NTRS / Northern Trust Corporation - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Northern Trust Corporation
US ˙ NasdaqGS ˙ US6658591044

Jumlah Saham Beredar 190,660,595 shares
Saham Orang Dalam3,618,718 shares
Kepemilikan oleh Orang Dalam1.90 %
Orang Dalam Sejati63
Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

-1 ( )

9956 out of 11323

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

-0.016 %( )

10084 out of 11244

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan Northern Trust Corporation transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Lauren E Allnutt EVP & Controller - [O] 5,576 5,576
Sherry S Barrat Vice Chairman - [O] 25,541 25,541
Robert P Browne EVP & Chief Investment Officer - [O] 25,199 25,199
Linda Bynoe Director - [D] 32,964 32,964
Clive Bellows Executive Vice President - [O] 28,736 28,736
Aileen B Blake EVP & Controller - [O] 11,692 11,692
John Bond - 1,000 1,000
Biff Bowman EVP & Chief Financial Officer - [O] 74,628 74,628
Nicholas D Chabraja Director - [D] 3,154 3,154
Susan Crown Director - [D] 399,501 399,501
Peter Cherecwich Chief Operating Officer - [O] 24,165 24,165
Cohodes Jeffrey D. Executive Vice President - [O] 20,484 20,484
Kelley Conway Executive Vice President - [O] 12,213 12,213
Chandra Dhandapani Director - [D] 4,835 4,835
Steven L Fradkin Vice Chairman - [O] 103,822 103,822
David W Jr Fox EVP & Chief Financial Officer - [O] 59,455 59,455
Daniel Gamba President / Asset Management - [O] 61,848 61,848
Mark C Gossett Executive Vice President - [O] 39,817 39,817
Aengus Hallinan Executive Vice President - [O] 11,807 11,807
Dean M Harrison Director - [D] 33,093 33,093
Jay L Henderson Director - [D] 1,902 1,902
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Dipak C Jain Director - [D] 20,052 20,052
Arthur L Kelly 110,326
Jane Karpinski Executive Vice President - [O] 27,911 27,911
Marcy S Klevorn Director - [D] 12,295 12,295
Kukla Richard D. Controller - [O] 28,031 28,031
Robert W Lane Director - [D] 2,410 2,410
John Landers Controller - [O] 8,079 8,079
Wilson Leech EVP/Chief Risk Officer - [O] 49,247 49,247
Susan Cohen Levy EVP and General Counsel - [O] 28,602 28,602
Robert C Mccormack Director - [D] 876,400 876,400
Timothy P Moen Executive Vice President - [O] 40,984 40,984
Edward J Mooney - 15,110 15,110
William L Morrison Vice Chairman - [O] 49,849 49,849
Siddharth N Mehta Director - [D] 11,368 11,368
Moritz Robert Edward Jr. Director - [D] 2,525 2,525
Michael O'Grady Chairman and CEO, Director - [D] [O] 64,756 64,756
William A Osborn Chairman and CEO, Director - [D] [O] 503,255 503,255
Charles D Powell - 0 0
Teresa Parker President/Asset Servicing - [O] 71,789 71,789
Susan Gillian Pembleton EVP/Human Resources - [O] 21,330 21,330
Richard Petrino Director - [D] 2,327 2,327
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Stephen N Potter Vice Chairman - [O] 46,072 46,072
Becerra Jose Luis Prado Director - [D] 23,565 23,565
John W Rowe Director - [D] 22,923 22,923
Thomas E Richards Director - [D] 14,435 14,435
Martin P Slark Director - [D] 25,879 25,879
David Byron Jr Smith Director - [D] 64,584 64,584
Harold B Smith Director - [D] 2,847 2,847
William D Smithburg Director - [D] 7,647 7,647
Enrique Sosa Director - [D] 1,000 1,000
Jana R Schreuder COO - [O] 0 0
Thomas A South Executive Vice President - [O] 82,094 82,094
Clair Joyce St Executive Vice President - [O] 16,830 16,830
Timothy J Theriault EVP & President C&IS - [O] 36,984 36,984
Terence J Toth EVP & President/NTGI - [O] 39,964 39,964
Alexandria Taylor Chief Administrative Officer - [O] 43,883 43,883
Shundrawn A Thomas President / Asset Management - [O] 63,800 63,800
Donald Thompson Director - [D] 30,797 30,797
Charles A Tribbett Director - [D] 39,266 39,266
Tyler Jason J. President/Wealth Management - [O] 72,509 72,509
Frederick H Waddell Chairman, Director - [D] [O] 137,592 137,592
Kelly R Welsh EVP & General Counsel - [O] 28,297 28,297

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di NTRS / Northern Trust Corporation. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Maksimal
Harga di
Maksimal
Maksimal
Keuntungan ($)
Maksimum Pengembalian (%)
2025-08-13 Moritz Robert Edward Jr. 256 126.3400 256 126.3400 32,343 13 131.8700 1,416 4.38
2025-04-24 Moritz Robert Edward Jr. 112 91.6200 112 91.6200 10,261
2023-10-25 Tyler Jason J. 400 62.6900 400 62.6900 25,076
2023-10-24 Levy Susan Cohen 5,000 64.4100 5,000 64.4100 322,050
2023-10-24 Tyler Jason J. 1,350 64.5500 1,350 64.5500 87,142
2023-10-23 O'Grady Michael 20,000 65.1000 20,000 65.1000 1,302,000
2023-06-20 Cherecwich Peter 4 73.5500 4 73.5500 294
2023-04-17 Prado Becerra Jose Luis 1 85.6100 1 85.6100 86
2023-02-10 Cherecwich Peter 2 97.1900 2 97.1900 194

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

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Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di NTRS / Northern Trust Corporation. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Menit
Harga di
Menit
Kerugian Maksimal
Dihindari ($)
Kerugian Maksimal
Dihindari (%)
2025-07-31 Parker Teresa 7,602 131.2100 7,602 131.2100 997,458 7 124.7300 -49,261 -4.94
2025-07-30 FRADKIN STEVEN L 3,775 132.5000 3,775 132.5000 500,188
2025-07-29 FRADKIN STEVEN L 5,680 132.1100 5,680 132.1100 750,385
2025-07-28 FRADKIN STEVEN L 3,450 129.3700 3,450 129.3700 446,326
2025-07-28 FRADKIN STEVEN L 8,775 129.5200 8,775 129.5200 1,136,538
2025-05-22 Hallinan Aengus 5 104.8400 5 104.8400 528
2025-05-12 Conway Kelley 500 105.2800 500 105.2800 52,640
2025-05-12 Fox David W Jr 5,076 105.5500 5,076 105.5500 535,772
2025-05-09 Parker Teresa 6,467 100.6200 6,467 100.6200 650,710

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

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Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas
Tanggal
Perdagangan
Tanggal
Formulir Orang Dalam Ticker Judul Keamanan Kode 10b5-1 Langsung Latihan
Harga
Satuan
Harga
Unit
Diubah
Nilai
Diubah (1 ribu)
Sisa
Pilihan
Sisa
Saham
2025-08-26 2025-08-25 4 Fox David W Jr By Trust NTRS Common Stock G - Gift I -191 40,445
2025-08-18 2025-08-13 4 Moritz Robert Edward Jr. NTRS Common Stock P - Purchase D 126.3400 256 32 2,525
2025-08-01 2025-07-31 4 Parker Teresa NTRS Common Stock S - Sale D 131.2100 -7,602 -997 71,789
2025-07-31 2025-07-31 4 SMITH DAVID BYRON JR By Trust NTRS Common Stock G - Gift I 1,520 64,584
2025-07-30 2025-07-30 4 FRADKIN STEVEN L By Trust NTRS Common Stock S - Sale I 132.5000 -3,775 -500 155,596
2025-07-30 2025-07-29 4 FRADKIN STEVEN L By Trust NTRS Common Stock S - Sale I 132.1100 -5,680 -750 159,371
2025-07-30 2025-07-28 4 FRADKIN STEVEN L Gift Trust NTRS Common Stock S - Sale I 129.3700 -3,450 -446 44,347
2025-07-30 2025-07-28 4 FRADKIN STEVEN L By Trust NTRS Common Stock S - Sale I 129.5200 -8,775 -1,137 165,051
2025-07-02 2025-07-01 4 Harrison Dean M NTRS Common Stock A - Award D 127.9900 146 19 32,046
2025-07-02 2025-06-30 4 Harrison Dean M NTRS Common Stock A - Award D 126.7900 348 44 31,901
2025-07-02 2025-07-01 4 Thompson Donald NTRS Common Stock A - Award D 127.9900 140 18 29,054
2025-07-02 2025-06-30 4 Thompson Donald NTRS Common Stock A - Award D 126.7900 293 37 28,913
2025-07-02 2025-07-01 4 Dhandapani Chandra NTRS Common Stock A - Award D 127.9900 16 2 4,835
2025-07-02 2025-06-30 4 Dhandapani Chandra NTRS Common Stock A - Award D 126.7900 267 34 4,819
2025-07-02 2025-07-01 4 CROWN SUSAN NTRS Common Stock Units A - Award D 127.9900 84 11 37,405
2025-07-02 2025-07-01 4 Tribbett Charles A NTRS Common Stock A - Award D 127.9900 88 11 36,444
2025-07-02 2025-07-01 4 Petrino Richard NTRS Common Stock A - Award D 127.9900 2 0 2,327
2025-07-02 2025-07-01 4 Mehta Siddharth N NTRS Common Stock A - Award D 127.9900 23 3 11,368
2025-07-02 2025-07-01 4 SLARK MARTIN P NTRS Common Stock A - Award D 127.9900 66 8 21,110
2025-07-02 2025-07-01 4 Klevorn Marcy S NTRS Common Stock A - Award D 127.9900 61 8 12,295
2025-06-04 3 Hallinan Aengus NTRS Common Stock D 5
2025-06-04 2025-05-22 4 Hallinan Aengus NTRS Common Stock S - Sale D 104.8400 -5 -1 11,807
2025-06-04 2025-05-19 4 Hallinan Aengus NTRS Common Stock A - Award D 11,807 11,812
2025-05-23 2025-05-22 4 South Thomas A NTRS Common Stock G - Gift D -500 78,091
2025-05-13 2025-05-12 4 Fox David W Jr NTRS Common Stock S - Sale D 105.5500 -5,076 -536 13,999
2025-05-13 2025-05-12 4 Conway Kelley NTRS Common Stock S - Sale D 105.2800 -500 -53 12,213
2025-05-12 2025-05-08 4 Bellows Clive NTRS Common Stock S - Sale D 99.9500 -3,300 -330 28,736
2025-05-12 2025-05-09 4 Parker Teresa NTRS Common Stock S - Sale D 100.6200 -6,467 -651 79,391
2025-05-01 2025-04-30 4 SMITH DAVID BYRON JR By Trust NTRS Common Stock G - Gift I 2,160 63,064
2025-04-24 2025-04-22 4 Tribbett Charles A NTRS Common Stock A - Award D 1,902 36,357
2025-04-24 2025-04-01 4 Tribbett Charles A NTRS Common Stock A - Award D 97.9500 114 11 36,277
2025-04-24 2025-04-22 4 SMITH DAVID BYRON JR NTRS Common Stock A - Award D 1,902 1,902
2025-04-24 2025-04-24 4 Moritz Robert Edward Jr. NTRS Common Stock P - Purchase D 91.6200 112 10 2,269
2025-04-24 2025-04-22 4 Moritz Robert Edward Jr. NTRS Common Stock A - Award D 1,902 2,157
2025-04-24 2025-04-22 4 Petrino Richard NTRS Common Stock A - Award D 1,902 2,325
2025-04-24 2025-04-22 4 Petrino Richard NTRS Common Stock A - Award D 89.3600 4 0 423
2025-04-24 2025-04-22 4 Henderson Jay L NTRS Common Stock A - Award D 1,902 1,902
2025-04-24 2025-04-22 4 Dhandapani Chandra NTRS Common Stock A - Award D 1,902 4,552
2025-04-24 2025-04-22 4 Dhandapani Chandra NTRS Common Stock A - Award D 89.3600 54 5 2,650
2025-04-24 2025-04-01 4 Dhandapani Chandra NTRS Common Stock A - Award D 97.9500 5 1 2,596
2025-04-24 2025-03-31 4 Dhandapani Chandra NTRS Common Stock A - Award D 98.6500 287 28 2,591
2025-04-24 2025-01-01 4 Dhandapani Chandra NTRS Common Stock A - Award D 102.5000 3 0 2,304
2025-04-24 2024-10-01 4 Dhandapani Chandra NTRS Common Stock A - Award D 88.7200 1 0 2,300
2025-04-24 2025-04-22 4 Harrison Dean M NTRS Common Stock A - Award D 1,902 31,553
2025-04-24 2025-04-22 4 Harrison Dean M NTRS Common Stock A - Award D 89.3600 61 5 29,651
2025-04-24 2025-04-01 4 Harrison Dean M NTRS Common Stock A - Award D 97.9500 168 17 29,589
2025-04-24 2025-03-31 4 Harrison Dean M NTRS Common Stock A - Award D 98.6500 418 41 29,421
2025-04-24 2025-04-22 4 Thompson Donald NTRS Common Stock A - Award D 1,902 28,620
2025-04-24 2025-04-22 4 Thompson Donald NTRS Common Stock A - Award D 89.3600 61 5 26,718
2025-04-24 2025-04-01 4 Thompson Donald NTRS Common Stock A - Award D 97.9500 165 16 26,657
2025-04-24 2025-03-31 4 Thompson Donald NTRS Common Stock A - Award D 98.6500 367 36 26,492
2025-04-24 2025-04-22 4 Mehta Siddharth N NTRS Common Stock A - Award D 1,902 11,345
2025-04-24 2025-04-22 4 Mehta Siddharth N NTRS Common Stock A - Award D 89.3600 61 5 9,443
2025-04-24 2025-04-01 4 Mehta Siddharth N NTRS Common Stock A - Award D 97.9500 15 1 9,382
2025-04-24 2025-04-22 4 SLARK MARTIN P NTRS Common Stock A - Award D 1,902 21,044
2025-04-24 2025-04-22 4 SLARK MARTIN P NTRS Common Stock A - Award D 89.3600 61 5 19,142
2025-04-24 2025-04-01 4 SLARK MARTIN P NTRS Common Stock A - Award D 97.9500 72 7 19,080
2025-04-24 2025-04-22 4 Klevorn Marcy S NTRS Common Stock A - Award D 1,902 12,234
2025-04-24 2025-04-22 4 Klevorn Marcy S NTRS Common Stock A - Award D 89.3600 61 5 10,332
2025-04-24 2025-04-01 4 Klevorn Marcy S NTRS Common Stock A - Award D 97.9500 64 6 10,271
2025-04-24 2025-04-01 4 BYNOE LINDA NTRS Common Stock A - Award D 97.9500 84 8 32,964
2025-04-24 2025-04-22 4 CROWN SUSAN NTRS Common Stock Units A - Award D 89.3600 1,902 170 37,320
2025-04-07 2025-04-03 4 Gamba Daniel NTRS Common Stock F - Taxes D 92.3300 -6,061 -560 61,848
2025-03-04 2025-03-01 4 Conway Kelley NTRS Common Stock F - Taxes D 110.2700 -1,007 -111 12,713
2025-03-04 2025-02-18 4 Conway Kelley NTRS Common Stock F - Taxes D 112.6900 -243 -27 13,720
2025-03-04 2025-02-18 4 Conway Kelley NTRS Common Stock A - Award D 828 13,963
2025-03-04 2025-03-01 4 Bellows Clive NTRS Common Stock F - Taxes D 81.9000 -1,775 -145 32,036
2025-03-04 2025-03-01 4 Bellows Clive NTRS Common Stock F - Taxes D 110.2700 -662 -73 33,811
2025-03-04 2025-03-01 4 Taylor Alexandria NTRS Common Stock F - Taxes D 110.2700 -1,001 -110 43,883
2025-03-04 2025-03-01 4 Tyler Jason J. NTRS Common Stock F - Taxes D 110.2700 -3,718 -410 72,509
2025-03-04 2025-03-01 4 Parker Teresa NTRS Common Stock F - Taxes D 110.2700 -3,592 -396 85,858
2025-03-04 2025-03-01 4 South Thomas A NTRS Common Stock F - Taxes D 110.2700 -3,203 -353 78,591
2025-03-04 2025-03-01 4 Landers John NTRS Common Stock F - Taxes D 110.2700 -315 -35 8,079
2025-03-04 2025-03-01 4 Levy Susan Cohen NTRS Common Stock F - Taxes D 110.2700 -2,748 -303 28,602
2025-03-04 2025-03-01 4 O'Grady Michael NTRS Common Stock F - Taxes D 110.2700 -11,684 -1,288 64,756
2025-03-04 2025-03-01 4 Gamba Daniel NTRS Common Stock F - Taxes D 110.2700 -1,300 -143 67,909
2025-03-04 2025-03-01 4 Gossett Mark C NTRS Common Stock F - Taxes D 110.2700 -2,667 -294 39,817
2025-03-04 2025-03-01 4 Karpinski Jane NTRS Common Stock F - Taxes D 110.2700 -1,168 -129 27,911
2025-03-04 2025-03-01 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 110.2700 -4,318 -476 49,563
2025-03-04 2025-03-01 4 Fox David W Jr NTRS Common Stock F - Taxes D 110.2700 -2,318 -256 19,075
2025-03-04 2025-03-01 4 Moritz Robert Edward Jr. NTRS Common Stock A - Award D 255 255
2025-03-04 2025-03-01 4 Cherecwich Peter NTRS Common Stock F - Taxes D 110.2700 -4,264 -470 24,165
2025-02-25 2025-02-21 4 Bellows Clive NTRS Common Stock F - Taxes D 79.7100 -1,007 -80 34,473
2025-02-25 2025-02-21 4 Karpinski Jane NTRS Common Stock F - Taxes D 113.1600 -1,192 -135 29,079
2025-02-25 2025-02-21 4 Parker Teresa NTRS Common Stock F - Taxes D 113.1600 -1,757 -199 89,450
2025-02-20 2025-02-18 4 Cherecwich Peter NTRS Common Stock F - Taxes D 112.6900 -11,052 -1,245 34,323
2025-02-20 2025-02-18 4 Cherecwich Peter NTRS Common Stock A - Award D 24,946 59,269
2025-02-20 2025-02-18 4 Tyler Jason J. NTRS Common Stock F - Taxes D 112.6900 -8,289 -934 76,227
2025-02-20 2025-02-18 4 Tyler Jason J. NTRS Common Stock A - Award D 18,709 84,516
2025-02-20 2025-02-18 4 O'Grady Michael NTRS Common Stock F - Taxes D 112.6900 -27,957 -3,150 92,602
2025-02-20 2025-02-18 4 O'Grady Michael NTRS Common Stock A - Award D 63,107 155,709
2025-02-20 2025-02-18 4 Fox David W Jr NTRS Common Stock F - Taxes D 112.6900 -698 -79 21,393
2025-02-20 2025-02-18 4 Fox David W Jr NTRS Common Stock A - Award D 2,382 22,091
2025-02-20 2025-02-19 4 South Thomas A NTRS Common Stock S - Sale D 113.0000 -3,804 -430 81,794
2025-02-20 2025-02-18 4 South Thomas A NTRS Common Stock F - Taxes D 112.6900 -7,347 -828 85,598
2025-02-20 2025-02-18 4 South Thomas A NTRS Common Stock A - Award D 18,190 92,945
2025-02-20 2025-02-18 4 Gossett Mark C NTRS Common Stock F - Taxes D 112.6900 -6,495 -732 42,484
2025-02-20 2025-02-18 4 Gossett Mark C NTRS Common Stock A - Award D 15,592 48,979
2025-02-20 2025-02-18 4 Karpinski Jane NTRS Common Stock F - Taxes D 112.6900 -555 -63 30,271
2025-02-20 2025-02-18 4 Karpinski Jane NTRS Common Stock A - Award D 1,179 30,826
2025-02-20 2025-02-18 4 Levy Susan Cohen NTRS Common Stock F - Taxes D 112.6900 -6,595 -743 31,350
2025-02-20 2025-02-18 4 Levy Susan Cohen NTRS Common Stock A - Award D 15,592 37,945
2025-02-20 2025-02-18 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 112.6900 -11,052 -1,245 53,881
2025-02-20 2025-02-18 4 FRADKIN STEVEN L NTRS Common Stock A - Award D 24,946 78,827
2025-02-07 2025-02-05 4 Karpinski Jane NTRS Common Stock A - Award D 12,411 29,647
2025-02-07 2025-02-05 4 Bellows Clive NTRS Common Stock A - Award D 8,814 35,480
2025-02-07 2025-02-05 4 South Thomas A NTRS Common Stock A - Award D 25,850 74,755
2025-02-07 2025-02-05 4 Parker Teresa NTRS Common Stock A - Award D 12,640 91,207
2025-02-07 2025-02-05 4 Fox David W Jr NTRS Common Stock A - Award D 4,740 19,709
2025-02-07 2025-02-05 4 Gamba Daniel NTRS Common Stock A - Award D 8,819 69,209
2025-02-07 2025-02-05 4 Taylor Alexandria NTRS Common Stock A - Award D 6,384 44,884
2025-02-07 2025-02-05 4 Landers John NTRS Common Stock A - Award D 754 8,394
2025-02-07 2025-02-05 4 Tyler Jason J. NTRS Common Stock A - Award D 7,358 65,807
2025-02-07 2025-02-05 4 O'Grady Michael NTRS Common Stock A - Award D 19,012 92,602
2025-02-07 2025-02-05 4 Gossett Mark C NTRS Common Stock A - Award D 4,978 33,387
2025-02-07 2025-02-05 4 Conway Kelley NTRS Common Stock A - Award D 2,783 13,135
2025-02-07 2025-02-05 4 Levy Susan Cohen NTRS Common Stock A - Award D 5,519 22,353
2025-02-07 2025-02-05 4 FRADKIN STEVEN L NTRS Common Stock A - Award D 8,278 53,881
2025-02-07 2025-02-05 4 Cherecwich Peter NTRS Common Stock A - Award D 7,737 34,323
2025-02-05 2025-02-04 4 Landers John NTRS Common Stock S - Sale D 111.4400 -900 -100 7,640
2025-02-04 2025-01-31 4 SMITH DAVID BYRON JR By Trust NTRS Common Stock G - Gift I 1,780 59,082
2025-02-04 2025-02-03 4 Karpinski Jane NTRS Common Stock S - Sale D 111.3300 -2,262 -252 17,236
2025-01-31 2025-01-30 4 Tyler Jason J. NTRS Common Stock S - Sale D 112.6700 -2,237 -252 58,449
2025-01-31 2025-01-30 4 Tyler Jason J. NTRS Common Stock M - Exercise D 70.2100 2,968 208 60,686
2025-01-31 2025-01-29 4 Cherecwich Peter NTRS Common Stock S - Sale D 112.3600 -26,132 -2,936 26,586
2025-01-31 2025-01-29 4 Cherecwich Peter NTRS Common Stock M - Exercise D 88.0600 26,132 2,301 52,718
2025-01-31 2025-01-30 4 O'Grady Michael By Trust NTRS Common Stock F - Taxes I 113.2100 -17,432 -1,973 292,341
2025-01-31 2025-01-30 4 O'Grady Michael By Trust NTRS Common Stock M - Exercise I 70.2100 23,739 1,667 309,773
2025-01-24 2025-01-22 4 Petrino Richard NTRS Common Stock A - Award D 419 419
2025-01-03 2025-01-01 4 BYNOE LINDA NTRS Common Stock A - Award D 102.5000 79 8 32,881
2025-01-03 2024-12-31 4 Dhandapani Chandra NTRS Common Stock A - Award D 102.5000 268 27 2,299
2025-01-03 2025-01-01 4 Thompson Donald NTRS Common Stock A - Award D 102.5000 154 16 26,124
2025-01-03 2024-12-31 4 Thompson Donald NTRS Common Stock A - Award D 102.5000 354 36 25,970
2025-01-03 2025-01-01 4 Harrison Dean M NTRS Common Stock A - Award D 102.5000 160 16 29,003
2025-01-03 2024-12-31 4 Harrison Dean M NTRS Common Stock A - Award D 102.5000 402 41 28,843
2025-01-03 2025-01-01 4 Tribbett Charles A NTRS Common Stock A - Award D 102.5000 108 11 36,163
2025-01-03 2025-01-01 4 SLARK MARTIN P NTRS Common Stock A - Award D 102.5000 68 7 19,009
2025-01-03 2025-01-01 4 Mehta Siddharth N NTRS Common Stock A - Award D 102.5000 14 1 9,367
2025-01-03 2025-01-01 4 Klevorn Marcy S NTRS Common Stock A - Award D 102.5000 61 6 10,207
2025-01-03 2025-01-01 4 CROWN SUSAN NTRS Common Stock Units A - Award D 102.5000 90 9 35,262
2024-12-05 2024-12-03 4 O'Grady Michael NTRS Common Stock F - Taxes D 110.3100 -1,366 -151 73,590
2024-12-05 2024-12-03 4 Levy Susan Cohen NTRS Common Stock F - Taxes D 110.3100 -298 -33 16,834
2024-12-05 2024-12-03 4 Gossett Mark C NTRS Common Stock F - Taxes D 110.3100 -298 -33 28,409
2024-12-05 2024-12-03 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 110.3100 -475 -52 45,603
2024-12-05 2024-12-03 4 Cherecwich Peter NTRS Common Stock F - Taxes D 110.3100 -475 -52 26,586
2024-12-05 2024-12-03 4 Parker Teresa NTRS Common Stock F - Taxes D 110.3100 -759 -84 78,567
2024-12-05 2024-12-03 4 South Thomas A NTRS Common Stock F - Taxes D 110.3100 -851 -94 48,905
2024-12-05 2024-12-03 4 Fox David W Jr NTRS Common Stock F - Taxes D 110.3100 -276 -30 14,969
2024-12-04 2024-12-02 4 Bellows Clive NTRS Common Stock F - Taxes D 110.6400 -168 -19 26,666
2024-12-03 2024-11-29 4 FRADKIN STEVEN L Gift Trust NTRS Common Stock S - Sale I 111.0000 -4,550 -505 47,797
2024-12-03 2024-11-29 4 FRADKIN STEVEN L By Trust NTRS Common Stock S - Sale I 111.0100 -4,550 -505 153,962
2024-11-08 2024-11-07 4 South Thomas A NTRS Common Stock S - Sale D 105.8000 -5,000 -529 49,756
2024-11-07 2024-11-07 4 Cherecwich Peter 2023 GRAT NTRS Common Stock S - Sale I 105.1800 -16,153 -1,699 4,397
2024-11-04 2024-10-31 4 SMITH DAVID BYRON JR By Trust NTRS Common Stock G - Gift I 1,990 57,302
2024-10-29 2024-10-25 4 Levy Susan Cohen NTRS Common Stock S - Sale D 102.2600 -19,585 -2,003 17,132
2024-10-29 2024-10-25 4 Levy Susan Cohen NTRS Common Stock M - Exercise D 70.2100 19,585 1,375 36,717
2024-10-29 2024-10-25 4 FRADKIN STEVEN L NTRS Common Stock S - Sale D 100.5200 -311 -31 46,078
2024-10-29 2024-10-25 4 FRADKIN STEVEN L NTRS Common Stock S - Sale D 100.5000 -27,563 -2,770 46,389
2024-10-29 2024-10-25 4 FRADKIN STEVEN L NTRS Common Stock M - Exercise D 88.0600 27,874 2,455 73,952
2024-10-29 2024-10-25 4 Parker Teresa NTRS Common Stock S - Sale D 100.8600 -4,439 -448 79,326
2024-10-29 2024-10-25 4 Karpinski Jane NTRS Common Stock S - Sale D 100.9600 -4,338 -438 19,498
2024-10-29 2024-10-28 4 South Thomas A NTRS Common Stock G - Gift D -500 54,756
2024-10-21 2024-10-17 4 Taylor Alexandria NTRS Common Stock F - Taxes D 96.3800 -3,523 -340 38,500
2024-10-11 3 Fox David W Jr NTRS Common Stock D 15,245
2024-10-11 3 Fox David W Jr By Trust NTRS Common Stock I 40,636
2024-10-11 3 Fox David W Jr By Trust NTRS Common Stock I 5,000
2024-10-11 3 Fox David W Jr By Trust NTRS Common Stock I 11
2024-10-10 3 Conway Kelley NTRS Common Stock D 10,352
2024-10-10 3 Parker Teresa 401(k) as of 9-30-2024 NTRS Common Stock I 10,171
2024-10-10 3 Parker Teresa NTRS Common Stock D 83,765
2024-10-03 2024-10-01 4 CROWN SUSAN NTRS Common Stock Units A - Award D 88.7200 103 9 35,173
2024-10-02 2024-10-01 4 Thompson Donald NTRS Common Stock A - Award D 88.7200 173 15 25,616
2024-10-02 2024-09-30 4 Thompson Donald NTRS Common Stock A - Award D 90.0300 403 36 25,443
2024-10-02 2024-10-01 4 Harrison Dean M NTRS Common Stock A - Award D 88.7200 179 16 28,440
2024-10-02 2024-09-30 4 Harrison Dean M NTRS Common Stock A - Award D 90.0300 458 41 28,261
2024-10-02 2024-09-30 4 Dhandapani Chandra NTRS Common Stock A - Award D 90.0300 305 27 2,031
2024-10-02 2024-10-01 4 Mehta Siddharth N NTRS Common Stock A - Award D 88.7200 16 1 9,353
2024-10-02 2024-10-01 4 Klevorn Marcy S NTRS Common Stock A - Award D 88.7200 70 6 10,146
2024-10-02 2024-10-01 4 BYNOE LINDA NTRS Common Stock A - Award D 88.7200 91 8 32,801
2024-10-02 2024-10-01 4 Tribbett Charles A NTRS Common Stock A - Award D 88.7200 124 11 36,055
2024-10-02 2024-10-01 4 SLARK MARTIN P NTRS Common Stock A - Award D 88.7200 78 7 18,941
2024-09-16 2024-09-13 4 Tribbett Charles A By Trust NTRS Common Stock S - Sale I 88.1200 -1,855 -163 1,000
2024-08-27 2024-08-27 4 Gossett Mark C NTRS Common Stock S - Sale D 88.9000 -6,000 -533 28,707
2024-08-15 3 Bellows Clive NTRS Common Stock D 26,834
2024-08-12 2024-08-09 4 Parker Teresa NTRS Common Stock S - Sale D 84.0600 -5,883 -495 83,765
2024-08-01 2024-07-31 4 SMITH DAVID BYRON JR By Trust NTRS Common Stock G - Gift I 2,250 55,312
2024-07-02 2024-07-01 4 Klevorn Marcy S NTRS Common Stock A - Award D 83.8300 73 6 10,076
2024-07-02 2024-07-01 4 Mehta Siddharth N NTRS Common Stock A - Award D 83.8300 17 1 9,336
2024-07-02 2024-07-01 4 SLARK MARTIN P NTRS Common Stock A - Award D 83.8300 82 7 18,863
2024-07-02 2024-06-30 4 Dhandapani Chandra NTRS Common Stock A - Award D 83.9800 119 10 1,726
2024-07-02 2024-07-01 4 BYNOE LINDA NTRS Common Stock A - Award D 83.8300 95 8 32,710
2024-07-02 2024-07-01 4 Harrison Dean M NTRS Common Stock A - Award D 83.8300 184 15 27,803
2024-07-02 2024-06-30 4 Harrison Dean M NTRS Common Stock A - Award D 83.9800 491 41 27,619
2024-07-02 2024-07-01 4 Tribbett Charles A NTRS Common Stock A - Award D 83.8300 130 11 35,931
2024-07-02 2024-07-01 4 Thompson Donald NTRS Common Stock A - Award D 83.8300 178 15 25,041
2024-07-02 2024-06-30 4 Thompson Donald NTRS Common Stock A - Award D 83.9800 432 36 24,863
2024-07-02 2024-07-01 4 CROWN SUSAN NTRS Common Stock Units A - Award D 83.8300 108 9 35,070
2024-05-31 2024-05-29 4 Dhandapani Chandra NTRS Common Stock A - Award D 1,607 1,607
2024-05-17 2024-05-15 4 Cherecwich Peter By Trust NTRS Common Stock S - Sale I 87.0900 -12,000 -1,045 31,471
2024-05-03 2024-05-01 4 FRADKIN STEVEN L NTRS Common Stock S - Sale D 82.5600 -4,097 -338 46,078
2024-05-03 2024-05-01 4 FRADKIN STEVEN L NTRS Common Stock M - Exercise D 58.2500 4,097 239 50,175
2024-05-02 2024-04-30 4 SMITH DAVID BYRON JR By Trust NTRS Common Stock G - Gift I 2,400 53,062
2024-04-25 2024-04-23 4 South Thomas A NTRS Common Stock G - Gift D -600 55,256
2024-04-18 2024-04-16 4 SMITH DAVID BYRON JR NTRS Common Stock A - Award D 1,822 1,822
2024-04-18 2024-04-16 4 Klevorn Marcy S NTRS Common Stock A - Award D 1,822 10,003
2024-04-18 2024-04-16 4 Klevorn Marcy S NTRS Common Stock A - Award D 79.5600 70 6 8,181
2024-04-18 2024-04-16 4 POWELL CHARLES D NTRS Common Stock D - Sale to Issuer D 81.8200 -1,855 -152 0
2024-04-18 2024-04-16 4 POWELL CHARLES D NTRS Common Stock M - Exercise D 1,855 1,855
2024-04-18 2024-04-16 4 BYNOE LINDA NTRS Common Stock A - Award D 1,822 32,615
2024-04-18 2024-04-16 4 BYNOE LINDA NTRS Common Stock A - Award D 79.5600 70 6 30,793
2024-04-18 2024-04-16 4 Tribbett Charles A NTRS Common Stock A - Award D 1,822 35,801
2024-04-18 2024-04-16 4 Harrison Dean M NTRS Common Stock A - Award D 1,822 27,128
2024-04-18 2024-04-16 4 Harrison Dean M NTRS Common Stock A - Award D 79.5600 70 6 25,306
2024-04-18 2024-04-16 4 Mehta Siddharth N NTRS Common Stock A - Award D 1,822 9,319
2024-04-18 2024-04-16 4 Mehta Siddharth N NTRS Common Stock A - Award D 79.5600 70 6 7,497
2024-04-18 2024-04-16 4 SLARK MARTIN P NTRS Common Stock A - Award D 1,822 18,781
2024-04-18 2024-04-16 4 SLARK MARTIN P NTRS Common Stock A - Award D 79.5600 70 6 16,959
2024-04-18 2024-04-16 4 Henderson Jay L NTRS Common Stock A - Award D 1,822 1,822
2024-04-18 2024-04-16 4 Thompson Donald NTRS Common Stock A - Award D 1,822 24,431
2024-04-18 2024-04-16 4 Thompson Donald NTRS Common Stock A - Award D 79.5600 70 6 22,609
2024-04-18 2024-04-16 4 CROWN SUSAN NTRS Common Stock Units A - Award D 79.5600 1,822 145 34,962
2024-04-05 2024-04-03 4 Gamba Daniel NTRS Common Stock F - Taxes D 87.7700 -6,061 -532 60,390
2024-04-03 2024-04-01 4 CROWN SUSAN NTRS Common Stock Units A - Award D 88.4400 85 8 33,070
2024-04-02 2024-04-01 4 Tribbett Charles A NTRS Common Stock A - Award D 88.4400 122 11 35,834
2024-04-02 2024-04-01 4 Harrison Dean M NTRS Common Stock A - Award D 88.4400 153 13 25,236
2024-04-02 2024-03-31 4 Harrison Dean M NTRS Common Stock A - Award D 88.9200 464 41 25,084
2024-04-02 2024-04-01 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 88.4400 117 10 23,565
2024-04-02 2024-04-01 4 BYNOE LINDA NTRS Common Stock A - Award D 88.4400 73 6 30,723
2024-04-02 2024-04-01 4 Klevorn Marcy S NTRS Common Stock A - Award D 88.4400 53 5 8,111
2024-04-02 2024-04-01 4 SLARK MARTIN P NTRS Common Stock A - Award D 88.4400 61 5 16,889
2024-04-02 2024-04-01 4 Thompson Donald NTRS Common Stock A - Award D 88.4400 147 13 22,539
2024-04-02 2024-03-31 4 Thompson Donald NTRS Common Stock A - Award D 88.9200 408 36 22,392
2024-03-05 2024-03-01 4 Parker Teresa NTRS Common Stock F - Taxes D 81.9000 -3,120 -256 89,648
2024-03-05 2024-03-01 4 Gossett Mark C NTRS Common Stock F - Taxes D 81.9000 -2,092 -171 34,707
2024-03-05 2024-03-01 4 Landers John NTRS Common Stock F - Taxes D 81.9000 -306 -25 8,540
2024-03-05 2024-03-01 4 Taylor Alexandria NTRS Common Stock F - Taxes D 81.9000 -205 -17 42,023
2024-03-05 2024-03-01 4 Levy Susan Cohen NTRS Common Stock F - Taxes D 81.9000 -2,642 -216 44,622
2024-03-05 2024-03-01 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 81.9000 -4,042 -331 46,078
2024-03-05 2024-03-01 4 Karpinski Jane NTRS Common Stock F - Taxes D 81.9000 -1,517 -124 23,836
2024-03-05 2024-03-01 4 South Thomas A NTRS Common Stock F - Taxes D 81.9000 -3,169 -260 55,856
2024-03-05 2024-03-01 4 Tyler Jason J. NTRS Common Stock F - Taxes D 81.9000 -2,827 -232 57,718
2024-03-05 2024-03-01 4 Cherecwich Peter NTRS Common Stock F - Taxes D 81.9000 -3,939 -323 27,061
2024-03-05 2024-03-01 4 O'Grady Michael NTRS Common Stock F - Taxes D 81.9000 -10,673 -874 74,956
2024-03-05 2024-02-21 4/A Karpinski Jane NTRS Common Stock A - Award D 10,140 25,353
2024-02-26 2024-02-22 4 Parker Teresa NTRS Common Stock F - Taxes D 80.1500 -1,715 -137 92,768
2024-02-23 2024-02-21 4 O'Grady Michael NTRS Common Stock A - Award D 33,734 100,393
2024-02-23 2024-02-21 4 Gamba Daniel NTRS Common Stock A - Award D 11,731 66,451
2024-02-23 2024-02-21 4 South Thomas A NTRS Common Stock A - Award D 9,047 59,025
2024-02-23 2024-02-21 4 Tyler Jason J. NTRS Common Stock A - Award D 10,121 60,545
2024-02-23 2024-02-21 4 Landers John NTRS Common Stock A - Award D 1,183 8,846
2024-02-23 2024-02-21 4 Parker Teresa NTRS Common Stock A - Award D 18,731 94,483
2024-02-23 2024-02-21 4 Karpinski Jane NTRS Common Stock A - Award D 11,672 26,885
2024-02-23 2024-02-21 4 Taylor Alexandria NTRS Common Stock A - Award D 7,667 42,228
2024-02-23 2024-02-21 4 Levy Susan Cohen NTRS Common Stock A - Award D 7,361 47,264
2024-02-23 2024-02-22 4 FRADKIN STEVEN L NTRS Common Stock S - Sale D 80.1100 -30,392 -2,435 55,707
2024-02-23 2024-02-22 4 FRADKIN STEVEN L NTRS Common Stock M - Exercise D 58.2500 30,392 1,770 86,099
2024-02-23 2024-02-21 4 FRADKIN STEVEN L NTRS Common Stock A - Award D 11,731 55,707
2024-02-23 2024-02-21 4 Cherecwich Peter NTRS Common Stock A - Award D 11,731 36,446
2024-02-23 2024-02-21 4 Gossett Mark C NTRS Common Stock A - Award D 7,361 36,799
2024-02-22 2024-02-20 4 Karpinski Jane NTRS Common Stock F - Taxes D 79.5100 -402 -32 15,213
2024-02-22 2024-02-20 4 Karpinski Jane NTRS Common Stock A - Award D 880 15,615
2024-02-22 2024-02-20 4 South Thomas A NTRS Common Stock F - Taxes D 79.5100 -6,901 -549 49,978
2024-02-22 2024-02-20 4 South Thomas A NTRS Common Stock A - Award D 16,067 56,879
2024-02-22 2024-02-20 4 Levy Susan Cohen NTRS Common Stock F - Taxes D 79.5100 -6,298 -501 39,903
2024-02-22 2024-02-20 4 Levy Susan Cohen NTRS Common Stock A - Award D 15,407 46,201
2024-02-22 2024-02-20 4 Gossett Mark C NTRS Common Stock F - Taxes D 79.5100 -5,420 -431 29,438
2024-02-22 2024-02-20 4 Gossett Mark C NTRS Common Stock A - Award D 13,426 34,858
2024-02-22 2024-02-20 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 79.5100 -10,141 -806 43,976
2024-02-22 2024-02-20 4 FRADKIN STEVEN L NTRS Common Stock A - Award D 22,890 66,866
2024-02-22 2024-02-20 4 Cherecwich Peter NTRS Common Stock F - Taxes D 79.5100 -9,556 -760 24,715
2024-02-22 2024-02-20 4 Cherecwich Peter NTRS Common Stock A - Award D 21,570 46,285
2024-02-22 2024-02-20 4 Tyler Jason J. NTRS Common Stock F - Taxes D 79.5100 -6,826 -543 50,424
2024-02-22 2024-02-20 4 Tyler Jason J. NTRS Common Stock A - Award D 15,407 57,250
2024-02-22 2024-02-20 4 O'Grady Michael NTRS Common Stock F - Taxes D 79.5100 -26,618 -2,116 66,659
2024-02-22 2024-02-20 4 O'Grady Michael NTRS Common Stock A - Award D 60,085 126,744
2024-02-13 2023-12-28 5 Taylor Alexandria NTRS Common Stock L - Other D 84.8300 52 4 34,561
2024-02-08 2024-02-06 4 Tyler Jason J. NTRS Common Stock F - Taxes D 78.6100 -2,100 -165 41,843
2024-02-08 2024-02-06 4 Tyler Jason J. NTRS Common Stock M - Exercise D 60.8500 2,466 150 43,943
2024-02-01 2024-01-31 4 SMITH DAVID BYRON JR By Trust NTRS Common Stock G - Gift I 2,500 48,807
2024-01-26 2024-01-24 4 O'Grady Michael By Trust NTRS Common Stock F - Taxes I 81.3800 -20,333 -1,655 224,097
2024-01-26 2024-01-24 4 O'Grady Michael By Trust NTRS Common Stock M - Exercise I 60.8500 24,651 1,500 244,430
2024-01-03 2024-01-01 4 BYNOE LINDA NTRS Common Stock A - Award D 84.3800 76 6 30,650
2024-01-03 2024-01-01 4 Klevorn Marcy S NTRS Common Stock A - Award D 84.3800 55 5 8,058
2024-01-03 2024-01-01 4 Tribbett Charles A NTRS Common Stock A - Award D 84.3800 127 11 35,712
2024-01-03 2024-01-01 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 84.3800 121 10 23,448
2024-01-03 2024-01-01 4 SLARK MARTIN P NTRS Common Stock A - Award D 84.3800 63 5 16,829
2024-01-03 2024-01-01 4 Thompson Donald NTRS Common Stock A - Award D 84.3800 149 13 21,984
2024-01-03 2023-12-31 4 Thompson Donald NTRS Common Stock A - Award D 84.3800 430 36 21,835
2024-01-03 2024-01-01 4 Harrison Dean M NTRS Common Stock A - Award D 84.3800 154 13 24,620
2024-01-03 2023-12-31 4 Harrison Dean M NTRS Common Stock A - Award D 84.3800 489 41 24,465
2024-01-02 2024-01-01 4 CROWN SUSAN NTRS Common Stock Units A - Award D 84.3800 89 7 32,984
2023-12-14 3 Karpinski Jane NTRS Common Stock D 14,735
2023-12-14 3 Karpinski Jane Employee Share Ownership Plan as of 9/30/2023 NTRS Common Stock I 53
2023-12-13 3 Landers John NTRS Common Stock D 7,663
2023-12-07 2023-12-05 4 Levy Susan Cohen NTRS Common Stock F - Taxes D 80.3600 -291 -23 30,794
2023-12-07 2023-12-05 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 80.3600 -465 -37 43,976
2023-12-07 2023-12-05 4 Parker Teresa NTRS Common Stock F - Taxes D 80.3600 -670 -54 75,752
2023-12-07 2023-12-05 4 Gossett Mark C NTRS Common Stock F - Taxes D 80.3600 -291 -23 21,432
2023-12-07 2023-12-05 4 O'Grady Michael NTRS Common Stock F - Taxes D 80.3600 -1,282 -103 66,659
2023-12-07 2023-12-05 4 Cherecwich Peter NTRS Common Stock F - Taxes D 80.3600 -465 -37 24,715
2023-12-07 2023-07-21 4 Cherecwich Peter By Spouse's Trust NTRS Common Stock S - Sale I 78.5400 -5 -0 6
2023-12-07 2023-06-20 4 Cherecwich Peter By Spouse's Trust NTRS Common Stock P - Purchase I 73.5500 4 0 11
2023-12-07 2023-04-17 4 Cherecwich Peter By Spouse's Trust NTRS Common Stock S - Sale I 85.6300 -3 -0 7
2023-12-07 2023-02-10 4 Cherecwich Peter By Spouse's Trust NTRS Common Stock P - Purchase I 97.1900 2 0 10
2023-12-07 2023-01-10 4 Cherecwich Peter By Spouse's Trust NTRS Common Stock P - Purchase I 95.0200 1 0 8
2023-12-07 2022-12-06 4 Cherecwich Peter By Spouse's Trust NTRS Common Stock S - Sale I 87.9900 -2 -0 7
2023-12-07 2022-09-26 4 Cherecwich Peter By Spouse's Trust NTRS Common Stock P - Purchase I 86.7400 2 0 9
2023-12-07 2022-08-23 4 Cherecwich Peter By Spouse's Trust NTRS Common Stock S - Sale I 98.3600 -2 -0 7
2023-12-07 2021-11-02 4 Cherecwich Peter By Spouse's Trust NTRS Common Stock P - Purchase I 123.7800 1 0 9
2023-12-07 2021-05-21 4 Cherecwich Peter By Spouse's Trust NTRS Common Stock P - Purchase I 119.8800 2 0 8
2023-12-07 2021-05-12 4 Cherecwich Peter By Spouse's Trust NTRS Common Stock P - Purchase I 116.3500 1 0 6
2023-12-07 2019-03-29 4 Cherecwich Peter By Spouse's Trust NTRS Common Stock P - Purchase I 90.4100 5 0 5
2023-11-01 2023-10-31 4 SMITH DAVID BYRON JR By Trust NTRS Common Stock G - Gift I 3,220 46,307
2023-10-25 2023-10-23 4 O'Grady Michael By Trust NTRS Common Stock P - Purchase I 65.1000 20,000 1,302 219,779
2023-10-25 2023-10-24 4 Levy Susan Cohen NTRS Common Stock P - Purchase D 64.4100 5,000 322 31,085
2023-10-25 2023-10-25 4 Tyler Jason J. NTRS Common Stock P - Purchase D 62.6900 400 25 41,477
2023-10-25 2023-10-24 4 Tyler Jason J. NTRS Common Stock P - Purchase D 64.5500 1,350 87 41,077
2023-10-19 2023-10-17 4 Taylor Alexandria NTRS Common Stock F - Taxes D 69.4100 -2,800 -194 34,509
2023-10-06 2023-01-13 4 Prado Becerra Jose Luis By Trust 3 NTRS Common Stock S - Sale I 98.6500 -2 -0 3
2023-10-06 2022-12-23 4 Prado Becerra Jose Luis By Trust 2 NTRS Common Stock S - Sale I 87.8700 -2 -0 17
2023-10-06 2022-10-14 4 Prado Becerra Jose Luis By Trust 2 NTRS Common Stock P - Purchase I 84.5800 1 0 19
2023-10-06 2022-04-26 4 Prado Becerra Jose Luis By Trust 3 NTRS Common Stock P - Purchase I 108.7400 1 0 5
2023-10-06 2022-03-23 4 Prado Becerra Jose Luis By Trust 3 NTRS Common Stock S - Sale I 115.5400 -4 -0 4
2023-10-06 2022-03-02 4 Prado Becerra Jose Luis By Trust 3 NTRS Common Stock P - Purchase I 110.9000 1 0 8
2023-10-06 2022-01-28 4 Prado Becerra Jose Luis By Trust 3 NTRS Common Stock S - Sale I 115.6400 -5 -1 7
2023-10-06 2021-12-20 4 Prado Becerra Jose Luis By Trust 3 NTRS Common Stock P - Purchase I 113.5000 1 0 12
2023-10-06 2021-10-29 4 Prado Becerra Jose Luis By Trust 2 NTRS Common Stock P - Purchase I 123.5400 1 0 18
2023-10-06 2021-09-27 4 Prado Becerra Jose Luis By Trust 2 NTRS Common Stock S - Sale I 112.5500 -8 -1 17
2023-10-06 2021-09-13 4 Prado Becerra Jose Luis By Trust 2 NTRS Common Stock S - Sale I 94.9500 -2 -0 25
2023-10-06 2021-09-10 4 Prado Becerra Jose Luis By Trust 3 NTRS Common Stock P - Purchase I 113.1700 1 0 11
2023-10-06 2021-09-10 4 Prado Becerra Jose Luis By Trust 2 NTRS Common Stock P - Purchase I 113.1700 5 1 27
2023-10-06 2021-03-26 4 Prado Becerra Jose Luis By Trust 2 NTRS Common Stock P - Purchase I 104.7500 2 0 22
2023-10-06 2021-02-23 4 Prado Becerra Jose Luis By Trust 2 NTRS Common Stock S - Sale I 97.4800 -3 -0 20
2023-10-06 2021-01-19 4 Prado Becerra Jose Luis By Trust 2 NTRS Common Stock P - Purchase I 97.4100 3 0 23
2023-10-06 2020-12-18 4 Prado Becerra Jose Luis By Trust 2 NTRS Common Stock S - Sale I 91.7800 -1 -0 20
2023-10-06 2020-12-18 4 Prado Becerra Jose Luis By Trust 2 NTRS Common Stock S - Sale I 91.8100 -2 -0 21
2023-10-06 2020-07-07 4 Prado Becerra Jose Luis By Trust 3 NTRS Common Stock S - Sale I 77.8500 -3 -0 10
2023-10-06 2020-06-09 4 Prado Becerra Jose Luis By Trust 2 NTRS Common Stock P - Purchase I 92.2800 2 0 23
2023-10-06 2020-05-05 4 Prado Becerra Jose Luis By Trust 2 NTRS Common Stock S - Sale I 75.3900 -12 -1 21
2023-10-06 2020-03-05 4 Prado Becerra Jose Luis By Trust 2 NTRS Common Stock P - Purchase I 80.8900 9 1 33
2023-10-06 2020-01-21 4 Prado Becerra Jose Luis By Trust 2 NTRS Common Stock P - Purchase I 108.5700 6 1 24
2023-10-06 2019-12-09 4 Prado Becerra Jose Luis By Trust 3 NTRS Common Stock P - Purchase I 109.1400 6 1 13
2023-10-06 2019-12-09 4 Prado Becerra Jose Luis By Trust 2 NTRS Common Stock P - Purchase I 109.1400 7 1 18
2023-10-06 2019-11-20 4 Prado Becerra Jose Luis By Trust 2 NTRS Common Stock P - Purchase I 106.3000 5 1 11
2023-10-06 2019-11-05 4 Prado Becerra Jose Luis By Trust 3 NTRS Common Stock P - Purchase I 105.5000 7 1 7
2023-10-06 2015-03-10 4 Prado Becerra Jose Luis By Trust 2 NTRS Common Stock P - Purchase I 69.3800 6 0 6
2023-10-06 2023-06-02 4 Prado Becerra Jose Luis By Trust 2 NTRS Common Stock S - Sale I 75.6000 -3 -0 15
2023-10-06 2023-04-17 4 Prado Becerra Jose Luis By Trust 3 NTRS Common Stock P - Purchase I 85.6100 1 0 3
2023-10-06 2023-02-14 4 Prado Becerra Jose Luis By Trust 3 NTRS Common Stock S - Sale I 97.6900 -1 -0 2
2023-10-06 2023-01-23 4 Prado Becerra Jose Luis By Trust 2 NTRS Common Stock P - Purchase I 94.2000 1 0 18
2023-10-03 2023-10-01 4 Thompson Donald NTRS Common Stock A - Award D 69.4800 174 12 21,405
2023-10-03 2023-09-30 4 Thompson Donald NTRS Common Stock A - Award D 69.4800 522 36 21,232
2023-10-03 2023-10-01 4 Tribbett Charles A NTRS Common Stock A - Award D 69.4800 152 11 35,585
2023-10-03 2023-10-01 4 SLARK MARTIN P NTRS Common Stock A - Award D 69.4800 76 5 16,766
2023-10-03 2023-10-01 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 69.4800 146 10 23,327
2023-10-03 2023-10-01 4 BYNOE LINDA NTRS Common Stock A - Award D 69.4800 92 6 30,573
2023-10-03 2023-10-01 4 Klevorn Marcy S NTRS Common Stock A - Award D 69.4800 66 5 8,004
2023-10-03 2023-10-01 4 Harrison Dean M NTRS Common Stock A - Award D 69.4800 179 12 23,977
2023-10-03 2023-09-30 4 Harrison Dean M NTRS Common Stock A - Award D 69.4800 594 41 23,798
2023-10-02 2023-10-01 4 CROWN SUSAN NTRS Common Stock Units A - Award D 69.4800 107 7 32,896
2023-08-02 2023-07-31 4 SMITH DAVID BYRON JR By Trust NTRS Common Stock G - Gift I 2,600 43,087
2023-07-05 2023-07-01 4 CROWN SUSAN NTRS Common Stock Units A - Award D 74.1400 99 7 32,789
2023-07-05 2023-07-01 4 BYNOE LINDA NTRS Common Stock A - Award D 74.1400 85 6 30,481
2023-07-05 2023-07-01 4 Klevorn Marcy S NTRS Common Stock A - Award D 74.1400 61 5 7,938
2023-07-05 2023-07-01 4 Harrison Dean M NTRS Common Stock A - Award D 74.1400 160 12 23,204
2023-07-05 2023-06-30 4 Harrison Dean M NTRS Common Stock A - Award D 74.1400 556 41 23,043
2023-07-05 2023-07-01 4 SLARK MARTIN P NTRS Common Stock A - Award D 74.1400 70 5 16,690
2023-07-05 2023-07-01 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 74.1400 135 10 23,181
2023-07-05 2023-07-01 4 Thompson Donald NTRS Common Stock A - Award D 74.1400 156 12 20,710
2023-07-05 2023-06-30 4 Thompson Donald NTRS Common Stock A - Award D 74.1400 489 36 20,553
2023-07-05 2023-07-01 4 Tribbett Charles A NTRS Common Stock A - Award D 74.1400 141 10 35,433
2023-05-02 2023-04-28 4 SMITH DAVID BYRON JR By Trust NTRS Common Stock G - Gift I 2,700 40,487
2023-04-27 2023-04-25 4 Thompson Donald NTRS Common Stock A - Award D 1,855 20,064
2023-04-27 2023-04-25 4 Thompson Donald NTRS Common Stock A - Award D 78.1600 51 4 18,209
2023-04-27 2023-04-25 4 Tribbett Charles A NTRS Common Stock A - Award D 1,855 35,292
2023-04-27 2023-04-25 4 Tribbett Charles A NTRS Common Stock A - Award D 78.1600 51 4 33,437
2023-04-27 2023-04-25 4 Klevorn Marcy S NTRS Common Stock A - Award D 1,855 7,877
2023-04-27 2023-04-25 4 Klevorn Marcy S NTRS Common Stock A - Award D 78.1600 51 4 6,022
2023-04-27 2023-04-25 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 1,855 23,046
2023-04-27 2023-04-25 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 78.1600 51 4 21,191
2023-04-27 2023-04-25 4 POWELL CHARLES D NTRS Common Stock D - Sale to Issuer D 80.8000 -1,343 -109 0
2023-04-27 2023-04-25 4 POWELL CHARLES D NTRS Common Stock M - Exercise D 1,343 1,343
2023-04-27 2023-04-25 4 Mehta Siddharth N NTRS Common Stock A - Award D 1,855 7,427
2023-04-27 2023-04-25 4 SLARK MARTIN P NTRS Common Stock A - Award D 1,855 16,620
2023-04-27 2023-04-25 4 SLARK MARTIN P NTRS Common Stock A - Award D 78.1600 51 4 14,765
2023-04-27 2023-04-25 4 SMITH DAVID BYRON JR NTRS Common Stock A - Award D 1,855 1,855
2023-04-27 2023-04-25 4 BYNOE LINDA NTRS Common Stock A - Award D 1,855 30,396
2023-04-27 2023-04-25 4 BYNOE LINDA NTRS Common Stock A - Award D 78.1600 51 4 28,541
2023-04-27 2023-04-25 4 Harrison Dean M NTRS Common Stock A - Award D 1,855 22,487
2023-04-27 2023-04-25 4 Harrison Dean M NTRS Common Stock A - Award D 78.1600 51 4 20,632
2023-04-27 2023-04-25 4 Henderson Jay L NTRS Common Stock A - Award D 1,855 1,855
2023-04-27 2023-04-25 4 CROWN SUSAN NTRS Common Stock Units A - Award D 78.1600 1,855 145 32,690
2023-04-05 2023-04-03 4 Gamba Daniel NTRS Common Stock A - Award D 54,720 54,720
2023-04-04 2023-04-01 4 CROWN SUSAN NTRS Common Stock Units A - Award D 88.1300 71 6 30,785
2023-04-04 2023-04-01 4 BYNOE LINDA NTRS Common Stock A - Award D 88.1300 59 5 28,491
2023-04-04 2023-04-01 4 Harrison Dean M NTRS Common Stock A - Award D 88.1300 118 10 20,581
2023-04-04 2023-03-31 4 Harrison Dean M NTRS Common Stock A - Award D 88.1300 468 41 20,463
2023-04-04 2023-04-01 4 Klevorn Marcy S NTRS Common Stock A - Award D 88.1300 39 3 5,972
2023-04-04 2023-04-01 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 88.1300 101 9 21,140
2023-04-04 2023-04-01 4 SLARK MARTIN P NTRS Common Stock A - Award D 88.1300 47 4 14,714
2023-04-04 2023-04-01 4 Thompson Donald NTRS Common Stock A - Award D 88.1300 115 10 18,159
2023-04-04 2023-03-31 4 Thompson Donald NTRS Common Stock A - Award D 88.1300 411 36 18,043
2023-04-04 2023-04-01 4 Tribbett Charles A NTRS Common Stock A - Award D 88.1300 106 9 33,386
2023-03-13 2023-03-09 4 Allnutt Lauren E NTRS Common Stock S - Sale D 87.3000 -559 -49 5,576
2023-03-03 2023-03-01 4 Parker Teresa NTRS Common Stock F - Taxes D 94.4900 -2,218 -210 76,422
2023-03-03 2023-03-01 4 O'Grady Michael NTRS Common Stock F - Taxes D 94.4900 -9,845 -930 67,941
2023-03-03 2023-03-01 4 Tyler Jason J. NTRS Common Stock F - Taxes D 94.4900 -2,044 -193 39,727
2023-03-03 2023-03-01 4 South Thomas A NTRS Common Stock F - Taxes D 94.4900 -2,585 -244 40,812
2023-03-03 2023-03-01 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 94.4900 -3,895 -368 44,441
2023-03-03 2023-03-01 4 Gossett Mark C NTRS Common Stock F - Taxes D 94.4900 -1,753 -166 21,723
2023-03-03 2023-03-01 4 Cherecwich Peter NTRS Common Stock F - Taxes D 94.4900 -3,765 -356 25,180
2023-03-03 2023-03-01 4 Levy Susan Cohen NTRS Common Stock F - Taxes D 94.4900 -2,636 -249 26,085
2023-03-03 2023-03-01 4 Allnutt Lauren E NTRS Common Stock F - Taxes D 94.4900 -235 -22 6,135
2023-02-24 2023-02-23 4 Parker Teresa NTRS Common Stock F - Taxes D 93.7000 -1,418 -133 78,640
2023-02-24 2023-02-22 4 Parker Teresa NTRS Common Stock A - Award D 17,950 80,058
2023-02-23 2023-02-22 4 Allnutt Lauren E NTRS Common Stock A - Award D 1,836 6,370
2023-02-23 2023-02-22 4 O'Grady Michael NTRS Common Stock A - Award D 31,660 91,404
2023-02-23 2023-02-21 4 O'Grady Michael NTRS Common Stock F - Taxes D 94.7000 -17,328 -1,641 59,744
2023-02-23 2023-02-21 4 O'Grady Michael NTRS Common Stock A - Award D 39,114 98,858
2023-02-23 2023-02-22 4 Gossett Mark C NTRS Common Stock A - Award D 7,170 23,560
2023-02-23 2023-02-21 4 Gossett Mark C NTRS Common Stock F - Taxes D 94.7000 -846 -80 16,390
2023-02-23 2023-02-21 4 Gossett Mark C NTRS Common Stock A - Award D 2,723 17,236
2023-02-23 2023-02-22 4 Tyler Jason J. NTRS Common Stock A - Award D 9,386 42,288
2023-02-23 2023-02-21 4 Tyler Jason J. NTRS Common Stock F - Taxes D 94.7000 -1,007 -95 32,902
2023-02-23 2023-02-21 4 Tyler Jason J. NTRS Common Stock A - Award D 3,439 33,909
2023-02-23 2023-02-22 4 Levy Susan Cohen NTRS Common Stock A - Award D 7,170 29,961
2023-02-23 2023-02-21 4 Levy Susan Cohen NTRS Common Stock F - Taxes D 94.7000 -3,104 -294 22,791
2023-02-23 2023-02-21 4 Levy Susan Cohen NTRS Common Stock A - Award D 10,431 25,895
2023-02-23 2023-02-22 4 FRADKIN STEVEN L NTRS Common Stock A - Award D 11,472 53,722
2023-02-23 2023-02-21 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 94.7000 -5,046 -478 42,250
2023-02-23 2023-02-21 4 FRADKIN STEVEN L NTRS Common Stock A - Award D 14,844 57,094
2023-02-23 2023-02-22 4 Cherecwich Peter NTRS Common Stock A - Award D 11,472 34,152
2023-02-23 2023-02-21 4 Cherecwich Peter NTRS Common Stock F - Taxes D 94.7000 -4,676 -443 22,680
2023-02-23 2023-02-21 4 Cherecwich Peter NTRS Common Stock A - Award D 14,041 36,721
2023-02-23 2023-02-22 4 Taylor Alexandria NTRS Common Stock A - Award D 2,794 37,309
2023-02-23 2023-02-22 4 South Thomas A NTRS Common Stock A - Award D 8,669 44,317
2023-02-23 2023-02-21 4 South Thomas A NTRS Common Stock F - Taxes D 94.7000 -2,868 -272 35,648
2023-02-23 2023-02-21 4 South Thomas A NTRS Common Stock A - Award D 9,629 38,516
2023-02-09 2023-02-07 4 O'Grady Michael NTRS Common Stock M - Exercise D 52.6900 28,469 1,500 59,744
2023-02-07 2023-02-06 4 Tyler Jason J. NTRS Common Stock S - Sale D 96.9800 -1,764 -171 30,470
2023-02-07 2023-02-06 4 Tyler Jason J. NTRS Common Stock M - Exercise D 52.6900 2,491 131 32,234
2023-02-02 2023-01-31 4 SMITH DAVID BYRON JR By Trust NTRS Common Stock G - Gift I 2,160 36,444
2023-01-04 2023-01-01 4 CROWN SUSAN NTRS Common Stock Units A - Award D 88.4900 70 6 30,714
2023-01-04 2023-01-01 4 BYNOE LINDA NTRS Common Stock A - Award D 88.4900 58 5 28,431
2023-01-04 2023-01-01 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 88.4900 97 9 21,039
2023-01-04 2022-12-31 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 88.4900 311 28 20,942
2023-01-04 2023-01-01 4 Harrison Dean M NTRS Common Stock A - Award D 88.4900 113 10 19,995
2023-01-04 2022-12-31 4 Harrison Dean M NTRS Common Stock A - Award D 88.4900 466 41 19,882
2023-01-04 2023-01-01 4 Klevorn Marcy S NTRS Common Stock A - Award D 88.4900 39 3 5,932
2023-01-04 2023-01-01 4 SLARK MARTIN P NTRS Common Stock A - Award D 88.4900 46 4 14,667
2023-01-04 2023-01-01 4 Tribbett Charles A NTRS Common Stock A - Award D 88.4900 102 9 33,280
2023-01-04 2022-12-31 4 Tribbett Charles A NTRS Common Stock A - Award D 88.4900 311 28 33,178
2023-01-04 2023-01-01 4 Thompson Donald NTRS Common Stock A - Award D 88.4900 110 10 17,632
2023-01-04 2022-12-31 4 Thompson Donald NTRS Common Stock A - Award D 88.4900 410 36 17,522
2022-12-07 2022-12-05 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 90.1900 -419 -38 42,250
2022-12-07 2022-12-05 4 Gossett Mark C NTRS Common Stock F - Taxes D 90.1900 -262 -24 14,513
2022-12-07 2022-12-05 4 Cherecwich Peter NTRS Common Stock F - Taxes D 90.1900 -419 -38 22,680
2022-12-07 2022-12-05 4 Levy Susan Cohen NTRS Common Stock F - Taxes D 90.1900 -262 -24 68,930
2022-12-07 2022-12-05 4 O'Grady Michael NTRS Common Stock F - Taxes D 90.1900 -1,060 -96 59,744
2022-12-07 2022-12-05 4 Parker Teresa NTRS Common Stock F - Taxes D 90.1900 -545 -49 62,109
2022-11-02 2022-10-31 4 SMITH DAVID BYRON JR By Trust NTRS Common Stock G - Gift I 2,360 34,284
2022-10-19 2022-10-17 4 Taylor Alexandria NTRS Common Stock A - Award D 34,515 34,515
2022-10-04 2022-10-01 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 85.5600 97 8 20,631
2022-10-04 2022-09-30 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 85.5600 321 27 20,535
2022-10-04 2022-10-01 4 Harrison Dean M NTRS Common Stock A - Award D 85.5600 111 10 19,416
2022-10-04 2022-09-30 4 Harrison Dean M NTRS Common Stock A - Award D 85.5600 482 41 19,305
2022-10-04 2022-10-01 4 Klevorn Marcy S NTRS Common Stock A - Award D 85.5600 40 3 5,894
2022-10-04 2022-10-01 4 CROWN SUSAN NTRS Common Stock Units A - Award D 85.5600 72 6 30,644
2022-10-04 2022-10-01 4 SLARK MARTIN P NTRS Common Stock A - Award D 85.5600 47 4 14,621
2022-10-04 2022-10-01 4 Tribbett Charles A NTRS Common Stock A - Award D 85.5600 102 9 32,867
2022-10-04 2022-09-30 4 Tribbett Charles A NTRS Common Stock A - Award D 85.5600 321 27 32,765
2022-10-04 2022-10-01 4 BYNOE LINDA NTRS Common Stock A - Award D 85.5600 60 5 28,373
2022-10-04 2022-10-01 4 Thompson Donald NTRS Common Stock A - Award D 85.5600 109 9 17,112
2022-10-04 2022-09-30 4 Thompson Donald NTRS Common Stock A - Award D 85.5600 424 36 17,003
2022-08-01 2022-07-29 4 SMITH DAVID BYRON JR By Trust NTRS Common Stock G - Gift I 2,040 31,924
2022-07-05 2022-07-01 4 Tribbett Charles A NTRS Common Stock A - Award D 97.7200 81 8 32,444
2022-07-05 2022-06-30 4 Tribbett Charles A NTRS Common Stock A - Award D 96.4800 303 29 32,363
2022-07-05 2022-07-01 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 97.7200 77 7 20,213
2022-07-05 2022-06-30 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 96.4800 285 27 20,137
2022-07-05 2022-07-01 4 SLARK MARTIN P NTRS Common Stock A - Award D 97.7200 38 4 14,574
2022-07-05 2022-07-01 4 Thompson Donald NTRS Common Stock A - Award D 97.7200 86 8 16,579
2022-07-05 2022-06-30 4 Thompson Donald NTRS Common Stock A - Award D 96.4800 358 35 16,493
2022-07-05 2022-07-01 4 BYNOE LINDA NTRS Common Stock A - Award D 97.7200 49 5 28,313
2022-07-05 2022-07-01 4 Harrison Dean M NTRS Common Stock A - Award D 97.7200 87 9 18,823
2022-07-05 2022-06-30 4 Harrison Dean M NTRS Common Stock A - Award D 96.4800 428 41 18,735
2022-07-05 2022-07-01 4 Klevorn Marcy S NTRS Common Stock A - Award D 97.7200 32 3 5,854
2022-07-05 2022-07-01 4 CROWN SUSAN NTRS Common Stock Units A - Award D 97.7200 58 6 30,573
2022-05-20 2022-05-18 4 O'Grady Michael By Trust fbo Child 2 NTRS Common Stock G - Gift I 5,460 5,460
2022-05-20 2022-05-18 4 O'Grady Michael By Trust fbo Child 3 NTRS Common Stock G - Gift I 5,460 5,460
2022-05-20 2022-05-18 4 O'Grady Michael By Trust fbo Child 1 NTRS Common Stock G - Gift I 5,459 5,459
2022-05-20 2022-05-18 4 O'Grady Michael 2020 GRAT NTRS Common Stock G - Gift I -16,379 0
2022-05-18 2022-05-16 4 FRADKIN STEVEN L Gift Trust NTRS Common Stock G - Gift I 8,000 42,432
2022-05-18 2022-05-16 4 FRADKIN STEVEN L By Trust NTRS Common Stock G - Gift I -8,000 136,437
2022-05-17 2022-05-13 4 Levy Susan Cohen Irrevocable Trust NTRS Common Stock G - Gift I 12,137 12,137
2022-05-17 2022-05-13 4 Levy Susan Cohen 2020 GRAT NTRS Common Stock G - Gift I -12,137 0
2022-05-03 2022-04-29 4 SMITH DAVID BYRON JR By Trust NTRS Common Stock G - Gift I 1,840 29,884
2022-04-28 2022-04-26 4 SLARK MARTIN P NTRS Common Stock A - Award D 1,343 14,535
2022-04-28 2022-04-26 4 SLARK MARTIN P NTRS Common Stock A - Award D 107.9300 30 3 13,192
2022-04-28 2022-04-26 4 Tribbett Charles A NTRS Common Stock A - Award D 1,343 32,060
2022-04-28 2022-04-26 4 Tribbett Charles A NTRS Common Stock A - Award D 107.9300 30 3 30,717
2022-04-28 2022-04-26 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 1,343 19,852
2022-04-28 2022-04-26 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 107.9300 30 3 18,509
2022-04-28 2022-04-26 4 POWELL CHARLES D NTRS Stock Units A - Award D 1,343 1,343
2022-04-28 2022-04-26 4 POWELL CHARLES D NTRS Stock Units M - Exercise D -1,164 0
2022-04-28 2022-04-26 4 POWELL CHARLES D NTRS Common Stock D - Sale to Issuer D 107.9300 -1,164 -126 0
2022-04-28 2022-04-26 4 POWELL CHARLES D NTRS Common Stock M - Exercise D 1,164 1,164
2022-04-28 2022-04-26 4 Thompson Donald NTRS Common Stock A - Award D 1,343 16,135
2022-04-28 2022-04-26 4 Thompson Donald NTRS Common Stock A - Award D 107.9300 30 3 14,792
2022-04-28 2022-04-26 4 Henderson Jay L NTRS Common Stock A - Award D 1,343 12,739
2022-04-28 2022-04-26 4 BYNOE LINDA NTRS Common Stock A - Award D 1,343 28,264
2022-04-28 2022-04-26 4 BYNOE LINDA NTRS Common Stock A - Award D 107.9300 30 3 26,921
2022-04-28 2022-04-26 4 Mehta Siddharth N NTRS Common Stock A - Award D 1,343 5,572
2022-04-28 2022-04-26 4 SMITH DAVID BYRON JR NTRS Common Stock A - Award D 1,343 1,343
2022-04-28 2022-04-26 4 SLARK MARTIN P NTRS Common Stock A - Award D 1,343 14,535
2022-04-28 2022-04-26 4 SLARK MARTIN P NTRS Common Stock A - Award D 107.9300 30 3 13,192
2022-04-28 2022-04-26 4 Klevorn Marcy S NTRS Common Stock A - Award D 1,343 5,822
2022-04-28 2022-04-26 4 Klevorn Marcy S NTRS Common Stock A - Award D 107.9300 30 3 4,479
2022-04-28 2022-04-26 4 Harrison Dean M NTRS Common Stock A - Award D 1,343 18,308
2022-04-28 2022-04-26 4 Harrison Dean M NTRS Common Stock A - Award D 107.9300 30 3 16,965
2022-04-28 2022-04-26 4 CROWN SUSAN NTRS Common Stock Units A - Award D 107.9300 1,343 145 30,515
2022-04-04 2022-04-01 4 SLARK MARTIN P NTRS Common Stock A - Award D 115.5500 25 3 13,162
2022-04-04 2022-04-01 4 Thompson Donald NTRS Common Stock A - Award D 115.5500 64 7 14,761
2022-04-04 2022-03-31 4 Thompson Donald NTRS Common Stock A - Award D 116.4500 258 30 14,698
2022-04-04 2022-04-01 4 Tribbett Charles A NTRS Common Stock A - Award D 115.5500 59 7 30,687
2022-04-04 2022-03-31 4 Tribbett Charles A NTRS Common Stock A - Award D 116.4500 290 34 30,628
2022-04-04 2022-04-01 4 Harrison Dean M NTRS Common Stock A - Award D 115.5500 64 7 16,935
2022-04-04 2022-03-31 4 Harrison Dean M NTRS Common Stock A - Award D 116.4500 354 41 16,871
2022-04-04 2022-04-01 4 Klevorn Marcy S NTRS Common Stock A - Award D 115.5500 20 2 4,449
2022-04-04 2022-04-01 4 BYNOE LINDA NTRS Common Stock A - Award D 115.5500 34 4 26,891
2022-04-04 2022-04-01 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 115.5500 56 6 18,478
2022-04-04 2022-03-31 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 116.4500 236 27 18,423
2022-04-04 2022-04-01 4 CROWN SUSAN NTRS Common Stock Units A - Award D 115.5500 42 5 29,141
2022-03-14 2022-03-10 4 Allnutt Lauren E NTRS Common Stock S - Sale D 105.6100 -393 -42 4,534
2022-03-03 2022-03-01 4 Thomas Shundrawn A NTRS Common Stock F - Taxes D 109.1400 -3,208 -350 63,800
2022-03-03 2022-03-01 4 Tyler Jason J. NTRS Common Stock F - Taxes D 109.1400 -1,305 -142 29,743
2022-03-03 2022-03-01 4 Parker Teresa NTRS Common Stock F - Taxes D 109.1400 -1,273 -139 62,654
2022-03-03 2022-03-01 4 South Thomas A NTRS Common Stock F - Taxes D 109.1400 -2,199 -240 28,887
2022-03-03 2022-03-01 4 St Clair Joyce NTRS Common Stock F - Taxes D 109.1400 -2,746 -300 16,830
2022-03-03 2022-03-01 4 Levy Susan Cohen NTRS Common Stock F - Taxes D 109.1400 -2,557 -279 52,292
2022-03-03 2022-03-01 4 O'Grady Michael NTRS Common Stock F - Taxes D 109.1400 -8,841 -965 60,804
2022-03-03 2022-03-01 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 109.1400 -3,627 -396 42,669
2022-03-03 2022-03-01 4 Gossett Mark C NTRS Common Stock F - Taxes D 109.1400 -1,526 -167 14,775
2022-03-03 2022-03-01 4 Allnutt Lauren E NTRS Common Stock F - Taxes D 109.1400 -167 -18 4,927
2022-03-03 2022-03-01 4 Cherecwich Peter NTRS Common Stock F - Taxes D 109.1400 -3,463 -378 23,099
2022-02-25 2022-02-23 4 Thomas Shundrawn A NTRS Common Stock A - Award D 10,349 67,008
2022-02-25 2022-02-23 4 Parker Teresa NTRS Common Stock A - Award D 14,578 63,927
2022-02-25 2022-02-23 4 FRADKIN STEVEN L NTRS Common Stock A - Award D 10,349 51,311
2022-02-25 2022-02-23 4 Levy Susan Cohen NTRS Common Stock A - Award D 6,468 54,849
2022-02-25 2022-02-23 4 Tyler Jason J. NTRS Common Stock A - Award D 7,762 31,048
2022-02-25 2022-02-23 4 O'Grady Michael NTRS Common Stock A - Award D 26,180 81,872
2022-02-25 2022-02-23 4 South Thomas A NTRS Common Stock A - Award D 7,546 31,086
2022-02-25 2022-02-23 4 Allnutt Lauren E NTRS Common Stock A - Award D 1,320 5,094
2022-02-25 2022-02-23 4 Gossett Mark C NTRS Common Stock A - Award D 6,468 16,301
2022-02-25 2022-02-23 4 Cherecwich Peter NTRS Common Stock A - Award D 10,349 31,350
2022-02-25 2022-02-23 4 St Clair Joyce NTRS Common Stock A - Award D 7,223 23,371
2022-02-22 2022-02-17 4 Parker Teresa NTRS Common Stock F - Taxes D 121.7500 -1,299 -158 49,349
2022-02-11 2022-02-09 4 Thomas Shundrawn A NTRS Common Stock G - Gift D -1,000 56,659
2022-02-02 2022-01-31 4 Tyler Jason J. NTRS Employee Stock Option (right-to-buy) M - Exercise D 43.65 -3,437 0
2022-02-02 2022-01-31 4 Tyler Jason J. NTRS Common Stock S - Sale D 115.6000 -1,936 -224 23,286
2022-02-02 2022-01-31 4 Tyler Jason J. NTRS Common Stock M - Exercise D 43.6500 3,437 150 25,222
2022-02-02 2022-01-31 4 SMITH DAVID BYRON JR By Trust NTRS Common Stock G - Gift I 1,730 28,044
2022-01-20 2022-01-18 4 Tyler Jason J. NTRS Common Stock F - Taxes D 132.1600 -179 -24 21,785
2022-01-20 2022-01-18 4 Tyler Jason J. NTRS Common Stock A - Award D 517 21,964
2022-01-20 2022-01-18 4 O'Grady Michael NTRS Common Stock F - Taxes D 132.1600 -11,761 -1,554 55,692
2022-01-20 2022-01-18 4 O'Grady Michael NTRS Common Stock A - Award D 29,021 84,713
2022-01-20 2022-01-18 4 South Thomas A NTRS Common Stock F - Taxes D 132.1600 -1,277 -169 23,540
2022-01-20 2022-01-18 4 South Thomas A NTRS Common Stock A - Award D 4,196 24,817
2022-01-20 2022-01-18 4 Levy Susan Cohen NTRS Common Stock F - Taxes D 132.1600 -2,815 -372 48,381
2022-01-20 2022-01-18 4 Levy Susan Cohen NTRS Common Stock A - Award D 8,811 51,196
2022-01-20 2022-01-18 4 St Clair Joyce NTRS Common Stock F - Taxes D 132.1600 -3,031 -401 16,148
2022-01-20 2022-01-18 4 St Clair Joyce NTRS Common Stock A - Award D 9,301 25,449
2022-01-20 2022-01-18 4 Thomas Shundrawn A NTRS Common Stock F - Taxes D 132.1600 -2,814 -372 57,659
2022-01-20 2022-01-18 4 Thomas Shundrawn A NTRS Common Stock A - Award D 8,811 60,473
2022-01-20 2022-01-18 4 Cherecwich Peter NTRS Common Stock F - Taxes D 132.1600 -4,259 -563 21,001
2022-01-20 2022-01-18 4 Cherecwich Peter NTRS Common Stock A - Award D 12,075 33,076
2022-01-20 2022-01-18 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 132.1600 -4,404 -582 40,962
2022-01-20 2022-01-18 4 FRADKIN STEVEN L NTRS Common Stock A - Award D 12,401 53,363
2022-01-20 2022-01-18 4 Gossett Mark C NTRS Common Stock F - Taxes D 132.1600 -292 -39 9,833
2022-01-20 2022-01-18 4 Gossett Mark C NTRS Common Stock A - Award D 843 10,125
2022-01-04 2022-01-01 4 Thompson Donald NTRS Common Stock A - Award D 119.6100 60 7 14,440
2022-01-04 2021-12-31 4 Thompson Donald NTRS Common Stock A - Award D 119.6100 251 30 14,380
2022-01-04 2022-01-01 4 Tribbett Charles A NTRS Common Stock A - Award D 119.6100 55 7 30,338
2022-01-04 2021-12-31 4 Tribbett Charles A NTRS Common Stock A - Award D 119.6100 272 33 30,283
2022-01-04 2022-01-01 4 BYNOE LINDA NTRS Common Stock A - Award D 119.6100 32 4 26,858
2022-01-04 2022-01-01 4 Harrison Dean M NTRS Common Stock A - Award D 119.6100 60 7 16,516
2022-01-04 2021-12-31 4 Harrison Dean M NTRS Common Stock A - Award D 119.6100 334 40 16,457
2022-01-04 2022-01-01 4 Klevorn Marcy S NTRS Common Stock A - Award D 119.6100 19 2 4,429
2022-01-04 2022-01-01 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 119.6100 52 6 18,187
2022-01-04 2021-12-31 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 119.6100 230 27 18,134
2022-01-04 2022-01-01 4 SLARK MARTIN P NTRS Common Stock A - Award D 119.6100 24 3 13,137
2022-01-04 2022-01-01 4 CROWN SUSAN NTRS Common Stock Units A - Award D 119.6100 40 5 29,100
2021-12-10 2021-12-09 4 O'Grady Michael NTRS Employee Stock Option (right-to-buy) M - Exercise D 43.65 -48,110 0
2021-12-10 2021-12-09 4 O'Grady Michael NTRS Common Stock S - Sale D 119.0300 -48,110 -5,727 55,692
2021-12-10 2021-12-09 4 O'Grady Michael NTRS Common Stock M - Exercise D 43.6500 48,110 2,100 103,802
2021-12-10 2021-12-09 4 South Thomas A NTRS Common Stock S - Sale D 118.2200 -2,000 -236 20,621
2021-12-10 2021-12-08 4 St Clair Joyce By Trust NTRS Common Stock G - Gift I -12,700 18,952
2021-12-07 2021-12-03 4 O'Grady Michael NTRS Common Stock F - Taxes D 117.3800 -2,353 -276 55,692
2021-12-07 2021-12-03 4 Parker Teresa NTRS Common Stock F - Taxes D 117.3800 -404 -47 50,648
2021-12-07 2021-12-03 4 St Clair Joyce NTRS Common Stock F - Taxes D 117.3800 -266 -31 16,148
2021-12-07 2021-12-03 4 Cherecwich Peter NTRS Common Stock F - Taxes D 117.3800 -357 -42 21,001
2021-12-07 2021-12-03 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 117.3800 -379 -44 40,962
2021-12-07 2021-12-03 4 Gossett Mark C NTRS Common Stock F - Taxes D 117.3800 -222 -26 9,282
2021-12-07 2021-12-03 4 Levy Susan Cohen NTRS Common Stock F - Taxes D 117.3800 -255 -30 42,385
2021-11-17 2021-11-15 4 FRADKIN STEVEN L By Trust NTRS Common Stock J - Other I 125.6800 64,000 8,044 120,435
2021-11-17 2021-11-15 4 FRADKIN STEVEN L 2020 GRAT NTRS Common Stock J - Other I 125.6800 -64,000 -8,044 11,000
2021-11-05 2021-11-03 4 St Clair Joyce By Trust NTRS Common Stock S - Sale I 125.0000 -9,395 -1,174 31,652
2021-10-29 2021-10-29 4 SMITH DAVID BYRON JR By Trust NTRS Common Stock G - Gift I 1,650 26,314
2021-10-26 2021-10-22 4 Cherecwich Peter 2020 GRAT NTRS Common Stock S - Sale I 126.2400 -8,347 -1,054 0
2021-10-26 2021-10-22 4 Cherecwich Peter 2019 GRAT NTRS Common Stock S - Sale I 126.2500 -3,568 -450 0
2021-10-26 2021-10-22 4 Parker Teresa NTRS Common Stock S - Sale D 125.2200 -4,000 -501 51,052
2021-10-05 2021-10-01 4 CROWN SUSAN NTRS Common Stock Units A - Award D 109.2300 44 5 29,060
2021-10-04 2021-10-01 4 BYNOE LINDA NTRS Common Stock A - Award D 109.2300 35 4 26,825
2021-10-04 2021-10-01 4 Klevorn Marcy S NTRS Common Stock A - Award D 109.2300 21 2 4,410
2021-10-04 2021-10-01 4 Tribbett Charles A NTRS Common Stock A - Award D 109.2300 58 6 30,012
2021-10-04 2021-09-30 4 Tribbett Charles A NTRS Common Stock A - Award D 107.8100 301 33 29,954
2021-10-04 2021-10-01 4 Richards Thomas E NTRS Common Stock A - Award D 109.2300 58 6 14,435
2021-10-04 2021-09-30 4 Richards Thomas E NTRS Common Stock A - Award D 107.8100 255 28 14,377
2021-10-04 2021-10-01 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 109.2300 55 6 17,905
2021-10-04 2021-09-30 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 107.8100 255 28 17,849
2021-10-04 2021-10-01 4 SLARK MARTIN P NTRS Common Stock A - Award D 109.2300 26 3 13,113
2021-10-04 2021-10-01 4 Harrison Dean M NTRS Common Stock A - Award D 109.2300 63 7 16,122
2021-10-04 2021-09-30 4 Harrison Dean M NTRS Common Stock A - Award D 107.8100 371 40 16,060
2021-10-04 2021-10-01 4 Thompson Donald NTRS Common Stock A - Award D 109.2300 63 7 14,129
2021-10-04 2021-09-30 4 Thompson Donald NTRS Common Stock A - Award D 107.8100 278 30 14,066
2021-08-25 2021-08-23 4 Parker Teresa NTRS Common Stock F - Taxes D 115.6200 -612 -71 55,052
2021-08-13 2021-08-11 4 St Clair Joyce NTRS Employee Stock Option (right-to-buy) M - Exercise D 88.06 -26,132 0
2021-08-13 2021-08-11 4 St Clair Joyce NTRS Employee Stock Option (right-to-buy) M - Exercise D 70.21 -23,739 0
2021-08-13 2021-08-11 4 St Clair Joyce By Trust NTRS Common Stock G - Gift I -3,192 41,047
2021-08-13 2021-08-11 4 St Clair Joyce NTRS Common Stock S - Sale D 116.0000 -49,871 -5,785 16,414
2021-08-13 2021-08-11 4 St Clair Joyce NTRS Common Stock M - Exercise D 88.0600 26,132 2,301 66,285
2021-08-13 2021-08-11 4 St Clair Joyce NTRS Common Stock M - Exercise D 70.2100 23,739 1,667 40,153
2021-08-02 2021-07-28 4 South Thomas A NTRS Common Stock G - Gift D -444 22,609
2021-08-02 2021-07-30 4 SMITH DAVID BYRON JR By Trust NTRS Common Stock G - Gift I 1,780 24,664
2021-07-28 2021-07-27 4 Thomas Shundrawn A NTRS Employee Stock Option (right-to-buy) M - Exercise D 58.25 -5,000 0
2021-07-28 2021-07-27 4 Thomas Shundrawn A NTRS Common Stock S - Sale D 112.4700 -5,000 -562 51,662
2021-07-28 2021-07-27 4 Thomas Shundrawn A NTRS Common Stock M - Exercise D 58.2500 5,000 291 56,662
2021-07-02 2021-07-01 4 Harrison Dean M NTRS Common Stock A - Award D 116.3200 56 7 15,689
2021-07-02 2021-06-30 4 Harrison Dean M NTRS Common Stock A - Award D 115.6200 346 40 15,633
2021-07-02 2021-07-01 4 Thompson Donald NTRS Common Stock A - Award D 116.3200 57 7 13,788
2021-07-02 2021-06-30 4 Thompson Donald NTRS Common Stock A - Award D 115.6200 273 32 13,730
2021-07-02 2021-07-01 4 BYNOE LINDA NTRS Common Stock A - Award D 116.3200 33 4 26,790
2021-07-02 2021-07-01 4 SLARK MARTIN P NTRS Common Stock A - Award D 116.3200 25 3 13,086
2021-07-02 2021-07-01 4 Richards Thomas E NTRS Common Stock A - Award D 116.3200 53 6 14,121
2021-07-02 2021-06-30 4 Richards Thomas E NTRS Common Stock A - Award D 115.6200 251 29 14,069
2021-07-02 2021-07-01 4 Klevorn Marcy S NTRS Common Stock A - Award D 116.3200 19 2 4,390
2021-07-02 2021-07-01 4 Tribbett Charles A NTRS Common Stock A - Award D 116.3200 50 6 29,650
2021-07-02 2021-06-30 4 Tribbett Charles A NTRS Common Stock A - Award D 115.6200 281 32 29,600
2021-07-02 2021-07-01 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 116.3200 50 6 17,594
2021-07-02 2021-06-30 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 115.6200 238 28 17,544
2021-07-02 2021-07-01 4 CROWN SUSAN NTRS Common Stock Units A - Award D 116.3200 41 5 29,000
2021-05-24 2021-05-21 4 St Clair Joyce 2019 GRAT NTRS Common Stock S - Sale I 120.0000 -6,568 -788 0
2021-05-18 2021-05-14 4 Gossett Mark C NTRS Common Stock S - Sale D 119.9100 -3,276 -393 9,504
2021-05-18 2021-05-17 4 Cherecwich Peter By Trust NTRS Common Stock S - Sale I 120.5100 -15,000 -1,808 20,930
2021-05-18 2021-05-14 4 Tyler Jason J. NTRS Employee Stock Option (right-to-buy) M - Exercise D 38.78 -4,835 0
2021-05-18 2021-05-14 4 Tyler Jason J. NTRS Common Stock S - Sale D 120.0300 -3,014 -362 21,439
2021-05-18 2021-05-14 4 Tyler Jason J. NTRS Common Stock M - Exercise D 38.7800 4,835 188 24,453
2021-05-13 2021-05-11 4 FRADKIN STEVEN L NTRS Employee Stock Option (right-to-buy) M - Exercise D 70.21 -23,739 0
2021-05-13 2021-05-11 4 FRADKIN STEVEN L NTRS Employee Stock Option (right-to-buy) M - Exercise D 60.85 -12,325 0
2021-05-13 2021-05-11 4 FRADKIN STEVEN L NTRS Common Stock S - Sale D 119.2400 -2,411 -287 41,341
2021-05-13 2021-05-11 4 FRADKIN STEVEN L NTRS Common Stock S - Sale D 118.6300 -33,653 -3,992 43,752
2021-05-13 2021-05-11 4 FRADKIN STEVEN L NTRS Common Stock M - Exercise D 70.2100 23,739 1,667 77,405
2021-05-13 2021-05-11 4 FRADKIN STEVEN L NTRS Common Stock M - Exercise D 60.8500 12,325 750 53,666
2021-05-10 2021-05-07 4 Thomas Shundrawn A NTRS Employee Stock Option (right-to-buy) M - Exercise D 58.25 -2,741 5,000
2021-05-10 2021-05-07 4 Thomas Shundrawn A NTRS Common Stock S - Sale D 118.2600 -2,741 -324 51,662
2021-05-10 2021-05-07 4 Thomas Shundrawn A NTRS Common Stock M - Exercise D 58.2500 2,741 160 54,403
2021-05-07 2021-05-05 4 Cherecwich Peter By Trust NTRS Common Stock G - Gift I -2,000 35,930
2021-05-07 2021-05-06 4 O'Grady Michael NTRS Employee Stock Option (right-to-buy) M - Exercise D 38.78 -54,062 0
2021-05-07 2021-05-06 4 O'Grady Michael NTRS Common Stock S - Sale D 118.5900 -16,363 -1,940 58,045
2021-05-07 2021-05-06 4 O'Grady Michael NTRS Common Stock S - Sale D 117.6100 -37,699 -4,434 74,408
2021-05-07 2021-05-06 4 O'Grady Michael NTRS Common Stock M - Exercise D 38.7800 54,062 2,097 112,107
2021-05-07 2021-05-05 4 O'Grady Michael NTRS Employee Stock Option (right-to-buy) M - Exercise D 38.78 -42,638 54,062
2021-05-07 2021-05-05 4 O'Grady Michael NTRS Common Stock S - Sale D 117.5200 -42,638 -5,011 58,045
2021-05-07 2021-05-05 4 O'Grady Michael NTRS Common Stock M - Exercise D 38.7800 42,638 1,654 100,683
2021-05-07 2021-05-05 4 BROWNE ROBERT P NTRS Employee Stock Option (right-to-buy) M - Exercise D 88.06 -6,755 2,601
2021-05-07 2021-05-05 4 BROWNE ROBERT P NTRS Common Stock S - Sale D 116.8300 -6,755 -789 25,199
2021-05-07 2021-05-05 4 BROWNE ROBERT P NTRS Common Stock M - Exercise D 88.0600 6,755 595 31,954
2021-05-03 2021-04-30 4 St Clair Joyce By Trust NTRS Common Stock G - Gift I -2,293 44,239
2021-05-03 2021-04-29 4 SMITH DAVID BYRON JR By Trust NTRS Common Stock G - Gift I 1,780 22,884
2021-04-30 2021-04-29 4 BROWNE ROBERT P NTRS Employee Stock Option (right-to-buy) M - Exercise D 88.06 -10,000 9,356
2021-04-30 2021-04-29 4 BROWNE ROBERT P NTRS Common Stock S - Sale D 114.3700 -13,500 -1,544 25,199
2021-04-30 2021-04-29 4 BROWNE ROBERT P NTRS Common Stock M - Exercise D 88.0600 10,000 881 38,699
2021-04-28 2021-04-26 4 South Thomas A NTRS Common Stock S - Sale D 109.6500 -1,000 -110 23,053
2021-04-26 2021-04-23 4 Parker Teresa NTRS Employee Stock Option (right-to-buy) M - Exercise D 58.25 -1,916 0
2021-04-26 2021-04-23 4 Parker Teresa NTRS Common Stock S - Sale D 109.5600 -1,916 -210 55,664
2021-04-26 2021-04-23 4 Parker Teresa NTRS Common Stock M - Exercise D 58.2500 1,916 112 57,580
2021-04-26 2021-04-23 4 Parker Teresa NTRS Common Stock S - Sale D 109.5000 -3,000 -328 55,664
2021-04-26 2021-04-23 4 Allnutt Lauren E NTRS Common Stock S - Sale D 109.5700 -375 -41 3,774
2021-04-26 2021-04-23 4 St Clair Joyce 2020 GRAT NTRS Common Stock S - Sale I 107.4200 -9,248 -993 0
2021-04-26 2021-04-22 4 Thomas Shundrawn A NTRS Employee Stock Option (right-to-buy) M - Exercise D 70.21 -4,748 0
2021-04-26 2021-04-22 4 Thomas Shundrawn A NTRS Common Stock S - Sale D 107.4800 -4,748 -510 51,662
2021-04-26 2021-04-22 4 Thomas Shundrawn A NTRS Common Stock M - Exercise D 70.2100 4,748 333 56,410
2021-04-22 2021-04-20 4 SMITH DAVID BYRON JR NTRS Common Stock A - Award D 1,164 1,164
2021-04-22 2021-04-20 4 Thompson Donald NTRS Common Stock A - Award D 1,164 13,457
2021-04-22 2021-04-20 4 Thompson Donald NTRS Common Stock A - Award D 107.3700 44 5 12,293
2021-04-22 2021-04-20 4 Tribbett Charles A NTRS Common Stock A - Award D 1,164 29,319
2021-04-22 2021-04-20 4 Tribbett Charles A NTRS Common Stock A - Award D 107.3700 44 5 28,155
2021-04-22 2021-04-20 4 SLARK MARTIN P NTRS Common Stock A - Award D 1,164 13,062
2021-04-22 2021-04-20 4 SLARK MARTIN P NTRS Common Stock A - Award D 107.3700 44 5 11,898
2021-04-22 2021-04-20 4 Richards Thomas E NTRS Common Stock A - Award D 1,164 13,817
2021-04-22 2021-04-20 4 Richards Thomas E NTRS Common Stock A - Award D 107.3700 44 5 12,653
2021-04-22 2021-04-20 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 1,164 17,306
2021-04-22 2021-04-20 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 107.3700 44 5 16,142
2021-04-22 2021-04-20 4 POWELL CHARLES D NTRS Stock Units A - Award D 1,164 1,164
2021-04-22 2021-04-20 4 POWELL CHARLES D NTRS Stock Units M - Exercise D -1,679 0
2021-04-22 2021-04-20 4 POWELL CHARLES D NTRS Common Stock D - Sale to Issuer D 107.3700 -1,679 -180 0
2021-04-22 2021-04-20 4 POWELL CHARLES D NTRS Common Stock M - Exercise D 1,679 1,679
2021-04-22 2021-04-20 4 Mehta Siddharth N NTRS Common Stock A - Award D 1,164 4,229
2021-04-22 2021-04-20 4 Henderson Jay L NTRS Common Stock A - Award D 1,164 11,396
2021-04-22 2021-04-20 4 Klevorn Marcy S NTRS Common Stock A - Award D 1,164 4,370
2021-04-22 2021-04-20 4 Klevorn Marcy S NTRS Common Stock A - Award D 107.3700 44 5 3,206
2021-04-22 2021-04-20 4 BYNOE LINDA NTRS Common Stock A - Award D 1,164 26,757
2021-04-22 2021-04-20 4 BYNOE LINDA NTRS Common Stock A - Award D 107.3700 44 5 25,593
2021-04-22 2021-04-20 4 Harrison Dean M NTRS Common Stock A - Award D 1,164 15,287
2021-04-22 2021-04-20 4 Harrison Dean M NTRS Common Stock A - Award D 107.3700 44 5 14,123
2021-04-22 2021-04-20 4 CROWN SUSAN NTRS Common Stock Units A - Award D 107.3700 1,164 125 28,976
2021-04-05 2021-04-01 4 CROWN SUSAN NTRS Common Stock Units A - Award D 105.6300 33 3 27,768
2021-04-02 2021-04-01 4 Tribbett Charles A NTRS Common Stock A - Award D 105.6300 44 5 28,111
2021-04-02 2021-03-31 4 Tribbett Charles A NTRS Common Stock A - Award D 105.1100 309 33 28,067
2021-04-02 2021-04-01 4 Thompson Donald NTRS Common Stock A - Award D 105.6300 49 5 12,250
2021-04-02 2021-03-31 4 Thompson Donald NTRS Common Stock A - Award D 105.1100 357 38 12,200
2021-04-02 2021-04-01 4 SLARK MARTIN P NTRS Common Stock A - Award D 105.6300 15 2 11,854
2021-04-02 2021-04-01 4 Richards Thomas E NTRS Common Stock A - Award D 105.6300 44 5 12,610
2021-04-02 2021-03-31 4 Richards Thomas E NTRS Common Stock A - Award D 105.1100 333 35 12,565
2021-04-02 2021-04-01 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 105.6300 42 4 16,099
2021-04-02 2021-03-31 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 105.1100 262 27 16,057
2021-04-02 2021-04-01 4 Klevorn Marcy S NTRS Common Stock A - Award D 105.6300 10 1 3,162
2021-04-02 2021-04-01 4 Harrison Dean M NTRS Common Stock A - Award D 105.6300 48 5 14,079
2021-04-02 2021-03-31 4 Harrison Dean M NTRS Common Stock A - Award D 105.1100 381 40 14,031
2021-04-02 2021-04-01 4 BYNOE LINDA NTRS Common Stock A - Award D 105.6300 25 3 25,549
2021-03-15 2021-03-12 4 BROWNE ROBERT P NTRS Common Stock S - Sale D 102.1800 -10,000 -1,022 28,699
2021-03-03 2021-03-01 4 Thomas Shundrawn A NTRS Common Stock F - Taxes D 98.4300 -2,233 -220 51,662
2021-03-03 2021-03-01 4 Tyler Jason J. NTRS Common Stock F - Taxes D 98.4300 -423 -42 19,618
2021-03-03 2021-03-01 4 South Thomas A NTRS Common Stock F - Taxes D 98.4300 -1,261 -124 24,053
2021-03-03 2021-03-01 4 Parker Teresa NTRS Common Stock F - Taxes D 98.4300 -384 -38 58,664
2021-03-03 2021-03-01 4 St Clair Joyce NTRS Common Stock F - Taxes D 98.4300 -2,085 -205 16,414
2021-03-03 2021-03-01 4 Gossett Mark C NTRS Common Stock F - Taxes D 98.4300 -673 -66 12,760
2021-03-03 2021-03-01 4 O'Grady Michael NTRS Common Stock F - Taxes D 98.4300 -7,015 -690 58,045
2021-03-03 2021-03-01 4 Levy Susan Cohen NTRS Common Stock F - Taxes D 98.4300 -1,924 -189 27,871
2021-03-03 2021-03-01 4 BROWNE ROBERT P NTRS Common Stock F - Taxes D 98.4300 -2,328 -229 38,699
2021-03-03 2021-03-01 4 Cherecwich Peter NTRS Common Stock F - Taxes D 98.4300 -2,577 -254 21,358
2021-03-03 2021-03-01 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 98.4300 -2,687 -264 41,341
2021-03-03 2021-03-01 4 Allnutt Lauren E NTRS Common Stock F - Taxes D 98.4300 -97 -10 4,149
2021-02-24 2021-02-22 4 Allnutt Lauren E NTRS Common Stock F - Taxes D 96.9200 -79 -8 4,246
2021-02-24 2021-02-22 4 BROWNE ROBERT P NTRS Common Stock F - Taxes D 96.9200 -1,143 -111 41,660
2021-02-24 2021-02-22 4 Cherecwich Peter NTRS Common Stock F - Taxes D 96.9200 -1,157 -112 27,499
2021-02-24 2021-02-22 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 96.9200 -1,232 -119 47,743
2021-02-24 2021-02-22 4 Gossett Mark C NTRS Common Stock F - Taxes D 96.9200 -594 -58 13,433
2021-02-24 2021-02-22 4 Levy Susan Cohen NTRS Common Stock F - Taxes D 96.9200 -871 -84 29,795
2021-02-24 2021-02-22 4 O'Grady Michael NTRS Common Stock F - Taxes D 96.9200 -1,981 -192 73,877
2021-02-24 2021-02-22 4 Thomas Shundrawn A NTRS Common Stock F - Taxes D 96.9200 -250 -24 53,895
2021-02-24 2021-02-22 4 Tyler Jason J. NTRS Common Stock F - Taxes D 96.9200 -125 -12 20,041
2021-02-24 2021-02-22 4 St Clair Joyce NTRS Common Stock F - Taxes D 96.9200 -1,155 -112 21,382
2021-02-24 2021-02-22 4 South Thomas A NTRS Common Stock F - Taxes D 96.9200 -579 -56 25,314
2021-02-19 2021-02-17 4 Tyler Jason J. NTRS Common Stock A - Award D 6,285 20,166
2021-02-19 2020-12-31 4/A Tribbett Charles A NTRS Common Stock A - Award D 93.1400 349 33 27,711
2021-02-19 2021-02-17 4 St Clair Joyce NTRS Common Stock A - Award D 6,554 24,134
2021-02-19 2021-02-17 4 Thomas Shundrawn A NTRS Common Stock A - Award D 8,799 54,145
2021-02-19 2021-02-17 4 Levy Susan Cohen NTRS Common Stock A - Award D 6,285 30,666
2021-02-19 2021-02-17 4 South Thomas A NTRS Common Stock A - Award D 6,554 25,893
2021-02-19 2021-02-17 4 O'Grady Michael NTRS Common Stock A - Award D 24,511 78,348
2021-02-19 2021-02-18 4 Parker Teresa NTRS Common Stock F - Taxes D 96.3100 -1,247 -120 59,048
2021-02-19 2021-02-17 4 Parker Teresa NTRS Common Stock A - Award D 13,368 60,295
2021-02-19 2021-02-17 4 Gossett Mark C NTRS Common Stock A - Award D 5,477 14,027
2021-02-19 2021-02-17 4 BROWNE ROBERT P NTRS Common Stock A - Award D 7,542 42,803
2021-02-19 2021-02-17 4 FRADKIN STEVEN L NTRS Common Stock A - Award D 9,338 50,679
2021-02-19 2021-02-17 4 Cherecwich Peter NTRS Common Stock A - Award D 8,799 30,257
2021-02-19 2021-02-17 4 Allnutt Lauren E NTRS Common Stock A - Award D 943 4,325
2021-02-09 2021-02-08 4 Thomas Shundrawn A NTRS Common Stock G - Gift D -1,997 45,346
2021-02-01 2021-01-28 4 FRADKIN STEVEN L By Trust NTRS Common Stock S - Sale I 91.5000 -8,473 -775 51,006
2021-02-01 2021-01-28 4 SMITH DAVID BYRON JR By Trust NTRS Common Stock G - Gift I 1,110 21,104
2021-01-21 2021-01-19 4 Tyler Jason J. NTRS Common Stock F - Taxes D 96.7600 -574 -56 13,881
2021-01-21 2021-01-19 4 Tyler Jason J. NTRS Common Stock A - Award D 1,745 14,455
2021-01-21 2021-01-19 4 Thomas Shundrawn A NTRS Common Stock F - Taxes D 96.7600 -2,455 -238 47,343
2021-01-21 2021-01-19 4 Thomas Shundrawn A NTRS Common Stock A - Award D 8,175 49,798
2021-01-21 2021-01-19 4 St Clair Joyce NTRS Common Stock F - Taxes D 96.7600 -3,398 -329 17,580
2021-01-21 2021-01-19 4 St Clair Joyce NTRS Common Stock A - Award D 11,036 28,616
2021-01-21 2021-01-19 4 Levy Susan Cohen NTRS Common Stock F - Taxes D 96.7600 -2,776 -269 24,381
2021-01-21 2021-01-19 4 Levy Susan Cohen NTRS Common Stock A - Award D 9,265 27,157
2021-01-21 2021-01-19 4 Cherecwich Peter NTRS Common Stock F - Taxes D 96.7600 -3,821 -370 21,458
2021-01-21 2021-01-19 4 Cherecwich Peter NTRS Common Stock A - Award D 11,990 33,448
2021-01-21 2021-01-19 4 O'Grady Michael NTRS Common Stock F - Taxes D 96.7600 -10,211 -988 53,837
2021-01-21 2021-01-19 4 O'Grady Michael NTRS Common Stock A - Award D 26,432 80,269
2021-01-21 2021-01-19 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 96.7600 -4,062 -393 41,341
2021-01-21 2021-01-19 4 FRADKIN STEVEN L NTRS Common Stock A - Award D 12,535 53,876
2021-01-21 2021-01-19 4 BROWNE ROBERT P NTRS Common Stock F - Taxes D 96.7600 -3,581 -346 35,261
2021-01-21 2021-01-19 4 BROWNE ROBERT P NTRS Common Stock A - Award D 11,445 38,842
2021-01-05 2021-01-01 4 SLARK MARTIN P NTRS Common Stock A - Award D 93.1400 17 2 11,839
2021-01-05 2021-01-01 4 Thompson Donald NTRS Common Stock A - Award D 93.1400 52 5 11,844
2021-01-05 2020-12-31 4 Thompson Donald NTRS Common Stock A - Award D 93.1400 403 38 11,791
2021-01-05 2021-01-01 4 Tribbett Charles A NTRS Common Stock A - Award D 93.1400 47 4 27,704
2021-01-05 2020-12-31 4 Tribbett Charles A NTRS Common Stock A - Award D 93.1400 295 27 27,658
2021-01-05 2021-01-01 4 Richards Thomas E NTRS Common Stock A - Award D 93.1400 47 4 12,232
2021-01-05 2020-12-31 4 Richards Thomas E NTRS Common Stock A - Award D 93.1400 376 35 12,186
2021-01-05 2021-01-01 4 BYNOE LINDA NTRS Common Stock A - Award D 93.1400 28 3 25,525
2021-01-05 2021-01-01 4 Harrison Dean M NTRS Common Stock A - Award D 93.1400 51 5 13,651
2021-01-05 2020-12-31 4 Harrison Dean M NTRS Common Stock A - Award D 93.1400 403 38 13,600
2021-01-05 2021-01-01 4 Klevorn Marcy S NTRS Common Stock A - Award D 93.1400 11 1 3,153
2021-01-05 2021-01-01 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 93.1400 45 4 15,795
2021-01-05 2020-12-31 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 93.1400 295 27 15,751
2021-01-05 2021-01-01 4 CROWN SUSAN NTRS Common Stock Units A - Award D 93.1400 37 3 27,735
2020-12-16 2020-12-15 4 FRADKIN STEVEN L Gift Trust NTRS Common Stock G - Gift I 622 34,422
2020-12-16 2020-12-15 4 FRADKIN STEVEN L 2018 GRAT NTRS Common Stock G - Gift I -622 0
2020-12-16 2020-12-14 4 South Thomas A NTRS Common Stock G - Gift D -300 19,339
2020-12-11 2020-12-09 4 FRADKIN STEVEN L Gift Trust NTRS Common Stock G - Gift I 33,800 33,800
2020-12-11 2020-12-09 4 FRADKIN STEVEN L By Trust NTRS Common Stock G - Gift I -33,800 44,528
2020-12-07 2020-12-03 4 Gossett Mark C NTRS Common Stock F - Taxes D 93.3100 -67 -6 8,550
2020-12-07 2020-12-03 4 Levy Susan Cohen NTRS Common Stock F - Taxes D 93.3100 -256 -24 17,892
2020-12-07 2020-12-07 4 St Clair Joyce By Trust NTRS Common Stock S - Sale I 94.2400 -10,000 -942 28,774
2020-12-07 2020-12-03 4 St Clair Joyce NTRS Common Stock F - Taxes D 93.3100 -261 -24 17,580
2020-12-07 2020-12-03 4 Parker Teresa NTRS Common Stock F - Taxes D 93.3100 -488 -46 46,927
2020-12-07 2020-12-03 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 93.3100 -364 -34 41,341
2020-12-07 2020-12-03 4 Cherecwich Peter NTRS Common Stock F - Taxes D 93.3100 -345 -32 21,458
2020-12-07 2020-12-03 4 BROWNE ROBERT P NTRS Common Stock F - Taxes D 93.3100 -823 -77 27,397
2020-12-01 2020-11-30 4 Allnutt Lauren E NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.64 -713 0
2020-12-01 2020-11-30 4 Allnutt Lauren E NTRS Employee Stock Option (right-to-buy) M - Exercise D 43.65 -573 0
2020-12-01 2020-11-30 4 Allnutt Lauren E NTRS Common Stock S - Sale D 95.3700 -1,286 -123 3,382
2020-12-01 2020-11-30 4 Allnutt Lauren E NTRS Common Stock M - Exercise D 52.6400 713 38 4,668
2020-12-01 2020-11-30 4 Allnutt Lauren E NTRS Common Stock M - Exercise D 43.6500 573 25 3,955
2020-11-25 2020-11-24 4 Cherecwich Peter By Trust NTRS Common Stock S - Sale I 97.2400 -15,400 -1,497 16,857
2020-11-25 2020-11-24 4 BROWNE ROBERT P NTRS Common Stock S - Sale D 97.2900 -1,100 -107 28,220
2020-11-19 2020-11-18 4 Parker Teresa NTRS Common Stock S - Sale D 94.2600 -2,289 -216 47,415
2020-11-13 2020-11-11 4 St Clair Joyce NTRS Employee Stock Option (right-to-buy) M - Exercise D 58.25 -22,992 0
2020-11-13 2020-11-11 4 St Clair Joyce NTRS Employee Stock Option (right-to-buy) M - Exercise D 60.85 -6,162 0
2020-11-13 2020-11-11 4 St Clair Joyce NTRS Common Stock S - Sale D 90.0500 -29,154 -2,625 17,841
2020-11-13 2020-11-11 4 St Clair Joyce NTRS Common Stock M - Exercise D 58.2500 22,992 1,339 46,995
2020-11-13 2020-11-11 4 St Clair Joyce NTRS Common Stock M - Exercise D 60.8500 6,162 375 24,003
2020-11-12 2020-11-10 4 BROWNE ROBERT P NTRS Employee Stock Option (right-to-buy) M - Exercise D 58.25 -5,355 0
2020-11-12 2020-11-10 4 BROWNE ROBERT P NTRS Common Stock S - Sale D 91.5500 -5,355 -490 29,320
2020-11-12 2020-11-10 4 BROWNE ROBERT P NTRS Common Stock M - Exercise D 58.2500 5,355 312 34,675
2020-11-12 2020-11-09 4 FRADKIN STEVEN L By Trust NTRS Common Stock J - Other I 90.2000 75,000 6,765 153,328
2020-11-12 2020-11-09 4 FRADKIN STEVEN L 2020 GRAT NTRS Common Stock J - Other I 90.2000 -75,000 -6,765 0
2020-11-05 2020-11-03 4 FRADKIN STEVEN L NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.69 -7,117 0
2020-11-05 2020-11-03 4 FRADKIN STEVEN L NTRS Common Stock S - Sale D 82.8800 -7,117 -590 41,705
2020-11-05 2020-11-03 4 FRADKIN STEVEN L NTRS Common Stock M - Exercise D 52.6900 7,117 375 48,822
2020-11-02 2020-10-29 4 SMITH DAVID BYRON JR By Trust NTRS Common Stock G - Gift I 1,300 19,994
2020-10-02 2020-10-01 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 77.0500 50 4 15,455
2020-10-02 2020-09-30 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 77.9700 353 28 15,405
2020-10-02 2020-10-01 4 Richards Thomas E NTRS Common Stock A - Award D 77.0500 52 4 11,810
2020-10-02 2020-09-30 4 Richards Thomas E NTRS Common Stock A - Award D 77.9700 449 35 11,758
2020-10-02 2020-10-01 4 SLARK MARTIN P NTRS Common Stock A - Award D 77.0500 21 2 11,821
2020-10-02 2020-10-01 4 Thompson Donald NTRS Common Stock A - Award D 77.0500 58 4 11,389
2020-10-02 2020-09-30 4 Thompson Donald NTRS Common Stock A - Award D 77.9700 481 37 11,330
2020-10-02 2020-10-01 4 Tribbett Charles A NTRS Common Stock A - Award D 77.0500 53 4 27,362
2020-10-02 2020-09-30 4 Tribbett Charles A NTRS Common Stock A - Award D 77.9700 353 28 27,310
2020-10-02 2020-10-01 4 BYNOE LINDA NTRS Common Stock A - Award D 77.0500 33 3 25,497
2020-10-02 2020-10-01 4 Harrison Dean M NTRS Common Stock A - Award D 77.0500 56 4 13,197
2020-10-02 2020-09-30 4 Harrison Dean M NTRS Common Stock A - Award D 77.9700 481 37 13,141
2020-10-02 2020-10-01 4 Klevorn Marcy S NTRS Common Stock A - Award D 77.0500 13 1 3,142
2020-10-02 2020-10-01 4 CROWN SUSAN NTRS Common Stock Units A - Award D 77.0500 45 3 27,698
2020-09-01 2020-08-28 4 Tyler Jason J. NTRS Common Stock G - Gift D -183 12,710
2020-08-25 2020-08-21 4 Parker Teresa NTRS Common Stock F - Taxes D 81.1700 -612 -50 49,704
2020-08-10 2020-08-07 4 Cherecwich Peter By Trust NTRS Common Stock G - Gift I -2,500 32,257
2020-08-03 2020-07-30 4 SMITH DAVID BYRON JR By Trust NTRS Common Stock G - Gift I 1,300 18,694
2020-07-02 2020-07-01 4 SLARK MARTIN P NTRS Common Stock A - Award D 76.9400 21 2 11,800
2020-07-02 2020-07-01 4 Thompson Donald NTRS Common Stock A - Award D 76.9400 54 4 10,849
2020-07-02 2020-06-30 4 Thompson Donald NTRS Common Stock A - Award D 79.3400 473 38 10,796
2020-07-02 2020-07-01 4 Tribbett Charles A NTRS Common Stock A - Award D 76.9400 49 4 26,957
2020-07-02 2020-06-30 4 Tribbett Charles A NTRS Common Stock A - Award D 79.3400 360 29 26,908
2020-07-02 2020-07-01 4 BYNOE LINDA NTRS Common Stock A - Award D 76.9400 33 3 25,464
2020-07-02 2020-07-01 4 Harrison Dean M NTRS Common Stock A - Award D 76.9400 52 4 12,660
2020-07-02 2020-06-30 4 Harrison Dean M NTRS Common Stock A - Award D 79.3400 473 38 12,608
2020-07-02 2020-07-01 4 Klevorn Marcy S NTRS Common Stock A - Award D 76.9400 13 1 3,129
2020-07-02 2020-07-01 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 76.9400 47 4 15,052
2020-07-02 2020-06-30 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 79.3400 347 28 15,005
2020-07-02 2020-07-01 4 Richards Thomas E NTRS Common Stock A - Award D 76.9400 48 4 11,309
2020-07-02 2020-06-30 4 Richards Thomas E NTRS Common Stock A - Award D 79.3400 427 34 11,261
2020-07-02 2020-07-01 4 CROWN SUSAN NTRS Common Stock Units A - Award D 76.9400 44 3 27,653
2020-06-05 2020-06-03 4 BROWNE ROBERT P NTRS Common Stock S - Sale D 84.8200 -5,000 -424 29,320
2020-05-29 2020-05-27 4 Gossett Mark C NTRS Common Stock S - Sale D 83.0800 -5,115 -425 8,617
2020-04-23 2020-04-21 4 Thompson Donald NTRS Common Stock A - Award D 1,679 10,323
2020-04-23 2020-04-21 4 Thompson Donald NTRS Common Stock A - Award D 74.4300 42 3 8,644
2020-04-23 2020-04-21 4 Tribbett Charles A NTRS Common Stock A - Award D 1,679 26,547
2020-04-23 2020-04-21 4 Tribbett Charles A NTRS Common Stock A - Award D 74.4300 42 3 24,868
2020-04-23 2020-04-21 4 BYNOE LINDA NTRS Common Stock A - Award D 1,679 25,431
2020-04-23 2020-04-21 4 BYNOE LINDA NTRS Common Stock A - Award D 74.4300 42 3 23,752
2020-04-23 2020-04-21 4 Harrison Dean M NTRS Common Stock A - Award D 1,679 12,136
2020-04-23 2020-04-21 4 Harrison Dean M NTRS Common Stock A - Award D 74.4300 42 3 10,457
2020-04-23 2020-04-21 4 Henderson Jay L NTRS Common Stock A - Award D 1,679 10,232
2020-04-23 2020-04-21 4 Klevorn Marcy S NTRS Common Stock A - Award D 1,679 3,116
2020-04-23 2020-04-21 4 Klevorn Marcy S NTRS Common Stock A - Award D 74.4300 42 3 1,437
2020-04-23 2020-04-21 4 Mehta Siddharth N NTRS Common Stock A - Award D 1,679 3,065
2020-04-23 2020-04-21 4 POWELL CHARLES D NTRS Stock Units A - Award D 1,679 1,679
2020-04-23 2020-04-21 4 POWELL CHARLES D NTRS Stock Units M - Exercise D -1,146 0
2020-04-23 2020-04-21 4 POWELL CHARLES D NTRS Common Stock D - Sale to Issuer D 74.4300 -1,146 -85 0
2020-04-23 2020-04-21 4 POWELL CHARLES D NTRS Common Stock M - Exercise D 1,146 1,146
2020-04-23 2020-04-21 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 1,679 14,659
2020-04-23 2020-04-21 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 74.4300 42 3 12,980
2020-04-23 2020-04-21 4 Richards Thomas E NTRS Common Stock A - Award D 1,679 10,834
2020-04-23 2020-04-21 4 Richards Thomas E NTRS Common Stock A - Award D 74.4300 42 3 9,155
2020-04-23 2020-04-21 4 SLARK MARTIN P NTRS Common Stock A - Award D 1,679 11,780
2020-04-23 2020-04-21 4 SLARK MARTIN P NTRS Common Stock A - Award D 74.4300 42 3 10,101
2020-04-23 2020-04-21 4 SMITH DAVID BYRON JR NTRS Common Stock A - Award D 1,679 1,679
2020-04-23 2020-04-21 4 CROWN SUSAN NTRS Common Stock Units A - Award D 74.4300 1,679 125 27,609
2020-04-02 2020-04-01 4 BYNOE LINDA NTRS Common Stock A - Award D 73.0000 23 2 23,710
2020-04-02 2020-04-01 4 Harrison Dean M NTRS Common Stock A - Award D 73.0000 38 3 10,415
2020-04-02 2020-03-31 4 Harrison Dean M NTRS Common Stock A - Award D 75.4600 497 37 10,377
2020-04-02 2020-04-01 4 Klevorn Marcy S NTRS Common Stock A - Award D 73.0000 2 0 1,395
2020-04-02 2020-04-01 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 73.0000 34 2 12,938
2020-04-02 2020-03-31 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 75.4600 364 27 12,904
2020-04-02 2020-04-01 4 Richards Thomas E NTRS Common Stock A - Award D 73.0000 35 3 9,113
2020-04-02 2020-03-31 4 Richards Thomas E NTRS Common Stock A - Award D 75.4600 398 30 9,078
2020-04-02 2020-04-01 4 SLARK MARTIN P NTRS Common Stock A - Award D 73.0000 10 1 10,059
2020-04-02 2020-04-01 4 Thompson Donald NTRS Common Stock A - Award D 73.0000 40 3 8,602
2020-04-02 2020-03-31 4 Thompson Donald NTRS Common Stock A - Award D 75.4600 497 37 8,562
2020-04-02 2020-04-01 4 Tribbett Charles A NTRS Common Stock A - Award D 73.0000 36 3 24,827
2020-04-02 2020-03-31 4 Tribbett Charles A NTRS Common Stock A - Award D 75.4600 431 32 24,791
2020-04-02 2020-04-01 4 CROWN SUSAN NTRS Common Stock Units A - Award D 73.0000 35 3 25,888
2020-03-11 2020-03-10 4 BROWNE ROBERT P NTRS Common Stock S - Sale D 72.3100 -4,500 -325 34,320
2020-03-03 2020-03-02 4 St Clair Joyce NTRS Common Stock F - Taxes D 86.6300 -1,438 -125 17,841
2020-03-03 2020-03-02 4 Thomas Shundrawn A NTRS Common Stock F - Taxes D 86.6300 -1,345 -117 41,623
2020-03-03 2020-03-02 4 Tyler Jason J. NTRS Common Stock F - Taxes D 86.6300 -250 -22 12,893
2020-03-03 2020-03-02 4 Allnutt Lauren E NTRS Common Stock F - Taxes D 86.6300 -49 -4 3,382
2020-03-03 2020-03-02 4 BROWNE ROBERT P NTRS Common Stock F - Taxes D 86.6300 -1,727 -150 38,820
2020-03-03 2020-03-02 4 Cherecwich Peter NTRS Common Stock F - Taxes D 86.6300 -1,722 -149 21,803
2020-03-03 2020-03-02 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 86.6300 -1,782 -154 41,705
2020-03-03 2020-03-02 4 Gossett Mark C NTRS Common Stock F - Taxes D 86.6300 -809 -70 13,732
2020-03-03 2020-03-02 4 Levy Susan Cohen NTRS Common Stock F - Taxes D 86.6300 -1,289 -112 61,954
2020-03-03 2020-03-02 4 O'Grady Michael NTRS Common Stock F - Taxes D 86.6300 -4,391 -380 53,837
2020-03-03 2020-03-02 4 South Thomas A NTRS Common Stock F - Taxes D 86.6300 -826 -72 19,639
2020-02-25 2020-02-21 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 101.3500 -1,233 -125 45,951
2020-02-25 2020-02-21 4 Gossett Mark C NTRS Common Stock F - Taxes D 101.3500 -594 -60 14,541
2020-02-25 2020-02-21 4 Levy Susan Cohen NTRS Common Stock F - Taxes D 101.3500 -926 -94 63,243
2020-02-25 2020-02-21 4 O'Grady Michael NTRS Common Stock F - Taxes D 101.3500 -1,982 -201 63,747
2020-02-25 2020-02-21 4 South Thomas A NTRS Common Stock F - Taxes D 101.3500 -541 -55 20,465
2020-02-25 2020-02-21 4 St Clair Joyce NTRS Common Stock F - Taxes D 101.3500 -1,155 -117 21,267
2020-02-25 2020-02-21 4 Thomas Shundrawn A NTRS Common Stock F - Taxes D 101.3500 -250 -25 42,968
2020-02-25 2020-02-21 4 Tyler Jason J. NTRS Common Stock F - Taxes D 101.3500 -125 -13 13,143
2020-02-25 2020-02-21 4 Allnutt Lauren E NTRS Common Stock F - Taxes D 101.3500 -79 -8 3,431
2020-02-25 2020-02-21 4 BROWNE ROBERT P NTRS Common Stock F - Taxes D 101.3500 -1,258 -127 42,509
2020-02-25 2020-02-21 4 Cherecwich Peter NTRS Common Stock F - Taxes D 101.3500 -1,157 -117 25,906
2020-02-21 2020-02-20 4 BROWNE ROBERT P NTRS Employee Stock Option (right-to-buy) M - Exercise D 58.25 -3,708 5,355
2020-02-21 2020-02-20 4 BROWNE ROBERT P NTRS Common Stock S - Sale D 104.0700 -3,708 -386 43,767
2020-02-21 2020-02-20 4 BROWNE ROBERT P NTRS Common Stock M - Exercise D 58.2500 3,708 216 47,475
2020-02-21 2020-02-20 4 Cherecwich Peter NTRS Employee Stock Option (right-to-buy) M - Exercise D 58.25 -13,412 0
2020-02-21 2020-02-20 4 Cherecwich Peter NTRS Employee Stock Option (right-to-buy) M - Exercise D 70.21 -18,991 0
2020-02-21 2020-02-20 4 Cherecwich Peter NTRS Common Stock S - Sale D 103.1900 -32,403 -3,344 28,664
2020-02-21 2020-02-20 4 Cherecwich Peter NTRS Common Stock M - Exercise D 58.2500 13,412 781 61,067
2020-02-21 2020-02-20 4 Cherecwich Peter NTRS Common Stock M - Exercise D 70.2100 18,991 1,333 47,655
2020-02-20 2020-02-18 4 Parker Teresa NTRS Common Stock A - Award D 13,017 50,316
2020-02-19 2020-02-18 4 O'Grady Michael NTRS Common Stock A - Award D 23,691 68,219
2020-02-19 2020-02-16 4 O'Grady Michael NTRS Common Stock F - Taxes D 100.6000 -2,139 -215 44,528
2020-02-19 2020-02-16 4 Parker Teresa NTRS Common Stock F - Taxes D 100.6000 -509 -51 37,299
2020-02-19 2020-02-18 4 South Thomas A NTRS Common Stock A - Award D 5,832 21,006
2020-02-19 2020-02-16 4 South Thomas A NTRS Common Stock F - Taxes D 100.6000 -789 -79 15,174
2020-02-19 2020-02-18 4 St Clair Joyce NTRS Common Stock A - Award D 6,440 24,020
2020-02-19 2020-02-16 4 St Clair Joyce NTRS Common Stock F - Taxes D 100.6000 -2,853 -287 17,580
2020-02-19 2020-02-18 4 Thomas Shundrawn A NTRS Common Stock A - Award D 8,019 43,218
2020-02-19 2020-02-16 4 Thomas Shundrawn A NTRS Common Stock F - Taxes D 100.6000 -318 -32 35,199
2020-02-19 2020-02-18 4 Tyler Jason J. NTRS Common Stock A - Award D 2,083 13,268
2020-02-19 2020-02-16 4 Tyler Jason J. NTRS Common Stock F - Taxes D 100.6000 -189 -19 11,185
2020-02-19 2020-02-18 4 Allnutt Lauren E NTRS Common Stock A - Award D 655 3,510
2020-02-19 2020-02-16 4 Allnutt Lauren E NTRS Common Stock F - Taxes D 100.6000 -119 -12 2,855
2020-02-19 2020-02-18 4 BROWNE ROBERT P NTRS Common Stock A - Award D 7,533 43,767
2020-02-19 2020-02-16 4 BROWNE ROBERT P NTRS Common Stock F - Taxes D 100.6000 -2,045 -206 36,234
2020-02-19 2020-02-18 4 Cherecwich Peter NTRS Common Stock A - Award D 8,505 28,664
2020-02-19 2020-02-16 4 Cherecwich Peter NTRS Common Stock F - Taxes D 100.6000 -1,664 -167 20,159
2020-02-19 2020-02-18 4 FRADKIN STEVEN L NTRS Common Stock A - Award D 8,991 48,888
2020-02-19 2020-02-16 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 100.6000 -2,139 -215 39,897
2020-02-19 2020-02-18 4 Gossett Mark C NTRS Common Stock A - Award D 1,649 15,135
2020-02-19 2020-02-16 4 Gossett Mark C NTRS Common Stock F - Taxes D 100.6000 -1,044 -105 13,486
2020-02-19 2020-02-18 4 Levy Susan Cohen NTRS Common Stock A - Award D 6,318 64,169
2020-02-19 2020-02-16 4 Levy Susan Cohen NTRS Common Stock F - Taxes D 100.6000 -1,712 -172 57,851
2020-02-13 2020-02-11 4 Thomas Shundrawn A NTRS Common Stock G - Gift D -1,950 35,517
2020-02-11 2020-02-07 4 Gossett Mark C 401(k) NTRS Common Stock I - Other I 101.2600 2,459 249 2,459
2020-02-10 2020-02-06 4 Parker Teresa NTRS Employee Stock Option (right-to-buy) M - Exercise D 58.25 -1,057 1,916
2020-02-10 2020-02-06 4 Parker Teresa NTRS Common Stock S - Sale D 102.8400 -1,057 -109 37,808
2020-02-10 2020-02-06 4 Parker Teresa NTRS Common Stock M - Exercise D 58.2500 1,057 62 38,865
2020-02-04 3 Gossett Mark C NTRS Common Stock D 29,060
2020-02-04 3 Gossett Mark C NTRS Common Stock D 29,060
2020-02-04 3 Gossett Mark C NTRS Common Stock D 29,060
2020-01-27 2020-01-24 4 Parker Teresa NTRS Employee Stock Option (right-to-buy) M - Exercise D 58.25 -4,692 2,973
2020-01-27 2020-01-24 4 Parker Teresa NTRS Employee Stock Option (right-to-buy) M - Exercise D 70.21 -5,935 0
2020-01-27 2020-01-24 4 Parker Teresa NTRS Employee Stock Option (right-to-buy) M - Exercise D 60.85 -6,163 0
2020-01-27 2020-01-24 4 Parker Teresa NTRS Common Stock S - Sale D 103.1800 -8,363 -863 37,808
2020-01-27 2020-01-24 4 Parker Teresa NTRS Common Stock S - Sale D 102.3800 -8,427 -863 46,171
2020-01-27 2020-01-24 4 Parker Teresa NTRS Common Stock M - Exercise D 58.2500 4,692 273 54,598
2020-01-27 2020-01-24 4 Parker Teresa NTRS Common Stock M - Exercise D 70.2100 5,935 417 49,906
2020-01-27 2020-01-24 4 Parker Teresa NTRS Common Stock M - Exercise D 60.8500 6,163 375 43,971
2020-01-22 2020-01-21 4 BROWNE ROBERT P NTRS Common Stock F - Taxes D 109.2300 -4,850 -530 41,947
2020-01-22 2020-01-21 4 BROWNE ROBERT P NTRS Common Stock A - Award D 13,934 46,797
2020-01-22 2020-01-21 4 Cherecwich Peter NTRS Common Stock F - Taxes D 109.2300 -4,926 -538 23,914
2020-01-22 2020-01-21 4 Cherecwich Peter NTRS Common Stock A - Award D 14,108 38,022
2020-01-22 2020-01-21 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 109.2300 -5,343 -584 44,725
2020-01-22 2020-01-21 4 FRADKIN STEVEN L NTRS Common Stock A - Award D 15,049 59,774
2020-01-22 2020-01-21 4 Leech Wilson NTRS Common Stock F - Taxes D 109.2300 -6,394 -698 49,247
2020-01-22 2020-01-21 4 Leech Wilson NTRS Common Stock A - Award D 11,361 55,641
2020-01-22 2020-01-21 4 Levy Susan Cohen NTRS Common Stock F - Taxes D 109.2300 -3,678 -402 59,563
2020-01-22 2020-01-21 4 Levy Susan Cohen NTRS Common Stock A - Award D 11,287 63,241
2020-01-22 2020-01-21 4 O'Grady Michael NTRS Common Stock F - Taxes D 109.2300 -8,392 -917 49,356
2020-01-22 2020-01-21 4 O'Grady Michael NTRS Common Stock A - Award D 21,946 71,302
2020-01-22 2020-01-21 4 St Clair Joyce NTRS Common Stock F - Taxes D 109.2300 -4,926 -538 24,018
2020-01-22 2020-01-21 4 St Clair Joyce NTRS Common Stock A - Award D 14,108 38,126
2020-01-22 2019-12-12 4 St Clair Joyce NTRS Common Stock F - Taxes D 108.6800 -304 -33 24,018
2020-01-22 2020-01-21 4 Thomas Shundrawn A NTRS Common Stock F - Taxes D 109.2300 -1,274 -139 37,467
2020-01-22 2020-01-21 4 Thomas Shundrawn A NTRS Common Stock A - Award D 4,180 38,741
2020-01-22 2020-01-21 4 Tyler Jason J. NTRS Common Stock F - Taxes D 109.2300 -665 -73 11,374
2020-01-22 2020-01-21 4 Tyler Jason J. NTRS Common Stock A - Award D 2,091 12,039
2020-01-10 3 Tyler Jason J. NTRS Common Stock D 19,896
2020-01-10 3 Tyler Jason J. NTRS Common Stock D 19,896
2020-01-10 3 Tyler Jason J. NTRS Common Stock D 19,896
2020-01-03 2020-01-01 4 BYNOE LINDA NTRS Common Stock A - Award D 106.2400 16 2 23,687
2020-01-03 2020-01-01 4 Harrison Dean M NTRS Common Stock A - Award D 106.2400 24 3 9,880
2020-01-03 2019-12-31 4 Harrison Dean M NTRS Common Stock A - Award D 106.2400 341 36 9,856
2020-01-03 2020-01-01 4 Klevorn Marcy S NTRS Common Stock A - Award D 106.2400 2 0 1,393
2020-01-03 2020-01-01 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 106.2400 22 2 12,539
2020-01-03 2019-12-31 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 106.2400 259 28 12,518
2020-01-03 2020-01-01 4 Richards Thomas E NTRS Common Stock A - Award D 106.2400 22 2 8,681
2020-01-03 2019-12-31 4 Richards Thomas E NTRS Common Stock A - Award D 106.2400 282 30 8,659
2020-01-03 2020-01-01 4 SLARK MARTIN P NTRS Common Stock A - Award D 106.2400 7 1 10,049
2020-01-03 2020-01-01 4 Thompson Donald NTRS Common Stock A - Award D 106.2400 25 3 8,066
2020-01-03 2019-12-31 4 Thompson Donald NTRS Common Stock A - Award D 106.2400 341 36 8,040
2020-01-03 2020-01-01 4 Tribbett Charles A NTRS Common Stock A - Award D 106.2400 23 2 24,360
2020-01-03 2019-12-31 4 Tribbett Charles A NTRS Common Stock A - Award D 106.2400 294 31 24,338
2020-01-02 2019-12-31 4 CROWN SUSAN NTRS Common Stock Units A - Award D 106.2400 282 30 25,853
2019-12-16 2019-12-12 4 Bowman Biff NTRS Common Stock F - Taxes D 108.6800 -352 -38 74,628
2019-12-16 2019-12-12 4 Cherecwich Peter NTRS Common Stock F - Taxes D 108.6800 -852 -93 23,914
2019-12-16 2019-12-12 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 108.6800 -406 -44 44,725
2019-12-16 2019-12-12 4 Levy Susan Cohen NTRS Common Stock F - Taxes D 108.6800 -288 -31 51,954
2019-12-16 2019-12-12 4 Parker Teresa NTRS Common Stock F - Taxes D 108.6800 -436 -47 37,808
2019-12-12 2019-12-11 4 BROWNE ROBERT P NTRS Employee Stock Option (right-to-buy) M - Exercise D 70.21 -11,869 0
2019-12-12 2019-12-11 4 BROWNE ROBERT P NTRS Employee Stock Option (right-to-buy) M - Exercise D 60.85 -1,110 0
2019-12-12 2019-12-11 4 BROWNE ROBERT P NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.69 -711 0
2019-12-12 2019-12-11 4 BROWNE ROBERT P NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.64 -356 0
2019-12-12 2019-12-11 4 BROWNE ROBERT P NTRS Common Stock S - Sale D 109.2800 -14,046 -1,535 32,863
2019-12-12 2019-12-11 4 BROWNE ROBERT P NTRS Common Stock M - Exercise D 70.2100 11,869 833 46,909
2019-12-12 2019-12-11 4 BROWNE ROBERT P NTRS Common Stock M - Exercise D 60.8500 1,110 68 35,040
2019-12-12 2019-12-11 4 BROWNE ROBERT P NTRS Common Stock M - Exercise D 52.6900 711 37 33,930
2019-12-12 2019-12-11 4 BROWNE ROBERT P NTRS Common Stock M - Exercise D 52.6400 356 19 33,219
2019-11-25 2019-11-22 4 Bowman Biff NTRS Common Stock S - Sale D 106.5300 -13,208 -1,407 74,980
2019-11-25 2019-11-22 4 Bowman Biff NTRS Common Stock G - Gift D -329 88,188
2019-11-08 2019-11-07 4 BROWNE ROBERT P NTRS Employee Stock Option (right-to-buy) M - Exercise D 58.25 -11,534 9,063
2019-11-08 2019-11-07 4 BROWNE ROBERT P NTRS Common Stock S - Sale D 107.8500 -11,534 -1,244 32,863
2019-11-08 2019-11-07 4 BROWNE ROBERT P NTRS Common Stock M - Exercise D 58.2500 11,534 672 44,397
2019-10-31 2019-10-31 4 Bowman Biff NTRS Common Stock G - Gift D -2,489 88,517
2019-10-31 2019-10-30 4 St Clair Joyce 2018 GRAT NTRS Common Stock S - Sale I 100.5200 -8,110 -815 0
2019-10-29 2019-10-29 4 BROWNE ROBERT P NTRS Employee Stock Option (right-to-buy) M - Exercise D 88.06 -6,453 19,356
2019-10-29 2019-10-29 4 BROWNE ROBERT P NTRS Employee Stock Option (right-to-buy) M - Exercise D 58.25 -12,359 20,597
2019-10-29 2019-10-29 4 BROWNE ROBERT P NTRS Common Stock S - Sale D 102.9600 -18,812 -1,937 32,863
2019-10-29 2019-10-29 4 BROWNE ROBERT P NTRS Common Stock M - Exercise D 88.0600 6,453 568 51,675
2019-10-29 2019-10-29 4 BROWNE ROBERT P NTRS Common Stock M - Exercise D 58.2500 12,359 720 45,222
2019-10-29 2019-10-28 4 BROWNE ROBERT P NTRS Employee Stock Option (right-to-buy) M - Exercise D 70.21 -11,870 11,869
2019-10-29 2019-10-28 4 BROWNE ROBERT P NTRS Employee Stock Option (right-to-buy) M - Exercise D 60.85 -11,093 1,110
2019-10-29 2019-10-28 4 BROWNE ROBERT P NTRS Common Stock S - Sale D 102.0600 -22,963 -2,344 32,863
2019-10-29 2019-10-28 4 BROWNE ROBERT P NTRS Common Stock M - Exercise D 70.2100 11,870 833 55,826
2019-10-29 2019-10-28 4 BROWNE ROBERT P NTRS Common Stock M - Exercise D 60.8500 11,093 675 43,956
2019-10-29 2019-10-25 4 BROWNE ROBERT P NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.69 -7,118 711
2019-10-29 2019-10-25 4 BROWNE ROBERT P NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.64 -3,562 356
2019-10-29 2019-10-25 4 BROWNE ROBERT P NTRS Common Stock S - Sale D 101.5600 -10,680 -1,085 32,863
2019-10-29 2019-10-25 4 BROWNE ROBERT P NTRS Common Stock M - Exercise D 52.6900 7,118 375 43,543
2019-10-29 2019-10-25 4 BROWNE ROBERT P NTRS Common Stock M - Exercise D 52.6400 3,562 188 36,425
2019-10-02 2019-09-30 4 CROWN SUSAN NTRS Common Stock Units A - Award D 93.3200 321 30 25,549
2019-10-02 2019-10-01 4 Tribbett Charles A NTRS Common Stock A - Award D 89.8800 24 2 24,043
2019-10-02 2019-09-30 4 Tribbett Charles A NTRS Common Stock A - Award D 93.3200 335 31 24,020
2019-10-02 2019-10-01 4 Thompson Donald NTRS Common Stock A - Award D 89.8800 26 2 7,699
2019-10-02 2019-09-30 4 Thompson Donald NTRS Common Stock A - Award D 93.3200 388 36 7,673
2019-10-02 2019-10-01 4 SLARK MARTIN P NTRS Common Stock A - Award D 89.8800 8 1 10,042
2019-10-02 2019-10-01 4 Richards Thomas E NTRS Common Stock A - Award D 89.8800 23 2 8,376
2019-10-02 2019-09-30 4 Richards Thomas E NTRS Common Stock A - Award D 93.3200 321 30 8,353
2019-10-02 2019-10-01 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 89.8800 23 2 12,259
2019-10-02 2019-09-30 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 93.3200 295 27 12,236
2019-10-02 2019-10-01 4 Klevorn Marcy S NTRS Common Stock A - Award D 89.8800 2 0 1,391
2019-10-02 2019-10-01 4 Harrison Dean M NTRS Common Stock A - Award D 89.8800 25 2 9,515
2019-10-02 2019-09-30 4 Harrison Dean M NTRS Common Stock A - Award D 93.3200 388 36 9,490
2019-10-02 2019-04-03 4 Harrison Dean M By LLC NTRS Common Stock S - Sale I 93.9900 -4 -0 47
2019-10-02 2019-10-01 4 BYNOE LINDA NTRS Common Stock A - Award D 89.8800 19 2 23,671
2019-09-16 2019-09-13 4 Leech Wilson NTRS Employee Stock Option (right-to-buy) M - Exercise D 58.25 -2,300 766
2019-09-16 2019-09-13 4 Leech Wilson NTRS Employee Stock Option (right-to-buy) M - Exercise D 70.21 -1,484 0
2019-09-16 2019-09-13 4 Leech Wilson NTRS Employee Stock Option (right-to-buy) M - Exercise D 60.85 -593 0
2019-09-16 2019-09-13 4 Leech Wilson NTRS Common Stock S - Sale D 99.2600 -4,377 -434 44,280
2019-09-16 2019-09-13 4 Leech Wilson NTRS Common Stock M - Exercise D 58.2500 2,300 134 48,657
2019-09-16 2019-09-13 4 Leech Wilson NTRS Common Stock M - Exercise D 70.2100 1,484 104 46,357
2019-09-16 2019-09-13 4 Leech Wilson NTRS Common Stock M - Exercise D 60.8500 593 36 44,873
2019-09-16 2019-09-13 4 South Thomas A NTRS Common Stock S - Sale D 98.5400 -1,000 -99 15,963
2019-08-22 2019-08-21 4 St Clair Joyce By Trust NTRS Common Stock G - Gift I -154 26,183
2019-08-06 2019-08-02 4 Bowman Biff NTRS Employee Stock Option (right-to-buy) M - Exercise D 58.25 -25,867 8,622
2019-08-06 2019-08-02 4 Bowman Biff NTRS Employee Stock Option (right-to-buy) M - Exercise D 60.85 -20,337 0
2019-08-06 2019-08-02 4 Bowman Biff NTRS Common Stock S - Sale D 93.3600 -298 -28 91,006
2019-08-06 2019-08-02 4 Bowman Biff NTRS Common Stock S - Sale D 92.8100 -45,906 -4,261 91,304
2019-08-06 2019-08-02 4 Bowman Biff NTRS Common Stock M - Exercise D 58.2500 25,867 1,507 137,210
2019-08-06 2019-08-02 4 Bowman Biff NTRS Common Stock M - Exercise D 60.8500 20,337 1,238 111,343
2019-07-30 2019-07-29 4 BROWNE ROBERT P NTRS Employee Stock Option (right-to-buy) M - Exercise D 60.85 -9,983 12,203
2019-07-30 2019-07-29 4 BROWNE ROBERT P NTRS Common Stock S - Sale D 99.1700 -9,983 -990 48,776
2019-07-30 2019-07-29 4 BROWNE ROBERT P NTRS Common Stock M - Exercise D 60.8500 9,983 607 58,759
2019-07-30 2019-07-26 4 BROWNE ROBERT P NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.69 -6,406 7,829
2019-07-30 2019-07-26 4 BROWNE ROBERT P NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.64 -3,206 3,918
2019-07-30 2019-07-26 4 BROWNE ROBERT P NTRS Common Stock S - Sale D 99.6300 -9,612 -958 48,776
2019-07-30 2019-07-26 4 BROWNE ROBERT P NTRS Common Stock M - Exercise D 52.6900 6,406 338 58,388
2019-07-30 2019-07-26 4 BROWNE ROBERT P NTRS Common Stock M - Exercise D 52.6400 3,206 169 51,982
2019-07-30 2019-07-26 4 BROWNE ROBERT P NTRS Common Stock S - Sale D 99.6000 -12,000 -1,195 48,776
2019-07-02 2019-07-01 4 Thompson Donald NTRS Common Stock A - Award D 91.6500 19 2 7,284
2019-07-02 2019-06-30 4 Thompson Donald NTRS Common Stock A - Award D 90.0000 403 36 7,265
2019-07-02 2019-07-01 4 Tribbett Charles A NTRS Common Stock A - Award D 91.6500 18 2 23,685
2019-07-02 2019-06-30 4 Tribbett Charles A NTRS Common Stock A - Award D 90.0000 347 31 23,667
2019-07-02 2019-07-01 4 BYNOE LINDA NTRS Common Stock A - Award D 91.6500 15 1 23,653
2019-07-02 2019-07-01 4 Harrison Dean M NTRS Common Stock A - Award D 91.6500 18 2 9,102
2019-07-02 2019-06-30 4 Harrison Dean M NTRS Common Stock A - Award D 90.0000 393 35 9,084
2019-07-02 2019-07-01 4 Klevorn Marcy S NTRS Common Stock A - Award D 91.6500 2 0 1,389
2019-07-02 2019-07-01 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 91.6500 17 2 11,941
2019-07-02 2019-06-30 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 90.0000 312 28 11,924
2019-07-02 2019-07-01 4 Richards Thomas E NTRS Common Stock A - Award D 91.6500 17 2 8,032
2019-07-02 2019-06-30 4 Richards Thomas E NTRS Common Stock A - Award D 90.0000 333 30 8,014
2019-07-02 2019-07-01 4 SLARK MARTIN P NTRS Common Stock A - Award D 91.6500 7 1 10,033
2019-07-02 2019-06-30 4 CROWN SUSAN NTRS Common Stock Units A - Award D 90.0000 333 30 25,204
2019-06-14 2019-06-14 4 BROWNE ROBERT P NTRS Common Stock S - Sale D 86.8800 -12,156 -1,056 60,776
2019-05-01 3 Allnutt Lauren E NTRS Common Stock D 5,948
2019-05-01 3 Allnutt Lauren E NTRS Common Stock D 5,948
2019-05-01 3 Allnutt Lauren E NTRS Common Stock D 5,948
2019-04-26 2019-04-25 4 Parker Teresa NTRS Common Stock S - Sale D 97.5000 -3,000 -292 38,244
2019-04-26 2019-04-25 4 Thomas Shundrawn A NTRS Employee Stock Option (right-to-buy) M - Exercise D 43.65 -5,384 0
2019-04-26 2019-04-25 4 Thomas Shundrawn A NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.64 -5,700 0
2019-04-26 2019-04-25 4 Thomas Shundrawn A NTRS Common Stock S - Sale D 97.6500 -11,084 -1,082 34,561
2019-04-26 2019-04-25 4 Thomas Shundrawn A NTRS Common Stock M - Exercise D 43.6500 5,384 235 45,645
2019-04-26 2019-04-25 4 Thomas Shundrawn A NTRS Common Stock M - Exercise D 52.6400 5,700 300 40,261
2019-04-25 2019-04-23 4 Mehta Siddharth N NTRS Common Stock A - Award D 1,146 1,386
2019-04-25 2019-04-23 4 POWELL CHARLES D NTRS Stock Units A - Award D 1,146 1,146
2019-04-25 2019-04-23 4 POWELL CHARLES D NTRS Stock Units M - Exercise D -1,033 0
2019-04-25 2019-04-23 4 POWELL CHARLES D NTRS Common Stock D - Sale to Issuer D 94.3000 -1,033 -97 0
2019-04-25 2019-04-23 4 POWELL CHARLES D NTRS Common Stock M - Exercise D 1,033 1,033
2019-04-25 2019-04-23 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 1,146 11,612
2019-04-25 2019-04-23 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 95.9400 23 2 10,466
2019-04-25 2019-04-23 4 Richards Thomas E NTRS Common Stock A - Award D 1,146 7,681
2019-04-25 2019-04-23 4 Richards Thomas E NTRS Common Stock A - Award D 95.9400 23 2 6,535
2019-04-25 2019-04-23 4 ROWE JOHN W NTRS Common Stock A - Award D 95.9400 23 2 22,923
2019-04-25 2019-04-23 4 SLARK MARTIN P NTRS Common Stock A - Award D 1,146 10,026
2019-04-25 2019-04-23 4 SLARK MARTIN P NTRS Common Stock A - Award D 95.9400 23 2 8,880
2019-04-25 2019-04-23 4 SMITH DAVID BYRON JR NTRS Common Stock A - Award D 1,146 1,146
2019-04-25 2019-04-23 4 Thompson Donald NTRS Common Stock A - Award D 1,146 6,862
2019-04-25 2019-04-23 4 Thompson Donald NTRS Common Stock A - Award D 95.9400 23 2 5,716
2019-04-25 2019-04-23 4 Tribbett Charles A NTRS Common Stock A - Award D 1,146 23,320
2019-04-25 2019-04-23 4 Tribbett Charles A NTRS Common Stock A - Award D 95.9400 23 2 22,174
2019-04-25 2019-04-23 4 BYNOE LINDA NTRS Common Stock A - Award D 1,146 23,637
2019-04-25 2019-04-23 4 BYNOE LINDA NTRS Common Stock A - Award D 95.9400 23 2 22,491
2019-04-25 2019-04-23 4 Harrison Dean M NTRS Common Stock A - Award D 1,146 8,691
2019-04-25 2019-04-23 4 Harrison Dean M NTRS Common Stock A - Award D 95.9400 23 2 7,545
2019-04-25 2019-04-23 4 Henderson Jay L NTRS Common Stock A - Award D 1,146 8,553
2019-04-25 2019-04-23 4 Klevorn Marcy S NTRS Common Stock A - Award D 1,146 1,388
2019-04-25 2019-04-23 4 Klevorn Marcy S NTRS Common Stock A - Award D 95.9400 2 0 242
2019-04-25 2019-04-23 4 CROWN SUSAN NTRS Common Stock Units A - Award D 95.9400 1,146 110 24,854
2019-04-02 2019-04-01 4 BYNOE LINDA NTRS Common Stock A - Award D 92.7000 8 1 22,814
2019-04-02 2019-03-31 4 BYNOE LINDA NTRS Common Stock A - Award D 90.4100 346 31 22,806
2019-04-02 2019-04-01 4 Harrison Dean M NTRS Common Stock A - Award D 92.7000 9 1 7,522
2019-04-02 2019-03-31 4 Harrison Dean M NTRS Common Stock A - Award D 90.4100 359 32 7,513
2019-04-02 2019-04-01 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 92.7000 8 1 10,443
2019-04-02 2019-03-31 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 90.4100 332 30 10,435
2019-04-02 2019-04-01 4 Richards Thomas E NTRS Common Stock A - Award D 92.7000 8 1 6,512
2019-04-02 2019-03-31 4 Richards Thomas E NTRS Common Stock A - Award D 90.4100 332 30 6,504
2019-04-02 2019-04-01 4 Thompson Donald NTRS Common Stock A - Award D 92.7000 10 1 5,693
2019-04-02 2019-03-31 4 Thompson Donald NTRS Common Stock A - Award D 90.4100 401 36 5,684
2019-04-02 2019-04-01 4 Tribbett Charles A NTRS Common Stock A - Award D 92.7000 8 1 22,151
2019-04-02 2019-03-31 4 Tribbett Charles A NTRS Common Stock A - Award D 90.4100 346 31 22,142
2019-04-02 2019-03-31 4 CROWN SUSAN NTRS Common Stock Units A - Award D 90.4100 332 30 23,685
2019-03-05 2019-03-01 4 BROWNE ROBERT P NTRS Common Stock F - Taxes D 93.4900 -778 -73 72,932
2019-03-05 2019-03-01 4 Cherecwich Peter NTRS Common Stock F - Taxes D 93.4900 -815 -76 24,766
2019-03-05 2019-03-01 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 93.4900 -774 -72 45,131
2019-03-05 2019-03-01 4 Leech Wilson NTRS Common Stock F - Taxes D 93.4900 -668 -62 44,280
2019-03-05 2019-03-01 4 Levy Susan Cohen NTRS Common Stock F - Taxes D 93.4900 -572 -53 52,242
2019-03-05 2019-03-01 4 O'Grady Michael NTRS Common Stock F - Taxes D 93.4900 -1,796 -168 49,356
2019-03-05 2019-03-01 4 South Thomas A NTRS Common Stock F - Taxes D 93.4900 -437 -41 16,963
2019-03-05 2019-03-01 4 St Clair Joyce NTRS Common Stock F - Taxes D 93.4900 -682 -64 24,322
2019-03-05 2019-03-01 4 Thomas Shundrawn A NTRS Common Stock F - Taxes D 93.4900 -556 -52 34,561
2019-03-05 2019-03-01 4 Blake Aileen B NTRS Common Stock F - Taxes D 93.4900 -477 -45 11,692
2019-03-05 2019-03-01 4 Bowman Biff NTRS Common Stock F - Taxes D 93.4900 -707 -66 91,006
2019-02-21 2019-02-19 4 Blake Aileen B NTRS Common Stock A - Award D 2,339 12,767
2019-02-21 2019-02-19 4 Blake Aileen B NTRS Common Stock F - Taxes D 92.8300 -261 -24 10,428
2019-02-21 2019-02-19 4 Blake Aileen B NTRS Common Stock F - Taxes D 92.8300 -299 -28 11,318
2019-02-21 2019-02-19 4 Bowman Biff NTRS Common Stock A - Award D 8,694 91,713
2019-02-21 2019-02-19 4 Bowman Biff NTRS Common Stock F - Taxes D 92.8300 -1,578 -146 83,019
2019-02-21 2019-02-19 4 Bowman Biff NTRS Common Stock F - Taxes D 92.8300 -2,140 -199 84,597
2019-02-21 2019-02-19 4 BROWNE ROBERT P NTRS Common Stock A - Award D 8,562 73,710
2019-02-21 2019-02-19 4 BROWNE ROBERT P NTRS Common Stock F - Taxes D 92.8300 -1,578 -146 65,148
2019-02-21 2019-02-19 4 BROWNE ROBERT P NTRS Common Stock F - Taxes D 92.8300 -2,045 -190 66,726
2019-02-21 2019-02-19 4 Cherecwich Peter NTRS Common Stock A - Award D 9,748 26,605
2019-02-21 2019-02-19 4 Cherecwich Peter NTRS Common Stock F - Taxes D 92.8300 -1,263 -117 16,857
2019-02-21 2019-02-19 4 Cherecwich Peter NTRS Common Stock F - Taxes D 92.8300 -1,664 -154 19,706
2019-02-21 2019-02-19 4 FRADKIN STEVEN L NTRS Common Stock A - Award D 10,011 46,975
2019-02-21 2019-02-19 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 92.8300 -1,578 -146 36,964
2019-02-21 2019-02-19 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 92.8300 -2,140 -199 40,525
2019-02-21 2019-02-19 4 Leech Wilson NTRS Common Stock A - Award D 7,245 44,948
2019-02-21 2019-02-19 4 Leech Wilson NTRS Common Stock F - Taxes D 92.8300 -210 -19 37,703
2019-02-21 2019-02-19 4 Leech Wilson NTRS Common Stock F - Taxes D 92.8300 -203 -19 37,913
2019-02-21 2019-02-19 4 Levy Susan Cohen NTRS Common Stock A - Award D 7,113 52,814
2019-02-21 2019-02-19 4 Levy Susan Cohen NTRS Common Stock F - Taxes D 92.8300 -1,302 -121 45,701
2019-02-21 2019-02-19 4 Levy Susan Cohen NTRS Common Stock F - Taxes D 92.8300 -1,712 -159 47,003
2019-02-21 2019-02-19 4 O'Grady Michael NTRS Common Stock A - Award D 23,428 53,409
2019-02-21 2019-02-19 4 O'Grady Michael NTRS Common Stock F - Taxes D 92.8300 -1,578 -146 29,981
2019-02-21 2019-02-19 4 O'Grady Michael NTRS Common Stock F - Taxes D 92.8300 -2,140 -199 33,542
2019-02-21 2019-02-19 4 Parker Teresa NTRS Common Stock F - Taxes D 92.8300 -1,554 -144 41,424
2019-02-21 2019-02-19 4 Parker Teresa NTRS Common Stock A - Award D 14,920 42,798
2019-02-21 2019-02-19 4 Parker Teresa NTRS Common Stock F - Taxes D 92.8300 -422 -39 27,878
2019-02-21 2019-02-19 4 Parker Teresa NTRS Common Stock F - Taxes D 92.8300 -509 -47 28,300
2019-02-21 2019-02-19 4 South Thomas A NTRS Common Stock A - Award D 3,388 17,400
2019-02-21 2019-02-19 4 South Thomas A NTRS Common Stock F - Taxes D 92.8300 -470 -44 14,012
2019-02-21 2019-02-19 4 South Thomas A NTRS Common Stock F - Taxes D 92.8300 -789 -73 14,482
2019-02-21 2019-02-19 4 St Clair Joyce NTRS Common Stock A - Award D 7,509 25,946
2019-02-21 2019-02-19 4 St Clair Joyce NTRS Common Stock F - Taxes D 92.8300 -1,578 -146 18,437
2019-02-21 2019-02-19 4 St Clair Joyce NTRS Common Stock F - Taxes D 92.8300 -2,853 -265 21,998
2019-02-21 2019-02-19 4 Thomas Shundrawn A NTRS Common Stock A - Award D 7,113 35,117
2019-02-21 2019-02-19 4 Thomas Shundrawn A NTRS Common Stock F - Taxes D 92.8300 -209 -19 28,004
2019-02-21 2019-02-19 4 Thomas Shundrawn A NTRS Common Stock F - Taxes D 92.8300 -318 -30 28,213
2019-02-13 2019-01-23 4 Harrison Dean M By LLC NTRS Common Stock L - Other I 89.7800 4 0 51
2019-02-13 2018-10-10 4 Harrison Dean M By LLC NTRS Common Stock L - Other I 103.3500 1 0 47
2019-02-13 2018-06-22 4 Harrison Dean M By LLC NTRS Common Stock L - Other I 107.6400 1 0 46
2019-02-13 2018-05-18 4 Harrison Dean M By LLC NTRS Common Stock L - Other I 107.8100 14 2 45
2019-02-13 2018-08-03 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -48 137,592
2019-01-24 2019-01-22 4 Blake Aileen B NTRS Common Stock F - Taxes D 90.4200 -1,423 -129 12,338
2019-01-24 2019-01-22 4 Blake Aileen B NTRS Common Stock A - Award D 4,641 16,979
2019-01-24 2019-01-22 4 Bowman Biff NTRS Common Stock F - Taxes D 90.4200 -8,135 -736 86,737
2019-01-24 2019-01-22 4 Bowman Biff NTRS Common Stock A - Award D 21,979 94,872
2019-01-24 2019-01-22 4 BROWNE ROBERT P NTRS Common Stock F - Taxes D 90.4200 -7,704 -697 68,771
2019-01-24 2019-01-22 4 BROWNE ROBERT P NTRS Common Stock A - Award D 21,002 76,475
2019-01-24 2019-01-22 4 Cherecwich Peter NTRS Common Stock F - Taxes D 90.4200 -5,971 -540 23,462
2019-01-24 2019-01-22 4 Cherecwich Peter NTRS Common Stock A - Award D 17,095 40,557
2019-01-24 2019-01-22 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 90.4200 -8,134 -735 45,354
2019-01-24 2019-01-22 4 FRADKIN STEVEN L NTRS Common Stock A - Award D 21,979 67,333
2019-01-24 2019-01-22 4 Leech Wilson NTRS Common Stock F - Taxes D 90.4200 -919 -83 38,116
2019-01-24 2019-01-22 4 Leech Wilson NTRS Common Stock A - Award D 1,954 39,035
2019-01-24 2018-07-21 4 Leech Wilson NTRS Common Stock F - Taxes D 109.3600 -1,055 -115 37,081
2019-01-24 2018-07-15 4 Leech Wilson NTRS Common Stock F - Taxes D 104.8900 -729 -76 38,136
2019-01-24 2019-01-22 4 Levy Susan Cohen NTRS Common Stock F - Taxes D 90.4200 -6,189 -560 48,715
2019-01-24 2019-01-22 4 Levy Susan Cohen NTRS Common Stock A - Award D 17,583 54,904
2019-01-24 2019-01-22 4 O'Grady Michael NTRS Common Stock F - Taxes D 90.4200 -8,128 -735 38,371
2019-01-24 2019-01-22 4 O'Grady Michael NTRS Common Stock A - Award D 21,979 60,350
2019-01-24 2019-01-22 4 Parker Teresa NTRS Common Stock F - Taxes D 90.4200 -2,102 -190 29,073
2019-01-24 2019-01-22 4 Parker Teresa NTRS Common Stock A - Award D 4,884 31,175
2019-01-24 2019-01-22 4 St Clair Joyce NTRS Common Stock F - Taxes D 90.4200 -7,053 -638 28,436
2019-01-24 2019-01-22 4 St Clair Joyce NTRS Common Stock A - Award D 19,537 47,973
2019-01-24 2019-01-22 4 Thomas Shundrawn A NTRS Common Stock F - Taxes D 90.4200 -1,503 -136 28,531
2019-01-24 2019-01-22 4 Thomas Shundrawn A NTRS Common Stock A - Award D 4,933 30,034
2019-01-24 2019-01-22 4 WADDELL FREDERICK H NTRS Common Stock F - Taxes D 90.4200 -29,546 -2,672 188,065
2019-01-24 2019-01-22 4 WADDELL FREDERICK H NTRS Common Stock A - Award D 70,332 258,397
2019-01-22 2019-01-22 4 Klevorn Marcy S NTRS Common Stock A - Award D 240 240
2019-01-22 2019-01-22 4 Mehta Siddharth N NTRS Common Stock A - Award D 240 240
2019-01-03 2019-01-01 4 Tribbett Charles A NTRS Common Stock A - Award D 83.5900 6 1 21,797
2019-01-03 2018-12-31 4 Tribbett Charles A NTRS Common Stock A - Award D 83.5900 374 31 21,791
2019-01-03 2019-01-01 4 BYNOE LINDA NTRS Common Stock A - Award D 83.5900 6 1 22,460
2019-01-03 2018-12-31 4 BYNOE LINDA NTRS Common Stock A - Award D 83.5900 374 31 22,454
2019-01-03 2019-01-01 4 Harrison Dean M NTRS Common Stock A - Award D 83.5900 6 1 7,154
2019-01-03 2018-12-31 4 Harrison Dean M NTRS Common Stock A - Award D 83.5900 389 32 7,148
2019-01-03 2019-01-01 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 83.5900 6 0 10,103
2019-01-03 2018-12-31 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 83.5900 359 30 10,097
2019-01-03 2019-01-01 4 Richards Thomas E NTRS Common Stock A - Award D 83.5900 6 0 6,172
2019-01-03 2018-12-31 4 Richards Thomas E NTRS Common Stock A - Award D 83.5900 359 30 6,166
2019-01-03 2019-01-01 4 Thompson Donald NTRS Common Stock A - Award D 83.5900 7 1 5,283
2019-01-03 2018-12-31 4 Thompson Donald NTRS Common Stock A - Award D 83.5900 434 36 5,276
2019-01-03 2018-12-31 4 CROWN SUSAN NTRS Common Stock Units A - Award D 83.5900 359 30 23,345
2018-12-17 2018-12-13 4 Potter Stephen N By Trust NTRS Common Stock G - Gift I -11,394 46,072
2018-12-17 2018-12-13 4 Potter Stephen N 401(k) NTRS Common Stock S - Sale I 86.9000 -141 -12 8,181
2018-12-13 2018-12-12 4 Thompson Donald NTRS Common Stock A - Award D 102.7200 1,064 109 4,842
2018-12-11 2018-12-07 4 Bowman Biff NTRS Common Stock F - Taxes D 90.3600 -518 -47 72,893
2018-12-11 2018-12-07 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 90.3600 -312 -28 45,354
2018-12-11 2018-12-07 4 Levy Susan Cohen NTRS Common Stock F - Taxes D 90.3600 -418 -38 37,321
2018-12-11 2018-12-07 4 MORRISON WILLIAM L NTRS Common Stock F - Taxes D 90.3600 -150 -14 49,849
2018-12-11 2018-12-07 4 Parker Teresa NTRS Common Stock F - Taxes D 90.3600 -332 -30 26,291
2018-12-11 2018-12-07 4 Potter Stephen N NTRS Common Stock F - Taxes D 90.3600 -224 -20 24,014
2018-12-11 2018-12-07 4 St Clair Joyce NTRS Common Stock F - Taxes D 90.3600 -275 -25 28,436
2018-12-11 2018-12-07 4 WADDELL FREDERICK H NTRS Common Stock F - Taxes D 90.3600 -542 -49 188,065
2018-11-19 2018-11-15 4 FRADKIN STEVEN L By Trust NTRS Common Stock G - Gift I -104 124,278
2018-11-09 2018-11-08 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -1,051 96,881
2018-10-23 2018-09-13 4 FRADKIN STEVEN L By Trust NTRS Common Stock G - Gift I -96 124,382
2018-10-23 2018-10-19 4 Potter Stephen N NTRS Common Stock F - Taxes D 93.1600 -6,831 -636 24,238
2018-10-22 2018-10-18 4 MORRISON WILLIAM L NTRS Common Stock F - Taxes D 94.2800 -8,320 -784 49,999
2018-10-02 2018-10-01 4 Harrison Dean M NTRS Common Stock A - Award D 103.6600 3 0 6,759
2018-10-02 2018-09-30 4 Harrison Dean M NTRS Common Stock A - Award D 102.1300 318 32 6,756
2018-10-02 2018-10-01 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 103.6600 3 0 9,738
2018-10-02 2018-09-30 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 102.1300 294 30 9,735
2018-10-02 2018-10-01 4 Richards Thomas E NTRS Common Stock A - Award D 103.6600 3 0 5,807
2018-10-02 2018-09-30 4 Richards Thomas E NTRS Common Stock A - Award D 102.1300 294 30 5,804
2018-10-02 2018-10-01 4 Tribbett Charles A NTRS Common Stock A - Award D 103.6600 3 0 21,417
2018-10-02 2018-09-30 4 Tribbett Charles A NTRS Common Stock A - Award D 102.1300 306 31 21,414
2018-10-02 2018-10-01 4 BYNOE LINDA NTRS Common Stock A - Award D 103.6600 3 0 22,080
2018-10-02 2018-09-30 4 BYNOE LINDA NTRS Common Stock A - Award D 102.1300 306 31 22,077
2018-10-02 2018-09-30 4 CROWN SUSAN NTRS Common Stock Units A - Award D 102.1300 294 30 22,980
2018-09-05 3 South Thomas A 401(k) as of 6-30-18 NTRS Common Stock I 21,017
2018-09-05 3 South Thomas A NTRS Common Stock D 35,820
2018-09-05 3 South Thomas A 401(k) as of 6-30-18 NTRS Common Stock I 21,017
2018-09-05 3 South Thomas A NTRS Common Stock D 35,820
2018-09-05 3 South Thomas A 401(k) as of 6-30-18 NTRS Common Stock I 21,017
2018-09-05 3 South Thomas A NTRS Common Stock D 35,820
2018-08-09 2018-08-09 4 Bowman Biff NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.69 -21,352 0
2018-08-09 2018-08-09 4 Bowman Biff NTRS Common Stock S - Sale D 111.1100 -21,352 -2,372 73,411
2018-08-09 2018-08-09 4 Bowman Biff NTRS Common Stock M - Exercise D 52.6900 21,352 1,125 94,763
2018-08-08 2018-08-08 4 Cherecwich Peter NTRS Employee Stock Option (right-to-buy) M - Exercise D 58.25 -13,413 13,412
2018-08-08 2018-08-08 4 Cherecwich Peter NTRS Employee Stock Option (right-to-buy) M - Exercise D 60.85 -6,348 0
2018-08-08 2018-08-08 4 Cherecwich Peter NTRS Common Stock S - Sale D 111.3500 -19,761 -2,200 23,462
2018-08-08 2018-08-08 4 Cherecwich Peter NTRS Common Stock M - Exercise D 58.2500 13,413 781 43,223
2018-08-08 2018-08-08 4 Cherecwich Peter NTRS Common Stock M - Exercise D 60.8500 6,348 386 29,810
2018-08-08 2018-08-06 4 MORRISON WILLIAM L NTRS Common Stock G - Gift D -1,250 58,319
2018-08-06 2018-08-06 4 Schreuder Jana R 2016 GRAT NTRS Common Stock S - Sale I 110.0000 -9,699 -1,067 0
2018-08-06 2018-08-03 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -2,196 85,909
2018-07-26 2018-07-25 4 St Clair Joyce 2015 GRAT NTRS Common Stock G - Gift I -2,289 0
2018-07-26 2018-07-24 4 St Clair Joyce By Trust NTRS Common Stock S - Sale I 112.0000 -3,166 -355 33,147
2018-07-24 2018-07-23 4 Potter Stephen N By Trust NTRS Common Stock G - Gift I -875 32,070
2018-07-24 2018-07-20 4 Thomas Shundrawn A NTRS Employee Stock Option (right-to-buy) M - Exercise D 55.39 -4,740 0
2018-07-24 2018-07-20 4 Thomas Shundrawn A NTRS Common Stock S - Sale D 107.8800 -4,740 -511 25,101
2018-07-24 2018-07-20 4 Thomas Shundrawn A NTRS Common Stock M - Exercise D 55.3900 4,740 263 29,841
2018-07-24 2018-07-23 4 MORRISON WILLIAM L NTRS Employee Stock Option (right-to-buy) M - Exercise D 88.06 -3,872 11,614
2018-07-24 2018-07-23 4 MORRISON WILLIAM L NTRS Employee Stock Option (right-to-buy) M - Exercise D 60.85 -10,014 0
2018-07-24 2018-07-23 4 MORRISON WILLIAM L NTRS Common Stock S - Sale D 110.8700 -13,886 -1,540 59,569
2018-07-24 2018-07-23 4 MORRISON WILLIAM L NTRS Common Stock M - Exercise D 88.0600 3,872 341 73,455
2018-07-24 2018-07-23 4 MORRISON WILLIAM L NTRS Common Stock M - Exercise D 60.8500 10,014 609 69,583
2018-07-24 2018-07-20 4 Parker Teresa NTRS Common Stock S - Sale D 108.2300 -5,606 -607 26,623
2018-07-19 2018-07-18 4 St Clair Joyce By Trust NTRS Common Stock S - Sale I 110.0000 -3,166 -348 30,910
2018-07-17 2018-07-15 4 Levy Susan Cohen NTRS Common Stock F - Taxes D 104.8900 -2,577 -270 37,739
2018-07-03 2018-07-01 4 BYNOE LINDA NTRS Common Stock A - Award D 102.8900 1 0 21,771
2018-07-03 2018-06-30 4 BYNOE LINDA NTRS Common Stock A - Award D 102.8900 304 31 21,770
2018-07-03 2018-07-01 4 Harrison Dean M NTRS Common Stock A - Award D 102.8900 1 0 6,437
2018-07-03 2018-06-30 4 Harrison Dean M NTRS Common Stock A - Award D 102.8900 316 32 6,436
2018-07-03 2018-07-01 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 102.8900 1 0 9,441
2018-07-03 2018-06-30 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 102.8900 292 30 9,440
2018-07-03 2018-07-01 4 Richards Thomas E NTRS Common Stock A - Award D 102.8900 1 0 5,511
2018-07-03 2018-06-30 4 Richards Thomas E NTRS Common Stock A - Award D 102.8900 292 30 5,509
2018-07-03 2018-07-01 4 Tribbett Charles A NTRS Common Stock A - Award D 102.8900 1 0 21,108
2018-07-03 2018-06-30 4 Tribbett Charles A NTRS Common Stock A - Award D 102.8900 304 31 21,106
2018-07-03 2018-06-30 4 CROWN SUSAN NTRS Common Stock Units A - Award D 102.8900 292 30 22,683
2018-06-05 2018-06-05 4 St Clair Joyce By Trust NTRS Common Stock G - Gift I -1,949 34,076
2018-06-01 2018-06-01 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -722 88,105
2018-05-21 2018-05-17 4 Bowman Biff NTRS Common Stock G - Gift D -1,390 73,411
2018-05-16 2018-05-15 4 Schreuder Jana R By Trust NTRS Common Stock S - Sale I 107.3800 -2,913 -313 16,926
2018-05-11 2018-05-10 4 Thomas Shundrawn A NTRS Common Stock G - Gift D -274 25,101
2018-05-08 2018-05-08 4 Blake Aileen B By Trust NTRS Common Stock G - Gift I -925 11,660
2018-05-08 2018-05-07 4 Blake Aileen B NTRS Employee Stock Option (right-to-buy) M - Exercise D 60.85 -6,163 0
2018-05-08 2018-05-07 4 Blake Aileen B NTRS Common Stock S - Sale D 105.1000 -6,163 -648 12,338
2018-05-08 2018-05-07 4 Blake Aileen B NTRS Common Stock M - Exercise D 60.8500 6,163 375 18,501
2018-05-08 2018-05-07 4 Blake Aileen B By Trust NTRS Common Stock S - Sale I 105.4900 -1,000 -105 12,585
2018-05-08 2018-05-07 4 Cohodes Jeffrey D. NTRS Common Stock S - Sale D 105.1500 -14,979 -1,575 20,484
2018-05-08 2018-05-08 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -242 88,827
2018-05-02 2018-05-01 4 WADDELL FREDERICK H 2015 GRAT NTRS Common Stock G - Gift I -9,972 0
2018-04-27 2018-04-26 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -2,000 74,027
2018-04-24 2018-04-24 4 Schreuder Jana R 2015 GRAT NTRS Common Stock S - Sale I 108.0800 -2,627 -284 0
2018-04-19 2018-04-17 4 BYNOE LINDA NTRS Common Stock A - Award D 1,033 21,466
2018-04-19 2018-04-17 4 Harrison Dean M NTRS Common Stock A - Award D 1,033 6,120
2018-04-19 2018-04-17 4 Henderson Jay L NTRS Common Stock A - Award D 1,033 7,407
2018-04-19 2018-04-17 4 POWELL CHARLES D NTRS Stock Units A - Award D 1,033 1,033
2018-04-19 2018-04-17 4 POWELL CHARLES D NTRS Stock Units M - Exercise D -1,214 0
2018-04-19 2018-04-17 4 POWELL CHARLES D NTRS Common Stock D - Sale to Issuer D 107.0400 -1,214 -130 0
2018-04-19 2018-04-17 4 POWELL CHARLES D NTRS Common Stock M - Exercise D 1,214 1,214
2018-04-19 2018-04-17 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 1,033 9,149
2018-04-19 2018-04-17 4 Richards Thomas E NTRS Common Stock A - Award D 1,033 5,218
2018-04-19 2018-04-17 4 ROWE JOHN W NTRS Common Stock A - Award D 1,033 22,900
2018-04-19 2018-04-17 4 SLARK MARTIN P NTRS Common Stock A - Award D 1,033 8,858
2018-04-19 2018-04-17 4 SMITH DAVID BYRON JR NTRS Common Stock A - Award D 1,033 1,033
2018-04-19 2018-04-17 4 Thompson Donald NTRS Common Stock A - Award D 1,033 3,778
2018-04-19 2018-04-17 4 Tribbett Charles A NTRS Common Stock A - Award D 1,033 20,803
2018-04-19 2018-04-17 4 CROWN SUSAN NTRS Common Stock Units A - Award D 1,033 22,391
2018-04-03 2018-03-31 4 Harrison Dean M NTRS Common Stock A - Award D 103.1300 315 33 5,087
2018-04-03 2017-05-01 4 Harrison Dean M By LLC NTRS Common Stock S - Sale I 90.1300 -2 -0 31
2018-04-03 2015-12-15 4 Harrison Dean M By Trust NTRS Common Stock P - Purchase I 72.9800 1,000 73 1,000
2018-04-03 2015-02-25 4 Harrison Dean M By LLC NTRS Common Stock P - Purchase I 71.0600 18 1 33
2018-04-03 2018-03-31 4 BYNOE LINDA NTRS Common Stock A - Award D 103.1300 303 31 20,433
2018-04-03 2018-03-31 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 103.1300 291 30 8,116
2018-04-03 2018-03-31 4 Richards Thomas E NTRS Common Stock A - Award D 103.1300 291 30 4,185
2018-04-03 2018-03-31 4 Tribbett Charles A NTRS Common Stock A - Award D 103.1300 303 31 19,770
2018-04-03 2018-03-31 4 CROWN SUSAN NTRS Common Stock Units A - Award D 103.1300 290 30 21,357
2018-03-13 2018-03-09 4 Schreuder Jana R By Trust NTRS Common Stock S - Sale I 110.0000 -4,807 -529 16,926
2018-03-09 2018-03-08 4 BROWNE ROBERT P NTRS Common Stock G - Gift D -400 55,473
2018-03-09 2018-03-08 4 BROWNE ROBERT P NTRS Common Stock S - Sale D 106.7900 -6,000 -641 55,873
2018-03-02 2018-03-01 4 Schreuder Jana R By Trust NTRS Common Stock S - Sale I 105.1400 -3,730 -392 21,733
2018-02-27 2018-02-27 4 Bowman Biff NTRS Common Stock S - Sale D 108.5300 -13,811 -1,499 74,801
2018-02-27 2018-02-27 4 MORRISON WILLIAM L NTRS Employee Stock Option (right-to-buy) M - Exercise D 58.25 -26,825 26,824
2018-02-27 2018-02-27 4 MORRISON WILLIAM L NTRS Employee Stock Option (right-to-buy) M - Exercise D 70.21 -19,228 9,703
2018-02-27 2018-02-27 4 MORRISON WILLIAM L NTRS Common Stock S - Sale D 109.7400 -6,493 -713 59,569
2018-02-27 2018-02-27 4 MORRISON WILLIAM L NTRS Common Stock S - Sale D 109.0900 -39,560 -4,316 66,062
2018-02-27 2018-02-27 4 MORRISON WILLIAM L NTRS Common Stock M - Exercise D 58.2500 26,825 1,563 105,622
2018-02-27 2018-02-27 4 MORRISON WILLIAM L NTRS Common Stock M - Exercise D 70.2100 19,228 1,350 78,797
2018-02-27 2018-02-26 4 Pembleton Susan Gillian NTRS Employee Stock Option (right-to-buy) M - Exercise D 58.25 -6,898 13,795
2018-02-27 2018-02-26 4 Pembleton Susan Gillian NTRS Common Stock S - Sale D 108.4900 -6,898 -748 21,330
2018-02-27 2018-02-26 4 Pembleton Susan Gillian NTRS Common Stock M - Exercise D 58.2500 6,898 402 28,228
2018-02-27 2018-02-26 4 Pembleton Susan Gillian NTRS Common Stock S - Sale D 108.2600 -9,300 -1,007 21,330
2018-02-22 2018-02-20 4 Blake Aileen B NTRS Common Stock A - Award D 4,298 12,338
2018-02-22 2018-02-20 4 Blake Aileen B NTRS Common Stock F - Taxes D 105.1500 -262 -28 8,040
2018-02-22 2018-02-20 4 Bowman Biff NTRS Common Stock A - Award D 7,019 88,612
2018-02-22 2018-02-20 4 Bowman Biff NTRS Common Stock F - Taxes D 105.1500 -1,578 -166 81,593
2018-02-22 2018-02-20 4 BROWNE ROBERT P NTRS Common Stock A - Award D 7,019 61,873
2018-02-22 2018-02-20 4 BROWNE ROBERT P NTRS Common Stock F - Taxes D 105.1500 -1,578 -166 54,854
2018-02-22 2018-02-20 4 Cherecwich Peter NTRS Common Stock A - Award D 7,353 46,792
2018-02-22 2018-02-20 4 Cherecwich Peter NTRS Common Stock F - Taxes D 105.1500 -1,263 -133 39,439
2018-02-22 2018-02-20 4 Cohodes Jeffrey D. NTRS Common Stock A - Award D 5,415 35,463
2018-02-22 2018-02-20 4 Cohodes Jeffrey D. NTRS Common Stock F - Taxes D 105.1500 -1,302 -137 30,048
2018-02-22 2018-02-20 4 FRADKIN STEVEN L NTRS Common Stock A - Award D 7,688 45,666
2018-02-22 2018-02-20 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 105.1500 -1,578 -166 37,978
2018-02-22 2018-02-20 4 Leech Wilson NTRS Common Stock A - Award D 5,682 38,865
2018-02-22 2018-02-20 4 Leech Wilson NTRS Common Stock F - Taxes D 105.1500 -210 -22 33,183
2018-02-22 2018-02-20 4 Levy Susan Cohen NTRS Common Stock A - Award D 5,682 40,316
2018-02-22 2018-02-20 4 Levy Susan Cohen NTRS Common Stock F - Taxes D 105.1500 -1,302 -137 34,634
2018-02-22 2018-02-20 4 MORRISON WILLIAM L NTRS Common Stock A - Award D 4,011 59,569
2018-02-22 2018-02-20 4 MORRISON WILLIAM L NTRS Common Stock F - Taxes D 105.1500 -2,278 -240 55,558
2018-02-22 2018-02-20 4 O'Grady Michael NTRS Common Stock A - Award D 16,210 38,371
2018-02-22 2018-02-20 4 O'Grady Michael NTRS Common Stock F - Taxes D 105.1500 -1,578 -166 22,161
2018-02-22 2018-02-20 4 Parker Teresa NTRS Common Stock F - Taxes D 105.1500 -1,131 -119 32,229
2018-02-22 2018-02-20 4 Parker Teresa NTRS Common Stock A - Award D 11,248 33,360
2018-02-22 2018-02-20 4 Parker Teresa NTRS Common Stock F - Taxes D 105.1500 -422 -44 22,112
2018-02-22 2018-02-20 4 Pembleton Susan Gillian NTRS Common Stock A - Award D 5,682 30,630
2018-02-22 2018-02-20 4 Pembleton Susan Gillian NTRS Common Stock F - Taxes D 105.1500 -1,381 -145 24,948
2018-02-22 2018-02-20 4 Potter Stephen N NTRS Common Stock A - Award D 5,515 40,515
2018-02-22 2018-02-20 4 Potter Stephen N NTRS Common Stock F - Taxes D 105.1500 -1,578 -166 35,000
2018-02-22 2018-02-20 4 Schreuder Jana R NTRS Common Stock A - Award D 10,027 44,716
2018-02-22 2018-02-20 4 Schreuder Jana R NTRS Common Stock F - Taxes D 105.1500 -1,972 -207 34,689
2018-02-22 2018-02-20 4 St Clair Joyce NTRS Common Stock A - Award D 6,769 28,711
2018-02-22 2018-02-20 4 St Clair Joyce NTRS Common Stock F - Taxes D 105.1500 -1,578 -166 21,942
2018-02-22 2018-02-20 4 Thomas Shundrawn A NTRS Common Stock A - Award D 5,014 25,375
2018-02-22 2018-02-20 4 Thomas Shundrawn A NTRS Common Stock F - Taxes D 105.1500 -209 -22 20,361
2018-02-22 2018-02-20 4 WADDELL FREDERICK H NTRS Common Stock A - Award D 13,369 188,607
2018-02-22 2018-02-20 4 WADDELL FREDERICK H NTRS Common Stock F - Taxes D 105.1500 -5,246 -552 175,238
2018-02-20 2018-02-16 4 Cohodes Jeffrey D. NTRS Employee Stock Option (right-to-buy) M - Exercise D 58.25 -6,898 13,795
2018-02-20 2018-02-16 4 Cohodes Jeffrey D. NTRS Common Stock S - Sale D 105.2700 -6,898 -726 31,350
2018-02-20 2018-02-16 4 Cohodes Jeffrey D. NTRS Common Stock M - Exercise D 58.2500 6,898 402 38,248
2018-02-20 2018-02-16 4 MORRISON WILLIAM L NTRS Common Stock S - Sale D 105.0800 -20,000 -2,102 57,836
2018-02-14 2018-02-12 4 Blake Aileen B NTRS Common Stock F - Taxes D 98.8800 -301 -30 8,931
2018-02-14 2018-02-12 4 Bowman Biff NTRS Common Stock F - Taxes D 98.8800 -1,502 -149 83,171
2018-02-14 2018-02-12 4 BROWNE ROBERT P NTRS Common Stock F - Taxes D 98.8800 -1,639 -162 56,432
2018-02-14 2018-02-12 4 Cherecwich Peter NTRS Common Stock F - Taxes D 98.8800 -469 -46 40,702
2018-02-14 2018-02-12 4 Cohodes Jeffrey D. NTRS Common Stock F - Taxes D 98.8800 -1,502 -149 31,350
2018-02-14 2018-02-12 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 98.8800 -1,820 -180 41,539
2018-02-14 2018-02-12 4 Leech Wilson NTRS Common Stock F - Taxes D 98.8800 -186 -18 33,393
2018-02-14 2018-02-12 4 MORRISON WILLIAM L NTRS Common Stock F - Taxes D 98.8800 -2,628 -260 77,836
2018-02-14 2018-02-12 4 O'Grady Michael NTRS Common Stock F - Taxes D 98.8800 -1,820 -180 25,722
2018-02-14 2018-02-12 4 Parker Teresa NTRS Common Stock F - Taxes D 98.8800 -450 -44 22,534
2018-02-14 2018-02-12 4 Pembleton Susan Gillian NTRS Common Stock F - Taxes D 98.8800 -338 -33 26,329
2018-02-14 2018-02-12 4 Potter Stephen N NTRS Common Stock F - Taxes D 98.8800 -1,820 -180 38,561
2018-02-14 2018-02-14 4 Schreuder Jana R By Trust NTRS Common Stock G - Gift I -936 32,984
2018-02-14 2018-02-12 4 Schreuder Jana R NTRS Common Stock F - Taxes D 98.8800 -1,820 -180 39,140
2018-02-14 2018-02-12 4 St Clair Joyce NTRS Common Stock F - Taxes D 98.8800 -1,820 -180 25,503
2018-02-14 2018-02-12 4 Thomas Shundrawn A NTRS Common Stock F - Taxes D 98.8800 -723 -71 20,570
2018-02-14 2018-02-12 4 WADDELL FREDERICK H NTRS Common Stock F - Taxes D 98.8800 -6,052 -598 187,078
2018-02-12 2018-02-12 4 Cohodes Jeffrey D. NTRS Employee Stock Option (right-to-buy) M - Exercise D 58.25 -6,898 20,693
2018-02-12 2018-02-12 4 Cohodes Jeffrey D. NTRS Employee Stock Option (right-to-buy) M - Exercise D 60.85 -5,084 0
2018-02-12 2018-02-12 4 Cohodes Jeffrey D. NTRS Common Stock S - Sale D 100.0000 -500 -50 32,852
2018-02-12 2018-02-12 4 Cohodes Jeffrey D. NTRS Common Stock S - Sale D 99.1200 -5,282 -524 33,352
2018-02-12 2018-02-12 4 Cohodes Jeffrey D. NTRS Common Stock S - Sale D 98.3300 -6,200 -610 38,634
2018-02-12 2018-02-12 4 Cohodes Jeffrey D. NTRS Common Stock M - Exercise D 58.2500 6,898 402 44,834
2018-02-12 2018-02-12 4 Cohodes Jeffrey D. NTRS Common Stock M - Exercise D 60.8500 5,084 309 37,936
2018-02-01 2018-01-31 4 Leech Wilson NTRS Employee Stock Option (right-to-buy) M - Exercise D 70.21 -1,484 1,484
2018-02-01 2018-01-31 4 Leech Wilson NTRS Employee Stock Option (right-to-buy) M - Exercise D 60.85 -668 593
2018-02-01 2018-01-31 4 Leech Wilson NTRS Common Stock S - Sale D 105.8500 -2,152 -228 33,579
2018-02-01 2018-01-31 4 Leech Wilson NTRS Common Stock M - Exercise D 70.2100 1,484 104 35,731
2018-02-01 2018-01-31 4 Leech Wilson NTRS Common Stock M - Exercise D 60.8500 668 41 34,247
2018-02-01 2018-01-30 4 Leech Wilson NTRS Employee Stock Option (right-to-buy) M - Exercise D 60.85 -1,112 1,261
2018-02-01 2018-01-30 4 Leech Wilson NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.69 -5,694 0
2018-02-01 2018-01-30 4 Leech Wilson NTRS Common Stock S - Sale D 106.2700 -6,806 -723 33,579
2018-02-01 2018-01-30 4 Leech Wilson NTRS Common Stock M - Exercise D 60.8500 1,112 68 40,385
2018-02-01 2018-01-30 4 Leech Wilson NTRS Common Stock M - Exercise D 52.6900 5,694 300 39,273
2018-02-01 2018-01-31 4 Potter Stephen N Spouse as Trustee for Son NTRS Common Stock S - Sale I 105.5500 -3,551 -375 0
2018-02-01 2018-01-31 4 Potter Stephen N Spouse as Trustee for Daughter NTRS Common Stock S - Sale I 105.5500 -3,552 -375 0
2018-02-01 2018-02-01 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -5,728 95,379
2018-01-30 2018-01-26 4 Blake Aileen B By Trust NTRS Common Stock S - Sale I 105.3200 -3,000 -316 12,230
2018-01-30 2018-01-26 4 Cohodes Jeffrey D. NTRS Employee Stock Option (right-to-buy) M - Exercise D 70.21 -9,793 9,792
2018-01-30 2018-01-26 4 Cohodes Jeffrey D. NTRS Employee Stock Option (right-to-buy) M - Exercise D 60.85 -15,253 5,084
2018-01-30 2018-01-26 4 Cohodes Jeffrey D. NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.69 -5,871 0
2018-01-30 2018-01-26 4 Cohodes Jeffrey D. NTRS Common Stock S - Sale D 105.2900 -30,917 -3,255 32,852
2018-01-30 2018-01-26 4 Cohodes Jeffrey D. NTRS Common Stock M - Exercise D 70.2100 9,793 688 63,769
2018-01-30 2018-01-26 4 Cohodes Jeffrey D. NTRS Common Stock M - Exercise D 60.8500 15,253 928 53,976
2018-01-30 2018-01-26 4 Cohodes Jeffrey D. NTRS Common Stock M - Exercise D 52.6900 5,871 309 38,723
2018-01-30 2018-01-26 4 Parker Teresa NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.69 -7,118 0
2018-01-30 2018-01-26 4 Parker Teresa NTRS Common Stock S - Sale D 106.1900 -7,118 -756 22,984
2018-01-30 2018-01-26 4 Parker Teresa NTRS Common Stock M - Exercise D 52.6900 7,118 375 30,102
2018-01-30 2018-01-26 4 Parker Teresa NTRS Common Stock S - Sale D 106.1500 -3,000 -318 22,984
2018-01-30 2018-01-26 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 106.1400 -10,000 -1,061 28,674
2018-01-30 2018-01-30 4 St Clair Joyce By Trust NTRS Common Stock G - Gift I -126 31,754
2018-01-25 2018-01-23 4 Leech Wilson NTRS Common Stock F - Taxes D 106.7100 -936 -100 33,579
2018-01-25 2018-01-23 4 Leech Wilson NTRS Common Stock A - Award D 106.7100 1,989 212 34,515
2018-01-25 2018-01-23 4 Levy Susan Cohen NTRS Common Stock F - Taxes D 106.7100 -4,738 -506 35,936
2018-01-25 2018-01-23 4 Levy Susan Cohen NTRS Common Stock A - Award D 106.7100 13,126 1,401 40,674
2018-01-25 2018-01-23 4 MORRISON WILLIAM L NTRS Common Stock F - Taxes D 106.7100 -9,090 -970 80,464
2018-01-25 2018-01-23 4 MORRISON WILLIAM L NTRS Common Stock A - Award D 106.7100 25,853 2,759 89,554
2018-01-25 2017-12-15 4 MORRISON WILLIAM L NTRS Common Stock F - Taxes D 97.2900 -133 -13 63,701
2018-01-25 2018-01-23 4 O'Grady Michael NTRS Common Stock F - Taxes D 106.7100 -5,962 -636 99,418
2018-01-25 2018-01-23 4 O'Grady Michael NTRS Common Stock A - Award D 106.7100 15,909 1,698 105,380
2018-01-25 2018-01-23 4 Parker Teresa NTRS Common Stock F - Taxes D 106.7100 -1,926 -206 25,984
2018-01-25 2018-01-23 4 Parker Teresa NTRS Common Stock A - Award D 106.7100 3,978 424 27,910
2018-01-25 2017-12-15 4 Parker Teresa NTRS Common Stock F - Taxes D 97.2900 -121 -12 23,932
2018-01-25 2018-01-23 4 Pembleton Susan Gillian NTRS Common Stock F - Taxes D 106.7100 -6,170 -658 26,667
2018-01-25 2018-01-23 4 Pembleton Susan Gillian NTRS Common Stock A - Award D 106.7100 13,126 1,401 32,837
2018-01-25 2018-01-23 4 Potter Stephen N NTRS Common Stock F - Taxes D 106.7100 -5,968 -637 42,669
2018-01-25 2018-01-23 4 Potter Stephen N NTRS Common Stock A - Award D 106.7100 15,909 1,698 58,578
2018-01-25 2017-12-15 4 Potter Stephen N NTRS Common Stock F - Taxes D 97.2900 -244 -24 42,669
2018-01-25 2017-11-02 4 Potter Stephen N GRAT NTRS Common Stock G - Gift I -4,563 0
2018-01-25 2018-01-23 4 Schreuder Jana R NTRS Common Stock F - Taxes D 106.7100 -7,728 -825 43,248
2018-01-25 2018-01-23 4 Schreuder Jana R NTRS Common Stock A - Award D 106.7100 19,887 2,122 63,135
2018-01-25 2017-12-15 4 Schreuder Jana R NTRS Common Stock F - Taxes D 97.2900 -352 -34 43,248
2018-01-25 2018-01-23 4 St Clair Joyce NTRS Common Stock F - Taxes D 106.7100 -5,968 -637 29,611
2018-01-25 2018-01-23 4 St Clair Joyce NTRS Common Stock A - Award D 106.7100 15,909 1,698 45,520
2018-01-25 2017-12-15 4 St Clair Joyce NTRS Common Stock F - Taxes D 97.2900 -244 -24 29,611
2018-01-25 2018-01-23 4 Thomas Shundrawn A NTRS Common Stock F - Taxes D 106.7100 -1,076 -115 21,293
2018-01-25 2018-01-23 4 Thomas Shundrawn A NTRS Common Stock A - Award D 106.7100 3,182 340 22,369
2018-01-25 2018-01-23 4 WADDELL FREDERICK H NTRS Common Stock F - Taxes D 106.7100 -22,347 -2,385 200,739
2018-01-25 2018-01-23 4 WADDELL FREDERICK H NTRS Common Stock A - Award D 106.7100 52,899 5,645 253,638
2018-01-25 2017-12-15 4 WADDELL FREDERICK H NTRS Common Stock F - Taxes D 97.2900 -780 -76 200,739
2018-01-25 2018-01-23 4 Blake Aileen B NTRS Common Stock F - Taxes D 106.7100 -1,335 -142 9,958
2018-01-25 2018-01-23 4 Blake Aileen B NTRS Common Stock A - Award D 106.7100 3,978 424 13,936
2018-01-25 2018-01-23 4 Bowman Biff NTRS Common Stock F - Taxes D 106.7100 -5,968 -637 84,673
2018-01-25 2018-01-23 4 Bowman Biff NTRS Common Stock A - Award D 106.7100 15,909 1,698 90,641
2018-01-25 2018-01-23 4 BROWNE ROBERT P NTRS Common Stock F - Taxes D 106.7100 -5,970 -637 58,071
2018-01-25 2018-01-23 4 BROWNE ROBERT P NTRS Common Stock A - Award D 106.7100 15,909 1,698 64,041
2018-01-25 2018-01-23 4 Cherecwich Peter NTRS Common Stock F - Taxes D 106.7100 -4,560 -487 41,171
2018-01-25 2018-01-23 4 Cherecwich Peter NTRS Common Stock A - Award D 106.7100 12,728 1,358 45,731
2018-01-25 2018-01-23 4 Cohodes Jeffrey D. NTRS Common Stock F - Taxes D 106.7100 -4,737 -505 32,852
2018-01-25 2018-01-23 4 Cohodes Jeffrey D. NTRS Common Stock A - Award D 106.7100 13,126 1,401 37,589
2018-01-25 2017-12-15 4 Cohodes Jeffrey D. NTRS Common Stock F - Taxes D 97.2900 -195 -19 24,463
2018-01-25 2018-01-23 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 106.7100 -5,968 -637 45,647
2018-01-25 2018-01-23 4 FRADKIN STEVEN L NTRS Common Stock A - Award D 106.7100 15,909 1,698 61,556
2018-01-25 2017-12-15 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 97.2900 -260 -25 45,647
2018-01-03 2017-12-31 4 BYNOE LINDA NTRS Stock Units A - Award D 100.6600 310 31 11,746
2018-01-03 2017-12-31 4 Harrison Dean M NTRS Stock Units A - Award D 100.6600 322 32 4,787
2018-01-03 2017-12-31 4 Prado Becerra Jose Luis NTRS Stock Units A - Award D 100.6600 298 30 8,453
2018-01-03 2017-12-31 4 Richards Thomas E NTRS Stock Units A - Award D 100.6600 298 30 3,648
2018-01-03 2017-12-31 4 Tribbett Charles A NTRS Stock Units A - Award D 100.6600 310 31 20,482
2018-01-03 2017-12-31 4 CROWN SUSAN NTRS Common Stock Units A - Award D 298 15,496
2017-12-19 2017-12-15 4 MORRISON WILLIAM L NTRS Common Stock F - Taxes D 97.2900 -3 -0 63,834
2017-12-13 2017-12-12 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -1,345 70,555
2017-12-07 2017-12-06 4 Potter Stephen N By Trust NTRS Common Stock G - Gift I -1,000 47,451
2017-12-05 2017-12-04 4 Cherecwich Peter NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.69 -7,331 0
2017-12-05 2017-12-04 4 Cherecwich Peter NTRS Common Stock S - Sale D 99.0900 -7,331 -726 33,003
2017-12-05 2017-12-04 4 Cherecwich Peter NTRS Common Stock M - Exercise D 52.6900 7,331 386 40,334
2017-12-05 2017-12-01 4 Blake Aileen B By Trust NTRS Common Stock G - Gift I -585 12,587
2017-12-05 2017-12-01 4 MORRISON WILLIAM L NTRS Common Stock S - Sale D 96.4800 -30,000 -2,894 63,837
2017-12-04 2017-12-04 4 Schreuder Jana R NTRS Employee Stock Option (right-to-buy) M - Exercise D 60.85 -15,889 6,162
2017-12-04 2017-12-04 4 Schreuder Jana R NTRS Common Stock S - Sale D 99.2300 -15,889 -1,577 43,600
2017-12-04 2017-12-04 4 Schreuder Jana R NTRS Common Stock M - Exercise D 60.8500 15,889 967 59,489
2017-12-04 2017-11-30 4 Schreuder Jana R NTRS Employee Stock Option (right-to-buy) M - Exercise D 60.85 -2,600 22,051
2017-12-04 2017-11-30 4 Schreuder Jana R NTRS Common Stock S - Sale D 99.0200 -2,600 -257 43,600
2017-12-04 2017-11-30 4 Schreuder Jana R NTRS Common Stock M - Exercise D 60.8500 2,600 158 46,200
2017-11-30 2017-11-30 4 Cherecwich Peter NTRS Common Stock S - Sale D 97.6300 -5,128 -501 33,003
2017-11-30 2017-11-29 4 St Clair Joyce NTRS Employee Stock Option (right-to-buy) M - Exercise D 60.85 -18,489 6,162
2017-11-30 2017-11-29 4 St Clair Joyce NTRS Common Stock S - Sale D 97.5100 -18,489 -1,803 29,855
2017-11-30 2017-11-29 4 St Clair Joyce NTRS Common Stock M - Exercise D 60.8500 18,489 1,125 48,344
2017-11-30 2017-11-29 4 WADDELL FREDERICK H NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.69 -44,658 0
2017-11-30 2017-11-29 4 WADDELL FREDERICK H NTRS Common Stock S - Sale D 98.5800 -11,578 -1,141 201,519
2017-11-30 2017-11-29 4 WADDELL FREDERICK H NTRS Common Stock S - Sale D 97.7300 -33,080 -3,233 213,097
2017-11-30 2017-11-29 4 WADDELL FREDERICK H NTRS Common Stock M - Exercise D 52.6900 44,658 2,353 246,177
2017-10-27 2017-10-26 4 Potter Stephen N By Trust NTRS Common Stock G - Gift I -160 48,451
2017-10-27 2017-10-25 4 Potter Stephen N By Trust NTRS Common Stock G - Gift I -2,060 48,611
2017-10-25 2017-10-24 4 Bowman Biff NTRS Common Stock G - Gift D -633 74,732
2017-10-25 2017-10-23 4 Cherecwich Peter NTRS Common Stock G - Gift D -108 38,131
2017-10-25 2017-10-23 4 WADDELL FREDERICK H By Spouse NTRS Common Stock G - Gift I -1,721 13,785
2017-10-25 2017-10-23 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -2,331 66,239
2017-10-25 2017-10-25 4 MORRISON WILLIAM L NTRS Common Stock S - Sale D 94.3400 -11,058 -1,043 93,837
2017-10-25 2017-10-20 4 MORRISON WILLIAM L NTRS Common Stock F - Taxes D 95.6200 -7,251 -693 104,895
2017-10-20 2017-10-18 4 St Clair Joyce NTRS Employee Stock Option (right-to-buy) M - Exercise D 58.25 -7,665 22,992
2017-10-20 2017-10-18 4 St Clair Joyce NTRS Common Stock S - Sale D 95.0000 -7,665 -728 29,855
2017-10-20 2017-10-18 4 St Clair Joyce NTRS Common Stock M - Exercise D 58.2500 7,665 446 37,520
2017-10-20 2017-10-18 4 WADDELL FREDERICK H NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.69 -50,000 44,658
2017-10-20 2017-10-18 4 WADDELL FREDERICK H NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.64 -127,964 0
2017-10-20 2017-10-18 4 WADDELL FREDERICK H NTRS Common Stock S - Sale D 96.1000 -36,244 -3,483 201,519
2017-10-20 2017-10-18 4 WADDELL FREDERICK H NTRS Common Stock S - Sale D 95.5200 -141,720 -13,537 237,763
2017-10-20 2017-10-18 4 WADDELL FREDERICK H NTRS Common Stock M - Exercise D 52.6900 50,000 2,634 379,483
2017-10-20 2017-10-18 4 WADDELL FREDERICK H NTRS Common Stock M - Exercise D 52.6400 127,964 6,736 329,483
2017-10-10 2017-10-06 4 Blake Aileen B By Trust NTRS Common Stock S - Sale I 94.0000 -1,000 -94 13,172
2017-10-02 3 Thomas Shundrawn A NTRS Common Stock D 38,374
2017-10-02 3 Thomas Shundrawn A NTRS Common Stock D 38,374
2017-10-02 2017-09-30 4 BYNOE LINDA NTRS Stock Units A - Award D 92.1300 339 31 11,436
2017-10-02 2017-09-30 4 Harrison Dean M NTRS Stock Units A - Award D 92.1300 352 32 4,465
2017-10-02 2017-09-30 4 Prado Becerra Jose Luis NTRS Stock Units A - Award D 92.1300 325 30 8,155
2017-10-02 2017-09-30 4 Richards Thomas E NTRS Stock Units A - Award D 92.1300 325 30 3,350
2017-10-02 2017-09-30 4 Tribbett Charles A NTRS Stock Units A - Award D 92.1300 339 31 20,172
2017-10-02 2017-09-30 4 CROWN SUSAN NTRS Common Stock Units A - Award D 325 15,198
2017-09-28 2017-09-27 4 Blake Aileen B By Trust NTRS Common Stock S - Sale I 92.0000 -1,000 -92 14,172
2017-09-28 2017-09-27 4 Parker Teresa NTRS Common Stock S - Sale D 92.0000 -8,000 -736 24,053
2017-09-28 2017-09-27 4 WADDELL FREDERICK H NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.64 -100,000 127,964
2017-09-28 2017-09-27 4 WADDELL FREDERICK H NTRS Common Stock S - Sale D 92.0000 -100,000 -9,200 201,519
2017-09-28 2017-09-27 4 WADDELL FREDERICK H NTRS Common Stock M - Exercise D 52.6400 100,000 5,264 301,519
2017-09-12 2017-09-11 4 BROWNE ROBERT P NTRS Common Stock S - Sale D 90.2100 -11,000 -992 48,132
2017-09-12 2017-09-11 4 Schreuder Jana R By Trust NTRS Common Stock S - Sale I 90.0000 -5,581 -502 16,847
2017-09-12 2017-09-12 4 FRADKIN STEVEN L By Trust NTRS Common Stock G - Gift I -222 110,266
2017-09-12 2017-09-08 4 FRADKIN STEVEN L By Trust NTRS Common Stock G - Gift I -113 110,488
2017-08-29 2017-08-28 4 Blake Aileen B By Trust NTRS Common Stock S - Sale I 90.0000 -1,000 -90 15,172
2017-08-23 2017-08-23 4 St Clair Joyce 2016 GRAT NTRS Common Stock S - Sale I 89.3200 -13,814 -1,234 0
2017-08-18 2017-08-17 4 WADDELL FREDERICK H By Spouse NTRS Common Stock G - Gift I -517 15,506
2017-08-16 2017-08-14 4 Blake Aileen B NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.69 -6,762 0
2017-08-16 2017-08-14 4 Blake Aileen B By Trust NTRS Common Stock S - Sale I 88.4400 -1,000 -88 16,172
2017-08-16 2017-08-14 4 Blake Aileen B NTRS Common Stock S - Sale D 88.4500 -6,762 -598 9,958
2017-08-16 2017-08-14 4 Blake Aileen B NTRS Common Stock M - Exercise D 52.6900 6,762 356 16,720
2017-08-07 2017-08-07 4 Schreuder Jana R By Child NTRS Common Stock S - Sale I 88.3300 -5,538 -489 0
2017-08-07 2017-08-03 4 Schreuder Jana R By Child NTRS Common Stock G - Gift I 5,538 5,538
2017-08-07 2017-08-03 4 Schreuder Jana R 2012 GRAT NTRS Common Stock G - Gift I -5,538 1,791
2017-07-26 2017-07-25 4 WADDELL FREDERICK H By Spouse NTRS Common Stock G - Gift I -1,765 16,023
2017-07-26 2017-07-25 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -970 91,570
2017-07-25 2017-07-21 4 Parker Teresa NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.64 -11,399 0
2017-07-25 2017-07-21 4 Parker Teresa NTRS Common Stock S - Sale D 87.6500 -11,399 -999 32,053
2017-07-25 2017-07-21 4 Parker Teresa NTRS Common Stock M - Exercise D 52.6400 11,399 600 43,452
2017-07-18 2017-07-17 4 Leech Wilson NTRS Common Stock F - Taxes D 98.0800 -729 -72 32,526
2017-07-18 2017-07-17 4 Levy Susan Cohen NTRS Common Stock F - Taxes D 98.0800 -2,286 -224 27,548
2017-07-06 2017-07-05 4 Potter Stephen N NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.69 -11,574 0
2017-07-06 2017-07-05 4 Potter Stephen N NTRS Common Stock S - Sale D 99.0700 -11,574 -1,147 42,913
2017-07-06 2017-07-05 4 Potter Stephen N NTRS Common Stock M - Exercise D 52.6900 11,574 610 54,487
2017-07-06 2017-07-03 4 Potter Stephen N NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.69 -16,895 11,574
2017-07-06 2017-07-03 4 Potter Stephen N NTRS Common Stock S - Sale D 99.0900 -16,895 -1,674 42,913
2017-07-06 2017-07-03 4 Potter Stephen N NTRS Common Stock M - Exercise D 52.6900 16,895 890 59,808
2017-07-05 2017-06-30 4 CROWN SUSAN NTRS Common Stock Units A - Award D 310 14,873
2017-07-03 2017-06-30 4 BYNOE LINDA NTRS Stock Units A - Award D 97.5500 310 30 11,097
2017-07-03 2017-06-30 4 Harrison Dean M NTRS Stock Units A - Award D 97.5500 333 32 4,113
2017-07-03 2017-06-30 4 Prado Becerra Jose Luis NTRS Stock Units A - Award D 97.5500 317 31 7,830
2017-07-03 2017-06-30 4 Richards Thomas E NTRS Stock Units A - Award D 97.5500 307 30 3,025
2017-07-03 2017-06-30 4 Tribbett Charles A NTRS Stock Units A - Award D 97.5500 320 31 19,833
2017-06-21 2017-06-19 4 Potter Stephen N NTRS Employee Stock Option (right-to-buy) M - Exercise D 43.65 -48,110 0
2017-06-21 2017-06-19 4 Potter Stephen N NTRS Common Stock S - Sale D 95.2000 -48,110 -4,580 42,913
2017-06-21 2017-06-19 4 Potter Stephen N NTRS Common Stock M - Exercise D 43.6500 48,110 2,100 91,023
2017-06-13 2017-06-12 4 MORRISON WILLIAM L NTRS Employee Stock Option (right-to-buy) M - Exercise D 60.85 -30,044 10,014
2017-06-13 2017-06-12 4 MORRISON WILLIAM L NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.69 -11,921 0
2017-06-13 2017-06-12 4 MORRISON WILLIAM L NTRS Common Stock S - Sale D 91.8900 -41,965 -3,856 112,146
2017-06-13 2017-06-12 4 MORRISON WILLIAM L NTRS Common Stock M - Exercise D 60.8500 30,044 1,828 154,111
2017-06-13 2017-06-12 4 MORRISON WILLIAM L NTRS Common Stock M - Exercise D 52.6900 11,921 628 124,067
2017-06-09 3 Parker Teresa NTRS Common Stock D 73,350
2017-06-09 3 Parker Teresa 401(k) as of 3-31-17 NTRS Common Stock I 50,542
2017-06-09 3 Parker Teresa NTRS Common Stock D 73,350
2017-06-09 3 Parker Teresa 401(k) as of 3-31-17 NTRS Common Stock I 50,542
2017-06-08 2017-06-07 4 FRADKIN STEVEN L GRAT NTRS Common Stock S - Sale I 89.2300 -14,700 -1,312 0
2017-06-02 2017-06-01 4 SMITH DAVID BYRON JR NTRS Common Stock G - Gift D 2,585 1,214
2017-05-26 2017-05-24 4 Pembleton Susan Gillian NTRS Employee Stock Option (right-to-buy) M - Exercise D 70.21 -9,793 9,792
2017-05-26 2017-05-24 4 Pembleton Susan Gillian NTRS Common Stock S - Sale D 88.2900 -9,793 -865 19,711
2017-05-26 2017-05-24 4 Pembleton Susan Gillian NTRS Common Stock M - Exercise D 70.2100 9,793 688 29,504
2017-05-23 2017-05-19 4 MORRISON WILLIAM L NTRS Common Stock S - Sale D 87.2800 -25,000 -2,182 112,146
2017-05-17 2017-05-16 4 Schreuder Jana R By Trust NTRS Common Stock G - Gift I -1,230 20,637
2017-05-15 3 Blake Aileen B By Trust NTRS Common Stock I 44,302
2017-05-15 3 Blake Aileen B NTRS Common Stock D 37,088
2017-05-15 3 Blake Aileen B By Trust NTRS Common Stock I 44,302
2017-05-15 3 Blake Aileen B NTRS Common Stock D 37,088
2017-05-09 2017-05-09 4 WADDELL FREDERICK H By Spouse NTRS Common Stock G - Gift I -1,962 17,788
2017-05-09 2017-05-08 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -11,040 92,540
2017-05-08 2017-05-08 4 FRADKIN STEVEN L By Trust NTRS Common Stock G - Gift I -56 110,601
2017-05-08 2017-05-08 4 Schreuder Jana R By Trust NTRS Common Stock D - Sale to Issuer I 90.5100 -6,405 -580 21,867
2017-05-05 2017-05-05 4 WADDELL FREDERICK H NTRS Employee Stock Option (right-to-buy) M - Exercise D 50.99 -205,923 0
2017-05-05 2017-05-05 4 WADDELL FREDERICK H NTRS Common Stock S - Sale D 90.4600 -205,923 -18,628 201,519
2017-05-05 2017-05-05 4 WADDELL FREDERICK H NTRS Common Stock M - Exercise D 50.9900 205,923 10,500 407,442
2017-05-05 2017-05-02 4 Cherecwich Peter NTRS Common Stock G - Gift D -390 38,239
2017-04-28 2017-04-28 4 St Clair Joyce By Trust NTRS Common Stock G - Gift I -193 16,416
2017-04-28 2017-04-28 4 St Clair Joyce By Trust NTRS Common Stock S - Sale I 90.4600 -17,406 -1,575 16,609
2017-04-28 2017-04-27 4 Bowman Biff NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.64 -11,399 0
2017-04-28 2017-04-27 4 Bowman Biff NTRS Employee Stock Option (right-to-buy) M - Exercise D 50.99 -11,768 0
2017-04-28 2017-04-27 4 Bowman Biff NTRS Common Stock S - Sale D 91.7700 -23,167 -2,126 75,365
2017-04-28 2017-04-27 4 Bowman Biff NTRS Common Stock M - Exercise D 52.6400 11,399 600 98,532
2017-04-28 2017-04-27 4 Bowman Biff NTRS Common Stock M - Exercise D 50.9900 11,768 600 87,133
2017-04-28 2017-04-27 4 Cohodes Jeffrey D. NTRS Common Stock S - Sale D 91.6700 -15,000 -1,375 24,658
2017-04-28 2017-04-27 4 WADDELL FREDERICK H 2014 GRAT NTRS Common Stock G - Gift I -8,504 0
2017-04-28 2017-04-28 4 Schreuder Jana R By Trust NTRS Common Stock G - Gift I -293 26,730
2017-04-28 2017-04-26 4 Schreuder Jana R NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.69 -28,469 0
2017-04-28 2017-04-26 4 Schreuder Jana R NTRS Common Stock S - Sale D 92.0000 -28,469 -2,619 43,600
2017-04-28 2017-04-26 4 Schreuder Jana R NTRS Common Stock M - Exercise D 52.6900 28,469 1,500 72,069
2017-04-27 2017-04-25 4 Richards Thomas E NTRS Common Stock A - Award D 1,214 3,894
2017-04-27 2017-04-25 4 ROWE JOHN W NTRS Common Stock A - Award D 1,214 21,867
2017-04-27 2017-04-25 4 SLARK MARTIN P NTRS Common Stock A - Award D 1,214 7,825
2017-04-27 2017-04-25 4 SMITH DAVID BYRON JR NTRS Common Stock A - Award D 1,214 1,214
2017-04-27 2017-04-25 4 Thompson Donald NTRS Common Stock A - Award D 1,214 2,745
2017-04-27 2017-04-25 4 Tribbett Charles A NTRS Common Stock A - Award D 1,214 19,467
2017-04-27 2017-04-25 4 POWELL CHARLES D NTRS Stock Units A - Award D 1,214 1,214
2017-04-27 2017-04-25 4 POWELL CHARLES D NTRS Stock Units M - Exercise D -1,531 0
2017-04-27 2017-04-25 4 POWELL CHARLES D NTRS Common Stock D - Sale to Issuer D 90.3600 -1,531 -138 0
2017-04-27 2017-04-25 4 POWELL CHARLES D NTRS Common Stock M - Exercise D 1,531 1,531
2017-04-27 2017-04-25 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 1,214 7,825
2017-04-27 2017-04-25 4 Henderson Jay L NTRS Common Stock A - Award D 1,214 6,374
2017-04-27 2017-04-25 4 BYNOE LINDA NTRS Common Stock A - Award D 1,214 20,130
2017-04-27 2017-04-25 4 Harrison Dean M NTRS Common Stock A - Award D 1,214 4,772
2017-04-27 2017-04-25 4 CROWN SUSAN NTRS Common Stock Units A - Award D 1,214 21,067
2017-04-04 2017-03-31 4 CROWN SUSAN NTRS Common Stock Units A - Award D 360 14,563
2017-04-03 2017-03-31 4 Tribbett Charles A NTRS Stock Units A - Award D 86.7800 360 31 19,513
2017-04-03 2017-03-31 4 BYNOE LINDA NTRS Stock Units A - Award D 86.7800 316 27 10,787
2017-04-03 2017-03-31 4 Prado Becerra Jose Luis NTRS Stock Units A - Award D 86.7800 388 34 7,513
2017-04-03 2017-03-31 4 Richards Thomas E NTRS Stock Units A - Award D 86.7800 345 30 2,718
2017-04-03 2017-03-31 4 Harrison Dean M NTRS Stock Units A - Award D 86.7800 374 32 3,780
2017-04-03 2017-03-31 4 JAIN DIPAK C NTRS Stock Units A - Award D 86.7800 345 30 22,693
2017-03-16 2017-03-16 4 Schreuder Jana R NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.64 -11,600 0
2017-03-16 2017-03-16 4 Schreuder Jana R NTRS Common Stock S - Sale D 90.0000 -11,600 -1,044 43,600
2017-03-16 2017-03-16 4 Schreuder Jana R NTRS Common Stock M - Exercise D 52.6400 11,600 611 55,200
2017-03-16 2017-03-15 4 Schreuder Jana R NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.64 -52,312 11,600
2017-03-16 2017-03-15 4 Schreuder Jana R NTRS Common Stock S - Sale D 90.0500 -52,312 -4,711 43,600
2017-03-16 2017-03-15 4 Schreuder Jana R NTRS Common Stock M - Exercise D 52.6400 52,312 2,754 95,912
2017-03-15 2017-03-14 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -60 80,167
2017-03-14 2017-03-13 4 Schreuder Jana R NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.64 -1,925 63,912
2017-03-14 2017-03-13 4 Schreuder Jana R NTRS Common Stock S - Sale D 90.0100 -1,925 -173 43,600
2017-03-14 2017-03-13 4 Schreuder Jana R NTRS Common Stock M - Exercise D 52.6400 1,925 101 45,525
2017-03-14 2017-03-10 4 Schreuder Jana R NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.64 -5,402 65,837
2017-03-14 2017-03-10 4 Schreuder Jana R NTRS Common Stock S - Sale D 90.0300 -5,402 -486 43,600
2017-03-14 2017-03-10 4 Schreuder Jana R NTRS Common Stock M - Exercise D 52.6400 5,402 284 49,002
2017-03-02 2017-03-01 4 St Clair Joyce NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.69 -28,469 0
2017-03-02 2017-03-01 4 St Clair Joyce NTRS Common Stock S - Sale D 89.4400 -28,469 -2,546 29,855
2017-03-02 2017-03-01 4 St Clair Joyce NTRS Common Stock M - Exercise D 52.6900 28,469 1,500 58,324
2017-02-27 2017-02-24 4 Schreuder Jana R NTRS Employee Stock Option (right-to-buy) M - Exercise D 43.65 -48,110 0
2017-02-27 2017-02-24 4 Schreuder Jana R NTRS Common Stock S - Sale D 87.0300 -48,110 -4,187 43,600
2017-02-27 2017-02-24 4 Schreuder Jana R NTRS Common Stock M - Exercise D 43.6500 48,110 2,100 91,710
2017-02-23 2017-02-22 4 FRADKIN STEVEN L NTRS Employee Stock Option (right-to-buy) M - Exercise D 71.23 -21,059 0
2017-02-23 2017-02-22 4 FRADKIN STEVEN L NTRS Common Stock M - Exercise D 71.2300 21,059 1,500 66,966
2017-02-23 2017-02-21 4 FRADKIN STEVEN L NTRS Employee Stock Option (right-to-buy) A - Award D 88.06 27,874 27,874
2017-02-23 2017-02-21 4 FRADKIN STEVEN L NTRS Common Stock S - Sale D 87.6200 -21,059 -1,845 45,907
2017-02-23 2017-02-21 4 FRADKIN STEVEN L NTRS Common Stock A - Award D 6,133 45,907
2017-02-23 2017-02-21 4 Karpinski Jane NTRS Common Stock A - Award D 3,407 15,754
2017-02-23 2017-02-23 4 Leech Wilson NTRS Employee Stock Option (right-to-buy) M - Exercise D 43.65 -4,296 0
2017-02-23 2017-02-23 4 Leech Wilson NTRS Employee Stock Option (right-to-buy) M - Exercise D 71.23 -6,318 0
2017-02-23 2017-02-23 4 Leech Wilson NTRS Common Stock S - Sale D 87.3400 -10,614 -927 33,255
2017-02-23 2017-02-23 4 Leech Wilson NTRS Common Stock M - Exercise D 43.6500 4,296 188 43,869
2017-02-23 2017-02-23 4 Leech Wilson NTRS Common Stock M - Exercise D 71.2300 6,318 450 39,573
2017-02-23 2017-02-21 4 Leech Wilson NTRS Common Stock F - Taxes D 87.8400 -1,342 -118 33,255
2017-02-23 2017-02-21 4 Leech Wilson NTRS Common Stock A - Award D 7,134 34,597
2017-02-23 2017-02-21 4 Levy Susan Cohen NTRS Employee Stock Option (right-to-buy) A - Award D 88.06 20,906 20,906
2017-02-23 2017-02-21 4 Levy Susan Cohen NTRS Common Stock A - Award D 4,600 29,834
2017-02-23 2017-02-22 4 MORRISON WILLIAM L NTRS Employee Stock Option (right-to-buy) M - Exercise D 70.21 -9,644 28,931
2017-02-23 2017-02-22 4 MORRISON WILLIAM L NTRS Employee Stock Option (right-to-buy) M - Exercise D 71.23 -42,118 0
2017-02-23 2017-02-22 4 MORRISON WILLIAM L NTRS Common Stock S - Sale D 87.5300 -51,762 -4,531 137,146
2017-02-23 2017-02-22 4 MORRISON WILLIAM L NTRS Common Stock M - Exercise D 70.2100 9,644 677 188,908
2017-02-23 2017-02-22 4 MORRISON WILLIAM L NTRS Common Stock M - Exercise D 71.2300 42,118 3,000 179,264
2017-02-23 2017-02-21 4 MORRISON WILLIAM L NTRS Employee Stock Option (right-to-buy) A - Award D 88.06 15,486 15,486
2017-02-23 2017-02-21 4 MORRISON WILLIAM L NTRS Common Stock A - Award D 3,407 137,146
2017-02-23 2017-02-21 4 O'Grady Michael NTRS Employee Stock Option (right-to-buy) A - Award D 88.06 40,649 40,649
2017-02-23 2017-02-21 4 O'Grady Michael NTRS Common Stock A - Award D 8,943 89,471
2017-02-23 2017-02-23 4 Pembleton Susan Gillian NTRS Employee Stock Option (right-to-buy) M - Exercise D 58.25 -6,898 20,693
2017-02-23 2017-02-23 4 Pembleton Susan Gillian NTRS Common Stock S - Sale D 87.4400 -6,898 -603 19,711
2017-02-23 2017-02-23 4 Pembleton Susan Gillian NTRS Common Stock M - Exercise D 58.2500 6,898 402 26,609
2017-02-23 2017-02-21 4 Pembleton Susan Gillian NTRS Employee Stock Option (right-to-buy) A - Award D 88.06 20,906 20,906
2017-02-23 2017-02-21 4 Pembleton Susan Gillian NTRS Common Stock A - Award D 4,600 19,711
2017-02-23 2017-02-21 4 Potter Stephen N NTRS Employee Stock Option (right-to-buy) A - Award D 88.06 26,132 26,132
2017-02-23 2017-02-21 4 Potter Stephen N NTRS Common Stock A - Award D 5,749 42,913
2017-02-23 2017-02-21 4 Schreuder Jana R NTRS Employee Stock Option (right-to-buy) A - Award D 88.06 37,746 37,746
2017-02-23 2017-02-21 4 Schreuder Jana R NTRS Common Stock A - Award D 8,304 43,600
2017-02-23 2017-02-21 4 St Clair Joyce NTRS Employee Stock Option (right-to-buy) A - Award D 88.06 26,132 26,132
2017-02-23 2017-02-21 4 St Clair Joyce NTRS Common Stock A - Award D 5,749 29,855
2017-02-23 2017-02-21 4 WADDELL FREDERICK H NTRS Employee Stock Option (right-to-buy) A - Award D 88.06 83,621 83,621
2017-02-23 2017-02-21 4 WADDELL FREDERICK H NTRS Common Stock A - Award D 18,397 201,519
2017-02-23 2017-02-21 4 Bowman Biff NTRS Employee Stock Option (right-to-buy) A - Award D 88.06 26,132 26,132
2017-02-23 2017-02-21 4 Bowman Biff NTRS Common Stock A - Award D 5,749 75,365
2017-02-23 2017-02-21 4 BROWNE ROBERT P NTRS Employee Stock Option (right-to-buy) A - Award D 88.06 25,809 25,809
2017-02-23 2017-02-21 4 BROWNE ROBERT P NTRS Common Stock A - Award D 5,678 59,132
2017-02-23 2017-02-21 4 Cherecwich Peter NTRS Employee Stock Option (right-to-buy) A - Award D 88.06 26,132 26,132
2017-02-23 2017-02-21 4 Cherecwich Peter NTRS Common Stock A - Award D 5,749 38,629
2017-02-23 2017-02-21 4 Cohodes Jeffrey D. NTRS Employee Stock Option (right-to-buy) A - Award D 88.06 20,906 20,906
2017-02-23 2017-02-21 4 Cohodes Jeffrey D. NTRS Common Stock A - Award D 4,600 39,658
2017-02-14 2017-02-11 4 WADDELL FREDERICK H NTRS Common Stock F - Taxes D 86.3050 -7,210 -622 183,122
2017-02-14 2017-02-10 4 WADDELL FREDERICK H NTRS Common Stock F - Taxes D 85.6550 -6,244 -535 198,898
2017-02-14 2017-02-11 4 St Clair Joyce NTRS Common Stock F - Taxes D 86.3050 -2,169 -187 24,106
2017-02-14 2017-02-10 4 St Clair Joyce NTRS Common Stock F - Taxes D 85.6550 -1,878 -161 28,851
2017-02-14 2017-02-11 4 Karpinski Jane NTRS Common Stock F - Taxes D 86.3050 -279 -24 12,347
2017-02-14 2017-02-10 4 Karpinski Jane NTRS Common Stock F - Taxes D 85.6550 -458 -39 12,626
2017-02-14 2017-02-11 4 Leech Wilson NTRS Common Stock F - Taxes D 86.3050 -447 -39 27,463
2017-02-14 2017-02-10 4 Leech Wilson NTRS Common Stock F - Taxes D 85.6550 -187 -16 27,910
2017-02-14 2017-02-14 4 Schreuder Jana R By Trust NTRS Common Stock G - Gift I -63 24,058
2017-02-14 2017-02-11 4 Schreuder Jana R NTRS Common Stock F - Taxes D 86.3050 -2,169 -187 35,296
2017-02-14 2017-02-10 4 Schreuder Jana R NTRS Common Stock F - Taxes D 85.6550 -1,878 -161 40,041
2017-02-14 2017-02-11 4 Cohodes Jeffrey D. NTRS Common Stock F - Taxes D 86.3050 -1,789 -154 35,058
2017-02-14 2017-02-10 4 Cohodes Jeffrey D. NTRS Common Stock F - Taxes D 85.6550 -1,550 -133 36,847
2017-02-14 2017-02-11 4 Pembleton Susan Gillian NTRS Common Stock F - Taxes D 86.3050 -265 -23 15,111
2017-02-14 2017-02-10 4 Pembleton Susan Gillian NTRS Common Stock F - Taxes D 85.6550 -339 -29 15,376
2017-02-14 2017-02-11 4 Potter Stephen N NTRS Common Stock F - Taxes D 86.3050 -2,169 -187 37,164
2017-02-14 2017-02-10 4 Potter Stephen N NTRS Common Stock F - Taxes D 85.6550 -1,878 -161 41,909
2017-02-14 2017-02-11 4 Bowman Biff NTRS Common Stock F - Taxes D 86.3050 -1,627 -140 69,616
2017-02-14 2017-02-10 4 Bowman Biff NTRS Common Stock F - Taxes D 85.6550 -1,550 -133 71,243
2017-02-14 2017-02-11 4 BROWNE ROBERT P NTRS Common Stock F - Taxes D 86.3050 -4,555 -393 53,454
2017-02-14 2017-02-10 4 BROWNE ROBERT P NTRS Common Stock F - Taxes D 85.6550 -1,690 -145 58,009
2017-02-14 2017-02-11 4 Cherecwich Peter NTRS Common Stock F - Taxes D 86.3050 -381 -33 32,880
2017-02-14 2017-02-10 4 Cherecwich Peter NTRS Common Stock F - Taxes D 85.6550 -330 -28 33,261
2017-02-14 2017-02-11 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 86.3050 -2,169 -187 39,774
2017-02-14 2017-02-10 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 85.6550 -1,878 -161 44,519
2017-02-14 2017-02-11 4 MORRISON WILLIAM L NTRS Common Stock F - Taxes D 86.3050 -3,334 -288 133,739
2017-02-14 2017-02-10 4 MORRISON WILLIAM L NTRS Common Stock F - Taxes D 85.6550 -2,802 -240 137,073
2017-02-14 2017-02-11 4 O'Grady Michael NTRS Common Stock F - Taxes D 86.3050 -2,169 -187 80,528
2017-02-14 2017-02-10 4 O'Grady Michael NTRS Common Stock F - Taxes D 85.6550 -1,878 -161 82,697
2017-02-09 2017-02-09 4 St Clair Joyce NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.64 -56,991 0
2017-02-09 2017-02-09 4 St Clair Joyce NTRS Common Stock S - Sale D 85.0800 -56,991 -4,849 32,960
2017-02-09 2017-02-09 4 St Clair Joyce NTRS Common Stock M - Exercise D 52.6400 56,991 3,000 89,951
2017-02-07 2017-02-06 4 Schreuder Jana R By Trust NTRS Common Stock G - Gift I -310 19,314
2017-01-26 2017-01-26 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -36 93,340
2017-01-26 2017-01-24 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -10,028 93,376
2017-01-26 2017-01-23 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -1,300 103,404
2017-01-20 2017-01-20 4 Cohodes Jeffrey D. NTRS Common Stock S - Sale D 83.7200 -15,000 -1,256 38,397
2017-01-18 2017-01-17 4 Bowman Biff NTRS Common Stock F - Taxes D 88.9250 -5,017 -446 72,793
2017-01-18 2017-01-17 4 Bowman Biff NTRS Common Stock A - Award D 14,453 77,810
2017-01-18 2017-01-17 4 BROWNE ROBERT P NTRS Common Stock F - Taxes D 88.9250 -5,619 -500 59,699
2017-01-18 2017-01-17 4 BROWNE ROBERT P NTRS Common Stock A - Award D 15,767 65,318
2017-01-18 2017-01-17 4 Cherecwich Peter NTRS Common Stock F - Taxes D 88.9250 -1,458 -130 33,591
2017-01-18 2017-01-17 4 Cherecwich Peter NTRS Common Stock A - Award D 4,511 35,049
2017-01-18 2017-01-17 4 Cohodes Jeffrey D. NTRS Common Stock F - Taxes D 88.9250 -5,019 -446 53,397
2017-01-18 2017-01-17 4 Cohodes Jeffrey D. NTRS Common Stock A - Award D 14,453 58,416
2017-01-18 2017-01-17 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 88.9250 -6,418 -571 48,628
2017-01-18 2017-01-17 4 FRADKIN STEVEN L NTRS Common Stock A - Award D 17,519 66,147
2017-01-18 2017-01-17 4 Leech Wilson NTRS Common Stock F - Taxes D 88.9250 -793 -71 28,097
2017-01-18 2017-01-17 4 Leech Wilson NTRS Common Stock A - Award D 1,686 28,890
2017-01-18 2017-01-17 4 MORRISON WILLIAM L NTRS Common Stock F - Taxes D 88.9250 -10,350 -920 139,875
2017-01-18 2017-01-17 4 MORRISON WILLIAM L NTRS Common Stock A - Award D 28,469 150,225
2017-01-18 2017-01-17 4 O'Grady Michael NTRS Common Stock F - Taxes D 88.9250 -6,418 -571 84,575
2017-01-18 2017-01-17 4 O'Grady Michael NTRS Common Stock A - Award D 17,519 90,993
2017-01-18 2017-01-17 4 Potter Stephen N NTRS Common Stock F - Taxes D 88.9250 -6,418 -571 46,018
2017-01-18 2017-01-17 4 Potter Stephen N NTRS Common Stock A - Award D 17,519 63,537
2017-01-18 2017-01-17 4 Schreuder Jana R NTRS Common Stock F - Taxes D 88.9250 -6,415 -570 44,150
2017-01-18 2017-01-17 4 Schreuder Jana R NTRS Common Stock A - Award D 17,519 61,669
2017-01-18 2017-01-17 4 St Clair Joyce NTRS Common Stock F - Taxes D 88.9250 -6,418 -571 32,960
2017-01-18 2017-01-17 4 St Clair Joyce NTRS Common Stock A - Award D 17,519 50,479
2017-01-18 2017-01-17 4 WADDELL FREDERICK H NTRS Common Stock F - Taxes D 88.9250 -25,022 -2,225 237,581
2017-01-18 2017-01-17 4 WADDELL FREDERICK H NTRS Common Stock A - Award D 58,249 270,808
2017-01-04 2016-12-31 4 CROWN SUSAN NTRS Common Stock Units A - Award D 351 14,203
2017-01-03 2016-12-31 4 BYNOE LINDA NTRS Stock Units A - Award D 88.8200 309 27 10,471
2017-01-03 2016-12-31 4 Harrison Dean M NTRS Stock Units A - Award D 88.8200 365 32 3,406
2017-01-03 2016-12-31 4 JAIN DIPAK C NTRS Stock Units A - Award D 88.8200 337 30 22,348
2017-01-03 2016-12-31 4 Prado Becerra Jose Luis NTRS Stock Units A - Award D 88.8200 379 34 7,125
2017-01-03 2016-12-31 4 Richards Thomas E NTRS Stock Units A - Award D 88.8200 337 30 2,373
2017-01-03 2016-12-31 4 Tribbett Charles A NTRS Stock Units A - Award D 88.8200 351 31 19,153
2016-12-14 2016-12-13 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -865 71,477
2016-12-14 2016-11-15 4 Karpinski Jane NTRS Employee Stock Option (right-to-buy) M - Exercise D 43.65 -244 0
2016-12-14 2016-11-15 4 Karpinski Jane NTRS Common Stock S - Sale D 81.3000 -244 -20 14,584
2016-12-14 2016-11-15 4 Karpinski Jane NTRS Common Stock M - Exercise D 43.6500 244 11 14,828
2016-12-12 2016-12-09 4 Karpinski Jane NTRS Common Stock S - Sale D 89.3700 -1,500 -134 13,084
2016-12-12 2016-12-09 4 Pembleton Susan Gillian NTRS Common Stock S - Sale D 89.3800 -7,500 -670 15,715
2016-12-06 2016-12-02 4 Potter Stephen N By Trust NTRS Common Stock G - Gift I -2,360 20,608
2016-11-30 2016-11-30 4 St Clair Joyce By Trust NTRS Common Stock G - Gift I -438 15,081
2016-11-30 2016-11-29 4 Cherecwich Peter NTRS Employee Stock Option (right-to-buy) M - Exercise D 71.23 -5,792 0
2016-11-30 2016-11-29 4 Cherecwich Peter NTRS Employee Stock Option (right-to-buy) M - Exercise D 67.89 -4,419 0
2016-11-30 2016-11-29 4 Cherecwich Peter NTRS Common Stock S - Sale D 81.1200 -10,211 -828 30,538
2016-11-30 2016-11-29 4 Cherecwich Peter NTRS Common Stock M - Exercise D 71.2300 5,792 413 40,749
2016-11-30 2016-11-29 4 Cherecwich Peter NTRS Common Stock M - Exercise D 67.8900 4,419 300 34,957
2016-11-28 2016-11-28 4 Leech Wilson NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.64 -11,399 0
2016-11-28 2016-11-28 4 Leech Wilson NTRS Common Stock S - Sale D 81.0100 -11,399 -923 27,204
2016-11-28 2016-11-28 4 Leech Wilson NTRS Common Stock M - Exercise D 52.6400 11,399 600 38,603
2016-11-28 2016-11-04 4 Leech Wilson NTRS Employee Stock Option (right-to-buy) M - Exercise D 50.99 -10,142 0
2016-11-28 2016-11-04 4 Leech Wilson NTRS Common Stock S - Sale D 72.5200 -10,142 -735 27,204
2016-11-28 2016-11-04 4 Leech Wilson NTRS Common Stock M - Exercise D 50.9900 10,142 517 37,346
2016-11-22 2016-11-18 4 FRADKIN STEVEN L By Trust NTRS Common Stock G - Gift I -223 94,749
2016-11-16 2016-11-16 4 Bowman Biff NTRS Employee Stock Option (right-to-buy) M - Exercise D 43.65 -11,455 0
2016-11-16 2016-11-16 4 Bowman Biff NTRS Employee Stock Option (right-to-buy) M - Exercise D 55.39 -14,444 0
2016-11-16 2016-11-16 4 Bowman Biff NTRS Common Stock S - Sale D 81.3500 -21,205 -1,725 63,357
2016-11-16 2016-11-16 4 Bowman Biff NTRS Common Stock S - Sale D 80.8600 -4,694 -380 84,562
2016-11-16 2016-11-16 4 Bowman Biff NTRS Common Stock M - Exercise D 43.6500 11,455 500 89,256
2016-11-16 2016-11-16 4 Bowman Biff NTRS Common Stock M - Exercise D 55.3900 14,444 800 77,801
2016-11-16 2016-11-15 4 Cohodes Jeffrey D. NTRS Common Stock S - Sale D 81.2300 -10,000 -812 43,963
2016-11-16 2016-11-15 4 WADDELL FREDERICK H NTRS Employee Stock Option (right-to-buy) M - Exercise D 57.54 -200,000 0
2016-11-16 2016-11-15 4 WADDELL FREDERICK H NTRS Common Stock S - Sale D 82.8000 -50,387 -4,172 212,559
2016-11-16 2016-11-15 4 WADDELL FREDERICK H NTRS Common Stock S - Sale D 82.1600 -79,968 -6,570 262,946
2016-11-16 2016-11-15 4 WADDELL FREDERICK H NTRS Common Stock S - Sale D 81.2100 -69,645 -5,656 342,914
2016-11-16 2016-11-15 4 WADDELL FREDERICK H NTRS Common Stock M - Exercise D 57.5400 200,000 11,508 412,559
2016-11-16 2016-11-16 4 FRADKIN STEVEN L NTRS Employee Stock Option (right-to-buy) M - Exercise D 60.85 -12,326 12,325
2016-11-16 2016-11-16 4 FRADKIN STEVEN L NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.69 -21,352 7,117
2016-11-16 2016-11-16 4 FRADKIN STEVEN L NTRS Employee Stock Option (right-to-buy) M - Exercise D 43.65 -48,110 0
2016-11-16 2016-11-16 4 FRADKIN STEVEN L NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.64 -71,239 0
2016-11-16 2016-11-16 4 FRADKIN STEVEN L NTRS Employee Stock Option (right-to-buy) M - Exercise D 50.99 -58,836 0
2016-11-16 2016-11-16 4 FRADKIN STEVEN L NTRS Employee Stock Option (right-to-buy) M - Exercise D 57.54 -90,270 0
2016-11-16 2016-11-16 4 FRADKIN STEVEN L NTRS Common Stock S - Sale D 80.9800 -302,133 -24,467 48,628
2016-11-16 2016-11-16 4 FRADKIN STEVEN L NTRS Common Stock M - Exercise D 60.8500 12,326 750 350,761
2016-11-16 2016-11-16 4 FRADKIN STEVEN L NTRS Common Stock M - Exercise D 52.6900 21,352 1,125 338,435
2016-11-16 2016-11-16 4 FRADKIN STEVEN L NTRS Common Stock M - Exercise D 43.6500 48,110 2,100 317,083
2016-11-16 2016-11-16 4 FRADKIN STEVEN L NTRS Common Stock M - Exercise D 52.6400 71,239 3,750 268,973
2016-11-16 2016-11-16 4 FRADKIN STEVEN L NTRS Common Stock M - Exercise D 50.9900 58,836 3,000 197,734
2016-11-16 2016-11-16 4 FRADKIN STEVEN L NTRS Common Stock M - Exercise D 57.5400 90,270 5,194 138,898
2016-11-16 2016-11-14 4 FRADKIN STEVEN L NTRS Employee Stock Option (right-to-buy) M - Exercise D 71.23 -21,059 21,059
2016-11-16 2016-11-14 4 FRADKIN STEVEN L NTRS Common Stock S - Sale D 80.9500 -21,059 -1,705 48,628
2016-11-16 2016-11-14 4 FRADKIN STEVEN L NTRS Common Stock M - Exercise D 71.2300 21,059 1,500 69,687
2016-11-14 2016-11-14 4 Cohodes Jeffrey D. NTRS Employee Stock Option (right-to-buy) M - Exercise D 71.23 -6,000 0
2016-11-14 2016-11-14 4 Cohodes Jeffrey D. NTRS Common Stock S - Sale D 80.9100 -6,000 -485 53,963
2016-11-14 2016-11-14 4 Cohodes Jeffrey D. NTRS Common Stock M - Exercise D 71.2300 6,000 427 59,963
2016-11-14 2016-11-14 4 MORRISON WILLIAM L NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.69 -35,764 11,921
2016-11-14 2016-11-14 4 MORRISON WILLIAM L NTRS Common Stock S - Sale D 82.0100 -1,932 -158 121,756
2016-11-14 2016-11-14 4 MORRISON WILLIAM L NTRS Common Stock S - Sale D 81.3600 -53,832 -4,380 123,688
2016-11-14 2016-11-14 4 MORRISON WILLIAM L NTRS Common Stock M - Exercise D 52.6900 35,764 1,884 177,520
2016-11-14 2016-11-14 4 Potter Stephen N NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.64 -65,079 0
2016-11-14 2016-11-14 4 Potter Stephen N NTRS Common Stock S - Sale D 81.5400 -35,975 -2,933 46,018
2016-11-14 2016-11-14 4 Potter Stephen N NTRS Common Stock S - Sale D 80.6400 -29,104 -2,347 81,993
2016-11-14 2016-11-14 4 Potter Stephen N NTRS Common Stock M - Exercise D 52.6400 65,079 3,426 111,097
2016-11-14 2016-11-11 4 Potter Stephen N NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.64 -6,160 65,079
2016-11-14 2016-11-11 4 Potter Stephen N NTRS Common Stock S - Sale D 80.0000 -6,160 -493 46,018
2016-11-14 2016-11-11 4 Potter Stephen N NTRS Common Stock M - Exercise D 52.6400 6,160 324 52,178
2016-11-14 2016-11-11 4 Schreuder Jana R NTRS Employee Stock Option (right-to-buy) M - Exercise D 50.99 -38,836 0
2016-11-14 2016-11-11 4 Schreuder Jana R NTRS Common Stock S - Sale D 80.0000 -38,836 -3,107 44,150
2016-11-14 2016-11-11 4 Schreuder Jana R NTRS Common Stock M - Exercise D 50.9900 38,836 1,980 82,986
2016-11-10 2016-11-10 4 Cohodes Jeffrey D. NTRS Common Stock S - Sale D 77.9000 -15,000 -1,168 53,963
2016-11-10 2016-11-10 4 FRADKIN STEVEN L NTRS Employee Stock Option (right-to-buy) M - Exercise D 63.36 -20,124 0
2016-11-10 2016-11-10 4 FRADKIN STEVEN L NTRS Common Stock S - Sale D 77.9500 -20,124 -1,569 48,628
2016-11-10 2016-11-10 4 FRADKIN STEVEN L NTRS Common Stock M - Exercise D 63.3600 20,124 1,275 68,752
2016-11-10 2016-11-10 4 MORRISON WILLIAM L NTRS Common Stock S - Sale D 79.4100 -20,000 -1,588 141,756
2016-11-10 2016-11-10 4 Schreuder Jana R NTRS Employee Stock Option (right-to-buy) M - Exercise D 50.99 -20,000 38,836
2016-11-10 2016-11-10 4 Schreuder Jana R NTRS Common Stock S - Sale D 78.0000 -20,000 -1,560 44,150
2016-11-10 2016-11-10 4 Schreuder Jana R NTRS Common Stock M - Exercise D 50.9900 20,000 1,020 64,150
2016-11-10 2016-11-10 4 St Clair Joyce NTRS Employee Stock Option (right-to-buy) M - Exercise D 71.23 -6,588 0
2016-11-10 2016-11-10 4 St Clair Joyce NTRS Common Stock S - Sale D 78.0000 -6,588 -514 32,960
2016-11-10 2016-11-10 4 St Clair Joyce NTRS Common Stock M - Exercise D 71.2300 6,588 469 39,548
2016-11-10 2016-11-09 4 Potter Stephen N NTRS Employee Stock Option (right-to-buy) M - Exercise D 57.54 -90,270 0
2016-11-10 2016-11-09 4 Potter Stephen N NTRS Employee Stock Option (right-to-buy) M - Exercise D 71.23 -35,800 0
2016-11-10 2016-11-09 4 Potter Stephen N NTRS Common Stock S - Sale D 76.3000 -53,749 -4,101 46,018
2016-11-10 2016-11-09 4 Potter Stephen N NTRS Common Stock S - Sale D 75.2600 -72,321 -5,443 99,767
2016-11-10 2016-11-09 4 Potter Stephen N NTRS Common Stock M - Exercise D 57.5400 90,270 5,194 172,088
2016-11-10 2016-11-09 4 Potter Stephen N NTRS Common Stock M - Exercise D 71.2300 35,800 2,550 81,818
2016-11-09 2016-11-07 4 Bowman Biff NTRS Employee Stock Option (right-to-buy) M - Exercise D 71.23 -7,371 0
2016-11-09 2016-11-07 4 Bowman Biff NTRS Common Stock S - Sale D 74.0000 -7,371 -545 63,357
2016-11-09 2016-11-07 4 Bowman Biff NTRS Common Stock M - Exercise D 71.2300 7,371 525 70,728
2016-11-09 2016-11-09 4 Schreuder Jana R NTRS Employee Stock Option (right-to-buy) M - Exercise D 57.54 -70,270 0
2016-11-09 2016-11-09 4 Schreuder Jana R NTRS Employee Stock Option (right-to-buy) M - Exercise D 71.23 -22,118 0
2016-11-09 2016-11-09 4 Schreuder Jana R By Trust NTRS Common Stock S - Sale I 75.0000 -8,033 -602 21,028
2016-11-09 2016-11-09 4 Schreuder Jana R NTRS Common Stock S - Sale D 77.0000 -40,270 -3,101 44,150
2016-11-09 2016-11-09 4 Schreuder Jana R NTRS Common Stock S - Sale D 75.1300 -52,118 -3,916 84,420
2016-11-09 2016-11-09 4 Schreuder Jana R NTRS Common Stock M - Exercise D 57.5400 70,270 4,043 136,538
2016-11-09 2016-11-09 4 Schreuder Jana R NTRS Common Stock M - Exercise D 71.2300 22,118 1,575 66,268
2016-11-09 2016-11-07 4 Schreuder Jana R NTRS Employee Stock Option (right-to-buy) M - Exercise D 57.54 -19,200 70,270
2016-11-09 2016-11-07 4 Schreuder Jana R NTRS Employee Stock Option (right-to-buy) M - Exercise D 71.23 -17,481 22,118
2016-11-09 2016-11-07 4 Schreuder Jana R NTRS Common Stock S - Sale D 73.0800 -36,681 -2,681 44,150
2016-11-09 2016-11-07 4 Schreuder Jana R NTRS Common Stock M - Exercise D 57.5400 19,200 1,105 80,831
2016-11-09 2016-11-07 4 Schreuder Jana R NTRS Common Stock M - Exercise D 71.2300 17,481 1,245 61,631
2016-11-09 2016-11-09 4 St Clair Joyce NTRS Employee Stock Option (right-to-buy) M - Exercise D 57.54 -22,216 0
2016-11-09 2016-11-09 4 St Clair Joyce NTRS Employee Stock Option (right-to-buy) M - Exercise D 71.23 -25,000 6,588
2016-11-09 2016-11-09 4 St Clair Joyce NTRS Common Stock S - Sale D 75.5800 -47,216 -3,569 32,960
2016-11-09 2016-11-09 4 St Clair Joyce NTRS Common Stock M - Exercise D 57.5400 22,216 1,278 80,176
2016-11-09 2016-11-09 4 St Clair Joyce NTRS Common Stock M - Exercise D 71.2300 25,000 1,781 57,960
2016-11-09 2016-11-07 4 St Clair Joyce NTRS Employee Stock Option (right-to-buy) M - Exercise D 57.54 -48,180 22,216
2016-11-09 2016-11-07 4 St Clair Joyce NTRS Common Stock S - Sale D 73.0700 -48,180 -3,521 32,960
2016-11-09 2016-11-07 4 St Clair Joyce NTRS Common Stock M - Exercise D 57.5400 48,180 2,772 81,140
2016-11-09 2016-11-09 4 WADDELL FREDERICK H NTRS Employee Stock Option (right-to-buy) M - Exercise D 71.23 -53,107 0
2016-11-09 2016-11-09 4 WADDELL FREDERICK H NTRS Common Stock S - Sale D 75.2000 -53,007 -3,986 212,559
2016-11-09 2016-11-09 4 WADDELL FREDERICK H NTRS Common Stock S - Sale D 74.3200 -100 -7 265,566
2016-11-09 2016-11-09 4 WADDELL FREDERICK H NTRS Common Stock M - Exercise D 71.2300 53,107 3,783 265,666
2016-11-09 2016-11-08 4 WADDELL FREDERICK H NTRS Employee Stock Option (right-to-buy) M - Exercise D 71.23 -38,939 53,107
2016-11-09 2016-11-08 4 WADDELL FREDERICK H NTRS Common Stock S - Sale D 74.1300 -38,939 -2,887 212,559
2016-11-09 2016-11-08 4 WADDELL FREDERICK H NTRS Common Stock M - Exercise D 71.2300 38,939 2,774 251,498
2016-11-09 2016-11-07 4 WADDELL FREDERICK H NTRS Employee Stock Option (right-to-buy) M - Exercise D 71.23 -32,406 92,046
2016-11-09 2016-11-07 4 WADDELL FREDERICK H NTRS Employee Stock Option (right-to-buy) M - Exercise D 57.54 -70,808 200,000
2016-11-09 2016-11-07 4 WADDELL FREDERICK H NTRS Common Stock S - Sale D 73.3100 -103,214 -7,567 212,559
2016-11-09 2016-11-07 4 WADDELL FREDERICK H NTRS Common Stock M - Exercise D 71.2300 32,406 2,308 315,773
2016-11-09 2016-11-07 4 WADDELL FREDERICK H NTRS Common Stock M - Exercise D 57.5400 70,808 4,074 283,367
2016-11-09 2016-11-07 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -1,500 72,342
2016-11-04 2016-11-03 4 Schreuder Jana R NTRS Employee Stock Option (right-to-buy) M - Exercise D 57.54 -800 89,470
2016-11-04 2016-11-03 4 Schreuder Jana R NTRS Employee Stock Option (right-to-buy) M - Exercise D 71.23 -2,519 39,599
2016-11-04 2016-11-03 4 Schreuder Jana R NTRS Common Stock S - Sale D 73.0100 -3,319 -242 44,150
2016-11-04 2016-11-03 4 Schreuder Jana R NTRS Common Stock M - Exercise D 57.5400 800 46 47,469
2016-11-04 2016-11-03 4 Schreuder Jana R NTRS Common Stock M - Exercise D 71.2300 2,519 179 46,669
2016-11-04 2016-11-03 4 St Clair Joyce NTRS Employee Stock Option (right-to-buy) M - Exercise D 57.54 -1,820 70,396
2016-11-04 2016-11-03 4 St Clair Joyce NTRS Common Stock S - Sale D 73.0000 -1,820 -133 32,960
2016-11-04 2016-11-03 4 St Clair Joyce NTRS Common Stock M - Exercise D 57.5400 1,820 105 34,780
2016-11-04 2016-11-03 4 WADDELL FREDERICK H NTRS Employee Stock Option (right-to-buy) M - Exercise D 71.23 -1,900 124,452
2016-11-04 2016-11-03 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -75 73,842
2016-11-04 2016-11-03 4 WADDELL FREDERICK H NTRS Common Stock S - Sale D 73.0100 -1,900 -139 212,559
2016-11-04 2016-11-03 4 WADDELL FREDERICK H NTRS Common Stock M - Exercise D 71.2300 1,900 135 214,459
2016-11-04 2016-11-02 4 Pembleton Susan Gillian NTRS Employee Stock Option (right-to-buy) M - Exercise D 43.65 -1,231 0
2016-11-04 2016-11-02 4 Pembleton Susan Gillian NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.64 -4,275 0
2016-11-04 2016-11-02 4 Pembleton Susan Gillian NTRS Employee Stock Option (right-to-buy) M - Exercise D 50.99 -5,216 0
2016-11-04 2016-11-02 4 Pembleton Susan Gillian NTRS Employee Stock Option (right-to-buy) M - Exercise D 55.39 -2,709 0
2016-11-04 2016-11-02 4 Pembleton Susan Gillian NTRS Employee Stock Option (right-to-buy) M - Exercise D 71.23 -2,143 0
2016-11-04 2016-11-02 4 Pembleton Susan Gillian NTRS Common Stock S - Sale D 72.0400 -15,574 -1,122 23,215
2016-11-04 2016-11-02 4 Pembleton Susan Gillian NTRS Common Stock M - Exercise D 43.6500 1,231 54 38,789
2016-11-04 2016-11-02 4 Pembleton Susan Gillian NTRS Common Stock M - Exercise D 52.6400 4,275 225 37,558
2016-11-04 2016-11-02 4 Pembleton Susan Gillian NTRS Common Stock M - Exercise D 50.9900 5,216 266 33,283
2016-11-04 2016-11-02 4 Pembleton Susan Gillian NTRS Common Stock M - Exercise D 55.3900 2,709 150 28,067
2016-11-04 2016-11-02 4 Pembleton Susan Gillian NTRS Common Stock M - Exercise D 71.2300 2,143 153 25,358
2016-11-02 2016-10-31 4 MORRISON WILLIAM L NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.64 -71,239 0
2016-11-02 2016-10-31 4 MORRISON WILLIAM L NTRS Common Stock G - Gift D -3,000 161,756
2016-11-02 2016-10-31 4 MORRISON WILLIAM L NTRS Common Stock S - Sale D 72.5600 -27,000 -1,959 164,756
2016-11-02 2016-10-31 4 MORRISON WILLIAM L NTRS Common Stock S - Sale D 72.5700 -71,239 -5,170 191,756
2016-11-02 2016-10-31 4 MORRISON WILLIAM L NTRS Common Stock M - Exercise D 52.6400 71,239 3,750 262,995
2016-10-31 2016-10-27 4 Bowman Biff NTRS Common Stock G - Gift D -780 63,357
2016-10-26 2016-10-26 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -2,025 73,917
2016-10-24 2016-10-21 4 Schreuder Jana R By Trust NTRS Common Stock G - Gift I -38 29,061
2016-10-20 2016-10-18 4 MORRISON WILLIAM L NTRS Common Stock A - Award D 21,142 191,756
2016-10-11 2016-10-10 4 Cohodes Jeffrey D. NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.69 -7,616 5,871
2016-10-11 2016-10-10 4 Cohodes Jeffrey D. NTRS Common Stock S - Sale D 72.3500 -7,616 -551 68,963
2016-10-11 2016-10-10 4 Cohodes Jeffrey D. NTRS Common Stock M - Exercise D 52.6900 7,616 401 76,579
2016-10-04 2016-09-30 4 BYNOE LINDA NTRS Stock Units A - Award D 67.5600 407 27 10,162
2016-10-04 2016-09-30 4 Harrison Dean M NTRS Stock Units A - Award D 67.5600 481 32 3,041
2016-10-04 2016-09-30 4 JAIN DIPAK C NTRS Stock Units A - Award D 67.5600 444 30 22,011
2016-10-04 2016-09-30 4 Prado Becerra Jose Luis NTRS Stock Units A - Award D 67.5600 499 34 6,746
2016-10-04 2016-09-30 4 Richards Thomas E NTRS Stock Units A - Award D 67.5600 444 30 2,036
2016-10-04 2016-09-30 4 Tribbett Charles A NTRS Stock Units A - Award D 67.5600 462 31 18,802
2016-10-04 2016-09-30 4 CROWN SUSAN NTRS Common Stock Units A - Award D 462 13,852
2016-09-09 2016-09-09 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -160 105,029
2016-09-09 2016-09-08 4 WADDELL FREDERICK H NTRS Employee Stock Option (right-to-buy) M - Exercise D 43.65 -160,367 0
2016-09-09 2016-09-08 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -1,180 105,189
2016-09-09 2016-09-08 4 WADDELL FREDERICK H NTRS Common Stock S - Sale D 69.8100 -160,367 -11,195 212,559
2016-09-09 2016-09-08 4 WADDELL FREDERICK H NTRS Common Stock M - Exercise D 43.6500 160,367 7,000 372,926
2016-09-08 2016-09-07 4 Bowman Biff NTRS Employee Stock Option (right-to-buy) M - Exercise D 63.36 -2,960 0
2016-09-08 2016-09-07 4 Bowman Biff NTRS Common Stock S - Sale D 70.0000 -2,960 -207 64,137
2016-09-08 2016-09-07 4 Bowman Biff NTRS Common Stock M - Exercise D 63.3600 2,960 188 67,097
2016-09-02 2016-09-02 4 Schreuder Jana R By Trust NTRS Common Stock G - Gift I -148 29,099
2016-09-02 2016-09-01 4 Cohodes Jeffrey D. NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.69 -10,000 13,487
2016-09-02 2016-09-01 4 Cohodes Jeffrey D. NTRS Common Stock S - Sale D 71.3500 -10,000 -714 68,963
2016-09-02 2016-09-01 4 Cohodes Jeffrey D. NTRS Common Stock M - Exercise D 52.6900 10,000 527 78,963
2016-08-29 2016-08-29 4 St Clair Joyce NTRS Employee Stock Option (right-to-buy) M - Exercise D 50.99 -50,010 0
2016-08-29 2016-08-29 4 St Clair Joyce NTRS Common Stock S - Sale D 70.0400 -50,010 -3,503 32,960
2016-08-29 2016-08-29 4 St Clair Joyce NTRS Common Stock M - Exercise D 50.9900 50,010 2,550 82,970
2016-08-24 2016-08-23 4 Cohodes Jeffrey D. NTRS Employee Stock Option (right-to-buy) M - Exercise D 43.65 -10,000 0
2016-08-24 2016-08-23 4 Cohodes Jeffrey D. NTRS Common Stock S - Sale D 69.0000 -10,000 -690 68,963
2016-08-24 2016-08-23 4 Cohodes Jeffrey D. NTRS Common Stock M - Exercise D 43.6500 10,000 436 78,963
2016-08-24 2016-08-23 4 St Clair Joyce By Trust NTRS Common Stock S - Sale I 69.0000 -5,748 -397 15,519
2016-08-22 2016-08-18 4 Cohodes Jeffrey D. NTRS Employee Stock Option (right-to-buy) M - Exercise D 43.65 -10,000 10,000
2016-08-22 2016-08-18 4 Cohodes Jeffrey D. NTRS Common Stock S - Sale D 68.5100 -10,000 -685 68,963
2016-08-22 2016-08-18 4 Cohodes Jeffrey D. NTRS Common Stock M - Exercise D 43.6500 10,000 436 78,963
2016-08-18 2016-08-17 4 Cohodes Jeffrey D. NTRS Employee Stock Option (right-to-buy) M - Exercise D 43.65 -14,365 20,000
2016-08-18 2016-08-17 4 Cohodes Jeffrey D. NTRS Common Stock S - Sale D 68.0000 -14,365 -977 68,963
2016-08-18 2016-08-17 4 Cohodes Jeffrey D. NTRS Common Stock M - Exercise D 43.6500 14,365 627 83,328
2016-08-17 2016-08-16 4 Schreuder Jana R By Trust NTRS Common Stock G - Gift I -39 29,247
2016-08-12 2016-08-12 4 BROWNE ROBERT P NTRS Employee Stock Option (right-to-buy) M - Exercise D 50.99 -5,883 0
2016-08-12 2016-08-12 4 BROWNE ROBERT P NTRS Common Stock S - Sale D 67.7600 -5,883 -399 49,551
2016-08-12 2016-08-12 4 BROWNE ROBERT P NTRS Common Stock M - Exercise D 50.9900 5,883 300 66,889
2016-08-10 2016-08-08 4 BROWNE ROBERT P NTRS Employee Stock Option (right-to-buy) M - Exercise D 43.65 -11,455 0
2016-08-10 2016-08-08 4 BROWNE ROBERT P NTRS Common Stock S - Sale D 69.1600 -11,455 -792 49,551
2016-08-10 2016-08-08 4 BROWNE ROBERT P NTRS Common Stock M - Exercise D 43.6500 11,455 500 61,006
2016-08-08 2016-08-04 4 Pembleton Susan Gillian NTRS Employee Stock Option (right-to-buy) A - Award D 63.36 -2,013 0
2016-08-08 2016-08-04 4 Pembleton Susan Gillian NTRS Common Stock S - Sale D 66.8600 -2,013 -135 23,215
2016-08-08 2016-08-04 4 Pembleton Susan Gillian NTRS Common Stock M - Exercise D 63.3600 2,013 128 25,228
2016-08-05 2016-08-05 4 MORRISON WILLIAM L NTRS Employee Stock Option (right-to-buy) M - Exercise D 63.36 -40,247 0
2016-08-05 2016-08-05 4 MORRISON WILLIAM L NTRS Common Stock S - Sale D 68.8600 -40,247 -2,771 170,614
2016-08-05 2016-08-05 4 MORRISON WILLIAM L NTRS Common Stock M - Exercise D 63.3600 40,247 2,550 210,861
2016-08-05 2016-08-04 4 MORRISON WILLIAM L NTRS Employee Stock Option (right-to-buy) M - Exercise D 43.65 -20,046 0
2016-08-05 2016-08-04 4 MORRISON WILLIAM L NTRS Common Stock S - Sale D 66.7100 -20,046 -1,337 170,614
2016-08-05 2016-08-04 4 MORRISON WILLIAM L NTRS Common Stock M - Exercise D 43.6500 20,046 875 190,660
2016-08-05 2016-08-04 4 MORRISON WILLIAM L NTRS Common Stock S - Sale D 66.7200 -20,000 -1,334 170,614
2016-08-05 2016-08-03 4 MORRISON WILLIAM L NTRS Employee Stock Option (right-to-buy) M - Exercise D 57.54 -90,270 0
2016-08-05 2016-08-03 4 MORRISON WILLIAM L NTRS Common Stock S - Sale D 66.9700 -90,270 -6,045 190,614
2016-08-05 2016-08-03 4 MORRISON WILLIAM L NTRS Common Stock M - Exercise D 57.5400 90,270 5,194 280,884
2016-08-03 2016-08-03 4 St Clair Joyce NTRS Employee Stock Option (right-to-buy) M - Exercise D 43.65 -48,110 0
2016-08-03 2016-08-03 4 St Clair Joyce By Trust NTRS Common Stock G - Gift I -779 21,267
2016-08-03 2016-08-03 4 St Clair Joyce NTRS Common Stock S - Sale D 67.0216 -48,110 -3,224 32,960
2016-08-03 2016-08-03 4 St Clair Joyce NTRS Common Stock M - Exercise D 43.6500 48,110 2,100 81,070
2016-07-28 2016-07-28 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -755 106,369
2016-07-28 2016-07-27 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -3,205 107,124
2016-07-19 3 Henderson Jay L NTRS Common Stock D 8,000
2016-07-19 3 Henderson Jay L NTRS Common Stock D 8,000
2016-07-19 2016-07-18 4 Henderson Jay L NTRS Common Stock A - Award D 1,160 5,160
2016-07-05 2016-06-30 4 BYNOE LINDA NTRS Stock Units A - Award D 65.3100 421 27 9,755
2016-07-05 2016-06-30 4 Harrison Dean M NTRS Stock Units A - Award D 65.3100 497 32 2,560
2016-07-05 2016-06-30 4 JAIN DIPAK C NTRS Stock Units A - Award D 65.3100 459 30 21,567
2016-07-05 2016-06-30 4 Prado Becerra Jose Luis NTRS Stock Units A - Award D 65.3100 516 34 6,247
2016-07-05 2016-06-30 4 Richards Thomas E NTRS Stock Units A - Award D 65.3100 459 30 1,592
2016-07-05 2016-06-30 4 Tribbett Charles A NTRS Stock Units A - Award D 65.3100 478 31 18,340
2016-07-05 2016-06-30 4 CROWN SUSAN NTRS Common Stock Units A - Award D 478 13,390
2016-04-29 2016-04-29 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -2,698 95,219
2016-04-29 2016-04-28 4 Schreuder Jana R By Trust NTRS Common Stock G - Gift I -639 25,814
2016-04-28 2016-04-28 4 Potter Stephen N By Trust NTRS Common Stock G - Gift I -2,400 22,968
2016-04-27 2016-04-27 4 St Clair Joyce By Trust NTRS Common Stock G - Gift I -239 16,063
2016-04-26 2016-04-22 4 Bowman Biff NTRS Common Stock G - Gift D -209 64,137
2016-04-22 2016-04-21 4 Cherecwich Peter NTRS Employee Stock Option (right-to-buy) M - Exercise D 43.65 -11,455 0
2016-04-22 2016-04-21 4 Cherecwich Peter NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.64 -11,399 0
2016-04-22 2016-04-21 4 Cherecwich Peter NTRS Employee Stock Option (right-to-buy) M - Exercise D 50.99 -11,768 0
2016-04-22 2016-04-21 4 Cherecwich Peter NTRS Employee Stock Option (right-to-buy) M - Exercise D 55.39 -12,638 0
2016-04-22 2016-04-21 4 Cherecwich Peter NTRS Common Stock S - Sale D 71.7763 -58,260 -4,182 30,538
2016-04-22 2016-04-21 4 Cherecwich Peter NTRS Common Stock M - Exercise D 43.6500 11,455 500 88,798
2016-04-22 2016-04-21 4 Cherecwich Peter NTRS Common Stock M - Exercise D 52.6400 11,399 600 77,343
2016-04-22 2016-04-21 4 Cherecwich Peter NTRS Common Stock M - Exercise D 50.9900 11,768 600 65,944
2016-04-22 2016-04-21 4 Cherecwich Peter NTRS Common Stock M - Exercise D 55.3900 12,638 700 54,176
2016-04-20 2016-04-19 4 BYNOE LINDA NTRS Common Stock A - Award D 1,531 18,916
2016-04-20 2016-04-19 4 Harrison Dean M NTRS Common Stock A - Award D 1,531 3,558
2016-04-20 2016-04-19 4 JAIN DIPAK C NTRS Common Stock A - Award D 1,531 20,052
2016-04-20 2016-04-19 4 POWELL CHARLES D NTRS Stock Units A - Award D 1,531 1,531
2016-04-20 2016-04-19 4 POWELL CHARLES D NTRS Stock Units M - Exercise D -1,530 0
2016-04-20 2016-04-19 4 POWELL CHARLES D NTRS Common Stock D - Sale to Issuer D 70.2950 -1,530 -108 0
2016-04-20 2016-04-19 4 POWELL CHARLES D NTRS Common Stock M - Exercise D 1,530 1,530
2016-04-20 2016-04-19 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 1,531 6,611
2016-04-20 2016-04-19 4 Richards Thomas E NTRS Common Stock A - Award D 1,531 2,680
2016-04-20 2016-04-19 4 ROWE JOHN W NTRS Common Stock A - Award D 1,531 20,653
2016-04-20 2016-04-19 4 SLARK MARTIN P NTRS Common Stock A - Award D 1,531 6,610
2016-04-20 2016-04-19 4 SMITH DAVID BYRON JR NTRS Common Stock A - Award D 1,531 1,531
2016-04-20 2016-04-19 4 Thompson Donald NTRS Common Stock A - Award D 1,531 1,531
2016-04-20 2016-04-19 4 Tribbett Charles A NTRS Common Stock A - Award D 1,531 18,253
2016-04-20 2016-04-19 4 CROWN SUSAN NTRS Common Stock Units A - Award D 1,531 19,853
2016-04-04 2016-03-31 4 BYNOE LINDA NTRS Stock Units A - Award D 65.4800 419 27 9,334
2016-04-04 2016-03-31 4 Harrison Dean M NTRS Stock Units A - Award D 65.4800 467 31 2,063
2016-04-04 2016-03-31 4 JAIN DIPAK C NTRS Stock Units A - Award D 65.4800 448 29 21,108
2016-04-04 2016-03-31 4 Prado Becerra Jose Luis NTRS Stock Units A - Award D 65.4800 496 32 5,731
2016-04-04 2016-03-31 4 Richards Thomas E NTRS Stock Units A - Award D 65.4800 438 29 1,133
2016-04-04 2016-03-31 4 Tribbett Charles A NTRS Stock Units A - Award D 65.4800 477 31 17,862
2016-04-04 2016-03-31 4 CROWN SUSAN NTRS Common Stock Units A - Award D 477 12,912
2016-03-15 2016-03-11 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -4,393 88,860
2016-03-07 2016-03-04 4 BROWNE ROBERT P NTRS Common Stock S - Sale D 65.0574 -14,000 -911 49,551
2016-03-07 2016-03-03 4 BROWNE ROBERT P NTRS Common Stock S - Sale D 64.2903 -14,000 -900 63,551
2016-02-25 2016-02-23 4 Schreuder Jana R By Trust NTRS Common Stock G - Gift I -425 42,030
2016-02-18 3 Leech Wilson UK Employee Stock Ownership Plan NTRS Common Stock I 26,429
2016-02-18 3 Leech Wilson NTRS Common Stock D 51,720
2016-02-18 3 Leech Wilson UK Employee Stock Ownership Plan NTRS Common Stock I 26,429
2016-02-18 3 Leech Wilson NTRS Common Stock D 51,720
2016-02-18 2016-02-16 4 Bowman Biff NTRS Employee Stock Option (right-to-buy) A - Award D 58.25 34,489 34,489
2016-02-18 2016-02-16 4 Bowman Biff NTRS Common Stock A - Award D 9,657 64,346
2016-02-18 2016-02-16 4 Bowman Biff NTRS Common Stock F - Taxes D 58.0750 -1,745 -101 54,689
2016-02-18 2016-02-16 4 BROWNE ROBERT P NTRS Employee Stock Option (right-to-buy) A - Award D 58.25 32,956 32,956
2016-02-18 2016-02-16 4 BROWNE ROBERT P NTRS Common Stock A - Award D 9,228 77,551
2016-02-18 2016-02-16 4 BROWNE ROBERT P NTRS Common Stock F - Taxes D 58.0750 -3,491 -203 68,323
2016-02-18 2016-02-16 4 Cherecwich Peter NTRS Employee Stock Option (right-to-buy) A - Award D 58.25 26,825 26,825
2016-02-18 2016-02-16 4 Cherecwich Peter NTRS Common Stock A - Award D 7,511 41,538
2016-02-18 2016-02-16 4 Cherecwich Peter NTRS Common Stock F - Taxes D 58.0750 -1,188 -69 34,027
2016-02-18 2016-02-16 4 Cohodes Jeffrey D. NTRS Employee Stock Option (right-to-buy) A - Award D 58.25 27,591 27,591
2016-02-18 2016-02-16 4 Cohodes Jeffrey D. NTRS Common Stock A - Award D 7,726 68,963
2016-02-18 2016-02-16 4 FRADKIN STEVEN L NTRS Employee Stock Option (right-to-buy) A - Award D 58.25 34,489 34,489
2016-02-18 2016-02-16 4 FRADKIN STEVEN L NTRS Common Stock A - Award D 9,657 48,628
2016-02-18 2016-02-16 4 Karpinski Jane NTRS Common Stock A - Award D 5,151 14,584
2016-02-18 2016-02-16 4 Karpinski Jane NTRS Common Stock F - Taxes D 58.0750 -154 -9 9,433
2016-02-18 2016-02-16 4 Leech Wilson NTRS Employee Stock Option (right-to-buy) A - Award D 58.25 3,066 3,066
2016-02-18 2016-02-16 4 Leech Wilson NTRS Common Stock F - Taxes D 58.0750 -2,369 -138 27,204
2016-02-18 2016-02-16 4 Leech Wilson NTRS Common Stock A - Award D 4,465 29,573
2016-02-18 2016-02-16 4 Levy Susan Cohen NTRS Employee Stock Option (right-to-buy) A - Award D 58.25 27,591 27,591
2016-02-18 2016-02-16 4 Levy Susan Cohen NTRS Common Stock A - Award D 7,726 25,234
2016-02-18 2016-02-16 4 MORRISON WILLIAM L NTRS Employee Stock Option (right-to-buy) A - Award D 58.25 53,649 53,649
2016-02-18 2016-02-16 4 MORRISON WILLIAM L NTRS Common Stock A - Award D 15,022 190,614
2016-02-18 2016-02-16 4 O'Grady Michael NTRS Employee Stock Option (right-to-buy) A - Award D 58.25 34,489 34,489
2016-02-18 2016-02-16 4 O'Grady Michael NTRS Common Stock A - Award D 9,657 73,474
2016-02-18 2016-02-16 4 Pembleton Susan Gillian NTRS Employee Stock Option (right-to-buy) A - Award D 58.25 27,591 27,591
2016-02-18 2016-02-16 4 Pembleton Susan Gillian NTRS Common Stock A - Award D 7,726 23,215
2016-02-18 2016-02-16 4 Pembleton Susan Gillian NTRS Common Stock F - Taxes D 58.0750 -193 -11 15,489
2016-02-18 2016-02-16 4 Potter Stephen N NTRS Employee Stock Option (right-to-buy) A - Award D 58.25 34,489 34,489
2016-02-18 2016-02-16 4 Potter Stephen N NTRS Common Stock A - Award D 9,657 46,018
2016-02-18 2016-02-16 4 Schreuder Jana R NTRS Employee Stock Option (right-to-buy) A - Award D 58.25 45,985 45,985
2016-02-18 2016-02-16 4 Schreuder Jana R NTRS Common Stock A - Award D 12,876 44,150
2016-02-18 2016-02-16 4 St Clair Joyce NTRS Employee Stock Option (right-to-buy) A - Award D 58.25 30,657 30,657
2016-02-18 2016-02-16 4 St Clair Joyce NTRS Common Stock A - Award D 12,876 32,960
2016-02-18 2016-02-16 4 WADDELL FREDERICK H NTRS Employee Stock Option (right-to-buy) A - Award D 58.25 110,362 110,362
2016-02-18 2016-02-16 4 WADDELL FREDERICK H NTRS Common Stock A - Award D 30,902 212,559
2016-02-16 2016-02-11 4 Bowman Biff NTRS Common Stock F - Taxes D 55.1550 -1,471 -81 56,434
2016-02-16 2016-02-11 4 BROWNE ROBERT P NTRS Common Stock F - Taxes D 55.1550 -3,604 -199 71,814
2016-02-16 2016-02-11 4 Cherecwich Peter NTRS Common Stock F - Taxes D 55.1550 -381 -21 35,215
2016-02-16 2016-02-11 4 Cohodes Jeffrey D. NTRS Common Stock F - Taxes D 55.1550 -1,790 -99 61,237
2016-02-16 2016-02-11 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 55.1550 -2,169 -120 38,971
2016-02-16 2016-02-11 4 Karpinski Jane NTRS Common Stock F - Taxes D 55.1550 -280 -15 9,587
2016-02-16 2016-02-11 4 MORRISON WILLIAM L NTRS Common Stock F - Taxes D 55.1550 -3,633 -200 175,592
2016-02-16 2016-02-11 4 O'Grady Michael NTRS Common Stock F - Taxes D 55.1550 -2,169 -120 63,817
2016-02-16 2016-02-11 4 Pembleton Susan Gillian NTRS Common Stock F - Taxes D 55.1550 -265 -15 15,682
2016-02-16 2016-02-11 4 Potter Stephen N NTRS Common Stock F - Taxes D 55.1550 -2,169 -120 36,361
2016-02-16 2016-02-11 4 Schreuder Jana R NTRS Common Stock F - Taxes D 55.1550 -2,169 -120 31,274
2016-02-16 2016-02-11 4 St Clair Joyce NTRS Common Stock F - Taxes D 55.1550 -2,169 -120 20,084
2016-02-16 2016-02-11 4 WADDELL FREDERICK H NTRS Common Stock F - Taxes D 55.1550 -7,211 -398 181,657
2016-01-28 2016-01-26 4 WADDELL FREDERICK H 2013 GRAT NTRS Common Stock G - Gift I -9,290 0
2016-01-21 2016-01-19 4 Bowman Biff NTRS Common Stock F - Taxes D 64.4300 -4,495 -290 57,905
2016-01-21 2016-01-19 4 Bowman Biff NTRS Common Stock A - Award D 14,235 62,400
2016-01-21 2016-01-19 4 O'Grady Michael NTRS Common Stock F - Taxes D 64.4300 -6,474 -417 65,986
2016-01-21 2016-01-19 4 O'Grady Michael NTRS Common Stock A - Award D 18,979 72,460
2016-01-21 2016-01-19 4 Cohodes Jeffrey D. NTRS Common Stock F - Taxes D 64.4300 -4,959 -320 63,027
2016-01-21 2016-01-19 4 Cohodes Jeffrey D. NTRS Common Stock A - Award D 15,658 67,986
2016-01-21 2016-01-19 4 St Clair Joyce NTRS Common Stock F - Taxes D 64.4300 -6,474 -417 24,829
2016-01-21 2016-01-19 4 St Clair Joyce NTRS Common Stock A - Award D 18,979 43,808
2016-01-21 2016-01-19 4 Potter Stephen N NTRS Common Stock F - Taxes D 64.4300 -6,474 -417 41,106
2016-01-21 2016-01-19 4 Potter Stephen N NTRS Common Stock A - Award D 18,979 60,085
2016-01-21 2016-01-19 4 Schreuder Jana R NTRS Common Stock F - Taxes D 64.4300 -6,471 -417 36,019
2016-01-21 2016-01-19 4 Schreuder Jana R NTRS Common Stock A - Award D 18,979 54,998
2016-01-21 2016-01-19 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 64.4300 -6,474 -417 43,716
2016-01-21 2016-01-19 4 FRADKIN STEVEN L NTRS Common Stock A - Award D 18,979 62,695
2016-01-21 2016-01-19 4 BROWNE ROBERT P NTRS Common Stock F - Taxes D 64.4300 -3,021 -195 75,418
2016-01-21 2016-01-19 4 BROWNE ROBERT P NTRS Common Stock A - Award D 9,490 78,439
2016-01-21 2015-02-04 4 BROWNE ROBERT P NTRS Common Stock G - Gift D -200 68,949
2016-01-21 2016-01-19 4 CROWN SUSAN NTRS Common Stock Units A - Award D 25 12,435
2016-01-21 2016-01-19 4 WADDELL FREDERICK H NTRS Common Stock F - Taxes D 64.4300 -26,625 -1,715 197,434
2016-01-21 2016-01-19 4 WADDELL FREDERICK H NTRS Common Stock A - Award D 63,105 260,539
2016-01-21 2016-01-19 4 Cherecwich Peter NTRS Common Stock F - Taxes D 64.4300 -1,590 -102 35,596
2016-01-21 2016-01-19 4 Cherecwich Peter NTRS Common Stock A - Award D 4,888 37,186
2016-01-21 2016-01-19 4 MORRISON WILLIAM L NTRS Common Stock F - Taxes D 64.4300 -12,321 -794 179,225
2016-01-21 2016-01-19 4 MORRISON WILLIAM L NTRS Common Stock A - Award D 31,790 191,546
2016-01-05 2015-12-31 4 CROWN SUSAN NTRS Common Stock Units A - Award D 405 12,410
2016-01-04 2015-12-31 4 Harrison Dean M NTRS Stock Units A - Award D 72.6300 405 29 1,596
2016-01-04 2015-12-31 4 Prado Becerra Jose Luis NTRS Stock Units A - Award D 72.6300 430 31 5,235
2016-01-04 2015-12-31 4 JAIN DIPAK C NTRS Stock Units A - Award D 72.6300 395 29 20,660
2016-01-04 2015-12-31 4 Tribbett Charles A NTRS Stock Units A - Award D 72.6300 430 31 17,385
2016-01-04 2015-12-31 4 Richards Thomas E NTRS Stock Units A - Award D 72.6300 378 27 695
2016-01-04 2015-12-31 4 BYNOE LINDA NTRS Stock Units A - Award D 72.6300 378 27 8,915
2015-11-17 2015-11-13 4 MORRISON WILLIAM L NTRS Common Stock G - Gift D -900 159,756
2015-11-12 2015-11-12 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -556 69,314
2015-10-27 2015-10-26 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -2,194 69,870
2015-10-23 2015-10-23 4 Bowman Biff NTRS Common Stock G - Gift D -148 48,165
2015-10-20 2015-10-19 4 O'Grady Michael NTRS Common Stock F - Taxes D 68.6700 -7,366 -506 53,481
2015-10-02 2015-09-30 4 CROWN SUSAN NTRS Common Stock Units A - Award D 460 12,005
2015-10-01 2015-09-30 4 Harrison Dean M NTRS Stock Units A - Award D 67.7900 424 29 1,201
2015-10-01 2015-09-30 4 Tribbett Charles A NTRS Stock Units A - Award D 67.7900 460 31 16,955
2015-10-01 2015-09-30 4 Richards Thomas E NTRS Stock Units A - Award D 67.7900 317 21 317
2015-10-01 2015-09-30 4 JAIN DIPAK C NTRS Stock Units A - Award D 67.7900 424 29 20,265
2015-10-01 2015-09-30 4 Prado Becerra Jose Luis NTRS Stock Units A - Award D 67.7900 460 31 4,805
2015-10-01 2015-09-30 4 BYNOE LINDA NTRS Stock Units A - Award D 67.7900 405 27 8,537
2015-09-09 2015-09-08 4 WADDELL FREDERICK H By Trust NTRS Common Stock S - Sale I 70.4393 -21,305 -1,501 72,064
2015-08-04 2015-08-04 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -2,763 93,369
2015-07-31 2015-07-30 4 MORRISON WILLIAM L NTRS Employee Stock Option (right-to-buy) M - Exercise D 43.65 -20,046 20,046
2015-07-31 2015-07-30 4 MORRISON WILLIAM L NTRS Employee Stock Option (right-to-buy) M - Exercise D 50.99 -58,836 0
2015-07-31 2015-07-30 4 MORRISON WILLIAM L NTRS Common Stock S - Sale D 77.1448 -78,882 -6,085 160,656
2015-07-31 2015-07-30 4 MORRISON WILLIAM L NTRS Common Stock M - Exercise D 43.6500 20,046 875 239,538
2015-07-31 2015-07-30 4 MORRISON WILLIAM L NTRS Common Stock M - Exercise D 50.9900 58,836 3,000 219,492
2015-07-28 2015-07-24 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -455 96,132
2015-07-24 2015-07-23 4 Cohodes Jeffrey D. NTRS Employee Stock Option (right-to-buy) M - Exercise D 71.23 -3,477 6,000
2015-07-24 2015-07-23 4 Cohodes Jeffrey D. NTRS Common Stock S - Sale D 79.2000 -3,477 -275 52,328
2015-07-24 2015-07-23 4 Cohodes Jeffrey D. NTRS Common Stock M - Exercise D 71.2300 3,477 248 55,805
2015-07-24 2015-07-23 4 St Clair Joyce NTRS Employee Stock Option (right-to-buy) M - Exercise D 63.36 -6,000 0
2015-07-24 2015-07-23 4 St Clair Joyce NTRS Common Stock S - Sale D 79.0000 -6,000 -474 24,829
2015-07-24 2015-07-23 4 St Clair Joyce NTRS Common Stock M - Exercise D 63.3600 6,000 380 30,829
2015-07-22 2015-07-21 4 Richards Thomas E NTRS Common Stock A - Award D 1,149 1,149
2015-07-21 2015-07-20 4 MORRISON WILLIAM L NTRS Common Stock F - Taxes D 78.2950 -2,285 -179 160,656
2015-07-06 2015-06-30 4 Harrison Dean M NTRS Stock Units A - Award D 76.7600 374 29 777
2015-07-06 2015-06-30 4 BYNOE LINDA NTRS Stock Units A - Award D 76.7600 358 27 8,132
2015-07-06 2015-06-30 4 Tribbett Charles A NTRS Stock Units A - Award D 76.7600 396 30 16,495
2015-07-06 2015-06-30 4 JAIN DIPAK C NTRS Stock Units A - Award D 76.7600 374 29 19,841
2015-07-06 2015-06-30 4 Prado Becerra Jose Luis NTRS Stock Units A - Award D 76.7600 410 31 4,345
2015-07-02 2015-06-30 4 CROWN SUSAN NTRS Common Stock Units A - Award D 407 11,545
2015-06-22 2015-06-22 4 Potter Stephen N NTRS Employee Stock Option (right-to-buy) M - Exercise D 63.36 -26,042 0
2015-06-22 2015-06-22 4 Potter Stephen N NTRS Common Stock S - Sale D 78.0000 -26,042 -2,031 41,106
2015-06-22 2015-06-22 4 Potter Stephen N NTRS Common Stock M - Exercise D 63.3600 26,042 1,650 67,148
2015-06-11 2015-06-10 4 St Clair Joyce NTRS Employee Stock Option (right-to-buy) M - Exercise D 63.36 -5,838 6,000
2015-06-11 2015-06-10 4 St Clair Joyce NTRS Common Stock S - Sale D 77.0000 -5,838 -450 24,829
2015-06-11 2015-06-10 4 St Clair Joyce NTRS Common Stock M - Exercise D 63.3600 5,838 370 30,667
2015-06-11 2015-06-11 4 WADDELL FREDERICK H NTRS Employee Stock Option (right-to-buy) M - Exercise D 63.36 -21,710 0
2015-06-11 2015-06-11 4 WADDELL FREDERICK H NTRS Common Stock S - Sale D 77.5523 -21,710 -1,684 197,434
2015-06-11 2015-06-11 4 WADDELL FREDERICK H NTRS Common Stock M - Exercise D 63.3600 21,710 1,376 219,144
2015-06-11 2015-06-10 4 WADDELL FREDERICK H NTRS Employee Stock Option (right-to-buy) M - Exercise D 63.36 -13,395 21,710
2015-06-11 2015-06-10 4 WADDELL FREDERICK H NTRS Common Stock S - Sale D 77.5004 -13,395 -1,038 197,434
2015-06-11 2015-06-10 4 WADDELL FREDERICK H NTRS Common Stock M - Exercise D 63.3600 13,395 849 210,829
2015-05-15 2015-05-14 4 Cohodes Jeffrey D. NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.64 -21,372 0
2015-05-15 2015-05-14 4 Cohodes Jeffrey D. NTRS Employee Stock Option (right-to-buy) M - Exercise D 50.99 -13,533 0
2015-05-15 2015-05-14 4 Cohodes Jeffrey D. NTRS Common Stock S - Sale D 74.8528 -34,905 -2,613 52,328
2015-05-15 2015-05-14 4 Cohodes Jeffrey D. NTRS Common Stock M - Exercise D 52.6400 21,372 1,125 87,233
2015-05-15 2015-05-14 4 Cohodes Jeffrey D. NTRS Common Stock M - Exercise D 50.9900 13,533 690 65,861
2015-05-05 2015-05-04 4 Pembleton Susan Gillian NTRS Employee Stock Option (UKU, right-to-buy) M - Exercise D 52.10 -1,152 0
2015-05-05 2015-05-04 4 Pembleton Susan Gillian NTRS Common Stock S - Sale D 74.5465 -1,152 -86 15,947
2015-05-05 2015-05-04 4 Pembleton Susan Gillian NTRS Common Stock M - Exercise D 52.0950 1,152 60 17,099
2015-05-05 2015-05-05 4 Schreuder Jana R NTRS Employee Stock Option (right-to-buy) M - Exercise D 63.36 -8,878 0
2015-05-05 2015-05-05 4 Schreuder Jana R NTRS Common Stock S - Sale D 75.0000 -8,878 -666 36,019
2015-05-05 2015-05-05 4 Schreuder Jana R NTRS Common Stock M - Exercise D 63.3600 8,878 563 44,897
2015-05-05 2015-05-05 4 WADDELL FREDERICK H NTRS Employee Stock Option (right-to-buy) M - Exercise D 63.36 -20,000 35,105
2015-05-05 2015-05-05 4 WADDELL FREDERICK H NTRS Common Stock S - Sale D 75.0000 -20,000 -1,500 197,434
2015-05-05 2015-05-05 4 WADDELL FREDERICK H NTRS Common Stock M - Exercise D 63.3600 20,000 1,267 217,434
2015-05-04 2015-04-30 4 Karpinski Jane NTRS Employee Stock Option (UKU, right-to-buy) M - Exercise D 43.65 -673 224
2015-05-04 2015-04-30 4 Karpinski Jane NTRS Employee Stock Option (UKA, right-to-buy) M - Exercise D 43.65 -61 20
2015-05-04 2015-04-30 4 Karpinski Jane NTRS Employee Stock Option (UKU, right-to-buy) M - Exercise D 52.64 -3,562 0
2015-05-04 2015-04-30 4 Karpinski Jane NTRS Employee Stock Option (UKU, right-to-buy) M - Exercise D 50.99 -3,678 0
2015-05-04 2015-04-30 4 Karpinski Jane NTRS Employee Stock Option (UKU, right-to-buy) M - Exercise D 55.39 -2,275 0
2015-05-04 2015-04-30 4 Karpinski Jane NTRS Employee Stock Option (UKU, right-to-buy) M - Exercise D 71.23 -2,106 0
2015-05-04 2015-04-30 4 Karpinski Jane NTRS Employee Stock Option (UKU, right-to-buy) M - Exercise D 63.36 -2,368 0
2015-05-04 2015-04-30 4 Karpinski Jane NTRS Common Stock S - Sale D 73.1000 -14,723 -1,076 9,867
2015-05-04 2015-04-30 4 Karpinski Jane NTRS Common Stock M - Exercise D 43.6500 673 29 24,590
2015-05-04 2015-04-30 4 Karpinski Jane NTRS Common Stock M - Exercise D 43.6500 61 3 23,917
2015-05-04 2015-04-30 4 Karpinski Jane NTRS Common Stock M - Exercise D 52.6400 3,562 188 23,856
2015-05-04 2015-04-30 4 Karpinski Jane NTRS Common Stock M - Exercise D 50.9900 3,678 188 20,294
2015-05-04 2015-04-30 4 Karpinski Jane NTRS Common Stock M - Exercise D 55.3900 2,275 126 16,616
2015-05-04 2015-04-30 4 Karpinski Jane NTRS Common Stock M - Exercise D 71.2300 2,106 150 14,341
2015-05-04 2015-04-30 4 Karpinski Jane NTRS Common Stock M - Exercise D 63.3600 2,368 150 12,235
2015-05-04 2015-04-30 4 Schreuder Jana R By Trust NTRS Common Stock G - Gift I -100 26,038
2015-05-04 2015-04-30 4 St Clair Joyce By Trust NTRS Common Stock G - Gift I -84 37,259
2015-05-04 2015-04-29 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -3,337 96,587
2015-04-24 2015-04-22 4 Bowman Biff NTRS Employee Stock Option (right-to-buy) M - Exercise D 63.36 -2,959 2,960
2015-04-24 2015-04-22 4 Bowman Biff NTRS Common Stock S - Sale D 72.9500 -2,959 -216 48,313
2015-04-24 2015-04-22 4 Bowman Biff NTRS Common Stock M - Exercise D 63.3600 2,959 187 51,272
2015-04-24 2015-04-22 4 FRADKIN STEVEN L NTRS Employee Stock Option (right-to-buy) M - Exercise D 63.36 -20,123 20,124
2015-04-24 2015-04-22 4 FRADKIN STEVEN L NTRS Common Stock S - Sale D 72.9500 -20,123 -1,468 43,716
2015-04-24 2015-04-22 4 FRADKIN STEVEN L NTRS Common Stock M - Exercise D 63.3600 20,123 1,275 63,839
2015-04-24 2015-02-02 4 FRADKIN STEVEN L 401(k) NTRS Common Stock S - Sale I 66.6150 -540 -36 9,427
2015-04-24 2015-04-22 4 Schreuder Jana R NTRS Employee Stock Option (right-to-buy) M - Exercise D 63.36 -8,878 8,878
2015-04-24 2015-04-22 4 Schreuder Jana R NTRS Common Stock S - Sale D 73.0000 -8,878 -648 36,019
2015-04-24 2015-04-22 4 Schreuder Jana R NTRS Common Stock M - Exercise D 63.3600 8,878 563 44,897
2015-04-23 2015-04-21 4 Bond John NTRS Stock Units M - Exercise D -1,677 0
2015-04-23 2015-04-21 4 Bond John NTRS Common Stock D - Sale to Issuer D 71.8300 -1,677 -120 1,000
2015-04-23 2015-04-21 4 Bond John NTRS Common Stock M - Exercise D 1,677 2,677
2015-04-23 2015-04-21 4 BYNOE LINDA NTRS Common Stock A - Award D 1,530 17,385
2015-04-23 2015-04-21 4 Harrison Dean M NTRS Common Stock A - Award D 1,530 2,027
2015-04-23 2015-04-21 4 JAIN DIPAK C NTRS Common Stock A - Award D 1,530 18,521
2015-04-23 2015-04-21 4 MOONEY EDWARD J NTRS Stock Units M - Exercise D -1,266 0
2015-04-23 2015-04-21 4 MOONEY EDWARD J NTRS Common Stock D - Sale to Issuer D 71.8300 -1,266 -91 15,110
2015-04-23 2015-04-21 4 MOONEY EDWARD J NTRS Common Stock M - Exercise D 1,266 16,376
2015-04-23 2015-04-21 4 POWELL CHARLES D NTRS Stock Units A - Award D 1,530 1,530
2015-04-23 2015-04-21 4 POWELL CHARLES D NTRS Stock Units M - Exercise D -497 0
2015-04-23 2015-04-21 4 POWELL CHARLES D NTRS Common Stock D - Sale to Issuer D 71.8300 -497 -36 0
2015-04-23 2015-04-21 4 POWELL CHARLES D NTRS Common Stock M - Exercise D 497 497
2015-04-23 2015-04-21 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 1,530 5,080
2015-04-23 2015-04-21 4 ROWE JOHN W NTRS Common Stock A - Award D 1,530 19,122
2015-04-23 2014-12-31 4 ROWE JOHN W NTRS Stock Units A - Award D 68.0700 514 35 24,249
2015-04-23 2015-04-21 4 SLARK MARTIN P NTRS Common Stock A - Award D 1,530 5,080
2015-04-23 2015-04-21 4 SMITH DAVID BYRON JR NTRS Common Stock A - Award D 1,530 1,530
2015-04-23 2015-04-21 4 Thompson Donald NTRS Common Stock A - Award D 1,530 1,530
2015-04-23 2015-04-21 4 Tribbett Charles A NTRS Common Stock A - Award D 1,530 16,722
2015-04-23 2015-04-21 4 CROWN SUSAN NTRS Common Stock Units A - Award D 1,530 18,322
2015-04-02 2015-03-31 4 BYNOE LINDA NTRS Stock Units A - Award D 69.6100 395 27 7,774
2015-04-02 2014-12-31 4 BYNOE LINDA NTRS Stock Units A - Award D 68.0700 367 25 7,379
2015-04-02 2015-03-31 4 Harrison Dean M NTRS Stock Units A - Award D 69.6100 403 28 403
2015-04-02 2015-03-31 4 JAIN DIPAK C NTRS Stock Units A - Award D 69.6100 413 29 19,467
2015-04-02 2014-12-31 4 JAIN DIPAK C NTRS Stock Units A - Award D 68.0700 385 26 19,054
2015-04-02 2015-03-31 4 Prado Becerra Jose Luis NTRS Stock Units A - Award D 69.6100 466 32 3,935
2015-04-02 2014-12-31 4 Prado Becerra Jose Luis NTRS Stock Units A - Award D 68.0700 440 30 3,469
2015-04-02 2015-03-31 4 Tribbett Charles A NTRS Stock Units A - Award D 69.6100 395 27 16,099
2015-04-02 2014-12-31 4 Tribbett Charles A NTRS Stock Units A - Award D 68.0700 367 25 15,704
2015-04-02 2014-12-31 4 CROWN SUSAN NTRS Common Stock Units A - Award D 422 10,690
2015-04-02 2015-03-31 4 CROWN SUSAN NTRS Common Stock Units A - Award D 448 11,138
2015-03-18 2015-03-17 4 WADDELL FREDERICK H NTRS Employee Stock Option (right-to-buy) M - Exercise D 63.36 -10,000 55,105
2015-03-18 2015-03-17 4 WADDELL FREDERICK H NTRS Common Stock S - Sale D 72.0000 -10,000 -720 197,434
2015-03-18 2015-03-17 4 WADDELL FREDERICK H NTRS Common Stock M - Exercise D 63.3600 10,000 634 207,434
2015-03-18 2015-03-17 4 Schreuder Jana R By Trust NTRS Common Stock S - Sale I 72.0000 -3,641 -262 31,895
2015-03-09 2015-03-06 4 Thompson Donald NTRS Common Stock A - Award D 213 213
2015-02-25 2015-02-24 4 Cohodes Jeffrey D. NTRS Employee Stock Option (right-to-buy) M - Exercise D 63.36 -3,000 0
2015-02-25 2015-02-24 4 Cohodes Jeffrey D. NTRS Common Stock S - Sale D 71.6000 -3,000 -215 52,328
2015-02-25 2015-02-24 4 Cohodes Jeffrey D. NTRS Common Stock M - Exercise D 63.3600 3,000 190 55,328
2015-02-19 2015-02-17 4 Bowman Biff NTRS Employee Stock Option (right-to-buy) A - Award D 70.21 23,739 23,739
2015-02-19 2015-02-17 4 Bowman Biff NTRS Common Stock A - Award D 7,122 48,313
2015-02-19 2015-02-17 4 Pembleton Susan Gillian NTRS Employee Stock Option (right-to-buy) A - Award D 70.21 19,585 19,585
2015-02-19 2015-02-17 4 Pembleton Susan Gillian NTRS Common Stock F - Taxes D 70.0300 -381 -27 15,947
2015-02-19 2015-02-17 4 Pembleton Susan Gillian NTRS Common Stock A - Award D 6,685 16,328
2015-02-19 2015-02-17 4 Cherecwich Peter NTRS Employee Stock Option (right-to-buy) A - Award D 70.21 18,991 18,991
2015-02-19 2015-02-17 4 Cherecwich Peter NTRS Common Stock A - Award D 5,698 32,298
2015-02-19 2015-02-17 4 Levy Susan Cohen NTRS Employee Stock Option (right-to-buy) A - Award D 70.21 19,585 19,585
2015-02-19 2015-02-17 4 Levy Susan Cohen NTRS Common Stock A - Award D 5,876 17,508
2015-02-19 2015-02-17 4 Karpinski Jane NTRS Common Stock A - Award D 2,852 9,307
2015-02-19 2015-02-17 4 Potter Stephen N NTRS Employee Stock Option (right-to-buy) A - Award D 70.21 23,739 23,739
2015-02-19 2015-02-17 4 Potter Stephen N NTRS Common Stock A - Award D 7,122 41,106
2015-02-19 2015-02-17 4 Schreuder Jana R NTRS Employee Stock Option (right-to-buy) A - Award D 70.21 29,673 29,673
2015-02-19 2015-02-17 4 Schreuder Jana R NTRS Common Stock A - Award D 8,902 36,019
2015-02-19 2015-02-17 4 WADDELL FREDERICK H NTRS Employee Stock Option (right-to-buy) A - Award D 70.21 78,930 78,930
2015-02-19 2015-02-17 4 WADDELL FREDERICK H NTRS Common Stock A - Award D 23,679 197,434
2015-02-19 2015-02-17 4 FRADKIN STEVEN L NTRS Employee Stock Option (right-to-buy) A - Award D 70.21 23,739 23,739
2015-02-19 2015-02-17 4 FRADKIN STEVEN L NTRS Common Stock A - Award D 7,122 43,716
2015-02-19 2015-02-17 4 MORRISON WILLIAM L NTRS Employee Stock Option (right-to-buy) A - Award D 70.21 38,575 38,575
2015-02-19 2015-02-17 4 MORRISON WILLIAM L NTRS Common Stock A - Award D 11,573 162,941
2015-02-19 2015-02-17 4 BROWNE ROBERT P NTRS Employee Stock Option (right-to-buy) A - Award D 70.21 23,739 23,739
2015-02-19 2015-02-17 4 BROWNE ROBERT P NTRS Common Stock A - Award D 7,122 69,149
2015-02-19 2015-02-17 4 Cohodes Jeffrey D. NTRS Employee Stock Option (right-to-buy) A - Award D 70.21 19,585 19,585
2015-02-19 2015-02-17 4 Cohodes Jeffrey D. NTRS Common Stock A - Award D 5,876 52,328
2015-02-19 2015-02-17 4 O'Grady Michael NTRS Employee Stock Option (right-to-buy) A - Award D 70.21 23,739 23,739
2015-02-19 2015-02-17 4 O'Grady Michael NTRS Common Stock A - Award D 7,122 60,847
2015-02-19 2015-02-17 4 St Clair Joyce NTRS Employee Stock Option (right-to-buy) A - Award D 70.21 23,739 23,739
2015-02-19 2015-02-17 4 St Clair Joyce NTRS Common Stock A - Award D 7,122 24,829
2015-02-18 2015-02-17 4 Cherecwich Peter NTRS Common Stock F - Taxes D 70.0300 -591 -41 26,600
2015-02-18 2015-02-13 4 Cherecwich Peter NTRS Common Stock F - Taxes D 70.3100 -1,213 -85 27,191
2015-02-18 2015-02-17 4 Pembleton Susan Gillian NTRS Common Stock F - Taxes D 70.0300 -335 -23 9,643
2015-02-18 2015-02-13 4 Pembleton Susan Gillian NTRS Common Stock F - Taxes D 70.3100 -194 -14 9,978
2015-02-18 2015-02-17 4 Karpinski Jane NTRS Common Stock F - Taxes D 70.0300 -280 -20 6,455
2015-02-18 2015-02-13 4 Karpinski Jane NTRS Common Stock F - Taxes D 70.3100 -154 -11 7,295
2015-02-18 2015-02-17 4 WADDELL FREDERICK H NTRS Common Stock F - Taxes D 70.0300 -17,364 -1,216 173,755
2015-02-18 2015-02-17 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 70.0300 -5,426 -380 36,594
2015-02-18 2015-02-17 4 MORRISON WILLIAM L NTRS Common Stock F - Taxes D 70.0300 -5,426 -380 151,368
2015-02-18 2015-02-17 4 BROWNE ROBERT P NTRS Common Stock F - Taxes D 70.0300 -1,477 -103 62,027
2015-02-18 2015-02-13 4 BROWNE ROBERT P NTRS Common Stock F - Taxes D 70.3100 -2,389 -168 63,504
2015-02-18 2015-02-17 4 Bowman Biff NTRS Common Stock F - Taxes D 70.0300 -591 -41 41,191
2015-02-18 2015-02-13 4 Bowman Biff NTRS Common Stock F - Taxes D 70.3100 -1,206 -85 41,782
2015-02-18 2015-02-17 4 Cohodes Jeffrey D. NTRS Common Stock F - Taxes D 70.0300 -1,215 -85 46,452
2015-02-18 2015-02-17 4 St Clair Joyce NTRS Common Stock F - Taxes D 70.0300 -4,341 -304 17,707
2015-02-18 2015-02-17 4 Potter Stephen N NTRS Common Stock F - Taxes D 70.0300 -5,426 -380 33,984
2015-02-18 2015-02-17 4 Schreuder Jana R NTRS Common Stock F - Taxes D 70.0300 -5,426 -380 27,117
2015-02-10 2015-02-09 4 MORRISON WILLIAM L NTRS Employee Stock Option (right-to-buy) M - Exercise D 43.65 -11,716 40,092
2015-02-10 2015-02-09 4 MORRISON WILLIAM L NTRS Common Stock S - Sale D 69.0290 -11,716 -809 156,794
2015-02-10 2015-02-09 4 MORRISON WILLIAM L NTRS Common Stock M - Exercise D 43.6500 11,716 511 168,510
2015-02-10 2015-02-06 4 MORRISON WILLIAM L NTRS Employee Stock Option (right-to-buy) M - Exercise D 43.65 -28,376 51,808
2015-02-10 2015-02-06 4 MORRISON WILLIAM L NTRS Common Stock S - Sale D 69.8030 -28,376 -1,981 156,794
2015-02-10 2015-02-06 4 MORRISON WILLIAM L NTRS Common Stock M - Exercise D 43.6500 28,376 1,239 185,170
2015-02-09 2015-02-06 4 Cohodes Jeffrey D. NTRS Employee Stock Option (right-to-buy) M - Exercise D 55.39 -5,000 0
2015-02-09 2015-02-06 4 Cohodes Jeffrey D. NTRS Common Stock S - Sale D 69.2000 -5,000 -346 47,667
2015-02-09 2015-02-06 4 Cohodes Jeffrey D. NTRS Common Stock M - Exercise D 55.3900 5,000 277 52,667
2015-01-27 2015-01-23 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -2,981 126,892
2015-01-27 2015-01-26 4 St Clair Joyce By Trust NTRS Common Stock G - Gift I -229 32,186
2015-01-27 2015-01-23 4 Schreuder Jana R By Trust NTRS Common Stock G - Gift I -770 29,089
2015-01-22 2015-01-20 4 MORRISON WILLIAM L NTRS Common Stock F - Taxes D 62.2600 -9,930 -618 156,794
2015-01-22 2015-01-20 4 MORRISON WILLIAM L NTRS Common Stock A - Award D 26,728 166,724
2015-01-22 2015-01-20 4 O'Grady Michael NTRS Common Stock F - Taxes D 62.2600 -5,055 -315 53,725
2015-01-22 2015-01-20 4 O'Grady Michael NTRS Common Stock A - Award D 16,037 58,780
2015-01-22 2015-01-20 4 St Clair Joyce NTRS Common Stock F - Taxes D 62.2600 -5,055 -315 38,187
2015-01-22 2015-01-20 4 St Clair Joyce NTRS Common Stock A - Award D 16,037 43,242
2015-01-22 2015-01-20 4 WADDELL FREDERICK H NTRS Common Stock F - Taxes D 62.2600 -22,138 -1,378 243,067
2015-01-22 2015-01-20 4 WADDELL FREDERICK H NTRS Common Stock A - Award D 53,456 265,205
2015-01-22 2015-01-20 4 Schreuder Jana R NTRS Common Stock F - Taxes D 62.2600 -5,055 -315 49,972
2015-01-22 2015-01-20 4 Schreuder Jana R NTRS Common Stock A - Award D 16,037 55,027
2015-01-22 2015-01-20 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 62.2600 -5,055 -315 59,449
2015-01-22 2015-01-20 4 FRADKIN STEVEN L NTRS Common Stock A - Award D 16,037 64,504
2015-01-22 2015-01-20 4 Cohodes Jeffrey D. NTRS Common Stock F - Taxes D 62.2600 -3,635 -226 47,667
2015-01-22 2015-01-20 4 Cohodes Jeffrey D. NTRS Common Stock A - Award D 11,455 51,302
2015-01-22 2015-01-20 4 Potter Stephen N NTRS Common Stock F - Taxes D 62.2600 -5,055 -315 56,839
2015-01-22 2015-01-20 4 Potter Stephen N NTRS Common Stock A - Award D 16,037 61,894
2015-01-08 2015-01-07 4 POWELL CHARLES D NTRS Common Stock A - Award D 497 497
2015-01-05 3 Harrison Dean M By LLC NTRS Common Stock I 30
2015-01-05 3 Harrison Dean M By LLC NTRS Common Stock I 30
2015-01-05 2015-01-01 4 Harrison Dean M NTRS Common Stock A - Award D 497 497
2014-11-19 2014-11-18 4 Cohodes Jeffrey D. NTRS Employee Stock Option (right-to-buy) M - Exercise D 55.39 -5,000 5,000
2014-11-19 2014-11-18 4 Cohodes Jeffrey D. NTRS Common Stock S - Sale D 68.2000 -5,000 -341 21,677
2014-11-19 2014-11-18 4 Cohodes Jeffrey D. NTRS Common Stock M - Exercise D 55.3900 5,000 277 26,677
2014-11-17 2014-11-13 4 Cohodes Jeffrey D. NTRS Employee Stock Option (right-to-buy) M - Exercise D 55.39 -100 9,900
2014-11-17 2014-11-13 4 Cohodes Jeffrey D. NTRS Common Stock D - Sale to Issuer D 68.2000 -100 -7 21,677
2014-11-17 2014-11-13 4 Cohodes Jeffrey D. NTRS Common Stock M - Exercise D 55.3900 100 6 21,777
2014-11-10 2014-11-10 4 Cohodes Jeffrey D. NTRS Employee Stock Option (right-to-buy) M - Exercise D 55.39 -6,610 10,000
2014-11-10 2014-11-10 4 Cohodes Jeffrey D. NTRS Common Stock S - Sale D 67.2000 -6,610 -444 21,677
2014-11-10 2014-11-10 4 Cohodes Jeffrey D. NTRS Common Stock M - Exercise D 55.3900 6,610 366 28,287
2014-11-06 2014-11-04 4 MORRISON WILLIAM L NTRS Common Stock G - Gift D -1,000 75,560
2014-10-31 2014-10-28 4 Schreuder Jana R By Trust NTRS Common Stock G - Gift I -160 18,877
2014-10-31 2014-10-27 4 WADDELL FREDERICK H GRATs NTRS Common Stock G - Gift I -15,938 65,268
2014-10-31 2014-10-24 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -640 89,158
2014-10-24 2014-10-22 4 Pembleton Susan Gillian NTRS Common Stock F - Taxes D 63.8350 -586 -37 4,097
2014-10-24 2014-10-22 4 BROWNE ROBERT P NTRS Common Stock F - Taxes D 63.8350 -2,341 -149 47,348
2014-10-24 2014-10-22 4 Cherecwich Peter NTRS Common Stock F - Taxes D 63.8350 -1,613 -103 14,097
2014-10-24 2014-10-22 4 Karpinski Jane NTRS Common Stock F - Taxes D 63.8350 -469 -30 4,379
2014-10-24 2014-10-22 4 Bowman Biff NTRS Common Stock F - Taxes D 63.8350 -1,653 -106 23,434
2014-10-24 2014-10-22 4 O'Grady Michael NTRS Common Stock F - Taxes D 63.8350 -7,198 -459 33,824
2014-10-24 2014-10-22 4 Cohodes Jeffrey D. NTRS Common Stock F - Taxes D 63.8350 -2,341 -149 18,170
2014-10-02 2014-09-30 4 Prado Becerra Jose Luis NTRS Stock Units A - Award D 440 3,029
2014-10-02 2014-09-30 4 Tribbett Charles A NTRS Stock Units A - Award D 366 15,337
2014-10-02 2014-09-30 4 BYNOE LINDA NTRS Stock Units A - Award D 366 7,012
2014-10-02 2014-09-30 4 JAIN DIPAK C NTRS Stock Units A - Award D 385 18,669
2014-10-02 2014-09-30 4 ROWE JOHN W NTRS Stock Units A - Award D 513 23,735
2014-10-02 2014-09-30 4 CROWN SUSAN NTRS Common Stock Units A - Award D 421 10,268
2014-09-19 2014-09-17 4 WADDELL FREDERICK H NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.10 -26,761 0
2014-09-19 2014-09-17 4 WADDELL FREDERICK H By Trust NTRS Common Stock S - Sale I 70.0262 -23,147 -1,621 74,893
2014-09-19 2014-09-17 4 WADDELL FREDERICK H By Trust NTRS Common Stock M - Exercise I 52.0950 26,761 1,394 98,040
2014-09-19 2014-09-17 4 Schreuder Jana R NTRS Employee Stock Option (right-to-buy) M - Exercise D 63.36 -8,878 17,756
2014-09-19 2014-09-17 4 Schreuder Jana R NTRS Common Stock S - Sale D 70.0000 -3,641 -255 19,037
2014-09-19 2014-09-17 4 Schreuder Jana R NTRS Common Stock S - Sale D 70.0202 -8,878 -622 22,678
2014-09-19 2014-09-17 4 Schreuder Jana R NTRS Common Stock M - Exercise D 63.3600 8,878 563 31,556
2014-09-19 2014-09-18 4 Cohodes Jeffrey D. NTRS Employee Stock Option (right-to-buy) M - Exercise D 63.36 -3,000 3,000
2014-09-19 2014-09-18 4 Cohodes Jeffrey D. NTRS Common Stock S - Sale D 70.6000 -3,000 -212 19,033
2014-09-19 2014-09-18 4 Cohodes Jeffrey D. NTRS Common Stock M - Exercise D 63.3600 3,000 190 22,033
2014-09-10 3 Pembleton Susan Gillian UK Employee Share Ownership Plan as of 7/28/2014 NTRS Common Stock I 14,347
2014-09-10 3 Pembleton Susan Gillian NTRS Common Stock D 17,967
2014-09-10 3 Pembleton Susan Gillian NTRS Common Stock D 17,895
2014-09-10 3 Pembleton Susan Gillian UK Employee Share Ownership Plan as of 7/28/2014 NTRS Common Stock I 14,347
2014-09-10 3 Pembleton Susan Gillian NTRS Common Stock D 17,967
2014-09-10 3 Pembleton Susan Gillian NTRS Common Stock D 17,895
2014-09-03 2014-09-02 4 Cohodes Jeffrey D. NTRS Employee Stock Option (right-to-buy) M - Exercise D 63.36 -3,470 6,000
2014-09-03 2014-09-02 4 Cohodes Jeffrey D. NTRS Common Stock S - Sale D 69.6000 -3,470 -242 19,033
2014-09-03 2014-09-02 4 Cohodes Jeffrey D. NTRS Common Stock M - Exercise D 63.3600 3,470 220 22,503
2014-08-27 2014-08-25 4 St Clair Joyce By Trust NTRS Common Stock S - Sale I 69.0000 -5,000 -345 21,433
2014-08-27 2014-08-25 4 Bowman Biff NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.10 -3,023 0
2014-08-27 2014-08-25 4 Bowman Biff NTRS Common Stock S - Sale D 68.9500 -3,023 -208 17,219
2014-08-27 2014-08-25 4 Bowman Biff NTRS Common Stock M - Exercise D 52.0950 3,023 157 20,242
2014-08-22 3 MOONEY EDWARD J NTRS Common Stock D 30,220
2014-08-22 3 MOONEY EDWARD J NTRS Common Stock D 30,220
2014-08-22 2014-07-15 4 MOONEY EDWARD J NTRS Stock Units A - Award D 1,266 1,266
2014-08-12 2014-08-11 4 Karpinski Jane NTRS Common Stock F - Taxes D 60.6350 -367 -22 5,376
2014-08-01 2014-07-30 4 St Clair Joyce By Trust NTRS Common Stock S - Sale I 68.0000 -5,000 -340 26,433
2014-08-01 2014-07-30 4 Schreuder Jana R NTRS Employee Stock Option (right-to-buy) M - Exercise D 63.36 -8,878 26,634
2014-08-01 2014-07-30 4 Schreuder Jana R By Trust NTRS Common Stock S - Sale I 68.0000 -8,878 -604 21,435
2014-08-01 2014-07-30 4 Schreuder Jana R By Trust NTRS Common Stock M - Exercise I 63.3600 8,878 563 30,313
2014-08-01 2014-07-31 4 Potter Stephen N NTRS Employee Stock Option (right-to-buy) M - Exercise D 50.99 -58,836 0
2014-08-01 2014-07-31 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 67.1649 -58,836 -3,952 22,858
2014-08-01 2014-07-31 4 Potter Stephen N By Trust NTRS Common Stock M - Exercise I 50.9900 58,836 3,000 81,694
2014-08-01 2014-07-30 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 68.0000 -8,000 -544 22,858
2014-07-30 2014-07-29 4 MORRISON WILLIAM L NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.10 -63,328 0
2014-07-30 2014-07-29 4 MORRISON WILLIAM L NTRS Common Stock S - Sale D 67.3013 -63,328 -4,262 76,560
2014-07-30 2014-07-29 4 MORRISON WILLIAM L NTRS Common Stock M - Exercise D 52.0950 63,328 3,299 139,888
2014-07-30 2014-07-29 4 WADDELL FREDERICK H NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.10 -25,000 26,761
2014-07-30 2014-07-29 4 WADDELL FREDERICK H By Trust NTRS Common Stock S - Sale I 67.5000 -21,991 -1,484 71,279
2014-07-30 2014-07-29 4 WADDELL FREDERICK H By Trust NTRS Common Stock M - Exercise I 52.0950 25,000 1,302 93,270
2014-07-30 2014-07-22 4 FRADKIN STEVEN L Spouse as trustee for Son NTRS Common Stock G - Gift I 778 1,762
2014-07-30 2014-07-22 4 FRADKIN STEVEN L Spouse as trustee for Daughter NTRS Common Stock G - Gift I 778 60,062
2014-07-30 2014-07-22 4 FRADKIN STEVEN L By Trust NTRS Common Stock G - Gift I -1,556 77,162
2014-07-25 3 BROWNE ROBERT P NTRS Common Stock D 84,135
2014-07-25 3 BROWNE ROBERT P NTRS Common Stock D 120,567
2014-07-25 3 BROWNE ROBERT P NTRS Common Stock D 84,135
2014-07-25 3 BROWNE ROBERT P NTRS Common Stock D 120,567
2014-07-25 3 Cherecwich Peter NTRS Common Stock D 49,099
2014-07-25 3 Cherecwich Peter NTRS Common Stock D 40,952
2014-07-25 3 Cherecwich Peter NTRS Common Stock D 49,099
2014-07-25 3 Cherecwich Peter NTRS Common Stock D 40,952
2014-07-25 2014-07-24 4 Bowman Biff NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.10 -3,022 3,023
2014-07-25 2014-07-24 4 Bowman Biff NTRS Common Stock S - Sale D 66.9500 -3,022 -202 17,219
2014-07-25 2014-07-24 4 Bowman Biff NTRS Common Stock M - Exercise D 52.0950 3,022 157 20,241
2014-07-24 2014-07-18 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -5,126 68,270
2014-07-24 2014-07-22 4 MORRISON WILLIAM L NTRS Common Stock F - Taxes D 64.0450 -2,348 -150 64,436
2014-07-24 2014-07-22 4 Cohodes Jeffrey D. NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.10 -3,900 0
2014-07-24 2014-07-22 4 Cohodes Jeffrey D. NTRS Common Stock S - Sale D 65.7400 -3,900 -256 19,033
2014-07-24 2014-07-22 4 Cohodes Jeffrey D. NTRS Common Stock M - Exercise D 52.0950 3,900 203 22,933
2014-07-24 2014-07-22 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 66.0000 -6,000 -396 30,858
2014-07-24 2014-07-24 4 St Clair Joyce By Trust NTRS Common Stock S - Sale I 67.0000 -5,000 -335 31,433
2014-07-24 2014-07-22 4 St Clair Joyce By Trust NTRS Common Stock S - Sale I 66.0000 -5,000 -330 36,433
2014-07-18 2014-07-16 4 Cohodes Jeffrey D. NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.10 -100 3,900
2014-07-18 2014-07-16 4 Cohodes Jeffrey D. NTRS Common Stock S - Sale D 65.7400 -100 -7 19,033
2014-07-18 2014-07-16 4 Cohodes Jeffrey D. NTRS Common Stock M - Exercise D 52.0950 100 5 19,133
2014-07-16 2014-07-15 4 Levy Susan Cohen NTRS Common Stock A - Award D 11,632 11,632
2014-07-07 2014-07-03 4 WADDELL FREDERICK H NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.10 -25,000 51,761
2014-07-07 2014-07-03 4 WADDELL FREDERICK H By Trust NTRS Common Stock S - Sale I 65.0000 -22,385 -1,455 73,396
2014-07-07 2014-07-03 4 WADDELL FREDERICK H By Trust NTRS Common Stock M - Exercise I 52.0950 25,000 1,302 95,781
2014-07-07 2014-07-03 4 Schreuder Jana R By Trust NTRS Common Stock S - Sale I 65.0000 -3,641 -237 21,435
2014-07-02 2014-06-30 4 ROWE JOHN W NTRS Stock Units A - Award D 542 23,222
2014-07-02 2014-06-30 4 BYNOE LINDA NTRS Stock Units A - Award D 399 6,646
2014-07-02 2014-06-30 4 JAIN DIPAK C NTRS Stock Units A - Award D 412 18,284
2014-07-02 2014-06-30 4 Tribbett Charles A NTRS Stock Units A - Award D 387 14,971
2014-07-02 2014-06-30 4 Prado Becerra Jose Luis NTRS Stock Units A - Award D 453 2,589
2014-07-02 2014-06-30 4 CROWN SUSAN NTRS Common Stock Units A - Award D 436 9,847
2014-06-19 2014-06-17 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 64.5000 -4,000 -258 36,858
2014-06-19 2014-06-17 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 63.0000 -2,000 -126 40,858
2014-06-19 2014-06-17 4 Cohodes Jeffrey D. NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.10 -4,000 4,000
2014-06-19 2014-06-17 4 Cohodes Jeffrey D. NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.10 -4,954 8,000
2014-06-19 2014-06-17 4 Cohodes Jeffrey D. NTRS Common Stock S - Sale D 64.7400 -4,000 -259 19,033
2014-06-19 2014-06-17 4 Cohodes Jeffrey D. NTRS Common Stock M - Exercise D 52.0950 4,000 208 23,033
2014-06-19 2014-06-17 4 Cohodes Jeffrey D. NTRS Common Stock S - Sale D 63.7400 -4,954 -316 19,033
2014-06-19 2014-06-17 4 Cohodes Jeffrey D. NTRS Common Stock M - Exercise D 52.0950 4,954 258 23,987
2014-05-08 3 Levy Susan Cohen NTRS Common Stock D 0
2014-05-05 2014-05-02 4 Karpinski Jane NTRS Employee Stock Option (right-to-buy) M - Exercise D 54.31 -1,496 0
2014-05-05 2014-05-02 4 Karpinski Jane NTRS Employee Stock Option (right-to-buy) M - Exercise D 54.31 -1,004 0
2014-05-05 2014-05-02 4 Karpinski Jane NTRS Common Stock S - Sale D 60.7324 -1,496 -91 2,130
2014-05-05 2014-05-02 4 Karpinski Jane NTRS Common Stock S - Sale D 60.7324 -1,004 -61 3,626
2014-05-05 2014-05-02 4 Karpinski Jane NTRS Common Stock M - Exercise D 54.3100 1,496 81 4,630
2014-05-05 2014-05-02 4 Karpinski Jane NTRS Common Stock M - Exercise D 54.3100 1,004 55 3,134
2014-05-05 2014-05-02 4 Karpinski Jane NTRS Employee Stock Option (right-to-buy) M - Exercise D 54.31 -1,496 0
2014-05-05 2014-05-02 4 Karpinski Jane NTRS Employee Stock Option (right-to-buy) M - Exercise D 54.31 -1,004 0
2014-05-05 2014-05-02 4 Karpinski Jane NTRS Common Stock S - Sale D 60.7324 -1,496 -91 2,130
2014-05-05 2014-05-02 4 Karpinski Jane NTRS Common Stock S - Sale D 60.7324 -1,004 -61 3,626
2014-05-05 2014-05-02 4 Karpinski Jane NTRS Common Stock M - Exercise D 54.3100 1,496 81 4,630
2014-05-05 2014-05-02 4 Karpinski Jane NTRS Common Stock M - Exercise D 54.3100 1,004 55 3,134
2014-05-02 2014-05-01 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -1,265 70,781
2014-04-17 2014-04-15 4 CROWN SUSAN NTRS Common Stock Units A - Award D 1,677 16,792
2014-04-16 2014-04-15 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 1,677 3,550
2014-04-16 2014-04-15 4 Bond John NTRS Stock Units A - Award D 1,677 1,677
2014-04-16 2014-04-15 4 Bond John NTRS Stock Units D - Sale to Issuer D -1,873 0
2014-04-16 2014-04-15 4 BYNOE LINDA NTRS Common Stock A - Award D 1,677 13,855
2014-04-16 2014-04-15 4 CHABRAJA NICHOLAS D NTRS Common Stock A - Award D 1,677 3,154
2014-04-16 2014-04-15 4 JAIN DIPAK C NTRS Common Stock A - Award D 1,677 14,816
2014-04-16 2014-04-15 4 LANE ROBERT W NTRS Common Stock A - Award D 1,677 2,410
2014-04-16 2014-04-15 4 ROWE JOHN W NTRS Common Stock A - Award D 1,677 17,592
2014-04-16 2014-04-15 4 SLARK MARTIN P NTRS Common Stock A - Award D 1,677 3,550
2014-04-16 2014-04-15 4 SMITH DAVID BYRON JR NTRS Common Stock A - Award D 1,677 1,677
2014-04-16 2014-04-15 4 Tribbett Charles A NTRS Common Stock A - Award D 1,677 15,192
2014-04-07 2014-04-03 4 WELSH KELLY R NTRS Common Stock A - Award D 10,970 28,297
2014-04-02 2014-03-31 4 Prado Becerra Jose Luis NTRS Stock Units A - Award D 382 2,136
2014-04-02 2014-03-31 4 BYNOE LINDA NTRS Stock Units A - Award D 459 6,247
2014-04-02 2014-03-31 4 JAIN DIPAK C NTRS Stock Units A - Award D 439 17,872
2014-04-02 2014-03-31 4 ROWE JOHN W NTRS Stock Units A - Award D 535 22,680
2014-04-02 2014-03-31 4 Tribbett Charles A NTRS Stock Units A - Award D 382 14,584
2014-04-02 2014-03-31 4 CROWN SUSAN NTRS Common Stock Units A - Award D 382 9,411
2014-03-24 2014-03-21 4 Schreuder Jana R NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.10 -12,219 0
2014-03-24 2014-03-21 4 Schreuder Jana R By Trust NTRS Common Stock S - Sale I 67.0000 -12,219 -819 25,076
2014-03-24 2014-03-21 4 Schreuder Jana R By Trust NTRS Common Stock M - Exercise I 52.0950 12,219 637 37,295
2014-03-24 2014-03-20 4 Schreuder Jana R NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.10 -10,000 12,219
2014-03-24 2014-03-20 4 Schreuder Jana R NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.10 -10,000 12,219
2014-03-24 2014-03-20 4 Schreuder Jana R By Trust NTRS Common Stock S - Sale I 66.0000 -10,000 -660 25,076
2014-03-24 2014-03-20 4 Schreuder Jana R By Trust NTRS Common Stock M - Exercise I 52.0950 10,000 521 35,076
2014-03-24 2014-03-20 4 Schreuder Jana R By Trust NTRS Common Stock M - Exercise I 52.0950 10,000 521 35,076
2014-03-24 2014-03-20 4 Schreuder Jana R By Trust NTRS Common Stock S - Sale I 65.0000 -10,000 -650 25,076
2014-03-21 2014-03-20 4 St Clair Joyce NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.10 -7,168 0
2014-03-21 2014-03-20 4 St Clair Joyce By Trust NTRS Common Stock S - Sale I 66.0000 -7,168 -473 41,433
2014-03-21 2014-03-20 4 St Clair Joyce By Trust NTRS Common Stock M - Exercise I 52.0950 7,168 373 48,601
2014-03-20 3/A Karpinski Jane NTRS Common Stock D 6,535
2014-03-20 2014-02-10 4/A Karpinski Jane NTRS Common Stock A - Award D 2,725 7,362
2014-03-20 2014-02-19 4/A Karpinski Jane NTRS Common Stock F - Taxes D 62.0200 -289 -18 6,155
2014-03-11 2014-03-07 4 FRADKIN STEVEN L NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.10 -28,786 0
2014-03-11 2014-03-07 4 FRADKIN STEVEN L By Trust NTRS Common Stock S - Sale I 63.9956 -28,786 -1,842 78,718
2014-03-11 2014-03-07 4 FRADKIN STEVEN L By Trust NTRS Common Stock M - Exercise I 52.0950 28,786 1,500 107,504
2014-03-11 2014-03-07 4 Schreuder Jana R NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.10 -10,000 32,219
2014-03-11 2014-03-07 4 Schreuder Jana R By Trust NTRS Common Stock S - Sale I 64.0000 -10,000 -640 25,076
2014-03-11 2014-03-07 4 Schreuder Jana R By Trust NTRS Common Stock M - Exercise I 52.0950 10,000 521 35,076
2014-03-11 2014-03-07 4 St Clair Joyce NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.10 -5,000 7,168
2014-03-11 2014-03-07 4 St Clair Joyce NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.10 -5,000 7,168
2014-03-11 2014-03-07 4 St Clair Joyce By Trust NTRS Common Stock S - Sale I 64.0000 -5,000 -320 41,433
2014-03-11 2014-03-07 4 St Clair Joyce By Trust NTRS Common Stock M - Exercise I 52.0950 5,000 260 46,433
2014-03-11 2014-03-07 4 St Clair Joyce By Trust NTRS Common Stock M - Exercise I 52.0950 5,000 260 46,433
2014-03-11 2014-03-07 4 St Clair Joyce By Trust NTRS Common Stock S - Sale I 63.0000 -5,000 -315 41,443
2014-02-21 2014-02-19 4 Bowman Biff NTRS Common Stock F - Taxes D 62.0200 -634 -39 27,422
2014-02-21 2014-02-19 4 Cohodes Jeffrey D. NTRS Common Stock F - Taxes D 62.0200 -730 -45 23,155
2014-02-21 2014-02-19 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 62.0200 -4,056 -252 48,467
2014-02-21 2014-02-19 4 Karpinski Jane NTRS Common Stock F - Taxes D 62.0200 -289 -18 4,756
2014-02-21 2014-02-19 4 MORRISON WILLIAM L NTRS Common Stock F - Taxes D 62.0200 -4,604 -286 69,436
2014-02-21 2014-02-19 4 Potter Stephen N NTRS Common Stock F - Taxes D 62.0200 -4,591 -285 45,857
2014-02-21 2014-02-19 4 Schreuder Jana R NTRS Common Stock F - Taxes D 62.0200 -4,049 -251 38,990
2014-02-21 2014-02-19 4 St Clair Joyce NTRS Common Stock F - Taxes D 62.0200 -3,000 -186 27,205
2014-02-21 2014-02-19 4 WADDELL FREDERICK H NTRS Common Stock F - Taxes D 62.0200 -16,114 -999 211,629
2014-02-21 2014-02-19 4 WELSH KELLY R NTRS Common Stock F - Taxes D 62.0200 -3,632 -225 17,327
2014-02-20 2014-02-18 4 Bowman Biff NTRS Common Stock F - Taxes D 62.0700 -642 -40 29,383
2014-02-20 2014-02-18 4 Cohodes Jeffrey D. NTRS Common Stock F - Taxes D 62.0700 -1,152 -72 25,410
2014-02-20 2014-02-18 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 62.0700 -3,838 -238 58,273
2014-02-20 2014-02-18 4 Karpinski Jane NTRS Common Stock F - Taxes D 62.0700 -280 -17 5,455
2014-02-20 2014-02-18 4 MORRISON WILLIAM L NTRS Common Stock F - Taxes D 62.0700 -5,575 -346 79,242
2014-02-20 2014-02-18 4 Potter Stephen N NTRS Common Stock F - Taxes D 62.0700 -3,842 -238 55,663
2014-02-20 2014-02-18 4 St Clair Joyce NTRS Common Stock F - Taxes D 62.0700 -3,077 -191 35,540
2014-02-20 2014-02-18 4 Schreuder Jana R NTRS Common Stock F - Taxes D 62.0700 -3,841 -238 48,796
2014-02-20 2014-02-18 4 WADDELL FREDERICK H NTRS Common Stock F - Taxes D 62.0700 -17,839 -1,107 245,949
2014-02-20 2014-02-18 4 WELSH KELLY R NTRS Common Stock F - Taxes D 62.0700 -3,073 -191 25,662
2014-02-12 2014-02-10 4 Bowman Biff NTRS Employee Stock Option (right-to-buy) A - Award D 60.85 20,337 20,337
2014-02-12 2014-02-10 4 Bowman Biff NTRS Common Stock A - Award D 6,779 31,283
2014-02-12 2014-02-10 4 Cohodes Jeffrey D. NTRS Employee Stock Option (right-to-buy) A - Award D 60.85 20,337 20,337
2014-02-12 2014-02-10 4 Cohodes Jeffrey D. NTRS Common Stock A - Award D 6,779 28,972
2014-02-12 2014-02-10 4 FRADKIN STEVEN L NTRS Employee Stock Option (right-to-buy) A - Award D 60.85 24,651 24,651
2014-02-12 2014-02-10 4 FRADKIN STEVEN L NTRS Common Stock A - Award D 8,217 70,147
2014-02-12 2014-02-10 4 MORRISON WILLIAM L NTRS Employee Stock Option (right-to-buy) A - Award D 60.85 40,058 40,058
2014-02-12 2014-02-10 4 MORRISON WILLIAM L NTRS Common Stock A - Award D 13,353 91,116
2014-02-12 2014-02-10 4 Karpinski Jane NTRS Common Stock A - Award D 2,312 6,049
2014-02-12 2014-02-10 4 O'Grady Michael NTRS Employee Stock Option (right-to-buy) A - Award D 60.85 24,651 24,651
2014-02-12 2014-02-10 4 O'Grady Michael NTRS Common Stock A - Award D 8,217 49,941
2014-02-12 2014-02-10 4 Potter Stephen N NTRS Employee Stock Option (right-to-buy) A - Award D 60.85 24,651 24,651
2014-02-12 2014-02-10 4 Potter Stephen N NTRS Common Stock A - Award D 8,217 67,537
2014-02-12 2014-02-10 4 Schreuder Jana R NTRS Employee Stock Option (right-to-buy) A - Award D 60.85 24,651 24,651
2014-02-12 2014-02-10 4 Schreuder Jana R NTRS Common Stock A - Award D 8,217 60,670
2014-02-12 2014-02-10 4 St Clair Joyce NTRS Employee Stock Option (right-to-buy) A - Award D 60.85 24,651 24,651
2014-02-12 2014-02-10 4 St Clair Joyce NTRS Common Stock A - Award D 8,217 45,039
2014-02-12 2014-02-10 4 WADDELL FREDERICK H NTRS Employee Stock Option (right-to-buy) A - Award D 60.85 81,964 81,964
2014-02-12 2014-02-10 4 WADDELL FREDERICK H NTRS Common Stock A - Award D 27,322 283,943
2014-02-10 2014-02-05 4 Schreuder Jana R By Trust NTRS Common Stock G - Gift I -85 11,286
2014-02-10 2014-01-24 4 Schreuder Jana R By Trust NTRS Common Stock G - Gift I -1,155 11,371
2014-02-10 2014-02-03 4 SMITH DAVID BYRON JR By Trust NTRS Common Stock G - Gift I 232 4,153,677
2014-02-10 2014-02-03 4 SMITH DAVID BYRON JR By Trust NTRS Common Stock G - Gift I 232 2,125
2014-02-10 2014-02-03 4 SMITH DAVID BYRON JR By Trust NTRS Common Stock G - Gift I 232 2,125
2014-02-06 2014-01-24 4 Potter Stephen N By Trust NTRS Common Stock G - Gift I -3,300 29,611
2014-02-06 2014-01-29 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -2,791 67,185
2014-02-06 2014-01-24 4 St Clair Joyce By Trust NTRS Common Stock G - Gift I -320 29,676
2014-02-06 2014-01-28 4 FRADKIN STEVEN L Spouse as trustee for Son NTRS Common Stock G - Gift I 444 984
2014-02-06 2014-01-28 4 FRADKIN STEVEN L Spouse as trustee for Daughter NTRS Common Stock G - Gift I 444 984
2014-02-06 2014-01-28 4 FRADKIN STEVEN L By Trust NTRS Common Stock G - Gift I -888 64,932
2014-02-04 2014-02-04 4 MORRISON WILLIAM L NTRS Employee Stock Option (right-to-buy) M - Exercise D 44.46 -8,412 0
2014-02-04 2014-02-04 4 MORRISON WILLIAM L NTRS Common Stock S - Sale D 59.7815 -8,412 -503 62,408
2014-02-04 2014-02-04 4 MORRISON WILLIAM L NTRS Common Stock M - Exercise D 44.4650 8,412 374 70,820
2014-02-04 2014-02-03 4 MORRISON WILLIAM L NTRS Employee Stock Option (right-to-buy) M - Exercise D 44.46 -1,800 8,412
2014-02-04 2014-02-03 4 MORRISON WILLIAM L NTRS Common Stock S - Sale D 60.2977 -1,800 -109 62,408
2014-02-04 2014-02-03 4 MORRISON WILLIAM L NTRS Common Stock M - Exercise D 44.4650 1,800 80 64,208
2014-02-04 2014-01-31 4 MORRISON WILLIAM L NTRS Employee Stock Option (right-to-buy) M - Exercise D 44.46 -64,788 10,212
2014-02-04 2014-01-31 4 MORRISON WILLIAM L NTRS Common Stock S - Sale D 60.4662 -64,788 -3,917 62,408
2014-02-04 2014-01-31 4 MORRISON WILLIAM L NTRS Common Stock M - Exercise D 44.4650 64,788 2,881 127,196
2014-01-27 2014-01-24 4 WADDELL FREDERICK H NTRS Employee Stock Option (right-to-buy) M - Exercise D 44.46 -75,000 0
2014-01-27 2014-01-24 4 WADDELL FREDERICK H By Trust NTRS Common Stock S - Sale I 61.6609 -75,000 -4,625 69,976
2014-01-27 2014-01-24 4 WADDELL FREDERICK H By Trust NTRS Common Stock M - Exercise I 44.4650 75,000 3,335 136,744
2014-01-24 2014-01-22 4 WELSH KELLY R NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.10 -24,948 0
2014-01-24 2014-01-22 4 WELSH KELLY R By Trust NTRS Common Stock S - Sale I 62.9500 -24,948 -1,570 49,557
2014-01-24 2014-01-22 4 WELSH KELLY R By Trust NTRS Common Stock M - Exercise I 52.0950 24,948 1,300 74,505
2014-01-17 2014-01-16 4 Cohodes Jeffrey D. NTRS Employee Stock Option (right-to-buy) M - Exercise D 49.12 -10,000 0
2014-01-17 2014-01-16 4 Cohodes Jeffrey D. NTRS Common Stock S - Sale D 61.0356 -10,000 -610 15,098
2014-01-17 2014-01-16 4 Cohodes Jeffrey D. NTRS Common Stock M - Exercise D 49.1200 10,000 491 25,098
2014-01-10 2014-01-08 4 Potter Stephen N NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.10 -23,030 0
2014-01-10 2014-01-08 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 62.0000 -23,030 -1,428 32,911
2014-01-10 2014-01-08 4 Potter Stephen N By Trust NTRS Common Stock M - Exercise I 52.0950 23,030 1,200 55,941
2014-01-03 2013-12-31 4 Prado Becerra Jose Luis NTRS Stock Units A - Award D 404 1,754
2014-01-03 2013-12-31 4 BYNOE LINDA NTRS Stock Units A - Award D 485 5,788
2014-01-03 2013-12-31 4 ROWE JOHN W NTRS Stock Units A - Award D 566 22,145
2014-01-03 2013-12-31 4 JAIN DIPAK C NTRS Stock Units A - Award D 464 17,433
2014-01-03 2013-12-31 4 CROWN SUSAN NTRS Common Stock Units A - Award D 404 9,029
2014-01-03 2013-12-31 4 Tribbett Charles A NTRS Stock Units A - Award D 404 14,202
2013-12-06 2013-12-06 4 Prado Becerra Jose Luis NTRS Stock Units A - Award D 1,350 1,350
2013-11-01 2013-10-31 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -135 61,744
2013-10-28 2013-10-22 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -4,804 61,879
2013-10-23 2013-10-22 4 Bowman Biff NTRS Common Stock F - Taxes D 56.5250 -1,291 -73 24,504
2013-10-23 2013-10-22 4 Bowman Biff NTRS Common Stock F - Taxes D 56.5250 -390 -22 321
2013-10-23 2013-10-22 4 Cohodes Jeffrey D. NTRS Common Stock F - Taxes D 56.5250 -2,341 -132 22,193
2013-10-23 2013-10-22 4 Cohodes Jeffrey D. NTRS Common Stock F - Taxes D 56.5250 -650 -37 27,179
2013-10-23 2013-10-22 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 56.5250 -320 -18 61,930
2013-10-23 2013-10-22 4 Karpinski Jane NTRS Common Stock F - Taxes D 56.5250 -470 -27 3,737
2013-10-23 2013-10-22 4 Potter Stephen N NTRS Common Stock F - Taxes D 56.5250 -320 -18 59,320
2013-10-23 2013-10-22 4 MORRISON WILLIAM L NTRS Common Stock F - Taxes D 56.5250 -320 -18 77,763
2013-10-23 2013-10-22 4 St Clair Joyce NTRS Common Stock F - Taxes D 56.5250 -2,826 -160 36,822
2013-10-23 2013-10-22 4 Schreuder Jana R NTRS Common Stock F - Taxes D 56.5250 -320 -18 52,453
2013-10-23 2013-10-22 4 WADDELL FREDERICK H NTRS Common Stock F - Taxes D 56.5250 -958 -54 256,621
2013-10-23 2013-10-22 4 WELSH KELLY R NTRS Common Stock F - Taxes D 56.5250 -2,826 -160 35,161
2013-10-02 2013-09-30 4 CROWN SUSAN NTRS Common Stock Units A - Award D 461 8,625
2013-10-01 2013-09-30 4 BYNOE LINDA NTRS Stock Units A - Award D 553 5,303
2013-10-01 2013-09-30 4 JAIN DIPAK C NTRS Stock Units A - Award D 530 16,969
2013-10-01 2013-09-30 4 ROWE JOHN W NTRS Stock Units A - Award D 645 21,579
2013-10-01 2013-09-30 4 Tribbett Charles A NTRS Stock Units A - Award D 461 13,798
2013-08-14 2013-08-13 4 Karpinski Jane NTRS Common Stock F - Taxes D 52.5775 -468 -25 4,735
2013-07-24 2013-07-23 4 St Clair Joyce By Trust NTRS Common Stock G - Gift I -257 26,804
2013-07-24 2013-07-23 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -3,455 52,997
2013-07-24 2013-07-23 4 MOEN TIMOTHY P NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.10 -48,895 0
2013-07-24 2013-07-23 4 MOEN TIMOTHY P By Trust NTRS Common Stock S - Sale I 60.1017 -49,895 -2,999 40,984
2013-07-24 2013-07-23 4 MOEN TIMOTHY P By Trust NTRS Common Stock M - Exercise I 52.0950 49,895 2,599 90,879
2013-07-23 2013-07-22 4 Potter Stephen N NTRS Employee Stock Option (right-to-buy) M - Exercise D 49.12 -1,769 0
2013-07-23 2013-07-22 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 59.4830 -1,769 -105 32,911
2013-07-23 2013-07-22 4 Potter Stephen N By Trust NTRS Common Stock M - Exercise I 49.1200 1,769 87 34,680
2013-07-22 2013-07-19 4 Cohodes Jeffrey D. NTRS Employee Stock Option (right-to-buy) M - Exercise D 44.46 -15,000 0
2013-07-22 2013-07-19 4 Cohodes Jeffrey D. NTRS Common Stock S - Sale D 59.0139 -15,000 -885 11,719
2013-07-22 2013-07-19 4 Cohodes Jeffrey D. NTRS Common Stock M - Exercise D 44.4650 15,000 667 26,719
2013-07-22 2013-07-19 4 MORRISON WILLIAM L NTRS Employee Stock Option (right-to-buy) M - Exercise D 49.12 -90,000 0
2013-07-22 2013-07-19 4 MORRISON WILLIAM L NTRS Common Stock S - Sale D 59.1044 -90,000 -5,319 62,408
2013-07-22 2013-07-19 4 MORRISON WILLIAM L NTRS Common Stock M - Exercise D 49.1200 90,000 4,421 152,408
2013-07-18 2013-07-16 4 Potter Stephen N NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.10 -1,150 23,030
2013-07-18 2013-07-16 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 62.0000 -1,150 -71 32,911
2013-07-18 2013-07-16 4 Potter Stephen N By Trust NTRS Common Stock M - Exercise I 52.0950 1,150 60 34,061
2013-07-10 2013-07-09 4 FRADKIN STEVEN L NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.10 -28,785 28,786
2013-07-10 2013-07-09 4 FRADKIN STEVEN L By Trust NTRS Common Stock S - Sale I 60.9500 -28,785 -1,754 65,820
2013-07-10 2013-07-09 4 FRADKIN STEVEN L By Trust NTRS Common Stock M - Exercise I 52.0950 28,785 1,500 94,605
2013-07-08 2013-07-05 4 WELSH KELLY R NTRS Employee Stock Option (right-to-buy) M - Exercise D 52.10 -24,947 24,948
2013-07-08 2013-07-05 4 WELSH KELLY R NTRS Employee Stock Option (right-to-buy) M - Exercise D 44.46 -22,500 0
2013-07-08 2013-07-05 4 WELSH KELLY R By Trust NTRS Commoon Stock S - Sale I 59.9500 -24,947 -1,496 46,365
2013-07-08 2013-07-05 4 WELSH KELLY R By Trust NTRS Common Stock M - Exercise I 52.0950 24,947 1,300 71,312
2013-07-08 2013-07-05 4 WELSH KELLY R By Trust NTRS Common Stock S - Sale I 59.9500 -22,500 -1,349 46,365
2013-07-08 2013-07-05 4 WELSH KELLY R By Trust NTRS Common Stock M - Exercise I 44.4650 22,500 1,000 68,865
2013-07-08 2013-07-05 4 Cohodes Jeffrey D. NTRS Employee Stock Option (right-to-buy) M - Exercise D 49.12 -5,000 10,000
2013-07-08 2013-07-05 4 Cohodes Jeffrey D. NTRS Common Stock S - Sale D 59.8000 -5,000 -299 11,719
2013-07-08 2013-07-05 4 Cohodes Jeffrey D. NTRS Common Stock M - Exercise D 49.1200 5,000 246 16,719
2013-07-02 2013-06-30 4 BYNOE LINDA NTRS Stock Units A - Award D 516 4,750
2013-07-02 2013-06-30 4 JAIN DIPAK C NTRS Stock Units A - Award D 495 16,439
2013-07-02 2013-06-30 4 ROWE JOHN W NTRS Stock Units A - Award D 603 20,934
2013-07-02 2013-06-30 4 Tribbett Charles A NTRS Stock Units A - Award D 430 13,337
2013-07-02 2013-06-30 4 CROWN SUSAN NTRS Common Stock Units A - Award D 430 8,164
2013-06-14 3 Karpinski Jane NTRS Common Stock D 5,635
2013-06-14 3 Karpinski Jane Employee Share Ownership Plan NTRS Common Stock I 109
2013-06-14 3 Karpinski Jane NTRS Common Stock D 532
2013-05-29 2013-05-28 4 FRADKIN STEVEN L NTRS Employee Stock Option (right-to-buy) M - Exercise D 44.46 -27,500 0
2013-05-29 2013-05-28 4 FRADKIN STEVEN L By Trust NTRS Common Stock S - Sale I 58.9500 -27,500 -1,621 65,820
2013-05-29 2013-05-28 4 FRADKIN STEVEN L By Trust NTRS Common Stock M - Exercise I 44.4650 27,500 1,223 93,320
2013-05-29 2013-05-28 4 St Clair Joyce NTRS Employee Stock Option (right-to-buy) M - Exercise D 44.46 -5,000 0
2013-05-29 2013-05-28 4 St Clair Joyce By Trust NTRS Common Stock S - Sale I 59.0000 -5,000 -295 27,061
2013-05-29 2013-05-28 4 St Clair Joyce By Trust NTRS Common Stock M - Exercise I 44.4650 5,000 222 32,061
2013-05-17 2013-04-18 4/A FRADKIN STEVEN L By Trust NTRS Common Stock M - Exercise I 49.1200 16,666 819 82,486
2013-05-17 2013-05-15 4 Potter Stephen N NTRS Employee Stock Option (right-to-buy) M - Exercise D 44.46 -30,000 0
2013-05-17 2013-05-15 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 57.0200 -30,000 -1,711 32,911
2013-05-17 2013-05-15 4 Potter Stephen N By Trust NTRS Common Stock M - Exercise I 44.4650 30,000 1,334 62,911
2013-05-17 2013-05-15 4 WADDELL FREDERICK H NTRS Employee Stock Option (right-to-buy) M - Exercise D 49.12 -30,000 0
2013-05-17 2013-05-15 4 WADDELL FREDERICK H By Trust NTRS Common Stock S - Sale I 57.0206 -30,000 -1,711 56,452
2013-05-17 2013-05-15 4 WADDELL FREDERICK H By Trust NTRS Common Stock M - Exercise I 49.1200 30,000 1,474 86,452
2013-05-17 2013-05-15 4 WELSH KELLY R NTRS Employee Stock Option (right-to-buy) M - Exercise D 44.46 -22,500 22,500
2013-05-17 2013-05-15 4 WELSH KELLY R NTRS Employee Stock Option (right-to-buy) M - Exercise D 49.12 -27,500 0
2013-05-17 2013-05-15 4 WELSH KELLY R By Trust NTRS Common Stock S - Sale I 56.9902 -22,500 -1,282 46,365
2013-05-17 2013-05-15 4 WELSH KELLY R By Trust NTRS Common Stock M - Exercise I 44.4650 22,500 1,000 68,865
2013-05-17 2013-05-15 4 WELSH KELLY R By Trust NTRS Commoon Stock S - Sale I 56.9921 -27,500 -1,567 46,365
2013-05-17 2013-05-15 4 WELSH KELLY R By Trust NTRS Common Stock M - Exercise I 49.1200 27,500 1,351 73,865
2013-05-17 2013-05-17 4 Bowman Biff NTRS Employee's Stock Option (right-to-buy) M - Exercise D 44.46 -6,000 0
2013-05-17 2013-05-17 4 Bowman Biff NTRS Common Stock S - Sale D 58.2500 -6,000 -350 11,122
2013-05-17 2013-05-17 4 Bowman Biff NTRS Common Stock M - Exercise D 44.4650 6,000 267 17,122
2013-05-17 2013-05-17 4 St Clair Joyce NTRS Employee Stock Option (right-to-buy) M - Exercise D 44.46 -5,000 5,000
2013-05-17 2013-05-17 4 St Clair Joyce By Trust NTRS Common Stock S - Sale I 58.0000 -5,000 -290 27,061
2013-05-17 2013-05-17 4 St Clair Joyce By Trust NTRS Common Stock M - Exercise I 44.4650 5,000 222 32,061
2013-05-17 2013-05-17 4 FRADKIN STEVEN L NTRS Employee Stock Option (right-to-buy) M - Exercise D 44.46 -27,500 27,500
2013-05-17 2013-05-17 4 FRADKIN STEVEN L NTRS Employee Stock Option (right-to-buy) M - Exercise D 49.12 -33,334 0
2013-05-17 2013-05-17 4 FRADKIN STEVEN L By Trust NTRS Common Stock S - Sale I 57.7089 -27,500 -1,587 65,820
2013-05-17 2013-05-17 4 FRADKIN STEVEN L By Trust NTRS Common Stock M - Exercise I 44.4650 27,500 1,223 93,320
2013-05-17 2013-05-17 4 FRADKIN STEVEN L By Trust NTRS Common Stock S - Sale I 57.7089 -33,334 -1,924 65,820
2013-05-17 2013-05-17 4 FRADKIN STEVEN L By Trust NTRS Common Stock M - Exercise I 49.1200 33,334 1,637 99,154
2013-05-16 2013-05-15 4 St Clair Joyce NTRS Employee Stock Option (right-to-buy) M - Exercise D 44.46 -5,000 10,000
2013-05-16 2013-05-15 4 St Clair Joyce By Trust NTRS Common Stock S - Sale I 57.0000 -5,000 -285 27,061
2013-05-16 2013-05-15 4 St Clair Joyce By Trust NTRS Common Stock M - Exercise I 44.4650 5,000 222 32,061
2013-05-16 2013-05-14 4 St Clair Joyce NTRS Employee Stock Option (right-to-buy) M - Exercise D 44.46 -5,000 15,000
2013-05-16 2013-05-14 4 St Clair Joyce By Trust NTRS Common Stock S - Sale I 56.0000 -5,000 -280 27,061
2013-05-16 2013-05-14 4 St Clair Joyce By Trust NTRS Common Stock M - Exercise I 44.4650 5,000 222 32,061
2013-05-01 2013-04-16 4/A CROWN SUSAN NTRS Common Stock Units A - Award D 1,873 15,115
2013-04-30 2013-04-16 4/A Prado Becerra Jose Luis NTRS Common Stock A - Award D 1,873 1,873
2013-04-30 2013-04-16 4/A Bond John NTRS Stock Units A - Award D 1,873 1,873
2013-04-30 2013-04-16 4/A BYNOE LINDA NTRS Common Stock A - Award D 1,873 12,178
2013-04-30 2013-04-16 4/A CHABRAJA NICHOLAS D NTRS Common Stock A - Award D 1,873 3,349
2013-04-30 2013-04-16 4/A JAIN DIPAK C NTRS Common Stock A - Award D 1,873 13,139
2013-04-30 2013-04-16 4/A LANE ROBERT W NTRS Common Stock A - Award D 1,873 2,606
2013-04-30 2013-04-16 4/A ROWE JOHN W NTRS Common Stock A - Award D 1,873 15,915
2013-04-30 2013-04-16 4/A SLARK MARTIN P NTRS Common Stock A - Award D 1,873 1,873
2013-04-30 2013-04-16 4/A SMITH DAVID BYRON JR NTRS Common Stock A - Award D 1,873 1,873
2013-04-30 2013-04-16 4/A Tribbett Charles A NTRS Common Stock A - Award D 1,873 13,515
2013-04-29 2013-04-29 4 Kukla Richard D. NTRS Common Stock S - Sale D 53.1069 -2,000 -106 28,031
2013-04-26 2013-04-25 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -855 56,452
2013-04-25 2013-04-24 4 Schreuder Jana R By Trust NTRS Common Stock G - Gift I -191 11,415
2013-04-25 2013-04-22 4 Schreuder Jana R By Trust NTRS Common Stock G - Gift I -112 11,606
2013-04-19 2013-04-18 4 FRADKIN STEVEN L NTRS Employee Stock Option (right-to-buy) M - Exercise D 49.12 -16,666 33,334
2013-04-19 2013-04-18 4 FRADKIN STEVEN L By Trust NTRS Common Stock S - Sale I 52.2467 -16,666 -871 65,820
2013-04-19 2013-04-18 4 FRADKIN STEVEN L By Trust NTRS Common Stock M - Exercise I 49.1200 16,666 819 83,566
2013-04-18 2013-04-18 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 52.5415 -6,634 -349 32,911
2013-04-18 2013-04-16 4 CROWN SUSAN NTRS Common Stock Units A - Award D 1,872 15,114
2013-04-16 2013-04-16 4 Prado Becerra Jose Luis NTRS Common Stock A - Award D 1,872 1,872
2013-04-16 2013-04-16 4 BYNOE LINDA NTRS Common Stock A - Award D 1,872 12,178
2013-04-16 2013-04-16 4 Bond John NTRS Stock Units A - Award D 1,872 1,872
2013-04-16 2013-04-16 4 Bond John NTRS Stock Units D - Sale to Issuer D -1,920 0
2013-04-16 2013-04-16 4 CHABRAJA NICHOLAS D NTRS Common Stock A - Award D 1,872 3,349
2013-04-16 2013-04-16 4 JAIN DIPAK C NTRS Common Stock A - Award D 1,872 13,139
2013-04-16 2013-04-16 4 MOONEY EDWARD J NTRS Common Stock A - Award D 1,872 15,114
2013-04-16 2013-04-16 4 LANE ROBERT W NTRS Common Stock A - Award D 1,872 2,606
2013-04-16 2013-04-16 4 ROWE JOHN W NTRS Common Stock A - Award D 1,872 15,914
2013-04-16 2013-04-16 4 SLARK MARTIN P NTRS Common Stock A - Award D 1,872 1,872
2013-04-16 2013-04-16 4 SMITH DAVID BYRON JR NTRS Common Stock A - Award D 1,872 1,872
2013-04-16 2013-04-16 4 Tribbett Charles A NTRS Common Stock A - Award D 1,872 13,514
2013-04-12 2013-04-11 4 WELSH KELLY R NTRS Employee Stock Option (right-to-buy) M - Exercise D 49.12 -27,500 27,500
2013-04-12 2013-04-11 4 WELSH KELLY R By Trust NTRS Commoon Stock S - Sale I 55.9500 -27,500 -1,539 46,365
2013-04-12 2013-04-11 4 WELSH KELLY R By Trust NTRS Common Stock M - Exercise I 49.1200 27,500 1,351 73,865
2013-04-12 2013-04-11 4 Potter Stephen N NTRS Employee Stock Option (right-to-buy) M - Exercise D 49.12 -23,231 1,769
2013-04-12 2013-04-11 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 56.0000 -23,231 -1,301 39,545
2013-04-12 2013-04-11 4 Potter Stephen N By Trust NTRS Common Stock M - Exercise I 49.1200 23,231 1,141 62,776
2013-04-01 2013-03-31 4 BYNOE LINDA NTRS Stock Units A - Award D 551 4,234
2013-04-01 2013-03-31 4 JAIN DIPAK C NTRS Stock Units A - Award D 528 15,944
2013-04-01 2013-03-31 4 ROWE JOHN W NTRS Stock Units A - Award D 642 20,331
2013-04-01 2013-03-31 4 Tribbett Charles A NTRS Stock Units A - Award D 459 12,907
2013-04-01 2013-03-31 4 CROWN SUSAN NTRS Common Stock Units A - Award D 459 7,734
2013-03-12 2013-03-11 4 St Clair Joyce NTRS Employee Stock Option (right-to-buy) M - Exercise D 49.12 -5,000 0
2013-03-12 2013-03-11 4 St Clair Joyce By Trust NTRS Common Stock S - Sale I 55.0000 -5,000 -275 27,061
2013-03-12 2013-03-11 4 St Clair Joyce By Trust NTRS Common Stock M - Exercise I 49.1200 5,000 246 32,061
2013-03-12 2013-03-11 4 Schreuder Jana R NTRS Employee Stock Option (right-to-buy) M - Exercise D 49.12 -10,000 0
2013-03-12 2013-03-11 4 Schreuder Jana R By Trust NTRS Common Stock S - Sale I 55.0000 -4,000 -220 11,718
2013-03-12 2013-03-11 4 Schreuder Jana R By Trust NTRS Common Stock S - Sale I 55.0000 -10,000 -550 15,718
2013-03-12 2013-03-11 4 Schreuder Jana R By Trust NTRS Common Stock M - Exercise I 49.1200 10,000 491 25,718
2013-03-12 2013-03-11 4 WADDELL FREDERICK H NTRS Employee Stock Option (right-to-buy) M - Exercise D 49.12 -30,000 30,000
2013-03-12 2013-03-11 4 WADDELL FREDERICK H By Trust NTRS Common Stock S - Sale I 55.0032 -30,000 -1,650 57,307
2013-03-12 2013-03-11 4 WADDELL FREDERICK H By Trust NTRS Common Stock M - Exercise I 49.1200 30,000 1,474 87,307
2013-03-06 2013-03-05 4 St Clair Joyce NTRS Employee Stock Option (right-to-buy) M - Exercise D 49.12 -5,000 5,000
2013-03-06 2013-03-05 4 St Clair Joyce By Trust NTRS Common Stock S - Sale I 54.0000 -5,000 -270 27,061
2013-03-06 2013-03-05 4 St Clair Joyce By Trust NTRS Common Stock M - Exercise I 49.1200 5,000 246 32,061
2013-03-06 2013-03-05 4 Bowman Biff NTRS Employee's Stock Option (right-to-buy) M - Exercise D 49.12 -7,000 0
2013-03-06 2013-03-05 4 Bowman Biff NTRS Common Stock S - Sale D 54.0000 -7,000 -378 11,122
2013-03-06 2013-03-05 4 Bowman Biff NTRS Common Stock M - Exercise D 49.1200 7,000 344 18,122
2013-02-21 2013-02-20 4 Bowman Biff NTRS Common Stock F - Taxes D 53.6400 -672 -36 29,697
2013-02-21 2013-02-20 4 Cohodes Jeffrey D. NTRS Common Stock F - Taxes D 53.6400 -730 -39 28,563
2013-02-21 2013-02-20 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 53.6400 -3,172 -170 62,250
2013-02-21 2013-02-20 4 Kukla Richard D. NTRS Common Stock F - Taxes D 53.6400 -330 -18 2,968
2013-02-21 2013-02-20 4 MOEN TIMOTHY P NTRS Common Stock F - Taxes D 53.6400 -2,697 -145 39,044
2013-02-21 2013-02-20 4 MORRISON WILLIAM L NTRS Common Stock F - Taxes D 53.6400 -3,159 -169 78,083
2013-02-21 2013-02-20 4 Potter Stephen N NTRS Common Stock F - Taxes D 53.6400 -3,172 -170 59,640
2013-02-21 2013-02-20 4 St Clair Joyce NTRS Common Stock F - Taxes D 53.6400 -2,688 -144 42,840
2013-02-21 2013-02-20 4 Schreuder Jana R NTRS Common Stock F - Taxes D 53.6400 -3,174 -170 52,773
2013-02-21 2013-02-20 4 WADDELL FREDERICK H NTRS Common Stock F - Taxes D 53.6400 -13,643 -732 257,579
2013-02-21 2013-02-20 4 WELSH KELLY R NTRS Common Stock F - Taxes D 53.6400 -2,707 -145 41,179
2013-02-13 2013-02-06 4/A St Clair Joyce NTRS Employee Stock Option (right-to-buy) M - Exercise D 49.12 -5,000 15,000
2013-02-13 2013-02-06 4/A St Clair Joyce By Trust NTRS Common Stock S - Sale I 52.0000 -5,000 -260 21,414
2013-02-13 2013-02-06 4/A St Clair Joyce By Trust NTRS Common Stock M - Exercise I 49.1200 5,000 246 26,414
2013-02-13 2013-02-11 4 FRADKIN STEVEN L NTRS Employee Stock Option (right-to-buy) A - Award D 52.69 28,469 28,469
2013-02-13 2013-02-11 4 FRADKIN STEVEN L NTRS Common Stock A - Award D 9,490 72,056
2013-02-13 2013-02-11 4 Cohodes Jeffrey D. NTRS Employee Stock Option (right to buy) A - Award D 52.69 23,487 23,487
2013-02-13 2013-02-11 4 Cohodes Jeffrey D. NTRS Common Stock A - Award D 7,829 30,819
2013-02-13 2013-02-11 4 Bowman Biff NTRS Employee Stock Option (right-to-buy) A - Award D 52.69 21,352 21,352
2013-02-13 2013-02-11 4 Bowman Biff NTRS Common Stock A - Award D 7,118 31,659
2013-02-13 2013-02-11 4 MOEN TIMOTHY P NTRS Common Stock A - Award D 5,694 47,379
2013-02-13 2013-02-11 4 O'Grady Michael NTRS Employee Stock Option (right-to-buy) A - Award D 52.69 28,469 28,469
2013-02-13 2013-02-11 4 O'Grady Michael NTRS Common Stock A - Award D 9,490 41,724
2013-02-13 2013-02-11 4 MORRISON WILLIAM L NTRS Employee Stock Option (right-to-buy) A - Award D 52.69 47,685 47,685
2013-02-13 2013-02-11 4 MORRISON WILLIAM L NTRS Common Stock A - Award D 15,895 87,889
2013-02-13 2013-02-11 4 Potter Stephen N NTRS Employee Stock Option (right-to-buy) A - Award D 52.69 28,469 28,469
2013-02-13 2013-02-11 4 Potter Stephen N NTRS Common Stock A - Award D 9,490 69,446
2013-02-13 2013-02-12 4 St Clair Joyce NTRS Employee Stock Option (right-to-buy) M - Exercise D 49.12 -5,000 10,000
2013-02-13 2013-02-12 4 St Clair Joyce By Trust NTRS Common Stock S - Sale I 53.0000 -5,000 -265 21,414
2013-02-13 2013-02-12 4 St Clair Joyce By Trust NTRS Common Stock M - Exercise I 49.1200 5,000 246 26,414
2013-02-13 2013-02-11 4 St Clair Joyce NTRS Employee Stock Option (right-to-buy) A - Award D 52.69 28,469 28,469
2013-02-13 2013-02-11 4 St Clair Joyce NTRS Common Stock A - Award D 9,490 51,175
2013-02-13 2013-02-12 4 Schreuder Jana R NTRS Employee Stock Option (right-to-buy) M - Exercise D 49.12 -15,000 10,000
2013-02-13 2013-02-12 4 Schreuder Jana R By Trust NTRS Common Stock S - Sale I 53.0000 -15,000 -795 9,086
2013-02-13 2013-02-12 4 Schreuder Jana R By Trust NTRS Common Stock M - Exercise I 49.1200 15,000 737 24,086
2013-02-13 2013-02-11 4 Schreuder Jana R NTRS Employee Stock Option (right-to-buy) A - Award D 52.69 28,469 28,469
2013-02-13 2013-02-11 4 Schreuder Jana R NTRS Common Stock A - Award D 9,490 62,579
2013-02-13 2013-02-12 4 WADDELL FREDERICK H NTRS Employee Stock Option (right-to-buy) M - Exercise D 49.12 -30,000 60,000
2013-02-13 2013-02-12 4 WADDELL FREDERICK H By Trust NTRS Common Stock S - Sale I 53.0006 -30,000 -1,590 36,629
2013-02-13 2013-02-12 4 WADDELL FREDERICK H By Trust NTRS Common Stock M - Exercise I 49.1200 30,000 1,474 66,629
2013-02-13 2013-02-11 4 WADDELL FREDERICK H NTRS Employee Stock Option (right-to-buy) A - Award D 52.69 94,658 94,658
2013-02-13 2013-02-11 4 WADDELL FREDERICK H NTRS Common Stock A - Award D 31,553 291,900
2013-02-13 2013-02-11 4 WELSH KELLY R NTRS Employee Stock Option (right-to-buy) A - Award D 52.69 23,487 23,487
2013-02-13 2013-02-11 4 WELSH KELLY R NTRS Common Stock A - Award D 7,829 49,514
2013-02-08 2013-02-06 4 St Clair Joyce NTRS Employee Stock Option (right-to-buy) M - Exercise D 49.12 -5,000 15,000
2013-02-08 2013-02-06 4 St Clair Joyce By Trust NTRS Common Stock S - Sale I 52.0000 -5,000 -260 21,414
2013-02-08 2013-02-06 4 St Clair Joyce By Trust NTRS Common Stock M - Exercise I 49.1200 5,000 246 26,414
2013-02-06 2013-02-05 4 SMITH DAVID BYRON JR By Trust NTRS Common Stock G - Gift I 271 1,893
2013-02-06 2013-02-05 4 SMITH DAVID BYRON JR By Trust NTRS Common Stock G - Gift I 271 1,893
2013-02-06 2013-02-05 4 SMITH DAVID BYRON JR By Trust NTRS Common Stock G - Gift I 271 1,893
2013-02-04 2013-01-30 4 Kukla Richard D. NTRS Employee Stock Option (right-to-buy) M - Exercise D 32.62 -344 0
2013-02-04 2013-01-30 4 Kukla Richard D. NTRS Common Stock S - Sale D 51.8274 -344 -18 29,486
2013-02-04 2013-01-30 4 Kukla Richard D. NTRS Common Stock M - Exercise D 32.6150 344 11 29,830
2013-01-30 2013-01-29 4 Cohodes Jeffrey D. NTRS Employee Stock Option (right to buy) M - Exercise D 32.62 -2,208 0
2013-01-30 2013-01-29 4 Cohodes Jeffrey D. NTRS Employee Stock Option (right to buy) M - Exercise D 32.62 -10,000 0
2013-01-30 2013-01-29 4 Cohodes Jeffrey D. NTRS Common Stock S - Sale D 51.4189 -12,208 -628 10,193
2013-01-30 2013-01-29 4 Cohodes Jeffrey D. NTRS Common Stock M - Exercise D 32.6150 12,208 398 22,401
2013-01-29 2013-01-25 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -5,004 36,629
2013-01-29 2013-01-28 4 MOEN TIMOTHY P NTRS Employee Stock Option (right to buy) M - Exercise D 44.46 -45,000 0
2013-01-29 2013-01-28 4 MOEN TIMOTHY P NTRS Employee Stock Option (right to buy) M - Exercise D 49.12 -55,000 0
2013-01-29 2013-01-28 4 MOEN TIMOTHY P By Trust NTRS Common Stock S - Sale I 51.6269 -100,000 -5,163 35,346
2013-01-29 2013-01-28 4 MOEN TIMOTHY P By Trust NTRS Common Stock M - Exercise I 44.4650 45,000 2,001 135,346
2013-01-29 2013-01-28 4 MOEN TIMOTHY P By Trust NTRS Common Stock M - Exercise I 47.7200 55,000 2,625 90,346
2013-01-24 2013-01-18 4 FRADKIN STEVEN L Spouse as trustee for Son NTRS Common Stock G - Gift I 540 540
2013-01-24 2013-01-18 4 FRADKIN STEVEN L Spouse as trustee for Daughter NTRS Common Stock G - Gift I 540 540
2013-01-24 2013-01-18 4 FRADKIN STEVEN L By Trust NTRS Common Stock G - Gift I -1,080 59,186
2013-01-18 2013-01-18 4 Schreuder Jana R By Trust NTRS Common Stock G - Gift I -1,504 9,086
2013-01-04 2012-10-16 5 Prado Becerra Jose Luis NTRS Common Stock A - Award D 947 947
2013-01-03 2012-12-31 4 Tribbett Charles A NTRS Stock Units A - Award D 450 12,448
2013-01-03 2012-12-31 4 CROWN SUSAN NTRS Common Stock Units A - Award D 450 7,275
2013-01-03 2012-12-31 4 ROWE JOHN W NTRS Stock Units A - Award D 601 19,689
2013-01-02 2012-12-31 4 BYNOE LINDA NTRS Stock Units A - Award D 551 3,683
2013-01-02 2012-12-31 4 JAIN DIPAK C NTRS Stock Units A - Award D 526 15,416
2012-12-21 2012-12-21 4 SMITH DAVID BYRON JR By Trust NTRS Common Stock G - Gift I 1,704 1,704
2012-12-21 2012-12-20 4 Schreuder Jana R By Trust NTRS Common Stock S - Sale I 50.0000 -4,000 -200 10,590
2012-11-06 2012-11-05 4 WELSH KELLY R NTRS Employee Stock Option (right-to-buy) M - Exercise D 32.62 -11,227 0
2012-11-06 2012-11-05 4 WELSH KELLY R By Trust NTRS Common Stock S - Sale I 47.9500 -11,227 -538 40,737
2012-11-06 2012-11-05 4 WELSH KELLY R By Trust NTRS Common Stock M - Exercise I 32.6150 11,227 366 51,964
2012-11-05 2012-10-31 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -1,064 81,633
2012-10-29 2012-10-19 4/A MORRISON WILLIAM L NTRS Employee Stock Option (right-to-buy) M - Exercise D 32.62 -12,453 0
2012-10-29 2012-10-19 4/A MORRISON WILLIAM L NTRS Employee Stock Option (right-to-buy) M - Exercise D 32.62 -3,066 0
2012-10-29 2012-10-22 4 MORRISON WILLIAM L NTRS Common Stock G - Gift D -6,000 55,761
2012-10-29 2012-10-25 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -415 82,697
2012-10-29 2012-10-24 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -5,806 70,141
2012-10-26 2012-10-24 4 Kukla Richard D. NTRS Employee Stock Option (right-to-buy) M - Exercise D 32.62 -1,892 0
2012-10-26 2012-10-24 4 Kukla Richard D. NTRS Common Stock S - Sale D 47.2920 -1,892 -89 29,486
2012-10-26 2012-10-24 4 Kukla Richard D. NTRS Common Stock M - Exercise D 32.6150 1,892 62 31,378
2012-10-23 2012-10-19 4 Cohodes Jeffrey D. NTRS Common Stock F - Taxes D 47.7200 -436 -21 22,990
2012-10-23 2012-10-19 4 FRADKIN STEVEN L NTRS Common Stock F - Taxes D 47.7200 -2,141 -102 62,566
2012-10-23 2012-10-19 4 MORRISON WILLIAM L NTRS Common Stock F - Taxes D 47.7200 -1,678 -80 71,994
2012-10-23 2012-10-19 4 MORRISON WILLIAM L NTRS Common Stock S - Sale D 47.8630 -12,453 -596 59,519
2012-10-23 2012-10-19 4 MORRISON WILLIAM L NTRS Common Stock M - Exercise D 32.6150 12,453 406 71,972
2012-10-23 2012-10-19 4 MORRISON WILLIAM L NTRS Common Stock M - Exercise D 32.6150 3,066 100 59,519
2012-10-23 2012-10-19 4 MOEN TIMOTHY P By Trust NTRS Common Stock J - Other I 47.7200 31,221 1,490 35,346
2012-10-23 2012-10-19 4 MOEN TIMOTHY P NTRS Common Stock F - Taxes D 47.7200 -1,893 -90 41,685
2012-10-23 2012-10-19 4 Potter Stephen N NTRS Common Stock F - Taxes D 47.7200 -1,678 -80 59,956
2012-10-23 2012-10-22 4 St Clair Joyce By Trust NTRS Common Stock G - Gift I -270 21,414
2012-10-23 2012-10-19 4 St Clair Joyce NTRS Common Stock F - Taxes D 47.7200 -1,893 -90 41,685
2012-10-23 2012-10-19 4 Schreuder Jana R By Trust NTRS Common Stock G - Gift I -210 14,590
2012-10-23 2012-10-19 4 Schreuder Jana R NTRS Common Stock F - Taxes D 47.7200 -2,120 -101 53,089
2012-10-23 2012-10-19 4 WELSH KELLY R By Trust NTRS Common Stock G - Gift I -210 40,737
2012-10-23 2012-10-19 4 WELSH KELLY R NTRS Common Stock F - Taxes D 47.7200 -1,934 -92 41,685
2012-10-23 2012-10-19 4 WADDELL FREDERICK H NTRS Common Stock F - Taxes D 47.7200 -546 -26 260,347
2012-10-17 3 Prado Becerra Jose Luis NTRS Common Stock D 1,000
2012-10-02 2012-09-30 4 JAIN DIPAK C NTRS Stock Units A - Award D 567 14,890
2012-10-02 2012-09-30 4 BYNOE LINDA NTRS Stock Units A - Award D 594 3,132
2012-10-02 2012-09-30 4 Tribbett Charles A NTRS Stock Units A - Award D 486 11,998
2012-10-02 2012-09-30 4 ROWE JOHN W NTRS Stock Units A - Award D 648 19,088
2012-10-02 2012-09-30 4 CROWN SUSAN NTRS Common Stock Units A - Award D 486 6,825
2012-09-14 2012-09-13 4 WELSH KELLY R NTRS Employee Stock Option (right-to-buy) D - Sale to Issuer D 32.62 11,226 11,227
2012-09-14 2012-09-13 4 WELSH KELLY R By Trust NTRS Common Stock S - Sale I 48.9500 -11,226 -550 36,863
2012-09-14 2012-09-13 4 WELSH KELLY R By Trust NTRS Common Stock M - Exercise I 32.6150 11,226 366 48,089
2012-07-26 2012-07-25 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -2,465 75,947
2012-07-26 2012-07-25 4 Schreuder Jana R By Trust NTRS Common Stock G - Gift I -340 23,409
2012-07-03 2012-06-30 4 JAIN DIPAK C NTRS Stock Units A - Award D 579 14,323
2012-07-03 2012-06-30 4 BYNOE LINDA NTRS Stock Units A - Award D 606 2,538
2012-07-03 2012-06-30 4 ROWE JOHN W NTRS Stock Units A - Award D 661 18,440
2012-07-03 2012-06-29 4 CROWN SUSAN NTRS Common Stock Units A - Award D 496 6,339
2012-07-03 2012-06-30 4 Tribbett Charles A NTRS Stock Units A - Award D 496 11,512
2012-05-07 3 Bowman Biff NTRS Common Stock D 9,832
2012-05-07 3 Bowman Biff 401(k) NTRS Common Stock I 543
2012-05-07 3 Bowman Biff NTRS Common Stock D 24,541
2012-05-07 2012-05-07 4 BYNOE LINDA NTRS Stock Units A - Award D 582 1,932
2012-05-03 3 Kukla Richard D. NTRS Common Stock D 29,486
2012-05-03 3 Kukla Richard D. NTRS Common Stock D 3,843
2012-05-03 3 Kukla Richard D. 401(k) NTRS Common Stock I 10,451
2012-05-01 2012-04-27 4 Schreuder Jana R 401(k) NTRS Common Stock S - Sale I 47.5800 -135 -6 10,084
2012-04-20 2012-04-19 4 Potter Stephen N NTRS Employee Stock Option (right to buy) M - Exercise D 32.62 -3,680 0
2012-04-20 2012-04-19 4 Potter Stephen N NTRS Employee Stock Option (right to buy) M - Exercise D 32.62 -21,934 0
2012-04-20 2012-04-19 4 Potter Stephen N By Trust NTRS Common Stock F - Taxes I 46.4947 -21,210 -986 30,669
2012-04-20 2012-04-19 4 Potter Stephen N By Trust NTRS Common Stock M - Exercise I 32.6150 25,614 835 51,879
2012-04-20 2012-04-19 4 Schreuder Jana R By Trust NTRS Common Stock G - Gift I -485 23,749
2012-04-20 2012-04-20 4 SMITH DAVID BYRON JR By Trust NTRS Common Stock G - Gift I 558 1,622
2012-04-20 2012-04-20 4 SMITH DAVID BYRON JR By Trust NTRS Common Stock G - Gift I 558 1,622
2012-04-20 2012-04-20 4 SMITH DAVID BYRON JR By Trust NTRS Common Stock G - Gift I 558 1,622
2012-04-20 2012-04-20 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -1,860 78,412
2012-04-20 2012-04-19 4 WADDELL FREDERICK H NTRS Employee Stock Option (right-to-buy) M - Exercise D 32.62 -11,024 0
2012-04-20 2012-04-19 4 WADDELL FREDERICK H By Trust NTRS Common Stock M - Exercise I 32.6150 11,024 360 80,272
2012-04-19 2012-04-17 4 BYNOE LINDA NTRS Common Stock A - Award D 1,920 10,305
2012-04-19 2012-04-17 4 JAIN DIPAK C NTRS Common Stock A - Award D 1,920 11,266
2012-04-19 2012-04-17 4 CHABRAJA NICHOLAS D NTRS Common Stock A - Award D 1,920 3,397
2012-04-19 2012-04-17 4 MOONEY EDWARD J NTRS Common Stock A - Award D 1,920 13,242
2012-04-19 2012-04-17 4 LANE ROBERT W NTRS Common Stock A - Award D 1,920 2,654
2012-04-19 2012-04-17 4 SLARK MARTIN P NTRS Common Stock A - Award D 1,920 1,920
2012-04-19 2012-04-17 4 ROWE JOHN W NTRS Common Stock A - Award D 1,920 14,042
2012-04-19 2012-04-17 4 SLARK MARTIN P NTRS Common Stock A - Award D 1,920 1,920
2012-04-19 2012-04-17 4 SMITH DAVID BYRON JR NTRS Common Stock A - Award D 1,920 1,920
2012-04-19 2012-04-17 4 Tribbett Charles A NTRS Common Stock A - Award D 1,920 11,642
2012-04-19 2012-04-17 4 Bond John NTRS Stock Units A - Award D 1,920 1,920
2012-04-19 2012-04-17 4 Bond John NTRS Stock Units D - Sale to Issuer D -1,849 0
2012-04-19 2012-04-17 4 CROWN SUSAN NTRS Common Stock Units A - Award D 46.8700 1,920 90 13,242
2012-04-03 2012-03-30 4 CROWN SUSAN NTRS Common Stock Units A - Award D 476 5,843
2012-04-02 2012-03-30 4 JAIN DIPAK C NTRS Stock Units A - Award D 556 13,744
2012-04-02 2012-03-30 4 ROWE JOHN W NTRS Stock Units A - Award D 635 17,779
2012-04-02 2012-03-30 4 SOSA ENRIQUE NTRS Stock Units A - Award D 476 8,135
2012-04-02 2012-03-30 4 Tribbett Charles A NTRS Stock Units A - Award D 476 11,016
2012-03-01 2012-03-01 4 BARRAT SHERRY S By Trust NTRS Common Stock S - Sale I 45.0000 -10,000 -450 25,541
2012-02-17 2012-02-16 4 Blake Aileen B NTRS Common Stock F - Taxes D 43.5025 -462 -20 24,923
2012-02-15 2012-02-13 4 Blake Aileen B NTRS Employee Stock Option (right-to-buy) A - Award D 43.65 10,883 10,883
2012-02-15 2012-02-13 4 Blake Aileen B NTRS Common Stock A - Award D 7,255 26,217
2012-02-15 2012-02-13 4 MOEN TIMOTHY P NTRS Employee Stock Option (right-to-buy) A - Award D 43.65 40,092 40,092
2012-02-15 2012-02-13 4 FRADKIN STEVEN L NTRS Employee Stock Option (right-to-buy) A - Award D 43.65 48,110 48,110
2012-02-15 2012-02-13 4 Cohodes Jeffrey D. NTRS Employee Stock Option (right-to-buy) A - Award D 43.65 34,365 34,365
2012-02-15 2012-02-13 4 MORRISON WILLIAM L NTRS Employee Stock Option (right-to-buy) A - Award D 43.65 80,184 80,184
2012-02-15 2012-02-13 4 O'Grady Michael NTRS Employee Stock Option (right-to-buy) A - Award D 43.65 48,110 48,110
2012-02-15 2012-02-13 4 Schreuder Jana R NTRS Employee Stock Option (right-to-buy) A - Award D 43.65 48,110 48,110
2012-02-15 2012-02-13 4 Potter Stephen N NTRS Employee Stock Option (right-to-buy) A - Award D 43.65 48,110 48,110
2012-02-15 2012-02-13 4 St Clair Joyce NTRS Employee Stock Option (right to buy) A - Award D 43.65 48,110 48,110
2012-02-15 2012-02-13 4 WADDELL FREDERICK H NTRS Employee Stock Option (right-to-buy) A - Award D 43.65 160,367 160,367
2012-02-15 2012-02-13 4 WELSH KELLY R NTRS Employee Stock Option (right-to-buy) A - Award D 43.65 40,092 40,092
2012-02-03 2012-02-02 4 MCCORMACK ROBERT C By Trust NTRS Common Stock S - Sale I 42.2140 -20,000 -844 876,400
2012-01-26 2012-01-24 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -240 47,001
2012-01-24 2012-01-23 4 Schreuder Jana R By Trust NTRS Common Stock G - Gift I -1,140 24,234
2012-01-23 2012-01-20 4 WADDELL FREDERICK H NTRS Employee Stock Option (right-to-buy) M - Exercise D 32.62 -11,000 11,024
2012-01-23 2012-01-20 4 WADDELL FREDERICK H By Trust NTRS Common Stock M - Exercise I 32.6150 11,000 359 47,241
2012-01-17 2012-01-17 4 BARRAT SHERRY S NTRS Employee Stock Option (right-to-buy) M - Exercise D 32.61 -35,614 0
2012-01-17 2012-01-17 4 BARRAT SHERRY S By Trust NTRS Common Stock S - Sale I 42.6100 -35,614 -1,518 35,541
2012-01-17 2012-01-17 4 BARRAT SHERRY S By Trust NTRS Common Stock M - Exercise I 32.6100 -35,614 -1,161 71,155
2012-01-04 2011-12-30 4 JAIN DIPAK C NTRS Stock Units A - Award D 660 13,188
2012-01-04 2011-12-30 4 ROWE JOHN W NTRS Stock Units A - Award D 754 17,144
2012-01-04 2011-12-30 4 SOSA ENRIQUE NTRS Stock Units A - Award D 565 7,659
2012-01-04 2011-12-30 4 Tribbett Charles A NTRS Stock Units A - Award D 565 10,540
2012-01-04 2011-12-30 4 CROWN SUSAN NTRS Common Stock Unit A - Award D 565 5,367
2011-08-16 3 O'Grady Michael No securities are beneficially owned NTRS Common Stock I 0
2011-04-19 3 SLARK MARTIN P NTRS Common Stock D 1,000
2010-04-22 3 SMITH DAVID BYRON JR By Trust NTRS Common Stock I 1,064
2010-04-22 3 SMITH DAVID BYRON JR NTRS Common Stock D 12,000
2010-04-22 3 SMITH DAVID BYRON JR By Trust NTRS Common Stock I 1,362,880
2010-04-22 3 SMITH DAVID BYRON JR By Trust NTRS Common Stock I 1,064
2010-04-22 3 SMITH DAVID BYRON JR By Trust NTRS Common Stock I 1,064
2009-11-05 3 Bond John NTRS Common Stock D 1,000
2009-11-02 3 LANE ROBERT W NTRS Common Stock D 7,800
2008-01-30 2008-01-25 4 WELSH KELLY R By Trust NTRS Common Stock G - Gift I -142 17,023
2008-01-23 2008-01-18 4 THERIAULT TIMOTHY J By Trust NTRS Common Stock G - Gift I -354 36,984
2007-11-13 2007-11-08 4 Blake Aileen B NTRS Common Stock F - Taxes D 76.1599 -221 -17 5,779
2007-10-30 2007-07-20 4/A THERIAULT TIMOTHY J By Trust NTRS Common Stock M - Exercise I 45.1563 11,118 502 40,318
2007-10-29 2007-10-29 4 WELSH KELLY R By Trust NTRS Common Stock G - Gift I -399 17,165
2007-10-29 2007-10-22 4 WELSH KELLY R By Trust NTRS Common Stock G - Gift I -73 17,564
2007-10-24 2007-10-22 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 68.9800 -100 -7 26,395
2007-10-24 2007-10-22 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 68.9500 -605 -42 26,495
2007-10-24 2007-10-22 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 68.9300 -225 -16 27,100
2007-10-24 2007-10-22 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 68.9200 -900 -62 27,325
2007-10-24 2007-10-22 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 68.9000 -1,236 -85 28,225
2007-10-24 2007-10-22 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 68.8200 -42 -3 29,461
2007-10-24 2007-10-22 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 68.8100 -100 -7 29,503
2007-10-24 2007-10-22 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 68.8000 -1,417 -97 29,603
2007-10-24 2007-10-22 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 68.7900 -100 -7 31,020
2007-10-24 2007-10-22 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 68.7700 -200 -14 31,120
2007-10-24 2007-10-22 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 68.7500 -100 -7 31,320
2007-10-24 2007-10-22 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 68.7000 -975 -67 31,420
2007-10-24 2007-10-22 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 68.6800 -200 -14 32,395
2007-10-24 2007-10-22 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 68.6400 -200 -14 32,595
2007-10-24 2007-10-22 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 68.6300 -200 -14 32,795
2007-10-24 2007-10-22 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 68.6000 -700 -48 32,995
2007-10-24 2007-10-22 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 68.4500 -300 -21 33,695
2007-10-24 2007-10-22 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 68.3600 -100 -7 33,995
2007-10-24 2007-10-22 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 68.3250 -500 -34 34,095
2007-10-24 2007-10-22 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 68.3000 -200 -14 34,595
2007-10-24 2007-10-22 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 68.2700 -300 -20 34,795
2007-10-24 2007-10-22 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 68.2400 -100 -7 35,095
2007-10-24 2007-10-22 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 68.1500 -104 -7 35,195
2007-10-24 2007-10-22 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 68.1400 -100 -7 35,299
2007-10-24 2007-10-22 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 68.1000 -500 -34 35,399
2007-10-24 2007-10-22 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 68.0900 -196 -13 35,899
2007-10-24 2007-10-22 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 68.0400 -100 -7 36,095
2007-10-24 2007-10-22 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 68.0300 -100 -7 36,195
2007-10-24 2007-10-22 4 Potter Stephen N By Trust NTRS Common Stock S - Sale I 68.0200 -100 -7 36,295
2007-10-23 2007-10-19 4 MOEN TIMOTHY P NTRS Common Stock F - Taxes D 69.4500 -2,162 -150 29,046
2007-07-02 2007-06-30 4 JAIN DIPAK C NTRS Stock Units A - Award D 329 5,255
2007-07-02 2007-06-30 4 KELLY ARTHUR L NTRS Stock Units A - Award D 349 13,813
2007-07-02 2007-06-30 4 Tribbett Charles A NTRS Stock Units A - Award D 310 3,396
2007-06-25 2007-05-09 4 MORRISON WILLIAM L By Son NTRS Common Stock G - Gift I 100 100
2007-04-27 2007-04-27 4 BARRAT SHERRY S By Trust NTRS Common Stock S - Sale I 64.0300 -3,300 -211 34,846
2007-04-25 2007-04-23 4 Schreuder Jana R By Trust NTRS Common Stock G - Gift I -935 36,970
2007-04-25 2007-04-19 4 WADDELL FREDERICK H By Trust NTRS Common Stock G - Gift I -1,621 113,576
2007-04-25 2007-04-19 4/A OSBORN WILLIAM A NTRS Employee Stock Option (right-to-buy) M - Exercise D 34.59 -2,890 147,110
2007-04-25 2007-04-19 4/A OSBORN WILLIAM A NTRS Employee Stock Option (right-to-buy) M - Exercise D 28.31 -50,000 0
2007-04-25 2007-04-19 4/A OSBORN WILLIAM A By Trust NTRS Common Stock G - Gift I -6,240 503,255
2007-04-25 2007-04-19 4/A OSBORN WILLIAM A By Trust NTRS Common Stock M - Exercise I 34.5938 2,890 100 509,495
2007-04-25 2007-04-19 4/A OSBORN WILLIAM A By Trust NTRS Common Stock F - Taxes I 64.1960 -11,026 -708 506,605
2007-04-25 2007-04-19 4/A OSBORN WILLIAM A By Trust NTRS Common Stock M - Exercise I 28.3125 50,000 1,416 517,631
2007-04-24 2007-04-23 4 FRADKIN STEVEN L NTRS Employee Stock Option (right-to-buy) M - Exercise D 45.16 -4,428 6,572
2007-04-24 2007-04-23 4 FRADKIN STEVEN L By Trust NTRS Common Stock F - Taxes I 64.3850 -3,105 -200 28,282
2007-04-24 2007-04-23 4 FRADKIN STEVEN L By Trust NTRS Common Stock M - Exercise I 45.1563 4,428 200 31,387
2007-04-24 2007-04-19 4 FRADKIN STEVEN L By Trust NTRS Common Stock G - Gift I -78 26,959
2007-04-20 2007-04-19 4 TOTH TERENCE J NTRS Employee Stock Option (right-to-buy) M - Exercise D 34.59 -13,110 0
2007-04-20 2007-04-19 4 TOTH TERENCE J By Trust NTRS Common Stock G - Gift I -617 39,964
2007-04-20 2007-04-19 4 TOTH TERENCE J By Trust NTRS Common Stock F - Taxes I 64.1960 -1,781 -114 40,581
2007-04-20 2007-04-19 4 TOTH TERENCE J By Trust NTRS Common Stock M - Exercise I 34.5938 13,110 454 42,362
2007-04-20 2007-04-19 4 OSBORN WILLIAM A NTRS Employee Stock Option (right-to-buy) M - Exercise D 34.59 -2,890 0
2007-04-20 2007-04-19 4 OSBORN WILLIAM A NTRS Employee Stock Option (right-to-buy) M - Exercise D 28.31 -50,000 0
2007-04-20 2007-04-19 4 OSBORN WILLIAM A By Trust NTRS Common Stock G - Gift I -6,240 503,255
2007-04-20 2007-04-19 4 OSBORN WILLIAM A By Trust NTRS Common Stock M - Exercise I 34.5938 2,890 100 509,495
2007-04-20 2007-04-19 4 OSBORN WILLIAM A By Trust NTRS Common Stock F - Taxes I 64.1960 -11,026 -708 506,605
2007-04-20 2007-04-19 4 OSBORN WILLIAM A By Trust NTRS Common Stock M - Exercise I 28.3125 50,000 1,416 517,631
2007-04-19 3 SOSA ENRIQUE NTRS Common Stock D 1,000
2007-04-19 2007-04-17 4 BYNOE LINDA NTRS Common Stock A - Award D 1,245 2,310
2007-04-19 2007-04-17 4 CHABRAJA NICHOLAS D NTRS Common Stock A - Award D 1,245 1,527
2007-04-19 2007-04-17 4 MCCORMACK ROBERT C NTRS Common Stock A - Award D 1,245 7,647
2007-04-19 2007-04-17 4 MOONEY EDWARD J NTRS Common Stock A - Award D 1,245 5,247
2007-04-19 2007-04-17 4 ROWE JOHN W NTRS Common Stock A - Award D 1,245 6,047
2007-04-19 2007-04-17 4 SMITH HAROLD B NTRS Common Stock A - Award D 1,245 2,847
2007-04-19 2007-04-17 4 SMITHBURG WILLIAM D NTRS Common Stock A - Award D 1,245 7,647
2007-04-04 3 St Clair Joyce NTRS Common Stock D 14,909
2007-04-04 3 St Clair Joyce 401(k) NTRS Common Stock I 5,026
2007-04-04 3 St Clair Joyce By Trust NTRS Common Stock I 21,003
2007-04-04 3/A St Clair Joyce By Trust NTRS Common Stock I 22,885
2007-04-04 3/A St Clair Joyce 401(k) NTRS Common Stock I 5,026
2007-04-04 3/A St Clair Joyce NTRS Common Stock D 14,909
2007-01-03 3 CHABRAJA NICHOLAS D NTRS Common Stock D 3,300
2007-01-03 3/A CHABRAJA NICHOLAS D NTRS Common Stock D 3,300
2006-10-19 3 Potter Stephen N NTRS Common Stock D 24,188
2006-10-19 3 Potter Stephen N Spouse as Trustee for Son NTRS Common Stock I 880
2006-10-19 3 Potter Stephen N 401(k) NTRS Common Stock I 8,265
2006-10-19 3 Potter Stephen N Spouse as Trustee for Daughter NTRS Common Stock I 880
2006-10-19 3 Potter Stephen N NTRS Common Stock D 26,952
2006-04-19 3 BYNOE LINDA NTRS Common Stock D 2,000
2006-04-19 3/A BYNOE LINDA NTRS Common Stock D 2,000
2006-01-04 3 BARRAT SHERRY S Family Trust NTRS Common Stock I 39,414
2006-01-04 3 BARRAT SHERRY S NTRS Common Stock D 27,000
2006-01-04 3 BARRAT SHERRY S 401(k) NTRS Common Stock I 6,419
2005-04-06 3 Blake Aileen B NTRS Common Stock D 6,000
2005-04-06 3/A Blake Aileen B NTRS Common Stock D 6,000
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
Other Listings
IT:1NTRS € 108.00
MX:NTRS
DE:NT4 € 110.00
GB:0K91 US$ 126.21
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