-24 4 Glavin William Francis Jr LPLA Common Stock A - Award D 1 19,800
2022-06-28 2022-06-24 4 EBERHART PAULETT LPLA Common Stock A - Award D 7 22,038
2022-06-28 2022-06-24 4 EBERHART PAULETT LPLA Common Stock A - Award D 1 22,031
2022-06-28 2022-06-24 4 BERNARD EDWARD C LPLA Common Stock A - Award D 5 12,219
2022-06-28 2022-06-24 4 BERNARD EDWARD C LPLA Common Stock A - Award D 1 12,214
2022-06-06 2022-06-05 4 Gates Greg LPLA Common Stock F - Taxes D 198.0500 -695 -138 21,139
2022-05-31 2022-05-27 4 Arnold Dan H. LPLA Common Stock S - Sale D 200.3600 -19,508 -3,909 162,608
2022-05-31 2022-05-27 4 Arnold Dan H. LPLA Common Stock M - Exercise D 19.8500 19,508 387 182,116
2022-05-31 2022-05-26 4 Arnold Dan H. LPLA Common Stock S - Sale D 195.7000 -1,336 -261 162,608
2022-05-31 2022-05-26 4 Arnold Dan H. LPLA Common Stock S - Sale D 194.8400 -9,994 -1,947 163,944
2022-05-31 2022-05-26 4 Arnold Dan H. LPLA Common Stock S - Sale D 193.7300 -4,772 -924 173,938
2022-05-31 2022-05-26 4 Arnold Dan H. LPLA Common Stock S - Sale D 192.9300 -2,037 -393 178,710
2022-05-31 2022-05-26 4 Arnold Dan H. LPLA Common Stock S - Sale D 191.8900 -1,300 -249 180,747
2022-05-31 2022-05-26 4 Arnold Dan H. LPLA Common Stock S - Sale D 190.0000 -69 -13 182,047
2022-05-31 2022-05-26 4 Arnold Dan H. LPLA Common Stock M - Exercise D 19.8500 19,508 387 182,116
2022-05-31 2022-03-18 4 Arnold Dan H. LPLA Common Stock G - Gift D -16,667 162,608
2022-05-23 2022-05-19 4 Thomas Corey E. LPLA Common Stock A - Award D 525 10,440
2022-05-23 2022-05-19 4 Thomas Corey E. LPLA Common Stock A - Award D 814 9,915
2022-05-23 2022-05-19 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 525 52,290
2022-05-23 2022-05-19 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 814 51,765
2022-05-23 2022-05-19 4 Putnam James S LPLA Common Stock A - Award D 525 133,892
2022-05-23 2022-05-19 4 Putnam James S LPLA Common Stock A - Award D 814 133,368
2022-05-23 2022-05-19 4 MULCAHY ANNE M LPLA Common Stock A - Award D 525 33,094
2022-05-23 2022-05-19 4 MULCAHY ANNE M LPLA Common Stock A - Award D 814 32,569
2022-05-23 2022-05-19 4 Mnookin Allison LPLA Common Stock A - Award D 814 8,896
2022-05-23 2022-05-19 4 Glavin William Francis Jr LPLA Common Stock A - Award D 525 19,799
2022-05-23 2022-05-19 4 Glavin William Francis Jr LPLA Common Stock A - Award D 814 19,274
2022-05-23 2022-05-19 4 EBERHART PAULETT LPLA Common Stock A - Award D 814 22,030
2022-05-23 2022-05-19 4 BERNARD EDWARD C LPLA Common Stock A - Award D 525 12,213
2022-05-23 2022-05-19 4 BERNARD EDWARD C LPLA Common Stock A - Award D 814 11,688
2022-05-18 2022-05-16 4 Oroschakoff Michelle LPLA Option to purchase Common Stock M - Exercise D 39.48 -12,744 0
2022-05-18 2022-05-16 4 Oroschakoff Michelle LPLA Option to purchase Common Stock M - Exercise D 19.85 -7,160 0
2022-05-18 2022-05-16 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 174.8900 -15 -3 42,068
2022-05-18 2022-05-16 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 173.8000 -320 -56 42,083
2022-05-18 2022-05-16 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 172.6200 -8,528 -1,472 42,403
2022-05-18 2022-05-16 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 171.9600 -5,217 -897 50,931
2022-05-18 2022-05-16 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 170.7800 -1,644 -281 56,148
2022-05-18 2022-05-16 4 Oroschakoff Michelle LPLA Common Stock M - Exercise D 39.4800 12,744 503 57,792
2022-05-18 2022-05-16 4 Oroschakoff Michelle LPLA Common Stock M - Exercise D 19.8500 7,160 142 45,048
2022-05-13 2022-05-11 4 Larsen Sallie R. LPLA Option to purchase Common Stock M - Exercise D 31.61 -15,815 0
2022-05-13 2022-05-11 4 Larsen Sallie R. LPLA Common Stock M - Exercise D 31.6100 15,815 500 24,555
2022-05-10 2022-05-06 4 Sethi Kabir LPLA Common Stock A - Award D 12,108 12,108
2022-03-31 2022-03-29 4 BERNARD EDWARD C LPLA Common Stock A - Award D 4 10,874
2022-03-31 2022-03-29 4 BERNARD EDWARD C LPLA Common Stock A - Award D 1 10,870
2022-03-31 2022-03-29 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 24 50,951
2022-03-31 2022-03-29 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 1 50,927
2022-03-31 2022-03-29 4 Putnam James S LPLA Common Stock A - Award D 13 132,554
2022-03-31 2022-03-29 4 Putnam James S LPLA Common Stock A - Award D 1 132,540
2022-03-31 2022-03-29 4 Glavin William Francis Jr LPLA Common Stock A - Award D 17 18,460
2022-03-31 2022-03-29 4 Glavin William Francis Jr LPLA Common Stock A - Award D 1 18,443
2022-03-31 2022-03-29 4 EBERHART PAULETT LPLA Common Stock A - Award D 6 21,216
2022-03-31 2022-03-29 4 EBERHART PAULETT LPLA Common Stock A - Award D 1 21,210
2022-03-31 2022-03-29 4 Mnookin Allison LPLA Common Stock A - Award D 3 8,082
2022-03-31 2022-03-29 4 Mnookin Allison LPLA Common Stock A - Award D 1 8,079
2022-03-31 2022-03-29 4 Thomas Corey E. LPLA Common Stock A - Award D 7 9,101
2022-03-31 2022-03-29 4 Thomas Corey E. LPLA Common Stock A - Award D 1 9,094
2022-03-16 2022-03-14 4 Enyedi Matthew LPLA Option to purchase Common Stock M - Exercise D 45.55 -1,900 2,615
2022-03-16 2022-03-14 4 Enyedi Matthew LPLA Common Stock S - Sale D 159.2500 -1,900 -303 5,650
2022-03-16 2022-03-14 4 Enyedi Matthew LPLA Common Stock M - Exercise D 45.5500 1,900 87 7,550
2022-03-10 2022-03-08 4 Glavin William Francis Jr Held by Spouse's Trust LPLA Common Stock P - Purchase I 142.0200 260 37 1,760
2022-03-10 2022-03-08 4 Glavin William Francis Jr Held by Spouse's Trust LPLA Common Stock P - Purchase I 141.5100 1,500 212 1,500
2022-03-01 2022-02-28 4 Fandrey Edward LPLA Common Stock S - Sale D 181.7500 -630 -115 15,289
2022-03-01 2022-02-28 4 Fandrey Edward LPLA Common Stock S - Sale D 180.5100 -205 -37 15,919
2022-03-01 2022-02-28 4 Fandrey Edward LPLA Common Stock S - Sale D 179.6700 -420 -75 16,124
2022-03-01 2022-02-25 4 Fandrey Edward LPLA Common Stock F - Taxes D 182.7300 -1,114 -204 16,544
2022-03-01 2022-02-25 4 White George Burton LPLA Common Stock F - Taxes D 182.7300 -4,964 -907 49,578
2022-03-01 2022-02-25 4 White George Burton LPLA Common Stock A - Award D 7,914 54,542
2022-03-01 2022-02-25 4 Simonich Brent LPLA Common Stock A - Award D 1,419 5,122
2022-03-01 2022-02-25 4 Simonich Brent LPLA Common Stock F - Taxes D 182.7300 -233 -43 3,703
2022-03-01 2022-02-25 4 Oroschakoff Michelle LPLA Common Stock A - Award D 1,817 37,888
2022-03-01 2022-02-25 4 Oroschakoff Michelle LPLA Common Stock F - Taxes D 182.7300 -4,733 -865 36,071
2022-03-01 2022-02-25 4 Oroschakoff Michelle LPLA Common Stock A - Award D 6,824 40,804
2022-03-01 2022-02-25 4 SEMERJIAN DAYTON LPLA Common Stock A - Award D 2,044 14,373
2022-03-01 2022-02-25 4 SEMERJIAN DAYTON LPLA Common Stock F - Taxes D 182.7300 -779 -142 12,329
2022-03-01 2022-02-25 4 Steinmeier Richard LPLA Common Stock A - Award D 2,612 24,078
2022-03-01 2022-02-25 4 Steinmeier Richard LPLA Common Stock F - Taxes D 182.7300 -4,234 -774 21,466
2022-03-01 2022-02-25 4 Steinmeier Richard LPLA Common Stock A - Award D 6,534 25,700
2022-03-01 2022-02-28 4 Larsen Sallie R. LPLA Common Stock S - Sale D 177.7700 -4,506 -801 8,740
2022-03-01 2022-02-25 4 Larsen Sallie R. LPLA Common Stock A - Award D 1,362 13,246
2022-03-01 2022-02-25 4 Larsen Sallie R. LPLA Common Stock F - Taxes D 182.7300 -2,764 -505 11,884
2022-03-01 2022-02-25 4 Larsen Sallie R. LPLA Common Stock A - Award D 5,186 14,648
2022-03-01 2022-02-25 4 Gates Greg LPLA Common Stock A - Award D 2,057 21,834
2022-03-01 2022-02-25 4 Gates Greg LPLA Common Stock F - Taxes D 182.7300 -729 -133 19,777
2022-03-01 2022-02-25 4 Enyedi Matthew LPLA Common Stock A - Award D 1,521 5,650
2022-03-01 2022-02-25 4 Enyedi Matthew LPLA Common Stock F - Taxes D 182.7300 -643 -117 4,129
2022-03-01 2022-02-28 4 Audette Matthew J LPLA Common Stock S - Sale D 181.8500 -1,991 -362 12,667
2022-03-01 2022-02-28 4 Audette Matthew J LPLA Common Stock S - Sale D 181.1400 -1,189 -215 14,658
2022-03-01 2022-02-28 4 Audette Matthew J LPLA Common Stock S - Sale D 179.9200 -2,300 -414 15,847
2022-03-01 2022-02-28 4 Audette Matthew J LPLA Common Stock S - Sale D 178.5500 -300 -54 18,147
2022-03-01 2022-02-25 4 Audette Matthew J LPLA Common Stock A - Award D 2,385 18,447
2022-03-01 2022-02-25 4 Audette Matthew J LPLA Common Stock F - Taxes D 182.7300 -7,795 -1,424 16,062
2022-03-01 2022-02-25 4 Audette Matthew J LPLA Common Stock A - Award D 11,464 23,857
2022-03-01 2022-02-28 4 Arnold Dan H. LPLA Common Stock S - Sale D 182.1000 -4,100 -747 179,275
2022-03-01 2022-02-28 4 Arnold Dan H. LPLA Common Stock S - Sale D 181.4700 -7,275 -1,320 183,375
2022-03-01 2022-02-28 4 Arnold Dan H. LPLA Common Stock S - Sale D 180.2400 -7,447 -1,342 190,650
2022-03-01 2022-02-28 4 Arnold Dan H. LPLA Common Stock S - Sale D 179.4800 -3,599 -646 198,097
2022-03-01 2022-02-28 4 Arnold Dan H. LPLA Common Stock S - Sale D 178.0700 -698 -124 201,696
2022-03-01 2022-02-25 4 Arnold Dan H. LPLA Common Stock A - Award D 11,755 202,394
2022-03-01 2022-02-25 4 Arnold Dan H. LPLA Common Stock F - Taxes D 182.7300 -27,349 -4,997 190,639
2022-03-01 2022-02-25 4 Arnold Dan H. LPLA Common Stock A - Award D 45,856 217,988
2022-02-18 2022-02-16 4 Oroschakoff Michelle LPLA Option to purchase Common Stock M - Exercise D 19.85 -20,000 7,160
2022-02-18 2022-02-16 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 189.0700 -879 -166 33,980
2022-02-18 2022-02-16 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 188.3200 -700 -132 34,859
2022-02-18 2022-02-16 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 187.1900 -3,221 -603 35,559
2022-02-18 2022-02-16 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 186.3400 -300 -56 38,780
2022-02-18 2022-02-16 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 184.5700 -10,117 -1,867 39,080
2022-02-18 2022-02-16 4 Oroschakoff Michelle LPLA Common Stock M - Exercise D 19.8500 20,000 397 49,197
2022-02-14 2022-02-13 4 Arnold Dan H. LPLA Common Stock F - Taxes D 187.0800 -5,312 -994 172,132
2022-02-14 2021-11-16 4 Arnold Dan H. LPLA Common Stock G - Gift D -3,571 177,444
2022-02-09 2022-02-07 4 White George Burton LPLA Option to purchase Common Stock M - Exercise D 77.53 -5,940 2,969
2022-02-09 2022-02-07 4 White George Burton LPLA Option to purchase Common Stock M - Exercise D 65.50 -9,448 0
2022-02-09 2022-02-07 4 White George Burton LPLA Option to purchase Common Stock M - Exercise D 19.85 -64,980 0
2022-02-09 2022-02-07 4 White George Burton LPLA Common Stock S - Sale D 182.8000 -4,534 -829 46,628
2022-02-09 2022-02-07 4 White George Burton LPLA Common Stock S - Sale D 182.0800 -10,915 -1,987 51,162
2022-02-09 2022-02-07 4 White George Burton LPLA Common Stock S - Sale D 181.1400 -50,735 -9,190 62,077
2022-02-09 2022-02-07 4 White George Burton LPLA Common Stock S - Sale D 180.1200 -14,184 -2,555 112,812
2022-02-09 2022-02-07 4 White George Burton LPLA Common Stock M - Exercise D 77.5300 5,940 461 126,996
2022-02-09 2022-02-07 4 White George Burton LPLA Common Stock M - Exercise D 65.5000 9,448 619 121,056
2022-02-09 2022-02-07 4 White George Burton LPLA Common Stock M - Exercise D 19.8500 64,980 1,290 111,608
2022-02-09 2022-02-07 4 Audette Matthew J LPLA Option to purchase Common Stock M - Exercise D 19.85 -20,000 40,810
2022-02-09 2022-02-07 4 Audette Matthew J LPLA Common Stock S - Sale D 183.0300 -1,021 -187 12,393
2022-02-09 2022-02-07 4 Audette Matthew J LPLA Common Stock S - Sale D 182.1800 -2,647 -482 13,414
2022-02-09 2022-02-07 4 Audette Matthew J LPLA Common Stock S - Sale D 181.1400 -13,210 -2,393 16,061
2022-02-09 2022-02-07 4 Audette Matthew J LPLA Common Stock S - Sale D 180.0400 -3,122 -562 29,271
2022-02-09 2022-02-07 4 Audette Matthew J LPLA Common Stock M - Exercise D 19.8500 20,000 397 32,393
2021-12-13 2021-12-10 4 Gates Greg LPLA Common Stock F - Taxes D 160.2700 -2,314 -371 20,506
2021-12-09 2021-12-07 4 White George Burton LPLA Option to purchase Common Stock M - Exercise D 39.48 -15,930 0
2021-12-09 2021-12-07 4 White George Burton LPLA Option to purchase Common Stock M - Exercise D 47.30 -6,341 0
2021-12-09 2021-12-07 4 White George Burton LPLA Common Stock S - Sale D 166.1000 -22,271 -3,699 46,628
2021-12-09 2021-12-07 4 White George Burton LPLA Common Stock M - Exercise D 39.4800 15,930 629 68,899
2021-12-09 2021-12-07 4 White George Burton LPLA Common Stock M - Exercise D 47.3000 6,341 300 52,969
2021-12-01 2021-11-29 4 Thomas Corey E. LPLA Common Stock A - Award D 10 9,093
2021-12-01 2021-11-29 4 Thomas Corey E. LPLA Common Stock A - Award D 1 9,083
2021-12-01 2021-11-29 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 30 50,926
2021-12-01 2021-11-29 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 1 50,896
2021-12-01 2021-11-29 4 Putnam James S LPLA Common Stock A - Award D 15 132,540
2021-12-01 2021-11-29 4 Putnam James S LPLA Common Stock A - Award D 1 132,524
2021-12-01 2021-11-29 4 Mnookin Allison LPLA Common Stock A - Award D 4 8,078
2021-12-01 2021-11-29 4 Mnookin Allison LPLA Common Stock A - Award D 1 8,074
2021-12-01 2021-11-29 4 Glavin William Francis Jr LPLA Common Stock A - Award D 23 18,442
2021-12-01 2021-11-29 4 Glavin William Francis Jr LPLA Common Stock A - Award D 1 18,419
2021-12-01 2021-11-30 4 Fandrey Edward LPLA Common Stock S - Sale D 159.7300 -271 -43 17,658
2021-12-01 2021-11-30 4 Fandrey Edward LPLA Common Stock S - Sale D 158.9300 -630 -100 17,929
2021-12-01 2021-11-30 4 Fandrey Edward LPLA Common Stock S - Sale D 157.9300 -883 -139 18,559
2021-12-01 2021-11-29 4 EBERHART PAULETT LPLA Common Stock A - Award D 7 21,209
2021-12-01 2021-11-29 4 EBERHART PAULETT LPLA Common Stock A - Award D 1 21,202
2021-12-01 2021-11-29 4 BERNARD EDWARD C LPLA Common Stock A - Award D 6 10,869
2021-12-01 2021-11-29 4 BERNARD EDWARD C LPLA Common Stock A - Award D 1 10,863
2021-11-26 2021-11-24 4 Fandrey Edward LPLA Common Stock F - Taxes D 171.9900 -1,755 -302 19,442
2021-11-18 2021-11-16 4 Oroschakoff Michelle LPLA Option to purchase Common Stock M - Exercise D 19.85 -8,691 27,160
2021-11-18 2021-11-16 4 Oroschakoff Michelle LPLA Option to purchase Common Stock M - Exercise D 45.55 -11,309 0
2021-11-18 2021-11-16 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 169.4900 -930 -158 29,197
2021-11-18 2021-11-16 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 168.7200 -2,000 -337 30,127
2021-11-18 2021-11-16 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 167.6800 -1,470 -246 32,127
2021-11-18 2021-11-16 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 166.4300 -12,610 -2,099 33,597
2021-11-18 2021-11-16 4 Oroschakoff Michelle LPLA Common Stock M - Exercise D 19.8500 8,691 173 46,207
2021-11-18 2021-11-16 4 Oroschakoff Michelle LPLA Common Stock M - Exercise D 45.5500 11,309 515 37,516
2021-09-09 2021-09-07 4 Steinmeier Richard LPLA Common Stock F - Taxes D 147.6900 -3,736 -552 19,166
2021-08-31 2021-08-27 4 Thomas Corey E. LPLA Common Stock A - Award D 10 9,082
2021-08-31 2021-08-27 4 Thomas Corey E. LPLA Common Stock A - Award D 1 9,072
2021-08-31 2021-08-27 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 33 50,895
2021-08-31 2021-08-27 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 1 50,862
2021-08-31 2021-08-27 4 Putnam James S LPLA Common Stock A - Award D 17 132,524
2021-08-31 2021-08-27 4 Putnam James S LPLA Common Stock A - Award D 1 132,506
2021-08-31 2021-08-27 4 Mnookin Allison LPLA Common Stock A - Award D 4 8,073
2021-08-31 2021-08-27 4 Mnookin Allison LPLA Common Stock A - Award D 1 8,069
2021-08-31 2021-08-27 4 Glavin William Francis Jr LPLA Common Stock A - Award D 24 18,418
2021-08-31 2021-08-27 4 Glavin William Francis Jr LPLA Common Stock A - Award D 1 18,394
2021-08-31 2021-08-27 4 BERNARD EDWARD C LPLA Common Stock A - Award D 6 10,862
2021-08-31 2021-08-27 4 BERNARD EDWARD C LPLA Common Stock A - Award D 1 10,856
2021-08-31 2021-08-27 4 EBERHART PAULETT LPLA Common Stock A - Award D 8 21,201
2021-08-31 2021-08-27 4 EBERHART PAULETT LPLA Common Stock A - Award D 1 21,193
2021-08-27 2021-08-26 4 Fandrey Edward LPLA Common Stock S - Sale D 148.7800 -1,784 -265 21,197
2021-08-27 2021-08-25 4 Fandrey Edward LPLA Common Stock F - Taxes D 148.3700 -1,755 -260 22,981
2021-08-26 2021-08-20 4 Arnold Dan H. LPLA Common Stock G - Gift D -23,000 181,015
2021-08-18 2021-08-16 4 Larsen Sallie R. LPLA Common Stock S - Sale D 143.9800 -8,669 -1,248 9,462
2021-08-18 2021-08-16 4 Oroschakoff Michelle LPLA Option to purchase Common Stock M - Exercise D 45.55 -4,830 11,309
2021-08-18 2021-08-16 4 Oroschakoff Michelle LPLA Option to purchase Common Stock M - Exercise D 45.55 -6,455 0
2021-08-18 2021-08-16 4 Oroschakoff Michelle LPLA Option to purchase Common Stock M - Exercise D 48.09 -8,715 0
2021-08-18 2021-08-16 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 145.1100 -3,800 -551 26,207
2021-08-18 2021-08-16 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 143.9800 -8,537 -1,229 30,007
2021-08-18 2021-08-16 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 143.6900 -5,848 -840 38,544
2021-08-18 2021-08-16 4 Oroschakoff Michelle LPLA Common Stock M - Exercise D 45.5500 4,830 220 44,392
2021-08-18 2021-08-16 4 Oroschakoff Michelle LPLA Common Stock M - Exercise D 45.5500 6,455 294 39,562
2021-08-18 2021-08-16 4 Oroschakoff Michelle LPLA Common Stock M - Exercise D 48.0900 8,715 419 33,107
2021-08-09 3 Gates Greg LPLA Common Stock D 22,820
2021-07-21 2021-07-20 4 Enyedi Matthew LPLA Option to purchase Common Stock M - Exercise D 39.48 -5,400 5,154
2021-07-21 2021-07-20 4 Enyedi Matthew LPLA Option to purchase Common Stock M - Exercise D 54.81 -2,312 0
2021-07-21 2021-07-20 4 Enyedi Matthew LPLA Common Stock S - Sale D 130.0000 -7,712 -1,003 4,772
2021-07-21 2021-07-20 4 Enyedi Matthew LPLA Common Stock M - Exercise D 39.4800 5,400 213 12,484
2021-07-21 2021-07-20 4 Enyedi Matthew LPLA Common Stock M - Exercise D 54.8100 2,312 127 7,084
2021-06-16 2021-06-14 4 White George Burton LPLA Option to purchase Common Stock M - Exercise D 32.26 -6,198 0
2021-06-16 2021-06-14 4 White George Burton LPLA Common Stock M - Exercise D 32.2600 6,198 200 46,628
2021-06-16 2021-06-14 4 Seese Scott LPLA Option to purchase Common Stock M - Exercise D 65.50 -12,521 329
2021-06-16 2021-06-14 4 Seese Scott LPLA Common Stock S - Sale D 139.1000 -12,521 -1,742 24,179
2021-06-16 2021-06-14 4 Seese Scott LPLA Common Stock M - Exercise D 65.5000 12,521 820 36,700
2021-06-16 2021-06-14 4 Seese Scott LPLA Common Stock G - Gift D -1,415 24,179
2021-06-16 2021-06-14 4 Fandrey Edward LPLA Common Stock S - Sale D 139.4900 -1,930 -269 24,736
2021-06-09 2021-06-07 4 Thomas Corey E. LPLA Common Stock A - Award D 10 9,071
2021-06-09 2021-06-07 4 Thomas Corey E. LPLA Common Stock A - Award D 1 9,061
2021-06-09 2021-06-07 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 33 50,861
2021-06-09 2021-06-07 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 1 50,828
2021-06-09 2021-06-07 4 Putnam James S LPLA Common Stock A - Award D 17 132,506
2021-06-09 2021-06-07 4 Putnam James S LPLA Common Stock A - Award D 1 132,488
2021-06-09 2021-06-07 4 Mnookin Allison LPLA Common Stock A - Award D 4 8,068
2021-06-09 2021-06-07 4 Mnookin Allison LPLA Common Stock A - Award D 1 8,064
2021-06-09 2021-06-07 4 Glavin William Francis Jr LPLA Common Stock A - Award D 24 18,393
2021-06-09 2021-06-07 4 Glavin William Francis Jr LPLA Common Stock A - Award D 1 18,369
2021-06-09 2021-06-07 4 EBERHART PAULETT LPLA Common Stock A - Award D 8 21,192
2021-06-09 2021-06-07 4 EBERHART PAULETT LPLA Common Stock A - Award D 1 21,184
2021-06-09 2021-06-07 4 BERNARD EDWARD C LPLA Common Stock A - Award D 6 10,855
2021-06-09 2021-06-07 4 BERNARD EDWARD C LPLA Common Stock A - Award D 1 10,849
2021-05-27 2021-05-25 4 Fandrey Edward LPLA Common Stock F - Taxes D 146.8600 -1,509 -222 26,666
2021-05-14 2021-05-12 4 White George Burton LPLA Option to purchase Common Stock M - Exercise D 45.55 -27,936 0
2021-05-14 2021-05-12 4 White George Burton LPLA Option to purchase Common Stock M - Exercise D 31.60 -25,210 0
2021-05-14 2021-05-12 4 White George Burton LPLA Common Stock S - Sale D 149.3300 -1,563 -233 40,430
2021-05-14 2021-05-12 4 White George Burton LPLA Common Stock S - Sale D 148.3200 -4,280 -635 41,993
2021-05-14 2021-05-12 4 White George Burton LPLA Common Stock S - Sale D 147.1700 -18,423 -2,711 46,273
2021-05-14 2021-05-12 4 White George Burton LPLA Common Stock S - Sale D 146.4000 -17,780 -2,603 64,696
2021-05-14 2021-05-12 4 White George Burton LPLA Common Stock S - Sale D 145.3700 -3,535 -514 82,476
2021-05-14 2021-05-12 4 White George Burton LPLA Common Stock S - Sale D 144.2800 -877 -127 86,011
2021-05-14 2021-05-12 4 White George Burton LPLA Common Stock S - Sale D 143.1600 -4,150 -594 86,888
2021-05-14 2021-05-12 4 White George Burton LPLA Common Stock M - Exercise D 45.5500 27,936 1,272 91,038
2021-05-14 2021-05-12 4 White George Burton LPLA Common Stock M - Exercise D 31.6000 25,210 797 63,102
2021-05-14 2021-05-12 4 Oroschakoff Michelle LPLA Option to purchase Common Stock M - Exercise D 48.09 -4,000 8,715
2021-05-14 2021-05-12 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 147.4300 -4,000 -590 24,392
2021-05-14 2021-05-12 4 Oroschakoff Michelle LPLA Common Stock M - Exercise D 48.0900 4,000 192 28,392
2021-05-12 2021-05-11 4 Enyedi Matthew LPLA Common Stock S - Sale D 148.7100 -438 -65 4,772
2021-05-12 2021-05-10 4 Audette Matthew J LPLA Option to purchase Common Stock M - Exercise D 19.85 -33,300 60,810
2021-05-12 2021-05-10 4 Audette Matthew J LPLA Option to purchase Common Stock M - Exercise D 42.60 -17,605 0
2021-05-12 2021-05-10 4 Audette Matthew J LPLA Common Stock S - Sale D 157.6100 -56 -9 12,393
2021-05-12 2021-05-10 4 Audette Matthew J LPLA Common Stock S - Sale D 156.5600 -4,661 -730 12,449
2021-05-12 2021-05-10 4 Audette Matthew J LPLA Common Stock S - Sale D 155.9300 -2,100 -327 17,110
2021-05-12 2021-05-10 4 Audette Matthew J LPLA Common Stock S - Sale D 154.7700 -25,875 -4,005 19,210
2021-05-12 2021-05-10 4 Audette Matthew J LPLA Common Stock S - Sale D 153.5600 -8,498 -1,305 45,085
2021-05-12 2021-05-10 4 Audette Matthew J LPLA Common Stock S - Sale D 152.7300 -9,715 -1,484 53,583
2021-05-12 2021-05-10 4 Audette Matthew J LPLA Common Stock M - Exercise D 19.8500 33,300 661 63,298
2021-05-12 2021-05-10 4 Audette Matthew J LPLA Common Stock M - Exercise D 42.6000 17,605 750 29,998
2021-05-12 2021-05-10 4 Arnold Dan H. LPLA Option to purchase Common Stock M - Exercise D 54.81 -15,594 0
2021-05-12 2021-05-10 4 Arnold Dan H. LPLA Common Stock S - Sale D 156.5600 -1,507 -236 204,015
2021-05-12 2021-05-10 4 Arnold Dan H. LPLA Common Stock S - Sale D 155.8100 -700 -109 205,522
2021-05-12 2021-05-10 4 Arnold Dan H. LPLA Common Stock S - Sale D 154.7800 -7,851 -1,215 206,222
2021-05-12 2021-05-10 4 Arnold Dan H. LPLA Common Stock S - Sale D 153.5900 -2,555 -392 214,073
2021-05-12 2021-05-10 4 Arnold Dan H. LPLA Common Stock S - Sale D 152.7200 -2,981 -455 216,628
2021-05-12 2021-05-10 4 Arnold Dan H. LPLA Common Stock M - Exercise D 54.8100 15,594 855 219,609
2021-05-10 2021-05-06 4 Thomas Corey E. LPLA Common Stock A - Award D 542 9,060
2021-05-10 2021-05-06 4 Thomas Corey E. LPLA Common Stock A - Award D 1,051 8,518
2021-05-10 2021-05-06 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 542 50,827
2021-05-10 2021-05-06 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 1,051 50,285
2021-05-10 2021-05-06 4 Putnam James S LPLA Common Stock A - Award D 1,051 132,488
2021-05-10 2021-05-06 4 MULCAHY ANNE M LPLA Common Stock A - Award D 542 31,755
2021-05-10 2021-05-06 4 MULCAHY ANNE M LPLA Common Stock A - Award D 1,051 31,213
2021-05-10 2021-05-06 4 Mnookin Allison LPLA Common Stock A - Award D 1,051 8,063
2021-05-10 2021-05-06 4 Glavin William Francis Jr LPLA Common Stock A - Award D 542 18,368
2021-05-10 2021-05-06 4 Glavin William Francis Jr LPLA Common Stock A - Award D 1,051 17,826
2021-05-10 2021-05-06 4 EBERHART PAULETT LPLA Common Stock A - Award D 1,051 21,183
2021-05-10 2021-05-06 4 BERNARD EDWARD C LPLA Common Stock A - Award D 542 10,848
2021-05-10 2021-05-06 4 BERNARD EDWARD C LPLA Common Stock A - Award D 1,051 10,306
2021-04-01 2021-03-30 4 Thomas Corey E. LPLA Common Stock A - Award D 6 7,467
2021-04-01 2021-03-30 4 Thomas Corey E. LPLA Common Stock A - Award D 4 7,461
2021-04-01 2021-03-30 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 29 49,234
2021-04-01 2021-03-30 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 4 49,205
2021-04-01 2021-03-30 4 Putnam James S LPLA Common Stock A - Award D 17 131,436
2021-04-01 2021-03-30 4 Mnookin Allison LPLA Common Stock A - Award D 4 7,012
2021-04-01 2021-03-30 4 Glavin William Francis Jr LPLA Common Stock A - Award D 20 16,775
2021-04-01 2021-03-30 4 Glavin William Francis Jr LPLA Common Stock A - Award D 4 16,755
2021-04-01 2021-03-30 4 EBERHART PAULETT LPLA Common Stock A - Award D 4 20,132
2021-04-01 2021-03-30 4 EBERHART PAULETT LPLA Common Stock A - Award D 4 20,132
2021-04-01 2021-03-30 4 BERNARD EDWARD C LPLA Common Stock A - Award D 2 9,255
2021-04-01 2021-03-30 4 BERNARD EDWARD C LPLA Common Stock A - Award D 4 9,253
2021-03-10 2021-03-08 4 Steinmeier Richard LPLA Common Stock S - Sale D 136.6700 -1,406 -192 22,902
2021-03-01 2021-02-25 4 White George Burton LPLA Common Stock A - Award D 2,457 37,892
2021-03-01 2021-02-25 4 White George Burton LPLA Common Stock F - Taxes D 132.1000 -915 -121 35,435
2021-03-01 2021-02-25 4 Steinmeier Richard LPLA Common Stock A - Award D 4,259 24,308
2021-03-01 2021-02-25 4 Steinmeier Richard LPLA Common Stock F - Taxes D 132.1000 -788 -104 20,049
2021-03-01 2021-02-25 4 Simonich Brent LPLA Common Stock A - Award D 2,027 3,936
2021-03-01 2021-02-26 4 SEMERJIAN DAYTON LPLA Common Stock F - Taxes D 131.5400 -1,863 -245 13,108
2021-03-01 2021-02-25 4 SEMERJIAN DAYTON LPLA Common Stock A - Award D 2,866 14,971
2021-03-01 2021-02-25 4 SEMERJIAN DAYTON LPLA Common Stock F - Taxes D 132.1000 -453 -60 12,105
2021-03-01 2021-02-26 4 Seese Scott LPLA Common Stock S - Sale D 130.2300 -907 -118 25,594
2021-03-01 2021-02-25 4 Seese Scott LPLA Common Stock A - Award D 2,948 26,501
2021-03-01 2021-02-25 4 Seese Scott LPLA Common Stock F - Taxes D 132.1000 -1,307 -173 23,553
2021-03-01 2021-02-26 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 130.2300 -943 -123 24,392
2021-03-01 2021-02-25 4 Oroschakoff Michelle LPLA Common Stock A - Award D 2,539 25,335
2021-03-01 2021-02-25 4 Oroschakoff Michelle LPLA Common Stock F - Taxes D 132.1000 -929 -123 22,796
2021-03-01 2021-02-25 4 Larsen Sallie R. LPLA Common Stock A - Award D 2,031 18,131
2021-03-01 2021-02-25 4 Larsen Sallie R. LPLA Common Stock F - Taxes D 132.1000 -591 -78 16,100
2021-03-01 2021-02-26 4 Kalbaugh John Andrew LPLA Common Stock S - Sale D 130.2300 -926 -121 27,523
2021-03-01 2021-02-25 4 Kalbaugh John Andrew LPLA Common Stock A - Award D 4,914 28,449
2021-03-01 2021-02-25 4 Kalbaugh John Andrew LPLA Common Stock F - Taxes D 132.1000 -3,008 -397 23,535
2021-03-01 2021-02-25 4 Fandrey Edward LPLA Common Stock A - Award D 24,572 28,175
2021-03-01 2021-02-25 4 Fandrey Edward LPLA Common Stock A - Award D 3,603 3,603
2021-03-01 2021-03-01 4 Enyedi Matthew LPLA Common Stock S - Sale D 136.4100 -476 -65 5,210
2021-03-01 2021-02-25 4 Enyedi Matthew LPLA Common Stock A - Award D 1,965 5,686
2021-03-01 2021-02-25 4 Enyedi Matthew LPLA Common Stock F - Taxes D 132.1000 -388 -51 3,721
2021-03-01 2021-02-26 4 Audette Matthew J LPLA Common Stock S - Sale D 132.6500 -121 -16 12,393
2021-03-01 2021-02-26 4 Audette Matthew J LPLA Common Stock S - Sale D 131.9700 -846 -112 12,514
2021-03-01 2021-02-26 4 Audette Matthew J LPLA Common Stock S - Sale D 131.0100 -167 -22 13,360
2021-03-01 2021-02-26 4 Audette Matthew J LPLA Common Stock S - Sale D 129.9600 -227 -30 13,527
2021-03-01 2021-02-26 4 Audette Matthew J LPLA Common Stock S - Sale D 128.8500 -151 -19 13,754
2021-03-01 2021-02-25 4 Audette Matthew J LPLA Common Stock A - Award D 3,767 13,905
2021-03-01 2021-02-25 4 Audette Matthew J LPLA Common Stock F - Taxes D 132.1000 -1,488 -197 10,138
2021-03-01 2021-02-25 4 Audette Matthew J LPLA Common Stock G - Gift D -1,500 11,626
2021-03-01 2021-02-26 4 Arnold Dan H. LPLA Common Stock S - Sale D 130.2300 -2,558 -333 204,015
2021-03-01 2021-02-25 4 Arnold Dan H. LPLA Common Stock A - Award D 14,743 206,573
2021-03-01 2021-02-25 4 Arnold Dan H. LPLA Common Stock F - Taxes D 132.1000 -2,291 -303 191,830
2021-02-25 2021-02-23 4 White George Burton LPLA Common Stock F - Taxes D 135.4100 -3,162 -428 36,350
2021-02-25 2021-02-23 4 White George Burton LPLA Common Stock A - Award D 8,144 39,512
2021-02-25 2021-02-24 4 Seese Scott LPLA Common Stock S - Sale D 134.9400 -4,661 -629 24,860
2021-02-25 2021-02-23 4 Seese Scott LPLA Common Stock F - Taxes D 135.4100 -4,691 -635 29,521
2021-02-25 2021-02-23 4 Seese Scott LPLA Common Stock A - Award D 11,076 34,212
2021-02-25 2021-02-24 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 134.9400 -513 -69 23,725
2021-02-25 2021-02-23 4 Oroschakoff Michelle LPLA Common Stock F - Taxes D 135.4100 -3,763 -510 24,238
2021-02-25 2021-02-23 4 Oroschakoff Michelle LPLA Common Stock A - Award D 8,144 28,001
2021-02-25 2021-02-24 4 Larsen Sallie R. LPLA Common Stock S - Sale D 134.9400 -4,489 -606 16,691
2021-02-25 2021-02-23 4 Larsen Sallie R. LPLA Common Stock F - Taxes D 135.4100 -2,399 -325 21,180
2021-02-25 2021-02-23 4 Larsen Sallie R. LPLA Common Stock A - Award D 6,124 23,579
2021-02-25 2021-02-24 4 Kalbaugh John Andrew LPLA Common Stock S - Sale D 134.9400 -4,669 -630 26,543
2021-02-25 2021-02-23 4 Kalbaugh John Andrew LPLA Option to purchase Common Stock M - Exercise D 65.50 -8,745 0
2021-02-25 2021-02-23 4 Kalbaugh John Andrew LPLA Common Stock F - Taxes D 135.4100 -3,810 -516 31,212
2021-02-25 2021-02-23 4 Kalbaugh John Andrew LPLA Common Stock A - Award D 7,538 35,022
2021-02-25 2021-02-23 4 Kalbaugh John Andrew LPLA Common Stock S - Sale D 132.6400 -8,745 -1,160 27,484
2021-02-25 2021-02-23 4 Kalbaugh John Andrew LPLA Common Stock M - Exercise D 65.5000 8,745 573 36,229
2021-02-25 2021-02-23 4 Enyedi Matthew LPLA Common Stock F - Taxes D 135.4100 -134 -18 4,109
2021-02-25 2021-02-24 4 Audette Matthew J LPLA Common Stock S - Sale D 134.9400 -8,847 -1,194 13,126
2021-02-25 2021-02-23 4 Audette Matthew J LPLA Common Stock F - Taxes D 135.4100 -6,544 -886 21,973
2021-02-25 2021-02-23 4 Audette Matthew J LPLA Common Stock A - Award D 13,682 28,517
2021-02-25 2021-02-24 4 Arnold Dan H. LPLA Common Stock S - Sale D 137.2000 -2,610 -358 194,121
2021-02-25 2021-02-24 4 Arnold Dan H. LPLA Common Stock S - Sale D 136.5500 -11,704 -1,598 196,731
2021-02-25 2021-02-24 4 Arnold Dan H. LPLA Common Stock S - Sale D 135.6000 -9,057 -1,228 208,435
2021-02-25 2021-02-24 4 Arnold Dan H. LPLA Common Stock S - Sale D 134.3300 -1,923 -258 217,492
2021-02-25 2021-02-23 4 Arnold Dan H. LPLA Common Stock F - Taxes D 135.4100 -24,876 -3,368 219,415
2021-02-25 2021-02-23 4 Arnold Dan H. LPLA Common Stock A - Award D 50,170 244,291
2021-02-17 2021-02-16 4 Simonich Brent LPLA Common Stock P - Purchase D 131.0000 1,909 250 1,909
2021-02-17 2021-02-12 4 Oroschakoff Michelle LPLA Option to purchase Common Stock M - Exercise D 48.09 -198 12,715
2021-02-17 2021-02-12 4 Oroschakoff Michelle LPLA Option to purchase Common Stock M - Exercise D 54.81 -3,802 0
2021-02-17 2021-02-12 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 128.1600 -4,000 -513 19,857
2021-02-17 2021-02-12 4 Oroschakoff Michelle LPLA Common Stock M - Exercise D 48.0900 198 10 23,857
2021-02-17 2021-02-12 4 Oroschakoff Michelle LPLA Common Stock M - Exercise D 54.8100 3,802 208 23,659
2021-02-17 2021-02-16 4 Arnold Dan H. LPLA Common Stock S - Sale D 130.8600 -7,974 -1,043 194,121
2021-02-17 2021-02-13 4 Arnold Dan H. LPLA Common Stock F - Taxes D 130.2400 -4,962 -646 202,095
2021-02-12 2020-12-11 5 Arnold Dan H. LPLA Common Stock G - Gift D -5,102 207,057
2021-02-12 2021-02-10 4 Kalbaugh John Andrew LPLA Option to purchase Common Stock M - Exercise D 54.81 -12,476 0
2021-02-12 2021-02-10 4 Kalbaugh John Andrew LPLA Common Stock S - Sale D 128.3100 -8,184 -1,050 27,484
2021-02-12 2021-02-10 4 Kalbaugh John Andrew LPLA Common Stock S - Sale D 127.4500 -7,499 -956 35,668
2021-02-12 2021-02-10 4 Kalbaugh John Andrew LPLA Common Stock S - Sale D 126.6800 -2,301 -291 43,167
2021-02-12 2021-02-10 4 Kalbaugh John Andrew LPLA Common Stock M - Exercise D 54.8100 12,476 684 45,468
2021-02-12 2020-12-11 4 Kalbaugh John Andrew LPLA Common Stock G - Gift D -3,048 32,992
2021-02-11 2021-02-09 4 Enyedi Matthew LPLA Option to purchase Common Stock M - Exercise D 19.85 -1,473 0
2021-02-11 2021-02-09 4 Enyedi Matthew LPLA Common Stock S - Sale D 124.8900 -1,473 -184 4,243
2021-02-11 2021-02-09 4 Enyedi Matthew LPLA Common Stock M - Exercise D 19.8500 1,473 29 5,716
2020-12-04 2020-12-03 4 White George Burton LPLA Option to purchase Common Stock M - Exercise D 34.61 -860 0
2020-12-04 2020-12-03 4 White George Burton LPLA Common Stock M - Exercise D 34.6100 860 30 31,368
2020-12-02 2020-11-30 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 49 49,201
2020-12-02 2020-11-30 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 7 49,152
2020-12-02 2020-11-30 4 Thomas Corey E. LPLA Common Stock A - Award D 10 7,457
2020-12-02 2020-11-30 4 Thomas Corey E. LPLA Common Stock A - Award D 7 7,447
2020-12-02 2020-11-30 4 Mnookin Allison LPLA Common Stock A - Award D 7 7,008
2020-12-02 2020-11-30 4 Putnam James S LPLA Common Stock A - Award D 29 131,420
2020-12-02 2020-11-30 4 Glavin William Francis Jr LPLA Common Stock A - Award D 34 16,751
2020-12-02 2020-11-30 4 Glavin William Francis Jr LPLA Common Stock A - Award D 7 16,717
2020-12-02 2020-11-30 4 EBERHART PAULETT LPLA Common Stock A - Award D 7 20,124
2020-12-02 2020-11-30 4 EBERHART PAULETT LPLA Common Stock A - Award D 7 20,117
2020-12-02 2020-11-30 4 BERNARD EDWARD C LPLA Common Stock A - Award D 3 9,249
2020-12-02 2020-11-30 4 BERNARD EDWARD C LPLA Common Stock A - Award D 7 9,246
2020-11-25 2020-11-24 4 Larsen Sallie R. LPLA Option to purchase Common Stock M - Exercise D 31.61 -5,225 15,815
2020-11-25 2020-11-24 4 Larsen Sallie R. LPLA Common Stock S - Sale D 95.0000 -5,225 -496 17,455
2020-11-25 2020-11-24 4 Larsen Sallie R. LPLA Common Stock M - Exercise D 31.6100 5,225 165 22,680
2020-11-17 2020-11-16 4 Larsen Sallie R. LPLA Common Stock S - Sale D 91.2200 -6,300 -575 17,455
2020-11-13 2020-11-12 4 Oroschakoff Michelle LPLA Option to purchase Common Stock M - Exercise D 54.81 -4,000 3,802
2020-11-13 2020-11-12 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 86.7900 -4,000 -347 19,857
2020-11-13 2020-11-12 4 Oroschakoff Michelle LPLA Common Stock M - Exercise D 54.8100 4,000 219 23,857
2020-11-12 2020-11-09 4 Steinmeier Richard LPLA Common Stock S - Sale D 86.0000 -3,984 -343 20,837
2020-11-12 2020-11-09 4 Audette Matthew J LPLA Common Stock S - Sale D 89.4800 -200 -18 14,835
2020-11-12 2020-11-09 4 Audette Matthew J LPLA Common Stock S - Sale D 88.9200 -2,300 -205 15,035
2020-11-12 2020-11-09 4 Audette Matthew J LPLA Common Stock S - Sale D 87.8000 -3,900 -342 17,335
2020-11-12 2020-11-09 4 Audette Matthew J LPLA Common Stock S - Sale D 86.9000 -4,600 -400 21,235
2020-11-12 2020-11-09 4 Audette Matthew J LPLA Common Stock S - Sale D 85.9300 -1,400 -120 25,835
2020-11-12 2020-11-09 4 Audette Matthew J LPLA Common Stock S - Sale D 84.0700 -100 -8 27,235
2020-11-12 2020-08-07 4 Audette Matthew J LPLA Common Stock G - Gift D -2,000 27,335
2020-11-12 2020-11-09 4 Arnold Dan H. LPLA Option to purchase Common Stock M - Exercise D 54.81 -2,239 15,594
2020-11-12 2020-11-09 4 Arnold Dan H. LPLA Option to purchase Common Stock M - Exercise D 45.55 -10,653 0
2020-11-12 2020-11-09 4 Arnold Dan H. LPLA Common Stock S - Sale D 85.0000 -12,892 -1,096 212,159
2020-11-12 2020-11-09 4 Arnold Dan H. LPLA Common Stock M - Exercise D 54.8100 2,239 123 225,051
2020-11-12 2020-11-09 4 Arnold Dan H. LPLA Common Stock M - Exercise D 45.5500 10,653 485 222,812
2020-09-09 2020-09-07 4 Steinmeier Richard LPLA Common Stock F - Taxes D 83.7600 -3,552 -298 24,821
2020-09-08 2020-09-04 4 Arnold Dan H. LPLA Option to purchase Common Stock M - Exercise D 54.81 -200 17,833
2020-09-08 2020-09-04 4 Arnold Dan H. LPLA Option to purchase Common Stock M - Exercise D 45.55 -800 10,653
2020-09-08 2020-09-04 4 Arnold Dan H. LPLA Common Stock S - Sale D 85.4400 -1,000 -85 212,159
2020-09-08 2020-09-04 4 Arnold Dan H. LPLA Common Stock M - Exercise D 54.8100 200 11 213,159
2020-09-08 2020-09-04 4 Arnold Dan H. LPLA Common Stock M - Exercise D 45.5500 800 36 212,959
2020-09-08 2020-09-03 4 Arnold Dan H. LPLA Option to purchase Common Stock M - Exercise D 54.81 -200 18,033
2020-09-08 2020-09-03 4 Arnold Dan H. LPLA Option to purchase Common Stock M - Exercise D 45.55 -756 11,453
2020-09-08 2020-09-03 4 Arnold Dan H. LPLA Common Stock S - Sale D 85.4100 -956 -82 212,159
2020-09-08 2020-09-03 4 Arnold Dan H. LPLA Common Stock M - Exercise D 54.8100 200 11 213,115
2020-09-08 2020-09-03 4 Arnold Dan H. LPLA Common Stock M - Exercise D 45.5500 756 34 212,915
2020-09-01 2020-08-28 4 Thomas Corey E. LPLA Common Stock A - Award D 13 7,440
2020-09-01 2020-08-28 4 Thomas Corey E. LPLA Common Stock A - Award D 8 7,427
2020-09-01 2020-08-28 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 55 49,145
2020-09-01 2020-08-28 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 8 49,090
2020-09-01 2020-08-28 4 Putnam James S LPLA Common Stock A - Award D 32 131,390
2020-09-01 2020-08-28 4 Mnookin Allison LPLA Common Stock A - Award D 8 7,001
2020-09-01 2020-08-28 4 Glavin William Francis Jr LPLA Common Stock A - Award D 39 16,710
2020-09-01 2020-08-28 4 Glavin William Francis Jr LPLA Common Stock A - Award D 8 16,671
2020-09-01 2020-08-28 4 EBERHART PAULETT LPLA Common Stock A - Award D 7 20,110
2020-09-01 2020-08-28 4 EBERHART PAULETT LPLA Common Stock A - Award D 8 20,103
2020-09-01 2020-08-28 4 BERNARD EDWARD C LPLA Common Stock A - Award D 4 9,239
2020-09-01 2020-08-28 4 BERNARD EDWARD C LPLA Common Stock A - Award D 8 9,235
2020-08-14 2020-08-12 4 White George Burton LPLA Option to purchase Common Stock M - Exercise D 54.81 -16,017 0
2020-08-14 2020-08-12 4 White George Burton LPLA Common Stock S - Sale D 84.8200 -3,161 -268 30,508
2020-08-14 2020-08-12 4 White George Burton LPLA Common Stock S - Sale D 84.2800 -19,412 -1,636 33,669
2020-08-14 2020-08-12 4 White George Burton LPLA Common Stock M - Exercise D 54.8100 16,017 878 53,081
2020-08-14 2020-08-12 4 Oroschakoff Michelle LPLA Option to purchase Common Stock M - Exercise D 54.81 -4,000 7,802
2020-08-14 2020-08-12 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 84.3300 -4,000 -337 19,857
2020-08-14 2020-08-12 4 Oroschakoff Michelle LPLA Common Stock M - Exercise D 54.8100 4,000 219 23,857
2020-08-14 2020-08-12 4 Kalbaugh John Andrew LPLA Option to purchase Common Stock M - Exercise D 39.48 -14,676 0
2020-08-14 2020-08-12 4 Kalbaugh John Andrew LPLA Option to purchase Common Stock M - Exercise D 45.55 -17,984 0
2020-08-14 2020-08-12 4 Kalbaugh John Andrew LPLA Option to purchase Common Stock M - Exercise D 45.55 -10,790 0
2020-08-14 2020-08-12 4 Kalbaugh John Andrew LPLA Option to purchase Common Stock M - Exercise D 32.26 -7,317 0
2020-08-14 2020-08-12 4 Kalbaugh John Andrew LPLA Common Stock S - Sale D 84.5700 -21,099 -1,784 36,040
2020-08-14 2020-08-12 4 Kalbaugh John Andrew LPLA Common Stock S - Sale D 84.0900 -29,668 -2,495 57,139
2020-08-14 2020-08-12 4 Kalbaugh John Andrew LPLA Common Stock M - Exercise D 39.4800 14,676 579 86,807
2020-08-14 2020-08-12 4 Kalbaugh John Andrew LPLA Common Stock M - Exercise D 45.5500 17,984 819 72,131
2020-08-14 2020-08-12 4 Kalbaugh John Andrew LPLA Common Stock M - Exercise D 45.5500 10,790 491 54,147
2020-08-14 2020-08-12 4 Kalbaugh John Andrew LPLA Common Stock M - Exercise D 32.2600 7,317 236 43,357
2020-08-13 2020-08-13 4 Arnold Dan H. LPLA Option to purchase Common Stock M - Exercise D 45.55 -400 12,209
2020-08-13 2020-08-13 4 Arnold Dan H. LPLA Common Stock S - Sale D 85.0500 -400 -34 212,159
2020-08-13 2020-08-13 4 Arnold Dan H. LPLA Common Stock M - Exercise D 45.5500 400 18 212,559
2020-08-13 2020-08-11 4 Arnold Dan H. LPLA Option to purchase Common Stock M - Exercise D 54.81 -1,999 18,233
2020-08-13 2020-08-11 4 Arnold Dan H. LPLA Option to purchase Common Stock M - Exercise D 45.55 -12,753 12,609
2020-08-13 2020-08-11 4 Arnold Dan H. LPLA Common Stock S - Sale D 85.2900 -14,752 -1,258 212,159
2020-08-13 2020-08-11 4 Arnold Dan H. LPLA Common Stock M - Exercise D 54.8100 1,999 110 226,911
2020-08-13 2020-08-11 4 Arnold Dan H. LPLA Common Stock M - Exercise D 45.5500 12,753 581 224,912
2020-06-16 2020-06-12 4 Thomas Corey E. LPLA Common Stock A - Award D 13 7,419
2020-06-16 2020-06-12 4 Thomas Corey E. LPLA Common Stock A - Award D 8 7,406
2020-06-16 2020-06-12 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 56 49,082
2020-06-16 2020-06-12 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 8 49,026
2020-06-16 2020-06-12 4 Putnam James S LPLA Common Stock A - Award D 32 131,358
2020-06-16 2020-06-12 4 Mnookin Allison LPLA Common Stock A - Award D 8 6,993
2020-06-16 2020-06-12 4 Glavin William Francis Jr LPLA Common Stock A - Award D 40 16,663
2020-06-16 2020-06-12 4 Glavin William Francis Jr LPLA Common Stock A - Award D 8 16,623
2020-06-16 2020-06-12 4 EBERHART PAULETT LPLA Common Stock A - Award D 7 20,095
2020-06-16 2020-06-12 4 EBERHART PAULETT LPLA Common Stock A - Award D 8 20,088
2020-06-16 2020-06-12 4 BERNARD EDWARD C LPLA Common Stock A - Award D 4 9,227
2020-06-16 2020-06-12 4 BERNARD EDWARD C LPLA Common Stock A - Award D 8 9,223
2020-06-11 2020-06-09 4 Kalbaugh John Andrew LPLA Option to purchase Common Stock M - Exercise D 24.38 -17,076 0
2020-06-11 2020-06-09 4 Kalbaugh John Andrew LPLA Option to purchase Common Stock M - Exercise D 31.60 -21,135 0
2020-06-11 2020-06-09 4 Kalbaugh John Andrew LPLA Common Stock S - Sale D 85.1300 -38,211 -3,253 36,040
2020-06-11 2020-06-09 4 Kalbaugh John Andrew LPLA Common Stock M - Exercise D 24.3800 17,076 416 74,251
2020-06-11 2020-06-09 4 Kalbaugh John Andrew LPLA Common Stock M - Exercise D 31.6000 21,135 668 57,175
2020-06-11 2020-06-09 4 Steinmeier Richard LPLA Common Stock S - Sale D 86.0200 -5,418 -466 28,373
2020-06-11 2020-06-09 4 Arnold Dan H. LPLA Option to purchase Common Stock M - Exercise D 19.85 -20,000 78,031
2020-06-11 2020-06-09 4 Arnold Dan H. LPLA Common Stock S - Sale D 86.1000 -5,099 -439 212,159
2020-06-11 2020-06-09 4 Arnold Dan H. LPLA Common Stock S - Sale D 85.5600 -14,901 -1,275 217,258
2020-06-11 2020-06-09 4 Arnold Dan H. LPLA Common Stock M - Exercise D 19.8500 20,000 397 232,159
2020-06-09 2020-06-05 4 Arnold Dan H. LPLA Common Stock S - Sale D 84.6200 -1,146 -97 212,159
2020-06-09 2020-06-05 4 Arnold Dan H. LPLA Common Stock S - Sale D 83.4800 -2,720 -227 213,305
2020-06-09 2020-06-05 4 Arnold Dan H. LPLA Common Stock S - Sale D 82.6200 -11,647 -962 216,025
2020-06-09 2020-06-05 4 Arnold Dan H. LPLA Common Stock S - Sale D 81.9800 -19,487 -1,598 227,672
2020-05-11 2020-05-07 4 Thomas Corey E. LPLA Common Stock A - Award D 1,435 7,398
2020-05-11 2020-05-07 4 Thomas Corey E. LPLA Common Stock A - Award D 2,780 5,963
2020-05-11 2020-05-07 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 1,435 49,018
2020-05-11 2020-05-07 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 2,780 47,583
2020-05-11 2020-05-07 4 Putnam James S LPLA Common Stock A - Award D 1,435 131,326
2020-05-11 2020-05-07 4 Putnam James S LPLA Common Stock A - Award D 2,780 129,892
2020-05-11 2020-05-07 4 MULCAHY ANNE M LPLA Common Stock A - Award D 1,435 30,162
2020-05-11 2020-05-07 4 MULCAHY ANNE M LPLA Common Stock A - Award D 2,780 28,727
2020-05-11 2020-05-07 4 Mnookin Allison LPLA Common Stock A - Award D 2,780 6,985
2020-05-11 2020-05-07 4 Glavin William Francis Jr LPLA Common Stock A - Award D 1,435 16,615
2020-05-11 2020-05-07 4 Glavin William Francis Jr LPLA Common Stock A - Award D 2,780 15,180
2020-05-11 2020-05-07 4 EBERHART PAULETT LPLA Common Stock A - Award D 1,435 20,080
2020-05-11 2020-05-07 4 EBERHART PAULETT LPLA Common Stock A - Award D 2,780 18,645
2020-05-11 2020-05-07 4 BERNARD EDWARD C LPLA Common Stock A - Award D 1,435 9,215
2020-05-11 2020-05-07 4 BERNARD EDWARD C LPLA Common Stock A - Award D 2,780 7,780
2020-05-11 3 BERNARD EDWARD C LPLA Common Stock D 10,000
2020-05-11 3 BERNARD EDWARD C LPLA Common Stock D 10,000
2020-05-11 3 BERNARD EDWARD C LPLA Common Stock D 10,000
2020-04-02 2020-03-31 4 Thomas Corey E. LPLA Common Stock A - Award D 4 3,183
2020-04-02 2020-03-31 4 Thomas Corey E. LPLA Common Stock A - Award D 9 3,179
2020-04-02 2020-03-31 4 RIEPE JAMES S LPLA Common Stock A - Award D 44 95,258
2020-04-02 2020-03-31 4 RIEPE JAMES S LPLA Common Stock A - Award D 9 95,214
2020-04-02 2020-03-31 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 68 44,803
2020-04-02 2020-03-31 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 9 44,735
2020-04-02 2020-03-31 4 Putnam James S LPLA Common Stock A - Award D 48 127,112
2020-04-02 2020-03-31 4 Glavin William Francis Jr LPLA Common Stock A - Award D 44 12,400
2020-04-02 2020-03-31 4 Glavin William Francis Jr LPLA Common Stock A - Award D 9 12,356
2020-04-02 2020-03-31 4 EBERHART PAULETT LPLA Common Stock A - Award D 11 15,865
2020-03-17 2020-03-13 4 White George Burton LPLA Common Stock F - Taxes D 59.7600 -6,175 -369 37,064
2020-03-17 2020-03-13 4 White George Burton LPLA Common Stock A - Award D 12,138 43,239
2020-03-17 2020-03-13 4 Oroschakoff Michelle LPLA Common Stock F - Taxes D 59.7600 -602 -36 19,857
2020-03-17 2020-03-13 4 Oroschakoff Michelle LPLA Common Stock A - Award D 9,710 20,459
2020-03-17 2020-03-13 4 Larsen Sallie R. LPLA Common Stock F - Taxes D 59.7600 -3,435 -205 23,755
2020-03-17 2020-03-13 4 Larsen Sallie R. LPLA Common Stock A - Award D 7,598 27,190
2020-03-17 2020-03-13 4 Kalbaugh John Andrew LPLA Common Stock F - Taxes D 59.7600 -5,798 -346 36,040
2020-03-17 2020-03-13 4 Kalbaugh John Andrew LPLA Common Stock A - Award D 11,182 41,838
2020-03-17 2020-03-13 4 Enyedi Matthew LPLA Common Stock F - Taxes D 59.7600 -232 -14 4,243
2020-03-17 2020-03-13 4 Audette Matthew J LPLA Common Stock F - Taxes D 59.7600 -11,775 -704 29,335
2020-03-17 2020-03-13 4 Audette Matthew J LPLA Common Stock A - Award D 21,110 41,110
2020-03-17 2020-03-13 4 Arnold Dan H. LPLA Common Stock F - Taxes D 59.7600 -34,889 -2,085 247,159
2020-03-17 2020-03-13 4 Arnold Dan H. LPLA Common Stock A - Award D 70,368 282,048
2020-03-03 2020-02-28 4 SEMERJIAN DAYTON LPLA Common Stock F - Taxes D 79.4800 -1,903 -151 12,558
2020-02-27 2020-02-25 4 White George Burton LPLA Common Stock A - Award D 2,951 31,101
2020-02-27 2020-02-25 4 White George Burton LPLA Common Stock F - Taxes D 84.4800 -308 -26 28,150
2020-02-27 2020-02-25 4 Steinmeier Richard LPLA Common Stock A - Award D 4,132 33,791
2020-02-27 2020-02-25 4 Steinmeier Richard LPLA Common Stock F - Taxes D 84.4800 -328 -28 29,659
2020-02-27 2020-02-25 4 SEMERJIAN DAYTON LPLA Common Stock A - Award D 3,689 14,461
2020-02-27 2020-02-25 4 Seese Scott LPLA Common Stock A - Award D 4,364 23,136
2020-02-27 2020-02-25 4 Seese Scott LPLA Common Stock F - Taxes D 84.4800 -428 -36 18,772
2020-02-27 2020-02-26 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 84.8600 -558 -47 10,749
2020-02-27 2020-02-25 4 Oroschakoff Michelle LPLA Common Stock A - Award D 3,057 11,307
2020-02-27 2020-02-25 4 Oroschakoff Michelle LPLA Common Stock F - Taxes D 84.4800 -295 -25 8,250
2020-02-27 2020-02-25 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 87.7800 -665 -58 8,545
2020-02-27 2020-02-25 4 Larsen Sallie R. LPLA Common Stock A - Award D 2,277 19,592
2020-02-27 2020-02-25 4 Larsen Sallie R. LPLA Common Stock F - Taxes D 84.4800 -216 -18 17,315
2020-02-27 2020-02-26 4 Kalbaugh John Andrew LPLA Common Stock S - Sale D 84.8600 -456 -39 30,656
2020-02-27 2020-02-25 4 Kalbaugh John Andrew LPLA Common Stock A - Award D 2,521 31,112
2020-02-27 2020-02-25 4 Kalbaugh John Andrew LPLA Common Stock F - Taxes D 84.4800 -360 -30 28,591
2020-02-27 2020-02-25 4 Kalbaugh John Andrew LPLA Common Stock S - Sale D 87.7800 -528 -46 28,951
2020-02-27 2020-02-25 4 Enyedi Matthew LPLA Common Stock A - Award D 2,108 4,475
2020-02-27 2020-02-25 4 Enyedi Matthew LPLA Common Stock F - Taxes D 84.4800 -171 -14 2,367
2020-02-27 2020-02-26 4 Audette Matthew J LPLA Common Stock S - Sale D 84.8600 -937 -80 20,000
2020-02-27 2020-02-25 4 Audette Matthew J LPLA Common Stock A - Award D 4,701 20,937
2020-02-27 2020-02-25 4 Audette Matthew J LPLA Common Stock F - Taxes D 84.4800 -496 -42 16,236
2020-02-27 2020-02-25 4 Audette Matthew J LPLA Common Stock S - Sale D 87.7800 -1,095 -96 16,732
2020-02-27 2020-02-25 4 Arnold Dan H. LPLA Common Stock A - Award D 14,547 211,680
2020-02-25 2020-02-23 4 Seese Scott LPLA Common Stock F - Taxes D 94.8600 -463 -44 19,200
2020-02-25 2020-02-23 4 White George Burton LPLA Common Stock F - Taxes D 94.8600 -351 -33 28,458
2020-02-25 2020-02-23 4 Audette Matthew J LPLA Common Stock F - Taxes D 94.8600 -616 -58 17,827
2020-02-25 2020-02-23 4 Enyedi Matthew LPLA Common Stock F - Taxes D 94.8600 -159 -15 2,538
2020-02-25 2020-02-23 4 Kalbaugh John Andrew LPLA Common Stock F - Taxes D 94.8600 -415 -39 29,479
2020-02-25 2020-02-23 4 Larsen Sallie R. LPLA Common Stock F - Taxes D 94.8600 -254 -24 17,531
2020-02-25 2020-02-23 4 Oroschakoff Michelle LPLA Common Stock F - Taxes D 94.8600 -353 -33 9,210
2020-02-18 2020-02-14 4 Arnold Dan H. LPLA Common Stock S - Sale D 94.8800 -6,468 -614 197,133
2020-02-18 2020-02-13 4 Oroschakoff Michelle LPLA Option to purchase Common Stock M - Exercise D 48.09 -5,000 12,913
2020-02-18 2020-02-13 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 94.9500 -5,000 -475 9,563
2020-02-18 2020-02-13 4 Oroschakoff Michelle LPLA Common Stock M - Exercise D 48.0900 5,000 240 14,563
2020-01-29 2020-01-27 4 Kalbaugh John Andrew LPLA Option to purchase Common Stock M - Exercise D 19.85 -64,380 0
2020-01-29 2020-01-27 4 Kalbaugh John Andrew LPLA Common Stock S - Sale D 92.9400 -64,380 -5,983 29,894
2020-01-29 2020-01-27 4 Kalbaugh John Andrew LPLA Common Stock M - Exercise D 19.8500 64,380 1,278 94,274
2020-01-10 3 Enyedi Matthew LPLA Common Stock D 5,394
2020-01-10 3 Enyedi Matthew LPLA Common Stock D 5,394
2020-01-10 3 Enyedi Matthew LPLA Common Stock D 5,394
2019-12-10 2019-12-06 4 White George Burton LPLA Option to purchase Common Stock M - Exercise D 32.26 -20,703 6,198
2019-12-10 2019-12-06 4 White George Burton LPLA Common Stock S - Sale D 92.7000 -221 -20 28,809
2019-12-10 2019-12-06 4 White George Burton LPLA Common Stock S - Sale D 92.3000 -20,482 -1,890 29,030
2019-12-10 2019-12-06 4 White George Burton LPLA Common Stock M - Exercise D 32.2600 20,703 668 49,512
2019-11-26 2019-11-25 4 Calder Tracy LPLA Option to purchase Common Stock M - Exercise D 19.85 -13,181 5,939
2019-11-26 2019-11-25 4 Calder Tracy LPLA Common Stock S - Sale D 91.6000 -13,181 -1,207 8,089
2019-11-26 2019-11-25 4 Calder Tracy LPLA Common Stock M - Exercise D 19.8500 13,181 262 21,270
2019-11-26 2019-11-22 4 Calder Tracy LPLA Common Stock G - Gift D -1,514 8,089
2019-11-25 2019-11-21 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 40 44,726
2019-11-25 2019-11-21 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 5 44,686
2019-11-25 2019-11-21 4 Thomas Corey E. LPLA Common Stock A - Award D 2 3,170
2019-11-25 2019-11-21 4 Thomas Corey E. LPLA Common Stock A - Award D 5 3,168
2019-11-25 2019-11-21 4 EBERHART PAULETT LPLA Common Stock A - Award D 6 15,854
2019-11-25 2019-11-21 4 Glavin William Francis Jr LPLA Common Stock A - Award D 25 12,347
2019-11-25 2019-11-21 4 Glavin William Francis Jr LPLA Common Stock A - Award D 5 12,322
2019-11-25 2019-11-21 4 Putnam James S LPLA Common Stock A - Award D 29 127,064
2019-11-25 2019-11-21 4 RIEPE JAMES S LPLA Common Stock A - Award D 26 95,205
2019-11-25 2019-11-21 4 RIEPE JAMES S LPLA Common Stock A - Award D 5 95,179
2019-11-15 2019-11-13 4 Oroschakoff Michelle LPLA Option to purchase Common Stock M - Exercise D 48.09 -5,000 17,913
2019-11-15 2019-11-13 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 85.9500 -5,000 -430 9,563
2019-11-15 2019-11-13 4 Oroschakoff Michelle LPLA Common Stock M - Exercise D 48.0900 5,000 240 14,563
2019-11-08 2019-11-05 4 Arnold Dan H. LPLA Common Stock G - Gift D -24,183 203,601
2019-11-08 2019-11-06 4 White George Burton LPLA Option to purchase Common Stock M - Exercise D 34.61 -39,140 860
2019-11-08 2019-11-06 4 White George Burton LPLA Option to purchase Common Stock M - Exercise D 23.41 -12,000 0
2019-11-08 2019-11-06 4 White George Burton LPLA Common Stock S - Sale D 86.5900 -13,074 -1,132 28,809
2019-11-08 2019-11-06 4 White George Burton LPLA Common Stock S - Sale D 86.2500 -38,066 -3,283 41,883
2019-11-08 2019-11-06 4 White George Burton LPLA Common Stock M - Exercise D 34.6100 39,140 1,355 79,949
2019-11-08 2019-11-06 4 White George Burton LPLA Common Stock M - Exercise D 23.4100 12,000 281 40,809
2019-09-12 2019-09-11 4 Kalbaugh John Andrew LPLA Option to purchase Common Stock M - Exercise D 32.26 -6,198 7,317
2019-09-12 2019-09-11 4 Kalbaugh John Andrew LPLA Option to purchase Common Stock M - Exercise D 34.61 -2,889 0
2019-09-12 2019-09-11 4 Kalbaugh John Andrew LPLA Common Stock M - Exercise D 32.2600 6,198 200 29,894
2019-09-12 2019-09-11 4 Kalbaugh John Andrew LPLA Common Stock M - Exercise D 34.6100 2,889 100 23,696
2019-09-12 2019-09-10 4 Kalbaugh John Andrew LPLA Option to purchase Common Stock M - Exercise D 34.61 -16,711 2,889
2019-09-12 2019-09-10 4 Kalbaugh John Andrew LPLA Option to purchase Common Stock M - Exercise D 32.26 -12,120 13,515
2019-09-12 2019-09-10 4 Kalbaugh John Andrew LPLA Option to purchase Common Stock M - Exercise D 19.85 -3,289 64,380
2019-09-12 2019-09-10 4 Kalbaugh John Andrew LPLA Common Stock S - Sale D 81.0700 -280 -23 20,807
2019-09-12 2019-09-10 4 Kalbaugh John Andrew LPLA Common Stock S - Sale D 80.2700 -31,840 -2,556 21,087
2019-09-12 2019-09-10 4 Kalbaugh John Andrew LPLA Common Stock M - Exercise D 34.6100 16,711 578 52,927
2019-09-12 2019-09-10 4 Kalbaugh John Andrew LPLA Common Stock M - Exercise D 32.2600 12,120 391 36,216
2019-09-12 2019-09-10 4 Kalbaugh John Andrew LPLA Common Stock M - Exercise D 19.8500 3,289 65 24,096
2019-09-12 2019-09-10 4 Arnold Dan H. LPLA Option to purchase Common Stock M - Exercise D 31.60 -48,159 0
2019-09-12 2019-09-10 4 Arnold Dan H. LPLA Common Stock S - Sale D 80.0000 -48,159 -3,853 227,784
2019-09-12 2019-09-10 4 Arnold Dan H. LPLA Common Stock M - Exercise D 31.6000 48,159 1,522 275,943
2019-09-12 2019-09-10 4 Arnold Dan H. LPLA Common Stock G - Gift D -1,062 227,784
2019-09-10 2019-09-07 4 Steinmeier Richard LPLA Common Stock F - Taxes D 76.9000 -2,606 -200 29,987
2019-08-27 2019-08-23 4 Thomas Corey E. LPLA Common Stock A - Award D 3 3,163
2019-08-27 2019-08-23 4 Thomas Corey E. LPLA Common Stock A - Award D 7 3,160
2019-08-27 2019-08-23 4 Putnam James S LPLA Common Stock A - Award D 35 127,034
2019-08-27 2019-08-23 4 RIEPE JAMES S LPLA Common Stock A - Award D 33 95,174
2019-08-27 2019-08-23 4 RIEPE JAMES S LPLA Common Stock A - Award D 7 95,141
2019-08-27 2019-08-23 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 50 44,681
2019-08-27 2019-08-23 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 7 44,631
2019-08-27 2019-08-23 4 Glavin William Francis Jr LPLA Common Stock A - Award D 32 12,317
2019-08-27 2019-08-23 4 Glavin William Francis Jr LPLA Common Stock A - Award D 7 12,285
2019-08-27 2019-08-23 4 EBERHART PAULETT LPLA Common Stock A - Award D 8 15,848
2019-08-26 2019-08-22 4 Arnold Dan H. LPLA Option to purchase Common Stock M - Exercise D 32.26 -19,747 0
2019-08-26 2019-08-22 4 Arnold Dan H. LPLA Common Stock S - Sale D 76.6400 -400 -31 228,846
2019-08-26 2019-08-22 4 Arnold Dan H. LPLA Common Stock S - Sale D 75.2600 -19,347 -1,456 229,246
2019-08-26 2019-08-22 4 Arnold Dan H. LPLA Common Stock M - Exercise D 32.2600 19,747 637 248,593
2019-08-23 2019-08-21 4 Seese Scott LPLA Common Stock F - Taxes D 73.7900 -5,133 -379 19,663
2019-08-15 2019-08-13 4 Oroschakoff Michelle LPLA Option to purchase Common Stock M - Exercise D 48.09 -266 22,913
2019-08-15 2019-08-13 4 Oroschakoff Michelle LPLA Option to purchase Common Stock M - Exercise D 36.88 -4,734 0
2019-08-15 2019-08-13 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 71.6700 -5,000 -358 9,563
2019-08-15 2019-08-13 4 Oroschakoff Michelle LPLA Common Stock M - Exercise D 48.0900 266 13 14,563
2019-08-15 2019-08-13 4 Oroschakoff Michelle LPLA Common Stock M - Exercise D 36.8800 4,734 175 14,297
2019-08-07 2019-08-05 4 Audette Matthew J LPLA Common Stock S - Sale D 77.1100 -3,687 -284 18,443
2019-08-07 2019-08-05 4 Audette Matthew J LPLA Common Stock S - Sale D 76.4900 -8,813 -674 22,130
2019-08-07 2019-05-17 4 Audette Matthew J LPLA Common Stock G - Gift D -2,000 30,943
2019-06-17 2019-06-13 4 Kalbaugh John Andrew LPLA Common Stock F - Taxes D 84.6400 -716 -61 20,807
2019-06-05 2019-06-03 4 Thomas Corey E. LPLA Common Stock A - Award D 3 3,153
2019-06-05 2019-06-03 4 Thomas Corey E. LPLA Common Stock A - Award D 6 3,150
2019-06-05 2019-06-03 4 Putnam James S LPLA Common Stock A - Award D 32 127,000
2019-06-05 2019-06-03 4 RIEPE JAMES S LPLA Common Stock A - Award D 29 95,134
2019-06-05 2019-06-03 4 RIEPE JAMES S LPLA Common Stock A - Award D 6 95,105
2019-06-05 2019-06-03 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 45 44,624
2019-06-05 2019-06-03 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 6 44,579
2019-06-05 2019-06-03 4 EBERHART PAULETT LPLA Common Stock A - Award D 7 15,840
2019-06-05 2019-06-03 4 Glavin William Francis Jr LPLA Common Stock A - Award D 29 12,278
2019-06-05 2019-06-03 4 Glavin William Francis Jr LPLA Common Stock A - Award D 6 12,249
2019-05-30 2019-05-28 4 Oroschakoff Michelle LPLA Option to purchase Common Stock M - Exercise D 36.88 -6,000 4,734
2019-05-30 2019-05-28 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 84.5100 -6,000 -507 9,563
2019-05-30 2019-05-28 4 Oroschakoff Michelle LPLA Common Stock M - Exercise D 36.8800 6,000 221 15,563
2019-05-10 2019-05-08 4 Calder Tracy LPLA Common Stock S - Sale D 84.2500 -500 -42 9,589
2019-05-10 2019-05-09 4 EBERHART PAULETT LPLA Common Stock A - Award D 2,074 15,833
2019-05-10 2019-05-09 4 Glavin William Francis Jr LPLA Common Stock A - Award D 1,070 12,243
2019-05-10 2019-05-09 4 Glavin William Francis Jr LPLA Common Stock A - Award D 2,074 11,173
2019-05-10 2019-05-09 4 Mnookin Allison LPLA Common Stock A - Award D 2,074 4,205
2019-05-10 2019-05-09 4 MULCAHY ANNE M LPLA Common Stock A - Award D 1,070 25,947
2019-05-10 2019-05-09 4 MULCAHY ANNE M LPLA Common Stock A - Award D 2,074 24,877
2019-05-10 2019-05-09 4 Putnam James S LPLA Common Stock A - Award D 2,074 126,968
2019-05-10 2019-05-09 4 RIEPE JAMES S LPLA Common Stock A - Award D 1,070 95,099
2019-05-10 2019-05-09 4 RIEPE JAMES S LPLA Common Stock A - Award D 2,074 94,029
2019-05-10 2019-05-09 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 1,070 44,573
2019-05-10 2019-05-09 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 2,074 43,503
2019-05-10 2019-05-09 4 Thomas Corey E. LPLA Common Stock A - Award D 1,070 3,144
2019-05-10 2019-05-09 4 Thomas Corey E. LPLA Common Stock A - Award D 2,074 2,074
2019-05-07 2019-05-03 4 Arnold Dan H. LPLA Option to purchase Common Stock M - Exercise D 32.26 -1,222 19,747
2019-05-07 2019-05-03 4 Arnold Dan H. LPLA Common Stock S - Sale D 85.0000 -1,222 -104 228,846
2019-05-07 2019-05-03 4 Arnold Dan H. LPLA Common Stock M - Exercise D 32.2600 1,222 39 230,068
2019-04-02 2019-03-29 4 RIEPE JAMES S LPLA Common Stock A - Award D 22 91,955
2019-04-02 2019-03-29 4 RIEPE JAMES S LPLA Common Stock A - Award D 8 91,933
2019-04-02 2019-03-29 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 40 41,429
2019-04-02 2019-03-29 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 8 41,389
2019-04-02 2019-03-29 4 EBERHART PAULETT LPLA Common Stock A - Award D 8 13,759
2019-04-02 2019-03-29 4 Glavin William Francis Jr LPLA Common Stock A - Award D 22 9,099
2019-04-02 2019-03-29 4 Glavin William Francis Jr LPLA Common Stock A - Award D 8 9,077
2019-04-02 2019-03-29 4 Putnam James S LPLA Common Stock A - Award D 36 124,894
2019-03-15 2019-03-14 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 73.8100 -1,214 -90 9,563
2019-03-15 2019-03-13 4 White George Burton LPLA Common Stock F - Taxes D 74.2200 -704 -52 28,809
2019-03-15 2019-03-14 4 Gooley Thomas LPLA Option to purchase Common Stock M - Exercise D 65.50 -3,528 7,054
2019-03-15 2019-03-14 4 Gooley Thomas LPLA Option to purchase Common Stock M - Exercise D 39.48 -6,926 6,926
2019-03-15 2019-03-14 4 Gooley Thomas LPLA Option to purchase Common Stock M - Exercise D 19.85 -14,938 0
2019-03-15 2019-03-14 4 Gooley Thomas LPLA Common Stock S - Sale D 74.0600 -25,392 -1,881 17,293
2019-03-15 2019-03-14 4 Gooley Thomas LPLA Common Stock M - Exercise D 65.5000 3,528 231 42,685
2019-03-15 2019-03-14 4 Gooley Thomas LPLA Common Stock M - Exercise D 39.4800 6,926 273 39,157
2019-03-15 2019-03-14 4 Gooley Thomas LPLA Common Stock M - Exercise D 19.8500 14,938 297 32,231
2019-03-15 2019-03-13 4 Gooley Thomas LPLA Common Stock F - Taxes D 74.2200 -982 -73 17,293
2019-03-15 2019-03-13 4 Kalbaugh John Andrew LPLA Common Stock F - Taxes D 74.2200 -616 -46 21,523
2019-03-15 2019-03-13 4 Larsen Sallie R. LPLA Common Stock F - Taxes D 74.2200 -307 -23 17,785
2019-03-15 2019-03-13 4 Calder Tracy LPLA Common Stock F - Taxes D 74.2200 -373 -28 10,089
2019-03-15 2019-03-13 4 Audette Matthew J LPLA Common Stock F - Taxes D 74.2200 -1,309 -97 32,943
2019-03-04 2019-02-28 4 SEMERJIAN DAYTON LPLA Common Stock A - Award D 10,772 10,772
2019-02-26 2019-02-25 4 White George Burton LPLA Option to purchase Common Stock A - Award D 77.53 8,909 8,909
2019-02-26 2019-02-25 4 White George Burton LPLA Common Stock A - Award D 2,968 29,513
2019-02-26 2019-02-25 4 White George Burton LPLA Common Stock F - Taxes D 77.5300 -2,672 -207 26,545
2019-02-26 2019-02-23 4 White George Burton LPLA Common Stock F - Taxes D 77.0400 -472 -36 29,217
2019-02-26 2019-02-25 4 Steinmeier Richard LPLA Option to purchase Common Stock A - Award D 77.53 7,355 7,355
2019-02-26 2019-02-25 4 Steinmeier Richard LPLA Common Stock A - Award D 2,450 32,593
2019-02-26 2019-02-25 4 Seese Scott LPLA Option to purchase Common Stock A - Award D 77.53 12,289 12,289
2019-02-26 2019-02-25 4 Seese Scott LPLA Common Stock A - Award D 4,094 24,796
2019-02-26 2019-02-23 4 Seese Scott LPLA Common Stock F - Taxes D 77.0400 -466 -36 20,702
2019-02-26 2019-02-26 4 Oroschakoff Michelle LPLA Option to purchase Common Stock M - Exercise D 36.88 -6,000 10,734
2019-02-26 2019-02-26 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 77.1100 -11,593 -894 10,777
2019-02-26 2019-02-26 4 Oroschakoff Michelle LPLA Common Stock M - Exercise D 36.8800 6,000 221 22,370
2019-02-26 2019-02-25 4 Oroschakoff Michelle LPLA Option to purchase Common Stock A - Award D 77.53 7,680 7,680
2019-02-26 2019-02-25 4 Oroschakoff Michelle LPLA Common Stock A - Award D 2,559 16,370
2019-02-26 2019-02-25 4 Larsen Sallie R. LPLA Option to purchase Common Stock A - Award D 77.53 5,837 5,837
2019-02-26 2019-02-25 4 Larsen Sallie R. LPLA Common Stock A - Award D 1,944 18,092
2019-02-26 2019-02-25 4 Larsen Sallie R. LPLA Common Stock F - Taxes D 77.5300 -1,429 -111 16,148
2019-02-26 2019-02-23 4 Larsen Sallie R. LPLA Common Stock F - Taxes D 77.0400 -255 -20 17,577
2019-02-26 2019-02-25 4 Kalbaugh John Andrew LPLA Option to purchase Common Stock A - Award D 77.53 7,349 7,349
2019-02-26 2019-02-25 4 Kalbaugh John Andrew LPLA Common Stock A - Award D 2,448 22,139
2019-02-26 2019-02-25 4 Kalbaugh John Andrew LPLA Common Stock F - Taxes D 77.5300 -2,585 -200 19,691
2019-02-26 2019-02-23 4 Kalbaugh John Andrew LPLA Common Stock F - Taxes D 77.0400 -415 -32 22,276
2019-02-26 2019-02-25 4 Gooley Thomas LPLA Common Stock F - Taxes D 77.5300 -2,451 -190 18,275
2019-02-26 2019-02-23 4 Gooley Thomas LPLA Common Stock F - Taxes D 77.0400 -566 -44 20,726
2019-02-26 2019-02-26 4 Calder Tracy LPLA Common Stock S - Sale D 77.3400 -10,747 -831 10,462
2019-02-26 2019-02-25 4 Calder Tracy LPLA Option to purchase Common Stock A - Award D 77.53 4,700 4,700
2019-02-26 2019-02-25 4 Calder Tracy LPLA Common Stock A - Award D 1,566 21,209
2019-02-26 2019-02-25 4 Calder Tracy LPLA Common Stock F - Taxes D 77.5300 -422 -33 19,643
2019-02-26 2019-02-23 4 Calder Tracy LPLA Common Stock F - Taxes D 77.0400 -191 -15 20,065
2019-02-26 2019-02-25 4 Audette Matthew J LPLA Option to purchase Common Stock A - Award D 77.53 12,903 12,903
2019-02-26 2019-02-25 4 Audette Matthew J LPLA Common Stock A - Award D 4,299 34,252
2019-02-26 2019-02-25 4 Audette Matthew J LPLA Common Stock F - Taxes D 77.5300 -2,405 -186 29,953
2019-02-26 2019-02-23 4 Audette Matthew J LPLA Common Stock F - Taxes D 77.0400 -616 -47 32,358
2019-02-26 2019-02-26 4 Arnold Dan H. LPLA Option to purchase Common Stock M - Exercise D 32.26 -6,198 20,969
2019-02-26 2019-02-26 4 Arnold Dan H. LPLA Common Stock S - Sale D 77.3400 -7,113 -550 228,846
2019-02-26 2019-02-26 4 Arnold Dan H. LPLA Common Stock M - Exercise D 32.2600 6,198 200 235,959
2019-02-26 2019-02-26 4 Arnold Dan H. LPLA Common Stock G - Gift D -3,226 229,761
2019-02-26 2019-02-25 4 Arnold Dan H. LPLA Option to purchase Common Stock A - Award D 77.53 68,820 68,820
2019-02-13 2019-02-11 4 Kalbaugh John Andrew LPLA Option to purchase Common Stock M - Exercise D 22.08 -40,000 0
2019-02-13 2019-02-11 4 Kalbaugh John Andrew LPLA Common Stock S - Sale D 76.9400 -40,000 -3,078 22,691
2019-02-13 2019-02-11 4 Kalbaugh John Andrew LPLA Common Stock M - Exercise D 22.0800 40,000 883 62,691
2019-02-06 2019-02-04 4 Gooley Thomas LPLA Option to purchase Common Stock M - Exercise D 39.48 -6,926 13,852
2019-02-06 2019-02-04 4 Gooley Thomas LPLA Option to purchase Common Stock M - Exercise D 24.38 -15,938 7,969
2019-02-06 2019-02-04 4 Gooley Thomas LPLA Option to purchase Common Stock M - Exercise D 43.74 -20,576 0
2019-02-06 2019-02-04 4 Gooley Thomas LPLA Common Stock S - Sale D 75.0600 -3,100 -233 21,292
2019-02-06 2019-02-04 4 Gooley Thomas LPLA Common Stock S - Sale D 74.8100 -40,340 -3,018 24,392
2019-02-06 2019-02-04 4 Gooley Thomas LPLA Common Stock M - Exercise D 39.4800 6,926 273 64,732
2019-02-06 2019-02-04 4 Gooley Thomas LPLA Common Stock M - Exercise D 24.3800 15,938 389 57,806
2019-02-06 2019-02-04 4 Gooley Thomas LPLA Common Stock M - Exercise D 43.7400 20,576 900 41,868
2019-01-18 2019-01-16 4 Arnold Dan H. LPLA Option to purchase Common Stock M - Exercise D 34.61 -36,774 0
2019-01-18 2019-01-16 4 Arnold Dan H. LPLA Common Stock S - Sale D 70.0000 -36,774 -2,574 232,987
2019-01-18 2019-01-16 4 Arnold Dan H. LPLA Common Stock M - Exercise D 34.6100 36,774 1,273 269,761
2019-01-11 2019-01-10 4 White George Burton LPLA Option to purchase Common Stock M - Exercise D 23.41 -3,000 12,000
2019-01-11 2019-01-10 4 White George Burton LPLA Option to purchase Common Stock M - Exercise D 22.08 -23,892 0
2019-01-11 2019-01-10 4 White George Burton LPLA Common Stock M - Exercise D 23.4100 3,000 70 29,689
2019-01-11 2019-01-10 4 White George Burton LPLA Common Stock S - Sale D 66.0000 -23,892 -1,577 26,689
2019-01-11 2019-01-10 4 White George Burton LPLA Common Stock M - Exercise D 22.0800 23,892 528 50,581
2018-12-14 2018-12-12 4 RIEPE JAMES S LPLA Option to purchase Common Stock M - Exercise D 18.04 -4,500 0
2018-12-14 2018-12-12 4 RIEPE JAMES S LPLA Option to purchase Common Stock M - Exercise D 23.02 -4,500 0
2018-12-14 2018-12-12 4 RIEPE JAMES S LPLA Option to purchase Common Stock M - Exercise D 19.74 -4,500 0
2018-12-14 2018-12-12 4 RIEPE JAMES S LPLA Common Stock S - Sale D 60.6900 -4,517 -274 91,925
2018-12-14 2018-12-12 4 RIEPE JAMES S LPLA Common Stock M - Exercise D 23.0200 4,500 104 96,442
2018-12-14 2018-12-12 4 RIEPE JAMES S LPLA Common Stock M - Exercise D 19.7400 4,500 89 91,942
2018-12-14 2018-12-12 4 RIEPE JAMES S LPLA Common Stock M - Exercise D 18.0400 4,500 81 87,442
2018-12-14 2018-12-12 4 Gooley Thomas LPLA Option to purchase Common Stock M - Exercise D 19.85 -29,876 14,938
2018-12-14 2018-12-12 4 Gooley Thomas LPLA Common Stock S - Sale D 60.7200 -29,876 -1,814 21,292
2018-12-14 2018-12-12 4 Gooley Thomas LPLA Common Stock M - Exercise D 19.8500 29,876 593 51,168
2018-11-28 2018-11-13 4 Arnold Dan H. LPLA Common Stock G - Gift D -4,000 232,987
2018-11-28 2018-11-27 4 Oroschakoff Michelle LPLA Option to purchase Common Stock M - Exercise D 36.88 -6,000 16,734
2018-11-28 2018-11-27 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 63.0000 -6,000 -378 13,811
2018-11-28 2018-11-27 4 Oroschakoff Michelle LPLA Common Stock M - Exercise D 36.8800 6,000 221 19,811
2018-11-28 2018-11-26 4 Putnam James S LPLA Common Stock A - Award D 40 124,858
2018-11-28 2018-11-26 4 RIEPE JAMES S LPLA Common Stock A - Award D 26 82,942
2018-11-28 2018-11-26 4 RIEPE JAMES S LPLA Common Stock A - Award D 9 82,916
2018-11-28 2018-11-26 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 45 41,381
2018-11-28 2018-11-26 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 9 41,336
2018-11-28 2018-11-26 4 EBERHART PAULETT LPLA Common Stock A - Award D 9 13,751
2018-11-28 2018-11-26 4 Glavin William Francis Jr LPLA Common Stock A - Award D 24 9,069
2018-11-28 2018-11-26 4 Glavin William Francis Jr LPLA Common Stock A - Award D 9 9,045
2018-11-13 2018-11-08 4 White George Burton LPLA Option to purchase Common Stock M - Exercise D 22.08 -26,108 23,892
2018-11-13 2018-11-08 4 White George Burton LPLA Common Stock S - Sale D 66.0000 -23,893 -1,577 26,689
2018-11-13 2018-11-08 4 White George Burton LPLA Common Stock M - Exercise D 22.0800 26,108 576 50,582
2018-10-31 2018-10-30 4 Audette Matthew J LPLA Common Stock F - Taxes D 58.6400 -2,909 -171 32,974
2018-10-02 2018-09-28 4 Larsen Sallie R. LPLA Common Stock S - Sale D 64.4000 -250 -16 17,832
2018-09-11 2018-09-07 4 Steinmeier Richard LPLA Common Stock A - Award D 30,143 30,143
2018-08-27 2018-08-23 4 RIEPE JAMES S LPLA Common Stock A - Award D 23 82,907
2018-08-27 2018-08-23 4 RIEPE JAMES S LPLA Common Stock A - Award D 9 82,884
2018-08-27 2018-08-23 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 42 41,327
2018-08-27 2018-08-23 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 9 41,285
2018-08-27 2018-08-27 4 Oroschakoff Michelle LPLA Option to purchase Common Stock M - Exercise D 36.88 -6,000 22,734
2018-08-27 2018-08-27 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 67.1100 -6,000 -403 13,811
2018-08-27 2018-08-27 4 Oroschakoff Michelle LPLA Common Stock M - Exercise D 36.8800 6,000 221 19,811
2018-08-27 2018-08-23 4 Putnam James S LPLA Common Stock A - Award D 38 124,818
2018-08-27 2018-08-23 4 EBERHART PAULETT LPLA Common Stock A - Award D 9 13,742
2018-08-27 2018-08-23 4 Glavin William Francis Jr LPLA Common Stock A - Award D 23 9,036
2018-08-27 2018-08-23 4 Glavin William Francis Jr LPLA Common Stock A - Award D 9 9,013
2018-08-27 2018-08-23 4 DINH VIET D LPLA Common Stock A - Award D 42 17,364
2018-08-27 2018-08-23 4 DINH VIET D LPLA Common Stock A - Award D 9 17,322
2018-08-23 2018-08-21 4 Seese Scott LPLA Common Stock F - Taxes D 66.3800 -5,133 -341 21,168
2018-08-21 3 Steinmeier Richard LPLA No securities are beneficially owned D 0
2018-08-08 2018-08-06 4 Gooley Thomas LPLA Common Stock F - Taxes D 67.2200 -1,134 -76 21,292
2018-08-03 2018-08-01 4 Arnold Dan H. LPLA Option to purchase Common Stock M - Exercise D 34.61 -3,226 36,774
2018-08-03 2018-08-01 4 Arnold Dan H. LPLA Option to purchase Common Stock M - Exercise D 22.08 -10,000 0
2018-08-03 2018-08-01 4 Arnold Dan H. LPLA Common Stock M - Exercise D 34.6100 3,226 112 236,987
2018-08-03 2018-08-01 4 Arnold Dan H. LPLA Common Stock S - Sale D 66.9000 -6,000 -401 233,761
2018-08-03 2018-08-01 4 Arnold Dan H. LPLA Common Stock M - Exercise D 22.0800 10,000 221 239,761
2018-06-15 2018-06-14 4 Kalbaugh John Andrew LPLA Common Stock S - Sale D 70.2000 -1,627 -114 22,691
2018-06-15 2018-06-13 4 Gooley Thomas LPLA Common Stock F - Taxes D 70.4900 -484 -34 22,426
2018-06-12 2018-06-10 4 White George Burton LPLA Common Stock F - Taxes D 71.0500 -327 -23 24,474
2018-06-05 2018-06-01 4 RIEPE JAMES S LPLA Common Stock A - Award D 22 82,875
2018-06-05 2018-06-01 4 RIEPE JAMES S LPLA Common Stock A - Award D 8 82,853
2018-06-05 2018-06-01 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 40 41,276
2018-06-05 2018-06-01 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 8 41,236
2018-06-05 2018-06-01 4 EBERHART PAULETT LPLA Common Stock A - Award D 8 13,733
2018-06-05 2018-06-01 4 Glavin William Francis Jr LPLA Common Stock A - Award D 22 9,004
2018-06-05 2018-06-01 4 Glavin William Francis Jr LPLA Common Stock A - Award D 8 8,982
2018-06-05 2018-06-01 4 Putnam James S LPLA Common Stock A - Award D 36 124,780
2018-06-05 3 Mnookin Allison LPLA No securities are beneficially owned D 0
2018-06-05 2018-06-01 4 Mnookin Allison LPLA Common Stock A - Award D 2,131 2,131
2018-06-05 2018-06-01 4 DINH VIET D LPLA Common Stock A - Award D 40 17,313
2018-06-05 2018-06-01 4 DINH VIET D LPLA Common Stock A - Award D 8 17,273
2018-05-22 2018-05-18 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 1,271 41,228
2018-05-22 2018-05-18 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 2,463 39,957
2018-05-22 2018-05-18 4 Putnam James S LPLA Common Stock A - Award D 2,463 124,744
2018-05-22 2018-05-18 4 RIEPE JAMES S LPLA Common Stock A - Award D 1,271 82,845
2018-05-22 2018-05-18 4 RIEPE JAMES S LPLA Common Stock A - Award D 2,463 81,574
2018-05-22 2018-05-18 4 Glavin William Francis Jr LPLA Common Stock A - Award D 1,271 8,974
2018-05-22 2018-05-18 4 Glavin William Francis Jr LPLA Common Stock A - Award D 2,463 7,703
2018-05-22 2018-05-18 4 MULCAHY ANNE M LPLA Common Stock A - Award D 2,463 22,803
2018-05-22 2018-05-18 4 DINH VIET D LPLA Common Stock A - Award D 1,271 17,265
2018-05-22 2018-05-18 4 DINH VIET D LPLA Common Stock A - Award D 2,463 15,994
2018-05-22 2018-05-18 4 EBERHART PAULETT LPLA Common Stock A - Award D 2,463 13,725
2018-05-15 2018-05-11 4 Oroschakoff Michelle LPLA Common Stock S - Sale D 69.5800 -6,050 -421 13,811
2018-05-09 2018-05-07 4 Calder Tracy LPLA Common Stock S - Sale D 64.5400 -7,388 -477 20,256
2018-03-27 2018-03-23 4 Putnam James S LPLA Common Stock A - Award D 30 122,280
2018-03-27 2018-03-23 4 Putnam James S LPLA Common Stock A - Award D 13 122,250
2018-03-27 2018-03-23 4 RIEPE JAMES S LPLA Common Stock A - Award D 22 79,111
2018-03-27 2018-03-23 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 30 37,494
2018-03-27 2018-03-23 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 13 37,464
2018-03-27 2018-03-23 4 Glavin William Francis Jr LPLA Common Stock A - Award D 8 5,240
2018-03-27 2018-03-23 4 Glavin William Francis Jr LPLA Common Stock A - Award D 13 5,232
2018-03-27 2018-03-23 4 DINH VIET D LPLA Common Stock A - Award D 30 13,531
2018-03-27 2018-03-23 4 DINH VIET D LPLA Common Stock A - Award D 13 13,501
2018-03-15 2018-03-13 4 White George Burton LPLA Option to purchase Common Stock M - Exercise D 18.04 25,000 0
2018-03-15 2018-03-13 4 White George Burton LPLA Common Stock F - Taxes D 64.9900 -704 -46 24,801
2018-03-15 2018-03-13 4 White George Burton LPLA Common Stock S - Sale D 65.7900 -4,200 -276 25,505
2018-03-15 2018-03-13 4 White George Burton LPLA Common Stock S - Sale D 65.3400 -20,800 -1,359 29,705
2018-03-15 2018-03-13 4 White George Burton LPLA Common Stock M - Exercise D 18.0400 25,000 451 50,505
2018-03-15 2018-03-14 4 Kalbaugh John Andrew LPLA Common Stock S - Sale D 64.7600 -1,398 -91 24,318
2018-03-15 2018-03-13 4 Larsen Sallie R. LPLA Common Stock F - Taxes D 64.9900 -329 -21 18,082
2018-03-15 2018-03-13 4 Morrissey William P. Jr. LPLA Common Stock F - Taxes D 64.9900 -400 -26 18,091
2018-03-15 2018-03-13 4 Oroschakoff Michelle LPLA Common Stock F - Taxes D 64.9900 -485 -32 19,861
2018-03-15 2018-03-13 4 Audette Matthew J LPLA Common Stock F - Taxes D 64.9900 -1,309 -85 35,883
2018-03-15 2018-03-13 4 Calder Tracy LPLA Common Stock F - Taxes D 64.9900 -253 -16 27,644
2018-03-15 2018-03-13 4 Gooley Thomas LPLA Common Stock F - Taxes D 64.9900 -960 -62 22,910
2018-03-08 2018-03-06 4 Oroschakoff Michelle LPLA Common Stock F - Taxes D 64.2700 -585 -38 20,346
2018-03-08 2018-03-06 4 White George Burton LPLA Common Stock F - Taxes D 64.2700 -417 -27 25,505
2018-03-08 2018-03-06 4 Larsen Sallie R. LPLA Common Stock F - Taxes D 64.2700 -519 -33 18,411
2018-03-08 2018-03-06 4 Morrissey William P. Jr. LPLA Common Stock F - Taxes D 64.2700 -231 -15 18,491
2018-03-08 2018-03-07 4 Kalbaugh John Andrew LPLA Common Stock S - Sale D 63.1600 -2,397 -151 25,716
2018-03-08 2018-03-07 4 Arnold Dan H. LPLA Option to purchase Common Stock M - Exercise D 22.08 -10,000 6,000
2018-03-08 2018-03-07 4 Arnold Dan H. LPLA Common Stock S - Sale D 63.5000 -10,000 -635 229,761
2018-03-08 2018-03-07 4 Arnold Dan H. LPLA Common Stock M - Exercise D 22.0800 10,000 221 239,761
2018-03-08 2018-03-07 4 Arnold Dan H. LPLA Common Stock S - Sale D 63.1500 -1,206 -76 229,761
2018-03-08 2018-03-06 4 Hellman Marco LPLA Common Stock S - Sale I 63.6300 -29,300 -1,864 492,390
2018-03-02 2018-02-28 4 Hellman Marco LPLA Common Stock S - Sale I 66.0000 -10,886 -718 521,690
2018-03-02 2018-03-02 4 RIEPE JAMES S LPLA Option to purchase Common Stock M - Exercise D 27.17 -4,500 0
2018-03-02 2018-03-02 4 RIEPE JAMES S LPLA Option to purchase Common Stock M - Exercise D 24.96 -4,500 0
2018-03-02 2018-03-02 4 RIEPE JAMES S LPLA Option to purchase Common Stock M - Exercise D 26.33 -4,500 0
2018-03-02 2018-03-02 4 RIEPE JAMES S LPLA Common Stock S - Sale D 62.7700 -5,632 -354 79,089
2018-03-02 2018-03-02 4 RIEPE JAMES S LPLA Common Stock M - Exercise D 24.9600 4,500 112 84,721
2018-03-02 2018-03-02 4 RIEPE JAMES S LPLA Common Stock M - Exercise D 26.3300 4,500 118 80,221
2018-03-02 2018-03-02 4 RIEPE JAMES S LPLA Common Stock M - Exercise D 27.1700 4,500 122 75,721
2018-02-28 2018-02-27 4 Hellman Marco LPLA Common Stock S - Sale I 66.2200 -159,814 -10,583 532,576
2018-02-28 2018-02-26 4 Hellman Marco LPLA Common Stock S - Sale I 66.0000 -47,920 -3,163 692,390
2018-02-27 2018-02-25 4 Oroschakoff Michelle LPLA Common Stock F - Taxes D 65.5000 -549 -36 20,931
2018-02-27 2018-02-23 4 Oroschakoff Michelle LPLA Option to purchase Common Stock A - Award D 65.50 9,448 9,448
2018-02-27 2018-02-23 4 Oroschakoff Michelle LPLA Common Stock A - Award D 3,054 21,480
2018-02-27 2018-02-23 4 Seese Scott LPLA Option to purchase Common Stock A - Award D 65.50 12,850 12,850
2018-02-27 2018-02-23 4 Seese Scott LPLA Common Stock A - Award D 4,153 26,301
2018-02-27 2018-02-25 4 White George Burton LPLA Common Stock F - Taxes D 65.5000 -868 -57 25,922
2018-02-27 2018-02-23 4 White George Burton LPLA Option to purchase Common Stock A - Award D 65.50 9,448 9,448
2018-02-27 2018-02-23 4 White George Burton LPLA Common Stock A - Award D 3,054 26,790
2018-02-27 2018-02-25 4 Morrissey William P. Jr. LPLA Common Stock F - Taxes D 65.5000 -773 -51 18,722
2018-02-27 2018-02-23 4 Morrissey William P. Jr. LPLA Option to purchase Common Stock A - Award D 65.50 6,047 6,047
2018-02-27 2018-02-23 4 Morrissey William P. Jr. LPLA Common Stock A - Award D 1,954 19,495
2018-02-27 2018-02-26 4 Kalbaugh John Andrew LPLA Common Stock S - Sale D 65.2000 -2,764 -180 28,113
2018-02-27 2018-02-23 4 Kalbaugh John Andrew LPLA Option to purchase Common Stock A - Award D 65.50 8,745 8,745
2018-02-27 2018-02-23 4 Kalbaugh John Andrew LPLA Common Stock A - Award D 2,827 30,877
2018-02-27 2018-02-25 4 Larsen Sallie R. LPLA Common Stock F - Taxes D 65.5000 -523 -34 18,930
2018-02-27 2018-02-23 4 Larsen Sallie R. LPLA Option to purchase Common Stock A - Award D 65.50 7,105 7,105
2018-02-27 2018-02-23 4 Larsen Sallie R. LPLA Common Stock A - Award D 2,296 19,453
2018-02-27 2018-02-25 4 Audette Matthew J LPLA Common Stock F - Taxes D 65.5000 -1,353 -89 37,192
2018-02-27 2018-02-23 4 Audette Matthew J LPLA Option to purchase Common Stock A - Award D 65.50 15,874 15,874
2018-02-27 2018-02-23 4 Audette Matthew J LPLA Common Stock A - Award D 5,131 38,545
2018-02-27 2018-02-25 4 Calder Tracy LPLA Common Stock F - Taxes D 65.5000 -3,778 -247 27,897
2018-02-27 2018-02-23 4 Calder Tracy LPLA Option to purchase Common Stock A - Award D 65.50 4,837 4,837
2018-02-27 2018-02-23 4 Calder Tracy LPLA Common Stock A - Award D 1,563 31,675
2018-02-27 2018-02-25 4 Gooley Thomas LPLA Common Stock F - Taxes D 65.5000 -654 -43 23,870
2018-02-27 2018-02-23 4 Gooley Thomas LPLA Option to purchase Common Stock A - Award D 65.50 10,582 10,582
2018-02-27 2018-02-23 4 Gooley Thomas LPLA Common Stock A - Award D 3,420 24,524
2018-02-27 2018-02-26 4 Arnold Dan H. LPLA Common Stock S - Sale D 65.2000 -4,004 -261 230,967
2018-02-27 2018-02-23 4 Arnold Dan H. LPLA Option to purchase Common Stock A - Award D 65.50 77,606 77,606
2018-02-26 2018-02-22 4 Hellman Marco LPLA Common Stock S - Sale I 62.1200 -1,150,000 -71,438 740,310
2018-02-07 2018-02-05 4 Kalbaugh John Andrew LPLA Option to purchase Common Stock M - Exercise D 27.17 -10,000 0
2018-02-07 2018-02-05 4 Kalbaugh John Andrew LPLA Common Stock S - Sale D 63.1700 -2,500 -158 28,050
2018-02-07 2018-02-05 4 Kalbaugh John Andrew LPLA Common Stock S - Sale D 62.4900 -7,100 -444 30,550
2018-02-07 2018-02-05 4 Kalbaugh John Andrew LPLA Common Stock S - Sale D 61.1600 -400 -24 37,650
2018-02-07 2018-02-05 4 Kalbaugh John Andrew LPLA Common Stock M - Exercise D 27.1700 10,000 272 38,050
2018-02-07 2018-02-05 4 Morrissey William P. Jr. LPLA Option to purchase Common Stock M - Exercise D 27.80 -20,000 0
2018-02-07 2018-02-05 4 Morrissey William P. Jr. LPLA Common Stock S - Sale D 63.0900 -11,703 -738 17,541
2018-02-07 2018-02-05 4 Morrissey William P. Jr. LPLA Common Stock S - Sale D 62.3800 -7,697 -480 29,244
2018-02-07 2018-02-05 4 Morrissey William P. Jr. LPLA Common Stock S - Sale D 60.5700 -600 -36 36,941
2018-02-07 2018-02-05 4 Morrissey William P. Jr. LPLA Common Stock M - Exercise D 27.8000 20,000 556 37,541
2018-01-09 2018-01-08 4 RIEPE JAMES S LPLA Option to purchase Common Stock M - Exercise D 27.80 -4,500 0
2018-01-09 2018-01-08 4 RIEPE JAMES S LPLA Common Stock M - Exercise D 27.8000 4,500 125 71,221
2017-11-29 2017-11-27 4 Putnam James S LPLA Common Stock A - Award D 34 122,238
2017-11-29 2017-11-27 4 Putnam James S LPLA Common Stock A - Award D 16 122,204
2017-11-29 2017-11-27 4 RIEPE JAMES S LPLA Common Stock A - Award D 25 66,721
2017-11-29 2017-11-27 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 34 37,451
2017-11-29 2017-11-27 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 16 37,417
2017-11-29 2017-11-27 4 DINH VIET D LPLA Common Stock A - Award D 34 13,488
2017-11-29 2017-11-27 4 DINH VIET D LPLA Common Stock A - Award D 16 13,454
2017-11-29 2017-11-27 4 Glavin William Francis Jr LPLA Common Stock A - Award D 9 5,219
2017-11-29 2017-11-27 4 Glavin William Francis Jr LPLA Common Stock A - Award D 16 5,210
2017-11-17 2017-11-15 4 Arnold Dan H. LPLA Option to purchase Common Stock M - Exercise D 27.80 -3,742 0
2017-11-17 2017-11-15 4 Arnold Dan H. LPLA Common Stock S - Sale D 48.5400 -3,742 -182 234,971
2017-11-17 2017-11-15 4 Arnold Dan H. LPLA Common Stock M - Exercise D 27.8000 3,742 104 238,713
2017-11-03 2017-11-01 4 Oroschakoff Michelle LPLA Common Stock F - Taxes D 49.3900 -210 -10 18,426
2017-11-01 2017-10-30 4 Audette Matthew J LPLA Common Stock F - Taxes D 49.4400 -3,063 -151 33,414
2017-09-06 2017-09-03 4 Oroschakoff Michelle LPLA Common Stock F - Taxes D 47.3500 -655 -31 18,526
2017-08-28 2017-08-24 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 38 37,204
2017-08-28 2017-08-24 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 17 37,166
2017-08-28 2017-08-24 4 Glavin William Francis Jr LPLA Common Stock A - Award D 10 5,194
2017-08-28 2017-08-24 4 Glavin William Francis Jr LPLA Common Stock A - Award D 17 5,184
2017-08-28 2017-08-24 4 RIEPE JAMES S LPLA Common Stock A - Award D 28 66,696
2017-08-28 2017-08-24 4 Putnam James S LPLA Common Stock A - Award D 38 122,188
2017-08-28 2017-08-24 4 Putnam James S LPLA Common Stock A - Award D 17 122,150
2017-08-28 2017-08-24 4 DINH VIET D LPLA Common Stock A - Award D 38 13,438
2017-08-28 2017-08-24 4 DINH VIET D LPLA Common Stock A - Award D 17 13,400
2017-08-25 2017-08-23 4 Arnold Dan H. LPLA Option to purchase Common Stock M - Exercise D 27.80 -17,985 3,742
2017-08-25 2017-08-23 4 Arnold Dan H. LPLA Common Stock M - Exercise D 27.8000 17,985 500 234,971
2017-08-23 2017-08-21 4 Seese Scott LPLA Common Stock A - Award D 22,148 22,148
2017-08-08 2017-08-06 4 Gooley Thomas LPLA Common Stock F - Taxes D 46.1100 -1,193 -55 21,104
2017-07-19 3 Seese Scott LPLA No securities are beneficially owned D 0
2017-06-15 2017-06-13 4 Gooley Thomas LPLA Common Stock F - Taxes D 42.0800 -510 -21 22,297
2017-06-15 2017-06-13 4 Kalbaugh John Andrew LPLA Common Stock F - Taxes D 42.0800 -559 -24 28,050
2017-06-13 2017-06-10 4 White George Burton LPLA Common Stock F - Taxes D 41.4700 -243 -10 23,736
2017-06-05 2017-06-02 4 Morrissey William P. Jr. LPLA Option to purchase Common Stock M - Exercise D 21.60 -32,150 0
2017-06-05 2017-06-02 4 Morrissey William P. Jr. LPLA Common Stock S - Sale D 39.3400 -32,150 -1,265 17,541
2017-06-05 2017-06-02 4 Morrissey William P. Jr. LPLA Common Stock M - Exercise D 21.6000 32,150 694 49,691
2017-05-30 2017-05-25 4 RIEPE JAMES S LPLA Common Stock A - Award D 33 66,668
2017-05-30 2017-05-25 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 33 37,149
2017-05-30 2017-05-25 4 Putnam James S LPLA Common Stock A - Award D 33 122,132
2017-05-30 2017-05-25 4 DINH VIET D LPLA Common Stock A - Award D 33 13,383
2017-05-22 3 Glavin William Francis Jr LPLA No securities are beneficially owned D 0
2017-05-22 2017-05-18 4 RIEPE JAMES S LPLA Common Stock A - Award D 1,968 66,635
2017-05-22 2017-05-18 4 RIEPE JAMES S LPLA Common Stock A - Award D 3,199 64,667
2017-05-22 2017-05-18 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 1,968 37,116
2017-05-22 2017-05-18 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 3,199 35,148
2017-05-22 2017-05-18 4 Putnam James S LPLA Common Stock A - Award D 1,968 122,100
2017-05-22 2017-05-18 4 Putnam James S LPLA Common Stock A - Award D 3,199 120,132
2017-05-22 2017-05-18 4 Hellman Marco LPLA Common Stock A - Award D 1,968 5,167
2017-05-22 2017-05-18 4 Hellman Marco LPLA Common Stock A - Award D 3,199 3,199
2017-05-22 2017-05-18 4 MULCAHY ANNE M LPLA Common Stock A - Award D 1,968 20,340
2017-05-22 2017-05-18 4 MULCAHY ANNE M LPLA Common Stock A - Award D 3,199 18,372
2017-05-22 2017-05-18 4 Glavin William Francis Jr LPLA Common Stock A - Award D 1,968 5,167
2017-05-22 2017-05-18 4 Glavin William Francis Jr LPLA Common Stock A - Award D 3,199 3,199
2017-05-22 2017-05-18 4 EBERHART PAULETT LPLA Common Stock A - Award D 3,199 11,262
2017-05-22 2017-05-18 4 DINH VIET D LPLA Common Stock A - Award D 1,968 13,350
2017-05-22 2017-05-18 4 DINH VIET D LPLA Common Stock A - Award D 3,199 11,382
2017-03-28 2017-03-24 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 11 31,949
2017-03-28 2017-03-24 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 22 31,938
2017-03-28 2017-03-24 4 RIEPE JAMES S LPLA Common Stock A - Award D 11 61,468
2017-03-28 2017-03-24 4 RIEPE JAMES S LPLA Common Stock A - Award D 22 61,457
2017-03-28 2017-03-24 4 Putnam James S LPLA Common Stock A - Award D 11 116,932
2017-03-28 2017-03-24 4 Putnam James S LPLA Common Stock A - Award D 22 116,922
2017-03-28 2017-03-24 4 DINH VIET D LPLA Common Stock A - Award D 11 8,183
2017-03-28 2017-03-24 4 DINH VIET D LPLA Common Stock A - Award D 22 8,172
2017-03-28 2017-03-24 4 Brennan John Joseph LPLA Common Stock A - Award D 11 45,883
2017-03-28 2017-03-24 4 Brennan John Joseph LPLA Common Stock A - Award D 22 45,872
2017-03-15 2017-03-13 4 Oroschakoff Michelle LPLA Option to purchase Common Stock A - Award D 39.48 12,744 12,744
2017-03-15 2017-03-13 4 Oroschakoff Michelle LPLA Common Stock A - Award D 3,641 19,181
2017-03-15 2017-03-13 4 White George Burton LPLA Option to purchase Common Stock A - Award D 39.48 15,930 15,930
2017-03-15 2017-03-13 4 White George Burton LPLA Common Stock A - Award D 4,552 23,979
2017-03-15 2017-03-13 4 Morrissey William P. Jr. LPLA Option to purchase Common Stock A - Award D 39.48 12,137 12,137
2017-03-15 2017-03-13 4 Morrissey William P. Jr. LPLA Common Stock A - Award D 3,468 17,541
2017-03-15 2017-03-13 4 Larsen Sallie R. LPLA Option to purchase Common Stock A - Award D 39.48 9,973 9,973
2017-03-15 2017-03-13 4 Larsen Sallie R. LPLA Common Stock A - Award D 2,849 17,157
2017-03-15 2017-03-13 4 Kalbaugh John Andrew LPLA Option to purchase Common Stock A - Award D 39.48 14,676 14,676
2017-03-15 2017-03-13 4 Kalbaugh John Andrew LPLA Common Stock A - Award D 4,193 28,609
2017-03-15 2017-03-13 4 Gooley Thomas LPLA Option to purchase Common Stock A - Award D 39.48 20,778 20,778
2017-03-15 2017-03-13 4 Gooley Thomas LPLA Common Stock A - Award D 5,937 22,807
2017-03-15 2017-03-13 4 Calder Tracy LPLA Option to purchase Common Stock A - Award D 39.48 8,443 8,443
2017-03-15 2017-03-13 4 Calder Tracy LPLA Option to purchase Common Stock M - Exercise D 19.85 -9,561 19,120
2017-03-15 2017-03-13 4 Calder Tracy LPLA Common Stock A - Award D 2,412 30,112
2017-03-15 2017-03-13 4 Calder Tracy LPLA Common Stock S - Sale D 39.3066 -6,465 -254 27,700
2017-03-15 2017-03-13 4 Calder Tracy LPLA Common Stock M - Exercise D 19.8500 9,561 190 34,165
2017-03-15 2017-03-13 4 Bergers David P. LPLA Option to purchase Common Stock A - Award D 39.48 13,192 13,192
2017-03-15 2017-03-13 4 Bergers David P. LPLA Common Stock A - Award D 3,769 43,382
2017-03-15 2017-03-13 4 Audette Matthew J LPLA Option to purchase Common Stock A - Award D 39.48 27,704 27,704
2017-03-15 2017-03-13 4 Audette Matthew J LPLA Common Stock A - Award D 7,916 36,477
2017-03-15 2017-03-14 4 Arnold Dan H. LPLA Common Stock S - Sale D 39.1700 -9,122 -357 216,986
2017-03-15 2017-03-14 4 Arnold Dan H. LPLA Common Stock S - Sale D 39.1300 -4,004 -157 226,108
2017-03-15 2017-03-14 4 Arnold Dan H. LPLA Common Stock S - Sale D 39.0300 -2,302 -90 230,112
2017-03-15 2017-03-13 4 Arnold Dan H. LPLA Option to purchase Common Stock A - Award D 39.48 123,131 123,131
2017-03-08 2017-03-06 4 White George Burton LPLA Common Stock F - Taxes D 39.3000 -457 -18 19,427
2017-03-08 2017-03-06 4 Oroschakoff Michelle LPLA Common Stock F - Taxes D 39.3000 -289 -11 15,540
2017-03-08 2017-03-06 4 Morrissey William P. Jr. LPLA Common Stock F - Taxes D 39.3000 -252 -10 14,073
2017-03-08 2017-03-06 4 Larsen Sallie R. LPLA Common Stock F - Taxes D 39.3000 -298 -12 14,308
2017-03-08 2017-03-06 4 Kalbaugh John Andrew LPLA Common Stock F - Taxes D 39.3000 -295 -12 24,416
2017-03-08 2017-03-06 4 Fetter Victor LPLA Common Stock F - Taxes D 39.3000 -351 -14 23,279
2017-03-08 2017-03-06 4 Bergers David P. LPLA Common Stock F - Taxes D 39.3000 -518 -20 39,613
2017-03-06 2017-03-02 4 Casady Mark S LPLA Option to purchase Common Stock M - Exercise D 19.85 -2,000 401,329
2017-03-06 2017-03-02 4 Casady Mark S LPLA Common Stock S - Sale D 40.7500 -2,000 -82 130,957
2017-03-06 2017-03-02 4 Casady Mark S LPLA Common Stock M - Exercise D 19.8500 2,000 40 132,957
2017-02-28 2017-02-25 4 White George Burton LPLA Common Stock F - Taxes D 39.1300 -912 -36 19,884
2017-02-28 2017-02-24 4 White George Burton LPLA Common Stock F - Taxes D 39.1300 -298 -12 20,796
2017-02-28 2017-02-25 4 Oroschakoff Michelle LPLA Common Stock F - Taxes D 39.1300 -607 -24 15,829
2017-02-28 2017-02-24 4 Oroschakoff Michelle LPLA Common Stock F - Taxes D 39.1300 -280 -11 16,436
2017-02-28 2017-02-25 4 Morrissey William P. Jr. LPLA Common Stock F - Taxes D 39.1300 -859 -34 14,325
2017-02-28 2017-02-24 4 Morrissey William P. Jr. LPLA Common Stock F - Taxes D 39.1300 -203 -8 15,184
2017-02-28 2017-02-25 4 Larsen Sallie R. LPLA Common Stock F - Taxes D 39.1300 -501 -20 14,606
2017-02-28 2017-02-24 4 Larsen Sallie R. LPLA Common Stock F - Taxes D 39.1300 -317 -12 15,107
2017-02-28 2017-02-25 4 Kalbaugh John Andrew LPLA Common Stock F - Taxes D 39.1300 -950 -37 24,711
2017-02-28 2017-02-24 4 Kalbaugh John Andrew LPLA Common Stock F - Taxes D 39.1300 -232 -9 25,661
2017-02-28 2017-02-25 4 Gooley Thomas LPLA Common Stock F - Taxes D 39.1300 -760 -30 16,870
2017-02-28 2017-02-25 4 Fetter Victor LPLA Common Stock F - Taxes D 39.1300 -629 -25 23,630
2017-02-28 2017-02-24 4 Fetter Victor LPLA Common Stock F - Taxes D 39.1300 -1,293 -51 24,259
2017-02-28 2017-02-27 4 Calder Tracy LPLA Common Stock S - Sale D 39.0547 -10,747 -420 24,604
2017-02-28 2017-02-25 4 Calder Tracy LPLA Common Stock F - Taxes D 39.1300 -403 -16 35,351
2017-02-28 2017-02-25 4 Bergers David P. LPLA Common Stock F - Taxes D 39.1300 -614 -24 40,131
2017-02-28 2017-02-24 4 Bergers David P. LPLA Common Stock F - Taxes D 39.1300 -142 -6 40,745
2017-02-28 2017-02-25 4 Audette Matthew J LPLA Common Stock F - Taxes D 39.1300 -1,479 -58 28,561
2017-02-23 2017-02-22 4 White George Burton LPLA Option to purchase Common Stock M - Exercise D 27.40 -25,000 0
2017-02-23 2017-02-22 4 White George Burton LPLA Common Stock F - Taxes D 40.1600 -351 -14 21,094
2017-02-23 2017-02-22 4 White George Burton LPLA Common Stock S - Sale D 40.1388 -25,000 -1,003 21,445
2017-02-23 2017-02-22 4 White George Burton LPLA Common Stock M - Exercise D 27.4000 25,000 685 46,445
2017-02-23 2017-02-22 4 Morrissey William P. Jr. LPLA Common Stock F - Taxes D 40.1600 -261 -10 15,387
2017-02-23 2017-02-22 4 Casady Mark S LPLA Option to purchase Common Stock M - Exercise D 31.60 -58,628 0
2017-02-23 2017-02-22 4 Casady Mark S LPLA Common Stock S - Sale D 40.4009 -58,628 -2,369 130,957
2017-02-23 2017-02-22 4 Casady Mark S LPLA Common Stock M - Exercise D 31.6000 58,628 1,853 189,585
2017-02-23 2017-02-23 4 Kalbaugh John Andrew LPLA Option to purchase Common Stock M - Exercise D 25.50 -30,000 0
2017-02-23 2017-02-23 4 Kalbaugh John Andrew LPLA Common Stock S - Sale D 39.7300 -30,000 -1,192 25,893
2017-02-23 2017-02-23 4 Kalbaugh John Andrew LPLA Common Stock M - Exercise D 25.5000 30,000 765 55,893
2017-02-23 2017-02-22 4 Kalbaugh John Andrew LPLA Common Stock F - Taxes D 40.1600 -345 -14 25,893
2017-02-23 2017-02-22 4 Larsen Sallie R. LPLA Common Stock F - Taxes D 40.1600 -364 -15 15,424
2017-02-15 2017-02-13 4 Hellman Marco LPLA Common Stock S - Sale I 40.0000 -900,000 -36,000 1,885,143
2017-02-15 2017-02-13 4 Arnold Dan H. LPLA Common Stock A - Award D 38,809 232,414
2017-02-15 2017-02-15 4 Casady Mark S LPLA Option to purchase Common Stock M - Exercise D 31.60 -175,885 58,628
2017-02-15 2017-02-15 4 Casady Mark S LPLA Option to purchase Common Stock M - Exercise D 32.26 -186,439 0
2017-02-15 2017-02-15 4 Casady Mark S LPLA Option to purchase Common Stock M - Exercise D 34.61 -2,889 0
2017-02-15 2017-02-15 4 Casady Mark S LPLA Common Stock S - Sale D 40.7600 -365,213 -14,886 130,957
2017-02-15 2017-02-15 4 Casady Mark S LPLA Common Stock M - Exercise D 31.6000 175,885 5,558 496,170
2017-02-15 2017-02-15 4 Casady Mark S LPLA Common Stock M - Exercise D 32.2600 186,439 6,015 320,285
2017-02-15 2017-02-15 4 Casady Mark S LPLA Common Stock M - Exercise D 34.6100 2,889 100 133,846
2017-02-15 2017-02-14 4 Casady Mark S LPLA Option to purchase Common Stock M - Exercise D 34.61 -147,111 2,889
2017-02-15 2017-02-14 4 Casady Mark S LPLA Option to purchase Common Stock M - Exercise D 22.08 -57,360 0
2017-02-15 2017-02-14 4 Casady Mark S LPLA Common Stock S - Sale D 40.6500 -204,471 -8,312 130,957
2017-02-15 2017-02-14 4 Casady Mark S LPLA Common Stock M - Exercise D 34.6100 147,111 5,092 335,428
2017-02-15 2017-02-14 4 Casady Mark S LPLA Common Stock M - Exercise D 22.0800 57,360 1,267 188,317
2017-02-15 2017-02-13 4 Casady Mark S LPLA Option to purchase Common Stock M - Exercise D 22.08 -62,640 57,360
2017-02-15 2017-02-13 4 Casady Mark S LPLA Common Stock S - Sale D 40.8400 -62,640 -2,558 130,957
2017-02-15 2017-02-13 4 Casady Mark S LPLA Common Stock M - Exercise D 22.0800 62,640 1,383 193,597
2016-12-16 2016-12-14 4 DINH VIET D LPLA Common Stock A - Award D 1,734 8,150
2016-12-16 2016-12-14 4 DINH VIET D LPLA Common Stock A - Award D 3,468 6,416
2016-12-16 2016-11-03 4 DINH VIET D Held through GRAT LPLA Common Stock J - Other I 4,844 4,844
2016-12-16 2016-11-03 4 DINH VIET D Held by reporting person's spouse. LPLA Common Stock J - Other I -4,844 0
2016-12-16 2016-11-01 4 DINH VIET D Held by reporting person's spouse. LPLA Common Stock G - Gift I 4,844 4,844
2016-12-16 2016-11-01 4 DINH VIET D LPLA Common Stock G - Gift D -4,844 2,948
2016-12-16 2016-12-14 4 Hellman Marco LPLA Common Stock A - Award D 1,734 5,202
2016-12-16 2016-12-14 4 Hellman Marco LPLA Common Stock A - Award D 3,468 3,468
2016-12-16 2016-12-14 4 MULCAHY ANNE M LPLA Common Stock A - Award D 1,734 15,173
2016-12-16 2016-12-14 4 MULCAHY ANNE M LPLA Common Stock A - Award D 3,468 13,439
2016-12-16 2016-12-14 4 RIEPE JAMES S LPLA Common Stock A - Award D 1,734 61,435
2016-12-16 2016-12-14 4 RIEPE JAMES S LPLA Common Stock A - Award D 3,468 59,701
2016-12-16 2016-12-14 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 1,734 31,916
2016-12-16 2016-12-14 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 3,468 30,182
2016-12-16 2016-12-14 4 EBERHART PAULETT LPLA Common Stock A - Award D 3,468 8,063
2016-12-16 2016-12-14 4 Putnam James S LPLA Common Stock A - Award D 1,734 116,900
2016-12-16 2016-12-14 4 Putnam James S LPLA Common Stock A - Award D 3,468 115,166
2016-12-16 2016-12-14 4 Brennan John Joseph LPLA Common Stock A - Award D 1,734 45,850
2016-12-16 2016-12-14 4 Brennan John Joseph LPLA Common Stock A - Award D 3,468 44,116
2016-11-03 2016-11-01 4 Oroschakoff Michelle LPLA Common Stock F - Taxes D 31.4900 -152 -5 16,592
2016-11-01 2016-10-30 4 Audette Matthew J LPLA Common Stock F - Taxes D 31.2800 -2,206 -69 30,040
2016-09-07 2016-09-03 4 Oroschakoff Michelle LPLA Common Stock F - Taxes D 29.8500 -510 -15 16,744
2016-08-09 2016-08-05 4 Bergers David P. LPLA Common Stock F - Taxes D 26.7200 -1,320 -35 40,887
2016-08-09 2016-08-06 4 Gooley Thomas LPLA Common Stock F - Taxes D 26.7200 -757 -20 17,630
2016-06-15 2016-06-13 4 Kalbaugh John Andrew LPLA Option to purchase Common Stock A - Award D 24.38 17,076 17,076
2016-06-15 2016-06-13 4 Kalbaugh John Andrew LPLA Common Stock A - Award D 4,880 26,238
2016-06-15 2016-06-13 4 Gooley Thomas LPLA Option to purchase Common Stock A - Award D 24.38 23,907 23,907
2016-06-15 2016-06-13 4 Gooley Thomas LPLA Common Stock A - Award D 2,928 18,387
2016-06-14 2016-06-10 4 White George Burton LPLA Common Stock F - Taxes D 24.7500 -230 -6 21,445
2016-05-16 3 Hellman Marco LPLA No securities are beneficially owned D 2,779,941
2016-05-16 3 Hellman Marco LPLA Common Stock I 5,559,882
2016-05-16 3 Hellman Marco LPLA No securities are beneficially owned D 2,779,941
2016-05-16 3 Hellman Marco LPLA Common Stock I 5,559,882
2016-03-08 2016-03-08 4 Arnold Dan H. LPLA Common Stock S - Sale D 21.2700 -1,208 -26 193,605
2016-03-08 2016-03-06 4 Larsen Sallie R. LPLA Common Stock F - Taxes D 21.4400 -298 -6 15,788
2016-03-08 2016-03-06 4 White George Burton LPLA Common Stock F - Taxes D 21.4400 -433 -9 21,675
2016-03-08 2016-03-06 4 Kalbaugh John Andrew LPLA Common Stock F - Taxes D 21.4400 -284 -6 21,358
2016-03-08 2016-03-06 4 Fetter Victor LPLA Common Stock F - Taxes D 21.4400 -338 -7 25,552
2016-03-08 2016-03-06 4 Bergers David P. LPLA Common Stock F - Taxes D 21.4400 -357 -8 42,207
2016-03-08 2016-03-06 4 Oroschakoff Michelle LPLA Common Stock F - Taxes D 21.4400 -289 -6 17,254
2016-03-08 2016-03-06 4 Morrissey William P. Jr. LPLA Common Stock F - Taxes D 21.4400 -252 -5 15,648
2016-03-08 2016-03-06 4 Parker Ryan LPLA Common Stock F - Taxes D 21.4400 -248 -5 11,864
2016-03-08 2016-03-06 4 Buchheister Jeffrey R. LPLA Common Stock F - Taxes D 21.4400 -163 -3 7,341
2016-03-08 2016-02-12 4 Buchheister Jeffrey R. LPLA Common Stock P - Purchase D 16.4000 100 2 7,504
2016-03-02 2016-02-29 4 DINH VIET D LPLA Common Stock P - Purchase D 20.4212 4,844 99 7,731
2016-02-29 2016-02-25 4 Casady Mark S LPLA Option to purchase Common Stock A - Award D 19.85 403,329 403,329
2016-02-29 2016-02-25 4 Audette Matthew J LPLA Option to purchase Common Stock A - Award D 19.85 94,110 94,110
2016-02-29 2016-02-25 4 Audette Matthew J LPLA Common Stock A - Award D 3,111 32,246
2016-02-29 2016-02-25 4 Audette Matthew J LPLA Common Stock A - Award D 11,530 29,135
2016-02-29 2016-02-25 4 Arnold Dan H. LPLA Option to purchase Common Stock A - Award D 19.85 98,031 98,031
2016-02-29 2016-02-25 4 Arnold Dan H. LPLA Common Stock A - Award D 3,111 194,813
2016-02-29 2016-02-25 4 Arnold Dan H. LPLA Common Stock A - Award D 12,010 191,032
2016-02-29 2016-02-25 4 Arnold Dan H. LPLA Common Stock S - Sale D 19.2919 -1,095 -21 179,022
2016-02-29 2016-02-25 4 Larsen Sallie R. LPLA Option to purchase Common Stock A - Award D 19.85 44,592 44,592
2016-02-29 2016-02-25 4 Larsen Sallie R. LPLA Common Stock A - Award D 3,111 16,086
2016-02-29 2016-02-25 4 Larsen Sallie R. LPLA Common Stock A - Award D 3,953 12,975
2016-02-29 2016-02-25 4 White George Burton LPLA Option to purchase Common Stock A - Award D 19.85 64,980 64,980
2016-02-29 2016-02-25 4 White George Burton LPLA Common Stock A - Award D 3,111 22,108
2016-02-29 2016-02-25 4 White George Burton LPLA Common Stock A - Award D 7,961 18,997
2016-02-29 2016-02-25 4 Kalbaugh John Andrew LPLA Option to purchase Common Stock A - Award D 19.85 67,669 67,669
2016-02-29 2016-02-25 4 Kalbaugh John Andrew LPLA Common Stock A - Award D 3,111 21,642
2016-02-29 2016-02-25 4 Kalbaugh John Andrew LPLA Common Stock A - Award D 8,290 18,531
2016-02-29 2016-02-25 4 Fetter Victor LPLA Option to purchase Common Stock A - Award D 19.85 61,934 61,934
2016-02-29 2016-02-25 4 Fetter Victor LPLA Common Stock A - Award D 3,111 25,890
2016-02-29 2016-02-25 4 Fetter Victor LPLA Common Stock A - Award D 5,490 22,779
2016-02-29 2016-02-25 4 Bergers David P. LPLA Option to purchase Common Stock A - Award D 19.85 44,814 44,814
2016-02-29 2016-02-25 4 Bergers David P. LPLA Common Stock A - Award D 3,111 42,564
2016-02-29 2016-02-25 4 Bergers David P. LPLA Common Stock A - Award D 5,490 39,453
2016-02-29 2016-02-25 4 Oroschakoff Michelle LPLA Option to purchase Common Stock A - Award D 19.85 35,851 35,851
2016-02-29 2016-02-25 4 Oroschakoff Michelle LPLA Common Stock A - Award D 3,111 17,543
2016-02-29 2016-02-25 4 Oroschakoff Michelle LPLA Common Stock A - Award D 4,392 14,432
2016-02-29 2016-02-25 4 Morrissey William P. Jr. LPLA Option to purchase Common Stock A - Award D 19.85 54,673 54,673
2016-02-29 2016-02-25 4 Morrissey William P. Jr. LPLA Common Stock A - Award D 3,111 15,900
2016-02-29 2016-02-25 4 Morrissey William P. Jr. LPLA Common Stock A - Award D 6,698 12,789
2016-02-29 2016-02-25 4 Parker Ryan LPLA Option to purchase Common Stock A - Award D 19.85 50,192 50,192
2016-02-29 2016-02-25 4 Parker Ryan LPLA Common Stock A - Award D 3,111 12,112
2016-02-29 2016-02-25 4 Parker Ryan LPLA Common Stock A - Award D 6,149 9,001
2016-02-29 2016-02-25 4 Buchheister Jeffrey R. LPLA Option to purchase Common Stock A - Award D 19.85 15,583 15,583
2016-02-29 2016-02-25 4 Buchheister Jeffrey R. LPLA Common Stock A - Award D 2,049 7,404
2016-02-29 2016-02-25 4 Gooley Thomas LPLA Option to purchase Common Stock A - Award D 19.85 44,814 44,814
2016-02-29 2016-02-25 4 Gooley Thomas LPLA Common Stock A - Award D 3,111 15,459
2016-02-29 2016-02-25 4 Gooley Thomas LPLA Common Stock A - Award D 5,490 12,348
2016-02-29 2016-02-25 4 Calder Tracy LPLA Option to purchase Common Stock A - Award D 19.85 28,681 28,681
2016-02-29 2016-02-25 4 Calder Tracy LPLA Common Stock A - Award D 35,754 35,754
2016-02-26 2016-02-24 4 Larsen Sallie R. LPLA Common Stock F - Taxes D 19.3500 -320 -6 9,022
2016-02-26 2016-02-24 4 White George Burton LPLA Common Stock F - Taxes D 19.3500 -322 -6 11,036
2016-02-26 2016-02-24 4 Kalbaugh John Andrew LPLA Common Stock F - Taxes D 19.3500 -260 -5 10,241
2016-02-26 2016-02-24 4 Fetter Victor LPLA Common Stock F - Taxes D 19.3500 -351 -7 17,289
2016-02-26 2016-02-24 4 Bergers David P. LPLA Common Stock F - Taxes D 19.3500 -142 -3 33,963
2016-02-26 2016-02-24 4 Oroschakoff Michelle LPLA Common Stock F - Taxes D 19.3500 -280 -5 10,040
2016-02-26 2016-02-24 4 Morrissey William P. Jr. LPLA Common Stock F - Taxes D 19.3500 -203 -4 6,091
2016-02-26 2016-02-24 4 Parker Ryan LPLA Common Stock F - Taxes D 19.3500 -181 -4 2,852
2016-02-26 2016-02-24 4 Buchheister Jeffrey R. LPLA Common Stock F - Taxes D 19.3500 -75 -1 5,355
2016-02-24 2016-02-22 4 Larsen Sallie R. LPLA Common Stock F - Taxes D 19.9200 -364 -7 9,342
2016-02-24 2016-02-22 4 White George Burton LPLA Common Stock F - Taxes D 19.9200 -386 -8 11,358
2016-02-24 2016-02-22 4 Kalbaugh John Andrew LPLA Common Stock F - Taxes D 19.9200 -329 -7 10,501
2016-02-24 2016-02-22 4 Morrissey William P. Jr. LPLA Common Stock F - Taxes D 19.9200 -261 -5 6,294
2016-02-24 2016-02-22 4 Buchheister Jeffrey R. LPLA Common Stock F - Taxes D 19.9200 -81 -2 5,430
2016-02-01 3 Calder Tracy LPLA No securities are beneficially owned D 0
2015-12-21 2015-12-07 4 Arnold Dan H. LPLA Common Stock G - Gift D -3,500 180,117
2015-12-21 2015-12-17 4 Fetter Victor LPLA Common Stock F - Taxes D 42.9800 -2,219 -95 17,640
2015-12-16 2015-12-14 4 Morrissey William P. Jr. LPLA Option to purchase Common Stock M - Exercise D 21.60 -25,000 13,907
2015-12-16 2015-12-14 4 Morrissey William P. Jr. LPLA Common Stock S - Sale D 42.8500 -25,000 -1,071 6,555
2015-12-16 2015-12-14 4 Morrissey William P. Jr. LPLA Common Stock M - Exercise D 21.6000 25,000 540 31,555
2015-12-16 2015-12-14 4 Buchheister Jeffrey R. LPLA Common Stock S - Sale D 42.5900 -10,688 -455 5,511
2015-12-14 2015-12-10 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses LPLA Common Stock, par value $0.001 per share S - Sale I 43.2719 -4,319,537 -186,915 8,794,282
2015-11-03 2015-11-01 4 Oroschakoff Michelle LPLA Common Stock F - Taxes D 42.6000 -152 -6 10,320
2015-11-03 2015-10-30 4 Audette Matthew J LPLA Option to purchase Common Stock A - Award D 42.60 17,605 17,605
2015-11-03 2015-10-30 4 Audette Matthew J LPLA Common Stock A - Award D 17,605 17,605
2015-10-02 3 DINH VIET D LPLA No securities are beneficially owned D 0
2015-10-02 3 Audette Matthew J LPLA No securities are beneficially owned D 0
2015-10-02 2015-10-01 4 DINH VIET D LPLA Common Stock A - Award D 39.3900 962 38 2,887
2015-10-02 2015-10-01 4 DINH VIET D LPLA Common Stock A - Award D 39.3900 1,925 76 1,925
2015-09-04 2015-09-03 4 Oroschakoff Michelle LPLA Common Stock F - Taxes D 39.2100 -510 -20 10,472
2015-08-10 2015-08-06 4 Gooley Thomas LPLA Option to purchase Common Stock A - Award D 43.74 20,576 20,576
2015-08-10 2015-08-06 4 Gooley Thomas LPLA Common Stock A - Award D 6,858 6,858
2015-08-07 2015-08-05 4 Bergers David P. LPLA Common Stock F - Taxes D 43.6600 -19,218 -839 34,105
2015-07-06 3 Gooley Thomas LPLA No securities are beneficially owned D 0
2015-06-12 2015-06-10 4 Arnold Dan H. LPLA Option to purchase Common Stock M - Exercise D 27.80 4,273 21,727
2015-06-12 2015-06-10 4 Arnold Dan H. LPLA Common Stock S - Sale D 48.0000 -4,273 -205 183,617
2015-06-12 2015-06-10 4 Arnold Dan H. LPLA Common Stock M - Exercise D 27.8000 4,273 119 187,890
2015-06-12 2015-06-10 4 White George Burton LPLA Option to purchase Common Stock A - Award D 47.30 6,341 6,341
2015-06-12 2015-06-10 4 White George Burton LPLA Common Stock A - Award D 2,114 11,744
2015-06-04 2015-06-02 4 Handelsman Sharyn LPLA Option to purchase Common Stock M - Exercise D 34.61 34.6100 -1,343 -46 8,657
2015-06-04 2015-06-02 4 Handelsman Sharyn LPLA Option to purchase Common Stock M - Exercise D 30.00 30.0000 -5,050 -152 5,050
2015-06-04 2015-06-02 4 Handelsman Sharyn LPLA Common Stock S - Sale D 43.5000 -6,393 -278 6,478
2015-06-04 2015-06-02 4 Handelsman Sharyn LPLA Common Stock M - Exercise D 34.6100 1,343 46 12,871
2015-06-04 2015-06-02 4 Handelsman Sharyn LPLA Common Stock M - Exercise D 30.0000 5,050 152 11,528
2015-06-01 2015-05-28 4 Buchheister Jeffrey R. LPLA Option to purchase Common Stock M - Exercise D 2.38 -13,360 0
2015-06-01 2015-05-28 4 Buchheister Jeffrey R. LPLA Common Stock M - Exercise D 2.3800 13,360 32 16,199
2015-05-28 2015-05-28 4 Casady Mark S LPLA Common Stock P - Purchase D 42.4802 21,100 896 63,871
2015-05-20 2015-05-18 4 BOYCE RICHARD W LPLA Common Stock A - Award D 42.8500 1,592 68 59,990
2015-05-20 2015-05-18 4 MULCAHY ANNE M LPLA Common Stock A - Award D 42.8500 1,592 68 9,971
2015-05-20 2015-05-18 4 RIEPE JAMES S LPLA Common Stock A - Award D 42.8500 1,592 68 56,233
2015-05-20 2015-05-18 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 42.8500 1,592 68 26,714
2015-05-20 2015-05-18 4 Putnam James S LPLA Common Stock A - Award D 42.8500 1,592 68 111,698
2015-05-20 2015-05-18 4 Thomas Lux LPLA Option to purchase Common Stock M - Exercise D 22.08 -2,000 11,300
2015-05-20 2015-05-18 4 Thomas Lux LPLA Common Stock M - Exercise D 22.0800 2,000 44 10,378
2015-05-20 2015-05-18 4 Brennan John Joseph LPLA Common Stock A - Award D 42.8500 1,592 68 40,262
2015-05-14 2015-05-12 4 BOYCE RICHARD W LPLA Common Stock A - Award D 40.8100 3,185 130 58,398
2015-05-14 2015-05-12 4 EBERHART PAULETT LPLA Common Stock A - Award D 40.8100 3,185 130 4,595
2015-05-14 2015-05-12 4 MULCAHY ANNE M LPLA Common Stock A - Award D 40.8100 3,185 130 8,379
2015-05-14 2015-05-12 4 RIEPE JAMES S LPLA Common Stock A - Award D 40.8100 3,185 130 54,641
2015-05-14 2015-05-12 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 40.8100 3,185 130 25,122
2015-05-14 2015-05-12 4 Putnam James S LPLA Common Stock A - Award D 40.8100 3,185 130 110,106
2015-05-14 2015-05-12 4 Brennan John Joseph LPLA Common Stock A - Award D 40.8100 3,185 130 38,670
2015-04-14 2015-04-10 4 Thomas Lux LPLA Option to purchase Common Stock M - Exercise D 22.08 -2,000 13,300
2015-04-14 2015-04-10 4 Thomas Lux LPLA Common Stock M - Exercise D 22.0800 2,000 44 8,378
2015-03-19 3 Handelsman Sharyn LPLA Common Stock D 12,956
2015-03-19 3 Handelsman Sharyn LPLA Common Stock D 12,956
2015-03-19 3 Thomas Lux LPLA Common Stock D 12,756
2015-03-19 3 Thomas Lux LPLA Common Stock D 12,756
2015-03-10 2015-03-06 4 White George Burton LPLA Option to purchase Common Stock A - Award D 45.55 27,936 27,936
2015-03-10 2015-03-06 4 White George Burton LPLA Common Stock A - Award D 3,990 9,630
2015-03-10 2015-03-06 4 Schott Mary Frances LPLA Option to purchase Common Stock A - Award D 45.55 14,018 14,018
2015-03-10 2015-03-06 4 Schott Mary Frances LPLA Common Stock A - Award D 2,002 6,446
2015-03-10 2015-03-06 4 Parker Ryan LPLA Option to purchase Common Stock A - Award D 45.55 13,833 13,833
2015-03-10 2015-03-06 4 Parker Ryan LPLA Common Stock A - Award D 1,975 3,033
2015-03-10 2015-03-06 4 Oroschakoff Michelle LPLA Option to purchase Common Stock A - Award D 45.55 6,455 6,455
2015-03-10 2015-03-06 4 Oroschakoff Michelle LPLA Option to purchase Common Stock A - Award D 45.55 16,139 16,139
2015-03-10 2015-03-06 4 Oroschakoff Michelle LPLA Common Stock A - Award D 922 10,982
2015-03-10 2015-03-06 4 Oroschakoff Michelle LPLA Common Stock A - Award D 2,305 10,060
2015-03-10 2015-03-06 4 Morrissey William P. Jr. LPLA Option to purchase Common Stock A - Award D 45.55 14,018 14,018
2015-03-10 2015-03-06 4 Morrissey William P. Jr. LPLA Common Stock A - Award D 2,002 6,555
2015-03-10 2015-03-06 4 Larsen Sallie R. LPLA Option to purchase Common Stock A - Award D 45.55 4,980 4,980
2015-03-10 2015-03-06 4 Larsen Sallie R. LPLA Option to purchase Common Stock A - Award D 45.55 16,600 16,600
2015-03-10 2015-03-06 4 Larsen Sallie R. LPLA Common Stock A - Award D 711 9,706
2015-03-10 2015-03-06 4 Larsen Sallie R. LPLA Common Stock A - Award D 2,371 8,995
2015-03-10 2015-03-06 4 Kalbaugh John Andrew LPLA Option to purchase Common Stock A - Award D 45.55 10,790 10,790
2015-03-10 2015-03-06 4 Kalbaugh John Andrew LPLA Option to purchase Common Stock A - Award D 45.55 17,984 17,984
2015-03-10 2015-03-06 4 Kalbaugh John Andrew LPLA Common Stock A - Award D 1,541 10,830
2015-03-10 2015-03-06 4 Kalbaugh John Andrew LPLA Common Stock A - Award D 2,568 9,289
2015-03-10 2015-03-06 4 Helliker Mark LPLA Option to purchase Common Stock A - Award D 45.55 18,445 18,445
2015-03-10 2015-03-06 4 Helliker Mark LPLA Common Stock A - Award D 2,634 7,001
2015-03-10 2015-03-06 4 Fetter Victor LPLA Option to purchase Common Stock A - Award D 45.55 8,577 8,577
2015-03-10 2015-03-06 4 Fetter Victor LPLA Option to purchase Common Stock A - Award D 45.55 21,442 21,442
2015-03-10 2015-03-06 4 Fetter Victor LPLA Common Stock A - Award D 1,225 19,859
2015-03-10 2015-03-06 4 Fetter Victor LPLA Common Stock A - Award D 3,062 18,634
2015-03-10 2015-03-06 4 Buchheister Jeffrey R. LPLA Option to purchase Common Stock A - Award D 45.55 5,978 5,978
2015-03-10 2015-03-06 4 Buchheister Jeffrey R. LPLA Common Stock A - Award D 1,328 2,839
2015-03-10 2015-03-06 4 Bergers David P. LPLA Option to purchase Common Stock A - Award D 45.55 23,056 23,056
2015-03-10 2015-03-06 4 Bergers David P. LPLA Common Stock A - Award D 3,293 53,323
2015-03-10 2015-03-06 4 Arnold Dan H. LPLA Option to purchase Common Stock A - Award D 45.55 25,362 25,362
2015-03-10 2015-03-06 4 Arnold Dan H. LPLA Common Stock A - Award D 3,622 183,617
2015-03-10 2015-03-06 4 Casady Mark S LPLA Option to purchase Common Stock A - Award D 45.55 400,000 400,000
2015-03-04 2015-03-02 4 Arnold Dan H. LPLA Common Stock S - Sale D 45.1443 -3,661 -165 179,995
2015-02-26 2015-02-24 4 Moore Robert J. LPLA Common Stock F - Taxes D 45.5800 -1,080 -49 56,668
2015-02-26 2015-02-24 4 White George Burton LPLA Common Stock F - Taxes D 45.5800 -274 -12 5,640
2015-02-26 2015-02-25 4 Schott Mary Frances LPLA Common Stock F - Taxes D 45.4600 -838 -38 4,444
2015-02-26 2015-02-24 4 Schott Mary Frances LPLA Common Stock F - Taxes D 45.5800 -212 -10 5,282
2015-02-26 2015-02-24 4 Parker Ryan LPLA Common Stock F - Taxes D 45.5800 -182 -8 1,058
2015-02-26 2015-02-24 4 Oroschakoff Michelle LPLA Common Stock F - Taxes D 45.5800 -280 -13 7,755
2015-02-26 2015-02-25 4 Morrissey William P. Jr. LPLA Common Stock F - Taxes D 45.4600 -906 -41 4,553
2015-02-26 2015-02-24 4 Morrissey William P. Jr. LPLA Common Stock F - Taxes D 45.5800 -202 -9 5,459
2015-02-26 2015-02-25 4 Larsen Sallie R. LPLA Common Stock F - Taxes D 45.4600 -1,270 -58 6,624
2015-02-26 2015-02-24 4 Larsen Sallie R. LPLA Common Stock F - Taxes D 45.5800 -306 -14 7,894
2015-02-26 2015-02-25 4 Kalbaugh John Andrew LPLA Common Stock F - Taxes D 45.4600 -1,055 -48 6,721
2015-02-26 2015-02-24 4 Kalbaugh John Andrew LPLA Common Stock F - Taxes D 45.5800 -235 -11 7,776
2015-02-26 2015-02-24 4 Helliker Mark LPLA Common Stock F - Taxes D 45.5800 -279 -13 4,367
2015-02-26 2015-02-24 4 Fetter Victor LPLA Common Stock F - Taxes D 45.5800 -351 -16 15,572
2015-02-26 2015-02-24 4 Buchheister Jeffrey R. LPLA Common Stock F - Taxes D 45.5800 -75 -3 1,511
2015-02-26 2015-02-24 4 Bergers David P. LPLA Common Stock F - Taxes D 45.5800 -142 -6 50,030
2015-02-26 2015-02-25 4 Arnold Dan H. LPLA Common Stock F - Taxes D 45.4600 -1,818 -83 183,656
2015-02-26 2015-02-24 4 Arnold Dan H. LPLA Option to purchase Common Stock M - Exercise D 27.80 -5,458 26,000
2015-02-26 2015-02-24 4 Arnold Dan H. LPLA Common Stock F - Taxes D 45.5800 -453 -21 185,474
2015-02-26 2015-02-24 4 Arnold Dan H. LPLA Common Stock S - Sale D 46.0000 -5,458 -251 185,927
2015-02-26 2015-02-24 4 Arnold Dan H. LPLA Common Stock M - Exercise D 27.8000 5,458 152 191,385
2015-02-24 2015-02-22 4 Buchheister Jeffrey R. LPLA Common Stock F - Taxes D 45.6900 -81 -4 1,586
2015-02-24 2015-02-22 4 Kalbaugh John Andrew LPLA Common Stock F - Taxes D 45.6900 -329 -15 8,011
2015-02-24 2015-02-22 4 Larsen Sallie R. LPLA Common Stock F - Taxes D 45.6900 -364 -17 8,200
2015-02-24 2015-02-22 4 Morrissey William P. Jr. LPLA Common Stock F - Taxes D 45.6900 -261 -12 5,661
2015-02-24 2015-02-22 4 Schott Mary Frances LPLA Common Stock F - Taxes D 45.6900 -250 -11 5,494
2015-02-24 2015-02-22 4 White George Burton LPLA Common Stock F - Taxes D 45.6900 -384 -18 5,914
2015-02-24 2015-02-22 4 Helliker Mark LPLA Common Stock F - Taxes D 45.6900 -364 -17 4,646
2015-02-23 2015-02-19 4 Arnold Dan H. LPLA Option to purchase Common Stock M - Exercise D 27.80 -18,542 31,458
2015-02-23 2015-02-19 4 Arnold Dan H. LPLA Common Stock S - Sale D 46.1545 -18,542 -856 185,927
2015-02-23 2015-02-19 4 Arnold Dan H. LPLA Common Stock M - Exercise D 27.8000 18,542 515 204,469
2014-12-19 2014-12-17 4 Fetter Victor LPLA Common Stock F - Taxes D 43.7000 -4,110 -180 15,923
2014-11-25 2014-11-21 4 EBERHART PAULETT LPLA Common Stock A - Award D 41.9100 1,410 59 1,410
2014-11-25 3 EBERHART PAULETT LPLA No securities are beneficially owned D 0
2014-11-04 2014-11-01 4 Oroschakoff Michelle LPLA Common Stock A - Award D 1,208 8,035
2014-09-05 2014-09-03 4 Oroschakoff Michelle LPLA Option to purchase Common Stock A - Award D 48.09 23,179 23,179
2014-09-05 2014-09-03 4 Oroschakoff Michelle LPLA Common Stock F - Taxes D 48.0900 -510 -25 6,827
2014-08-28 2014-08-21 4 Casady Mark S LPLA Common Stock G - Gift D -300,000 9,857
2014-08-11 3 Buchheister Jeffrey R. LPLA Common Stock D 3,334
2014-08-11 3 Buchheister Jeffrey R. LPLA Common Stock D 3,334
2014-08-07 2014-08-05 4 Bergers David P. LPLA Option to purchase Common Stock A - Award D 46.51 15,039 15,039
2014-08-07 2014-08-05 4 Bergers David P. LPLA Common Stock A - Award D 5,375 50,172
2014-08-07 2014-08-05 4 Bergers David P. LPLA Common Stock F - Taxes D 46.5100 -516 -24 44,797
2014-06-16 3 Parker Ryan LPLA Common Stock D 2,480
2014-06-16 3 Parker Ryan LPLA Common Stock D 2,480
2014-06-16 3 Schott Mary Frances LPLA Common D 11,488
2014-06-16 3 Schott Mary Frances LPLA Common D 11,488
2014-05-09 2014-05-07 4 BOYCE RICHARD W LPLA Common Stock A - Award D 46.8900 1,706 80 54,954
2014-05-09 2014-05-07 4 MULCAHY ANNE M LPLA Common Stock A - Award D 46.8900 1,706 80 5,194
2014-05-09 2014-05-07 4 RIEPE JAMES S LPLA Common Stock A - Award D 46.8900 1,706 80 51,456
2014-05-09 2014-05-07 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 46.8900 1,706 80 21,937
2014-05-09 2014-05-07 4 Putnam James S LPLA Common Stock A - Award D 46.8900 1,706 80 106,920
2014-05-09 2014-05-07 4 Brennan John Joseph LPLA Common Stock A - Award D 46.8900 1,706 80 35,485
2014-04-23 3 Morrissey William P. Jr. LPLA Common Stock D 11,844
2014-04-23 3 Morrissey William P. Jr. LPLA Common Stock D 11,844
2014-03-10 2014-03-06 4 BOYCE RICHARD W LPLA Common Stock A - Award D 53.4700 935 50 53,248
2014-03-10 2014-03-06 4 MULCAHY ANNE M LPLA Common Stock A - Award D 53.4700 935 50 3,488
2014-03-10 2014-03-06 4 RIEPE JAMES S LPLA Common Stock A - Award D 53.4700 935 50 49,750
2014-03-10 2014-03-06 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 53.4700 935 50 20,231
2014-03-10 2014-03-06 4 Putnam James S LPLA Common Stock A - Award D 53.4700 935 50 105,214
2014-03-10 2014-03-06 4 Brennan John Joseph LPLA Common Stock A - Award D 53.4700 935 50 33,779
2014-03-04 2014-02-28 4 Thomas Lux LPLA Option to purchase common stock M - Exercise D 22.08 -2,200 15,300
2014-03-04 2014-02-28 4 Thomas Lux LPLA Option to purchase common stock M - Exercise D 32.26 -4,000 6,843
2014-03-04 2014-02-28 4 Thomas Lux LPLA Common Stock M - Exercise D 22.0800 2,200 49 8,413
2014-03-04 2014-02-28 4 Thomas Lux LPLA Common Stock S - Sale D 53.9800 -4,000 -216 6,213
2014-03-04 2014-02-28 4 Thomas Lux LPLA Common Stock M - Exercise D 32.2600 4,000 129 10,213
2014-02-26 2014-02-24 4 Casady Mark S LPLA Option to purchase common stock A - Award D 54.81 148,375 148,375
2014-02-26 2014-02-24 4 Moore Robert J. LPLA Option to purchase common stock A - Award D 54.81 53,111 53,111
2014-02-26 2014-02-24 4 Moore Robert J. LPLA Common Stock A - Award D 9,122 57,748
2014-02-26 2014-02-24 4 Moore Robert J. LPLA Common Stock A - Award D 8,620 48,626
2014-02-26 2014-02-24 4 Arnold Dan H. LPLA Option to purchase common stock A - Award D 54.81 20,232 20,232
2014-02-26 2014-02-24 4 Arnold Dan H. LPLA Common Stock A - Award D 9,122 185,927
2014-02-26 2014-02-24 4 Arnold Dan H. LPLA Common Stock A - Award D 3,284 176,805
2014-02-26 2014-02-24 4 Fetter Victor LPLA Option to purchase common stock A - Award D 54.81 16,559 16,559
2014-02-26 2014-02-24 4 Fetter Victor LPLA Option to purchase common stock A - Award D 54.81 16,860 16,860
2014-02-26 2014-02-24 4 Fetter Victor LPLA Common Stock A - Award D 2,736 20,033
2014-02-26 2014-02-24 4 Fetter Victor LPLA Common Stock A - Award D 2,736 20,033
2014-02-26 2014-02-24 4 Bergers David P. LPLA Option to purchase common stock A - Award D 54.81 6,912 6,912
2014-02-26 2014-02-24 4 Bergers David P. LPLA Common Stock A - Award D 1,122 45,313
2014-02-26 2014-02-24 4 Oroschakoff Michelle LPLA Option to purchase common stock A - Award D 54.81 11,802 11,802
2014-02-26 2014-02-24 4 Oroschakoff Michelle LPLA Common Stock A - Award D 1,915 7,337
2014-02-25 2014-02-24 4 Thomas Lux LPLA Option to purchase common stock A - Award D 54.81 4,924 4,924
2014-02-25 2014-02-24 4 Thomas Lux LPLA Common Stock A - Award D 1,243 6,213
2014-02-25 2014-02-22 4 Thomas Lux LPLA Common Stock F - Taxes D 54.2500 -230 -12 4,970
2014-02-25 2014-02-24 4 Helliker Mark LPLA Option to purchase common stock A - Award D 54.81 12,645 12,645
2014-02-25 2014-02-24 4 Helliker Mark LPLA Common Stock A - Award D 2,052 5,010
2014-02-25 2014-02-22 4 Helliker Mark LPLA Common Stock F - Taxes D 54.2500 -364 -20 2,958
2014-02-25 2014-02-24 4 Larsen Sallie R. LPLA Option to purchase common stock A - Award D 54.81 13,488 13,488
2014-02-25 2014-02-24 4 Larsen Sallie R. LPLA Common Stock A - Award D 2,189 8,564
2014-02-25 2014-02-22 4 Larsen Sallie R. LPLA Common Stock F - Taxes D 54.2500 -365 -20 6,375
2014-02-25 2014-02-24 4 Bruton Derek LPLA Option to purchase common stock A - Award D 54.81 12,139 12,139
2014-02-25 2014-02-24 4 Bruton Derek LPLA Common Stock A - Award D 1,970 9,402
2014-02-25 2014-02-22 4 Bruton Derek LPLA Common Stock F - Taxes D 54.2500 -437 -24 7,432
2014-02-25 2014-02-24 4 White George Burton LPLA Option to purchase common stock A - Award D 54.81 16,017 16,017
2014-02-25 2014-02-24 4 White George Burton LPLA Common Stock A - Award D 2,599 6,298
2014-02-25 2014-02-22 4 White George Burton LPLA Common Stock F - Taxes D 54.2500 -383 -21 3,699
2014-02-25 2014-02-24 4 Khoury Joan D LPLA Option to purchase common stock A - Award D 54.81 11,465 11,465
2014-02-25 2014-02-24 4 Khoury Joan D LPLA Common Stock A - Award D 1,860 6,817
2014-02-25 2014-02-22 4 Khoury Joan D LPLA Common Stock F - Taxes D 54.2500 -365 -20 4,957
2014-02-25 2014-02-24 4 Kalbaugh John Andrew LPLA Option to purchase common stock A - Award D 54.81 12,476 12,476
2014-02-25 2014-02-24 4 Kalbaugh John Andrew LPLA Common Stock A - Award D 2,025 8,340
2014-02-25 2014-02-22 4 Kalbaugh John Andrew LPLA Common Stock F - Taxes D 54.2500 -331 -18 6,315
2014-02-19 2014-02-14 4 Bruton Derek LPLA Option to purchase common stock M - Exercise D 22.08 -16,000 24,000
2014-02-19 2014-02-14 4 Bruton Derek LPLA Common Stock S - Sale D 53.2100 -16,000 -851 7,869
2014-02-19 2014-02-14 4 Bruton Derek LPLA Common Stock M - Exercise D 22.0800 16,000 353 23,869
2014-02-18 2014-02-13 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses LPLA Common Stock, par value $0.001 per share S - Sale I 52.0000 -3,823,076 -198,800 13,113,819
2014-02-14 2013-12-02 5 Casady Mark S Held through GRAT LPLA Common Stock G - Gift I -5,310 0
2014-02-14 2013-11-13 5 Casady Mark S LPLA Common Stock G - Gift D -3,575 540,090
2014-02-14 2014-02-14 4 Casady Mark S LPLA Common Stock G - Gift D -150,000 309,857
2014-02-14 2014-02-14 4 Moore Robert J. LPLA Option to purchase common stock M - Exercise D 19.74 -129,999 0
2014-02-14 2014-02-14 4 Moore Robert J. LPLA Common Stock S - Sale D 53.2860 -99,993 -5,328 40,006
2014-02-14 2014-02-14 4 Moore Robert J. LPLA Common Stock M - Exercise D 19.7400 129,999 2,566 139,999
2014-02-14 2014-02-12 4 Moore Robert J. LPLA Common Stock S - Sale D 52.0000 -30,000 -1,560 10,000
2014-02-14 2014-02-12 4 Arnold Dan H. LPLA Common Stock S - Sale D 52.0000 -70,000 -3,640 173,521
2014-01-13 2014-01-09 4 Putnam James S LPLA Common Stock S - Sale D 50.0000 -30,000 -1,500 104,280
2014-01-09 2014-01-07 4 Putnam James S LPLA Common Stock S - Sale D 48.0000 -30,000 -1,440 134,280
2013-12-24 2013-12-23 4 Putnam James S LPLA Common Stock S - Sale D 46.0000 -30,000 -1,380 164,280
2013-12-19 2013-12-17 4 Fetter Victor LPLA Common Stock, par value $0.001 per share A - Award D 5,636 14,561
2013-12-11 2013-12-10 4 Putnam James S LPLA Common Stock S - Sale D 44.0000 -11,102 -488 194,280
2013-12-11 2013-12-09 4 Putnam James S LPLA Common Stock S - Sale D 44.0000 -18,898 -832 205,382
2013-11-21 2013-11-19 4 BOYCE RICHARD W LPLA Common Stock, par value $0.001 per share A - Award D 1,183 52,313
2013-11-21 2013-11-19 4 SCHIFTER RICHARD P LPLA Common Stock, par value $0.001 per share A - Award D 1,183 19,296
2013-11-21 2013-11-19 4 MULCAHY ANNE M LPLA Common Stock, par value $0.001 per share A - Award D 1,183 2,553
2013-11-21 2013-11-19 4 RIEPE JAMES S LPLA Common Stock, par value $0.001 per share A - Award D 1,183 48,815
2013-11-21 2013-11-19 4 STIEFLER JEFFREY E LPLA Common Stock, par value $0.001 per share A - Award D 1,183 7,767
2013-11-21 2013-11-19 4 Putnam James S LPLA Common Stock, par value $0.001 per share A - Award D 1,183 224,280
2013-11-21 2013-11-19 4 Brennan John Joseph LPLA Common Stock, par value $0.001 per share A - Award D 1,183 32,844
2013-11-15 2013-11-14 4 Thomas Lux LPLA Common Stock S - Sale D 42.3100 -1,000 -42 5,200
2013-11-14 2013-11-13 4 Putnam James S Held by Reporting Person's spouse LPLA Common Stock S - Sale I 42.1600 -16,627 -701 0
2013-11-14 2013-11-13 4 Putnam James S LPLA Common Stock S - Sale D 42.1200 -12,868 -542 223,096
2013-11-14 2013-11-12 4 Putnam James S Held by Reporting Person's spouse LPLA Common Stock S - Sale I 42.0100 -33,070 -1,389 16,627
2013-11-14 2013-11-12 4 Putnam James S LPLA Common Stock S - Sale D 42.0100 -17,132 -720 235,964
2013-11-08 2013-11-08 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses LPLA Common Stock, par value $0.001 per share S - Sale I 39.6823 -59,000 -2,341 16,936,895
2013-11-07 2013-11-07 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses LPLA Common Stock, par value $0.001 per share S - Sale I 39.7829 -79,029 -3,144 16,995,895
2013-11-07 2013-11-06 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses LPLA Common Stock, par value $0.001 per share S - Sale I 40.6099 -81,502 -3,310 17,074,924
2013-11-07 2013-11-05 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses LPLA Common Stock, par value $0.001 per share S - Sale I 40.7170 -119,148 -4,851 17,156,426
2013-11-04 2013-11-04 4 Casady Mark S LPLA Common Stock G - Gift D -520,000 543,665
2013-10-22 2013-10-21 4 Putnam James S Held by Reporting Person's spouse LPLA Common Stock S - Sale I 40.0400 -9,233 -370 49,697
2013-10-22 2013-10-21 4 Putnam James S LPLA Common Stock S - Sale D 40.0100 -3,359 -134 253,096
2013-10-22 2013-10-18 4 Putnam James S Held by Reporting Person's spouse LPLA Common Stock S - Sale I 40.0000 -38,267 -1,531 58,930
2013-10-22 2013-10-18 4 Putnam James S LPLA Common Stock S - Sale D 40.0100 -26,641 -1,066 256,456
2013-09-06 2013-09-06 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses LPLA Common Stock, par value $0.001 per share S - Sale I 37.5795 -21,848 -821 17,275,574
2013-09-06 2013-09-05 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses LPLA Common Stock, par value $0.001 per share S - Sale I 37.5733 -125,865 -4,729 17,297,422
2013-09-06 2013-09-04 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses LPLA Common Stock, par value $0.001 per share S - Sale I 37.0049 -112,524 -4,164 17,423,287
2013-09-05 3 Oroschakoff Michelle LPLA No securities are beneficially owned D 0
2013-09-05 2013-09-03 4 Oroschakoff Michelle LPLA Option to purchase common stock A - Award D 36.88 28,734 28,734
2013-09-05 2013-09-03 4 Oroschakoff Michelle LPLA Common Stock, par value $0.001 per share A - Award D 5,422 5,422
2013-09-03 2013-08-29 4 BOYCE RICHARD W LPLA Common Stock, par value $0.001 per share J - Other D 16,186 51,130
2013-09-03 2013-08-29 4 SCHIFTER RICHARD P LPLA Common Stock, par value $0.001 per share J - Other D 3,770 18,113
2013-09-03 2013-09-03 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses LPLA Common Stock, par value $0.001 per share S - Sale I 36.8845 -97,830 -3,608 17,535,811
2013-09-03 2013-08-30 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses LPLA Common Stock, par value $0.001 per share S - Sale I 36.9430 -13,050 -482 17,633,641
2013-09-03 2013-08-29 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses LPLA Common Stock, par value $0.001 per share S - Sale I 37.4690 -60,960 -2,284 17,646,691
2013-09-03 2013-08-29 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses LPLA Common Stock, par value $0.001 per share J - Other I -321,050 17,707,651
2013-08-19 2013-08-15 4 Thorpe Allen R LPLA Common Stock, par value $0.001 per share J - Other D 211,068 433,003
2013-08-19 2013-08-15 4 Hellman & Friedman LLC See Footnotes LPLA Common Stock, par value $0.001 per share J - Other I -2,400,800 0
2013-08-19 2013-08-15 4 Hellman & Friedman LLC See Footnotes LPLA Common Stock, par value $0.001 per share J - Other I -6,311 0
2013-08-19 2013-08-15 4 Hellman & Friedman LLC See Footnotes LPLA Common Stock, par value $0.001 per share J - Other I -1,518,442 182
2013-08-19 2013-08-15 4 Hellman & Friedman LLC See Footnotes LPLA Common Stock, par value $0.001 per share J - Other I -11,097,376 1,331
2013-08-16 2013-08-15 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses LPLA Common Stock, par value $0.001 per share J - Other I -3,252,329 18,028,701
2013-08-07 3 Bergers David P. LPLA No securities are beneficially owned D 0
2013-08-07 2013-08-05 4 Bergers David P. LPLA Option to purchase common stock A - Award D 39.60 16,868 16,868
2013-08-07 2013-08-05 4 Bergers David P. LPLA Common Stock, par value $0.001 per share A - Award D 37,878 44,191
2013-08-07 2013-08-05 4 Bergers David P. LPLA Common Stock, par value $0.001 per share A - Award D 6,313 6,313
2013-06-14 2013-06-12 4 BOYCE RICHARD W LPLA Common Stock, par value $0.001 per share J - Other D 26,847 34,944
2013-06-14 2013-06-12 4 SCHIFTER RICHARD P LPLA Common Stock, par value $0.001 per share J - Other D 6,246 14,343
2013-06-14 2013-06-13 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses LPLA Common Stock, par value $0.001 per share S - Sale I 36.6663 -57,818 -2,120 21,281,030
2013-06-14 2013-06-12 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses LPLA Common Stock, par value $0.001 per share S - Sale I 36.6316 -79,908 -2,927 21,338,848
2013-06-14 2013-06-12 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses LPLA Common Stock, par value $0.001 per share J - Other I -529,702 21,418,756
2013-06-06 2013-06-04 4 STIEFLER JEFFREY E By Stiefler Trust U/T/D 5/31/2007 LPLA Common Stock, par value $0.001 per share S - Sale I 37.1800 -46,942 -1,745 5,077
2013-05-31 2013-05-29 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses LPLA Common Stock, par value $0.001 per share J - Other I -5,011,727 21,948,458
2013-05-30 2013-05-29 4 Thorpe Allen R LPLA Common Stock, par value $0.001 per share J - Other D 102,931 221,935
2013-05-30 2013-05-29 4 Hellman & Friedman LLC See Footnotes LPLA Common Stock, par value $0.001 per share J - Other I -1,176,107 0
2013-05-30 2013-05-29 4 Hellman & Friedman LLC See Footnotes LPLA Common Stock, par value $0.001 per share J - Other I -3,125 6,311
2013-05-30 2013-05-29 4 Hellman & Friedman LLC See Footnotes LPLA Common Stock, par value $0.001 per share J - Other I -751,875 1,520,008
2013-05-30 2013-05-29 4 Hellman & Friedman LLC See Footnotes LPLA Common Stock, par value $0.001 per share J - Other I -5,495,000 11,108,824
2013-05-17 2013-05-15 4 Putnam James S Held by Reporting Person's spouse LPLA Common Stock S - Sale I 38.0000 -45,000 -1,710 97,197
2013-05-17 2013-05-15 4 Putnam James S LPLA Common Stock S - Sale D 38.0000 -30,000 -1,140 283,096
2013-05-14 3 MULCAHY ANNE M LPLA No securities are beneficially owned D 0
2013-05-14 2013-05-13 4 MULCAHY ANNE M LPLA Common Stock, par value $0.001 per share A - Award D 1,370 1,370
2013-05-13 2013-05-09 4 Putnam James S Held by Reporting Person's spouse LPLA Common Stock S - Sale I 36.0000 -40,000 -1,440 142,197
2013-05-13 2013-05-09 4 Putnam James S LPLA Common Stock S - Sale D 36.0000 -30,000 -1,080 313,096
2013-05-07 2013-05-03 4 Helliker Mark LPLA Option to purchase common stock M - Exercise D 19.74 -24,927 15,072
2013-05-07 2013-05-03 4 Helliker Mark LPLA Common Stock S - Sale D 34.7300 -24,927 -866 3,322
2013-05-07 2013-05-03 4 Helliker Mark LPLA Common Stock M - Exercise D 19.7400 24,927 492 28,249
2013-04-12 2013-04-10 4 Putnam James S Held by Reporting Person's Spouse LPLA Common Stock S - Sale I 34.0100 -40,000 -1,360 182,197
2013-04-12 2013-04-10 4 Putnam James S LPLA Common Stock S - Sale D 34.0100 -25,000 -850 343,096
2013-02-28 2013-02-27 4 STIEFLER JEFFREY E By Stiefler Trust U/T/D 5/31/2007 LPLA Common Stock, par value $0.001 per share S - Sale I 31.4100 -25,000 -785 52,019
2013-02-27 2013-02-25 4 Thomas Lux LPLA Common Stock, par value $0.001 per share A - Award D 1,612 6,200
2013-02-27 2013-02-25 4 Arnold Dan H. LPLA Common Stock, par value $0.001 per share A - Award D 4,837 243,521
2013-02-27 2013-02-25 4 Larsen Sallie R. LPLA Common Stock, par value $0.001 per share A - Award D 3,418 6,740
2013-02-27 2013-02-25 4 Bruton Derek LPLA Common Stock, par value $0.001 per share A - Award D 3,224 7,869
2013-02-27 2013-02-25 4 Kalbaugh John Andrew LPLA Common Stock, par value $0.001 per share A - Award D 3,224 6,646
2013-02-26 2013-02-22 4 BOYCE RICHARD W LPLA Common Stock, par value $0.001 per share A - Award D 1,582 8,097
2013-02-26 2013-02-22 4 Goldstein Jeffrey A LPLA Common Stock, par value $0.001 per share A - Award D 1,582 1,582
2013-02-26 2013-02-22 4 RIEPE JAMES S LPLA Common Stock, par value $0.001 per share A - Award D 1,582 47,632
2013-02-26 2013-02-22 4 SCHIFTER RICHARD P LPLA Common Stock, par value $0.001 per share A - Award D 1,582 8,097
2013-02-26 2013-02-22 4 STIEFLER JEFFREY E LPLA Common Stock, par value $0.001 per share A - Award D 1,582 6,584
2013-02-26 2013-02-22 4 Thorpe Allen R LPLA Common Stock, par value $0.001 per share A - Award D 1,582 120,586
2013-02-26 2013-02-22 4 Dwyer William E III LPLA Option to Purchase Common Stock A - Award D 31.60 116,733 116,733
2013-02-26 2013-02-22 4 Casady Mark S LPLA Option to Purchase Common Stock A - Award D 31.60 234,513 234,513
2013-02-26 2013-02-22 4 Putnam James S LPLA Common Stock, par value $0.001 per share A - Award D 1,582 368,096
2013-02-26 2013-02-22 4 Brown Stephanie L LPLA Option to Purchase Common Stock A - Award D 31.60 21,106 21,106
2013-02-26 2013-02-22 4 Brown Stephanie L LPLA Common Stock, par value $0.001 per share A - Award D 3,417 545,788
2013-02-26 2013-02-22 4 Moore Robert J. LPLA Option to Purchase Common Stock A - Award D 31.60 114,116 114,116
2013-02-26 2013-02-22 4 Thomas Lux LPLA Option to Purchase Common Stock A - Award D 31.60 8,291 8,291
2013-02-26 2013-02-22 4 Thomas Lux LPLA Common Stock, par value $0.001 per share A - Award D 2,088 4,588
2013-02-26 2013-02-22 4 Brennan John Joseph LPLA Common Stock, par value $0.001 per share A - Award D 1,582 31,661
2013-02-26 2013-02-22 4 McDermott John J. LPLA Option to Purchase Common Stock A - Award D 31.60 10,992 10,992
2013-02-26 2013-02-22 4 McDermott John J. LPLA Common Stock, par value $0.001 per share A - Award D 1,780 1,780
2013-02-26 2013-02-22 4 Helliker Mark LPLA Option to Purchase Common Stock A - Award D 31.60 20,519 20,519
2013-02-26 2013-02-22 4 Helliker Mark LPLA Common Stock, par value $0.001 per share A - Award D 3,322 3,322
2013-02-26 2013-02-22 4 Arnold Dan H. LPLA Option to Purchase Common Stock A - Award D 31.60 48,159 48,159
2013-02-26 2013-02-22 4 Larsen Sallie R. LPLA Option to Purchase Common Stock A - Award D 31.60 20,519 20,519
2013-02-26 2013-02-22 4 Larsen Sallie R. LPLA Common Stock, par value $0.001 per share A - Award D 3,322 3,322
2013-02-26 2013-02-22 4 White George Burton LPLA Option Purchase Common Stock A - Award D 31.60 25,210 25,210
2013-02-26 2013-02-22 4 White George Burton LPLA Common Stock, par value $0.001 per share A - Award D 4,082 4,082
2013-02-26 2013-02-22 4 Bruton Derek LPLA Option to Purchase Common Stock A - Award D 31.60 28,689 28,689
2013-02-26 2013-02-22 4 Bruton Derek LPLA Common Stock, par value $0.001 per share A - Award D 4,645 4,645
2013-02-26 2013-02-22 4 Khoury Joan D LPLA Option to Purchase Common Stock A - Award D 31.60 20,519 20,519
2013-02-26 2013-02-22 4 Khoury Joan D LPLA Common Stock, par value $0.001 per share A - Award D 3,322 5,322
2013-02-26 2013-02-22 4 Kalbaugh John Andrew LPLA Option to Purchase Common Stock A - Award D 31.60 21,135 21,135
2013-02-26 2013-02-22 4 Kalbaugh John Andrew LPLA Common Stock, par value $0.001 per share A - Award D 3,422 3,422
2013-02-26 3 Hellman & Friedman GP LLC LPLA Common Stock, par value $0.001 per share D 13,014
2013-02-26 2013-02-22 4 Hellman & Friedman LLC See Notes LPLA Common Stock, par value $0.001 per share A - Award I 3,164 13,014
2013-02-21 2013-02-19 4 Putnam James S Held by Reporting Person's Spouse LPLA Common Stock S - Sale I 32.6700 -18,207 -595 222,197
2013-02-21 2013-02-19 4 Putnam James S LPLA Common Stock S - Sale D 32.6700 -22,293 -728 366,514
2013-02-19 2013-02-15 4 Putnam James S Held by Reporting Person's Spouse LPLA Common Stock S - Sale I 32.6600 -21,793 -712 240,404
2013-02-19 2013-02-15 4 Putnam James S LPLA Common Stock S - Sale D 32.6600 -17,707 -578 388,808
2013-02-13 2012-12-28 5 Dwyer William E III LPLA Common Stock G - Gift D -177,888 561,745
2013-02-13 2012-09-14 5 Dwyer William E III LPLA Common Stock G - Gift D -33,344 739,633
2013-02-13 2013-02-11 4 Bruton Derek LPLA Option to Purchase Common Stock M - Exercise D 19.74 -22,348 32,652
2013-02-13 2013-02-11 4 Bruton Derek LPLA Common Stock S - Sale D 32.7100 -22,348 -731 0
2013-02-13 2013-02-11 4 Bruton Derek LPLA Common Stock M - Exercise D 19.7400 22,348 441 22,348
2013-01-30 2013-01-29 4 Brown Stephanie L LPLA Common Stock S - Sale D 34.0000 -10,349 -352 542,371
2013-01-30 2013-01-29 4 Brown Stephanie L LPLA Common Stock S - Sale D 33.0000 -11,000 -363 552,720
2013-01-30 2013-01-28 4 Brown Stephanie L LPLA Common Stock S - Sale D 32.0000 -10,349 -331 563,720
2013-01-11 2013-01-09 4 Brown Stephanie L LPLA Common Stock S - Sale D 30.0000 -10,350 -310 574,069
2012-12-20 2012-12-18 4 Fetter Victor LPLA Common Stock, par value $0.001 per share A - Award D 8,925 8,925
2012-12-20 3 Fetter Victor LPLA No securities are beneficially owned D 0
2012-12-10 2012-12-06 4 Feeney Christopher LPLA Option to Purchase Common Stock M - Exercise D 18.04 -9,000 16,700
2012-12-10 2012-12-06 4 Feeney Christopher LPLA Common Stock S - Sale D 28.0700 -9,000 -253 0
2012-12-10 2012-12-06 4 Feeney Christopher LPLA Common Stock M - Exercise D 18.0400 9,000 162 9,000
2012-11-27 2012-11-23 4 Brown Stephanie L LPLA Common Stock S - Sale D 27.0000 -32,056 -866 584,419
2012-11-15 2012-11-13 4 Thorpe Allen R LPLA Common Stock, par value $0.001 per share J - Other D 119,004 119,004
2012-11-15 2012-11-13 4 Hellman & Friedman LLC See Footnotes LPLA Common Stock, par value $0.001 per share J - Other I -1,390,990 0
2012-11-15 2012-11-13 4 Hellman & Friedman LLC See Footnotes LPLA Common Stock, par value $0.001 per share J - Other I -4,044 9,436
2012-11-15 2012-11-13 4 Hellman & Friedman LLC See Footnotes LPLA Common Stock, par value $0.001 per share J - Other I -972,993 2,271,502
2012-11-15 2012-11-13 4 Hellman & Friedman LLC See Footnotes LPLA Common Stock, par value $0.001 per share J - Other I -7,111,018 16,601,041
2012-11-13 2012-11-08 4 Goldstein Jeffrey A LPLA Common Stock, par value $0.001 per share A - Award D 1,785 1,785
2012-11-13 2012-11-08 4 BOYCE RICHARD W LPLA Common Stock, par value $0.001 per share A - Award D 1,785 6,515
2012-11-13 2012-11-08 4 RIEPE JAMES S LPLA Common Stock, par value $0.001 per share A - Award D 1,785 46,050
2012-11-13 2012-11-08 4 STIEFLER JEFFREY E LPLA Common Stock, par value $0.001 per share A - Award D 1,785 7,943
2012-11-13 2012-11-08 4 SCHIFTER RICHARD P LPLA Common Stock, par value $0.001 per share A - Award D 1,785 6,515
2012-11-13 2012-11-08 4 Thorpe Allen R LPLA Common Stock, par value $0.001 per share A - Award D 1,785 1,785
2012-11-13 2012-11-08 4 Putnam James S LPLA Common Stock, par value $0.001 per share A - Award D 1,785 406,514
2012-11-13 2012-11-08 4 Brennan John Joseph LPLA Common Stock, par value $0.001 per share A - Award D 1,785 30,079
2012-11-13 2012-11-08 4 Hellman & Friedman LLC See Notes LPLA Common Stock, par value $0.001 per share A - Award I 3,570 9,850
2012-11-07 3 Hellman & Friedman LP LPLA Common Stock, par value $0.001 per share D 6,280
2012-11-02 2012-11-01 4 Brown Stephanie L LPLA Common Stock S - Sale D 29.1700 -5,122 -149 616,475
2012-11-02 2012-10-31 4 Brown Stephanie L LPLA Common Stock S - Sale D 29.0200 -1,008 -29 621,597
2012-08-16 2012-08-16 4 Casady Mark S LPLA Common Stock S - Sale D 28.6300 -142,662 -4,084 1,039,671
2012-08-16 2012-03-02 4 Casady Mark S LPLA Common Stock G - Gift D -7,800 1,182,333
2012-08-16 2012-03-02 4 Casady Mark S LPLA Common Stock G - Gift D -30,000 1,190,133
2012-08-10 2012-08-08 4 Moore Robert J. LPLA Common Stock P - Purchase D 28.4200 20,000 568 40,000
2012-07-03 2012-06-29 4 Brown Stephanie L LPLA Common Stock S - Sale D 33.8300 -11,000 -372 622,605
2012-06-01 2012-05-30 4 Larsen Sallie R. LPLA Option to Purchase Common Stock A - Award D 31.61 21,040 21,040
2012-06-01 2012-05-30 4 Khoury Joan D LPLA Option to Purchase Common Stock A - Award D 31.61 15,000 15,000
2012-05-14 2012-05-10 4 Brown Stephanie L LPLA Option to Purchase Common Stock M - Exercise D 22.08 -14,498 25,502
2012-05-14 2012-05-10 4 Brown Stephanie L LPLA Common Stock M - Exercise D 22.0800 14,498 320 633,605
2012-05-14 2012-05-11 4 Khoury Joan D LPLA Common Stock P - Purchase D 32.0000 2,000 64 2,000
2012-05-11 2012-04-30 4 Thomas Lux LPLA Option to Purchase Common Stock M - Exercise D 22.08 -2,500 17,500
2012-05-11 2012-04-30 4 Thomas Lux LPLA Common Stock M - Exercise D 22.0800 2,500 55 2,500
2012-05-08 2012-05-07 4 Dwyer William E III LPLA Option to Purchase Common Stock M - Exercise D 22.08 -20,000 30,000
2012-05-08 2012-05-07 4 Dwyer William E III LPLA Option to Purchase Common Stock M - Exercise D 27.80 -24,026 10,974
2012-05-08 2012-05-07 4 Dwyer William E III LPLA Option to Purchase Common Stock M - Exercise D 1.49 -603,220 0
2012-05-08 2012-05-07 4 Dwyer William E III LPLA Common Stock F - Taxes D 34.3900 -303,411 -10,434 772,977
2012-05-08 2012-05-07 4 Dwyer William E III LPLA Common Stock M - Exercise D 22.0800 20,000 442 1,076,388
2012-05-08 2012-05-07 4 Dwyer William E III LPLA Common Stock M - Exercise D 27.8000 24,026 668 1,056,388
2012-05-08 2012-05-07 4 Dwyer William E III LPLA Common Stock M - Exercise D 1.4900 603,220 899 1,032,362
2012-05-08 2012-05-07 4 Hellman & Friedman LLC See Notes LPLA Common Stock, par value $0.001 per share S - Sale I 33.3788 -3,625 -121 13,480
2012-05-08 2012-05-07 4 Hellman & Friedman LLC See Notes LPLA Common Stock, par value $0.001 per share S - Sale I 33.3788 -872,175 -29,112 3,244,065
2012-05-08 2012-05-07 4 Hellman & Friedman LLC See Notes LPLA Common Stock, par value $0.001 per share S - Sale I 33.3788 -6,374,200 -212,763 23,708,919
2012-05-08 2012-05-07 4 TPG Group Holdings (SBS) Advisors, Inc. See Explanation of Responses LPLA Common Stock P - Purchase I 33.3788 -7,250,000 -241,996 26,960,185
2012-05-02 2012-04-30 4 Eaton Jonathan LPLA Common Stock S - Sale D 35.7000 -1,250 -45 199,109
2012-04-12 2012-04-10 4 Brown Stephanie L LPLA Common Stock S - Sale D 37.3600 -11,000 -411 619,107
2012-04-12 2012-04-10 4 Brown Stephanie L LPLA Common Stock S - Sale D 37.2600 -14,000 -522 630,107
2012-04-12 2012-04-10 4 Moore Robert J. LPLA Option to Purchase Common Stock M - Exercise D 22.08 -8,609 71,391
2012-04-12 2012-04-10 4 Moore Robert J. LPLA Option to Purchase Common Stock M - Exercise D 26.33 -11,391 108,609
2012-04-12 2012-04-10 4 Moore Robert J. LPLA Common Stock M - Exercise D 22.0800 8,609 190 20,000
2012-04-12 2012-04-10 4 Moore Robert J. LPLA Common Stock M - Exercise D 26.3300 11,391 300 11,391
2012-04-10 2012-04-09 4 Eaton Jonathan LPLA Common Stock S - Sale D 37.4400 -1,250 -47 200,359
2012-04-04 2012-04-02 4 Eaton Jonathan LPLA Common Stock S - Sale D 37.5300 -7,250 -272 201,609
2012-03-27 2012-03-27 4 Putnam James S Held by Reporting Person's spouse LPLA Common Stock S - Sale I 38.0100 -37,544 -1,427 262,197
2012-03-27 2012-03-26 4 Putnam James S Held by Reporting Person's spouse LPLA Common Stock S - Sale I 38.0000 -2,456 -93 299,741
2012-03-26 2012-03-26 4 Eaton Jonathan LPLA Common Stock S - Sale D 37.6200 -1,250 -47 208,859
2012-03-20 2012-03-19 4 Eaton Jonathan LPLA Common Stock S - Sale D 36.9000 -1,250 -46 210,109
2012-03-13 2012-03-09 4 Putnam James S Held by Reporting Person's spouse LPLA Common Stock S - Sale I 36.0000 -40,000 -1,440 302,197
2012-03-13 2012-03-09 4 Feeney Christopher LPLA Option to Purchase Common Stock M - Exercise D 18.04 -4,300 25,700
2012-03-13 2012-03-09 4 Feeney Christopher LPLA Common Stock S - Sale D 36.0000 -4,300 -155 0
2012-03-13 2012-03-09 4 Feeney Christopher LPLA Common Stock M - Exercise D 18.0400 4,300 78 4,300
2012-03-13 2012-03-12 4 Eaton Jonathan LPLA Common Stock S - Sale D 35.8300 -1,250 -45 211,359
2012-03-13 2012-03-09 4 Eaton Jonathan LPLA Common Stock S - Sale D 36.0000 -54,000 -1,944 212,609
2012-03-08 2012-03-06 4 Dwyer William E III LPLA Option to Purchase Common Stock M - Exercise D 1.49 -64,700 603,220
2012-03-08 2012-03-06 4 Dwyer William E III LPLA Common Stock M - Exercise D 1.4900 64,700 96 429,142
2012-03-06 2012-03-05 4 Dwyer William E III LPLA Option to Purchase Common Stock M - Exercise D 1.35 -530 0
2012-03-06 2012-03-05 4 Dwyer William E III LPLA Common Stock M - Exercise D 1.3500 530 1 364,442
2012-03-06 2012-03-05 4 Eaton Jonathan LPLA Common Stock S - Sale D 33.7500 -1,250 -42 266,609
2012-03-05 2012-03-02 4 Dwyer William E III LPLA Option to Purchase Common Stock M - Exercise D 1.35 -35,098 0
2012-03-05 2012-03-02 4 Dwyer William E III LPLA Common Stock S - Sale D 34.1600 -35,098 -1,199 363,912
2012-03-05 2012-03-02 4 Dwyer William E III LPLA Common Stock M - Exercise D 1.3500 35,098 47 399,010
2012-02-29 2012-02-27 4 Eaton Jonathan LPLA Common Stock S - Sale D 32.5500 -1,250 -41 267,859
2012-02-24 2012-02-22 4 Stearns Esther M LPLA Restricted Stock U nits M - Exercise D 0.00 -627,918 0
2012-02-24 2012-02-22 4 Stearns Esther M LPLA Common Stock F - Taxes D 32.6000 -284,008 -9,259 616,926
2012-02-24 2012-02-22 4 Stearns Esther M LPLA Common Stock M - Exercise D 627,918 900,934
2012-02-24 2012-02-22 4 Dwyer William E III LPLA Restricted Stock Units M - Exercise D 0.00 -95,149 0
2012-02-24 2012-02-22 4 Dwyer William E III LPLA Common Stock F - Taxes D 32.6000 -38,346 -1,250 363,912
2012-02-24 2012-02-22 4 Dwyer William E III LPLA Common Stock M - Exercise D 95,149 402,258
2012-02-24 2012-02-22 4 Putnam James S Held by Reporting Person's spouse LPLA Restricted Stock Units M - Exercise I 0.00 -94,256 0
2012-02-24 2012-02-22 4 Putnam James S Held by Reporting Person's spouse LPLA Common Stock F - Taxes I 32.6000 -39,594 -1,291 342,197
2012-02-24 2012-02-22 4 Putnam James S Held by Reporting Person's spouse LPLA Common Stock M - Exercise I 94,256 381,791
2012-02-24 2012-02-22 4 Brown Stephanie L LPLA Restricted Stock Units M - Exercise D 0.00 -60,843 0
2012-02-24 2012-02-22 4 Brown Stephanie L LPLA Common Stock F - Taxes D 32.6000 -22,721 -741 644,107
2012-02-24 2012-02-22 4 Brown Stephanie L LPLA Common Stock M - Exercise D 60,843 666,828
2012-02-24 2012-02-22 4 Eaton Jonathan LPLA Restricted Stock Units M - Exercise D 0.00 -94,256 0
2012-02-24 2012-02-22 4 Eaton Jonathan LPLA Common Stock F - Taxes D 32.6000 -40,803 -1,330 269,109
2012-02-24 2012-02-22 4 Eaton Jonathan LPLA Common Stock M - Exercise D 94,256 309,912
2012-02-22 2012-02-21 4 Eaton Jonathan LPLA Common Stock S - Sale D 32.9000 -1,250 -41 215,656
2012-02-14 2012-02-10 4 Dwyer William E III LPLA Option to Purchase Common Stock M - Exercise D 1.35 -28,650 0
2012-02-14 2012-02-10 4 Dwyer William E III LPLA Common Stock M - Exercise D 1.3500 28,650 39 307,109
2012-02-14 2012-02-13 4 Eaton Jonathan LPLA Common Stock S - Sale D 32.6600 -1,250 -41 216,906
2012-02-13 2012-02-09 4 BOYCE RICHARD W LPLA Common Stock A - Award D 1,550 4,730
2012-02-13 2012-02-09 4 RIEPE JAMES S LPLA Common Stock A - Award D 1,550 44,265
2012-02-13 2012-02-09 4 STIEFLER JEFFREY E By Stiefler Trust U/T/D 5/31/2007 LPLA Common Stock A - Award I 1,550 80,236
2012-02-13 2012-02-09 4 Goldstein Jeffrey A LPLA Common Stock, par value $0.001 per share A - Award D 1,550 1,550
2012-02-13 2012-02-09 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 1,550 4,730
2012-02-13 2012-02-09 4 Thorpe Allen R LPLA Common Stock, par value $0.001 per share A - Award D 1,550 4,730
2012-02-13 2012-02-09 4 Dwyer William E III LPLA Option to Purchase Common Stock M - Exercise D 1.35 -35,098 0
2012-02-13 2012-02-09 4 Dwyer William E III LPLA Option to Purchase Common Stock A - Award D 32.26 104,040 104,040
2012-02-13 2012-02-09 4 Dwyer William E III LPLA Common Stock S - Sale D 32.2700 -35,098 -1,133 278,459
2012-02-13 2012-02-09 4 Dwyer William E III LPLA Common Stock M - Exercise D 1.3500 35,098 47 313,557
2012-02-13 2012-02-09 4 Stearns Esther M LPLA Option to Purchase Common Stock A - Award D 32.26 104,040 104,040
2012-02-13 2012-02-09 4 Casady Mark S LPLA Option to Purchase Common Stock A - Award D 32.26 186,439 186,439
2012-02-13 2012-02-09 4 Casady Mark S LPLA Common Stock S - Sale D 32.2800 -60,000 -1,937 1,220,133
2012-02-13 2012-02-09 4 Putnam James S LPLA Common Stock A - Award D 1,550 404,730
2012-02-13 2012-02-09 4 Brown Stephanie L LPLA Option to Purchase Common Stock A - Award D 32.26 25,502 25,502
2012-02-13 2012-02-09 4 Moore Robert J. LPLA Option to Purchase Common Stock A - Award D 32.26 104,040 104,040
2012-02-13 2012-02-02 4 Hellman & Friedman LLC See Notes LPLA Common Stock, par value $0.001 per share J - Other I -383 4,115,867
2012-02-13 2012-02-02 4 Hellman & Friedman LLC See Notes LPLA Common Stock, par value $0.001 per share J - Other I -2,797 30,080,392
2012-02-13 2011-12-01 4 Hellman & Friedman LLC See Notes LPLA Common Stock, par value $0.001 per share J - Other I 401 4,116,250
2012-02-13 2011-12-01 4 Hellman & Friedman LLC See Notes LPLA Common Stock, par value $0.001 per share J - Other I 2,933 30,083,189
2012-02-13 2012-02-09 4 Hellman & Friedman LLC See Notes LPLA Common Stock, par value $0.001 per share J - Other I 373 4,116,240
2012-02-13 2012-02-09 4 Hellman & Friedman LLC See Notes LPLA Common Stock, par value $0.001 per share J - Other I 2,727 30,083,119
2012-02-13 2012-02-09 4 Thomas Lux LPLA Option to Purchase Common Stock A - Award D 32.26 10,843 10,843
2012-02-13 2012-02-09 4 Brennan John Joseph LPLA Common Stock A - Award D 1,550 28,294
2012-02-13 2012-02-09 4 McDermott John J. LPLA Option to Purchase Common Stock A - Award D 32.26 24,004 24,004
2012-02-13 2012-02-09 4 Helliker Mark LPLA Option to Purchase Common Stock A - Award D 32.26 26,501 26,501
2012-02-13 2012-02-09 4 Feeney Christopher LPLA Option to Purchase Common Stock A - Award D 32.26 25,569 25,569
2012-02-13 2012-02-09 4 Eaton Jonathan LPLA Option to Purchase Common Stock A - Award D 32.26 26,401 26,401
2012-02-13 2012-02-09 4 Arnold Dan H. LPLA Option to Purchase Common Stock A - Award D 32.26 27,167 27,167
2012-01-31 2012-01-30 4 Eaton Jonathan LPLA Common Stock S - Sale D 32.5300 -1,250 -41 218,156
2012-01-24 2012-01-23 4 Eaton Jonathan LPLA Common Stock S - Sale D 34.4600 -1,250 -43 219,406
2012-01-20 2012-01-19 4 Putnam James S Held by Reporting Person's spouse. LPLA Common Stock S - Sale I 34.0100 -18,417 -626 287,535
2012-01-20 2012-01-18 4 Putnam James S Held by Reporting Person's spouse. LPLA Common Stock S - Sale I 34.0000 -21,583 -734 305,952
2012-01-19 2012-01-19 4 Stearns Esther M LPLA Common Stock S - Sale D 34.0100 -9,700 -330 273,016
2012-01-19 2012-01-18 4 Stearns Esther M LPLA Common Stock S - Sale D 34.0000 -4,700 -160 282,716
2012-01-18 2012-01-17 4 Eaton Jonathan LPLA Common Stock S - Sale D 33.4800 -1,250 -42 220,656
2012-01-13 2011-12-22 5 Arnold Dan H. LPLA Common Stock G - Gift D -7,000 238,684
2012-01-13 2011-12-20 5 Arnold Dan H. LPLA Common Stock G - Gift D -1,000 245,684
2012-01-13 2012-01-12 4 Stearns Esther M LPLA Common Stock S - Sale D 33.0100 -14,900 -492 287,416
2012-01-13 2012-01-11 4 Stearns Esther M LPLA Common Stock S - Sale D 33.0000 -100 -3 302,316
2012-01-10 2012-01-09 4 Stearns Esther M LPLA Common Stock S - Sale D 31.0100 -37,900 -1,175 317,416
2012-01-10 2012-01-09 4 Eaton Jonathan LPLA Common Stock S - Sale D 30.8700 -1,250 -39 221,906
2012-01-06 2012-01-06 4 Stearns Esther M LPLA Common Stock S - Sale D 30.9000 -46,500 -1,437 355,316
2012-01-06 2012-01-05 4 Stearns Esther M LPLA Common Stock S - Sale D 30.6100 -32,100 -983 401,816
2012-01-05 2012-01-04 4 Stearns Esther M LPLA Common Stock S - Sale D 30.2400 -24,600 -744 433,916
2012-01-04 2012-01-03 4 Stearns Esther M LPLA Common Stock S - Sale D 30.6800 -28,900 -887 458,516
2012-01-04 2012-01-03 4 Eaton Jonathan LPLA Common Stock S - Sale D 30.7700 -1,250 -38 223,156
2011-05-24 2011-05-23 4 Eaton Jonathan LPLA Common Stock S - Sale D 34.0700 -1,250 -43 258,156
2011-02-18 2011-02-16 4 BOYCE RICHARD W LPLA Common Stock A - Award D 1,513 1,513
2011-02-18 2011-02-16 4 SCHIFTER RICHARD P LPLA Common Stock A - Award D 1,513 1,513
2007-07-02 3 Putnam James S NONE Common Stock D 48,697
2007-06-29 3 Dwyer William E III NONE Common Stock D 18,192
2007-06-29 3 Brown Stephanie L NONE Common Stock D 103,230
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
Other Listings
MX:LPLA
IT:1LPLA € 290.00
DE:7LI € 296.00
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