OCX Insider Trading - OncoCyte Corporation

Jumlah Saham Beredar	28,619,749 shares
Saham Orang Dalam	16,752,006 shares
Kepemilikan oleh Orang Dalam	58.53 %

Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Lihat Saham dengan Peringkat Tertinggi

Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Lihat Saham dengan Peringkat Tertinggi

Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

N/A

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

N/A

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan OncoCyte Corporation transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam	Rata-rata Keuntungan (%)	Saham Dimiliki	Terbagi Disesuaikan

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di OCX / OncoCyte Corporation. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Maksimal	Harga di Maksimal	Maksimal Keuntungan ($)	Maksimum Pengembalian (%)
2025-02-07	SMITH PATRICK W	1,077,600	2.0500	1,077,600	2.0500	2,209,080	31	4.1700	2,284,512	103.41
2025-02-07	James Andrea S.	97,561	2.0500	97,561	2.0500	200,000
2025-02-06	BROADWOOD PARTNERS LP	660,207	2.0500	660,207	2.0500	1,353,424
2025-02-06	BROADWOOD PARTNERS LP	4,505,488	2.0500	4,505,488	2.0500	9,236,250
2025-02-06	BROADWOOD PARTNERS LP	0	0.0000	0	0.0000	0
2025-02-06	BROADWOOD PARTNERS LP	0	0.0000	0	0.0000	0
2025-02-04	SMITH PATRICK W	25	2.0200	25	2.0200	50
2025-01-31	SMITH PATRICK W	890	2.0100	890	2.0100	1,789
2025-01-30	SMITH PATRICK W	318	2.0100	318	2.0100	639

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

OCX / OncoCyte Corporation Insider Trades

Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di OCX / OncoCyte Corporation. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Menit	Harga di Menit	Kerugian Maksimal Dihindari ($)	Kerugian Maksimal Dihindari (%)
2022-06-24	PURA VIDA INVESTMENTS, LLC	10,964	1.0514	548	21.0280	11,528	264	4	-9,335	-80.98
2022-06-24	PURA VIDA INVESTMENTS, LLC	35,441	1.0269	1,772	20.5380	36,394
2022-06-24	PURA VIDA INVESTMENTS, LLC	12,517	1.0514	626	21.0280	13,160
2022-06-24	PURA VIDA INVESTMENTS, LLC	40,464	1.0269	2,023	20.5380	41,552
2022-05-18	Yu Li	8,128	1.1400	406	22.8000	9,266
2020-12-23	KINGSLEY ALFRED D	900	2.5500	45	51.0000	2,295
2020-12-22	KINGSLEY ALFRED D	7,652		383
2020-12-21	KINGSLEY ALFRED D	5,148	2.5400	257	50.8000	13,076
2020-12-21	KINGSLEY ALFRED D	30,000		1,500

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas Tanggal	Perdagangan Tanggal	Formulir	Orang Dalam	Ticker	Judul Keamanan	Kode	Langsung	Latihan Harga	Satuan Harga	Unit Diubah	Nilai Diubah (1 ribu)	Sisa Pilihan	Sisa Saham
2025-07-03	2025-07-01	4	Last Andrew J.	IMDX	Common Stock, no par value	A - Award	D			35,000			39,509
2025-07-03	2025-07-01	4	Arno Andrew	IMDX	Common Stock, no par value	A - Award	D			55,000			136,554
2025-07-03	2025-07-01	4	SILVERMAN LOU	IMDX	Common Stock, no par value	A - Award	D			35,000			36,564
2025-02-11	2025-02-07	4	James Andrea S.	OCX	Common Stock, no par value	P - Purchase	D		2.0500	97,561	200		151,231
2025-02-11	2025-02-07	4	SMITH PATRICK W	OCX	Common Stock, no par value	J - Other	I		2.0500	385,814	791		3,258,485
2025-02-11	2025-02-07	4	SMITH PATRICK W	OCX	Common Stock, no par value	P - Purchase	I		2.0500	1,077,600	2,209		2,872,671
2025-02-10	2025-02-06	4	BROADWOOD PARTNERS LP Footnote	OCX	Common Stock, no par value	P - Purchase	I			0			11,410,100
2025-02-10	2025-02-06	4	BROADWOOD PARTNERS LP Footnote	OCX	Common Stock, no par value	P - Purchase	I			0			11,410,100
2025-02-10	2025-02-06	4	BROADWOOD PARTNERS LP	OCX	Common Stock, no par value	P - Purchase	D		2.0500	4,505,488	9,236		11,410,100
2025-02-10	2025-02-06	4	BROADWOOD PARTNERS LP	OCX	Common Stock, no par value	P - Purchase	D		2.0500	660,207	1,353		6,904,612
2025-02-04	2025-02-04	4	SMITH PATRICK W	OCX	Common Stock, no par value	P - Purchase	I		2.0200	25	0		1,795,071
2025-02-04	2025-01-31	4	SMITH PATRICK W	OCX	Common Stock, no par value	P - Purchase	I		2.0100	890	2		1,795,046
2025-01-31	2025-01-30	4	SMITH PATRICK W	OCX	Common Stock, no par value	P - Purchase	I		2.0100	318	1		1,794,156
2025-01-31	2025-01-29	4	SMITH PATRICK W	OCX	Common Stock, no par value	P - Purchase	I		2.0100	3,880	8		1,793,838
2025-01-15	2025-01-14	4	SMITH PATRICK W	OCX	Common Stock, no par value	P - Purchase	I		2.1500	10,286	22		1,789,958
2025-01-15	2025-01-14	4	SMITH PATRICK W	OCX	Common Stock, no par value	P - Purchase	I		2.0800	100	0		1,779,672
2025-01-15	2025-01-13	4	SMITH PATRICK W	OCX	Common Stock, no par value	P - Purchase	I		2.0800	5,669	12		1,779,572
2024-12-27	2024-12-26	4	SMITH PATRICK W	OCX	Common Stock, no par value	P - Purchase	I		2.1300	90,219	192		1,773,903
2024-12-27		3	SMITH PATRICK W	OCX	Common Stock, no par value		I						1,683,684
2024-12-26	2024-12-26	4	Arno Andrew	OCX	Common Stock, no par value	P - Purchase	D		2.1080	12,500	26		81,554
2024-12-09	2024-12-05	4	James Andrea S.	OCX	Common Stock, no par value	P - Purchase	D		2.2900	20,000	46		53,670
2024-10-04	2024-10-02	4	James Andrea S.	OCX	Common Stock, no par value	P - Purchase	D		2.9700	33,670	100		33,670
2024-10-04	2024-10-02	4	BROADWOOD PARTNERS LP Footnote	OCX	Common Stock, no par value	P - Purchase	I			0			6,244,405
2024-10-04	2024-10-02	4	BROADWOOD PARTNERS LP	OCX	Common Stock, no par value	P - Purchase	D		2.9480	1,315,339	3,878		6,244,405
2024-04-15	2024-04-11	4	BROADWOOD PARTNERS LP Footnote	OCX	Common Stock, no par value	P - Purchase	I			0			4,929,066
2024-04-15	2024-04-11	4	BROADWOOD PARTNERS LP	OCX	Common Stock, no par value	P - Purchase	D		2.9164	2,420,000	7,058		4,929,066
2024-04-15	2024-04-11	4	Arno Andrew	OCX	Common Stock, no par value	P - Purchase	D		2.9500	33,898	100		69,054
2024-04-15	2024-04-11	4	Riggs Josh	OCX	Common Stock, no par value	P - Purchase	D		2.9500	3,390	10		3,505
2023-07-03	2023-06-30	4	Gutfreund John Peter See Footnotes	OCX	Common Stock, no par value	J - Other	I			-3,085,047			0
2023-06-27	2023-06-23	4	Last Andrew J.	OCX	Common Stock, no par value	A - Award	D			20,000			90,170
2023-06-27	2023-06-23	4	Arno Andrew	OCX	Common Stock, no par value	A - Award	D			30,000			703,133
2023-06-27	2023-06-23	4	SILVERMAN LOU	OCX	Common Stock, no par value	A - Award	D			25,000			31,270
2023-06-27	2023-06-23	4	KINGSLEY ALFRED D	OCX	Common Stock, no par value	A - Award	D			20,000			489,111
2023-06-15	2023-06-14	4	KINGSLEY ALFRED D	OCX	Common Stock, no par value	P - Purchase	D		0.2149	30,000	6		469,111
2023-04-18	2023-03-06	4/A	PURA VIDA INVESTMENTS, LLC By the Managed Accounts.	OCX	Common Stock	J - Other	I			-3,890,111			4,589,571
2023-04-07	2023-04-05	4	PURA VIDA INVESTMENTS, LLC By Pura Vida Master Fund, Ltd.	OCX	Common Stock	P - Purchase	I		0.3017	663,000	200		8,090,202
2023-04-05	2023-04-03	4	BROADWOOD PARTNERS LP Footnote	OCX	Common Stock, no par value	P - Purchase	I			0			50,181,335
2023-04-05	2023-04-03	4	BROADWOOD PARTNERS LP	OCX	Common Stock, no par value	P - Purchase	D		0.3017	26,827,638	8,094		50,181,335
2023-04-05	2023-04-03	4	Arno Andrew	OCX	Common Stock, no par value	A - Award	D		0.3544	141,084	50		156,084
2023-04-05	2023-04-03	4	Arno Andrew	OCX	Common Stock, no par value	A - Award	I		0.3544	141,084	50		156,084
2023-04-05	2023-04-03	4	Arno Andrew	OCX	Common Stock, no par value	A - Award	I		0.3544	141,084	50		156,084
2023-04-05	2023-04-03	4	Gutfreund John Peter	OCX	Common Stock, no par value	A - Award	I		0.3544	1,000,000	354		1,075,000
2023-04-05	2023-04-03	4	Gutfreund John Peter	OCX	Common Stock, no par value	A - Award	D		0.3544	705,000	250		715,000
2023-03-08	2023-03-06	4	PURA VIDA INVESTMENTS, LLC By the Managed Accounts.	OCX	Common Stock	J - Other	I			-3,890,111			4,589,571
2022-12-28	2022-12-23	4	Gutfreund John Peter	OCX	Common Stock, no par value	P - Purchase	I		0.3297	75,000	25		75,000
2022-12-28	2022-12-23	4	Arno Andrew	OCX	Common Stock, no par value	P - Purchase	D		0.3515	250,000	88		532,049
2022-12-27	2022-12-22	4	KINGSLEY ALFRED D	OCX	Common Stock, no par value	P - Purchase	D		0.2850	25,000	7		439,111
2022-12-22	2022-12-21	4	Ross Douglas T.	OCX	Common Stock, no par value	A - Award	D			213,797			234,114
2022-12-20	2022-12-01	4	Paulsen Gisela	OCX	Common Stock, no par value	D - Sale to Issuer	D			-175,000			366,500
2022-12-20	2022-12-01	4	Ross Douglas T.	OCX	Common Stock, no par value	D - Sale to Issuer	D			-150,000			20,317
2022-12-09	2022-12-01	4	ANDREWS RONALD ASBURY	OCX	Common Stock, no par value	M - Exercise	D			250,000			583,212
2022-12-09		3	SILVERMAN LOU	OCX	Common Stock, no par value		D						6,270
2022-12-09		3	Riggs Josh	OCX	Common Stock, no par value		D						2,308
2022-08-19	2022-08-17	4	Arno Andrew	OCX	Common Stock, no par value	P - Purchase	I		0.9000	7,500	7		15,000
2022-08-19	2022-08-17	4	Arno Andrew	OCX	Common Stock, no par value	P - Purchase	I		0.9000	7,500	7		15,000
2022-08-19	2022-08-17	4	Last Andrew J.	OCX	Common Stock, no par value	P - Purchase	D		0.8700	20,000	17		70,170
2022-08-18	2022-08-16	4	ANDREWS RONALD ASBURY	OCX	Common Stock, no par value	P - Purchase	D		0.9600	40,000	38		333,212
2022-08-17	2022-08-15	4	Paulsen Gisela	OCX	Common Stock, no par value	A - Award	D			350,000			541,500
2022-08-17	2022-08-15	4	Paulsen Gisela	OCX	Common Stock, no par value	A - Award	D			175,000			191,500
2022-08-17	2022-08-15	4	Ross Douglas T.	OCX	Common Stock, no par value	A - Award	D			150,000			170,317
2022-08-17	2022-08-15	4	Last Andrew J.	OCX	Common Stock, no par value	A - Award	D			10,000			50,170
2022-08-17	2022-08-15	4	KINGSLEY ALFRED D	OCX	Common Stock, no par value	P - Purchase	D		0.9700	5,000	5		414,111
2022-08-17	2022-08-15	4	KINGSLEY ALFRED D	OCX	Common Stock, no par value	P - Purchase	D		0.9700	5,000	5		414,111
2022-08-17	2022-08-15	4	KINGSLEY ALFRED D	OCX	Common Stock, no par value	A - Award	D			10,000			404,111
2022-08-17	2022-08-15	4	Gutfreund John Peter	OCX	Common Stock, no par value	P - Purchase	I		0.9300	25,000	23		25,000
2022-08-17	2022-08-15	4	Gutfreund John Peter	OCX	Common Stock, no par value	A - Award	D			10,000			10,000
2022-08-17	2022-08-15	4	John Anish M.	OCX	Common Stock, no par value	A - Award	D			150,000			150,000
2022-08-17	2022-08-16	4	GRIFFITH MELINDA	OCX	Common Stock, no par value	P - Purchase	D		1.0000	10,000	10		30,000
2022-08-17	2022-08-15	4	GRIFFITH MELINDA	OCX	Common Stock, no par value	A - Award	D			10,000			20,000
2022-08-17	2022-08-16	4	Carter Jennifer L.	OCX	Common Stock, no par value	P - Purchase	D		0.9500	10,500	10		30,500
2022-08-17	2022-08-15	4	Carter Jennifer L.	OCX	Common Stock, no par value	A - Award	D			10,000			20,000
2022-08-17	2022-08-16	4	Arno Andrew	OCX	Common Stock, no par value	P - Purchase	D		0.9700	115,523	112		282,049
2022-08-17	2022-08-15	4	Arno Andrew	OCX	Common Stock, no par value	P - Purchase	D		0.9300	34,477	32		166,526
2022-08-17	2022-08-15	4	Arno Andrew	OCX	Common Stock, no par value	A - Award	D			10,000			132,049
2022-08-08		3	Gutfreund John Peter Footnote	OCX	Common Stock, no par value		I						3,085,047
2022-07-19	2022-06-24	4	Last Andrew J.	OCX	Common Stock, no par value	M - Exercise	D			10,000			40,170
2022-07-19	2022-06-24	4	Arno Andrew	OCX	Common Stock, no par value	M - Exercise	D			10,000			122,049
2022-07-19	2022-06-24	4	GRIFFITH MELINDA	OCX	Common Stock, no par value	M - Exercise	D			10,000			10,000
2022-07-19	2022-06-24	4	Carter Jennifer L.	OCX	Common Stock, no par value	M - Exercise	D			10,000			10,000
2022-07-19	2022-06-24	4	KINGSLEY ALFRED D	OCX	Common Stock, no par value	M - Exercise	D			10,000			394,111
2022-07-19	2022-06-24	4	Redmond Cavan M.	OCX	Common Stock, no par value	M - Exercise	D			10,000			120,863
2022-06-28	2022-06-24	4	PURA VIDA INVESTMENTS, LLC By the Managed Accounts.	OCX	Common Stock	S - Sale	I		1.0269	-40,464	-42		8,479,682
2022-06-28	2022-06-24	4	PURA VIDA INVESTMENTS, LLC By the Managed Accounts.	OCX	Common Stock	S - Sale	I		1.0514	-12,517	-13		8,520,146
2022-06-28	2022-06-24	4	PURA VIDA INVESTMENTS, LLC By Pura Vida Master Fund, Ltd.	OCX	Common Stock	S - Sale	I		1.0269	-35,441	-36		7,427,202
2022-06-28	2022-06-24	4	PURA VIDA INVESTMENTS, LLC By Pura Vida Master Fund, Ltd.	OCX	Common Stock	S - Sale	I		1.0514	-10,964	-12		7,462,643
2022-06-28	2022-04-14	4/A	PURA VIDA INVESTMENTS, LLC By the Managed Accounts.	OCX	Common Stock	P - Purchase	I		1.2600	57,630	73		8,532,663
2022-06-28	2022-04-14	4/A	PURA VIDA INVESTMENTS, LLC By the Managed Accounts.	OCX	Common Stock	P - Purchase	I		1.2270	19,210	24		8,475,033
2022-06-28	2022-04-14	4/A	PURA VIDA INVESTMENTS, LLC By Pura Vida Master Fund, Ltd.	OCX	Common Stock	P - Purchase	I		1.2600	92,370	116		7,473,607
2022-06-28	2022-04-14	4/A	PURA VIDA INVESTMENTS, LLC By Pura Vida Master Fund, Ltd.	OCX	Common Stock	P - Purchase	I		1.2270	30,790	38		7,381,237
2022-05-19	2022-05-18	4	Yu Li	OCX	Restricted Stock Units	M - Exercise	D	0.00		-25,000		25,000
2022-05-19	2022-05-18	4	Yu Li	OCX	Common Stock, no par value	S - Sale	D		1.1400	-8,128	-9		16,872
2022-05-19	2022-05-18	4	Yu Li	OCX	Common Stock, no par value	M - Exercise	D			25,000			25,000
2022-04-29	2022-04-14	4/A	PURA VIDA INVESTMENTS, LLC By the Managed Accounts	OCX	Warrant to purchase common stock	P - Purchase	I	1.53		958,209		958,209
2022-04-29	2022-04-14	4/A	PURA VIDA INVESTMENTS, LLC By the Retirement Trust	OCX	Warrant to purchase common stock	P - Purchase	I	1.53		690,719		690,719
2022-04-29	2022-04-14	4/A	PURA VIDA INVESTMENTS, LLC By Pura Vida X Fund LP	OCX	Warrant to purchase common stock	P - Purchase	I	1.53		383,976		383,976
2022-04-29	2022-04-14	4/A	PURA VIDA INVESTMENTS, LLC By Pura Vida Master Fund, Ltd.	OCX	Warrant to purchase common stock	P - Purchase	I	1.53		832,949		832,949
2022-04-29	2022-04-14	4/A	PURA VIDA INVESTMENTS, LLC By the Retirement Trust	OCX	Common Stock	P - Purchase	I		1.3325	1,381,438	1,841		1,381,438
2022-04-29	2022-04-14	4/A	PURA VIDA INVESTMENTS, LLC By Pura Vida X Fund LP	OCX	Common Stock	P - Purchase	I		1.3325	767,952	1,023		767,952
2022-04-29	2022-04-14	4/A	PURA VIDA INVESTMENTS, LLC By the Managed Accounts	OCX	Common Stock	P - Purchase	I		1.2600	57,630	73		8,532,663
2022-04-29	2022-04-14	4/A	PURA VIDA INVESTMENTS, LLC By the Managed Accounts	OCX	Common Stock	P - Purchase	I		1.2270	19,210	24		8,475,033
2022-04-29	2022-04-14	4/A	PURA VIDA INVESTMENTS, LLC By the Managed Accounts	OCX	Common Stock	P - Purchase	I		1.3325	1,916,419	2,554		8,455,823
2022-04-29	2022-04-14	4/A	PURA VIDA INVESTMENTS, LLC By Pura Vida Master Fund, Ltd.	OCX	Common Stock	P - Purchase	I		1.2600	92,370	116		7,473,607
2022-04-29	2022-04-14	4/A	PURA VIDA INVESTMENTS, LLC By Pura Vida Master Fund, Ltd.	OCX	Common Stock	P - Purchase	I		1.2270	30,790	38		7,381,237
2022-04-29	2022-04-14	4/A	PURA VIDA INVESTMENTS, LLC By Pura Vida Master Fund, Ltd.	OCX	Common Stock	P - Purchase	I		1.3325	1,665,898	2,220		7,350,447
2022-04-18	2022-04-14	4	PURA VIDA INVESTMENTS, LLC By the Managed Accounts	OCX	Warrant to purchase common stock	P - Purchase	I	1.53		958,209		958,209
2022-04-18	2022-04-14	4	PURA VIDA INVESTMENTS, LLC By the Retirement Trust	OCX	Warrant to purchase common stock	P - Purchase	I	1.53		690,719		690,719
2022-04-18	2022-04-14	4	PURA VIDA INVESTMENTS, LLC By Pura Vida X Fund LP	OCX	Warrant to purchase common stock	P - Purchase	I	1.53		383,976		383,976
2022-04-18	2022-04-14	4	PURA VIDA INVESTMENTS, LLC By Pura Vida Master Fund, Ltd.	OCX	Warrant to purchase common stock	P - Purchase	I	1.53		832,949		832,949
2022-04-18	2022-04-14	4	PURA VIDA INVESTMENTS, LLC By the Retirement Trust	OCX	Common Stock	P - Purchase	I		1.3325	1,381,438	1,841		1,381,438
2022-04-18	2022-04-14	4	PURA VIDA INVESTMENTS, LLC By Pura Vida X Fund LP	OCX	Common Stock	P - Purchase	I		1.3325	767,952	1,023		767,952
2022-04-18	2022-04-14	4	PURA VIDA INVESTMENTS, LLC By the Managed Accounts	OCX	Common Stock	P - Purchase	I		1.2600	57,630	73		8,532,663
2022-04-18	2022-04-14	4	PURA VIDA INVESTMENTS, LLC By the Managed Accounts	OCX	Common Stock	P - Purchase	I		1.2270	19,210	24		8,475,033
2022-04-18	2022-04-14	4	PURA VIDA INVESTMENTS, LLC By the Managed Accounts	OCX	Common Stock	P - Purchase	I		1.3325	1,916,419	2,554		8,455,823
2022-04-18	2022-04-14	4	PURA VIDA INVESTMENTS, LLC By Pura Vida Master Fund, Ltd.	OCX	Common Stock	P - Purchase	I		1.2600	92,370	116		7,473,607
2022-04-18	2022-04-14	4	PURA VIDA INVESTMENTS, LLC By Pura Vida Master Fund, Ltd.	OCX	Common Stock	P - Purchase	I		1.2270	30,790	38		7,381,237
2022-04-18	2022-04-14	4	PURA VIDA INVESTMENTS, LLC By Pura Vida Master Fund, Ltd.	OCX	Common Stock	P - Purchase	I		1.3325	1,665,898	2,220		7,350,447
2022-04-15	2022-04-14	4	BROADWOOD PARTNERS LP Footnote	OCX	Warrant to Purchase Common Stock	A - Award	I	1.53		0		6,003,752
2022-04-15	2022-04-14	4	BROADWOOD PARTNERS LP	OCX	Warrant to Purchase Common Stock	A - Award	D	1.53		6,003,752		6,003,752
2022-04-15	2022-04-14	4	BROADWOOD PARTNERS LP Footnote	OCX	Common Stock, no par value	P - Purchase	I			0			23,353,697
2022-04-15	2022-04-14	4	BROADWOOD PARTNERS LP	OCX	Common Stock, no par value	P - Purchase	D		1.3325	6,003,752	8,000		23,353,697
2022-04-15	2022-04-13	4	BROADWOOD PARTNERS LP Footnote	OCX	Series A Convertible Preferred Stock	A - Award	I	1.53		0		5,882
2022-04-15	2022-04-13	4	BROADWOOD PARTNERS LP	OCX	Series A Convertible Preferred Stock	A - Award	D	1.53		5,882		5,882
2022-03-28	2022-03-25	4	Ross Douglas T.	OCX	Common Stock, no par value	P - Purchase	D		1.4000	15,000	21		20,317
2022-03-17	2022-03-15	4	Yu Li	OCX	Option to Purchase Common Stock	A - Award	D	1.15		37,500		37,500
2022-03-17	2022-03-15	4	Yu Li	OCX	Option to Purchase Common Stock	A - Award	D	1.15		37,500		37,500
2022-03-17	2022-03-15	4	Ross Douglas T.	OCX	Option to Purchase Common Stock	A - Award	D	1.15		100,000		100,000
2022-03-17	2022-03-15	4	Ross Douglas T.	OCX	Option to Purchase Common Stock	A - Award	D	1.15		100,000		100,000
2022-03-17	2022-03-17	4	Paulsen Gisela	OCX	Common Stock, no par value	P - Purchase	D		1.1980	16,500	20		16,500
2022-03-17	2022-03-15	4	Paulsen Gisela	OCX	Option to Purchase Common Stock	A - Award	D	1.15		125,000		125,000
2022-03-17	2022-03-15	4	Paulsen Gisela	OCX	Option to Purchase Common Stock	A - Award	D	1.15		125,000		125,000
2022-03-17	2022-03-16	4	ANDREWS RONALD ASBURY	OCX	Common Stock, no par value	P - Purchase	D		1.2830	50,000	64		293,212
2022-03-17	2022-03-15	4	ANDREWS RONALD ASBURY	OCX	Restricted Stock Units	A - Award	D	0.00		500,000		500,000
2022-03-17	2022-03-15	4	ANDREWS RONALD ASBURY	OCX	Restricted Stock Units	A - Award	D	0.00		35,000		35,000
2022-03-17	2022-03-15	4	ANDREWS RONALD ASBURY	OCX	Option to Purchase Common Stock	A - Award	D	1.15		375,000		375,000
2022-03-17	2022-03-15	4	ANDREWS RONALD ASBURY	OCX	Option to Purchase Common Stock	A - Award	D	1.15		200,000		200,000
2022-03-17	2022-03-15	4	ANDREWS RONALD ASBURY	OCX	Option to Purchase Common Stock	A - Award	D	1.15		300,000		300,000
2022-03-17	2022-03-15	4	Sundar Padma	OCX	Option to Purchase Common Stock	A - Award	D	1.15		87,500		87,500
2022-03-17	2022-03-15	4	Sundar Padma	OCX	Option to Purchase Common Stock	A - Award	D	1.15		87,500		87,500
2022-03-17	2022-03-15	4	Levine Mitchell S	OCX	Option to Purchase Common Stock	A - Award	D	1.15		87,500		87,500
2022-03-17	2022-03-15	4	Levine Mitchell S	OCX	Option to Purchase Common Stock	A - Award	D	1.15		87,500		87,500
2022-03-16	2022-03-16	4	Redmond Cavan M.	OCX	Common Stock, no par value	P - Purchase	D		1.1890	40,000	48		110,863
2022-03-15	2022-03-15	4	Levine Mitchell S	OCX	Common Stock, no par value	P - Purchase	D		1.1660	25,000	29		87,080
2021-10-14	2021-06-24	4	Yu Li	OCX	Option to Purchase Common Stock	A - Award	D	4.33		160,000		160,000
2021-09-24	2021-09-23	4	BROADWOOD PARTNERS LP Footnote	OCX	Warrant to Purchase Common Stock	X - Other	I	3.15		0		0
2021-09-24	2021-09-23	4	BROADWOOD PARTNERS LP	OCX	Warrant to Purchase Common Stock	X - Other	D	3.15		-573,461		0
2021-09-24	2021-09-23	4	BROADWOOD PARTNERS LP Footnote	OCX	Warrant to Purchase Common Stock	A - Award	I	3.15		0		573,461
2021-09-24	2021-09-23	4	BROADWOOD PARTNERS LP	OCX	Warrant to Purchase Common Stock	A - Award	D	3.15		573,461		573,461
2021-09-24	2021-09-23	4	BROADWOOD PARTNERS LP Footnote	OCX	Warrant to Purchase Common Stock	D - Sale to Issuer	I	3.25		0		0
2021-09-24	2021-09-23	4	BROADWOOD PARTNERS LP	OCX	Warrant to Purchase Common Stock	D - Sale to Issuer	D	3.25		-573,461		0
2021-09-24	2021-09-23	4	BROADWOOD PARTNERS LP Footnote	OCX	Common Stock, no par value	X - Other	I			0			17,349,945
2021-09-24	2021-09-23	4	BROADWOOD PARTNERS LP	OCX	Common Stock, no par value	X - Other	D		3.1525	573,461	1,808		17,349,945
2021-07-02	2021-07-01	4	ANDREWS RONALD ASBURY	OCX	Restricted Stock Units	M - Exercise	D	0.00		-65,000		0
2021-07-02	2021-07-01	4	ANDREWS RONALD ASBURY	OCX	Common Stock, no par value	F - Taxes	D			-15,834			243,212
2021-07-02	2021-07-01	4	ANDREWS RONALD ASBURY	OCX	Common Stock, no par value	M - Exercise	D			65,000			259,046
2021-07-02	2021-06-30	4	ANDREWS RONALD ASBURY	OCX	Common Stock, no par value	F - Taxes	D			-25,873			194,046
2021-07-02	2021-05-07	4	ANDREWS RONALD ASBURY	OCX	Restricted Stock Units	M - Exercise	D	0.00		-106,221		0
2021-07-02	2021-05-07	4	ANDREWS RONALD ASBURY	OCX	Common Stock, no par value	M - Exercise	D			106,221			219,919
2021-06-28	2021-06-24	4	Redmond Cavan M.	OCX	Restricted Stock Units	A - Award	D	0.00		10,000		10,000
2021-06-28	2021-06-24	4	Redmond Cavan M.	OCX	Option to Purchase Common Stock	A - Award	D	5.46		45,000		45,000
2021-06-28	2021-06-24	4	Carter Jennifer L.	OCX	Restricted Stock Units	A - Award	D	0.00		10,000		10,000
2021-06-28	2021-06-24	4	Carter Jennifer L.	OCX	Option to Purchase Common Stock	A - Award	D	5.46		45,000		45,000
2021-06-28	2021-06-24	4	Last Andrew J.	OCX	Restricted Stock Units	A - Award	D	0.00		10,000		10,000
2021-06-28	2021-06-24	4	Last Andrew J.	OCX	Option to Purchase Common Stock	A - Award	D	5.46		45,000		45,000
2021-06-28	2021-06-24	4	KINGSLEY ALFRED D	OCX	Restricted Stock Units	A - Award	D	0.00		10,000		10,000
2021-06-28	2021-06-24	4	KINGSLEY ALFRED D	OCX	Option to Purchase Common Stock	A - Award	D	5.46		45,000		45,000
2021-06-28	2021-06-24	4	GRIFFITH MELINDA	OCX	Restricted Stock Units	A - Award	D	0.00		10,000		10,000
2021-06-28	2021-06-24	4	GRIFFITH MELINDA	OCX	Option to Purchase Common Stock	A - Award	D	5.46		45,000		45,000
2021-06-28	2021-06-24	4	Arno Andrew	OCX	Restricted Stock Units	A - Award	D	0.00		10,000		10,000
2021-06-28	2021-06-24	4	Arno Andrew	OCX	Option to Purchase Common Stock	A - Award	D	5.46		45,000		45,000
2021-06-14	2021-06-11	4	Last Andrew J.	OCX	Warrants	X - Other	D	3.00		6,993		0
2021-06-14	2021-06-11	4	Last Andrew J.	OCX	Common Stock	X - Other	D		3.0000	6,993	21		30,170
2021-04-30	2021-04-28	4	Levine Mitchell S	OCX	Restricted Stock Units	M - Exercise	D	0.00		-20,000		0
2021-04-30	2021-04-28	4	Levine Mitchell S	OCX	Common Shares, no par value	F - Taxes	D			-4,620			62,080
2021-04-30	2021-04-28	4	Levine Mitchell S	OCX	Common Shares, no par value	M - Exercise	D			20,000			66,700
2021-03-22	2021-03-19	4	ANDREWS RONALD ASBURY	OCX	Common Stock, no par value	P - Purchase	D		4.7911	11,000	53		113,698
2021-03-01	2021-02-25	4	Sundar Padma	OCX	Employee Stock Option (right to buy)	A - Award	D	5.34	5.3400	255,000	1,362	255,000
2021-03-01	2021-02-25	4	Levine Mitchell S	OCX	Employee Stock Option (right to buy)	A - Award	D	5.34	5.3400	255,000	1,362	255,000
2021-03-01	2021-02-25	4	ANDREWS RONALD ASBURY	OCX	Employee Stock Option (right to buy)	A - Award	D	5.34	5.3400	500,000	2,670	500,000
2021-03-01	2021-02-25	4	Ross Douglas T.	OCX	Employee Stock Option (right to buy)	A - Award	D	5.34	5.3400	255,000	1,362	255,000
2021-02-09	2021-02-05	4	BROADWOOD PARTNERS LP Footnote	OCX	Common Stock, no par value	P - Purchase	I			0			16,776,484
2021-02-09	2021-02-05	4	BROADWOOD PARTNERS LP	OCX	Common Stock, no par value	P - Purchase	D		4.5000	600,000	2,700		16,776,484
2021-01-28		3	Kamen Efrem By Pura Vida Investments, LLC	OCX	Common Stock, No Par Value		I						12,223,953
2021-01-22	2021-01-20	4	BROADWOOD PARTNERS LP Footnote	OCX	Common Stock, no par value	P - Purchase	I			0			16,176,484
2021-01-22	2021-01-20	4	BROADWOOD PARTNERS LP	OCX	Common Stock, no par value	P - Purchase	D		3.4240	1,460,280	5,000		16,176,484
2020-12-28	2020-12-28	4	KINGSLEY ALFRED D	OCX	Option to purchase common stock	M - Exercise	D	1.34	1.3400	65,271	87	0
2020-12-28	2020-12-28	4	KINGSLEY ALFRED D	OCX	Common Stock, no par value	M - Exercise	D		1.3400	65,271	87		384,111
2020-12-28	2020-12-23	4	KINGSLEY ALFRED D	OCX	Option to purchase common stock	M - Exercise	D	1.34	1.3400	1,237	2	65,271
2020-12-28	2020-12-23	4	KINGSLEY ALFRED D	OCX	Common Stock, no par value	S - Sale	D		2.5500	-900	-2		318,840
2020-12-28	2020-12-23	4	KINGSLEY ALFRED D	OCX	Common Stock, no par value	M - Exercise	D		1.3400	1,237	2		319,740
2020-12-23	2020-12-22	4	KINGSLEY ALFRED D	OCX	Option to purchase common stock	M - Exercise	D	1.34	1.3400	10,516	14	66,508
2020-12-23	2020-12-22	4	KINGSLEY ALFRED D	OCX	Common Stock, no par value	S - Sale	D			-7,652			318,503
2020-12-23	2020-12-22	4	KINGSLEY ALFRED D	OCX	Common Stock, no par value	M - Exercise	D		1.3400	10,516	14		326,155
2020-12-23	2020-12-21	4	KINGSLEY ALFRED D	OCX	Option to purchase common stock	M - Exercise	D	1.34	1.3400	47,976	64	77,024
2020-12-23	2020-12-21	4	KINGSLEY ALFRED D	OCX	Common Stock, no par value	S - Sale	D		2.5400	-5,148	-13		315,639
2020-12-23	2020-12-21	4	KINGSLEY ALFRED D	OCX	Common Stock, no par value	S - Sale	D			-30,000			320,787
2020-12-23	2020-12-21	4	KINGSLEY ALFRED D	OCX	Common Stock, no par value	M - Exercise	D		1.3400	47,976	64		350,787
2020-12-17	2019-09-12	4/A	Levine Mitchell S	OCX	Common Stock	P - Purchase	D		2.0060	10,000	20		13,495
2020-12-15	2020-12-11	4	Sundar Padma	OCX	Common Stock	A - Award	D			4,177			4,177
2020-12-15	2020-12-11	4	Arno Andrew	OCX	Common Stock	A - Award	D			9,602			112,049
2020-12-15	2020-12-11	4	HESTERBERG LYNDAL K.	OCX	Common Stock	A - Award	D			6,603			7,477
2020-12-15	2020-09-12	4/A	Levine Mitchell S	OCX	Common Stock	P - Purchase	D		2.0060	10,000	20		13,495
2020-12-15	2020-12-11	4	Last Andrew J.	OCX	Common Stock	A - Award	D			16,184			23,177
2020-12-15	2020-12-11	4	Parker Albert P	OCX	Common Stock	A - Award	D			5,586			10,586
2020-12-15	2020-12-11	4	Levine Mitchell S	OCX	Common Stock	A - Award	D			10,121			46,700
2020-12-15	2020-12-11	4	Redmond Cavan M.	OCX	Common Stock	A - Award	D			18,416			70,863
2020-12-15	2020-12-11	4	Ross Douglas T.	OCX	Common Stock	A - Award	D			5,317			5,317
2020-12-15	2020-12-11	4	KINGSLEY ALFRED D	OCX	Common Stock	A - Award	D			5,909			302,811
2020-08-05	2020-08-03	4	Parker Albert P	OCX	Common Stock, no par value	P - Purchase	D		1.3296	5,000	7		5,000
2020-08-05	2020-08-03	4	KALAJIAN TONY T	OCX	Common Stock, no par value	P - Purchase	D		1.3066	5,000	7		15,000
2020-08-04	2020-08-03	4	Levine Mitchell S	OCX	Common Stock, no par value	P - Purchase	D		1.3200	10,000	13		36,579
2020-08-04	2020-08-03	4	ANDREWS RONALD ASBURY	OCX	Common Stock, no par value	P - Purchase	D		1.3470	40,000	54		102,698
2020-06-19	2020-06-17	4	KINGSLEY ALFRED D	OCX	Option to purchase common stock	A - Award	D	2.38		57,000		57,000
2020-06-19	2020-06-17	4	Last Andrew J.	OCX	Option to purchase common stock	A - Award	D	2.38		57,000		57,000
2020-06-19	2020-06-17	4	GRIFFITH MELINDA	OCX	Option to purchase common stock	A - Award	D	2.38		57,000		57,000
2020-06-19	2020-06-17	4	Redmond Cavan M.	OCX	Option to purchase common stock	A - Award	D	2.38		62,000		62,000
2020-06-19	2020-06-17	4	Arno Andrew	OCX	Option to purchase common stock	A - Award	D	2.38		57,000		57,000
2020-05-12	2020-05-07	4	ANDREWS RONALD ASBURY	OCX	Restricted Stock Units	A - Award	D			106,221		106,221
2020-04-30	2020-04-28	4/A	Levine Mitchell S	OCX	Restricted Stock Units	A - Award	D			20,000		20,000
2020-04-30	2020-04-28	4	Levine Mitchell S	OCX	Restricted Stock Units	A - Award	D			-20,000		20,000
2020-04-28	2020-04-24	4	BROADWOOD PARTNERS LP	OCX	Common Stock, no par value	P - Purchase	I			0			14,716,204
2020-04-28	2020-04-24	4	BROADWOOD PARTNERS LP	OCX	Common Stock, no par value	P - Purchase	D		2.2700	1,050,000	2,384		14,716,204
2020-04-20	2020-03-14	4	Levine Mitchell S	OCX	Restricted Stock Units	M - Exercise	D	0.00		-20,000		0
2020-04-20	2020-03-14	4	Levine Mitchell S	OCX	Common Shares, no par value	F - Taxes	D			-6,916			26,579
2020-04-20	2020-03-14	4	Levine Mitchell S	OCX	Common Shares, no par value	M - Exercise	D			20,000			33,495
2020-04-01	2020-03-31	4/A	ANDREWS RONALD ASBURY	OCX	Common Stock, no par value	P - Purchase	D		2.3720	18,000	43		62,698
2020-04-01	2020-03-30	4/A	ANDREWS RONALD ASBURY	OCX	Common Stock, no par value	P - Purchase	D		2.2580	27,216	61		44,698
2020-04-01	2020-03-31	4	ANDREWS RONALD ASBURY	OCX	Common Stock, no par value	P - Purchase	D		2,372.0000	18,000	42,696		62,698
2020-04-01	2020-03-30	4	ANDREWS RONALD ASBURY	OCX	Common Stock, no par value	P - Purchase	D		2.2580	27,216	61		44,698
2020-02-12	2020-02-10	4	Sundar Padma	OCX	Option to purchase common stock	A - Award	D	2.63		255,000		255,000
2020-02-12	2020-02-10	4	Parker Albert P	OCX	Option to purchase common stock	A - Award	D	2.63		204,000		204,000
2020-02-12	2020-02-10	4	KALAJIAN TONY T	OCX	Option to purchase common stock	A - Award	D	2.63		204,000		204,000
2020-02-12	2020-02-10	4	Levine Mitchell S	OCX	Option to purchase common stock	A - Award	D	2.63		204,000		204,000
2020-01-06	2020-01-02	4	BROADWOOD PARTNERS LP	OCX	Common Stock, no par value	P - Purchase	I			0			13,666,204
2020-01-06	2020-01-02	4	BROADWOOD PARTNERS LP	OCX	Common Stock, no par value	P - Purchase	I			0			13,666,204
2020-01-06	2020-01-02	4	BROADWOOD PARTNERS LP	OCX	Common Stock, no par value	P - Purchase	D		2.1560	623,090	1,343		13,666,204
2020-01-06	2020-01-02	4	BROADWOOD PARTNERS LP	OCX	Common Stock, no par value	P - Purchase	D		2.1560	768,376	1,657		13,043,114
2020-01-06	2020-01-02	4	BIOTIME INC	OCX	Common Stock, no par value	S - Sale	D		2.1560	-2,383,090	-5,138		6,041,154
2019-11-15	2019-11-13	4	BROADWOOD PARTNERS LP	OCX	Common Stock, no par value	P - Purchase	I			0			12,274,738
2019-11-15	2019-11-13	4	BROADWOOD PARTNERS LP	OCX	Common Stock, no par value	P - Purchase	D		1.7000	1,176,471	2,000		12,274,738
2019-09-18	2019-09-17	4	Arno Andrew	OCX	Common Stock, no par value	P - Purchase	D		2.1626	50,000	108		102,447
2019-09-16	2019-09-13	4	KALAJIAN TONY T	OCX	Common Stock, no par value	P - Purchase	D		1.9800	10,000	20		10,000
2019-09-13	2019-09-11	4	BIOTIME INC	OCX	Common Stock, no par value	S - Sale	D		1.6600	-4,000,000	-6,640		8,424,244
2019-09-13	2019-09-11	4	BROADWOOD PARTNERS LP	OCX	Common Stock, no par value	P - Purchase	I			0			11,098,267
2019-09-13	2019-09-11	4	BROADWOOD PARTNERS LP	OCX	Common Stock, no par value	P - Purchase	D		1.6600	2,000,000	3,320		11,098,267
2019-09-12	2019-09-12	4	Levine Mitchell S	OCX	Common Stock, no par value	P - Purchase	D		2.0060	10,000	20		10,000
2019-07-19	2019-07-17	4	Redmond Cavan M.	OCX	Option to Purchase Common Stock	A - Award	D	2.12		50,000		50,000
2019-07-19	2019-07-17	4	MOHANTY ADITYA P.	OCX	Option to Purchase Common Stock	A - Award	D	2.12		45,000		45,000
2019-07-19	2019-07-17	4	KINGSLEY ALFRED D	OCX	Option to Purchase Common Stock	A - Award	D	2.12		45,000		45,000
2019-07-19	2019-07-17	4	Arno Andrew	OCX	Option to Purchase Common Stock	A - Award	D	2.12		45,000		45,000
2019-07-19	2019-07-17	4	Last Andrew J.	OCX	Option to Purchase Common Stock	A - Award	D	2.12		45,000		45,000
2019-07-05	2019-07-05	4	BIOTIME INC	OCX	Common Stock, no par value	S - Sale	D		2.0000	-2,250,000	-4,500		12,424,244
2019-07-03	2019-07-01	4	ANDREWS RONALD ASBURY	OCX	Option to Purchase Common Stock	A - Award	D	2.51		950,000		950,000
2019-07-02	2019-07-02	4	BROADWOOD PARTNERS LP	OCX	Common Stock, no par value	P - Purchase	I		2.0000	0	0		9,098,267
2019-07-02	2019-07-02	4	BROADWOOD PARTNERS LP	OCX	Common Stock, no par value	P - Purchase	D		2.0000	1,000,000	2,000		9,098,267
2019-03-18	2019-03-14	4	ANNETT WILLIAM	OCX	Option to Purchase Common Stock	A - Award	D	3.52		390,000		390,000
2019-03-18	2019-03-14	4	Parker Albert P	OCX	Option to Purchase Common Stock	A - Award	D	3.52		200,000		200,000
2019-03-18	2019-03-14	4	HESTERBERG LYNDAL K.	OCX	Option to Purchase Common Stock	A - Award	D	3.52		350,000		350,000
2019-03-18	2019-03-14	4	Levine Mitchell S	OCX	Restricted Stock Units	A - Award	D			20,000		20,000
2019-03-18	2019-03-14	4	Levine Mitchell S	OCX	Option to Purchase Common Stock	A - Award	D	3.52		245,000		245,000
2019-02-27	2019-02-15	4	MOHANTY ADITYA P.	OCX	Option to Purchase Common Stock	A - Award	D	3.80		33,750		33,750
2019-02-12	2019-02-08	4	BROADWOOD PARTNERS LP	OCX	Common Stock, no par value	P - Purchase	I		3.7500	0	0		8,098,267
2019-02-12	2019-02-08	4	BROADWOOD PARTNERS LP	OCX	Common Stock, no par value	P - Purchase	D		3.7500	533,333	2,000		8,098,267
2018-09-04	2018-08-30	4	KINGSLEY ALFRED D	OCX	Option to Purchase Common Stock	A - Award	D	2.40		45,000		45,000
2018-09-04	2018-08-30	4	Redmond Cavan M.	OCX	Option to Purchase Common Stock	A - Award	D	2.40		50,000		50,000
2018-09-04	2018-08-30	4	ANDREWS RONALD ASBURY	OCX	Option to Purchase Common Stock	A - Award	D	2.40		45,000		45,000
2018-09-04	2018-08-30	4	Last Andrew J.	OCX	Option to Purchase Common Stock	A - Award	D	2.40		45,000		45,000
2018-09-04	2018-08-30	4	Arno Andrew	OCX	Option to Purchase Common Stock	A - Award	D	2.40		45,000		45,000
2018-07-31	2018-07-26	4	Arno Andrew	OCX	Common stock purchase warrants	P - Purchase	D	3.00		52,447		52,447
2018-07-31	2018-07-26	4	Arno Andrew	OCX	Common stock, no par value	P - Purchase	D			52,447			52,447
2018-07-31	2018-07-26	4	Last Andrew J.	OCX	Common stock purchase warrants	P - Purchase	D	3.00		6,993		6,993
2018-07-31	2018-07-26	4	Last Andrew J.	OCX	Common stock, no par value	P - Purchase	D			6,993			6,993
2018-07-31	2018-07-26	4	HESTERBERG LYNDAL K.	OCX	Common stock purchase warrants	P - Purchase	D	3.00		874		874
2018-07-31	2018-07-26	4	HESTERBERG LYNDAL K.	OCX	Common stock, no par value	P - Purchase	D			874			874
2018-07-31	2018-07-26	4	Redmond Cavan M.	OCX	Common stock purchase warrants	P - Purchase	D	3.00		52,447		52,447
2018-07-31	2018-07-26	4	Redmond Cavan M.	OCX	Common stock, no par value	P - Purchase	D			52,447			52,447
2018-07-31	2018-07-26	4	Levine Mitchell S	OCX	Common stock purchase warrants	P - Purchase	D	3.00		3,495		3,495
2018-07-31	2018-07-26	4	Levine Mitchell S	OCX	Common stock, no par value	P - Purchase	D			3,495			3,495
2018-07-31	2018-07-26	4	ANDREWS RONALD ASBURY	OCX	Common stock purchase warrants	P - Purchase	D	3.00		17,482		17,482
2018-07-31	2018-07-26	4	ANDREWS RONALD ASBURY	OCX	Common stock, no par value	P - Purchase	D			17,482			17,482
2018-07-31	2018-07-26	4	ANNETT WILLIAM	OCX	Common stock purchase warrants	P - Purchase	D	3.00		3,500		3,500
2018-07-31	2018-07-26	4	ANNETT WILLIAM	OCX	Common stock, no par value	P - Purchase	D			3,500			3,500
2018-06-15	2018-06-13	4	Levine Mitchell S	OCX	Option to Purchase Common Stock	A - Award	D	2.55		45,000		45,000
2018-06-11	2018-06-07	4	MECHEM KRISTINE C.	OCX	Option to Purchase Common Stock	A - Award	D	2.85		50,000		50,000
2018-06-04	2018-05-23	4	HESTERBERG LYNDAL K.	OCX	Option to Purchase Common Stock	A - Award	D	2.35		150,000		150,000
2018-06-04	2018-05-23	4	MECHEM KRISTINE C.	OCX	Option to Purchase Common Stock	A - Award	D	2.35		125,000		125,000
2018-06-01	2018-05-23	4	Levine Mitchell S	OCX	Option to Purchase Common Stock	A - Award	D	2.35		125,000		125,000
2018-06-01	2018-05-23	4	Levine Mitchell S	OCX	Option to Purchase Common Stock	A - Award	D	2.35		50,000		50,000
2018-06-01	2018-05-23	4	ANNETT WILLIAM	OCX	Option to Purchase Common Stock	A - Award	D	2.35		180,000		180,000
2018-03-30	2018-03-28	4	BROADWOOD PARTNERS LP Footnote	OCX	Common Stock, no par value	P - Purchase	I		1.2600	0	0		7,564,934
2018-03-30	2018-03-28	4	BROADWOOD PARTNERS LP	OCX	Common Stock, no par value	P - Purchase	D		1.2600	3,968,254	5,000		7,564,934
2017-11-17	2017-11-15	4	Levine Mitchell S	OCX	Option to Purchase Common Stock	A - Award	D	5.90		200,000		200,000
2017-07-25	2017-07-21	4	BROADWOOD PARTNERS LP Footnote	OCX	Warrant to Purchase Common Stock	J - Other	I	3.25		0		270,000
2017-07-25	2017-07-21	4	BROADWOOD PARTNERS LP	OCX	Warrant to Purchase Common Stock	J - Other	D	3.25		270,000		270,000
2017-07-25	2017-07-21	4	BROADWOOD PARTNERS LP Footnote	OCX	Warrant to Purchase Common Stock	X - Other	I	3.25		0		573,461
2017-07-25	2017-07-21	4	BROADWOOD PARTNERS LP	OCX	Warrant to Purchase Common Stock	X - Other	D	3.25		-540,000		573,461
2017-07-25	2017-07-21	4	BROADWOOD PARTNERS LP Footnote	OCX	Common Stock, no par value	X - Other	I		3.2500	0	0		3,596,680
2017-07-25	2017-07-21	4	BROADWOOD PARTNERS LP	OCX	Common Stock, no par value	X - Other	D		3.2500	540,000	1,755		3,596,680
2017-06-20	2017-06-15	4	Last Andrew J.	OCX	Option to Purchase Common Stock	A - Award	D	5.10		20,000		20,000
2017-06-20	2017-06-15	4	Last Andrew J.	OCX	Option to Purchase Common Stock	A - Award	D	5.10		6,520		6,520
2017-06-19	2017-06-15	4	Redmond Cavan M.	OCX	Option to Purchase Common Stock	A - Award	D	5.10		20,000		20,000
2017-06-19	2017-06-15	4	Redmond Cavan M.	OCX	Option to Purchase Common Stock	A - Award	D	5.10		6,520		6,520
2017-06-19	2017-06-15	4	KINGSLEY ALFRED D	OCX	Option to Purchase Common Stock	A - Award	D	5.10		50,000		50,000
2017-06-19	2017-06-15	4	KINGSLEY ALFRED D	OCX	Option to Purchase Common Stock	A - Award	D	5.10		16,300		16,300
2017-06-19	2017-06-15	4	BAILEY DON M	OCX	Option to Purchase Common Stock	A - Award	D	5.10		20,000		20,000
2017-06-19	2017-06-15	4	BAILEY DON M	OCX	Option to Purchase Common Stock	A - Award	D	5.10		6,520		6,520
2017-06-19	2017-06-15	4	Arno Andrew	OCX	Option to Purchase Common Stock	A - Award	D	5.10		20,000		20,000
2017-06-19	2017-06-15	4	Arno Andrew	OCX	Option to Purchase Common Stock	A - Award	D	5.10		6,520		6,520
2017-02-22	2017-02-17	4	MECHEM KRISTINE C.	OCX	Option to Purchase Common Stock	A - Award	D	4.70		67,500		67,500
2017-02-22	2017-02-17	4	HESTERBERG LYNDAL K.	OCX	Option to Purchase Common Stock	A - Award	D	4.70		14,400		14,400
2017-02-22	2017-02-17	4	ANNETT WILLIAM	OCX	Option to Purchase Common Stock	A - Award	D	4.70		225,000		250,000
2017-02-22	2017-02-17	4	BROADWOOD PARTNERS LP Footnote	OCX	Warrant to Purchase Common Stock	J - Other	I	3.25		0		212,500
2017-02-22	2017-02-17	4	BROADWOOD PARTNERS LP	OCX	Warrant to Purchase Common Stock	J - Other	D	3.25		212,500		212,500
2017-02-22	2017-02-17	4	BROADWOOD PARTNERS LP Footnote	OCX	Warrant to Purchase Common Stock	X - Other	I	3.25		0		1,113,461
2017-02-22	2017-02-17	4	BROADWOOD PARTNERS LP	OCX	Warrant to Purchase Common Stock	X - Other	D	3.25		-425,000		1,113,461
2017-02-22	2017-02-17	4	BROADWOOD PARTNERS LP Footnote	OCX	Common Stock, no par value	X - Other	I		3.2500	0	0		3,056,680
2017-02-22	2017-02-17	4	BROADWOOD PARTNERS LP	OCX	Common Stock, no par value	X - Other	D		3.2500	425,000	1,381		3,056,680
2016-10-19	2016-10-17	4	BAILEY DON M	OCX	Warrant to Purchase Common Stock	A - Award	D	3.25		230,769		230,769
2016-09-08		3	BRADSHER NEAL C	OCX	Common Stock, no par value		D						7,895,043
2016-09-08		3	BRADSHER NEAL C Footnote	OCX	Common Stock, no par value		I						7,895,043
2016-09-08		3	BRADSHER NEAL C	OCX	Common Stock, no par value		D						7,895,043
2016-09-08		3	BRADSHER NEAL C Footnote	OCX	Common Stock, no par value		I						7,895,043
2016-09-08		3	BRADSHER NEAL C	OCX	Common Stock, no par value		D						7,895,043
2016-09-08		3	BRADSHER NEAL C Footnote	OCX	Common Stock, no par value		I						7,895,043
2016-09-08		3	BRADSHER NEAL C	OCX	Common Stock, no par value		D						7,895,043
2016-09-08		3	BRADSHER NEAL C Footnote	OCX	Common Stock, no par value		I						7,895,043
2016-08-30		3	BAILEY DON M	OCX	Common Stock		D						494,002
2016-08-30		3	BAILEY DON M	OCX	Common Stock		D						494,002
2016-08-30	2016-08-29	4	BAILEY DON M	OCX	Option to Purchase Common Stock	A - Award	D	4.02		20,000		20,000
2016-02-18	2016-02-16	4	Redmond Cavan M.	OCX	Option to Purchase Common Stock	A - Award	D	3.06		20,000		20,000
2016-02-18	2016-02-16	4	Last Andrew J.	OCX	Option to Purchase Common Stock	A - Award	D	3.06		20,000		20,000
2016-02-18	2016-02-16	4	Arno Andrew	OCX	Option to Purchase Common Stock	A - Award	D	3.06		20,000		20,000
2016-02-18	2016-02-16	4	KINGSLEY ALFRED D	OCX	Option to Purchase Common Stock	A - Award	D	3.06		50,000		50,000
2016-02-18	2016-02-16	4	WEST MICHAEL D By Spouse	OCX	Option to Purchase Common Stock	A - Award	I	3.06		60,000		60,000
2016-02-18	2016-02-16	4	MECHEM KRISTINE C.	OCX	Option to Purchase Common Stock	A - Award	D	3.06		60,000		60,000
2016-02-18	2016-02-16	4	CHAPMAN KAREN B.	OCX	Option to Purchase Common Stock	A - Award	D	3.06		60,000		60,000
2016-02-18	2016-02-16	4	ANNETT WILLIAM	OCX	Option to Purchase Common Stock	A - Award	D	3.06		250,000		250,000
2016-01-04		3	SEGALL JUDITH	OCX	Common Stock, no par value		D						59,314
2016-01-04		3	SEGALL JUDITH	OCX	Common Stock, no par value		D						59,314
2016-01-04		3	CHAPMAN KAREN B. By Spouse	OCX	Common Stock, no par value		I						87,598
2016-01-04		3	CHAPMAN KAREN B. By Spouse	OCX	Common Stock, no par value		I						87,598
2016-01-04		3	WEST MICHAEL D	OCX	Common Stock, no par value		D						87,598
2016-01-04		3	WEST MICHAEL D	OCX	Common Stock, no par value		D						87,598
2015-12-31		3	BIOTIME INC	OCX	Common Stock, no par value		D						29,348,488
2015-12-31		3	BIOTIME INC	OCX	Common Stock, no par value		D						29,348,488
2015-12-31		3	KINGSLEY ALFRED D By Greenbelt Corp.	OCX	Common Stock, no par value		I						466,359
2015-12-31		3	KINGSLEY ALFRED D	OCX	Common Stock, no par value		D						687,916
2015-12-31		3	KINGSLEY ALFRED D	OCX	Common Stock, no par value		D						687,916
2015-12-31		3	KINGSLEY ALFRED D By Greenway Partners, LP	OCX	Common Stock, no par value		I						409,781
2015-12-31		3	KINGSLEY ALFRED D By Greenway Partners, LP	OCX	Common Stock, no par value		I						409,781
2015-12-31		3	KINGSLEY ALFRED D By Greenbelt Corp.	OCX	Common Stock, no par value		I						466,359
2015-12-30		3	KARFUNKEL GEORGE	OCX	Common Shares, no par value		D						7,319,720
2015-12-30		3	KARFUNKEL GEORGE	OCX	Common Shares, no par value		D						7,319,720

Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.

Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.

Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)

Konversi turunan

Penjualan atau pengalihan sekuritas kembali ke perusahaan.

Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.

Pemberian sekuritas oleh atau kepada orang dalam.

Swap ekuitas dan transaksi lindung nilai serupa

Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)

Transaksi yang dilaporkan secara sukarela pada Formulir 4.

Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)

US:IMDX	US$ 2.48
GB:0KCC
DE:7OC0

OCX / OncoCyte Corporation - Insider Trading and Ownership Report - SEC Form 3, 4, 5