MTVA / MetaVia Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

MetaVia Inc.
US ˙ NasdaqCM ˙ US64132R1077

Jumlah Saham Beredar 24,197,809 shares
Saham Orang Dalam14,672,420 shares
Kepemilikan oleh Orang Dalam60.64 %
Orang Dalam Sejati36
Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

0 ( )

933 out of 11305

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

0.000 %( )

935 out of 11224

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan MetaVia Inc. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Akash Bakshi SVP and COO, Director - [D] [O] 884,072 46,530
Charles PhD Bisgaier Chief Scientific Off. & Chair, Director, 10% Owner - [D] [O] [10%] 1,348,914 1,348,914
Dong-a St Co., Ltd 10% Owner - [10%] 9,995,679 9,995,679
E&Healthcare Investment Fund II 10% Owner - [10%] 1,864,799 152,133
E&Healthcare Investment Fund No.7 10% Owner - [10%] 1,864,799 98,147
E&Investment, Inc. 10% Owner - [10%] 2,890,533 152,133
Goldman Sachs Group Inc 10% Owner - [10%] 2,441,004 305,126
Jason L Groves Director - [D] 45,699 45,699
Mark A Glickman Director - [D] 37,887 37,887
Lee Scott Golden 148,000
Gullans Steven R. Ph.D. President & CEO, Director - [D] [O] 300,000 300,000
Hawryluk P. Kent Director - [D] 81,889 81,889
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
JK BioPharma Solutions, Inc 10% Owner - [10%] 800,170 42,114
Tae Heum Jeong 60,000
Kenneth W Kousky Director - [D] 26,935 26,935
Andrew I Koven Director - [D] 45,699 45,699
Jeong Gu Kang 0
Sun Dae Kang 10% Owner - [10%] 800,170 42,114
Hyung Heon Kim CEO & President, Director - [D] [O] 61,004 61,004
Na Yeon Kim Director, 10% Owner - [D] [10%] 4,671 584
Pedro Lichtinger Director - [D] 74,833 74,833
David Lowenschuss Chief Legal Off. & Secretary - [O] 806,247 806,247
Jeffrey S Mathiesen Chief Financial Officer - [O] 14,134 14,134
Jeong Gyun Oh Director, 10% Owner - [D] [10%] 240,051 12,634
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Carmen Daniela Oniciu Vice President - [O] 152,401 152,401
Ben Gil Price 616,666
Seth Reno Chief Commercial Officer - [O] 118,286 118,286
Andy Sassine Director - [D] 151,264 151,264
D Gordon Strickland Director - [D] 45,699 45,699
Michael Salsbury Director - [D] 45,699 45,699
Nicola Shannon 0
Mina Sooch President & CEO, Director - [D] [O] 693,732 693,732
Douglas J Swirsky 60,000
James Patrick Tursi Director - [D] 37,219 37,219
Mark Versavel 45,724
Marshall H Woodworth Chief Financial Officer - [O] 30,079 30,079

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di MTVA / MetaVia Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Maksimal
Harga di
Maksimal
Maksimal
Keuntungan ($)
Maksimum Pengembalian (%)
2025-06-04 Woodworth Marshall H 14,200 0.7000 14,200 0.7000 9,940 6 0.7750 1,065 10.71
2025-05-08 DONG-A ST CO., LTD 4,647,887 0.7100 4,647,887 0.7100 3,300,000
2024-06-23 DONG-A ST CO., LTD 2,544,530 3.1300 2,544,530 3.1300 7,964,379
2024-06-23 DONG-A ST CO., LTD 2,544,530 3.9300 2,544,530 3.9300 10,000,003
2018-02-08 Reno Seth 14,286 7.0000 14,286 7.0000 100,002
2018-02-08 Gullans Steven R. Ph.D. 71,429 7.0000 71,429 7.0000 500,003
2017-03-10 Hawryluk P. Kent 25,000 9.4700 25,000 9.4700 236,750
2017-03-10 LICHTINGER PEDRO 10,559 9.4700 10,559 9.4700 99,994

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

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Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di MTVA / MetaVia Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Menit
Harga di
Menit
Kerugian Maksimal
Dihindari ($)
Kerugian Maksimal
Dihindari (%)
2024-09-12 DONG-A ST CO., LTD 407 3.7500 407 3.7500 1,526 64 2.2200 -622 -40.79

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

MTVA / MetaVia Inc. Insider Trades
Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas
Tanggal
Perdagangan
Tanggal
Formulir Orang Dalam Ticker Judul Keamanan Kode 10b5-1 Langsung Latihan
Harga
Satuan
Harga
Unit
Diubah
Nilai
Diubah (1 ribu)
Sisa
Pilihan
Sisa
Saham
2025-08-13 2025-08-12 4 Woodworth Marshall H MTVA Common Stock G - Gift D -14,200 30,079
2025-07-01 2025-06-30 4 GROVES JASON L MTVA Common Stock A - Award D 28,147 45,699
2025-07-01 2025-06-30 4 Glickman Mark A MTVA Common Stock A - Award D 28,147 37,887
2025-07-01 2025-06-30 4 STRICKLAND D GORDON MTVA Common Stock A - Award D 28,147 45,699
2025-07-01 2025-06-30 4 Tursi James Patrick MTVA Common Stock A - Award D 28,147 37,219
2025-07-01 2025-06-30 4 Salsbury Michael MTVA Common Stock A - Award D 28,147 45,699
2025-07-01 2025-06-30 4 KOVEN ANDREW I MTVA Common Stock A - Award D 28,147 45,699
2025-06-04 2025-06-04 4 Woodworth Marshall H MTVA Common Stock P - Purchase D 0.7000 14,200 10 44,279
2025-05-20 2025-05-08 4 DONG-A ST CO., LTD MTVA Common Stock P - Purchase D 0.7100 4,647,887 3,300 9,995,679
2025-03-04 2025-03-01 4 Woodworth Marshall H MTVA Common Stock F - Taxes D 1.4600 -3,417 -5 30,079
2025-03-04 2025-03-01 4 Kim Hyung Heon MTVA Common Stock F - Taxes D 1.4600 -2,795 -4 61,004
2024-12-02 2024-11-30 4 Kim Hyung Heon MTVA Common Stock F - Taxes D 2.5500 -2,867 -7 63,799
2024-09-20 2024-09-12 4 DONG-A ST CO., LTD NRBO Common Stock S - Sale D 3.7500 -407 -2 5,347,792
2024-08-13 2024-08-11 4 Kim Hyung Heon NRBO Common Stock F - Taxes D 3.6000 -11,467 -41 66,666
2024-07-10 2024-06-23 4/A DONG-A ST CO., LTD NRBO Common Stock P - Purchase D 3.9300 2,544,530 10,000 5,348,229
2024-06-25 2024-06-23 4 DONG-A ST CO., LTD NRBO Common Stock P - Purchase D 3.1300 2,544,530 7,964 5,348,229
2024-06-07 2024-06-07 4 Salsbury Michael NRBO Common Stock A - Award D 5,051 17,552
2024-06-07 2024-06-07 4 GROVES JASON L NRBO Common Stock A - Award D 5,051 17,552
2024-06-07 2024-06-07 4 KOVEN ANDREW I NRBO Common Stock A - Award D 5,051 17,552
2024-06-07 2024-06-07 4 Tursi James Patrick NRBO Common Stock A - Award D 5,051 9,072
2024-06-07 2024-06-07 4 Glickman Mark A NRBO Common Stock A - Award D 5,051 9,740
2024-06-07 2024-06-07 4 STRICKLAND D GORDON NRBO Common Stock A - Award D 5,051 17,552
2024-03-04 2024-03-01 4 Woodworth Marshall H NRBO Common Stock A - Award D 33,496 33,496
2023-12-04 2023-12-01 4 Tursi James Patrick NRBO Common Stock A - Award D 7,157 32,157
2023-12-04 2023-12-01 4 Tursi James Patrick NRBO Common Stock A - Award D 25,000 25,000
2023-08-14 2023-08-11 4 Kim Hyung Heon NRBO Common Stock A - Award D 625,064 625,064
2023-07-28 2023-07-27 4 KOVEN ANDREW I NRBO Common Stock A - Award D 12,500 100,000
2023-07-28 2023-07-27 4 KOVEN ANDREW I NRBO Common Stock A - Award D 87,500 87,500
2023-07-28 2023-07-27 4 Salsbury Michael NRBO Common Stock A - Award D 12,500 100,000
2023-07-28 2023-07-27 4 Salsbury Michael NRBO Common Stock A - Award D 87,500 87,500
2023-07-28 2023-07-27 4 STRICKLAND D GORDON NRBO Common Stock A - Award D 12,500 100,000
2023-07-28 2023-07-27 4 STRICKLAND D GORDON NRBO Common Stock A - Award D 87,500 87,500
2023-07-28 2023-07-27 4 GROVES JASON L NRBO Common Stock A - Award D 12,500 100,000
2023-07-28 2023-07-27 4 GROVES JASON L NRBO Common Stock A - Award D 87,500 87,500
2023-07-28 2023-07-27 4 Glickman Mark A NRBO Common Stock A - Award D 12,500 37,500
2023-07-28 2023-07-27 4 Glickman Mark A NRBO Common Stock A - Award D 25,000 25,000
2023-07-28 2023-07-27 4 Kim Na Yeon NRBO Common Stock A - Award D 12,500 101,459
2023-07-28 2023-07-27 4 Kim Na Yeon NRBO Common Stock A - Award D 87,500 88,959
2023-07-28 2022-07-26 4/A Kim Na Yeon Held by E&Investment Inc. NRBO Common Stock J - Other I 4,671 4,671
2022-11-22 3 GOLDMAN SACHS & CO See Footnotes NRBO Common Stock I 1,220,502
2022-07-28 2022-07-26 4 E&Investment, Inc. Held by The E&Healthcare Investment Fund II NRBO Common Stock J - Other I -1,445,267 2,890,533
2022-07-28 2022-07-26 4 Kim Na Yeon Held by The E&Healthcare Investment Fund II NRBO Common Stock J - Other I -1,445,267 2,890,533
2022-02-02 2022-01-27 4 STRICKLAND D GORDON NRBO Non-qualified Stock Option (right to buy) A - Award D 1.02 40,000 40,000
2021-11-04 2021-11-03 4 Price Ben Gil NRBO Nonstatutory Stock Option (right to buy) A - Award D 2.04 616,666 616,666
2021-09-03 2021-09-02 4 KOVEN ANDREW I NRBO Nonstatutory Stock Option (right to buy) A - Award D 4.52 60,000 60,000
2021-01-05 2020-12-31 4 Bakshi Akash NRBO Common Stock A - Award I 855,059 884,072
2021-01-05 2020-12-31 4 Bakshi Akash NRBO Common Stock A - Award D 29,013 29,013
2020-09-03 2020-09-01 4 Swirsky Douglas J NRBO Non-qualified stock option (right to buy) A - Award D 6.04 60,000 60,000
2020-01-17 3/A Kang Sun Dae NRBO Common Stock D 800,170
2020-01-17 3/A Kang Sun Dae NRBO Common Stock D 1,817,842
2020-01-15 2020-01-13 4 Kim Na Yeon NRBO Non-qualified stock option (right to buy) A - Award D 8.39 60,000 60,000
2020-01-15 2020-01-13 4 Oh Jeong Gyun NRBO Non-qualified stock option (right to buy) A - Award D 8.39 60,000 60,000
2020-01-15 2020-01-13 4 Salsbury Michael NRBO Non-qualified stock option (right to buy) A - Award D 8.39 60,000 60,000
2020-01-15 2020-01-13 4 GROVES JASON L NRBO Non-qualified stock option (right to buy) A - Award D 8.39 60,000 60,000
2020-01-15 2020-01-13 4 Gullans Steven R. Ph.D. NRBO Non-qualified stock option (right to buy) A - Award D 8.39 60,000 60,000
2020-01-15 2020-01-13 4 Jeong Tae Heum NRBO Non-qualified stock option (right to buy) A - Award D 8.39 60,000 60,000
2020-01-10 3/A E&Healthcare Investment Fund No.7 Held by The E&Healthcare Investment Fund No. 6 NRBO Common Stock I 1,121,190
2020-01-10 3/A E&Healthcare Investment Fund No.7 Held by The E&Healthcare Investment Fund No. 7 NRBO Common Stock I 1,864,799
2020-01-10 3/A E&Healthcare Investment Fund No.7 Held by The E&Healthcare Investment Fund II NRBO Common Stock I 4,335,800
2020-01-09 3 E&Investment, Inc. Held by The E&Healthcare Investment Fund II NRBO Common Stock I 11,657,589
2020-01-09 3 E&Investment, Inc. Held by The E&Healthcare Investment Fund No. 7 NRBO Common Stock I 9,186,588
2020-01-09 3 E&Investment, Inc. Held by The E&Healthcare Investment Fund No. 6 NRBO Common Stock I 8,442,979
2020-01-09 3 E&Investment, Inc. Held by The E&Healthcare Investment Fund II NRBO Common Stock I 11,657,589
2020-01-09 3 E&Investment, Inc. Held by The E&Healthcare Investment Fund No. 7 NRBO Common Stock I 9,186,588
2020-01-09 3 E&Investment, Inc. Held by The E&Healthcare Investment Fund No. 6 NRBO Common Stock I 8,442,979
2020-01-09 3 E&Investment, Inc. Held by The E&Healthcare Investment Fund No. 7 NRBO Common Stock I 9,186,588
2020-01-09 3 E&Investment, Inc. Held by The E&Healthcare Investment Fund No. 6 NRBO Common Stock I 8,442,979
2020-01-09 3 E&Investment, Inc. Held by The E&Healthcare Investment Fund II NRBO Common Stock I 11,657,589
2020-01-09 3 JK BioPharma Solutions, Inc NRBO Common Stock D 4,435,854
2020-01-09 3 JK BioPharma Solutions, Inc NRBO Common Stock D 3,418,182
2020-01-09 3 JK BioPharma Solutions, Inc NRBO Common Stock D 4,435,854
2020-01-09 3 JK BioPharma Solutions, Inc NRBO Common Stock D 4,435,854
2020-01-09 3 JK BioPharma Solutions, Inc NRBO Common Stock D 3,418,182
2020-01-09 3 JK BioPharma Solutions, Inc NRBO Common Stock D 3,418,182
2020-01-09 3 DONG-A ST CO., LTD NRBO Common Stock D 5,761,224
2020-01-09 3 DONG-A ST CO., LTD NRBO Common Stock D 5,761,224
2020-01-09 3 DONG-A ST CO., LTD NRBO Common Stock D 5,761,224
2020-01-02 2019-12-30 4 Kim Na Yeon Held by The E&Healthcare Investment Fund No. 7 NRBO Common Stock A - Award I 1,864,799 1,864,799
2020-01-02 2019-12-30 4 Kim Na Yeon Held by The E&Healthcare Investment Fund No. 6 NRBO Common Stock A - Award I 1,121,190 1,121,190
2020-01-02 2019-12-30 4 Kim Na Yeon Held by The E&Healthcare Investment Fund II NRBO Common Stock A - Award I 4,335,800 4,335,800
2020-01-02 2019-12-30 4 Oh Jeong Gyun Held by spouse. NRBO Common Stock A - Award I 240,051 240,051
2020-01-02 2019-12-30 4 Oh Jeong Gyun Held by JK BioPharma Solutions, Inc. NRBO Common Stock A - Award I 1,817,842 1,817,842
2020-01-02 2019-12-30 4 Versavel Mark NRBO Stock Option (right to buy) A - Award D 0.63 45,724 45,724
2020-01-02 2019-12-30 4 Versavel Mark NRBO Stock Option (right to buy) A - Award D 0.63 297,206 297,206
2019-07-26 2019-07-24 4 LICHTINGER PEDRO GEMP Common Stock A - Award D 15,000 74,833
2019-07-26 2019-07-24 4 SASSINE ANDY GEMP Common Stock A - Award D 15,000 151,264
2019-07-26 2019-07-24 4 Reno Seth GEMP Common Stock A - Award D 100,000 118,286
2019-07-26 2019-07-24 4 KOUSKY KENNETH W GEMP Common Stock A - Award D 15,000 26,935
2019-07-26 2019-07-24 4 Gullans Steven R. Ph.D. GEMP Common Stock A - Award D 300,000 300,000
2019-07-26 2019-07-24 4 Bisgaier Charles PhD GEMP Common Stock A - Award D 100,000 1,348,914
2018-05-24 2018-05-22 4 Gullans Steven R. Ph.D. GEMP Employee Stock Option (right to buy) A - Award D 5.56 50,000 50,000
2018-05-24 2018-05-22 4 Gullans Steven R. Ph.D. GEMP Employee Stock Option (right to buy) A - Award D 5.56 50,000 50,000
2018-05-03 2018-05-01 4 Gullans Steven R. Ph.D. GEMP Employee Stock Option (right to buy) A - Award D 5.56 150,000 150,000
2018-02-12 2018-02-08 4 Gullans Steven R. Ph.D. Held by Excel Venture Fund II, L.P. GEMP Common Stock P - Purchase I 7.0000 71,429 500 930,252
2018-02-12 2018-02-08 4 Reno Seth GEMP Common Stock P - Purchase D 7.0000 14,286 100 18,286
2018-01-30 2018-01-29 4 LICHTINGER PEDRO GEMP Stock Option(right to buy) A - Award D 10.44 10,800 10,800
2018-01-30 2018-01-29 4 SASSINE ANDY GEMP Stock Option (right to buy) A - Award D 10.44 10,800 10,800
2018-01-30 2018-01-28 4 Bisgaier Charles PhD GEMP Stock Option (right to buy) A - Award D 10.10 48,000 48,000
2018-01-30 2018-01-29 4 Hawryluk P. Kent GEMP Stock Option (right to buy) A - Award D 10.44 10,800 10,800
2018-01-30 2018-01-29 4 KOUSKY KENNETH W GEMP Stock Option (right to buy) A - Award D 10.44 10,800 10,800
2018-01-30 2018-01-29 4 Gullans Steven R. Ph.D. GEMP Employee Stock Option (right to buy) A - Award D 10.44 60,000 60,000
2018-01-30 2018-01-28 4 Reno Seth GEMP Employee Stock Option (right to buy) A - Award D 10.10 48,000 48,000
2018-01-30 2018-01-28 4 MATHIESEN JEFFREY S GEMP Employee Stock Option (right to buy) A - Award D 10.10 48,000 48,000
2018-01-30 2018-01-28 4 Golden Lee Scott GEMP Employee Stock Option (right to buy) A - Award D 10.10 148,000 148,000
2017-08-16 2017-08-14 4 MATHIESEN JEFFREY S GEMP Employee Stock Option (right to buy) M - Exercise D 3.59 -3,207 0
2017-08-16 2017-08-14 4 MATHIESEN JEFFREY S GEMP Common Stock M - Exercise D 3.5900 3,207 12 14,134
2017-08-15 2017-08-10 4/A MATHIESEN JEFFREY S GEMP Employee Stock Option (right to buy) M - Exercise D 3.59 -3,000 45,093
2017-08-15 2017-08-10 4/A MATHIESEN JEFFREY S GEMP Common Stock M - Exercise D 3.5900 3,000 11 10,927
2017-08-11 2017-08-10 4 MATHIESEN JEFFREY S GEMP Employee Stock Option (right to buy) M - Exercise D 3.59 -3,000 0
2017-08-11 2017-08-10 4 MATHIESEN JEFFREY S GEMP Common Stock M - Exercise D 3.5900 3,000 11 10,927
2017-08-02 2017-07-31 4 Bisgaier Charles PhD GEMP Employee Stock Option (right to buy) M - Exercise D 1.34 -4,474 0
2017-08-02 2017-07-31 4 Bisgaier Charles PhD GEMP Common Stock M - Exercise D 1.3440 4,474 6 1,248,914
2017-05-31 2017-05-30 4 Gullans Steven R. Ph.D. GEMP Employee Stock Option (right to buy) A - Award D 10.26 60,000 60,000
2017-03-29 2017-03-28 4 Golden Lee Scott GEMP Employee Stock Option (right to buy) A - Award D 11.15 20,000 20,000
2017-03-14 2017-03-10 4 SASSINE ANDY GEMP Warrant to Purchase Common Stock P - Purchase D 10.40 9.4700 15,840 150 15,840
2017-03-14 2017-03-10 4 SASSINE ANDY GEMP Common Stock P - Purchase D 9.4700 21,119 200 136,264
2017-03-14 2017-03-10 4 LICHTINGER PEDRO GEMP Warrant to Purchase Common Stock P - Purchase D 10.40 9.4700 7,920 75 7,920
2017-03-14 2017-03-10 4 LICHTINGER PEDRO GEMP Common Stock P - Purchase D 9.4700 10,559 100 59,833
2017-03-14 2017-03-10 4 Hawryluk P. Kent Held by the P. Kent Hawryluk Revocable Trust GEMP Warrant to Purchase Common Stock P - Purchase I 10.40 9.4700 18,750 178 18,750
2017-03-14 2017-03-10 4 Hawryluk P. Kent Held by the P. Kent Hawryluk Revocable Trust GEMP Common Stock P - Purchase I 9.4700 25,000 237 81,889
2017-03-14 2017-03-10 4 Gullans Steven R. Ph.D. Held by Excel Venture Fund II, L.P. GEMP Warrant to Purchase Common Stock P - Purchase I 10.40 9.4700 39,599 375 39,599
2017-03-14 2017-03-10 4 Gullans Steven R. Ph.D. Held by Excel Venture Fund II, L.P. GEMP Common Stock P - Purchase I 9.4700 52,798 500 858,823
2017-02-03 2017-02-01 4 KOUSKY KENNETH W Held by BWA Gemphire Investment Group II, LLC GEMP Common Stock J - Other I -110,428 6,463
2017-02-03 2017-02-01 4 KOUSKY KENNETH W Held by BWA Gemphire Investment Group, LLC GEMP Common Stock J - Other I -101,406 4,472
2016-11-29 2016-11-25 4 Sooch Mina GEMP Employee Stock Option (right to buy) A - Award D 10.00 120,000 600,000
2016-10-06 2016-10-05 4 Golden Lee Scott GEMP Employee Stock Option (right to buy) A - Award D 10.80 126,000 126,000
2016-10-03 2016-09-30 4 Sooch Mina GEMP Employee Stock Option (right to buy) A - Award D 10.00 120,000 480,000
2016-08-12 2016-08-10 4 Bisgaier Charles PhD Held by Bisgaier Family, LLC GEMP 8% Convertible Subordinated Promissory Notes C - Conversion I 6.71 0
2016-08-12 2016-08-10 4 Bisgaier Charles PhD Held by The Charles L. Bisgaier Trust GEMP Series A Convertible Preferred Stock C - Conversion I -59,561 0
2016-08-12 2016-08-10 4 Bisgaier Charles PhD Held by The Charles L. Bisgaier Trust GEMP 8% Convertible Subordinated Promissory Notes C - Conversion I 6.71 0
2016-08-12 2016-08-10 4 Bisgaier Charles PhD GEMP Common Stock P - Purchase D 10.0000 51,750 518 1,244,440
2016-08-12 2016-08-10 4 Bisgaier Charles PhD Held by Bisgaier Family, LLC GEMP Common Stock C - Conversion I 6.7059 19,228 129 19,228
2016-08-12 2016-08-10 4 Bisgaier Charles PhD Held by The Charles L. Bisgaier Trust GEMP Common Stock C - Conversion I 6.7059 16,144 108 82,220
2016-08-12 2016-08-10 4 Bisgaier Charles PhD Held by The Charles L. Bisgaier Trust GEMP Common Stock J - Other I 6.7059 6,515 44 66,076
2016-08-12 2016-08-10 4 Bisgaier Charles PhD Held by The Charles L. Bisgaier Trust GEMP Common Stock C - Conversion I 59,561 59,561
2016-08-12 2016-08-10 4 MATHIESEN JEFFREY S GEMP 8% Convertible Subordinated Promissory Note C - Conversion D 6.71 0
2016-08-12 2016-08-10 4 MATHIESEN JEFFREY S GEMP Common Stock P - Purchase D 10.0000 4,000 40 7,927
2016-08-12 2016-08-10 4 MATHIESEN JEFFREY S GEMP Common Stock C - Conversion D 6.7059 3,927 26 3,927
2016-08-12 2016-08-10 4 Gullans Steven R. Ph.D. Held by Excel Venture Fund II, L.P. GEMP 8% Convertible Subordinated Promissory Note C - Conversion I 6.71 0
2016-08-12 2016-08-10 4 Gullans Steven R. Ph.D. Held by Excel Venture Fund II, L.P. GEMP Common Stock P - Purchase I 10.0000 500,000 5,000 806,025
2016-08-12 2016-08-10 4 Gullans Steven R. Ph.D. Held by Excel Venture Fund II, L.P. GEMP Common Stock C - Conversion I 6.7059 306,025 2,052 306,025
2016-08-12 2016-08-10 4 LICHTINGER PEDRO GEMP 8% Convertible Subordinated Promissory Note C - Conversion D 6.71 0
2016-08-12 2016-08-10 4 LICHTINGER PEDRO GEMP Common Stock P - Purchase D 10.0000 10,000 100 49,274
2016-08-12 2016-08-10 4 LICHTINGER PEDRO GEMP Common Stock C - Conversion D 6.7059 39,274 263 39,274
2016-08-12 2016-08-10 4 SASSINE ANDY GEMP 8% Convertible Subordinated Promissory Notes C - Conversion D 6.71 0
2016-08-12 2016-08-10 4 SASSINE ANDY GEMP Series A Convertible Preferred Stock C - Conversion D -75,080 0
2016-08-12 2016-08-10 4 SASSINE ANDY GEMP Common Stock C - Conversion D 6.7059 31,853 214 115,145
2016-08-12 2016-08-10 4 SASSINE ANDY GEMP Common Stock J - Other D 6.7059 8,212 55 83,292
2016-08-12 2016-08-10 4 SASSINE ANDY GEMP Common Stock C - Conversion D 75,080 75,080
2016-08-12 2016-08-10 4 Oniciu Carmen Daniela GEMP Series A Convertible Preferred Stock C - Conversion D -2,237 0
2016-08-12 2016-08-10 4 Oniciu Carmen Daniela GEMP Common Stock J - Other D 6.7059 245 2 152,401
2016-08-12 2016-08-10 4 Oniciu Carmen Daniela GEMP Common Stock C - Conversion D 2,237 152,156
2016-08-12 2016-08-10 4 Hawryluk P. Kent Held by the P. Kent Hawryluk Trust GEMP 8% Convertible Subordinated Promissory Notes C - Conversion I 6.71 0
2016-08-12 2016-08-10 4 Hawryluk P. Kent Held by the P. Kent Hawryluk Trust GEMP Series A Convertible Preferred Stock C - Conversion I -7,457 0
2016-08-12 2016-08-10 4 Hawryluk P. Kent Held by the P. Kent Hawryluk Revocable Trust GEMP Common Stock P - Purchase I 10.0000 25,000 250 56,889
2016-08-12 2016-08-10 4 Hawryluk P. Kent Held by the P. Kent Hawryluk Revocable Trust GEMP Common Stock C - Conversion I 6.7059 23,616 158 31,889
2016-08-12 2016-08-10 4 Hawryluk P. Kent Held by the P. Kent Hawryluk Revocable Trust GEMP Common Stock J - Other I 6.7059 816 5 8,273
2016-08-12 2016-08-10 4 Hawryluk P. Kent Held by the P. Kent Hawryluk Revocable Trust GEMP Common Stock C - Conversion I 7,457 7,457
2016-08-12 2016-08-10 4 Reno Seth GEMP Common Stock P - Purchase D 10.0000 4,000 40 4,000
2016-08-12 2016-08-10 4 Sooch Mina Held by the Arvinder S. Sooch Trust GEMP 8% Convertible Subordinated Promissory Notes C - Conversion I 6.71 0
2016-08-12 2016-08-10 4 Sooch Mina Held by the Arvinder S. Sooch Trust GEMP Series A Convertible Preferred Stock C - Conversion I -11,078 0
2016-08-12 2016-08-10 4 Sooch Mina GEMP Common Stock P - Purchase D 10.0000 52,500 525 693,732
2016-08-12 2016-08-10 4 Sooch Mina Held by the Arvinder S. Sooch Trust GEMP Common Stock C - Conversion I 6.7059 27,141 182 39,431
2016-08-12 2016-08-10 4 Sooch Mina Held by the Arvinder S. Sooch Trust GEMP Common Stock J - Other I 6.7059 1,212 8 12,290
2016-08-12 2016-08-10 4 Sooch Mina Held by the Arvinder S. Sooch Trust GEMP Common Stock C - Conversion I 11,078 11,078
2016-08-12 2016-08-10 4 Lowenschuss David GEMP Common Stock P - Purchase D 10.0000 11,120 111 806,247
2016-08-12 2016-08-10 4 KOUSKY KENNETH W Held by BWA Gemphire Investment Group II, LLC GEMP 8% Convertible Subordinated Promissory Notes C - Conversion I 6.71 0
2016-08-12 2016-08-10 4 KOUSKY KENNETH W Held by BWA Gemphire Investment Group, LLC GEMP Series A Convertible Preferred Stock C - Conversion I -95,439 0
2016-08-12 2016-08-10 4 KOUSKY KENNETH W GEMP Common Stock P - Purchase D 10.0000 1,000 10 1,000
2016-08-12 2016-08-10 4 KOUSKY KENNETH W Held by BWA Gemphire Investment Group II, LLC GEMP Common Stock C - Conversion I 6.7059 116,891 784 116,891
2016-08-12 2016-08-10 4 KOUSKY KENNETH W Held by BWA Gemphire Investment Group, LLC GEMP Common Stock J - Other I 6.7059 10,439 70 105,878
2016-08-12 2016-08-10 4 KOUSKY KENNETH W Held by BWA Gemphire Investment Group, LLC GEMP Common Stock C - Conversion I 95,439 95,439
2016-08-08 2016-08-04 4 Bisgaier Charles PhD GEMP Employee Stock Option (right to buy) A - Award D 10.00 150,000 150,000
2016-08-08 2016-08-04 4 MATHIESEN JEFFREY S GEMP Employee Stock Option (right to buy) A - Award D 10.00 210,000 210,000
2016-08-08 2016-08-04 4 Gullans Steven R. Ph.D. GEMP Stock Option (right to buy) A - Award D 10.00 60,000 60,000
2016-08-08 2016-08-04 4 LICHTINGER PEDRO GEMP Stock Option (right to buy) A - Award D 10.00 60,000 60,000
2016-08-08 2016-08-04 4 SASSINE ANDY GEMP Stock Option (right to buy) A - Award D 10.00 60,000 60,000
2016-08-08 2016-08-04 4 Oniciu Carmen Daniela GEMP Employee Stock Option (right to buy) A - Award D 10.00 102,000 102,000
2016-08-08 2016-08-04 4 Hawryluk P. Kent GEMP Stock Option (right to buy) A - Award D 10.00 60,000 60,000
2016-08-08 2016-08-04 4 Reno Seth GEMP Employee Stock Option (right to buy) A - Award D 10.00 150,000 150,000
2016-08-08 2016-08-04 4 Sooch Mina GEMP Employee Stock Option (right to buy) A - Award D 10.00 360,000 360,000
2016-08-08 2016-08-04 4 Lowenschuss David GEMP Employee Stock Option (right to buy) A - Award D 10.00 78,000 78,000
2016-08-08 2016-08-04 4 KOUSKY KENNETH W GEMP Stock Option (right to buy) A - Award D 10.00 60,000 60,000
2016-08-04 3 Hawryluk P. Kent GEMP Common Stock D 64,124
2016-08-04 3 Hawryluk P. Kent GEMP Common Stock D 64,124
2016-08-04 3 Sooch Mina GEMP Common Stock D 1,282,464
2016-08-04 3 Sooch Mina GEMP Common Stock D 1,282,464
2016-08-04 3 Oniciu Carmen Daniela GEMP Common Stock D 299,838
2016-08-04 3 Oniciu Carmen Daniela GEMP Common Stock D 299,838
2016-08-04 3 Lowenschuss David GEMP Common Stock D 1,590,254
2016-08-04 3 Lowenschuss David GEMP Common Stock D 1,590,254
2016-08-04 3 Bisgaier Charles PhD GEMP Common Stock D 2,385,380
2016-08-04 3 Bisgaier Charles PhD GEMP Common Stock D 2,385,380
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
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