MS / Morgan Stanley - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Morgan Stanley
US ˙ NYSE ˙ US6174464486

Jumlah Saham Beredar 1,596,335,756 shares
Saham Orang Dalam387,015,054 shares
Kepemilikan oleh Orang Dalam24.24 %
Orang Dalam Sejati73
Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

-6 ( )

11194 out of 11323

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

-0.012 %( )

10023 out of 11244

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan Morgan Stanley transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Raja Akram Deputy Chief Financial Officer - [O] 81,440 81,440
Roy J Bostock Director - [D] 95,421 95,421
Erskine B Bowles Director - [D] 159,236 159,236
Edward A Brennan Director - [D] 23,301 23,301
Jeffrey S Brodsky Chief Human Resources Officer - [O] 150,095 150,095
Megan Butler Director - [D] 4,624 4,624
Walid A Chammah Co-President - [O] 4,173 4,173
Jonathan Chenevix-trench - 657 657
Elizabeth Corley Director - [D] 26,599 26,599
Mandell Crawley Chief Client Officer - [O] 63,140 63,140
Alistair Darling Director - [D] 37,783 37,783
Thomas V Daula Chief Risk Officer - [O] 983 983
Howard J Davies Director - [D] 67,151 67,151
Gregory J Fleming President-Wealth & Invest Mgt - [O] 498,726 498,726
Thomas H Glocer Director - [D] 119,288 119,288
Lynn J Good Director - [D] 1,658 1,658
James P Gorman Executive Chairman, Director - [D] [O] 406,351 406,351
Eric F Grossman Chief Legal/Admin Officer - [O] 186,420 186,420
James H Jr Hance Director - [D] 20,000 20,000
Raymond Harris - 7,683 7,683
David W Heleniak Vice Chairman - [O] 0 0
Nobuyuki Hirano 0
Robert H Herz Director - [D] 99,432 99,432
Keishi Hotsuki Chief Risk Officer - [O] 339,211 339,211
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Jerker M Johansson - 62 62
Charles D Johnston Head of Morgan Stanley SB - [O] 95 95
Erika H James Director - [D] 12,274 12,274
Thomas Colm Kelleher President - [O] 970,068 970,068
C Robert Kidder Director - [D] 158,731 158,731
Klaus Kleinfeld Director - [D] 51,952 51,952
Stephen J Luczo Director - [D] 17,343 17,343
Gary G Lynch Chief Legal Officer - [O] 0 0
Shelley B Leibowitz Director - [D] 48,614 48,614
John J Mack Chairman of the Board and CEO, Director - [D] [O] 142,626 142,626
Mitsubishi Ufj Financial Group Inc 10% Owner - [10%] 377,085,167 377,085,167
Alasdair G Morrison - 63,059 63,059
Eileen K Murray - 7,644 7,644
Judith A Miscik Director - [D] 64,288 64,288
Dennis M Nally Director - [D] 44,385 44,385
Thomas R Nides Chief Administrative Officer - [O] 1,222 1,222
Charles H Noski Director - [D] 0 0
Donald T Nicolaisen Director - [D] 89,802 89,802
Takeshi Ogasawara 0
Hutham S Olayan Director - [D] 194,388 194,388
James W Owens Director - [D] 82,783 82,783
Jr Charles E Phillips Director - [D] 2,416 2,416
Edward N Pick Chairman and CEO, Director - [D] [O] 670,819 670,819
Jonathan Pruzan Chief Operating Officer - [O] 406,985 406,985
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Peterson Douglas L. Director - [D] 9,655 9,655
Pizzi Michael A. Head Technology & Operations - [O] 135,657 135,657
Ruth Porat Chief Financial Officer - [O] 881,037 881,037
Linda H Riefler Global Head of Research - [O] 6,020 6,020
Robert P Rooney Head of Tech/Ops/Resilience - [O] 253,946 253,946
James A Rosenthal Chief Operating Officer - [O] 172,910 172,910
Andrew M Saperstein Co-President - [O] 0 0
Mary L Schapiro Director - [D] 39,647 39,647
Robert W Scully Co-President - [O] 1,864 1,864
O Griffith Sexton Director - [D] 740,053 740,053
Neal A Shear - 10,778 10,778
David H Sidwell Chief Financial Officer - [O] 0 0
Daniel A Simkowitz Co-President - [O] 391,546 391,546
Cordell G Spencer - 5,385 5,385
Charles Aubrey III Smith Chief Risk Officer - [O] 119,239 119,239
Owen D Thomas - 6,865 6,865
Perry M Traquina Director - [D] 87,073 87,073
Laura D Tyson Director - [D] 76,549 76,549
Paul J Taubman Co-President-Inst'l Securities - [O] 1,269,224 1,269,224
Michael D Uva - 6,752 6,752
Rayford Jr Wilkins Director - [D] 75,925 75,925
Paul C Wirth Deputy Chief Financial Officer - [O] 153,977 153,977
Victoria Worster Chief Accounting Officer - [O] 8,767 8,767
Sharon Yeshaya Chief Financial Officer - [O] 0 0
Kenneth Michael deRegt Chief Risk Officer - [O] 54,086 54,086

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di MS / Morgan Stanley. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Maksimal
Harga di
Maksimal
Maksimal
Keuntungan ($)
Maksimum Pengembalian (%)
2022-05-12 LUCZO STEPHEN J 25,000 79.2970 25,000 79.2970 1,982,425 279 100.8300 538,325 27.15
2020-11-12 OLAYAN HUTHAM S 25,000 55.4000 25,000 55.4000 1,385,000
2020-05-29 MITSUBISHI UFJ FINANCIAL GROUP INC 0 44.2000 0 44.2000 0
2020-05-07 MITSUBISHI UFJ FINANCIAL GROUP INC 0 38.8400 0 38.8400 0
2020-04-17 LUCZO STEPHEN J 29,000 38.5941 29,000 38.5941 1,119,229
2020-04-17 LUCZO STEPHEN J 19,000 38.6774 19,000 38.6774 734,871
2020-04-09 MITSUBISHI UFJ FINANCIAL GROUP INC 0 41.2800 0 41.2800 0
2020-03-26 MITSUBISHI UFJ FINANCIAL GROUP INC 0 35.4400 0 35.4400 0
2020-03-11 MITSUBISHI UFJ FINANCIAL GROUP INC 0 38.7800 0 38.7800 0

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

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Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di MS / Morgan Stanley. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Menit
Harga di
Menit
Kerugian Maksimal
Dihindari ($)
Kerugian Maksimal
Dihindari (%)
2025-07-17 SAPERSTEIN ANDREW M 22,207 140.6797 22,207 140.6797 3,124,074 15 139.0900 -35,302 -1.13
2025-07-17 SAPERSTEIN ANDREW M 21,359 141.2819 21,359 141.2819 3,017,640
2025-07-17 GROSSMAN ERIC F 12,000 141.1167 12,000 141.1167 1,693,400
2025-07-17 Pizzi Michael A. 18,000 140.6154 18,000 140.6154 2,531,077
2025-07-17 SIMKOWITZ DANIEL A 29,000 141.1251 29,000 141.1251 4,092,628
2025-07-17 Smith Charles Aubrey III 20,000 140.2959 20,000 140.2959 2,805,918
2025-07-17 YESHAYA SHARON 25,583 139.8079 25,583 139.8079 3,576,706
2025-05-12 SIMKOWITZ DANIEL A 29,013 127.3746 29,013 127.3746 3,695,519
2025-05-02 SAPERSTEIN ANDREW M 40,000 119.9953 40,000 119.9953 4,799,812

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

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Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas
Tanggal
Perdagangan
Tanggal
Formulir Orang Dalam Ticker Judul Keamanan Kode 10b5-1 Langsung Latihan
Harga
Satuan
Harga
Unit
Diubah
Nilai
Diubah (1 ribu)
Sisa
Pilihan
Sisa
Saham
2025-08-01 2025-08-01 4 GOOD LYNN J MS Common Stock A - Award D 1,658 1,658
2025-07-18 2025-07-17 4 YESHAYA SHARON By LLC on behalf of Trust MS Common Stock S - Sale I 139.8079 -25,583 -3,577 0
2025-07-18 2025-07-17 4 Smith Charles Aubrey III MS Common Stock S - Sale D 140.2959 -20,000 -2,806 119,239
2025-07-18 2025-07-17 4 SIMKOWITZ DANIEL A MS Common Stock G - Gift D -7,559 391,546
2025-07-18 2025-07-17 4 SIMKOWITZ DANIEL A MS Common Stock S - Sale D 141.1251 -29,000 -4,093 399,105
2025-07-18 2025-07-17 4 SAPERSTEIN ANDREW M By Grantor Retained Annuity Trust MS Common Stock S - Sale I 141.2819 -21,359 -3,018 0
2025-07-18 2025-07-17 4 SAPERSTEIN ANDREW M By Grantor Retained Annuity Trust MS Common Stock S - Sale I 140.6797 -22,207 -3,124 21,359
2025-07-18 2025-07-17 4 Pizzi Michael A. MS Common Stock G - Gift D -750 135,657
2025-07-18 2025-07-17 4 Pizzi Michael A. MS Common Stock S - Sale D 140.6154 -18,000 -2,531 136,407
2025-07-18 2025-07-17 4 GROSSMAN ERIC F MS Common Stock S - Sale D 141.1167 -12,000 -1,693 186,420
2025-06-03 2025-06-01 4 BUTLER MEGAN MS Common Stock F - Taxes D 127.5833 -286 -36 4,624
2025-06-03 2025-06-01 4 BUTLER MEGAN MS Common Stock A - Award D 2,155 4,910
2025-06-03 2025-06-01 4 NALLY DENNIS M MS Common Stock A - Award D 2,155 44,385
2025-06-03 2025-06-01 4 Leibowitz Shelley B MS Common Stock A - Award D 2,155 48,614
2025-06-03 2025-06-01 4 Herz Robert H MS Common Stock A - Award D 2,155 99,432
2025-06-03 2025-06-01 4 GLOCER THOMAS H MS Common Stock A - Award D 127.5833 843 108 119,288
2025-06-03 2025-06-01 4 GLOCER THOMAS H MS Common Stock A - Award D 2,155 118,446
2025-06-03 2025-06-01 4 James Erika H MS Common Stock A - Award D 2,155 12,274
2025-06-03 2025-06-01 4 Peterson Douglas L. MS Common Stock A - Award D 2,155 9,655
2025-06-03 2025-06-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 127.5833 607 77 87,073
2025-06-03 2025-06-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 2,155 86,466
2025-06-03 2025-06-01 4 SCHAPIRO MARY L MS Common Stock A - Award D 127.5833 451 58 39,647
2025-06-03 2025-06-01 4 SCHAPIRO MARY L MS Common Stock A - Award D 2,155 39,196
2025-06-03 2025-06-01 4 WILKINS RAYFORD JR MS Common Stock A - Award D 2,155 75,925
2025-06-03 2025-06-01 4 Miscik Judith A MS Common Stock A - Award D 2,155 64,288
2025-05-23 3 Peterson Douglas L. MS Common Stock D 7,500
2025-05-23 3 Worster Victoria MS Common Stock D 8,767
2025-05-12 2025-05-12 4 SIMKOWITZ DANIEL A MS Common Stock S - Sale D 127.3746 -29,013 -3,696 425,854
2025-05-02 2025-05-02 4 Herz Robert H MS Common Stock S - Sale D 119.3242 -800 -95 96,760
2025-05-02 2025-05-02 4 SAPERSTEIN ANDREW M MS Common Stock S - Sale D 119.9953 -40,000 -4,800 335,765
2025-05-01 2025-04-29 4 GROSSMAN ERIC F MS Common Stock G - Gift D -1,835 197,439
2025-04-16 2025-04-14 4 YESHAYA SHARON By LLC on behalf of Trust MS Common Stock G - Gift I 12,288 25,583
2025-04-16 2025-04-14 4 YESHAYA SHARON MS Common Stock G - Gift D -12,288 127,766
2025-04-16 2025-04-14 4 YESHAYA SHARON MS Common Stock G - Gift D -180 140,054
2025-04-16 2025-04-15 4 GROSSMAN ERIC F MS Common Stock S - Sale D 111.6501 -10,068 -1,124 199,274
2025-02-21 2025-02-21 4 YESHAYA SHARON MS Common Stock F - Taxes D 134.3400 -15,427 -2,072 140,234
2025-02-21 2025-02-21 4 YESHAYA SHARON MS Common Stock A - Award D 27,895 155,661
2025-02-21 2025-02-21 4 SAPERSTEIN ANDREW M MS Common Stock F - Taxes D 134.3400 -48,833 -6,560 375,765
2025-02-21 2025-02-21 4 SAPERSTEIN ANDREW M MS Common Stock A - Award D 95,655 424,598
2025-02-21 2025-02-21 4 SIMKOWITZ DANIEL A MS Common Stock F - Taxes D 134.3400 -35,895 -4,822 454,867
2025-02-21 2025-02-21 4 SIMKOWITZ DANIEL A MS Common Stock A - Award D 64,908 490,762
2025-02-21 2025-02-21 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 134.3400 -22,673 -3,046 220,211
2025-02-21 2025-02-21 4 GROSSMAN ERIC F MS Common Stock A - Award D 44,410 242,884
2025-02-21 2025-02-21 4 Pizzi Michael A. MS Common Stock F - Taxes D 134.3400 -15,603 -2,096 153,754
2025-02-21 2025-02-21 4 Pizzi Michael A. MS Common Stock A - Award D 32,453 169,357
2025-02-21 2025-02-21 4 CRAWLEY MANDELL MS Common Stock F - Taxes D 134.3400 -7,849 -1,054 63,140
2025-02-21 2025-02-21 4 CRAWLEY MANDELL MS Common Stock A - Award D 15,372 70,989
2025-02-21 2025-02-21 4 PICK EDWARD N MS Common Stock F - Taxes D 134.3400 -68,835 -9,247 670,819
2025-02-21 2025-02-21 4 PICK EDWARD N MS Common Stock A - Award D 124,351 739,654
2025-01-23 2025-01-22 4 CRAWLEY MANDELL MS Common Stock S - Sale D 138.0600 -8,312 -1,148 55,249
2025-01-23 2025-01-21 4 GROSSMAN ERIC F MS Common Stock S - Sale D 136.1956 -13,097 -1,784 197,444
2025-01-23 2025-01-22 4 YESHAYA SHARON MS Common Stock G - Gift D -735 126,920
2025-01-23 2025-01-21 4 YESHAYA SHARON By LLC on behalf of Trust MS Common Stock G - Gift I 13,295 13,295
2025-01-23 2025-01-21 4 YESHAYA SHARON MS Common Stock G - Gift D -13,295 127,655
2025-01-23 2025-01-21 4 SIMKOWITZ DANIEL A MS Common Stock S - Sale D 137.2012 -14,520 -1,992 423,729
2025-01-23 2025-01-21 4 SIMKOWITZ DANIEL A MS Common Stock S - Sale D 136.2176 -22,111 -3,012 438,249
2025-01-23 2025-01-21 4 SAPERSTEIN ANDREW M MS Common Stock S - Sale D 137.6100 -100 -14 327,008
2025-01-23 2025-01-21 4 SAPERSTEIN ANDREW M MS Common Stock S - Sale D 136.9864 -11,887 -1,628 327,108
2025-01-23 2025-01-21 4 SAPERSTEIN ANDREW M MS Common Stock S - Sale D 136.0674 -18,833 -2,563 338,995
2025-01-23 2025-01-21 4 Pizzi Michael A. MS Common Stock G - Gift D -1,500 136,288
2025-01-23 2025-01-21 4 Pizzi Michael A. MS Common Stock S - Sale D 136.9237 -18,391 -2,518 137,788
2025-01-23 2025-01-21 4 AKRAM RAJA MS Common Stock S - Sale D 136.0100 -17,500 -2,380 81,440
2025-01-17 2025-01-17 4 AKRAM RAJA MS Common Stock F - Taxes D 135.8100 -12,966 -1,761 98,940
2025-01-17 2025-01-17 4 AKRAM RAJA MS Common Stock A - Award D 23,463 111,906
2025-01-17 2025-01-17 4 Smith Charles Aubrey III MS Common Stock F - Taxes D 135.8100 -20,237 -2,748 137,808
2025-01-17 2025-01-17 4 Smith Charles Aubrey III MS Common Stock A - Award D 29,329 158,045
2025-01-17 2025-01-17 4 YESHAYA SHARON MS Common Stock F - Taxes D 135.8100 -13,443 -1,826 140,950
2025-01-17 2025-01-17 4 YESHAYA SHARON MS Common Stock A - Award D 43,947 154,393
2025-01-17 2025-01-17 4 SAPERSTEIN ANDREW M MS Common Stock F - Taxes D 135.8100 -27,032 -3,671 357,828
2025-01-17 2025-01-17 4 SAPERSTEIN ANDREW M MS Common Stock A - Award D 51,257 384,860
2025-01-17 2025-01-17 4 SIMKOWITZ DANIEL A MS Common Stock F - Taxes D 135.8100 -38,878 -5,280 460,360
2025-01-17 2025-01-17 4 SIMKOWITZ DANIEL A MS Common Stock A - Award D 51,257 499,238
2025-01-17 3 Pizzi Michael A. MS Common Stock D 144,706
2025-01-17 3 Pizzi Michael A. MS 4.875% Non-Cumulative Preferred Stock, Series L D 4,100
2025-01-17 2025-01-17 4 Pizzi Michael A. MS Common Stock F - Taxes D 135.8100 -17,855 -2,425 156,179
2025-01-17 2025-01-17 4 Pizzi Michael A. MS Common Stock A - Award D 29,329 174,034
2025-01-17 2025-01-17 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 135.8100 -22,714 -3,085 223,553
2025-01-17 2025-01-17 4 GROSSMAN ERIC F MS Common Stock A - Award D 43,947 246,267
2025-01-17 2025-01-17 4 CRAWLEY MANDELL MS Common Stock F - Taxes D 135.8100 -2,382 -323 63,561
2025-01-17 2025-01-17 4 CRAWLEY MANDELL MS Common Stock A - Award D 22,019 65,943
2025-01-17 2025-01-17 4 PICK EDWARD N MS Common Stock G - Gift D -7,101 613,319
2025-01-17 2025-01-17 4 PICK EDWARD N MS Common Stock J - Other D 136.3050 -181,976 -24,804 620,420
2025-01-17 2025-01-17 4 PICK EDWARD N MS Common Stock F - Taxes D 135.8100 -40,052 -5,439 802,396
2025-01-17 2025-01-17 4 PICK EDWARD N MS Common Stock A - Award D 35,633 842,448
2025-01-03 2024-12-31 4 LUCZO STEPHEN J MS Common Stock D - Sale to Issuer D -1,115 17,343
2025-01-03 2024-12-31 4 LUCZO STEPHEN J MS Common Stock A - Award D 125.8177 76 10 18,458
2024-12-03 2024-12-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 132.0352 530 70 83,168
2024-12-03 2024-12-01 4 SCHAPIRO MARY L MS Common Stock A - Award D 132.0352 379 50 36,582
2024-12-03 2024-12-01 4 LUCZO STEPHEN J MS Common Stock A - Award D 132.0352 379 50 18,381
2024-12-03 2024-12-01 4 GLOCER THOMAS H MS Common Stock A - Award D 132.0352 757 100 114,772
2024-10-18 2024-10-17 4 LUCZO STEPHEN J By Revocable Trust MS Common Stock S - Sale I 119.1745 -60,000 -7,150 138,363
2024-08-15 2024-08-13 4 GROSSMAN ERIC F MS Common Stock J - Other D -58,705 200,033
2024-07-26 2024-07-26 4 CRAWLEY MANDELL MS Common Stock S - Sale D 105.2500 -3,500 -368 43,224
2024-07-26 2024-07-24 4 GORMAN JAMES P MS Common Stock G - Gift D -9,700 406,351
2024-07-19 2024-07-18 4 AKRAM RAJA MS Common Stock S - Sale D 106.3686 -7,500 -798 87,119
2024-07-19 2024-07-19 4 YESHAYA SHARON By LLC on behalf of Trust MS Common Stock S - Sale I 104.0000 -15,547 -1,617 0
2024-07-19 2024-07-17 4 Herz Robert H MS Common Stock S - Sale D 106.6300 -139 -15 95,908
2024-07-19 2024-07-17 4 Herz Robert H MS Common Stock S - Sale D 106.6200 -861 -92 96,047
2024-07-19 2024-07-17 4 SIMKOWITZ DANIEL A MS Common Stock S - Sale D 106.5442 -40,000 -4,262 442,522
2024-07-19 2024-07-17 4 PICK EDWARD N MS Common Stock J - Other D 106.1200 200,000 21,224 801,407
2024-07-19 2024-07-17 4 GORMAN JAMES P By Grantor Retained Annuity Trust MS Common Stock S - Sale I 105.0615 -200,000 -21,012 150,000
2024-06-03 2024-06-01 4 BUTLER MEGAN MS Common Stock A - Award D 2,675 2,675
2024-06-03 2024-06-01 4 LUCZO STEPHEN J MS Common Stock A - Award D 97.1856 514 50 17,716
2024-06-03 2024-06-01 4 LUCZO STEPHEN J MS Common Stock A - Award D 2,675 17,202
2024-06-03 2024-06-01 4 Miscik Judith A MS Common Stock A - Award D 2,675 61,076
2024-06-03 2024-06-01 4 NALLY DENNIS M MS Common Stock A - Award D 2,675 41,528
2024-06-03 2024-06-01 4 GLOCER THOMAS H MS Common Stock A - Award D 97.1856 1,029 100 112,267
2024-06-03 2024-06-01 4 GLOCER THOMAS H MS Common Stock A - Award D 2,675 111,238
2024-06-03 2024-06-01 4 Leibowitz Shelley B MS Common Stock A - Award D 2,675 46,185
2024-06-03 2024-06-01 4 WILKINS RAYFORD JR MS Common Stock A - Award D 2,675 72,546
2024-06-03 2024-06-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 97.1856 720 70 81,322
2024-06-03 2024-06-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 2,675 80,602
2024-06-03 2024-06-01 4 SCHAPIRO MARY L MS Common Stock A - Award D 2,675 35,677
2024-06-03 2024-06-01 4 Herz Robert H MS Common Stock A - Award D 2,675 96,908
2024-06-03 2024-06-01 4 James Erika H MS Common Stock A - Award D 2,675 9,927
2024-05-16 2024-05-14 4 CRAWLEY MANDELL MS Common Stock S - Sale D 99.6064 -6,954 -693 46,274
2024-05-16 2024-05-14 4 SIMKOWITZ DANIEL A MS Common Stock G - Gift D -20,000 479,692
2024-04-19 2024-04-18 4 GORMAN JAMES P MS Common Stock S - Sale D 90.2053 -100,000 -9,021 414,870
2024-04-19 2024-04-17 4 Smith Charles Aubrey III MS Common Stock S - Sale D 90.0910 -11,200 -1,009 126,190
2024-02-23 2024-02-22 4 PICK EDWARD N MS Common Stock F - Taxes D 85.4600 -84,078 -7,185 598,604
2024-02-23 2024-02-22 4 PICK EDWARD N MS Common Stock A - Award D 152,037 682,682
2024-02-23 2024-02-22 4 SIMKOWITZ DANIEL A MS Common Stock F - Taxes D 85.4600 -41,513 -3,548 499,692
2024-02-23 2024-02-22 4 SIMKOWITZ DANIEL A MS Common Stock A - Award D 75,067 541,205
2024-02-23 2024-02-22 4 SAPERSTEIN ANDREW M MS Common Stock F - Taxes D 85.4600 -38,323 -3,275 326,427
2024-02-23 2024-02-22 4 SAPERSTEIN ANDREW M MS Common Stock A - Award D 75,067 364,750
2024-02-23 2024-02-22 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 85.4600 -22,315 -1,907 257,552
2024-02-23 2024-02-22 4 GROSSMAN ERIC F MS Common Stock A - Award D 43,710 279,867
2024-02-23 2024-02-22 4 GORMAN JAMES P MS Common Stock F - Taxes D 85.4600 -165,527 -14,146 514,870
2024-02-23 2024-02-22 4 GORMAN JAMES P MS Common Stock A - Award D 299,323 680,397
2024-02-14 2024-02-12 4 SAPERSTEIN ANDREW M MS Common Stock S - Sale D 87.1916 -26,655 -2,324 286,835
2024-02-14 2024-02-12 4 GORMAN JAMES P By Grantor Retained Annuity Trust MS Common Stock S - Sale I 87.3022 -100,000 -8,730 350,000
2024-02-07 2024-02-05 4 PICK EDWARD N MS Common Stock G - Gift D -146 527,386
2024-02-01 2024-01-30 4 SAPERSTEIN ANDREW M MS Common Stock S - Sale D 87.9170 -10,000 -879 313,490
2024-02-01 2024-01-30 4 AKRAM RAJA MS Common Stock S - Sale D 87.4102 -4,500 -393 93,134
2024-02-01 2024-01-31 4 GROSSMAN ERIC F MS Common Stock S - Sale D 88.5476 -26,562 -2,352 234,627
2024-02-01 2024-01-30 4 GROSSMAN ERIC F MS Common Stock S - Sale D 87.8137 -26,563 -2,333 261,189
2024-01-26 2024-01-26 4 GORMAN JAMES P MS Common Stock S - Sale D 87.9280 -50,000 -4,396 379,701
2024-01-25 2024-01-25 4 GORMAN JAMES P By Grantor Retained Annuity Trust MS Common Stock S - Sale I 87.9287 -50,000 -4,396 400,000
2024-01-25 2024-01-25 4 GORMAN JAMES P MS Common Stock G - Gift D -105,000 479,701
2024-01-19 2024-01-18 4 AKRAM RAJA MS Common Stock S - Sale D 83.5612 -7,000 -585 97,634
2024-01-19 2024-01-17 4 AKRAM RAJA MS Common Stock F - Taxes D 85.9700 -10,180 -875 104,634
2024-01-19 2024-01-17 4 AKRAM RAJA MS Common Stock A - Award D 30,366 114,814
2024-01-19 2024-01-18 4 YESHAYA SHARON By LLC on behalf of Trust MS Common Stock G - Gift I 6,814 15,547
2024-01-19 2024-01-18 4 YESHAYA SHARON MS Common Stock G - Gift D -6,814 106,720
2024-01-19 2024-01-17 4 YESHAYA SHARON MS Common Stock F - Taxes D 85.9700 -4,169 -358 113,534
2024-01-19 2024-01-17 4 YESHAYA SHARON MS Common Stock A - Award D 49,968 117,703
2024-01-19 2024-01-17 4 Smith Charles Aubrey III MS Common Stock F - Taxes D 85.9700 -21,667 -1,863 136,246
2024-01-19 2024-01-17 4 Smith Charles Aubrey III MS Common Stock A - Award D 25,006 157,913
2024-01-19 2024-01-17 4 SIMKOWITZ DANIEL A MS Common Stock F - Taxes D 85.9700 -44,691 -3,842 462,848
2024-01-19 2024-01-17 4 SIMKOWITZ DANIEL A MS Common Stock A - Award D 80,809 507,539
2024-01-19 2024-01-17 4 PICK EDWARD N MS Common Stock G - Gift D -10,560 527,531
2024-01-19 2024-01-17 4 PICK EDWARD N MS Common Stock F - Taxes D 85.9700 -61,171 -5,259 538,091
2024-01-19 2024-01-17 4 PICK EDWARD N MS Common Stock A - Award D 76,064 599,262
2024-01-19 2024-01-19 4 SAPERSTEIN ANDREW M MS Common Stock S - Sale D 84.1344 -10,000 -841 323,490
2024-01-19 2024-01-17 4 SAPERSTEIN ANDREW M MS Common Stock F - Taxes D 85.9700 -40,964 -3,522 333,490
2024-01-19 2024-01-17 4 SAPERSTEIN ANDREW M MS Common Stock A - Award D 63,609 374,454
2024-01-19 2024-01-17 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 85.9700 -27,233 -2,341 287,624
2024-01-19 2024-01-17 4 GROSSMAN ERIC F MS Common Stock A - Award D 48,782 314,857
2024-01-19 2024-01-17 4 CRAWLEY MANDELL MS Common Stock F - Taxes D 85.9700 -6,084 -523 52,705
2024-01-19 2024-01-17 4 CRAWLEY MANDELL MS Common Stock A - Award D 19,127 58,789
2024-01-19 2024-01-17 4 GORMAN JAMES P MS Common Stock F - Taxes D 85.9700 -43,040 -3,700 584,701
2024-01-19 2024-01-17 4 GORMAN JAMES P MS Common Stock A - Award D 63,164 627,741
2023-12-04 2023-12-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 80.2045 873 70 76,513
2023-12-04 2023-12-01 4 GLOCER THOMAS H MS Common Stock A - Award D 80.2045 1,247 100 106,670
2023-12-04 2023-12-01 4 LUCZO STEPHEN J MS Common Stock A - Award D 80.2045 623 50 14,263
2023-11-16 2023-11-14 4 SAPERSTEIN ANDREW M By 401(k) Plan MS Common Stock I - Other I 78.3100 -1,238 -97 0
2023-10-27 2023-10-25 4 SIMKOWITZ DANIEL A MS Common Stock A - Award D 111,938 423,155
2023-10-27 2023-10-25 4 SAPERSTEIN ANDREW M MS Common Stock A - Award D 111,938 307,558
2023-10-27 2023-10-25 4 PICK EDWARD N MS Common Stock A - Award D 111,938 719,276
2023-07-26 2023-07-24 4 GORMAN JAMES P MS Common Stock S - Sale D 95.1905 -125,000 -11,899 1,011,345
2023-07-26 2023-07-24 4 PICK EDWARD N MS Common Stock S - Sale D 94.3305 -100,000 -9,433 604,845
2023-07-21 2023-07-19 4 Smith Charles Aubrey III MS Common Stock F - Taxes D 91.9400 -5,949 -547 130,564
2023-07-21 2023-07-19 4 Smith Charles Aubrey III MS Common Stock S - Sale D 92.4142 -5,600 -518 136,513
2023-07-21 2023-07-20 4 SIMKOWITZ DANIEL A MS Common Stock G - Gift D -10,000 309,040
2023-07-21 2023-07-20 4 SIMKOWITZ DANIEL A MS Common Stock S - Sale D 93.7793 -37,608 -3,527 319,040
2023-07-21 2023-07-19 4 SAPERSTEIN ANDREW M MS Common Stock S - Sale D 93.0932 -39,254 -3,654 193,708
2023-07-21 2023-07-19 4 GORMAN JAMES P MS Common Stock S - Sale D 93.5780 -500 -47 1,136,345
2023-07-21 2023-07-19 4 GORMAN JAMES P MS Common Stock S - Sale D 92.8941 -47,345 -4,398 1,136,845
2023-07-21 2023-07-19 4 GORMAN JAMES P MS Common Stock S - Sale D 92.0113 -14,655 -1,348 1,184,190
2023-07-21 2023-07-19 4 GORMAN JAMES P MS Common Stock S - Sale D 92.0000 -62,500 -5,750 1,198,845
2023-07-21 2023-07-19 4 AKRAM RAJA MS Common Stock S - Sale D 92.0000 -13,500 -1,242 82,984
2023-06-02 2023-06-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 82.0752 853 70 74,109
2023-06-02 2023-06-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 3,168 73,256
2023-06-02 2023-06-01 4 WILKINS RAYFORD JR MS Common Stock A - Award D 3,168 68,367
2023-06-02 2023-06-01 4 NALLY DENNIS M MS Common Stock A - Award D 3,168 38,007
2023-06-02 2023-06-01 4 SCHAPIRO MARY L MS Common Stock A - Award D 82.0752 609 50 31,866
2023-06-02 2023-06-01 4 SCHAPIRO MARY L MS Common Stock A - Award D 3,168 31,257
2023-06-02 2023-06-01 4 LUCZO STEPHEN J MS Common Stock A - Award D 82.0752 609 50 13,363
2023-06-02 2023-06-01 4 LUCZO STEPHEN J MS Common Stock A - Award D 3,168 12,754
2023-06-02 2023-06-01 4 Miscik Judith A MS Common Stock A - Award D 3,168 57,106
2023-06-02 2023-06-01 4 James Erika H MS Common Stock A - Award D 3,168 7,050
2023-06-02 2023-06-01 4 Leibowitz Shelley B MS Common Stock A - Award D 3,168 43,203
2023-06-02 2023-06-01 4 DARLING ALISTAIR MS Common Stock F - Taxes D 82.0752 -269 -22 37,783
2023-06-02 2023-06-01 4 DARLING ALISTAIR MS Common Stock A - Award D 3,168 38,052
2023-06-02 2023-06-01 4 GLOCER THOMAS H MS Common Stock A - Award D 82.0752 1,218 100 103,375
2023-06-02 2023-06-01 4 GLOCER THOMAS H MS Common Stock A - Award D 3,168 102,157
2023-06-02 2023-06-01 4 Herz Robert H MS Common Stock A - Award D 3,168 91,535
2023-05-26 3 Smith Charles Aubrey III By 401(k) Plan MS Common Stock I 5,071
2023-05-26 3 Smith Charles Aubrey III MS Common Stock D 142,029
2023-05-17 2023-05-15 4 AKRAM RAJA MS Common Stock S - Sale D 82.9505 -7,320 -607 96,484
2023-05-05 2023-05-03 4 GORMAN JAMES P MS Common Stock G - Gift D -1,947 1,259,894
2023-05-05 2023-05-03 4 GLOCER THOMAS H MS Common Stock S - Sale D 87.1050 -4,535 -395 98,110
2023-05-03 2023-05-01 4 AKRAM RAJA MS Common Stock F - Taxes D 89.9700 -16,321 -1,468 103,148
2023-04-25 2023-04-21 4 LUCZO STEPHEN J By Revocable Trust MS Common Stock J - Other I 90.2550 -34,000 -3,069 146,840
2023-02-24 2023-02-24 4 Hotsuki Keishi MS Common Stock F - Taxes D 97.9400 -20,940 -2,051 339,211
2023-02-24 2023-02-24 4 Hotsuki Keishi MS Common Stock A - Award D 41,016 360,151
2023-02-24 2023-02-24 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 97.9400 -26,176 -2,564 261,564
2023-02-24 2023-02-24 4 GROSSMAN ERIC F MS Common Stock A - Award D 51,272 287,740
2023-02-24 2023-02-24 4 PICK EDWARD N MS Common Stock F - Taxes D 97.9400 -76,338 -7,477 702,504
2023-02-24 2023-02-24 4 PICK EDWARD N MS Common Stock A - Award D 138,040 778,842
2023-02-24 2023-02-24 4 GORMAN JAMES P MS Common Stock F - Taxes D 97.9400 -185,388 -18,157 1,261,841
2023-02-24 2023-02-24 4 GORMAN JAMES P MS Common Stock A - Award D 335,240 1,447,229
2023-02-24 2023-02-24 4 SIMKOWITZ DANIEL A MS Common Stock F - Taxes D 97.9400 -46,530 -4,557 354,604
2023-02-24 2023-02-24 4 SIMKOWITZ DANIEL A MS Common Stock A - Award D 84,138 401,134
2023-02-24 2023-02-24 4 SAPERSTEIN ANDREW M MS Common Stock F - Taxes D 97.9400 -40,940 -4,010 231,166
2023-02-24 2023-02-24 4 SAPERSTEIN ANDREW M MS Common Stock A - Award D 80,194 272,106
2023-02-15 2023-02-13 4 SAPERSTEIN ANDREW M By LLC MS Common Stock S - Sale I 98.4500 -46,226 -4,551 0
2023-02-15 2023-02-13 4 SAPERSTEIN ANDREW M MS Common Stock S - Sale D 98.2285 -24,556 -2,412 190,440
2023-02-01 2023-01-31 4 SIMKOWITZ DANIEL A MS Common Stock S - Sale D 96.5366 -8,077 -780 315,321
2023-02-01 2023-01-30 4 SIMKOWITZ DANIEL A MS Common Stock S - Sale D 96.2044 -15,133 -1,456 323,398
2023-01-27 2023-01-25 4 DARLING ALISTAIR MS Common Stock S - Sale D 94.7048 -2,000 -189 34,465
2023-01-20 2023-01-18 4 GORMAN JAMES P MS Common Stock G - Gift D -1,547 1,110,801
2023-01-20 2023-01-18 4 GORMAN JAMES P MS Common Stock S - Sale D 97.6174 -34,671 -3,384 1,112,348
2023-01-20 2023-01-18 4 GORMAN JAMES P MS Common Stock S - Sale D 96.8246 -215,329 -20,849 1,147,019
2023-01-20 2023-01-18 4 GORMAN JAMES P MS Common Stock F - Taxes D 97.0800 -60,018 -5,827 1,362,348
2023-01-20 2023-01-18 4 GORMAN JAMES P MS Common Stock A - Award D 46,398 1,422,366
2023-01-20 2023-01-19 4 CRAWLEY MANDELL MS Common Stock S - Sale D 93.7500 -3,740 -351 42,171
2023-01-20 2023-01-18 4 CRAWLEY MANDELL MS Common Stock F - Taxes D 97.0800 -4,090 -397 45,911
2023-01-20 2023-01-18 4 CRAWLEY MANDELL MS Common Stock A - Award D 12,502 50,001
2023-01-20 2023-01-18 4 GROSSMAN ERIC F MS Common Stock S - Sale D 97.1149 -120,000 -11,654 235,234
2023-01-20 2023-01-18 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 97.0800 -15,721 -1,526 355,234
2023-01-20 2023-01-18 4 GROSSMAN ERIC F MS Common Stock A - Award D 40,340 370,955
2023-01-20 2023-01-18 4 PICK EDWARD N MS Common Stock G - Gift D -1,082 638,883
2023-01-20 2023-01-18 4 PICK EDWARD N MS Common Stock S - Sale D 97.6157 -25,246 -2,464 639,965
2023-01-20 2023-01-18 4 PICK EDWARD N MS Common Stock S - Sale D 96.8362 -109,754 -10,628 665,211
2023-01-20 2023-01-18 4 PICK EDWARD N MS Common Stock F - Taxes D 97.0800 -30,024 -2,915 774,965
2023-01-20 2023-01-18 4 PICK EDWARD N MS Common Stock A - Award D 61,477 804,989
2023-01-20 2023-01-18 4 Hotsuki Keishi MS Common Stock F - Taxes D 97.0800 -11,651 -1,131 318,347
2023-01-20 2023-01-18 4 Hotsuki Keishi MS Common Stock A - Award D 26,937 329,998
2023-01-20 2023-01-18 4 PRUZAN JONATHAN MS Common Stock F - Taxes D 97.0800 -20,316 -1,972 406,985
2023-01-20 2023-01-18 4 PRUZAN JONATHAN MS Common Stock A - Award D 89,058 427,301
2023-01-20 2023-01-18 4 SAPERSTEIN ANDREW M MS Common Stock F - Taxes D 97.0800 -20,301 -1,971 214,996
2023-01-20 2023-01-18 4 SAPERSTEIN ANDREW M MS Common Stock A - Award D 52,198 235,297
2023-01-20 2023-01-19 4 YESHAYA SHARON By LLC on behalf of Trust MS Common Stock G - Gift I 3,938 8,733
2023-01-20 2023-01-19 4 YESHAYA SHARON MS Common Stock G - Gift D -3,938 65,247
2023-01-20 2023-01-18 4 YESHAYA SHARON MS Common Stock F - Taxes D 97.0800 -2,410 -234 69,185
2023-01-20 2023-01-18 4 YESHAYA SHARON MS Common Stock A - Award D 28,999 71,595
2023-01-20 2023-01-18 4 SIMKOWITZ DANIEL A MS Common Stock G - Gift D -10,000 338,531
2023-01-20 2023-01-18 4 SIMKOWITZ DANIEL A MS Common Stock S - Sale D 97.7208 -5,672 -554 348,531
2023-01-20 2023-01-18 4 SIMKOWITZ DANIEL A MS Common Stock S - Sale D 96.9489 -39,238 -3,804 354,203
2023-01-20 2023-01-18 4 SIMKOWITZ DANIEL A MS Common Stock F - Taxes D 97.0800 -22,837 -2,217 393,441
2023-01-20 2023-01-18 4 SIMKOWITZ DANIEL A MS Common Stock A - Award D 61,993 416,278
2023-01-20 2023-01-18 4 AKRAM RAJA MS Common Stock S - Sale D 97.0000 -5,100 -495 118,558
2023-01-20 2023-01-18 4 AKRAM RAJA MS Common Stock F - Taxes D 97.0800 -9,940 -965 123,658
2023-01-20 2023-01-18 4 AKRAM RAJA MS Common Stock A - Award D 23,044 133,598
2022-12-02 2022-12-01 4 SCHAPIRO MARY L MS Common Stock A - Award D 92.8130 512 48 27,669
2022-12-02 2022-12-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 92.8130 727 68 68,906
2022-12-02 2022-12-01 4 LUCZO STEPHEN J MS Common Stock A - Award D 92.8130 593 55 10,922
2022-12-02 2022-12-01 4 GLOCER THOMAS H MS Common Stock A - Award D 92.8130 862 80 101,925
2022-11-14 2022-10-18 4 GORMAN JAMES P MS Common Stock G - Gift D -635 1,374,076
2022-08-12 2022-08-10 4 SAPERSTEIN ANDREW M By LLC MS Common Stock J - Other I -30,509 46,226
2022-08-12 2022-07-18 4 PICK EDWARD N MS Common Stock G - Gift D -126 739,380
2022-07-21 2022-07-20 4 SAPERSTEIN ANDREW M MS Depositary Shares S - Sale D -100 0
2022-06-03 2022-06-01 4 WILKINS RAYFORD JR MS Common Stock A - Award D 2,945 63,984
2022-06-03 2022-06-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 84.9010 795 68 67,035
2022-06-03 2022-06-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 2,945 66,240
2022-06-03 2022-06-01 4 SCHAPIRO MARY L MS Common Stock A - Award D 2,945 26,754
2022-06-03 2022-06-01 4 NALLY DENNIS M MS Common Stock A - Award D 2,945 34,179
2022-06-03 2022-06-01 4 Miscik Judith A MS Common Stock A - Award D 2,945 52,901
2022-06-03 2022-06-01 4 Leibowitz Shelley B MS Common Stock A - Award D 2,945 39,831
2022-06-03 2022-06-01 4 LUCZO STEPHEN J MS Common Stock A - Award D 84.9010 648 55 10,156
2022-06-03 2022-06-01 4 LUCZO STEPHEN J MS Common Stock A - Award D 2,945 9,508
2022-06-03 2022-06-01 4 Herz Robert H MS Common Stock A - Award D 2,945 86,196
2022-06-03 2022-06-01 4 James Erika H MS Common Stock A - Award D 2,945 3,758
2022-06-03 2022-06-01 4 GLOCER THOMAS H MS Common Stock A - Award D 84.9010 942 80 99,516
2022-06-03 2022-06-01 4 GLOCER THOMAS H MS Common Stock A - Award D 2,945 98,574
2022-06-03 2022-06-01 4 DARLING ALISTAIR MS Common Stock F - Taxes D 84.9010 -60 -5 36,055
2022-06-03 2022-06-01 4 DARLING ALISTAIR MS Common Stock A - Award D 2,945 36,115
2022-05-17 2022-05-13 4 AKRAM RAJA MS Common Stock F - Taxes D 80.6323 -137 -11 108,636
2022-05-13 2022-04-27 4 YESHAYA SHARON MS Common Stock G - Gift D -4,795 41,525
2022-05-13 2022-05-03 4 PICK EDWARD N MS Common Stock G - Gift D -300 737,421
2022-05-13 2022-04-20 4 PICK EDWARD N MS Common Stock G - Gift D -7,805 737,721
2022-05-13 2022-05-12 4 LUCZO STEPHEN J By Revocable Trust MS Common Stock P - Purchase I 79.2970 25,000 1,982 179,449
2022-05-03 2022-05-01 4 AKRAM RAJA MS Common Stock F - Taxes D 80.5900 -15,785 -1,272 107,702
2022-04-25 2022-04-21 4 CORLEY ELIZABETH MS Common Stock F - Taxes D 90.3906 -2,315 -209 26,599
2022-04-25 2022-04-21 4 CORLEY ELIZABETH MS Common Stock D - Sale to Issuer D -230 28,914
2022-04-25 2022-04-21 4 CORLEY ELIZABETH MS Common Stock A - Award D 90.3906 438 40 29,144
2022-02-25 2022-02-24 4 SIMKOWITZ DANIEL A MS Common Stock F - Taxes D 93.5500 -55,564 -5,198 349,220
2022-02-25 2022-02-24 4 SIMKOWITZ DANIEL A MS Common Stock A - Award D 100,474 404,784
2022-02-25 2022-02-24 4 SAPERSTEIN ANDREW M MS Common Stock F - Taxes D 93.5500 -45,986 -4,302 224,706
2022-02-25 2022-02-24 4 SAPERSTEIN ANDREW M MS Common Stock A - Award D 90,080 270,692
2022-02-25 2022-02-24 4 PRUZAN JONATHAN MS Common Stock F - Taxes D 93.5500 -55,564 -5,198 333,692
2022-02-25 2022-02-24 4 PRUZAN JONATHAN MS Common Stock A - Award D 100,474 389,256
2022-02-25 2022-02-24 4 Hotsuki Keishi MS Common Stock F - Taxes D 93.5500 -30,068 -2,813 300,485
2022-02-25 2022-02-24 4 Hotsuki Keishi MS Common Stock A - Award D 58,898 330,553
2022-02-25 2022-02-24 4 PICK EDWARD N MS Common Stock F - Taxes D 93.5500 -122,142 -11,426 745,526
2022-02-25 2022-02-24 4 PICK EDWARD N MS Common Stock A - Award D 220,870 867,668
2022-02-25 2022-02-24 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 93.5500 -38,028 -3,558 326,840
2022-02-25 2022-02-24 4 GROSSMAN ERIC F MS Common Stock A - Award D 74,488 364,868
2022-02-25 2022-02-24 4 GORMAN JAMES P MS Common Stock F - Taxes D 93.5500 -263,442 -24,645 1,370,961
2022-02-25 2022-02-24 4 GORMAN JAMES P MS Common Stock A - Award D 476,386 1,634,403
2022-02-25 2022-02-14 4 GORMAN JAMES P MS Common Stock G - Gift D -2,000 1,156,554
2022-02-11 2022-02-09 4 GORMAN JAMES P MS Common Stock G - Gift D -2,720 1,158,554
2022-02-11 2022-02-09 4 GORMAN JAMES P MS Common Stock J - Other D 108.7300 24,575 2,672 1,161,274
2022-02-09 2022-02-08 4 SAPERSTEIN ANDREW M MS Common Stock S - Sale D 105.6985 -17,162 -1,814 179,414
2022-02-09 2022-02-07 4 Hotsuki Keishi MS Common Stock S - Sale D 105.0000 -24,500 -2,572 270,986
2022-02-02 2022-01-31 4 SIMKOWITZ DANIEL A MS Common Stock S - Sale D 102.5592 -18,414 -1,889 302,996
2022-02-02 2022-02-01 4 James Erika H MS Common Stock A - Award D 806 806
2022-01-28 2022-01-26 4 PRUZAN JONATHAN MS Common Stock S - Sale D 101.0484 -18,414 -1,861 287,602
2022-01-21 2022-01-20 4 AKRAM RAJA MS Common Stock A - Award D 23,946 122,658
2022-01-21 2022-01-20 4 SIMKOWITZ DANIEL A MS Common Stock F - Taxes D 95.7300 -17,394 -1,665 321,410
2022-01-21 2022-01-20 4 SIMKOWITZ DANIEL A MS Common Stock A - Award D 68,043 338,804
2022-01-21 2022-01-20 4 YESHAYA SHARON MS Common Stock F - Taxes D 95.7300 -2,760 -264 46,042
2022-01-21 2022-01-20 4 YESHAYA SHARON MS Common Stock A - Award D 24,757 48,802
2022-01-21 2022-01-20 4 SAPERSTEIN ANDREW M MS Common Stock S - Sale D 96.8000 -15,471 -1,498 196,576
2022-01-21 2022-01-20 4 SAPERSTEIN ANDREW M MS Common Stock F - Taxes D 95.7300 -15,262 -1,461 212,047
2022-01-21 2022-01-20 4 SAPERSTEIN ANDREW M MS Common Stock A - Award D 52,062 227,309
2022-01-21 2022-01-20 4 ROONEY ROBERT P MS Common Stock F - Taxes D 95.7300 -18,507 -1,772 253,946
2022-01-21 2022-01-20 4 ROONEY ROBERT P MS Common Stock A - Award D 40,077 272,453
2022-01-21 2022-01-20 4 PRUZAN JONATHAN MS Common Stock F - Taxes D 95.7300 -17,394 -1,665 306,016
2022-01-21 2022-01-20 4 PRUZAN JONATHAN MS Common Stock A - Award D 60,053 323,410
2022-01-21 2022-01-20 4 PICK EDWARD N MS Common Stock F - Taxes D 95.7300 -16,565 -1,586 645,186
2022-01-21 2022-01-20 4 PICK EDWARD N MS Common Stock A - Award D 70,041 661,751
2022-01-21 2022-01-20 4 Hotsuki Keishi MS Common Stock F - Taxes D 95.7300 -11,299 -1,082 295,486
2022-01-21 2022-01-20 4 Hotsuki Keishi MS Common Stock A - Award D 28,091 306,785
2022-01-21 2022-01-20 4 GROSSMAN ERIC F MS Common Stock S - Sale D 101.6330 -33,209 -3,375 289,476
2022-01-21 2022-01-20 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 95.7300 -14,348 -1,374 322,685
2022-01-21 2022-01-20 4 GROSSMAN ERIC F MS Common Stock A - Award D 44,072 337,033
2022-01-21 2022-01-21 4 CRAWLEY MANDELL MS Common Stock S - Sale D 98.9312 -5,375 -532 36,308
2022-01-21 2022-01-21 4 CRAWLEY MANDELL MS Common Stock S - Sale D 97.9293 -1,400 -137 41,683
2022-01-21 2022-01-21 4 CRAWLEY MANDELL MS Common Stock S - Sale D 97.0800 -700 -68 43,083
2022-01-21 2022-01-20 4 CRAWLEY MANDELL MS Common Stock F - Taxes D 95.7300 -4,043 -387 43,783
2022-01-21 2022-01-20 4 CRAWLEY MANDELL MS Common Stock A - Award D 10,113 47,826
2022-01-21 2022-01-20 4 GORMAN JAMES P MS Common Stock F - Taxes D 95.7300 -75,138 -7,193 1,136,699
2022-01-21 2022-01-20 4 GORMAN JAMES P MS Common Stock A - Award D 50,190 1,211,837
2021-12-03 2021-12-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 96.9171 696 68 62,329
2021-12-03 2020-12-29 4 TRAQUINA PERRY M By Revocable Trust MS Depositary Shares G - Gift I -400 0
2021-12-03 2021-12-01 4 LUCZO STEPHEN J MS Common Stock A - Award D 96.9171 567 55 7,834
2021-12-03 2021-12-01 4 GLOCER THOMAS H MS Common Stock A - Award D 96.9171 825 80 94,283
2021-12-03 2021-12-01 4 CORLEY ELIZABETH MS Common Stock A - Award D 96.9171 490 48 28,514
2021-11-12 2021-11-08 4 GORMAN JAMES P MS Common Stock G - Gift D -49,564 1,159,493
2021-11-12 2021-10-19 4 GORMAN JAMES P MS Common Stock G - Gift D -985 1,209,057
2021-11-12 2021-11-09 4 DARLING ALISTAIR MS Common Stock S - Sale D 99.4600 -1,000 -99 32,675
2021-07-23 2021-07-21 4 YESHAYA SHARON MS Common Stock F - Taxes D 92.3200 -1,171 -108 23,724
2021-07-23 2021-07-21 4 YESHAYA SHARON MS Common Stock S - Sale D 95.6415 -2,500 -239 24,895
2021-07-16 2021-07-16 4 SAPERSTEIN ANDREW M MS Common Stock S - Sale D 92.9700 -11,465 -1,066 173,075
2021-06-03 3 YESHAYA SHARON MS Common Stock D 27,395
2021-06-03 2021-06-01 4 WILKINS RAYFORD JR MS Common Stock A - Award D 2,703 60,076
2021-06-03 2021-06-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 92.4916 730 67 60,795
2021-06-03 2021-06-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 2,703 60,065
2021-06-03 2021-06-01 4 SCHAPIRO MARY L MS Common Stock A - Award D 2,703 23,218
2021-06-03 2021-06-01 4 Miscik Judith A MS Common Stock A - Award D 2,703 49,139
2021-06-03 2021-06-01 4 NALLY DENNIS M MS Common Stock A - Award D 2,703 30,732
2021-06-03 2021-06-01 4/A LUCZO STEPHEN J MS Common Stock A - Award D 2,703 7,167
2021-06-03 2020-04-17 4/A LUCZO STEPHEN J By Revocable Trust MS Common Stock P - Purchase I 38.5941 29,000 1,119 154,449
2021-06-03 2021-06-01 4 Leibowitz Shelley B MS Common Stock A - Award D 2,703 36,742
2021-06-03 2021-06-01 4 Herz Robert H MS Common Stock A - Award D 2,703 81,533
2021-06-03 2021-06-01 4 GLOCER THOMAS H MS Common Stock A - Award D 92.4916 865 80 92,287
2021-06-03 2021-06-01 4 GLOCER THOMAS H MS Common Stock A - Award D 2,703 91,422
2021-06-03 2021-06-01 4 DARLING ALISTAIR MS Common Stock A - Award D 2,703 33,527
2021-06-03 2021-06-01 4 CORLEY ELIZABETH MS Common Stock A - Award D 92.4916 514 47 27,643
2021-06-03 2021-06-01 4 CORLEY ELIZABETH MS Common Stock A - Award D 2,703 27,129
2021-05-21 2021-05-20 4 OLAYAN HUTHAM S MS Common Stock A - Award D 86.3259 550 47 194,388
2021-05-14 2021-05-14 4 PRUZAN JONATHAN MS Common Stock G - Gift D -20,000 260,718
2021-04-21 2021-04-19 4 SIMKOWITZ DANIEL A MS Common Stock S - Sale D 80.0550 -73,162 -5,857 267,915
2021-02-26 2021-02-26 4 Hotsuki Keishi MS Common Stock F - Taxes D 78.4300 -19,384 -1,520 276,988
2021-02-26 2021-02-26 4 Hotsuki Keishi MS Common Stock A - Award D 39,586 296,372
2021-02-26 2021-02-26 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 78.4300 -24,554 -1,926 290,811
2021-02-26 2021-02-26 4 GROSSMAN ERIC F MS Common Stock A - Award D 50,142 315,365
2021-02-26 2021-02-26 4 SAPERSTEIN ANDREW M MS Common Stock F - Taxes D 78.4300 -25,846 -2,027 183,907
2021-02-26 2021-02-26 4 SAPERSTEIN ANDREW M MS Common Stock A - Award D 52,782 209,753
2021-02-26 2021-02-26 4 SIMKOWITZ DANIEL A MS Common Stock F - Taxes D 78.4300 -34,410 -2,699 341,077
2021-02-26 2021-02-26 4 SIMKOWITZ DANIEL A MS Common Stock A - Award D 64,658 375,487
2021-02-26 2021-02-26 4 PICK EDWARD N MS Common Stock F - Taxes D 78.4300 -77,248 -6,059 588,151
2021-02-26 2021-02-26 4 PICK EDWARD N MS Common Stock A - Award D 145,150 665,399
2021-02-26 2021-02-26 4 PRUZAN JONATHAN MS Common Stock F - Taxes D 78.4300 -30,196 -2,368 280,718
2021-02-26 2021-02-26 4 PRUZAN JONATHAN MS Common Stock A - Award D 56,740 310,914
2021-02-26 2021-02-26 4 GORMAN JAMES P MS Common Stock F - Taxes D 78.4300 -179,076 -14,045 1,206,734
2021-02-26 2021-02-26 4 GORMAN JAMES P MS Common Stock A - Award D 336,486 1,385,810
2021-02-18 2021-02-16 4 Hotsuki Keishi MS Common Stock S - Sale D 76.2500 -22,746 -1,734 256,786
2021-02-12 2020-09-18 5 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock G - Gift I -1 377,085,167
2021-02-12 2020-09-18 5 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock G - Gift I -1 377,085,167
2021-02-12 2021-02-11 4 GORMAN JAMES P MS Common Stock J - Other D 73.7200 27,825 2,051 1,047,898
2021-02-12 2021-02-05 4 GORMAN JAMES P MS Common Stock G - Gift D -1,050 1,020,073
2021-02-12 2021-02-04 4 GORMAN JAMES P MS Common Stock G - Gift D -600 1,021,123
2021-02-11 2021-02-09 4 ROONEY ROBERT P MS Common Stock S - Sale D 74.3630 -15,169 -1,128 230,896
2021-02-05 3 CRAWLEY MANDELL MS Common Stock D 36,879
2021-01-22 2021-01-21 4 AKRAM RAJA MS Common Stock A - Award D 41,074 96,526
2021-01-22 2021-01-21 4 Hotsuki Keishi MS Common Stock F - Taxes D 74.8400 -9,120 -683 279,086
2021-01-22 2021-01-21 4 Hotsuki Keishi MS Common Stock A - Award D 43,578 288,206
2021-01-22 2021-01-21 4 BRODSKY JEFFREY S MS Common Stock S - Sale D 74.5700 -18,500 -1,380 150,095
2021-01-22 2021-01-21 4 BRODSKY JEFFREY S MS Common Stock F - Taxes D 74.8400 -6,008 -450 168,595
2021-01-22 2021-01-21 4 BRODSKY JEFFREY S MS Common Stock A - Award D 31,557 174,603
2021-01-22 2021-01-21 4 ROONEY ROBERT P MS Common Stock F - Taxes D 74.8400 -9,703 -726 246,065
2021-01-22 2021-01-21 4 ROONEY ROBERT P MS Common Stock A - Award D 49,589 255,768
2021-01-22 2021-01-21 4 SIMKOWITZ DANIEL A MS Common Stock F - Taxes D 74.8400 -16,440 -1,230 310,085
2021-01-22 2021-01-21 4 SIMKOWITZ DANIEL A MS Common Stock A - Award D 79,977 326,525
2021-01-22 2021-01-21 4 GROSSMAN ERIC F MS Common Stock S - Sale D 74.7437 -29,000 -2,168 264,661
2021-01-22 2021-01-21 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 74.8400 -12,676 -949 293,661
2021-01-22 2021-01-21 4 GROSSMAN ERIC F MS Common Stock A - Award D 54,264 306,337
2021-01-22 2021-01-22 4 SAPERSTEIN ANDREW M MS Common Stock S - Sale D 72.5500 -19,832 -1,439 156,239
2021-01-22 2021-01-21 4 SAPERSTEIN ANDREW M MS Common Stock S - Sale D 74.0115 -10,218 -756 176,071
2021-01-22 2021-01-21 4 SAPERSTEIN ANDREW M MS Common Stock F - Taxes D 74.8400 -13,565 -1,015 186,289
2021-01-22 2021-01-21 4 SAPERSTEIN ANDREW M MS Common Stock A - Award D 79,977 199,854
2021-01-22 2021-01-21 4 PICK EDWARD N MS Common Stock G - Gift D -3,578 519,319
2021-01-22 2021-01-21 4 PICK EDWARD N MS Common Stock S - Sale D 75.7169 -1,300 -98 522,897
2021-01-22 2021-01-21 4 PICK EDWARD N MS Common Stock S - Sale D 75.0939 -98,700 -7,412 524,197
2021-01-22 2021-01-21 4 PICK EDWARD N MS Common Stock F - Taxes D 74.8400 -23,716 -1,775 622,897
2021-01-22 2021-01-21 4 PICK EDWARD N MS Common Stock A - Award D 108,361 646,613
2021-01-22 2021-01-22 4 PRUZAN JONATHAN MS Common Stock S - Sale D 74.5265 -18,880 -1,407 253,484
2021-01-22 2021-01-21 4 PRUZAN JONATHAN MS Common Stock F - Taxes D 74.8400 -15,470 -1,158 272,364
2021-01-22 2021-01-21 4 PRUZAN JONATHAN MS Common Stock A - Award D 72,964 287,834
2021-01-22 2021-01-22 4 GORMAN JAMES P MS Common Stock S - Sale D 73.5868 -3,025 -223 1,021,723
2021-01-22 2021-01-22 4 GORMAN JAMES P MS Common Stock S - Sale D 73.1125 -171,975 -12,574 1,024,748
2021-01-22 2021-01-21 4 GORMAN JAMES P MS Common Stock F - Taxes D 74.8400 -52,277 -3,912 1,196,723
2021-01-22 2021-01-21 4 GORMAN JAMES P MS Common Stock A - Award D 105,188 1,249,000
2020-12-03 2020-12-01 4 CORLEY ELIZABETH MS Common Stock A - Award D 63.2464 751 48 24,215
2020-12-03 2020-12-01 4 GLOCER THOMAS H MS Common Stock A - Award D 63.2464 1,265 80 87,991
2020-12-03 2020-12-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 63.2464 1,067 67 56,866
2020-12-03 2020-12-01 4 OLAYAN HUTHAM S MS Common Stock A - Award D 63.2464 751 48 192,228
2020-11-16 2020-10-23 4 GORMAN JAMES P MS Common Stock G - Gift D -3,865 1,141,932
2020-11-16 2020-11-12 4 OLAYAN HUTHAM S By Family Trust MS Common Stock P - Purchase I 55.4000 25,000 1,385 28,129
2020-11-03 2020-11-01 4 Leibowitz Shelley B MS Common Stock A - Award D 3,058 34,012
2020-10-21 2020-10-19 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H S - Sale I 0.9613 -1,020,000 -981 0
2020-10-21 2020-10-19 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 52.1100 -12 -1 377,084,583
2020-10-21 2020-10-19 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 52.1100 -13 -1 377,084,595
2020-10-21 2020-10-19 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 52.1100 -0 -0 377,084,608
2020-10-21 2020-10-19 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 52.0500 -97 -5 377,084,608
2020-10-21 2020-06-24 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 46.9500 -0 -0 377,084,705
2020-10-21 2020-06-24 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 46.9500 -2 -0 377,084,705
2020-10-21 2020-05-29 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 44.2000 0 0 377,084,707
2020-10-21 2020-05-15 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 37.2800 -0 -0 377,084,707
2020-10-21 2020-05-07 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 38.8400 0 0 377,084,707
2020-10-21 2020-04-27 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 38.5500 -0 -0 377,084,707
2020-10-21 2020-04-09 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 41.2800 0 0 377,084,708
2020-10-21 2020-03-30 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 34.8400 -2 -0 377,084,708
2020-10-21 2020-03-26 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 35.4400 0 0 377,084,710
2020-10-21 2020-03-11 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 38.7800 0 0 381,650,000
2020-10-21 2020-02-27 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 46.2500 0 0 381,650,000
2020-10-21 2020-02-26 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 47.2300 -0 -0 381,650,000
2020-10-21 2020-02-19 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 56.3200 0 0 381,650,000
2020-10-21 2020-02-06 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 54.9500 -1,495 -82 381,650,000
2020-10-21 2019-12-26 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 51.1000 -0 -0 382,560,455
2020-10-21 2019-11-26 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 49.4100 -0 -0 387,251,009
2020-10-21 2019-11-19 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 49.3700 -0 -0 387,251,009
2020-10-21 2019-11-08 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 49.1500 -0 -0 387,251,009
2020-10-21 2019-10-29 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 46.8200 -0 -0 387,251,009
2020-10-21 2019-09-26 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 42.6100 -0 -0 388,383,119
2020-10-21 2019-09-20 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 43.6800 0 0 396,296,624
2020-10-21 2019-09-06 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 42.1800 -0 -0 396,296,624
2020-10-21 2019-09-03 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 40.7300 0 0 396,296,624
2020-10-21 2019-08-27 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 39.8000 0 0 396,296,624
2020-10-21 2019-08-13 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 40.6900 0 0 396,296,624
2020-10-21 2019-08-02 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 45.9900 76 3 396,296,624
2020-10-21 2019-08-02 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 45.8100 27 1 396,296,548
2020-10-21 2019-08-02 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 42.1200 1 0 396,296,522
2020-10-21 2019-08-02 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 42.1200 75 3 396,296,520
2020-10-21 2019-07-17 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 43.8400 0 0 397,854,345
2020-10-21 2019-05-28 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 42.1700 0 0 403,971,684
2020-10-21 2019-05-14 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 44.3400 1,429 63 403,971,684
2020-10-21 2019-04-24 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 47.3700 -0 -0 404,866,655
2020-10-21 2019-03-15 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 43.3400 0 0 411,102,625
2020-10-21 2019-03-07 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 41.1700 -0 -0 411,102,625
2020-10-21 2019-02-27 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 42.4600 -0 -0 411,102,625
2020-10-21 2019-01-16 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 44.4900 0 0 412,969,632
2020-10-21 2019-01-09 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 41.6800 -0 -0 412,969,632
2020-10-21 2018-11-30 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 44.3900 0 0 418,378,082
2020-10-21 2018-10-08 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 47.0200 -0 -0 419,497,362
2020-10-21 2018-09-13 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 47.6600 -667 -32 424,550,978
2020-10-21 2018-05-31 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 50.1400 -0 -0 431,276,049
2020-10-21 2018-05-30 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 50.7200 -1,971 -100 431,276,049
2020-10-21 2018-05-21 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 54.3400 -279 -15 431,278,020
2020-10-21 2018-05-15 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 54.8400 -0 -0 431,278,299
2020-10-21 2018-04-03 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 53.0600 743 39 432,019,499
2020-10-21 2018-03-12 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 58.9100 0 0 432,018,756
2020-10-21 2018-01-16 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 54.5200 -177 -10 432,018,756
2020-10-21 2017-12-01 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 51.8600 -167 -9 432,018,932
2020-10-21 2017-11-30 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 51.6100 -0 -0 432,019,099
2020-10-21 2017-10-13 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 48.2400 -176 -8 432,019,100
2020-10-21 2017-10-09 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 49.3800 -0 -0 432,019,275
2020-10-21 2017-09-19 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 47.7400 2,122 101 432,019,275
2020-10-21 2017-09-12 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 45.7500 0 0 432,017,153
2020-10-21 2017-05-31 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 41.7400 0 0 432,017,153
2020-10-21 2017-05-10 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 43.1000 -0 -0 432,017,153
2020-10-21 2017-04-18 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 41.2100 0 0 432,017,153
2020-10-21 2017-01-13 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 44.2800 0 0 432,017,153
2020-10-21 2016-12-07 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 42.6400 -0 -0 432,017,152
2020-10-21 2016-11-30 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 41.3500 -0 -0 432,017,152
2020-10-21 2016-11-08 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 34.1000 0 0 432,017,153
2020-10-21 2016-10-24 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 33.4900 0 0 432,017,153
2020-10-21 2016-10-19 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 32.9300 0 0 432,017,152
2020-10-21 2016-08-03 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 28.4200 0 0 432,017,152
2020-10-21 2016-07-26 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 29.2300 0 0 432,017,152
2020-10-21 2016-07-13 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 27.1800 0 0 432,017,152
2020-10-21 2016-05-31 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 27.7200 -0 -0 432,017,152
2020-10-21 2016-05-31 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 27.3700 0 0 432,017,152
2020-10-21 2016-04-11 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 24.1400 -0 -0 432,017,152
2020-10-21 2016-04-01 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 25.0400 -0 -0 432,017,152
2020-10-21 2016-03-03 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 25.9900 0 0 432,017,152
2020-10-21 2016-03-02 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 25.9900 -0 -0 432,017,152
2020-10-21 2016-02-18 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 24.0600 0 0 432,017,152
2020-10-21 2015-12-16 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 33.3500 0 0 432,017,152
2020-10-21 2015-12-14 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 31.7700 -0 -0 432,017,152
2020-10-21 2015-12-14 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 32.3300 0 0 432,017,152
2020-10-21 2015-07-23 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 40.5300 0 0 432,017,152
2020-10-21 2015-07-16 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 40.0700 0 0 432,017,152
2020-10-21 2015-02-26 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 36.3300 0 0 432,017,152
2020-10-21 2014-12-16 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 35.5900 -0 -0 432,017,152
2020-10-21 2014-12-11 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 37.6800 -0 -0 432,017,152
2020-10-21 2014-11-19 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 35.3600 0 0 432,017,152
2020-10-21 2014-06-24 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 32.1800 -0 -0 432,017,152
2020-10-21 2014-05-13 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 30.4200 0 0 432,017,152
2020-10-21 2014-05-09 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 29.5000 0 0 432,017,152
2020-10-21 2014-04-08 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 29.3500 -0 -0 432,017,152
2020-10-21 2014-01-31 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 29.5500 0 0 432,017,152
2020-10-21 2014-01-17 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 32.8300 0 0 432,017,152
2020-10-21 2014-01-16 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 31.8700 0 0 432,017,152
2020-10-21 2013-12-18 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock S - Sale I 30.6900 -0 -0 432,017,152
2020-10-21 2013-11-15 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 30.4600 0 0 432,017,152
2020-10-21 2013-10-28 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Stock P - Purchase I 29.0900 0 0 432,017,152
2020-10-06 2020-10-02 4 OLAYAN HUTHAM S By Family Trust MS Common Stock A - Award I 3,129 3,129
2020-10-06 2020-10-02 4 TRAQUINA PERRY M By Revocable Trust MS Depositary Shares A - Award I 400 400
2020-10-06 2020-10-02 4 SAPERSTEIN ANDREW M MS Depositary Shares A - Award D 100 100
2020-10-06 2020-10-02 4 Leibowitz Shelley B MS Common Stock A - Award D 30,954 30,954
2020-10-05 3 Leibowitz Shelley B MS Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Ser K D 67
2020-10-05 3 Leibowitz Shelley B MS Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Ser I D 37
2020-10-05 3 Leibowitz Shelley B MS Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Ser F D 57
2020-10-05 3 Leibowitz Shelley B MS Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Ser E D 90
2020-10-05 3 Leibowitz Shelley B MS Floating Rate Non-Cumulative Preferred Stock, Ser A D 31
2020-10-05 3 Leibowitz Shelley B MS 4.875% Non-Cumulative Preferred Stock, Ser L D 20
2020-08-25 2020-08-21 4 ROONEY ROBERT P MS Common Stock F - Taxes D 52.2165 -18 -1 206,050
2020-08-20 2020-08-01 4 ROONEY ROBERT P MS Common Stock F - Taxes D 48.8800 -3,680 -180 206,069
2020-07-23 2020-07-21 4 ROONEY ROBERT P MS Common Stock S - Sale D 52.1843 -18,355 -958 209,542
2020-07-22 2020-07-20 4 Hotsuki Keishi MS Common Stock S - Sale D 52.0000 -19,000 -988 243,666
2020-07-21 2020-07-17 4 SAPERSTEIN ANDREW M MS Common Stock S - Sale D 52.5617 -28,846 -1,516 118,478
2020-07-21 2020-07-17 4 GROSSMAN ERIC F MS Common Stock S - Sale D 52.8396 -54,420 -2,876 250,835
2020-07-17 2020-07-17 4 GORMAN JAMES P MS Common Stock S - Sale D 53.0100 -100 -5 1,143,773
2020-07-17 2020-07-17 4 GORMAN JAMES P MS Common Stock S - Sale D 52.3867 -149,900 -7,853 1,143,873
2020-06-03 2020-06-01 4 OLAYAN HUTHAM S MS Common Stock A - Award D 44.7421 1,173 53 189,135
2020-06-03 2020-06-01 4 OLAYAN HUTHAM S MS Common Stock A - Award D 5,588 187,962
2020-06-03 2020-06-01 4 SCHAPIRO MARY L MS Common Stock A - Award D 44.7421 1,062 48 20,145
2020-06-03 2020-06-01 4 SCHAPIRO MARY L MS Common Stock A - Award D 5,588 19,083
2020-06-03 2020-06-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 44.7421 1,509 68 55,086
2020-06-03 2020-06-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 5,588 53,577
2020-06-03 2020-06-01 4 WILKINS RAYFORD JR MS Common Stock A - Award D 5,588 56,673
2020-06-03 2020-06-01 4 CORLEY ELIZABETH MS Common Stock A - Award D 44.7421 1,062 48 23,164
2020-06-03 2020-06-01 4 CORLEY ELIZABETH MS Common Stock A - Award D 5,588 22,102
2020-06-03 2020-06-01 4 DARLING ALISTAIR MS Common Stock A - Award D 5,588 30,356
2020-06-03 2020-06-01 4 DARLING ALISTAIR MS Common Stock F - Taxes D 44.7421 -315 -14 24,769
2020-06-03 2020-06-01 4 GLOCER THOMAS H MS Common Stock A - Award D 44.7421 1,788 80 85,677
2020-06-03 2020-06-01 4 GLOCER THOMAS H MS Common Stock A - Award D 5,588 83,889
2020-06-03 2020-06-01 4 Herz Robert H MS Common Stock A - Award D 5,588 77,646
2020-06-03 2020-06-01 4 LUCZO STEPHEN J MS Common Stock A - Award D 5,588 8,739
2020-06-03 2020-06-01 4 Miscik Judith A MS Common Stock A - Award D 5,588 45,843
2020-06-03 2020-06-01 4 NALLY DENNIS M MS Common Stock A - Award D 5,588 27,662
2020-06-03 2020-02-25 4 GORMAN JAMES P MS Common Stock G - Gift D -3,311 1,293,773
2020-06-03 2020-02-24 4 GORMAN JAMES P MS Common Stock G - Gift D -2,300 1,297,084
2020-06-03 3 AKRAM RAJA MS Common Stock D 109,490
2020-06-03 3 AKRAM RAJA MS Common Stock D 109,490
2020-06-03 3 AKRAM RAJA MS Common Stock D 109,490
2020-04-28 2020-04-28 4 BRODSKY JEFFREY S MS Common Stock S - Sale D 40.5700 -18,174 -737 141,863
2020-04-20 2020-04-17 4 LUCZO STEPHEN J By Revocable Trust MS Common Stock P - Purchase I 38.6774 19,000 735 190,000
2020-03-18 2020-03-16 4 MITSUBISHI UFJ FINANCIAL GROUP INC MS Common Shares D - Sale to Issuer D 44.2171 -4,565,290 -201,864 377,085,167
2020-03-02 2020-02-28 4 LUCZO STEPHEN J By Revocable Trust MS Common Stock P - Purchase I 44.9747 50,000 2,249 171,000
2020-02-28 2020-02-28 4 PRUZAN JONATHAN MS Common Stock F - Taxes D 45.4100 -24,440 -1,110 212,493
2020-02-28 2020-02-28 4 PRUZAN JONATHAN MS Common Stock A - Award D 45,646 236,933
2020-02-28 2020-02-28 4 SAPERSTEIN ANDREW M MS Common Stock F - Taxes D 45.4100 -18,407 -836 146,320
2020-02-28 2020-02-28 4 SAPERSTEIN ANDREW M MS Common Stock A - Award D 37,590 164,727
2020-02-28 2020-02-28 4 SIMKOWITZ DANIEL A MS Common Stock F - Taxes D 45.4100 -27,150 -1,233 244,031
2020-02-28 2020-02-28 4 SIMKOWITZ DANIEL A MS Common Stock A - Award D 51,016 271,181
2020-02-28 2020-02-28 4 GORMAN JAMES P MS Common Stock F - Taxes D 45.4100 -273,670 -12,427 1,296,585
2020-02-28 2020-02-28 4 GORMAN JAMES P MS Common Stock A - Award D 169,160 1,570,255
2020-02-28 2020-02-28 4 BRODSKY JEFFREY S MS Common Stock F - Taxes D 45.4100 -13,203 -600 160,037
2020-02-28 2020-02-28 4 BRODSKY JEFFREY S MS Common Stock A - Award D 26,850 173,240
2020-02-28 2020-02-28 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 45.4100 -21,785 -989 304,368
2020-02-28 2020-02-28 4 GROSSMAN ERIC F MS Common Stock A - Award D 44,303 326,153
2020-02-28 2020-02-28 4 Hotsuki Keishi MS Common Stock F - Taxes D 45.4100 -17,165 -779 261,977
2020-02-28 2020-02-28 4 Hotsuki Keishi MS Common Stock A - Award D 34,906 279,142
2020-02-28 2020-02-28 4 PICK EDWARD N MS Common Stock F - Taxes D 45.4100 -63,947 -2,904 535,174
2020-02-28 2020-02-28 4 PICK EDWARD N MS Common Stock A - Award D 120,157 599,121
2020-02-24 2020-02-21 4 LUCZO STEPHEN J By Revocable Trust MS Common Stock P - Purchase I 52.9991 50,000 2,650 121,000
2020-02-07 3 PICK EDWARD N By 401(k) Plan MS Common Stock I 485,288
2020-02-07 3 PICK EDWARD N MS Common Stock D 959,804
2020-02-07 3 PICK EDWARD N MS Common Stock D 959,804
2020-02-07 3 PICK EDWARD N By 401(k) Plan MS Common Stock I 485,288
2020-02-07 3 SAPERSTEIN ANDREW M By 401(k) Plan MS Common Stock I 128,677
2020-02-07 3 SAPERSTEIN ANDREW M MS Common Stock D 254,041
2020-02-07 3 SAPERSTEIN ANDREW M MS Common Stock D 254,041
2020-02-07 3 SAPERSTEIN ANDREW M By 401(k) Plan MS Common Stock I 128,677
2020-01-31 2020-01-29 4 MITSUBISHI UFJ FINANCIAL GROUP INC MS Common Shares D - Sale to Issuer D 55.0221 -908,960 -50,013 381,650,457
2020-01-17 2020-01-17 4 ROONEY ROBERT P MS Common Stock F - Taxes D 56.4400 -2,407 -136 227,420
2020-01-17 2020-01-17 4 ROONEY ROBERT P MS Common Stock A - Award D 46,380 229,827
2020-01-17 2020-01-17 4 SIMKOWITZ DANIEL A MS Common Stock F - Taxes D 56.4400 -18,504 -1,044 219,464
2020-01-17 2020-01-17 4 SIMKOWITZ DANIEL A MS Common Stock A - Award D 42,376 237,968
2020-01-17 2020-01-17 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 56.4400 -13,799 -779 281,258
2020-01-17 2020-01-17 4 GROSSMAN ERIC F MS Common Stock A - Award D 32,626 295,057
2020-01-17 2020-01-17 4 Hotsuki Keishi MS Common Stock F - Taxes D 56.4400 -9,689 -547 243,776
2020-01-17 2020-01-17 4 Hotsuki Keishi MS Common Stock A - Award D 24,935 253,465
2020-01-17 2020-01-17 4 BRODSKY JEFFREY S MS Common Stock F - Taxes D 56.4400 -6,165 -348 146,060
2020-01-17 2020-01-17 4 BRODSKY JEFFREY S MS Common Stock A - Award D 17,836 152,225
2020-01-17 2020-01-17 4 WIRTH PAUL C MS Common Stock F - Taxes D 56.4400 -19,789 -1,117 153,977
2020-01-17 2020-01-17 4 WIRTH PAUL C MS Common Stock A - Award D 26,951 173,766
2020-01-17 2020-01-17 4 GORMAN JAMES P MS Common Stock F - Taxes D 56.4400 -61,436 -3,467 1,399,230
2020-01-17 2020-01-17 4 GORMAN JAMES P MS Common Stock A - Award D 111,747 1,460,666
2020-01-17 2020-01-17 4 PRUZAN JONATHAN MS Common Stock F - Taxes D 56.4400 -15,940 -900 190,626
2020-01-17 2020-01-17 4 PRUZAN JONATHAN MS Common Stock A - Award D 37,994 206,566
2019-12-23 2019-12-20 4 MITSUBISHI UFJ FINANCIAL GROUP INC MS Common Shares D - Sale to Issuer D 49.1600 -4,690,554 -230,588 382,559,417
2019-12-02 2019-11-27 4 Hotsuki Keishi MS Common Stock S - Sale D 49.7788 -26,000 -1,294 228,530
2019-12-02 2019-11-26 4 Hotsuki Keishi MS Common Stock G - Gift D -2,000 254,530
2019-12-02 2019-11-27 4 WIRTH PAUL C MS Common Stock S - Sale D 49.6200 -25,000 -1,240 146,816
2019-12-02 2019-12-01 4 GLOCER THOMAS H MS Common Stock A - Award D 49.5691 1,614 80 77,162
2019-12-02 2019-12-01 4 OLAYAN HUTHAM S MS Common Stock A - Award D 49.5691 1,059 52 179,680
2019-12-02 2019-12-01 4 SCHAPIRO MARY L MS Common Stock A - Award D 49.5691 958 47 13,288
2019-12-02 2019-12-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 49.5691 1,362 67 47,248
2019-12-02 2019-10-21 4 GORMAN JAMES P MS Common Stock G - Gift D -4,520 1,348,919
2019-12-02 2019-12-01 4 CORLEY ELIZABETH MS Common Stock A - Award D 49.5691 958 47 16,260
2019-11-22 2019-11-21 4 ROONEY ROBERT P MS Common Stock S - Sale D 49.1342 -51,105 -2,511 183,448
2019-11-22 3 ROONEY ROBERT P MS Common Stock D 469,106
2019-11-22 3 ROONEY ROBERT P MS Common Stock D 469,106
2019-11-22 3 ROONEY ROBERT P MS Common Stock D 469,106
2019-11-04 2019-11-01 4 LUCZO STEPHEN J MS Common Stock A - Award D 3,102 3,102
2019-10-30 2019-10-29 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Shares D - Sale to Issuer I 46.7706 -38,000 -1,777 387,249,971
2019-10-30 2019-10-29 4 MITSUBISHI UFJ FINANCIAL GROUP INC MS Common Shares D - Sale to Issuer D 45.6076 -1,094,110 -49,900 387,287,971
2019-10-03 3 LUCZO STEPHEN J By Revocable Trust MS Common Stock I 142,000
2019-10-03 3 LUCZO STEPHEN J By Revocable Trust MS Common Stock I 142,000
2019-10-03 3 LUCZO STEPHEN J By Revocable Trust MS Common Stock I 142,000
2019-09-24 2019-09-20 4 MITSUBISHI UFJ FINANCIAL GROUP INC MS Common Shares D - Sale to Issuer D 41.3118 -7,913,505 -326,921 388,382,081
2019-09-20 2018-12-17 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 39.60 38,000 38,000
2019-09-20 2018-11-27 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 44.05 -38,000 38,000
2019-09-20 2018-11-27 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 44.05 38,000 38,000
2019-09-20 2018-11-19 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 44.41 -38,000 38,000
2019-09-20 2018-11-19 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 44.41 38,000 38,000
2019-09-20 2018-11-09 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 45.73 -38,000 38,000
2019-09-20 2018-11-05 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 45.82 130,000 130,000
2019-09-20 2018-11-05 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Put Option(right to sell) P - Purchase I 46.00 217.0000 7,000 1,519 7,000
2019-09-20 2018-11-05 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Call Option (obligation to sell) S - Sale I 46.00 242.0000 -7,000 -1,694 7,000
2019-09-20 2018-10-04 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 47.27 -130,000 130,000
2019-09-20 2018-10-04 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 47.27 130,000 130,000
2019-09-20 2018-09-04 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 48.71 -130,000 130,000
2019-09-20 2018-09-04 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 48.71 130,000 130,000
2019-09-20 2018-08-06 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 49.99 -130,000 130,000
2019-09-20 2018-08-06 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 49.99 130,000 130,000
2019-09-20 2018-07-05 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 46.70 -130,000 130,000
2019-09-20 2018-07-05 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 46.70 130,000 130,000
2019-09-20 2018-06-04 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 51.55 -130,000 130,000
2019-09-20 2018-06-04 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 51.55 130,000 130,000
2019-09-20 2018-05-03 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 51.08 -130,000 130,000
2019-09-20 2018-05-03 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 51.08 130,000 130,000
2019-09-20 2018-04-03 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Total Rate of Return Basket Swap (put equivalent position) J - Other I 53.17 -130,000 130,000
2019-09-20 2014-11-18 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H P - Purchase I 1.0090 39,000 39 0
2019-09-20 2014-11-07 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H S - Sale I 1.0400 -140,000 -146 39,000
2019-09-20 2014-11-07 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H P - Purchase I 1.0000 140,000 140 101,000
2019-09-20 2014-10-24 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H S - Sale I 1.0050 -70,000 -70 39,000
2019-09-20 2014-10-22 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H P - Purchase I 1.0050 150,000 151 31,000
2019-09-20 2014-10-17 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H S - Sale I 1.0400 -70,000 -73 119,000
2019-09-20 2014-10-17 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H P - Purchase I 1.0000 70,000 70 49,000
2019-09-20 2014-10-10 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H S - Sale I 1.0500 -70,000 -74 119,000
2019-09-20 2014-10-10 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H S - Sale I 1.0080 -135,000 -136 49,000
2019-09-20 2014-10-10 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H P - Purchase I 1.0100 70,000 71 86,000
2019-09-20 2014-10-09 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H S - Sale I 1.0500 -140,000 -147 16,000
2019-09-20 2014-10-09 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H P - Purchase I 1.0100 140,000 141 156,000
2019-09-20 2014-09-26 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H S - Sale I 1.0400 -280,000 -291 16,000
2019-09-20 2014-09-26 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H P - Purchase I 1.0000 280,000 280 296,000
2019-09-20 2014-09-25 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H S - Sale I 1.0010 -65,000 -65 16,000
2019-09-20 2014-09-25 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H P - Purchase I 0.9990 250,000 250 81,000
2019-09-20 2014-09-24 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H S - Sale I 1.0030 -20,000 -20 169,000
2019-09-20 2014-09-18 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H S - Sale I 1.0500 -70,000 -74 149,000
2019-09-20 2014-09-18 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H P - Purchase I 1.0100 70,000 71 79,000
2019-09-20 2014-09-16 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H S - Sale I 1.0040 -100,000 -100 149,000
2019-09-20 2014-09-15 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H S - Sale I 1.0050 -49,000 -49 49,000
2019-09-20 2014-09-05 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H S - Sale I 1.0500 -140,000 -147 0
2019-09-20 2014-09-05 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H P - Purchase I 1.0100 140,000 141 140,000
2019-09-20 2014-09-04 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H S - Sale I 1.0600 -210,000 -223 0
2019-09-20 2014-09-04 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H P - Purchase I 1.0200 210,000 214 210,000
2019-09-20 2014-08-21 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H S - Sale I 1.0600 -210,000 -223 0
2019-09-20 2014-08-21 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H P - Purchase I 1.0200 210,000 214 210,000
2019-09-20 2014-05-06 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H S - Sale I 1.0160 -125,000 -127 0
2019-09-20 2014-04-23 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Non-Cumulative Preferred Stock, Series H P - Purchase I 1.0130 125,000 127 125,000
2019-08-29 2019-08-07 4 GORMAN JAMES P MS Common Stock G - Gift D -1,265 1,351,227
2019-07-31 2019-07-29 4 MITSUBISHI UFJ FINANCIAL GROUP INC MS Common Shares D - Sale to Issuer D 45.0202 -1,557,900 -70,137 396,295,586
2019-06-25 2019-06-21 4 MITSUBISHI UFJ FINANCIAL GROUP INC MS Common Shares D - Sale to Issuer D 44.1106 -6,117,339 -269,839 397,853,486
2019-06-04 2019-04-24 4 KELLEHER THOMAS COLM MS Common Stock G - Gift D -10,600 970,068
2019-06-04 2019-06-01 4 CORLEY ELIZABETH MS Common Stock A - Award D 40.9183 1,161 48 15,058
2019-06-04 2019-06-01 4 CORLEY ELIZABETH MS Common Stock A - Award D 6,110 13,897
2019-06-04 2019-06-01 4 DARLING ALISTAIR MS Common Stock A - Award D 6,110 24,492
2019-06-04 2019-06-01 4 GLOCER THOMAS H MS Common Stock A - Award D 40.9183 1,955 80 74,419
2019-06-04 2019-06-01 4 GLOCER THOMAS H MS Common Stock A - Award D 6,110 72,464
2019-06-04 2019-06-01 4 Herz Robert H MS Common Stock A - Award D 6,110 70,541
2019-06-04 2019-06-01 4 Miscik Judith A MS Common Stock A - Award D 6,110 39,484
2019-06-04 2019-06-01 4 NALLY DENNIS M MS Common Stock A - Award D 6,110 21,628
2019-06-04 2019-06-01 4 OLAYAN HUTHAM S MS Common Stock A - Award D 40.9183 1,283 53 175,909
2019-06-04 2019-06-01 4 OLAYAN HUTHAM S MS Common Stock A - Award D 6,110 174,626
2019-06-04 2019-06-01 4 SCHAPIRO MARY L MS Common Stock A - Award D 40.9183 1,161 48 12,134
2019-06-04 2019-06-01 4 SCHAPIRO MARY L MS Common Stock A - Award D 6,110 10,973
2019-06-04 2019-06-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 40.9183 1,650 68 45,157
2019-06-04 2019-06-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 6,110 43,508
2019-06-04 2019-06-01 4 WILKINS RAYFORD JR MS Common Stock A - Award D 6,110 50,163
2019-05-29 2019-05-24 4 DARLING ALISTAIR MS Common Stock F - Taxes D 42.9597 -511 -22 18,382
2019-04-30 2019-04-26 4 MITSUBISHI UFJ FINANCIAL GROUP INC MS Common Shares D - Sale to Issuer D 47.4269 -896,400 -42,513 403,970,825
2019-04-22 2019-04-18 4 SIMKOWITZ DANIEL A MS Common Stock P - Purchase D 47.5684 7,000 333 193,089
2019-03-26 2019-03-22 4 MITSUBISHI UFJ FINANCIAL GROUP INC MS Common Shares D - Sale to Issuer D 42.1282 -6,235,970 -262,710 404,867,225
2019-02-28 2019-02-26 4 GORMAN JAMES P MS Common Stock F - Taxes D 42.1900 -131,068 -5,530 1,453,155
2019-02-28 2019-02-26 4 GORMAN JAMES P MS Common Stock A - Award D 245,991 1,584,223
2019-02-28 2019-02-20 4 GORMAN JAMES P MS Common Stock G - Gift D -665 1,338,232
2019-02-28 2019-02-19 4 GORMAN JAMES P MS Common Stock G - Gift D -595 1,338,897
2019-02-28 2019-01-22 4 GORMAN JAMES P MS Common Stock G - Gift D -5,985 1,339,492
2019-02-28 2019-02-26 4 KELLEHER THOMAS COLM MS Common Stock F - Taxes D 42.1900 -73,038 -3,081 978,989
2019-02-28 2019-02-26 4 KELLEHER THOMAS COLM MS Common Stock A - Award D 138,276 1,052,027
2019-02-28 2019-02-26 4 PRUZAN JONATHAN MS Common Stock F - Taxes D 42.1900 -36,840 -1,554 166,224
2019-02-28 2019-02-26 4 PRUZAN JONATHAN MS Common Stock A - Award D 68,937 203,064
2019-02-28 2019-02-26 4 SIMKOWITZ DANIEL A MS Common Stock F - Taxes D 42.1900 -43,857 -1,850 186,089
2019-02-28 2019-02-26 4 SIMKOWITZ DANIEL A MS Common Stock A - Award D 82,410 229,946
2019-02-28 2019-02-26 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 42.1900 -31,450 -1,327 260,242
2019-02-28 2019-02-26 4 GROSSMAN ERIC F MS Common Stock A - Award D 63,915 291,692
2019-02-28 2019-02-26 4 Hotsuki Keishi MS Common Stock F - Taxes D 42.1900 -25,738 -1,086 254,842
2019-02-28 2019-02-26 4 Hotsuki Keishi MS Common Stock A - Award D 52,561 280,580
2019-02-28 2019-02-26 4 BRODSKY JEFFREY S MS Common Stock F - Taxes D 42.1900 -19,561 -825 133,179
2019-02-28 2019-02-26 4 BRODSKY JEFFREY S MS Common Stock A - Award D 39,947 152,740
2019-02-28 2019-02-26 4 WIRTH PAUL C MS Common Stock S - Sale D 42.4029 -25,000 -1,060 169,031
2019-01-31 2019-01-29 4 MITSUBISHI UFJ FINANCIAL GROUP INC MS Common Shares D - Sale to Issuer D 42.5385 -1,167,007 -49,643 411,103,195
2019-01-23 2019-01-18 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Put Option (right to sell) X - Other I 46.00 -7,000 7,000
2019-01-23 2019-01-18 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Call Option (obligation to sell) E - Other I 46.00 -7,000 7,000
2019-01-23 2019-01-18 4 MITSUBISHI UFJ FINANCIAL GROUP INC Through Subsidiary MS Common Shares X - Other I 46.0000 -700,000 -32,200 412,270,202
2019-01-23 2019-01-18 4 BRODSKY JEFFREY S MS Common Stock S - Sale D 43.3763 -15,565 -675 112,420
2019-01-18 2019-01-18 4 GORMAN JAMES P MS Common Stock F - Taxes D 42.5300 -96,230 -4,093 1,343,309
2019-01-18 2019-01-18 4 GORMAN JAMES P MS Common Stock A - Award D 158,796 1,439,539
2019-01-18 2019-01-18 4 KELLEHER THOMAS COLM MS Common Stock F - Taxes D 42.5300 -12,293 -523 912,004
2019-01-18 2019-01-18 4 KELLEHER THOMAS COLM MS Common Stock A - Award D 150,365 924,297
2019-01-18 2019-01-18 4 PRUZAN JONATHAN MS Common Stock F - Taxes D 42.5300 -26,460 -1,125 133,404
2019-01-18 2019-01-18 4 PRUZAN JONATHAN MS Common Stock A - Award D 33,030 159,864
2019-01-18 2019-01-18 4 SIMKOWITZ DANIEL A MS Common Stock F - Taxes D 42.5300 -33,369 -1,419 146,764
2019-01-18 2019-01-18 4 SIMKOWITZ DANIEL A MS Common Stock A - Award D 33,030 180,133
2019-01-18 2019-01-18 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 42.5300 -21,595 -918 227,103
2019-01-18 2019-01-18 4 GROSSMAN ERIC F MS Common Stock A - Award D 30,142 248,698
2019-01-18 2019-01-18 4 Hotsuki Keishi MS Common Stock F - Taxes D 42.5300 -17,508 -745 227,498
2019-01-18 2019-01-18 4 Hotsuki Keishi MS Common Stock A - Award D 24,368 245,006
2019-01-18 2019-01-18 4 BRODSKY JEFFREY S MS Common Stock F - Taxes D 42.5300 -11,281 -480 127,985
2019-01-18 2019-01-18 4 BRODSKY JEFFREY S MS Common Stock A - Award D 17,439 139,266
2019-01-18 2019-01-18 4 WIRTH PAUL C MS Common Stock F - Taxes D 42.5300 -34,242 -1,456 193,173
2019-01-18 2019-01-18 4 WIRTH PAUL C MS Common Stock A - Award D 38,573 227,415
2018-12-26 2018-12-20 4 MITSUBISHI UFJ FINANCIAL GROUP INC MS Common Shares D - Sale to Issuer D 43.2777 -5,408,450 -234,065 412,970,202
2018-12-04 2018-12-01 4 CORLEY ELIZABETH MS Common Stock A - Award D 44.2730 960 42 7,680
2018-12-04 2018-12-01 4 GLOCER THOMAS H MS Common Stock A - Award D 44.2730 1,638 73 65,497
2018-12-04 2018-12-01 4 OLAYAN HUTHAM S MS Common Stock A - Award D 44.2730 1,073 47 166,291
2018-12-04 2018-12-01 4 SCHAPIRO MARY L MS Common Stock A - Award D 44.2730 640 28 4,796
2018-12-04 2018-12-01 4 TRAQUINA PERRY M MS Common Stock A - Award D 44.2730 1,299 58 36,880
2018-11-28 2018-11-01 4 Hotsuki Keishi MS Common Stock G - Gift D -11,000 220,639
2018-10-31 2018-10-30 4 MITSUBISHI UFJ FINANCIAL GROUP INC MS Common Shares D - Sale to Issuer D 45.3242 -1,727,280 -78,288 417,640,652
2018-09-25 2018-09-21 4 MITSUBISHI UFJ FINANCIAL GROUP INC MS Common Shares D - Sale to Issuer D 48.9642 -5,053,616 -247,446 419,367,932
2018-08-29 2018-07-23 4 GORMAN JAMES P MS Common Stock G - Gift D -5,895 1,278,436
2018-08-02 2018-08-01 4 SCHAPIRO MARY L MS Common Stock A - Award D 4,128 4,128
2018-07-30 2018-07-27 4 MITSUBISHI UFJ FINANCIAL GROUP INC MS Common Shares D - Sale to Issuer D 50.7732 -1,285,200 -65,254 424,421,548
2018-06-25 2018-06-22 4 MITSUBISHI UFJ FINANCIAL GROUP INC MS Common Shares D - Sale to Issuer D 52.2763 -5,439,204 -284,341 425,706,748
2018-05-29 2018-05-24 4 GLOCER THOMAS H MS Common Stock A - Award D 53.7395 1,349 73 63,085
2018-05-29 2018-05-24 4 GLOCER THOMAS H MS Common Stock A - Award D 4,652 61,736
2018-05-29 2018-05-24 4 Herz Robert H MS Common Stock A - Award D 4,652 63,268
2018-05-29 2018-05-24 4 Miscik Judith A MS Common Stock A - Award D 4,652 32,831
2018-05-29 2018-05-24 4 NALLY DENNIS M MS Common Stock A - Award D 4,652 15,245
2018-05-29 2018-05-24 4 OLAYAN HUTHAM S MS Common Stock A - Award D 53.7395 884 48 163,166
2018-05-29 2018-05-24 4 OLAYAN HUTHAM S MS Common Stock A - Award D 4,652 162,283
2018-05-29 2018-05-24 4 OWENS JAMES W MS Common Stock A - Award D 53.7395 884 48 82,783
2018-05-29 2018-05-24 4 TRAQUINA PERRY M MS Common Stock A - Award D 53.7395 1,070 58 35,116
2018-05-29 2018-05-24 4 TRAQUINA PERRY M MS Common Stock A - Award D 4,652 34,046
2018-05-29 2018-05-24 4 WILKINS RAYFORD JR MS Common Stock A - Award D 4,652 43,384
2018-05-29 2018-05-24 4 CORLEY ELIZABETH MS Common Stock A - Award D 53.7395 512 28 6,632
2018-05-29 2018-05-24 4 CORLEY ELIZABETH MS Common Stock A - Award D 4,652 6,120
2018-05-29 2018-05-24 4 DARLING ALISTAIR MS Common Stock A - Award D 4,652 18,499
2018-05-24 2018-05-22 4 DARLING ALISTAIR MS Common Stock F - Taxes D 55.0418 -485 -27 13,847
2018-04-27 2018-04-26 4 MITSUBISHI UFJ FINANCIAL GROUP INC MS Common Shares D - Sale to Issuer D 53.4216 -871,200 -46,541 431,145,952
2018-03-01 2018-02-28 4 GORMAN JAMES P By Grantor Retained Annuity Trust MS Common Stock G - Gift I -20,836 52,400
2018-03-01 2018-02-27 4 GORMAN JAMES P MS Common Stock F - Taxes D 57.0100 -102,792 -5,860 1,280,691
2018-03-01 2018-02-27 4 GORMAN JAMES P MS Common Stock A - Award D 193,147 1,383,483
2018-03-01 2018-02-20 4 GORMAN JAMES P MS Common Stock G - Gift D -3,640 1,232,879
2018-03-01 2018-02-16 4 GORMAN JAMES P MS Common Stock G - Gift D -454 1,236,519
2018-03-01 2018-02-27 4 KELLEHER THOMAS COLM MS Common Stock F - Taxes D 57.0100 -72,340 -4,124 771,782
2018-03-01 2018-02-27 4 KELLEHER THOMAS COLM MS Common Stock A - Award D 142,631 844,122
2018-03-01 2018-02-27 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 57.0100 -26,191 -1,493 216,492
2018-03-01 2018-02-27 4 GROSSMAN ERIC F MS Common Stock A - Award D 53,486 242,683
2018-03-01 2018-02-27 4 Hotsuki Keishi MS Common Stock F - Taxes D 57.0100 -21,825 -1,244 230,051
2018-03-01 2018-02-27 4 Hotsuki Keishi MS Common Stock A - Award D 44,571 251,876
2018-03-01 2018-02-27 4 BRODSKY JEFFREY S MS Common Stock F - Taxes D 57.0100 -17,461 -995 120,702
2018-03-01 2018-02-27 4 BRODSKY JEFFREY S MS Common Stock A - Award D 35,657 138,163
2018-02-28 2018-02-26 4 WIRTH PAUL C MS Common Stock S - Sale D 56.9055 -20,000 -1,138 186,003
2018-02-16 2018-02-14 4 BRODSKY JEFFREY S MS Common Stock S - Sale D 54.9665 -11,054 -608 102,221
2018-02-16 2018-02-16 4 PRUZAN JONATHAN MS Common Stock S - Sale D 55.3475 -52,204 -2,889 124,613
2018-02-16 2018-02-14 4 GROSSMAN ERIC F MS Common Stock S - Sale D 54.7211 -17,421 -953 188,674
2018-02-16 2018-02-15 4 GORMAN JAMES P MS Common Stock S - Sale D 55.3381 -100,000 -5,534 1,235,468
2018-02-16 2018-02-14 4 GORMAN JAMES P MS Common Stock G - Gift D -6,244 1,335,468
2018-02-15 2018-02-14 4 SIMKOWITZ DANIEL A MS Common Stock S - Sale D 53.7875 -32,181 -1,731 143,876
2018-02-15 2018-02-13 4 SIMKOWITZ DANIEL A MS Common Stock G - Gift D -9,371 176,057
2018-02-15 2018-02-13 4 SIMKOWITZ DANIEL A MS Common Stock S - Sale D 53.4123 -54,869 -2,931 185,428
2018-02-05 2018-02-01 4 CORLEY ELIZABETH MS Common Stock A - Award D 1,462 1,462
2018-02-05 2018-02-01 4 BOWLES ERSKINE B MS Common Stock D - Sale to Issuer D -1,497 159,236
2018-02-05 2018-02-01 4 BOWLES ERSKINE B MS Common Stock A - Award D 57.0170 417 24 160,733
2018-01-19 2018-01-19 4 Hotsuki Keishi MS Common Stock F - Taxes D 55.8400 -22,381 -1,250 206,903
2018-01-19 2018-01-19 4 Hotsuki Keishi MS Common Stock A - Award D 22,015 229,284
2018-01-19 2018-01-19 4 BRODSKY JEFFREY S MS Common Stock F - Taxes D 55.8400 -14,782 -825 113,275
2018-01-19 2018-01-19 4 BRODSKY JEFFREY S MS Common Stock A - Award D 15,857 128,057
2018-01-19 2018-01-19 4 WIRTH PAUL C MS Common Stock F - Taxes D 55.8400 -35,889 -2,004 205,285
2018-01-19 2018-01-19 4 WIRTH PAUL C MS Common Stock A - Award D 33,627 241,174
2018-01-19 2018-01-19 4 GORMAN JAMES P MS Common Stock F - Taxes D 55.8400 -69,770 -3,896 1,341,712
2018-01-19 2018-01-19 4 GORMAN JAMES P MS Common Stock A - Award D 20,792 1,411,482
2018-01-19 2018-01-19 4 KELLEHER THOMAS COLM MS Common Stock F - Taxes D 55.8400 -25,792 -1,440 700,947
2018-01-19 2018-01-19 4 KELLEHER THOMAS COLM MS Common Stock A - Award D 33,979 726,739
2018-01-19 2018-01-19 4 PRUZAN JONATHAN MS Common Stock F - Taxes D 55.8400 -54,223 -3,028 176,255
2018-01-19 2018-01-19 4 PRUZAN JONATHAN MS Common Stock A - Award D 31,691 230,478
2018-01-19 2018-01-19 4 SIMKOWITZ DANIEL A MS Common Stock F - Taxes D 55.8400 -69,851 -3,900 240,297
2018-01-19 2018-01-19 4 SIMKOWITZ DANIEL A MS Common Stock A - Award D 33,451 310,148
2018-01-19 2018-01-19 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 55.8400 -29,946 -1,672 206,095
2018-01-19 2018-01-19 4 GROSSMAN ERIC F MS Common Stock A - Award D 29,052 236,041
2017-11-30 2017-11-28 4 Hotsuki Keishi MS Common Stock S - Sale D 50.0000 -25,000 -1,250 207,270
2017-11-30 2017-11-20 4 Hotsuki Keishi MS Common Stock G - Gift D -10,000 232,270
2017-11-27 2017-11-22 4 BOWLES ERSKINE B MS Common Stock A - Award D 49.2526 1,303 64 160,335
2017-11-27 2017-11-24 4 DARLING ALISTAIR MS Common Stock S - Sale D 49.2947 -3,850 -190 14,218
2017-11-27 2017-11-22 4 GLOCER THOMAS H MS Common Stock A - Award D 49.2526 1,201 59 56,616
2017-11-27 2017-11-22 4 OLAYAN HUTHAM S MS Common Stock A - Award D 49.2526 964 47 156,286
2017-11-27 2017-11-22 4 OWENS JAMES W MS Common Stock A - Award D 49.2526 1,032 51 81,339
2017-11-27 2017-11-22 4 TRAQUINA PERRY M MS Common Stock A - Award D 49.2526 1,167 57 29,135
2017-10-25 2017-10-23 4 KELLEHER THOMAS COLM MS Common Stock S - Sale D 50.5879 -40,000 -2,024 692,037
2017-10-20 2017-10-18 4 BRODSKY JEFFREY S MS Common Stock S - Sale D 50.0716 -16,397 -821 111,776
2017-10-20 2017-10-18 4 GROSSMAN ERIC F MS Common Stock S - Sale D 49.8270 -26,083 -1,300 206,203
2017-08-03 2017-08-01 4 GORMAN JAMES P MS Employee Stock Option (Right to Buy) M - Exercise D 30.01 -212,366 0
2017-08-03 2017-08-01 4 GORMAN JAMES P MS Common Stock G - Gift D -4,229 1,386,014
2017-08-03 2017-08-01 4 GORMAN JAMES P MS Common Stock S - Sale D 47.2628 -212,366 -10,037 1,390,243
2017-08-03 2017-08-01 4 GORMAN JAMES P MS Common Stock M - Exercise D 30.0100 212,366 6,373 1,602,609
2017-07-21 2017-07-20 4 PRUZAN JONATHAN MS Common Stock S - Sale D 46.6812 -25,767 -1,203 196,708
2017-05-24 2017-05-22 4 OWENS JAMES W MS Common Stock A - Award D 5,991 79,668
2017-05-24 2017-05-22 4 TRAQUINA PERRY M MS Common Stock A - Award D 41.7278 1,198 50 27,675
2017-05-24 2017-05-22 4 TRAQUINA PERRY M MS Common Stock A - Award D 5,991 26,476
2017-05-24 2017-05-22 4 WILKINS RAYFORD JR MS Common Stock A - Award D 5,991 38,290
2017-05-24 2017-05-22 4 OLAYAN HUTHAM S MS Common Stock A - Award D 41.7278 1,138 48 153,781
2017-05-24 2017-05-22 4 OLAYAN HUTHAM S MS Common Stock A - Award D 5,991 152,642
2017-05-24 2017-05-22 4 Miscik Judith A MS Common Stock A - Award D 5,991 27,827
2017-05-24 2017-05-22 4 NALLY DENNIS M MS Common Stock A - Award D 5,991 10,409
2017-05-24 2017-05-22 4 DARLING ALISTAIR MS Common Stock A - Award D 5,991 17,936
2017-05-24 2017-05-22 4 GLOCER THOMAS H MS Common Stock A - Award D 41.7278 1,258 52 54,882
2017-05-24 2017-05-22 4 GLOCER THOMAS H MS Common Stock A - Award D 5,991 53,624
2017-05-24 2017-05-22 4 Herz Robert H MS Common Stock A - Award D 5,991 57,827
2017-05-24 2017-05-22 4 BOWLES ERSKINE B MS Common Stock A - Award D 41.7278 1,737 73 157,369
2017-05-24 2017-05-22 4 BOWLES ERSKINE B MS Common Stock A - Award D 5,991 155,631
2017-05-19 2017-05-17 4 DARLING ALISTAIR MS Common Stock F - Taxes D 41.1546 -810 -33 11,945
2017-05-12 2017-05-10 4 GORMAN JAMES P MS Employee Stock Option (Right to Buy) M - Exercise D 30.01 -212,365 212,366
2017-05-12 2017-05-10 4 GORMAN JAMES P MS Common Stock S - Sale D 42.9333 -212,365 -9,118 1,388,213
2017-05-12 2017-05-10 4 GORMAN JAMES P MS Common Stock M - Exercise D 30.0100 212,365 6,373 1,600,578
2017-05-12 2017-05-10 4 GORMAN JAMES P MS Common Stock G - Gift D -1,165 1,388,213
2017-05-12 2017-04-26 4 GORMAN JAMES P MS Common Stock G - Gift D -1,124 1,389,378
2017-03-03 2017-03-01 4 Hotsuki Keishi MS Common Stock F - Taxes D 45.6700 -20,588 -940 240,511
2017-03-03 2017-03-01 4 Hotsuki Keishi MS Common Stock A - Award D 39,925 261,099
2017-03-03 2017-03-01 4 BRODSKY JEFFREY S MS Common Stock F - Taxes D 45.6700 -16,629 -759 127,365
2017-03-03 2017-03-01 4 BRODSKY JEFFREY S MS Common Stock A - Award D 32,247 143,994
2017-03-03 2017-03-01 4 KELLEHER THOMAS COLM MS Common Stock F - Taxes D 45.6700 -73,159 -3,341 730,657
2017-03-03 2017-03-01 4 KELLEHER THOMAS COLM MS Common Stock A - Award D 148,442 803,816
2017-03-03 2017-03-01 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 45.6700 -25,340 -1,157 230,788
2017-03-03 2017-03-01 4 GROSSMAN ERIC F MS Common Stock A - Award D 49,139 256,128
2017-03-03 2017-03-01 4 GORMAN JAMES P MS Common Stock F - Taxes D 45.6700 -102,861 -4,698 1,390,502
2017-03-03 2017-03-01 4 GORMAN JAMES P MS Common Stock A - Award D 184,273 1,483,941
2017-03-03 2017-01-19 4 GORMAN JAMES P MS Common Stock G - Gift D -6,590 1,297,782
2017-02-17 2017-02-15 4 DARLING ALISTAIR MS Common Stock F - Taxes D 46.4778 -1 -0 12,703
2017-02-15 2017-02-14 4 WIRTH PAUL C MS Common Stock S - Sale D 46.0350 -12,481 -575 203,557
2017-02-10 2017-02-08 4 KELLEHER THOMAS COLM MS Employee Stock Option (Right to Buy) M - Exercise D 30.01 -182,027 0
2017-02-10 2017-02-08 4 KELLEHER THOMAS COLM MS Common Stock S - Sale D 43.8209 -182,027 -7,977 654,782
2017-02-10 2017-02-08 4 KELLEHER THOMAS COLM MS Common Stock M - Exercise D 30.0100 182,027 5,463 836,809
2017-02-02 2017-02-01 4 DARLING ALISTAIR MS Common Stock F - Taxes D 42.9393 -291 -12 12,648
2017-01-27 2017-01-26 4 WIRTH PAUL C MS Common Stock S - Sale D 44.2541 -10,000 -443 216,038
2017-01-20 2017-01-19 4 GORMAN JAMES P MS Employee Stock Option (Right to Buy) M - Exercise D 22.98 -284,827 0
2017-01-20 2017-01-19 4 GORMAN JAMES P MS Common Stock S - Sale D 42.2966 -284,827 -12,047 1,304,372
2017-01-20 2017-01-19 4 GORMAN JAMES P MS Common Stock M - Exercise D 22.9800 284,827 6,545 1,589,199
2017-01-20 2017-01-18 4 GORMAN JAMES P MS Common Stock F - Taxes D 42.1500 -42,328 -1,784 1,304,372
2017-01-20 2017-01-18 4 GORMAN JAMES P MS Common Stock A - Award D 117,293 1,346,700
2017-01-20 2017-01-18 4 KELLEHER THOMAS COLM MS Common Stock F - Taxes D 42.1500 -46,368 -1,954 654,782
2017-01-20 2017-01-18 4 KELLEHER THOMAS COLM MS Common Stock A - Award D 56,206 701,152
2017-01-20 2017-01-18 4 PRUZAN JONATHAN MS Common Stock F - Taxes D 42.1500 -25,189 -1,062 220,733
2017-01-20 2017-01-18 4 PRUZAN JONATHAN MS Common Stock A - Award D 34,036 245,923
2017-01-20 2017-01-18 4 SIMKOWITZ DANIEL A MS Common Stock F - Taxes D 42.1500 -30,887 -1,302 271,961
2017-01-20 2017-01-18 4 SIMKOWITZ DANIEL A MS Common Stock A - Award D 38,726 302,848
2017-01-20 2017-01-19 4 GROSSMAN ERIC F MS Common Stock S - Sale D 42.1360 -17,562 -740 206,347
2017-01-20 2017-01-18 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 42.1500 -18,191 -767 223,909
2017-01-20 2017-01-18 4 GROSSMAN ERIC F MS Common Stock A - Award D 32,863 242,100
2017-01-20 2017-01-18 4 Hotsuki Keishi MS Common Stock F - Taxes D 42.1500 -13,334 -562 220,679
2017-01-20 2017-01-18 4 Hotsuki Keishi MS Common Stock A - Award D 24,655 234,013
2017-01-20 2017-01-19 4 BRODSKY JEFFREY S MS Common Stock S - Sale D 42.3699 -11,755 -498 111,400
2017-01-20 2017-01-18 4 BRODSKY JEFFREY S MS Common Stock F - Taxes D 42.1500 -9,243 -390 123,155
2017-01-20 2017-01-18 4 BRODSKY JEFFREY S MS Common Stock A - Award D 17,619 132,398
2017-01-20 2017-01-18 4 WIRTH PAUL C MS Common Stock F - Taxes D 42.1500 -15,130 -638 226,038
2017-01-20 2017-01-18 4 WIRTH PAUL C MS Common Stock A - Award D 44,824 241,169
2016-12-22 2016-09-15 4 KLEINFELD KLAUS MS Common Stock G - Gift D -1,590 51,952
2016-12-02 2016-12-01 4 SIMKOWITZ DANIEL A MS Employee Stock Option (Right to Buy) M - Exercise D 30.01 -121,351 0
2016-12-02 2016-12-01 4 SIMKOWITZ DANIEL A MS Common Stock S - Sale D 42.0509 -121,351 -5,103 264,122
2016-12-02 2016-12-01 4 SIMKOWITZ DANIEL A MS Common Stock M - Exercise D 30.0100 121,351 3,642 385,473
2016-12-02 2016-11-30 4 GORMAN JAMES P MS Common Stock S - Sale D 41.3810 -100,000 -4,138 1,229,408
2016-12-02 2016-11-22 4 GORMAN JAMES P MS Common Stock G - Gift D -13,627 1,329,408
2016-12-02 2016-11-18 4 GORMAN JAMES P MS Common Stock G - Gift D -15,406 1,343,035
2016-12-02 2016-10-26 4 GORMAN JAMES P MS Common Stock G - Gift D -9,791 1,356,401
2016-11-21 2016-11-18 4 ROSENTHAL JAMES A MS Employee Stock Option (Right to Buy) M - Exercise D 30.01 -121,351 0
2016-11-21 2016-11-18 4 ROSENTHAL JAMES A MS Common Stock G - Gift D -10,151 172,910
2016-11-21 2016-11-18 4 ROSENTHAL JAMES A MS Common Stock S - Sale D 40.3366 -111,200 -4,485 183,061
2016-11-21 2016-11-18 4 ROSENTHAL JAMES A MS Common Stock M - Exercise D 30.0100 121,351 3,642 294,261
2016-11-18 2016-11-17 4 BOWLES ERSKINE B MS Common Stock A - Award D 39.7101 1,700 67 148,315
2016-11-18 2016-11-17 4 GLOCER THOMAS H MS Common Stock A - Award D 39.7101 1,322 53 47,251
2016-11-18 2016-11-17 4 OLAYAN HUTHAM S MS Common Stock A - Award D 39.7101 1,196 47 145,424
2016-11-18 2016-11-17 4 TRAQUINA PERRY M MS Common Stock A - Award D 39.7101 1,070 43 20,304
2016-11-16 2016-11-14 4 BRODSKY JEFFREY S MS Employee Stock Option (Right to Buy) M - Exercise D 30.01 -60,675 0
2016-11-16 2016-11-14 4 BRODSKY JEFFREY S MS Common Stock S - Sale D 39.1183 -60,675 -2,374 114,337
2016-11-16 2016-11-14 4 BRODSKY JEFFREY S MS Common Stock M - Exercise D 30.0100 60,675 1,821 175,012
2016-11-16 2016-11-14 4 WIRTH PAUL C MS Employee Stock Option (Right to Buy) M - Exercise D 30.01 -60,675 0
2016-11-16 2016-11-14 4 WIRTH PAUL C MS Common Stock S - Sale D 39.0009 -60,675 -2,366 195,351
2016-11-16 2016-11-14 4 WIRTH PAUL C MS Common Stock M - Exercise D 30.0100 60,675 1,821 256,026
2016-11-14 2016-11-11 4 GROSSMAN ERIC F MS Employee Stock Option (Right to Buy) M - Exercise D 30.01 -60,675 0
2016-11-14 2016-11-11 4 GROSSMAN ERIC F MS Common Stock S - Sale D 37.8420 -60,675 -2,296 208,436
2016-11-14 2016-11-11 4 GROSSMAN ERIC F MS Common Stock M - Exercise D 30.0100 60,675 1,821 269,111
2016-11-14 2016-11-10 4 KELLEHER THOMAS COLM MS Employee Stock Option (Right to Buy) M - Exercise D 22.98 -222,713 0
2016-11-14 2016-11-10 4 KELLEHER THOMAS COLM MS Common Stock S - Sale D 38.7089 -64,127 -2,482 644,041
2016-11-14 2016-11-10 4 KELLEHER THOMAS COLM MS Common Stock S - Sale D 37.9213 -155,167 -5,884 708,168
2016-11-14 2016-11-10 4 KELLEHER THOMAS COLM MS Common Stock M - Exercise D 22.9800 222,713 5,118 863,335
2016-11-14 2016-11-11 4 GORMAN JAMES P MS Employee Stock Option (Right to Buy) M - Exercise D 22.98 -200,000 284,827
2016-11-14 2016-11-11 4 GORMAN JAMES P MS Common Stock S - Sale D 37.7023 -200,000 -7,540 1,366,192
2016-11-14 2016-11-11 4 GORMAN JAMES P MS Common Stock M - Exercise D 22.9800 200,000 4,596 1,566,192
2016-11-10 2016-11-10 4 SIMKOWITZ DANIEL A MS Common Stock S - Sale D 37.5582 -60,119 -2,258 262,784
2016-11-09 2016-11-08 4 PRUZAN JONATHAN MS Common Stock S - Sale D 33.8973 -44,625 -1,513 210,814
2016-11-03 2016-11-01 4 NALLY DENNIS M MS Common Stock A - Award D 4,378 4,378
2016-10-31 2016-10-27 4 ROSENTHAL JAMES A MS Employee Stock Option (Right to Buy) M - Exercise D 22.98 -74,009 0
2016-10-31 2016-10-27 4 ROSENTHAL JAMES A MS Common Stock G - Gift D -7,509 172,034
2016-10-31 2016-10-27 4 ROSENTHAL JAMES A MS Common Stock S - Sale D 33.8944 -66,500 -2,254 179,543
2016-10-31 2016-10-27 4 ROSENTHAL JAMES A MS Common Stock M - Exercise D 22.9800 74,009 1,701 246,043
2016-10-24 2016-10-20 4 KELLEHER THOMAS COLM MS Employee Stock Option (Right to Buy) M - Exercise D 22.98 -222,712 222,713
2016-10-24 2016-10-20 4 KELLEHER THOMAS COLM MS Common Stock S - Sale D 32.9036 -222,712 -7,328 640,622
2016-10-24 2016-10-20 4 KELLEHER THOMAS COLM MS Common Stock M - Exercise D 22.9800 222,712 5,118 863,334
2016-10-24 2016-10-20 4 ROSENTHAL JAMES A MS Employee Stock Option (Right to Buy) M - Exercise D 22.98 -200,000 74,009
2016-10-24 2016-10-20 4 ROSENTHAL JAMES A MS Common Stock G - Gift D -11,000 172,034
2016-10-24 2016-10-20 4 ROSENTHAL JAMES A MS Common Stock S - Sale D 32.8459 -189,000 -6,208 183,034
2016-10-24 2016-10-20 4 ROSENTHAL JAMES A MS Common Stock M - Exercise D 22.9800 200,000 4,596 372,034
2016-10-24 2016-10-21 4 GROSSMAN ERIC F MS Employee Stock Option (Right to Buy) M - Exercise D 22.98 -247,570 0
2016-10-24 2016-10-21 4 GROSSMAN ERIC F MS Common Stock S - Sale D 33.2230 -220,400 -7,322 208,436
2016-10-24 2016-10-21 4 GROSSMAN ERIC F MS Common Stock M - Exercise D 22.9800 247,570 5,689 428,836
2016-09-01 2016-08-30 4 WIRTH PAUL C MS Common Stock S - Sale D 31.7050 -397 -13 195,351
2016-09-01 2016-08-30 4 WIRTH PAUL C MS Common Stock S - Sale D 31.7000 -18,532 -587 195,748
2016-09-01 2016-07-25 4 GORMAN JAMES P MS Common Stock G - Gift D -100 1,366,192
2016-08-18 2016-08-17 4 Hotsuki Keishi MS Employee Stock Option (Right to Buy) M - Exercise D 22.98 -230,870 0
2016-08-18 2016-08-17 4 Hotsuki Keishi MS Common Stock S - Sale D 30.2500 -15,582 -471 208,739
2016-08-18 2016-08-17 4 Hotsuki Keishi MS Common Stock S - Sale D 30.2665 -230,870 -6,988 224,321
2016-08-18 2016-08-17 4 Hotsuki Keishi MS Common Stock M - Exercise D 22.9800 230,870 5,305 455,191
2016-08-17 2016-08-16 4 WIRTH PAUL C MS Common Stock S - Sale D 30.2000 -20,000 -604 214,280
2016-08-04 2016-08-02 4 Nicolaisen Donald T MS Common Stock S - Sale D 27.8810 -1,902 -53 89,802
2016-08-04 2016-08-02 4 Nicolaisen Donald T MS Common Stock S - Sale D 27.8801 -1,400 -39 91,704
2016-07-29 3 SIMKOWITZ DANIEL A By 401(k) Plan MS Common Stock I 323,903
2016-07-29 3 SIMKOWITZ DANIEL A By 401(k) Plan MS Common Stock I 323,903
2016-07-29 3 SIMKOWITZ DANIEL A MS Common Stock D 643,662
2016-07-29 3 SIMKOWITZ DANIEL A MS Common Stock D 643,662
2016-07-27 2016-07-25 4 ROSENTHAL JAMES A MS Employee Stock Option (Right to Buy) M - Exercise D 22.98 -100,000 274,009
2016-07-27 2016-07-25 4 ROSENTHAL JAMES A MS Common Stock G - Gift D -8,574 170,880
2016-07-27 2016-07-25 4 ROSENTHAL JAMES A MS Common Stock S - Sale D 29.0627 -91,426 -2,657 179,454
2016-07-27 2016-07-25 4 ROSENTHAL JAMES A MS Common Stock M - Exercise D 22.9800 100,000 2,298 270,880
2016-07-22 2016-07-21 4 KELLEHER THOMAS COLM MS Common Stock F - Taxes D 28.7800 -20,411 -587 639,429
2016-07-22 2016-07-21 4 BRODSKY JEFFREY S MS Common Stock S - Sale D 28.8382 -9,955 -287 113,755
2016-07-22 2016-07-21 4 BRODSKY JEFFREY S MS Common Stock S - Sale D 28.7500 -10,000 -288 123,710
2016-06-01 2016-05-31 4 GORMAN JAMES P MS Common Stock G - Gift D -3,627 1,363,605
2016-05-26 2016-05-25 4 GROSSMAN ERIC F MS Common Stock S - Sale D 28.2090 -24,952 -704 180,212
2016-05-19 2016-05-17 4 BOWLES ERSKINE B MS Common Stock A - Award D 26.2455 2,381 63 144,894
2016-05-19 2016-05-17 4 BOWLES ERSKINE B MS Common Stock A - Award D 9,525 142,513
2016-05-19 2016-05-17 4 DARLING ALISTAIR MS Common Stock A - Award D 9,525 12,788
2016-05-19 2016-05-17 4 GLOCER THOMAS H MS Common Stock A - Award D 26.2455 2,000 52 45,443
2016-05-19 2016-05-17 4 GLOCER THOMAS H MS Common Stock A - Award D 9,525 43,443
2016-05-19 2016-05-17 4 Herz Robert H MS Common Stock A - Award D 9,525 51,039
2016-05-19 2016-05-17 4 KLEINFELD KLAUS MS Common Stock A - Award D 9,525 53,166
2016-05-19 2016-05-17 4 Miscik Judith A MS Common Stock A - Award D 26.2455 724 19 21,495
2016-05-19 2016-05-17 4 Miscik Judith A MS Common Stock A - Award D 9,525 20,771
2016-05-19 2016-05-17 4 Nicolaisen Donald T MS Common Stock A - Award D 9,525 93,105
2016-05-19 2016-05-17 4 OLAYAN HUTHAM S MS Common Stock A - Award D 26.2455 1,810 47 142,628
2016-05-19 2016-05-17 4 OLAYAN HUTHAM S MS Common Stock A - Award D 9,525 140,818
2016-05-19 2016-05-17 4 OWENS JAMES W MS Common Stock A - Award D 9,525 72,461
2016-05-19 2016-05-17 4 TRAQUINA PERRY M MS Common Stock A - Award D 26.2455 1,619 42 19,008
2016-05-19 2016-05-17 4 TRAQUINA PERRY M MS Common Stock A - Award D 9,525 17,388
2016-05-19 2016-05-17 4 WILKINS RAYFORD JR MS Common Stock A - Award D 9,525 31,865
2016-03-01 2016-02-26 4 ROSENTHAL JAMES A By Revocable Trust MS Common Stock S - Sale I 25.1270 -50,000 -1,256 170,197
2016-02-26 2016-02-25 4 GORMAN JAMES P MS Common Stock F - Taxes D 23.7100 -123,478 -2,928 1,383,156
2016-02-26 2016-02-25 4 GORMAN JAMES P MS Common Stock A - Award D 221,210 1,506,634
2016-02-26 2016-02-25 4 KELLEHER THOMAS COLM MS Common Stock F - Taxes D 23.7100 -83,174 -1,972 658,586
2016-02-26 2016-02-25 4 KELLEHER THOMAS COLM MS Common Stock A - Award D 176,968 741,760
2016-02-26 2016-02-25 4 ROSENTHAL JAMES A MS Common Stock G - Gift D -71,670 169,905
2016-02-26 2016-02-25 4 ROSENTHAL JAMES A MS Common Stock F - Taxes D 23.7100 -90,550 -2,147 241,575
2016-02-26 2016-02-25 4 ROSENTHAL JAMES A MS Common Stock A - Award D 162,220 332,125
2016-02-26 2016-02-25 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 23.7100 -36,503 -865 204,274
2016-02-26 2016-02-25 4 GROSSMAN ERIC F MS Common Stock A - Award D 70,786 240,777
2016-02-26 2016-02-25 4 Hotsuki Keishi MS Common Stock F - Taxes D 23.7100 -30,419 -721 222,813
2016-02-26 2016-02-25 4 Hotsuki Keishi MS Common Stock A - Award D 58,989 253,232
2016-02-26 2016-02-25 4 BRODSKY JEFFREY S MS Common Stock F - Taxes D 23.7100 -24,335 -577 133,218
2016-02-26 2016-02-25 4 BRODSKY JEFFREY S MS Common Stock A - Award D 47,191 157,553
2016-02-02 2016-02-01 4 DARLING ALISTAIR MS Common Stock A - Award D 3,244 3,244
2016-01-22 2016-01-20 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 26.2600 -7,625 -200 169,011
2016-01-22 2016-01-20 4 GROSSMAN ERIC F MS Common Stock A - Award D 50,473 176,637
2016-01-22 2016-01-20 4 BRODSKY JEFFREY S MS Common Stock F - Taxes D 26.2600 -15,330 -403 109,821
2016-01-22 2016-01-20 4 BRODSKY JEFFREY S MS Common Stock A - Award D 27,842 125,153
2016-01-22 2016-01-20 4 PRUZAN JONATHAN MS Common Stock F - Taxes D 26.2600 -44,496 -1,168 251,517
2016-01-22 2016-01-20 4 PRUZAN JONATHAN MS Common Stock A - Award D 55,216 296,014
2016-01-22 2016-01-20 4 KELLEHER THOMAS COLM MS Common Stock F - Taxes D 26.2600 -31,718 -833 563,413
2016-01-22 2016-01-20 4 KELLEHER THOMAS COLM MS Common Stock A - Award D 125,384 595,133
2016-01-22 2016-01-20 4 WIRTH PAUL C MS Common Stock F - Taxes D 26.2600 -27,043 -710 230,646
2016-01-22 2016-01-20 4 WIRTH PAUL C MS Common Stock A - Award D 75,883 257,689
2016-01-22 2016-01-20 4 Hotsuki Keishi MS Common Stock F - Taxes D 26.2600 -5,924 -156 193,484
2016-01-22 2016-01-20 4 Hotsuki Keishi MS Common Stock A - Award D 39,753 199,409
2016-01-22 2016-01-20 4 ROSENTHAL JAMES A MS Common Stock G - Gift D -13,143 168,834
2016-01-22 2016-01-20 4 ROSENTHAL JAMES A MS Common Stock F - Taxes D 26.2600 -9,434 -248 181,977
2016-01-22 2016-01-20 4 ROSENTHAL JAMES A MS Common Stock A - Award D 69,531 191,411
2016-01-22 2016-01-20 4 GORMAN JAMES P MS Common Stock F - Taxes D 26.2600 -17,067 -448 1,282,928
2016-01-22 2016-01-20 4 GORMAN JAMES P MS Common Stock A - Award D 183,678 1,299,995
2016-01-22 2016-01-20 4 GORMAN JAMES P MS Common Stock G - Gift D -12,177 1,116,317
2016-01-15 3 BRODSKY JEFFREY S By 401(k) Plan MS Common Stock I 104,203
2016-01-15 3 BRODSKY JEFFREY S By 401(k) Plan MS Common Stock I 104,203
2016-01-15 3 BRODSKY JEFFREY S MS Common Stock D 198,068
2016-01-15 3 BRODSKY JEFFREY S MS Common Stock D 198,068
2015-12-02 2015-12-01 4 GORMAN JAMES P MS Common Stock G - Gift D -3,498 1,128,494
2015-12-02 2015-10-26 4 GORMAN JAMES P MS Common Stock G - Gift D -50 1,130,897
2015-11-20 2015-11-19 4 OLAYAN HUTHAM S MS Common Stock A - Award D 34.2019 1,389 48 129,787
2015-11-20 2015-11-19 4 Miscik Judith A MS Common Stock A - Award D 34.2019 556 19 11,131
2015-11-20 2015-11-19 4 BOWLES ERSKINE B MS Common Stock A - Award D 34.2019 1,754 60 131,364
2015-11-20 2015-11-19 4 GLOCER THOMAS H MS Common Stock A - Award D 34.2019 1,535 52 33,535
2015-11-20 2015-11-19 4 TRAQUINA PERRY M MS Common Stock A - Award D 34.2019 1,243 42 7,767
2015-08-31 2015-07-23 4 FLEMING GREGORY J MS Common Stock G - Gift D -14,909 498,726
2015-08-04 2015-07-31 4 ROSENTHAL JAMES A By Revocable Trust MS Common Stock S - Sale I 39.2500 -12,000 -471 135,384
2015-07-23 2015-07-21 4 KELLEHER THOMAS COLM MS Common Stock F - Taxes D 40.0400 -15,555 -623 468,423
2015-06-02 2015-06-01 4 GORMAN JAMES P MS Common Stock G - Gift D -1,304 1,129,968
2015-06-02 2015-04-22 4 GORMAN JAMES P MS Common Stock G - Gift D -1,352 1,130,297
2015-05-27 2015-05-26 4 Nicolaisen Donald T MS Common Stock S - Sale D 37.7710 -4,160 -157 81,872
2015-05-21 2015-05-19 4 BOWLES ERSKINE B MS Common Stock A - Award D 38.6392 1,488 57 128,531
2015-05-21 2015-05-19 4 BOWLES ERSKINE B MS Common Stock A - Award D 6,470 127,043
2015-05-21 2015-05-19 4 DAVIES HOWARD J MS Common Stock F - Taxes D 38.6392 -4,792 -185 67,151
2015-05-21 2015-05-19 4 GLOCER THOMAS H MS Common Stock A - Award D 38.6392 1,316 51 31,742
2015-05-21 2015-05-19 4 GLOCER THOMAS H MS Common Stock A - Award D 6,470 30,426
2015-05-21 2015-05-19 4 Herz Robert H MS Common Stock A - Award D 6,470 40,931
2015-05-21 2015-05-19 4 KLEINFELD KLAUS MS Common Stock A - Award D 6,470 43,121
2015-05-21 2015-05-19 4 Miscik Judith A MS Common Stock A - Award D 38.6392 414 16 10,487
2015-05-21 2015-05-19 4 Miscik Judith A MS Common Stock A - Award D 6,470 10,073
2015-05-21 2015-05-19 4 Nicolaisen Donald T MS Common Stock A - Award D 6,470 86,032
2015-05-21 2015-05-19 4 OLAYAN HUTHAM S MS Common Stock A - Award D 38.6392 1,100 42 127,397
2015-05-21 2015-05-19 4 OLAYAN HUTHAM S MS Common Stock A - Award D 6,470 126,297
2015-05-21 2015-05-19 4 OWENS JAMES W MS Common Stock A - Award D 6,470 61,943
2015-05-21 2015-05-19 4 TRAQUINA PERRY M MS Common Stock A - Award D 6,470 6,470
2015-05-21 2015-05-19 4 TYSON LAURA D MS Common Stock A - Award D 6,470 76,549
2015-05-21 2015-05-19 4 WILKINS RAYFORD JR MS Common Stock A - Award D 6,470 22,042
2015-05-19 2015-05-15 4 DAVIES HOWARD J MS Common Stock F - Taxes D 37.8779 -262 -10 71,947
2015-05-14 2015-05-13 4 DAVIES HOWARD J MS Common Stock F - Taxes D 37.7142 -860 -32 72,005
2015-05-12 2015-05-11 4 WIRTH PAUL C MS Common Stock S - Sale D 38.3650 -39,462 -1,514 179,582
2015-05-06 3 PRUZAN JONATHAN By 401(k) Plan MS Common Stock I 248,157
2015-05-06 3 PRUZAN JONATHAN MS Common Stock D 480,858
2015-05-06 3 PRUZAN JONATHAN MS Common Stock D 480,858
2015-05-06 3 PRUZAN JONATHAN By 401(k) Plan MS Common Stock I 248,157
2015-05-01 2015-04-29 4 KELLEHER THOMAS COLM MS Common Stock S - Sale D 36.7200 -32,833 -1,206 483,225
2015-04-21 2015-04-21 4 GROSSMAN ERIC F MS Common Stock S - Sale D 37.1020 -34,481 -1,279 124,646
2015-04-21 2015-04-21 4 ROSENTHAL JAMES A By Revocable Trust MS Common Stock S - Sale I 37.1000 -50,030 -1,856 147,384
2015-03-02 2015-03-02 4 GORMAN JAMES P MS Common Stock G - Gift D -8,525 1,131,649
2015-03-02 2015-03-02 4 GORMAN JAMES P MS Common Stock F - Taxes D 35.7900 -63,362 -2,268 1,140,174
2015-03-02 2015-03-02 4 GORMAN JAMES P MS Common Stock A - Award D 113,510 1,203,536
2015-03-02 2015-03-02 4 FLEMING GREGORY J MS Common Stock F - Taxes D 35.7900 -51,296 -1,836 512,195
2015-03-02 2015-03-02 4 FLEMING GREGORY J MS Common Stock A - Award D 99,468 563,491
2015-03-02 2015-03-02 4 KELLEHER THOMAS COLM MS Common Stock F - Taxes D 35.7900 -46,553 -1,666 516,058
2015-03-02 2015-03-02 4 KELLEHER THOMAS COLM MS Common Stock A - Award D 99,047 562,611
2015-03-02 2015-03-02 4 Porat Ruth MS Common Stock F - Taxes D 35.7900 -52,257 -1,870 881,037
2015-03-02 2015-03-02 4 Porat Ruth MS Common Stock A - Award D 93,616 933,294
2015-03-02 2015-03-02 4 ROSENTHAL JAMES A MS Common Stock G - Gift D -37,482 120,389
2015-03-02 2015-03-02 4 ROSENTHAL JAMES A MS Common Stock F - Taxes D 35.7900 -47,358 -1,695 157,871
2015-03-02 2015-03-02 4 ROSENTHAL JAMES A MS Common Stock A - Award D 84,840 205,229
2015-03-02 2015-03-02 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 35.7900 -10,260 -367 159,127
2015-03-02 2015-03-02 4 GROSSMAN ERIC F MS Common Stock A - Award D 19,893 169,387
2015-03-02 2015-03-02 4 Hotsuki Keishi MS Common Stock F - Taxes D 35.7900 -26,430 -946 158,488
2015-03-02 2015-03-02 4 Hotsuki Keishi MS Common Stock A - Award D 51,248 184,918
2015-03-02 2015-03-02 4 WIRTH PAUL C MS Common Stock F - Taxes D 35.7900 -11,768 -421 219,044
2015-03-02 2015-03-02 4 WIRTH PAUL C MS Common Stock A - Award D 22,818 230,812
2015-01-23 2015-01-23 4 WIRTH PAUL C MS Common Stock S - Sale D 35.4500 -20,100 -713 207,509
2015-01-23 2015-01-23 4 WIRTH PAUL C MS Common Stock S - Sale D 35.4600 -1,400 -50 227,609
2015-01-23 2015-01-21 4 WIRTH PAUL C MS Common Stock F - Taxes D 34.7500 -32,339 -1,124 229,009
2015-01-23 2015-01-21 4 WIRTH PAUL C MS Common Stock A - Award D 77,930 261,350
2015-01-23 2014-12-04 4 WIRTH PAUL C MS Common Stock F - Taxes D 35.5550 -1,468 -52 183,420
2015-01-23 2015-01-21 4 KELLEHER THOMAS COLM MS Common Stock F - Taxes D 34.7500 -42,903 -1,491 463,050
2015-01-23 2015-01-21 4 KELLEHER THOMAS COLM MS Common Stock A - Award D 103,492 505,954
2015-01-23 2015-01-21 4 FLEMING GREGORY J MS Common Stock F - Taxes D 34.7500 -60,269 -2,094 463,533
2015-01-23 2015-01-21 4 FLEMING GREGORY J MS Common Stock A - Award D 84,048 523,803
2015-01-23 2015-01-21 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 34.7500 -20,560 -714 149,163
2015-01-23 2015-01-21 4 GROSSMAN ERIC F MS Common Stock A - Award D 62,304 169,724
2015-01-23 2015-01-21 4 Hotsuki Keishi MS Common Stock F - Taxes D 34.7500 -29,698 -1,032 133,415
2015-01-23 2015-01-21 4 Hotsuki Keishi MS Common Stock A - Award D 47,730 163,114
2015-01-23 2015-01-21 4 ROSENTHAL JAMES A MS Common Stock G - Gift D -52,089 120,064
2015-01-23 2015-01-21 4 ROSENTHAL JAMES A MS Common Stock F - Taxes D 34.7500 -52,533 -1,826 172,153
2015-01-23 2015-01-21 4 ROSENTHAL JAMES A MS Common Stock A - Award D 53,340 224,688
2015-01-23 2015-01-21 4 Porat Ruth MS Common Stock F - Taxes D 34.7500 -73,366 -2,549 839,157
2015-01-23 2015-01-21 4 Porat Ruth MS Common Stock A - Award D 63,576 912,524
2015-01-23 2015-01-21 4 GORMAN JAMES P MS Common Stock F - Taxes D 34.7500 -94,613 -3,288 1,075,725
2015-01-23 2015-01-21 4 GORMAN JAMES P MS Common Stock A - Award D 127,884 1,170,339
2014-12-02 2014-12-01 4 Miscik Judith A MS Common Stock A - Award D 3,579 3,579
2014-12-01 2014-10-28 4 GORMAN JAMES P MS Common Stock G - Gift D -730 1,042,455
2014-12-01 2014-11-20 4 Porat Ruth MS Common Stock G - Gift D -197 848,948
2014-12-01 2014-11-19 4 Porat Ruth MS Common Stock G - Gift D -1,014 849,145
2014-12-01 2014-11-06 4 Porat Ruth MS Common Stock G - Gift D -11,500 849,403
2014-11-26 2014-11-26 4 TYSON LAURA D MS Common Stock S - Sale D 35.2974 -25,000 -882 69,791
2014-11-18 2014-11-15 4 DAVIES HOWARD J MS Common Stock F - Taxes D 35.7747 -421 -15 72,725
2014-11-14 2014-11-13 4 BOWLES ERSKINE B MS Common Stock A - Award D 35.8046 1,606 58 119,443
2014-11-14 2014-11-13 4 GLOCER THOMAS H MS Common Stock A - Award D 35.8046 1,257 45 23,744
2014-11-14 2014-11-13 4 OLAYAN HUTHAM S MS Common Stock A - Award D 35.8046 1,187 42 118,779
2014-11-04 2014-11-01 4 SEXTON O GRIFFITH MS Common Stock D - Sale to Issuer D -4,122 740,053
2014-11-04 2014-11-01 4 SEXTON O GRIFFITH MS Common Stock A - Award D 35.0071 1,214 42 744,176
2014-08-28 2014-08-07 4 GORMAN JAMES P MS Common Stock G - Gift D -13,193 1,042,348
2014-08-26 2014-08-25 4 WIRTH PAUL C MS Common Stock S - Sale D 34.4450 -100 -3 184,402
2014-08-26 2014-08-25 4 WIRTH PAUL C MS Common Stock S - Sale D 34.4400 -9,900 -341 184,502
2014-08-26 2014-08-25 4 GROSSMAN ERIC F MS Employee Stock Option (Right to Buy) M - Exercise D 22.98 -54,500 247,570
2014-08-26 2014-08-25 4 GROSSMAN ERIC F MS Common Stock S - Sale D 34.2885 -54,500 -1,869 107,121
2014-08-26 2014-08-25 4 GROSSMAN ERIC F MS Common Stock M - Exercise D 22.9800 54,500 1,252 161,621
2014-07-25 2014-07-23 4 GROSSMAN ERIC F MS Employee Stock Option (Right to Buy) M - Exercise D 22.98 -35,000 302,070
2014-07-25 2014-07-23 4 GROSSMAN ERIC F MS Common Stock S - Sale D 32.8970 -35,000 -1,151 106,790
2014-07-25 2014-07-23 4 GROSSMAN ERIC F MS Common Stock M - Exercise D 22.9800 35,000 804 141,790
2014-07-24 2014-07-22 4 FLEMING GREGORY J MS Employee Stock Option (Right to Buy) M - Exercise D 22.98 -100,000 347,888
2014-07-24 2014-07-22 4 FLEMING GREGORY J MS Common Stock S - Sale D 33.0173 -100,000 -3,302 438,430
2014-07-24 2014-07-22 4 FLEMING GREGORY J MS Common Stock M - Exercise D 22.9800 100,000 2,298 538,430
2014-07-23 2014-07-21 4 KELLEHER THOMAS COLM MS Common Stock F - Taxes D 32.5350 -2,750 -89 401,420
2014-07-18 2014-07-18 4 ROSENTHAL JAMES A By Revocable Trust MS Common Stock S - Sale I 32.5000 -30,800 -1,001 107,843
2014-05-16 2014-05-15 4 DAVIES HOWARD J MS Common Stock F - Taxes D 29.5719 -262 -8 72,828
2014-05-16 2014-05-14 4 DAVIES HOWARD J MS Common Stock F - Taxes D 30.1906 -1,076 -32 72,913
2014-05-16 2014-05-07 4 GORMAN JAMES P MS Common Stock G - Gift D -852 1,054,618
2014-05-15 2014-05-13 4 BOWLES ERSKINE B MS Common Stock A - Award D 30.4180 1,726 53 117,112
2014-05-15 2014-05-13 4 BOWLES ERSKINE B MS Common Stock A - Award D 8,219 115,386
2014-05-15 2014-05-13 4 DAVIES HOWARD J MS Common Stock A - Award D 8,219 73,990
2014-05-15 2014-05-13 4 GLOCER THOMAS H MS Common Stock A - Award D 30.4180 1,397 42 22,381
2014-05-15 2014-05-13 4 GLOCER THOMAS H MS Common Stock A - Award D 8,219 20,984
2014-05-15 2014-05-13 4 Herz Robert H By Irrevocable Trust MS Common Stock G - Gift I -47 0
2014-05-15 2014-05-13 4 Herz Robert H MS Common Stock G - Gift D 47 34,133
2014-05-15 2014-05-13 4 Herz Robert H MS Common Stock A - Award D 8,219 34,086
2014-05-15 2014-02-05 4 Herz Robert H By Irrevocable Trust MS Common Stock L - Other I 29.0250 2 0 47
2014-05-15 2014-01-22 4 Herz Robert H By Irrevocable Trust MS Common Stock L - Other I 32.7990 45 1 45
2014-05-15 2014-05-13 4 KIDDER C ROBERT MS Common Stock A - Award D 8,219 158,731
2014-05-15 2014-05-13 4 KLEINFELD KLAUS MS Common Stock A - Award D 8,219 36,307
2014-05-15 2014-05-13 4 Nicolaisen Donald T MS Common Stock A - Award D 8,219 78,334
2014-05-15 2014-05-13 4 OLAYAN HUTHAM S MS Common Stock A - Award D 30.4180 1,397 42 116,918
2014-05-15 2014-05-13 4 OLAYAN HUTHAM S MS Common Stock A - Award D 8,219 115,520
2014-05-15 2014-05-13 4 OWENS JAMES W MS Common Stock A - Award D 8,219 54,771
2014-05-15 2014-05-13 4 SEXTON O GRIFFITH MS Common Stock A - Award D 30.4180 1,397 42 742,291
2014-05-15 2014-05-13 4 SEXTON O GRIFFITH MS Common Stock A - Award D 8,219 740,894
2014-05-15 2014-05-13 4 TYSON LAURA D MS Common Stock A - Award D 8,219 94,402
2014-05-15 2014-05-13 4 WILKINS RAYFORD JR MS Common Stock A - Award D 8,219 15,389
2014-05-09 2014-05-09 4 Hotsuki Keishi MS Common Stock S - Sale D 29.5013 -3,528 -104 114,356
2014-05-09 2014-05-08 4 Hotsuki Keishi MS Common Stock S - Sale D 30.0851 -30,336 -913 117,884
2014-05-02 2014-05-01 4 DAVIES HOWARD J MS Common Stock S - Sale D 31.1700 -12,000 -374 65,771
2014-02-18 2014-02-14 4 GORMAN JAMES P By Grantor Retained Annuity Trust MS Common Stock G - Gift I -27,161 35,558
2014-02-18 2014-02-13 4 GORMAN JAMES P MS Common Stock G - Gift D -3,360 1,054,464
2014-02-13 2014-02-11 4 WIRTH PAUL C MS Common Stock S - Sale D 30.2000 -25,000 -755 192,991
2014-02-13 2014-02-12 4 ROSENTHAL JAMES A By Revocable Trust MS Common Stock S - Sale I 30.1760 -33,500 -1,011 138,643
2014-02-07 2014-02-05 4 GROSSMAN ERIC F By 401(k) Plan MS Common Stock I - Other I 29.1800 -1,572 -46 0
2014-02-07 2014-02-05 4 GROSSMAN ERIC F MS Common Stock S - Sale D 29.2234 -28,929 -845 106,252
2014-01-29 2014-01-28 4 GORMAN JAMES P MS Common Stock F - Taxes D 29.9850 -22,644 -679 1,057,325
2014-01-29 2014-01-28 4 GORMAN JAMES P MS Common Stock A - Award D 40,565 1,079,969
2014-01-29 2014-01-27 4 GORMAN JAMES P MS Common Stock F - Taxes D 30.0350 -106,957 -3,212 1,039,404
2014-01-29 2014-01-28 4 FLEMING GREGORY J MS Common Stock F - Taxes D 29.9850 -18,871 -566 437,298
2014-01-29 2014-01-28 4 FLEMING GREGORY J MS Common Stock A - Award D 36,592 456,169
2014-01-29 2014-01-27 4 FLEMING GREGORY J MS Common Stock F - Taxes D 30.0350 -72,055 -2,164 419,577
2014-01-29 2014-01-29 4 KELLEHER THOMAS COLM MS Common Stock S - Sale D 30.1601 -8,500 -256 403,250
2014-01-29 2014-01-28 4 KELLEHER THOMAS COLM MS Common Stock F - Taxes D 29.9850 -20,133 -604 411,750
2014-01-29 2014-01-28 4 KELLEHER THOMAS COLM MS Common Stock A - Award D 42,835 431,883
2014-01-29 2014-01-27 4 KELLEHER THOMAS COLM MS Common Stock F - Taxes D 30.0350 -52,453 -1,575 389,048
2014-01-29 2014-01-28 4 ROSENTHAL JAMES A MS Common Stock G - Gift D -29,069 169,484
2014-01-29 2014-01-28 4 ROSENTHAL JAMES A MS Common Stock F - Taxes D 29.9850 -34,622 -1,038 198,553
2014-01-29 2014-01-28 4 ROSENTHAL JAMES A MS Common Stock A - Award D 24,046 233,175
2014-01-29 2014-01-27 4 ROSENTHAL JAMES A MS Common Stock G - Gift D -42,603 209,130
2014-01-29 2014-01-27 4 ROSENTHAL JAMES A MS Common Stock F - Taxes D 30.0350 -38,883 -1,168 251,733
2014-01-29 2014-01-28 4 Porat Ruth MS Common Stock F - Taxes D 29.9850 -21,593 -647 858,709
2014-01-29 2014-01-28 4 Porat Ruth MS Common Stock A - Award D 38,683 880,302
2014-01-29 2014-01-27 4 Porat Ruth MS Common Stock F - Taxes D 30.0350 -91,640 -2,752 841,619
2014-01-29 2014-01-28 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 29.9850 -21,166 -635 135,181
2014-01-29 2014-01-28 4 GROSSMAN ERIC F MS Common Stock A - Award D 12,542 156,347
2014-01-29 2014-01-28 4 Hotsuki Keishi MS Common Stock F - Taxes D 29.9850 -9,912 -297 148,034
2014-01-29 2014-01-27 4 Hotsuki Keishi MS Common Stock F - Taxes D 30.0350 -20,832 -626 157,947
2014-01-29 2014-01-28 4 WIRTH PAUL C MS Common Stock F - Taxes D 29.9850 -8,411 -252 217,991
2014-01-29 2014-01-28 4 WIRTH PAUL C MS Common Stock A - Award D 16,309 226,402
2014-01-29 2014-01-27 4 WIRTH PAUL C MS Common Stock F - Taxes D 30.0350 -30,474 -915 210,093
2014-01-23 2014-01-21 4 FLEMING GREGORY J MS Common Stock A - Award D 127,826 491,633
2014-01-23 2014-01-21 4 GORMAN JAMES P MS Common Stock A - Award D 155,207 1,146,362
2014-01-23 2014-01-21 4 KELLEHER THOMAS COLM MS Common Stock A - Award D 133,973 441,501
2014-01-23 2014-01-21 4 Porat Ruth MS Common Stock A - Award D 102,933 933,260
2014-01-23 2014-01-21 4 ROSENTHAL JAMES A MS Common Stock A - Award D 87,998 290,616
2014-01-23 2014-01-21 4 GROSSMAN ERIC F MS Common Stock A - Award D 79,036 143,805
2014-01-23 2014-01-21 4 Hotsuki Keishi MS Common Stock A - Award D 61,114 178,779
2014-01-23 2014-01-21 4 WIRTH PAUL C MS Common Stock A - Award D 71,569 240,567
2013-11-18 2013-11-15 4 DAVIES HOWARD J MS Common Stock F - Taxes D 30.3634 -416 -13 77,682
2013-11-15 2013-10-21 4 GORMAN JAMES P MS Common Stock G - Gift D -6,965 990,578
2013-11-15 2013-11-15 4 Porat Ruth MS Common Stock G - Gift D -7,880 829,761
2013-11-15 2013-11-14 4 Porat Ruth MS Common Stock G - Gift D -160 837,641
2013-11-15 2013-11-12 4 Porat Ruth MS Common Stock G - Gift D -8,000 837,801
2013-11-15 2013-11-14 4 BOWLES ERSKINE B MS Common Stock A - Award D 1,573 106,814
2013-11-15 2013-11-14 4 GLOCER THOMAS H MS Common Stock A - Award D 1,408 12,728
2013-11-15 2013-11-14 4 OLAYAN HUTHAM S MS Common Stock A - Award D 1,408 106,974
2013-11-15 2013-11-14 4 SEXTON O GRIFFITH MS Common Stock A - Award D 1,408 732,350
2013-11-15 2013-11-15 4 Nicolaisen Donald T MS Common Stock S - Sale D 30.3320 -2,400 -73 69,883
2013-11-15 2013-11-15 4 Nicolaisen Donald T MS Common Stock S - Sale D 30.3310 -2,304 -70 72,283
2013-09-04 2013-09-03 4 WILKINS RAYFORD JR MS Common Stock A - Award D 7,146 7,146
2013-08-15 2013-08-01 4 GORMAN JAMES P MS Common Stock G - Gift D -10,805 996,881
2013-08-02 2013-07-31 4 ROSENTHAL JAMES A By Revocable Trust MS Common Stock S - Sale I 27.3200 -12,850 -351 100,471
2013-08-02 2013-05-09 4 ROSENTHAL JAMES A MS Common Stock G - Gift D -113,321 201,902
2013-05-17 2013-05-15 4 DAVIES HOWARD J MS Common Stock F - Taxes D 24.6405 -817 -20 77,905
2013-05-17 2013-05-15 4 GORMAN JAMES P MS Common Stock G - Gift D -2,040 1,007,686
2013-05-16 3 GLOCER THOMAS H MS Common Stock D 1,000
2013-05-16 2013-05-14 4 BOWLES ERSKINE B MS Common Stock A - Award D 24.2693 1,957 47 104,853
2013-05-16 2013-05-14 4 BOWLES ERSKINE B MS Common Stock A - Award D 10,301 102,896
2013-05-16 2013-05-14 4 DAVIES HOWARD J MS Common Stock A - Award D 10,301 78,615
2013-05-16 2013-05-14 4 GLOCER THOMAS H MS Common Stock A - Award D 10,301 11,301
2013-05-16 2013-05-14 4 Herz Robert H MS Common Stock A - Award D 10,301 25,727
2013-05-16 2013-05-14 4 KIDDER C ROBERT MS Common Stock A - Award D 10,301 150,039
2013-05-16 2013-05-14 4 KLEINFELD KLAUS MS Common Stock A - Award D 10,301 27,952
2013-05-16 2013-05-14 4 OLAYAN HUTHAM S MS Common Stock A - Award D 24.2693 1,751 43 105,209
2013-05-16 2013-05-14 4 OLAYAN HUTHAM S MS Common Stock A - Award D 10,301 103,458
2013-05-16 2013-05-14 4 Nicolaisen Donald T MS Common Stock A - Award D 10,301 74,334
2013-05-16 2013-05-14 4 SEXTON O GRIFFITH MS Common Stock A - Award D 24.2693 1,923 47 730,587
2013-05-16 2013-05-14 4 SEXTON O GRIFFITH MS Common Stock A - Award D 10,301 728,664
2013-05-16 2013-05-14 4 OWENS JAMES W MS Common Stock A - Award D 10,301 46,273
2013-05-16 2013-05-14 4 TYSON LAURA D MS Common Stock A - Award D 10,301 85,897
2013-02-14 2013-02-13 4 Hotsuki Keishi MS Common Stock S - Sale D 23.8100 -1,100 -26 116,766
2013-02-14 2013-02-13 4 Hotsuki Keishi MS Common Stock S - Sale D 23.8000 -1,556 -37 117,866
2013-02-14 2013-02-13 4 Hotsuki Keishi MS Common Stock S - Sale D 23.7800 -3,178 -76 119,422
2013-02-14 2013-02-13 4 Hotsuki Keishi MS Common Stock S - Sale D 23.7700 -17,200 -409 122,600
2013-02-12 2013-02-12 4 FLEMING GREGORY J By Spouse as Trustee for Irrevocable Family Trust MS Common Stock J - Other I 23.4300 29,853 699 104,550
2013-02-12 2013-02-12 4 FLEMING GREGORY J MS Common Stock J - Other D 23.4300 -29,853 -699 361,885
2013-02-12 2013-02-08 4 FLEMING GREGORY J MS Common Stock F - Taxes D 23.2250 -55,823 -1,296 391,738
2013-02-08 2013-02-08 4 WIRTH PAUL C MS Common Stock S - Sale D 23.1000 -17,379 -401 167,707
2013-02-08 2013-02-07 4 WIRTH PAUL C MS Common Stock S - Sale D 22.8300 -6,415 -146 185,086
2013-02-08 2013-02-07 4 WIRTH PAUL C MS Common Stock S - Sale D 22.8100 -13,585 -310 191,501
2013-02-07 2013-02-07 4 FLEMING GREGORY J By Spouse as Trustee for Irrevocable Family Trust MS Common Stock J - Other I 23.1300 28,775 666 74,697
2013-02-07 2013-02-07 4 FLEMING GREGORY J MS Common Stock J - Other D 23.1300 -28,775 -666 447,561
2013-02-07 2013-02-06 4 FLEMING GREGORY J By Spouse as Trustee for Irrevocable Family Trust MS Common Stock J - Other I 23.3400 18,398 429 45,922
2013-02-07 2013-02-06 4 FLEMING GREGORY J MS Common Stock J - Other D 23.3400 -18,398 -429 476,336
2013-02-07 2013-02-05 4 FLEMING GREGORY J By Spouse as Trustee for Irrevocable Family Trust MS Common Stock J - Other I 23.2500 6,723 156 27,524
2013-02-07 2013-02-05 4 FLEMING GREGORY J MS Common Stock J - Other D 23.2500 -6,723 -156 494,734
2013-02-07 2013-01-30 4 FLEMING GREGORY J By Spouse as Trustee for Irrevocable Family Trust MS Common Stock J - Other I 22.6800 8,506 193 20,801
2013-02-07 2013-01-30 4 FLEMING GREGORY J MS Common Stock J - Other D 22.6800 -8,506 -193 501,457
2013-02-07 2013-01-28 4 FLEMING GREGORY J By Spouse as Trustee for Irrevocable Family Trust MS Common Stock J - Other I 22.5500 12,295 277 12,295
2013-02-07 2013-01-28 4 FLEMING GREGORY J MS Common Stock J - Other D 22.5500 -12,295 -277 509,963
2013-02-05 2013-02-01 4 GORMAN JAMES P MS Common Stock F - Taxes D 23.3550 -81,630 -1,906 964,814
2013-02-05 2013-01-28 4 GORMAN JAMES P MS Common Stock G - Gift D -14,413 1,046,444
2013-02-05 2013-02-01 4 Porat Ruth MS Common Stock F - Taxes D 23.3550 -56,474 -1,319 843,735
2013-02-05 2013-02-01 4 FLEMING GREGORY J MS Common Stock F - Taxes D 23.3550 -23,599 -551 522,258
2013-02-05 2013-02-04 4 GROSSMAN ERIC F MS Common Stock S - Sale D 22.8495 -13,847 -316 64,274
2013-02-05 2013-02-01 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 23.3550 -8,260 -193 78,121
2013-02-05 2013-02-01 4 Hotsuki Keishi MS Common Stock F - Taxes D 23.3550 -13,649 -319 139,801
2013-02-05 2013-02-04 4 KELLEHER THOMAS COLM MS Common Stock S - Sale D 22.8664 -58,555 -1,339 306,262
2013-02-05 2013-02-01 4 KELLEHER THOMAS COLM MS Common Stock F - Taxes D 23.3550 -78,048 -1,823 364,817
2013-02-05 2013-02-01 4 ROSENTHAL JAMES A MS Common Stock F - Taxes D 23.3550 -31,071 -726 314,390
2013-02-05 2013-02-01 4 WIRTH PAUL C MS Common Stock F - Taxes D 23.3550 -27,749 -648 205,087
2013-01-24 2013-01-22 4 GORMAN JAMES P MS Employee Stock Option (Right to Buy) A - Award D 22.98 484,827 484,827
2013-01-24 2013-01-22 4 KELLEHER THOMAS COLM MS Employee Stock Option (Right to Buy) A - Award D 22.98 445,425 445,425
2013-01-24 2013-01-22 4 KELLEHER THOMAS COLM MS Common Stock S - Sale D 22.2296 -53,486 -1,189 442,865
2013-01-24 2013-01-22 4 FLEMING GREGORY J MS Employee Stock Option (Right to Buy) A - Award D 22.98 447,888 447,888
2013-01-24 2013-01-22 4 Hotsuki Keishi MS Employee Stock Option (Right to Buy) A - Award D 22.98 230,870 230,870
2013-01-24 2013-01-22 4 Hotsuki Keishi MS Common Stock S - Sale D 22.0500 -38,191 -842 153,450
2013-01-24 2013-01-22 4 ROSENTHAL JAMES A MS Employee Stock Option (Right to Buy) A - Award D 22.98 374,009 374,009
2013-01-24 2013-01-22 4 GROSSMAN ERIC F MS Employee Stock Option (Right to Buy) A - Award D 22.98 337,070 337,070
2013-01-24 2013-01-22 4 WIRTH PAUL C By 401(k) Plan MS Common Stock I - Other I 22.9800 -675 -16 0
2013-01-24 2013-01-22 4 WIRTH PAUL C MS Common Stock A - Award D 92,070 232,836
2013-01-24 2013-01-22 4 WIRTH PAUL C MS Common Stock S - Sale D 22.0500 -38,771 -855 140,766
2013-01-24 2013-01-22 4 Porat Ruth MS Common Stock A - Award D 99,835 900,209
2012-11-16 2012-11-15 4 BOWLES ERSKINE B MS Common Stock A - Award D 16.2427 2,924 48 92,400
2012-11-16 2012-11-15 4 OLAYAN HUTHAM S MS Common Stock A - Award D 16.2427 2,617 42 92,978
2012-11-16 2012-11-15 4 SEXTON O GRIFFITH MS Common Stock A - Award D 16.2427 2,873 47 718,186
2012-11-16 2012-10-25 4 GORMAN JAMES P MS Common Stock G - Gift D -11,616 1,060,857
2012-11-02 2012-11-01 4 DAVIES HOWARD J MS Common Stock F - Taxes D 17.4781 -411 -7 68,033
2012-08-03 2012-08-01 4 Herz Robert H MS Common Stock A - Award D 15,346 15,346
2012-05-21 2012-05-18 4 DAVIES HOWARD J MS Common Stock F - Taxes D 13.4530 -934 -13 68,256
2012-05-18 2012-04-30 4 GORMAN JAMES P MS Common Stock G - Gift D -1,463 1,069,790
2012-05-17 2012-05-15 4 BOSTOCK ROY J MS Common Stock A - Award D 17,500 95,421
2012-05-17 2012-05-15 4 BOWLES ERSKINE B MS Common Stock A - Award D 14.2859 3,325 48 88,896
2012-05-17 2012-05-15 4 BOWLES ERSKINE B MS Common Stock A - Award D 17,500 85,571
2012-05-17 2012-05-15 4 DAVIES HOWARD J MS Common Stock A - Award D 17,500 69,191
2012-05-17 2012-05-15 4 KIDDER C ROBERT MS Common Stock A - Award D 17,500 139,190
2012-05-17 2012-05-15 4 KLEINFELD KLAUS MS Common Stock A - Award D 17,500 17,500
2012-05-17 2012-05-15 4 Nicolaisen Donald T MS Common Stock A - Award D 17,500 63,525
2012-05-17 2012-05-15 4 OLAYAN HUTHAM S MS Common Stock A - Award D 14.2859 2,975 42 89,828
2012-05-17 2012-05-15 4 OLAYAN HUTHAM S MS Common Stock A - Award D 17,500 86,853
2012-05-17 2012-05-15 4 OWENS JAMES W MS Common Stock A - Award D 17,500 35,706
2012-05-17 2012-05-15 4 SEXTON O GRIFFITH MS Common Stock A - Award D 14.2859 2,975 42 714,785
2012-05-17 2012-05-15 4 SEXTON O GRIFFITH MS Common Stock A - Award D 17,500 711,810
2012-05-17 2012-05-15 4 TYSON LAURA D MS Common Stock A - Award D 17,500 75,269
2012-03-06 2012-03-05 4 ROSENTHAL JAMES A MS Common Stock F - Taxes D 18.4750 -18,156 -335 343,071
2012-02-17 2012-02-09 4 GORMAN JAMES P MS Common Stock G - Gift D -1,222 976,009
2012-02-17 2012-02-03 4 GORMAN JAMES P MS Common Stock G - Gift D -2,480 977,231
2012-02-09 2012-02-08 4 FLEMING GREGORY J MS Common Stock F - Taxes D 20.2700 -46,181 -936 541,981
2012-01-24 2012-01-20 4 GORMAN JAMES P MS Common Stock F - Taxes D 18.1200 -42,194 -765 1,078,640
2012-01-24 2012-01-20 4 KELLEHER THOMAS COLM MS Common Stock F - Taxes D 18.1200 -27,015 -490 492,820
2012-01-24 2012-01-20 4 Hotsuki Keishi MS Common Stock F - Taxes D 18.1200 -11,259 -204 189,938
2012-01-24 2012-01-20 4 Porat Ruth MS Common Stock F - Taxes D 18.1200 -33,987 -616 796,552
2012-01-24 2012-01-23 4 GROSSMAN ERIC F MS Common Stock S - Sale D 18.2155 -12,482 -227 85,447
2012-01-24 2012-01-20 4 GROSSMAN ERIC F MS Common Stock F - Taxes D 18.1200 -7,355 -133 97,929
2012-01-24 2012-01-20 4 ROSENTHAL JAMES A MS Common Stock F - Taxes D 18.1200 -21,018 -381 360,605
2012-01-24 2012-01-20 4 Taubman Paul J MS Common Stock F - Taxes D 18.1200 -37,816 -685 1,269,224
2012-01-24 2012-01-20 4 WIRTH PAUL C MS Common Stock F - Taxes D 18.1200 -23,502 -426 178,422
2012-01-20 2012-01-20 4 GORMAN JAMES P MS Common Stock A - Award D 277,768 1,120,834
2012-01-20 2012-01-20 4 Porat Ruth MS Common Stock A - Award D 176,221 830,539
2012-01-20 2012-01-20 4 FLEMING GREGORY J MS Common Stock A - Award D 187,234 588,162
2012-01-20 2012-01-20 4 KELLEHER THOMAS COLM MS Common Stock A - Award D 139,832 519,835
2012-01-20 2012-01-20 4 Taubman Paul J MS Common Stock A - Award D 187,234 1,307,040
2012-01-20 2012-01-20 4 Hotsuki Keishi MS Common Stock A - Award D 96,469 201,197
2012-01-20 2012-01-20 4 ROSENTHAL JAMES A MS Common Stock A - Award D 159,700 381,623
2012-01-20 2012-01-20 4 GROSSMAN ERIC F MS Common Stock A - Award D 53,337 105,284
2012-01-20 2012-01-20 4 WIRTH PAUL C MS Common Stock A - Award D 61,514 201,924
2012-01-17 3 GROSSMAN ERIC F MS Common Stock D 51,947
2012-01-17 3 GROSSMAN ERIC F By 401(k) Plan MS Common Stock I 998
2012-01-04 2012-01-03 4 Porat Ruth MS Common Stock F - Taxes D 16.0000 -12,054 -193 653,115
2012-01-04 2012-01-03 4 Taubman Paul J MS Common Stock F - Taxes D 16.0000 -20,089 -321 1,118,473
2011-01-19 3 Hotsuki Keishi MS Common Stock D 79,365
2011-01-07 3 ROSENTHAL JAMES A By 401(k) Plan MS Common Stock I 1,102
2011-01-07 3 ROSENTHAL JAMES A MS Common Stock D 187,530
2010-02-10 3 FLEMING GREGORY J MS Common Stock D 0
2010-01-08 3 JOHNSTON CHARLES D By 401(k) Plan MS Common Stock I 95
2010-01-08 3 JOHNSTON CHARLES D MS Common Stock D 86,933
2010-01-08 3 Porat Ruth MS Common Stock D 504,884
2010-01-08 3 Taubman Paul J MS Common Stock D 820,454
2010-01-08 3 Taubman Paul J By 401(k) Plan MS Common Stock I 10,090
2009-07-10 3 HANCE JAMES H JR MS Common Stock D 20,000
2009-01-09 3 deRegt Kenneth Michael MS Common Stock D 54,086
2009-01-09 3 RIEFLER LINDA H MS Common Stock D 85,841
2009-01-09 3 RIEFLER LINDA H By 401(k) Plan MS Common Stock I 6,020
2007-12-05 3 CHAMMAH WALID A MS Common Stock D 571,441
2007-12-05 3 CHAMMAH WALID A By 401(k) Plan/ESOP Trust MS Common Stock I 4,173
2007-12-05 3 GORMAN JAMES P By 401(k) Plan/ESOP Trust MS Common Stock I 76
2007-12-05 3 GORMAN JAMES P MS Common Stock D 592,863
2007-10-11 3 KELLEHER THOMAS COLM MS Common Stock D 202,257
2006-06-27 3 PHILLIPS JR CHARLES E By 401(k) Plan/ESOP Trust MS Common Stock I 2,416
2006-06-27 3 RIEFLER LINDA H By 401(k) Plan/ESOP Trust MS Common Stock I 5,494
2006-06-27 3 RIEFLER LINDA H MS Common Stock D 24,648
2006-04-06 3 Nicolaisen Donald T MS No securities are beneficially owned D 0
2006-04-06 3 OLAYAN HUTHAM S MS No securities are beneficially owned D 0
2006-02-22 3 GORMAN JAMES P MS No securities are beneficially owned D 0
2006-02-15 3 SCULLY ROBERT W MS Common Stock D 380,984
2006-02-15 3 SCULLY ROBERT W By 401(k) Plan/ESOP Trust MS Common Stock I 1,864
2005-12-09 3 BOWLES ERSKINE B MWD No securities are beneficially owned D 0
2005-10-27 3 DAULA THOMAS V By 401(k) Plan/ESOP Trust MWD Common Stock I 983
2005-10-27 3 DAULA THOMAS V MWD Common Stock D 21,083
2005-10-25 3 MURRAY EILEEN K MWD Common Stock D 80,931
2005-10-25 3 MURRAY EILEEN K By 401(k) Plan/ESOP Trust MWD Common Stock I 7,644
2005-10-18 3 LYNCH GARY G MWD No securities are beneficially owned D 0
2005-09-22 3 BOSTOCK ROY J MWD No securities are beneficially owned D 0
2005-09-22 3 SEXTON O GRIFFITH MWD Common Stock D 635,309
2005-09-22 3 SEXTON O GRIFFITH By 401(k) Plan/ESOP Trust MWD Common Stock I 7,855
2005-09-22 3 NOSKI CHARLES H MWD No securities are beneficially owned D 0
2005-09-22 3 THOMAS OWEN D By 401(k) Plan/ESOP Trust MWD Common Stock I 6,865
2005-09-22 3 THOMAS OWEN D MWD Common Stock D 273,568
2005-09-01 3 NIDES THOMAS R MWD Common Stock D 1,222
2005-08-29 3 CHAMMAH WALID A By 401(k) Plan/ESOP Trust MWD Common Stock I 4,026
2005-08-29 3 CHAMMAH WALID A MWD Common Stock D 392,236
2005-08-08 3 HARRIS RAYMOND By 401(k) Plan/ESOP Trust MWD Common Stock I 7,683
2005-08-08 3 HARRIS RAYMOND MWD Common Stock D 57,154
2005-07-05 3 MACK JOHN J By GRAT MWD Common Stock I 142,626
2005-07-05 3 MACK JOHN J MWD Common Stock D 1,521,770
2005-05-25 3 CHENEVIX-TRENCH JONATHAN By MS UK Profit Sharing Plan MWD Common Stock I 657
2005-05-25 3 CHENEVIX-TRENCH JONATHAN MWD Common Stock D 554,467
2005-05-20 3 MORRISON ALASDAIR G MWD Common Stock D 63,059
2005-05-20 3 JOHANSSON JERKER M By 401(k) Plan/ESOP Trust MWD Common Stock I 2,976
2005-05-20 3 JOHANSSON JERKER M MWD Common Stock D 280,450
2005-05-20 3 JOHANSSON JERKER M By MS UK Profit Sharing Scheme MWD Common Stock I 62
2005-05-20 3 JOHANSSON JERKER M By MS UK Profit Sharing Plan MWD Common Stock I 1,011
2005-05-20 3 SPENCER CORDELL G By 401(k) Plan/ESOP Trust MWD Common Stock I 5,385
2005-05-20 3 SPENCER CORDELL G MWD Common Stock D 99,354
2005-05-20 3 UVA MICHAEL D By 401(k) Plan/ESOP Trust MWD Common Stock I 6,752
2005-05-20 3 UVA MICHAEL D MWD Common Stock D 315,572
2005-05-20 3 SHEAR NEAL A By 401(k) Plan/ESOP Trust MWD Common Stock I 10,778
2005-05-20 3 SHEAR NEAL A MWD Common Stock D 486,832
2005-05-18 3 HELENIAK DAVID W MWD No securities are beneficially owned D 0
2005-03-30 3 WIRTH PAUL C MWD No securities are beneficially owned. D 0
2004-12-17 3 BRENNAN EDWARD A By Trust MWD Common Stock I 175,869
2004-12-17 3 BRENNAN EDWARD A By IRA MWD Common Stock I 6,244
2004-12-17 3 BRENNAN EDWARD A By Spouse MWD Common Stock I 23,301
2004-04-22 3 DAVIES HOWARD J MWD No securities are beneficially owned. D 0
2004-03-22 3 SIDWELL DAVID H MWD No securities are beneficially owned. D 0
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
Other Listings
CL:MSCL
CL:MS
MX:MS
IT:1MS € 125.50
DE:DWD € 126.90
AT:MWD
PE:MS
GB:DWDD
GB:0QYU US$ 149.60
CH:MS
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