| Jumlah Saham Beredar | 9,119,152 shares |
| Saham Orang Dalam | 3,096,166 shares |
| Kepemilikan oleh Orang Dalam | 33.95 % |
| Orang Dalam Sejati | 23 |
Skor Sentimen Orang Dalam
Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.
Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.
Frekuensi Pembaruan: Setiap Hari
Skor Sentimen Petugas
Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.
Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.
Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.
Frekuensi Pembaruan: Setiap Hari
Metrik Utama Orang Dalam
Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.
Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).
Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)
0 ( )
5016 out of 11305Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).
Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)
0.000 %( )
4992 out of 11224Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.
Grafik Perdagangan Orang Dalam
Grafik berikut menunjukkan Palisade Bio, Inc. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.
Daftar Orang Dalam dan Metrik Profitabilitas
Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.
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| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
| Cristina Csimma Director - [D] | 12,862 | 857 | |
| Richard J Daly Chief Executive Officer, Director - [D] [O] | 23,312 | 23,312 | |
| Michael John Dawson Chief Medical Officer - [O] | 15,000 | 462 | |
| Stephanie Diaz Director - [D] | 12,800 | 853 | |
| John David Finley CEO, CFO, Director, Director - [D] [O] | 13,472 | 13,472 | |
| Richard Garr CEO, Director - [D] [O] | 1,449,804 | 1,449,804 | |
| Mary Ann Gray Director - [D] | 14,710 | 14,710 |
| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
| Thomas Hallam Chief Executive Officer, Director - [D] [O] | 57,592 | 1,772 | |
| Karl Johe Chief Scientific Officer, Director - [D] [O] | 930,373 | 930,373 | |
| Mitchell Lawrence Jones Chief Medical Officer - [O] | 3,852 | 3,852 | |
| Jones Jonathan Brian Lloyd Chief Financial Officer - [O] | 7,859 | 7,859 | |
| David J Mazzo | 6,000 | ||
| Robert Curtis McRae Chief Operating Officer - [O] | 625 | 42 | |
| James R Neal Director - [D] | 10,920 | 728 | |
| Scott Varde Ogilvie Director - [D] | 86,020 | 86,020 |
| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
| William Clyde Oldaker Director - [D] | 33,763 | 33,763 | |
| Sandford D Smith Director - [D] | 219,916 | 219,916 | |
| Sohn Catherine A. Director - [D] | 106,952 | 106,952 | |
| Trenschel Robert J. Director - [D] | 10,920 | 728 | |
| Stanley Westreich Director - [D] | 143,281 | 143,281 | |
| Binxian Wei Director - [D] | 855 | 855 | |
| Donald Allen Williams Director - [D] | 728 | 728 | |
|
Regional Medical Center Yuma
10% Owner -
|
1,814,375 | 55,827 |
Report errors via our new Insider Auditing Tool
Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek
Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di PALI / Palisade Bio, Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .
Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.
Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek
Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di PALI / Palisade Bio, Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .
Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.
Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).
Riwayat Transaksi
Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.
| Berkas Tanggal |
Perdagangan Tanggal |
Formulir | Orang Dalam | Ticker | Judul Keamanan | Kode | Langsung | Latihan Harga |
Satuan Harga |
Unit Diubah |
Nilai Diubah (1 ribu) |
Sisa Pilihan |
Sisa Saham |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-11-22 | 2024-11-21 | 4 | Williams Donald Allen | PALI | Comon Stock, par value $0.01 | D | 388 | 728 | ||||||
| 2024-11-22 | 2024-11-21 | 4 | Wei Binxian | PALI | Comon Stock, par value $0.01 | D | 388 | 855 | ||||||
| 2024-06-12 | 2024-06-11 | 4 | Wei Binxian | PALI | Comon Stock, par value $0.01 | D | 465 | 467 | ||||||
| 2024-06-12 | 2024-06-11 | 4 | Williams Donald Allen | PALI | Comon Stock, par value $0.01 | D | 340 | 340 | ||||||
| 2024-05-30 | 2024-05-28 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 4.7600 | -607 | -3 | 13,472 | ||||
| 2024-05-30 | 2024-05-28 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 2,111 | 14,079 | ||||||
| 2024-05-30 | 2024-05-28 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 4.7600 | -959 | -5 | 11,968 | ||||
| 2024-05-30 | 2024-05-28 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 3,335 | 12,927 | ||||||
| 2024-05-30 | 2024-05-28 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 4.7600 | -467 | -2 | 9,592 | ||||
| 2024-05-30 | 2024-05-28 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 1,622 | 10,059 | ||||||
| 2024-05-30 | 2024-05-28 | 4 | Jones Mitchell Lawrence | PALI | Common Stock, par value $0.01 | D | 4.7600 | -461 | -2 | 3,852 | ||||
| 2024-05-30 | 2024-05-28 | 4 | Jones Mitchell Lawrence | PALI | Common Stock, par value $0.01 | D | 1,555 | 4,313 | ||||||
| 2024-05-30 | 2024-05-28 | 4 | Jones Mitchell Lawrence | PALI | Common Stock, par value $0.01 | D | 4.7600 | -810 | -4 | 2,758 | ||||
| 2024-05-30 | 2024-05-28 | 4 | Jones Mitchell Lawrence | PALI | Common Stock, par value $0.01 | D | 2,735 | 3,568 | ||||||
| 2024-05-29 | 2024-05-28 | 4 | Williams Donald Allen | PALI | Comon Stock, par value $0.01 | D | 4.8630 | 1,000 | 5 | 1,000 | ||||
| 2024-05-28 | 2024-05-24 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 4.8100 | 1,000 | 5 | 8,437 | ||||
| 2024-05-22 | 2024-05-20 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 4.9725 | 666 | 3 | 7,437 | ||||
| 2024-05-08 | 2024-05-06 | 4 | Jones Mitchell Lawrence | PALI | Common Stock, par value $0.01 | D | 8.4600 | -47 | -0 | 833 | ||||
| 2024-05-08 | 2024-05-06 | 4 | Jones Mitchell Lawrence | PALI | Common Stock, par value $0.01 | D | 156 | 880 | ||||||
| 2024-05-08 | 2024-05-06 | 4 | Jones Mitchell Lawrence | PALI | Common Stock, par value $0.01 | D | 8.4600 | -90 | -1 | 724 | ||||
| 2024-05-08 | 2024-05-06 | 4 | Jones Mitchell Lawrence | PALI | Common Stock, par value $0.01 | D | 304 | 814 | ||||||
| 2024-05-08 | 2024-05-06 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 8.4600 | -61 | -1 | 6,771 | ||||
| 2024-05-08 | 2024-05-06 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 211 | 6,832 | ||||||
| 2024-05-08 | 2024-05-06 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 8.4600 | -67 | -1 | 6,621 | ||||
| 2024-05-08 | 2024-05-06 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 232 | 6,688 | ||||||
| 2024-03-12 | 2024-03-11 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 5,558 | 96,849 | ||||||
| 2024-02-13 | 2024-02-08 | 4 | Diaz Stephanie | PALI | Common Stock, par value $0.01 | D | 5,820 | 12,800 | ||||||
| 2024-02-13 | 2024-02-08 | 4 | Diaz Stephanie | PALI | Common Stock, par value $0.01 | D | 6,980 | 6,980 | ||||||
| 2024-02-13 | 2024-02-08 | 4 | Trenschel Robert J. | PALI | Common Stock, par value $0.01 | D | 5,820 | 10,920 | ||||||
| 2024-02-13 | 2024-02-08 | 4 | Trenschel Robert J. | PALI | Common Stock, par value $0.01 | D | 5,100 | 5,100 | ||||||
| 2024-02-13 | 2024-02-08 | 4 | Csimma Cristina | PALI | Common Stock, par value $0.01 | D | 5,820 | 12,862 | ||||||
| 2024-02-13 | 2024-02-08 | 4 | Csimma Cristina | PALI | Common Stock, par value $0.01 | D | 6,980 | 7,042 | ||||||
| 2024-02-13 | 2024-02-09 | 4 | Neal James R | PALI | Common Stock, par value $0.01 | D | 5,820 | 10,920 | ||||||
| 2024-02-13 | 2024-02-09 | 4 | Neal James R | PALI | Common Stock, par value $0.01 | D | 5,100 | 5,100 | ||||||
| 2024-02-08 | 2024-02-06 | 4 | Jones Mitchell Lawrence | PALI | Common Stock, par value $0.01 | D | 0.4361 | -2,153 | -1 | 7,662 | ||||
| 2024-02-08 | 2024-02-06 | 4 | Jones Mitchell Lawrence | PALI | Common Stock, par value $0.01 | D | 2,333 | 9,815 | ||||||
| 2024-02-08 | 2024-02-06 | 4 | Jones Mitchell Lawrence | PALI | Common Stock, par value $0.01 | D | 4,558 | 7,482 | ||||||
| 2024-02-08 | 2024-02-06 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 3,167 | 91,291 | ||||||
| 2024-02-08 | 2024-02-06 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 3,475 | 88,124 | ||||||
| 2024-02-07 | 2024-02-06 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 0.4692 | 10,000 | 5 | 84,649 | ||||
| 2024-02-01 | 2024-01-31 | 4 | Williams Donald Allen By Reporting Person's Defined Benefit Plan | PALI | Common Stock, par value $0.01 | I | 0.6050 | 10,000 | 6 | 30,000 | ||||
| 2024-02-01 | 2024-01-31 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 0.5590 | 10,000 | 6 | 74,649 | ||||
| 2024-01-05 | 2024-01-03 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 1,309 | 64,649 | ||||||
| 2023-12-19 | 2023-12-11 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 5,559 | 63,340 | ||||||
| 2023-11-24 | 2023-11-20 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 0.5100 | 10,000 | 5 | 57,781 | ||||
| 2023-11-08 | 2023-11-06 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 3,475 | 47,781 | ||||||
| 2023-11-08 | 2023-11-07 | 4 | Jones Mitchell Lawrence | PALI | Common Stock, par value $0.01 | D | 0.5389 | -1,630 | -1 | 2,926 | ||||
| 2023-11-08 | 2023-11-06 | 4 | Jones Mitchell Lawrence | PALI | Common Stock, par value $0.01 | D | 4,556 | 4,556 | ||||||
| 2023-10-05 | 2023-10-04 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 0.5501 | -397 | -0 | 44,306 | ||||
| 2023-10-05 | 2023-10-03 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 1,309 | 44,703 | ||||||
| 2023-09-29 | 2023-09-27 | 4 | Williams Donald Allen By Reporting Person's Defined Benefit Plan | PALI | Common Stock, par value $0.01 | I | 0.5400 | 20,000 | 11 | 20,000 | ||||
| 2023-09-29 | 2023-09-27 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 0.5392 | 15,000 | 8 | 43,394 | ||||
| 2023-09-15 | 2023-09-14 | 4 | Trenschel Robert J. | PALI | Common Stock, par value $0.01 | D | 0.6400 | -300 | -0 | 0 | ||||
| 2023-09-14 | 2023-09-13 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 0.6550 | 15,000 | 10 | 28,394 | ||||
| 2023-09-13 | 2023-09-12 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 0.6550 | -1,792 | -1 | 13,394 | ||||
| 2023-09-13 | 2023-09-11 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 5,558 | 15,186 | ||||||
| 2023-08-14 | 2023-08-11 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 0.7000 | -1,040 | -1 | 9,628 | ||||
| 2023-08-14 | 2023-08-06 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 3,475 | 11,057 | ||||||
| 2023-07-06 | 2023-07-06 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 1.7640 | -389 | -1 | 7,193 | ||||
| 2023-07-06 | 2023-07-03 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 1,309 | 7,582 | ||||||
| 2023-06-14 | 2023-06-13 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 1.5415 | -1,050 | -2 | 6,273 | ||||
| 2023-06-14 | 2023-06-12 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 3,475 | 7,323 | ||||||
| 2023-04-05 | 2023-04-03 | 4 | McRae Robert Curtis | PALI | Common Stock, par value $0.01 | D | 2.0000 | -270 | -1 | 625 | ||||
| 2023-04-05 | 2023-04-03 | 4 | McRae Robert Curtis | PALI | Common Stock, par value $0.01 | D | 655 | 895 | ||||||
| 2023-04-05 | 2023-04-03 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 2.0100 | -435 | -1 | 3,848 | ||||
| 2023-04-05 | 2023-04-03 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 1,309 | 4,283 | ||||||
| 2023-02-15 | 3 | McRae Robert Curtis | PALI | Common Stock | D | 240 | ||||||||
| 2022-09-02 | 2022-09-01 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 0.1437 | 19,481 | 3 | 148,727 | ||||
| 2022-08-25 | 2022-08-23 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 0.1600 | 7,350 | 1 | 129,246 | ||||
| 2022-08-18 | 2022-08-16 | 4 | Hallam Thomas | PALI | Common Stock, par value $0.01 | D | 0.2500 | 40,000 | 10 | 57,592 | ||||
| 2022-08-18 | 2022-08-16 | 4 | Finley John David | PALI | Common Stock, par value $0.01 | D | 0.2500 | 100,000 | 25 | 121,896 | ||||
| 2022-05-02 | 2022-04-29 | 4 | Finley John David By FCW Investments LLC | PALI | Common Stock | I | 12,545 | 38,867 | ||||||
| 2022-03-31 | 2022-03-29 | 4 | Dawson Michael John | PALI | Common Stock | D | 1.1395 | 15,000 | 17 | 15,000 | ||||
| 2022-03-29 | 2022-03-28 | 4 | Hallam Thomas | PALI | Common Stock | D | 1.1800 | 10,000 | 12 | 17,592 | ||||
| 2022-03-25 | 2022-03-24 | 4 | Finley John David | PALI | Common Stock | D | 1.0899 | 7,500 | 8 | 21,896 | ||||
| 2022-02-22 | 2022-02-17 | 4 | Hallam Thomas | PALI | Stock Option (right to buy) | D | 0.95 | 156,600 | 156,600 | |||||
| 2022-02-22 | 2022-02-17 | 4 | Finley John David | PALI | Stock Option (right to buy) | D | 0.95 | 64,800 | 64,800 | |||||
| 2022-02-22 | 2022-02-17 | 4 | Dawson Michael John | PALI | Stock Option (right to buy) | D | 0.95 | 32,400 | 32,400 | |||||
| 2022-02-10 | 2021-11-18 | 4 | Dawson Michael John | PALI | Stock Option (right to buy) | D | 2.32 | 39,294 | 39,294 | |||||
| 2022-02-10 | 2021-11-18 | 4 | Finley John David | PALI | Stock Option (right to buy) | D | 2.32 | 178,091 | 178,091 | |||||
| 2022-02-10 | 2021-11-18 | 4 | Hallam Thomas | PALI | Stock Option (right to buy) | D | 2.32 | 267,868 | 267,868 | |||||
| 2022-02-10 | 2021-11-18 | 4 | Trenschel Robert J. | PALI | Stock Option (right to buy) | D | 2.32 | 48,340 | 48,340 | |||||
| 2022-02-10 | 2021-11-18 | 4 | Williams Donald Allen | PALI | Stock Option (right to buy) | D | 2.32 | 48,340 | 48,340 | |||||
| 2022-02-10 | 2021-11-18 | 4 | Neal James R | PALI | Stock Option (right to buy) | D | 2.32 | 48,340 | 48,340 | |||||
| 2022-02-10 | 2021-11-18 | 4 | Diaz Stephanie | PALI | Stock Option (right to buy) | D | 2.32 | 48,340 | 48,340 | |||||
| 2022-02-10 | 2021-11-18 | 4 | Wei Binxian | PALI | Stock Option (right to buy) | D | 2.32 | 48,340 | 48,340 | |||||
| 2022-02-10 | 2021-11-18 | 4 | Csimma Cristina | PALI | Stock Option (right to buy) | D | 2.32 | 48,340 | 48,340 | |||||
| 2022-02-10 | 2021-11-18 | 4 | GRAY MARY ANN | PALI | Stock Option (right to buy) | D | 2.32 | 48,340 | 48,340 | |||||
| 2021-09-22 | 2021-09-21 | 4 | Finley John David | PALI | Common Stock | D | 2.4400 | 2,000 | 5 | 14,396 | ||||
| 2021-09-22 | 2021-09-21 | 4 | Hallam Thomas | PALI | Common Stock | D | 2.4900 | 6,000 | 15 | 7,592 | ||||
| 2021-09-13 | 2021-09-10 | 4 | Trenschel Robert J. | PALI | Common Stock | D | 2.9800 | 2,142 | 6 | 14,999 | ||||
| 2021-09-13 | 2021-09-09 | 4 | Trenschel Robert J. | PALI | Common Stock | D | 2.8900 | 3,400 | 10 | 12,857 | ||||
| 2021-09-13 | 2021-09-08 | 4 | Trenschel Robert J. | PALI | Common Stock | D | 2.7500 | 5,000 | 14 | 9,457 | ||||
| 2021-09-13 | 2021-09-07 | 4 | Trenschel Robert J. | PALI | Common Stock | D | 2.7800 | 2,707 | 8 | 4,457 | ||||
| 2021-09-13 | 2021-08-31 | 4 | Trenschel Robert J. | PALI | Common Stock | D | 2.7500 | 1,750 | 5 | 1,750 | ||||
| 2021-08-30 | 2021-08-27 | 4 | Finley John David | PALI | Common Stock | D | 2.6500 | 8,400 | 22 | 12,396 | ||||
| 2021-08-30 | 2021-08-27 | 4 | Finley John David | PALI | Common Stock | D | 2.6300 | 1,600 | 4 | 3,996 | ||||
| 2021-08-26 | 3 | Yuma Regional Medical Center | PALI | Common Stock | D | 1,814,375 | ||||||||
| 2021-04-29 | 2021-04-27 | 4 | Williams Donald Allen | PALI | Stock Option (Right to Buy) | D | 26.85 | 4,406 | 4,406 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Williams Donald Allen | PALI | Stock Option (Right to Buy) | D | 41.20 | 10,203 | 10,203 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Trenschel Robert J. By Yuma Regional Medical Center | PALI | Warrant (right to buy) | I | 26.85 | 1,223 | 1,223 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Trenschel Robert J. By Yuma Regional Medical Center | PALI | Warrant (right to buy) | I | 41.20 | 13,595 | 13,595 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Trenschel Robert J. By Yuma Regional Medical Center | PALI | Warrant (right to buy) | I | 41.20 | 40,785 | 40,785 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Trenschel Robert J. | PALI | Stock Option (Right to Buy) | D | 26.85 | 4,406 | 4,406 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Trenschel Robert J. | PALI | Stock Option (Right to Buy) | D | 41.20 | 1,298 | 1,298 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Trenschel Robert J. | PALI | Stock Option (Right to Buy) | D | 41.20 | 10,182 | 10,182 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Trenschel Robert J. By Yuma Regional Medical Center | PALI | Common Stock | I | 304,479 | 304,479 | ||||||
| 2021-04-29 | 2021-04-27 | 4 | Neal James R | PALI | Stock Option (Right to Buy) | D | 26.85 | 4,406 | 4,406 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Neal James R | PALI | Stock Option (Right to Buy) | D | 41.20 | 1,298 | 1,298 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Neal James R | PALI | Stock Option (Right to Buy) | D | 41.20 | 5,091 | 5,091 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Neal James R | PALI | Stock Option (Right to Buy) | D | 53.33 | 1,359 | 1,359 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Neal James R | PALI | Stock Option (Right to Buy) | D | 53.33 | 3,398 | 3,398 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Neal James R | PALI | Stock Option (Right to Buy) | D | 27.59 | 849 | 849 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Hallam Thomas | PALI | Stock Option (Right to Buy) | D | 17.72 | 27,190 | 27,190 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Hallam Thomas | PALI | Stock Option (Right to Buy) | D | 26.85 | 12,294 | 12,294 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Hallam Thomas | PALI | Stock Option (Right to Buy) | D | 53.33 | 15,002 | 15,002 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Hallam Thomas | PALI | Stock Option (Right to Buy) | D | 41.20 | 20,392 | 20,392 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Hallam Thomas | PALI | Stock Option (Right to Buy) | D | 41.20 | 8,754 | 8,754 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Hallam Thomas | PALI | Stock Option (Right to Buy) | D | 41.20 | 22,730 | 22,730 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Hallam Thomas | PALI | Stock Option (Right to Buy) | D | 27.59 | 95,572 | 95,572 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Hallam Thomas | PALI | Stock Option (Right to Buy) | D | 27.59 | 2,719 | 2,719 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Hallam Thomas | PALI | Stock Option (Right to Buy) | D | 27.59 | 477 | 477 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Hallam Thomas | PALI | Stock Option (Right to Buy) | D | 27.59 | 6,797 | 6,797 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Hallam Thomas | PALI | Stock Option (Right to Buy) | D | 18.39 | 27,189 | 27,189 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Hallam Thomas | PALI | Stock Option (Right to Buy) | D | 14.72 | 4,078 | 4,078 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Hallam Thomas | PALI | Common Stock | D | 1,592 | 1,592 | ||||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David By FCW Investments LLC | PALI | Warrant (Right to Buy) | I | 41.20 | 293 | 293 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David By FCW Investments LLC | PALI | Warrant (Right to Buy) | I | 41.20 | 325 | 325 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David By FCW Investments LLC | PALI | Warrant (Right to Buy) | I | 27.59 | 27 | 27 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David By FCW Investments LLC | PALI | Warrant (Right to Buy) | I | 27.59 | 516 | 516 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David By FCW Investments LLC | PALI | Warrant (Right to Buy) | I | 27.59 | 40 | 40 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David By FCW Investments LLC | PALI | Warrant (Right to Buy) | I | 27.59 | 503 | 503 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David | PALI | Warrant (Right to Buy) | D | 27.59 | 339 | 339 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David | PALI | Warrant (Right to Buy) | D | 41.20 | 49 | 49 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David | PALI | Warrant (Right to Buy) | D | 41.20 | 51 | 51 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David | PALI | Warrant (Right to Buy) | D | 27.59 | 95 | 95 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David | PALI | Stock Option (Right to Buy) | D | 26.85 | 2,595 | 2,595 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David | PALI | Stock Option (Right to Buy) | D | 26.85 | 7,952 | 7,952 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David | PALI | Stock Option (Right to Buy) | D | 53.33 | 9,702 | 9,702 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David | PALI | Stock Option (Right to Buy) | D | 41.20 | 19,033 | 19,033 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David | PALI | Stock Option (Right to Buy) | D | 41.20 | 5,662 | 5,662 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David | PALI | Stock Option (Right to Buy) | D | 41.20 | 14,708 | 14,708 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David | PALI | Stock Option (Right to Buy) | D | 27.59 | 52,068 | 52,068 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David | PALI | Stock Option (Right to Buy) | D | 27.59 | 9,516 | 9,516 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David | PALI | Stock Option (Right to Buy) | D | 27.59 | 10,418 | 10,418 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David By FCW Investments LLC | PALI | Common Stock | I | 26,322 | 26,322 | ||||||
| 2021-04-29 | 2021-04-27 | 4 | Finley John David | PALI | Common Stock | D | 2,396 | 2,396 | ||||||
| 2021-04-29 | 2021-04-27 | 4 | Diaz Stephanie | PALI | Stock Option (Right to Buy) | D | 26.85 | 4,406 | 4,406 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Diaz Stephanie | PALI | Stock Option (Right to Buy) | D | 41.20 | 10,203 | 10,203 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Dawson Michael John | PALI | Stock Option (Right to Buy) | D | 26.85 | 2,800 | 2,800 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Dawson Michael John | PALI | Stock Option (Right to Buy) | D | 41.20 | 1,962 | 1,962 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Dawson Michael John | PALI | Stock Option (Right to Buy) | D | 41.20 | 5,084 | 5,084 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Dawson Michael John | PALI | Stock Option (Right to Buy) | D | 53.33 | 20,391 | 20,391 | |||||
| 2021-04-29 | 2021-04-27 | 4 | Dawson Michael John | PALI | Stock Option (Right to Buy) | D | 27.59 | 5,438 | 5,438 | |||||
| 2021-04-26 | 2021-04-01 | 4 | Mazzo David J | SNCA | Restricted Stock Units | D | 6,000 | 6,000 | ||||||
| 2021-04-26 | 2021-04-01 | 4 | Csimma Cristina | SNCA | Restricted Stock Units | D | 6,000 | 6,000 | ||||||
| 2021-04-26 | 2021-04-01 | 4 | GRAY MARY ANN | SNCA | Restricted Stock Units | D | 6,000 | 6,000 | ||||||
| 2021-04-26 | 2021-04-01 | 4 | Wei Binxian | SNCA | Restricted Stock Units | D | 6,000 | 6,000 | ||||||
| 2020-04-07 | 2020-04-03 | 4 | Wei Binxian | SNCA | Restricted Stock Units | D | 6,000 | 6,000 | ||||||
| 2020-04-07 | 2020-04-03 | 4 | Csimma Cristina | SNCA | Restricted Stock Units | D | 6,000 | 6,000 | ||||||
| 2020-04-07 | 2020-04-03 | 4 | Mazzo David J | SNCA | Restricted Stock Units | D | 6,000 | 6,000 | ||||||
| 2020-04-07 | 2020-04-03 | 4 | GRAY MARY ANN | SNCA | Restricted Stock Units | D | 6,000 | 6,000 | ||||||
| 2019-10-11 | 2019-07-01 | 4/A | Csimma Cristina | CUR | Common Stock Purchase Option | D | 6.00 | 10,106 | 10,106 | |||||
| 2019-10-11 | 2019-07-01 | 4/A | Mazzo David J | CUR | Common Stock Purchase Option | D | 6.00 | 10,106 | 10,106 | |||||
| 2019-10-11 | 2019-07-01 | 4/A | OGILVIE SCOTT VARDE | CUR | Common Stock Purchase Option | D | 6.00 | 10,106 | 10,106 | |||||
| 2019-10-11 | 3 | GRAY MARY ANN | CUR | Common Stock | D | 14,710 | ||||||||
| 2019-10-11 | 3 | GRAY MARY ANN | CUR | Common Stock | D | 14,710 | ||||||||
| 2019-10-11 | 3 | GRAY MARY ANN | CUR | Common Stock | D | 14,710 | ||||||||
| 2019-07-03 | 2019-07-01 | 4 | OGILVIE SCOTT VARDE | CUR | Common Stock Purchase Option | D | 0.30 | 187,510 | 187,510 | |||||
| 2019-07-03 | 2019-07-01 | 4 | OLDAKER WILLIAM CLYDE | CUR | Common Stock Purchase Option | D | 0.30 | 187,510 | 187,510 | |||||
| 2019-07-03 | 2019-07-01 | 4 | SMITH SANDFORD D | CUR | Common Stock | D | 166,667 | 219,916 | ||||||
| 2019-07-03 | 2019-07-01 | 4 | Csimma Cristina | CUR | Common Stock Purchase Option | D | 0.30 | 187,510 | 187,510 | |||||
| 2019-07-03 | 2019-07-01 | 4 | Mazzo David J | CUR | Common Stock Purchase Option | D | 0.30 | 187,510 | 187,510 | |||||
| 2018-07-05 | 2018-07-02 | 4 | Csimma Cristina | CUR | Common Stock Purchase Option | D | 1.11 | 59,660 | 59,660 | |||||
| 2018-07-05 | 2018-07-02 | 4 | WESTREICH STANLEY | CUR | Common Stock Purchase Option | D | 1.11 | 59,660 | 59,660 | |||||
| 2018-07-05 | 2018-07-02 | 4 | SMITH SANDFORD D | CUR | Common Stock | D | 45,046 | 50,899 | ||||||
| 2018-07-05 | 2018-07-02 | 4 | OLDAKER WILLIAM CLYDE | CUR | Common Stock Purchase Option | D | 1.11 | 59,660 | 59,660 | |||||
| 2018-07-05 | 2018-07-02 | 4 | OGILVIE SCOTT VARDE | CUR | Common Stock Purchase Option | D | 1.11 | 59,660 | 59,660 | |||||
| 2017-11-09 | 2017-11-07 | 4 | Daly Richard J | CUR | Common Stock Purchase Option | D | 1.12 | 100,000 | 100,000 | |||||
| 2017-10-03 | 3 | Csimma Cristina | CUR | Common Stock | D | 57,196 | ||||||||
| 2017-10-03 | 3 | Csimma Cristina | CUR | Common Stock | D | 57,196 | ||||||||
| 2017-07-18 | 2017-07-14 | 4 | WESTREICH STANLEY | CUR | Common Stock | D | 18,622 | 143,281 | ||||||
| 2017-07-18 | 2017-07-14 | 4 | OGILVIE SCOTT VARDE | CUR | Common Stock Purchase Option | D | 5.37 | 13,574 | 13,574 | |||||
| 2017-07-18 | 2017-07-14 | 4 | OLDAKER WILLIAM CLYDE | CUR | Common Stock | D | 18,622 | 33,763 | ||||||
| 2017-07-18 | 2017-07-14 | 4 | SMITH SANDFORD D | CUR | Restricted Stock Units | D | 9,311 | 9,311 | ||||||
| 2017-05-18 | 2017-05-17 | 4 | Daly Richard J | CUR | Common Stock | D | 4.0000 | 7,500 | 30 | 23,312 | ||||
| 2017-04-13 | 2017-04-11 | 4 | WESTREICH STANLEY | CUR | Common Stock Purchase Option | D | 4.96 | 33,408 | 33,408 | |||||
| 2017-03-27 | 2017-03-24 | 4 | LLOYD JONES JONATHAN BRIAN | CUR | Common Stock | D | 5.5000 | 5,455 | 30 | 7,859 | ||||
| 2017-02-27 | 2017-02-24 | 4 | Daly Richard J | CUR | Common Stock | D | 3.8600 | 2,591 | 10 | 15,812 | ||||
| 2017-01-27 | 2017-01-25 | 4 | Daly Richard J | CUR | Common Stock | D | 3.5200 | 2,841 | 10 | 13,221 | ||||
| 2016-12-30 | 2016-12-23 | 4 | Daly Richard J | CUR | Common Stock | D | 0.3100 | 32,259 | 10 | 134,939 | ||||
| 2016-11-28 | 2016-11-25 | 4 | Daly Richard J | CUR | Common Stock | D | 0.2800 | 35,715 | 10 | 102,680 | ||||
| 2016-10-27 | 2016-10-25 | 4 | Daly Richard J | CUR | Common Stock | D | 0.2800 | 35,715 | 10 | 66,965 | ||||
| 2016-09-26 | 2016-09-23 | 4 | LLOYD JONES JONATHAN BRIAN | CUR | Common Stock | D | 0.3200 | 31,250 | 10 | 31,250 | ||||
| 2016-09-26 | 2016-09-23 | 4 | Daly Richard J | CUR | Common Stock | D | 0.3200 | 31,250 | 10 | 31,250 | ||||
| 2016-04-11 | 2016-03-08 | 4 | LLOYD JONES JONATHAN BRIAN | CUR | Common Stock Purchase Option | D | 0.94 | 79,776 | 79,776 | |||||
| 2016-01-28 | 2016-01-27 | 4 | GARR RICHARD | CUR | Restricted Stock Unit | D | -19,802 | 0 | ||||||
| 2016-01-28 | 2016-01-27 | 4 | GARR RICHARD | CUR | Common Stock | D | 0.6700 | -6,465 | -4 | 1,449,804 | ||||
| 2016-01-28 | 2016-01-27 | 4 | GARR RICHARD | CUR | Common Stock | D | 19,802 | 1,456,269 | ||||||
| 2015-11-20 | 2015-11-19 | 4 | OLDAKER WILLIAM CLYDE | CUR | Restricted Stock Unit | D | -15,000 | 0 | ||||||
| 2015-11-20 | 2015-11-19 | 4 | OLDAKER WILLIAM CLYDE | CUR | Common Stock | D | 15,000 | 196,826 | ||||||
| 2015-11-20 | 2015-11-19 | 4 | GARR RICHARD | CUR | Restricted Stock Unit | D | -138,122 | 0 | ||||||
| 2015-11-20 | 2015-11-19 | 4 | GARR RICHARD | CUR | Common Stock | D | 1.1400 | -37,776 | -43 | 1,436,467 | ||||
| 2015-11-20 | 2015-11-19 | 4 | GARR RICHARD | CUR | Common Stock | D | 138,122 | 1,474,243 | ||||||
| 2015-11-20 | 2015-11-19 | 4 | JOHE KARL | CUR | Restricted Stock Unit | D | -143,247 | 0 | ||||||
| 2015-11-20 | 2015-11-19 | 4 | JOHE KARL | CUR | Common Stock | D | 1.1400 | -39,178 | -45 | 930,373 | ||||
| 2015-11-20 | 2015-11-19 | 4 | JOHE KARL | CUR | Common Stock | D | 143,247 | 969,551 | ||||||
| 2015-11-16 | 2015-11-16 | 4 | JOHE KARL | CUR | Common Stock | D | 1.0900 | -25,000 | -27 | 826,304 | ||||
| 2015-11-09 | 2015-11-09 | 4 | JOHE KARL | CUR | Common Stock | D | 1.1800 | -25,000 | -30 | 851,304 | ||||
| 2015-11-03 | 2015-11-02 | 4 | JOHE KARL | CUR | Common Stock | D | 1.1742 | -25,000 | -29 | 876,304 | ||||
| 2015-11-03 | 2015-11-02 | 4 | GARR RICHARD | CUR | Common Stock | D | -33,476 | 1,336,121 | ||||||
| 2015-11-03 | 2015-11-02 | 4 | GARR RICHARD | CUR | Common Stock | D | -33,477 | 1,369,597 | ||||||
| 2015-10-27 | 2015-10-26 | 4 | JOHE KARL | CUR | Common Stock | D | 1.1276 | -25,000 | -28 | 901,304 | ||||
| 2015-10-19 | 2015-10-19 | 4 | JOHE KARL | CUR | Common Stock | D | 1.2276 | -25,000 | -31 | 926,304 | ||||
| 2015-10-13 | 2015-10-12 | 4 | JOHE KARL | CUR | Common Stock | D | 1.3090 | -25,000 | -33 | 951,304 | ||||
| 2015-10-05 | 2015-10-05 | 4 | JOHE KARL | CUR | Common Stock | D | 1.2584 | -25,000 | -31 | 976,304 | ||||
| 2015-09-28 | 2015-09-28 | 4 | JOHE KARL | CUR | Common Stock | D | 1.6400 | -25,000 | -41 | 1,001,304 | ||||
| 2015-09-25 | 2015-09-24 | 4 | GARR RICHARD | CUR | Common Stock | D | -50,000 | 1,403,074 | ||||||
| 2015-09-25 | 2015-09-24 | 4 | GARR RICHARD | CUR | Common Stock | D | -50,000 | 1,403,074 | ||||||
| 2015-09-21 | 2015-09-21 | 4 | JOHE KARL | CUR | Common Stock | D | 1.5231 | -25,000 | -38 | 1,026,304 | ||||
| 2015-08-18 | 2015-08-13 | 4 | JOHE KARL | CUR | Common Stock | D | -16,627 | 1,051,304 | ||||||
| 2015-07-27 | 2015-07-24 | 4 | GARR RICHARD | CUR | Common Stock purchase option | D | 0.50 | -800,000 | 0 | |||||
| 2015-07-27 | 2015-07-24 | 4 | GARR RICHARD | CUR | Common Stock | D | 1.9300 | -380,263 | -734 | 1,503,074 | ||||
| 2015-07-27 | 2015-07-24 | 4 | GARR RICHARD | CUR | Common Stock | D | 0.5000 | 800,000 | 400 | 1,883,337 | ||||
| 2015-07-24 | 2015-07-22 | 4 | JOHE KARL | CUR | Common Stock purchase option | D | 0.50 | -1,200,000 | 0 | |||||
| 2015-07-24 | 2015-07-22 | 4 | JOHE KARL | CUR | Common Stock | D | 1.6400 | -621,016 | -1,018 | 1,067,931 | ||||
| 2015-07-24 | 2015-07-22 | 4 | JOHE KARL | CUR | Common Stock | D | 0.5000 | 1,200,000 | 600 | 1,688,947 | ||||
| 2015-07-06 | 2015-07-01 | 4 | OGILVIE SCOTT VARDE | CUR | Common Stock Purchase Option | D | 1.87 | 99,824 | 99,824 | |||||
| 2015-07-06 | 2015-07-01 | 4 | OGILVIE SCOTT VARDE | CUR | Common Stock | D | 53,476 | 86,020 | ||||||
| 2015-07-06 | 2015-07-01 | 4 | Sohn Catherine A. | CUR | Common Stock | D | 106,952 | 106,952 | ||||||
| 2015-07-06 | 2015-07-01 | 4 | OLDAKER WILLIAM CLYDE | CUR | Common Stock Purchase Option | D | 1.87 | 99,824 | 99,824 | |||||
| 2015-07-06 | 2015-07-01 | 4 | OLDAKER WILLIAM CLYDE | CUR | Common Stock | D | 53,476 | 181,826 | ||||||
| 2015-07-06 | 2015-07-01 | 4 | SMITH SANDFORD D | CUR | Common Stock | D | 106,952 | 106,952 | ||||||
| 2015-07-06 | 2015-07-01 | 4 | WESTREICH STANLEY | CUR | Common Stock | D | 106,952 | 1,564,854 | ||||||
| 2015-06-01 | 2015-05-27 | 4 | OLDAKER WILLIAM CLYDE | CUR | Common Stock purchase option | D | 1.32 | -60,000 | 0 | |||||
| 2015-06-01 | 2015-05-27 | 4 | OLDAKER WILLIAM CLYDE | CUR | Common Stock | D | 1.6300 | -48,589 | -79 | 128,350 | ||||
| 2015-06-01 | 2015-05-27 | 4 | OLDAKER WILLIAM CLYDE | CUR | Common Stock | D | 1.3200 | 60,000 | 79 | 176,939 | ||||
| 2015-05-29 | 2015-05-22 | 4 | OGILVIE SCOTT VARDE | CUR | Common Stock purchase option | D | 1.32 | -60,000 | 0 | |||||
| 2015-05-29 | 2015-05-22 | 4 | OGILVIE SCOTT VARDE | CUR | Common Stock | D | 1.6400 | -48,293 | -79 | 32,544 | ||||
| 2015-05-29 | 2015-05-22 | 4 | OGILVIE SCOTT VARDE | CUR | Common Stock | D | 1.3200 | 60,000 | 79 | 80,837 | ||||
| 2015-04-20 | 2015-04-17 | 4 | JOHE KARL | CUR | Common Stock | D | -6,800 | 488,947 | ||||||
| 2015-04-02 | 2015-02-20 | 4 | JOHE KARL | CUR | Common Stock Purchase Option | D | 3.80 | 315,126 | 315,126 | |||||
| 2015-04-02 | 2015-02-20 | 4 | GARR RICHARD | CUR | Common Stock Purchase Option | D | 3.80 | 171,008 | 171,008 | |||||
| 2015-03-03 | 2015-03-03 | 4 | GARR RICHARD By Spouse | CUR | Common Stock | I | -5,000 | 235,000 | ||||||
| 2014-12-30 | 2014-12-18 | 4 | GARR RICHARD | CUR | Common Stock | D | -7,000 | 1,083,337 | ||||||
| 2014-12-30 | 2014-12-18 | 4 | GARR RICHARD | CUR | Common Stock | D | -5,000 | 1,090,337 | ||||||
| 2014-12-30 | 2014-12-18 | 4 | GARR RICHARD | CUR | Common Stock | D | -5,000 | 1,095,337 | ||||||
| 2014-09-05 | 2014-04-03 | 4/A | JOHE KARL | CUR | Common Stock | D | 17,500 | 495,747 | ||||||
| 2014-09-03 | 2014-09-02 | 4 | JOHE KARL | CUR | Common Stock | D | 4.0900 | -6,000 | -25 | 495,747 | ||||
| 2014-08-11 | 2013-04-01 | 4 | WESTREICH STANLEY | CUR | Common Stock purchase option | D | 1.13 | 57,440 | 57,440 | |||||
| 2014-08-11 | 2013-04-01 | 4 | OLDAKER WILLIAM CLYDE | CUR | Common Stock purchase option | D | 1.13 | 57,440 | 57,440 | |||||
| 2014-08-08 | 2014-08-07 | 4 | GARR RICHARD | CUR | Common Stock | D | -68,500 | 1,100,337 | ||||||
| 2014-08-08 | 2014-08-07 | 4 | GARR RICHARD | CUR | Common Stock | D | -68,500 | 1,168,837 | ||||||
| 2014-08-07 | 2014-08-01 | 4 | SMITH SANDFORD D | CUR | Common Stock purchase option | D | 3.01 | 74,367 | 74,367 | |||||
| 2014-08-07 | 2014-08-01 | 4 | WESTREICH STANLEY | CUR | Common Stock purchase option | D | 3.01 | 72,884 | 72,884 | |||||
| 2014-08-07 | 2014-08-01 | 4 | OGILVIE SCOTT VARDE | CUR | Common Stock purchase option | D | 3.01 | 72,884 | 72,884 | |||||
| 2014-08-07 | 2014-08-01 | 4 | OLDAKER WILLIAM CLYDE | CUR | Common Stock purchase option | D | 3.01 | 72,884 | 72,884 | |||||
| 2014-08-07 | 2014-08-01 | 4 | Sohn Catherine A. | CUR | Common Stock purchase option | D | 3.01 | 56,892 | 56,892 | |||||
| 2014-08-04 | 2014-08-01 | 4 | JOHE KARL | CUR | Common Stock | D | 2.7800 | -6,000 | -17 | 484,247 | ||||
| 2014-07-31 | 3 | SMITH SANDFORD D | CUR | Common Stock | D | 50,000 | ||||||||
| 2014-07-31 | 3 | SMITH SANDFORD D | CUR | Common Stock | D | 50,000 | ||||||||
| 2014-07-31 | 3 | Sohn Catherine A. | CUR | Common Stock | D | 50,000 | ||||||||
| 2014-07-31 | 3 | Sohn Catherine A. | CUR | Common Stock | D | 50,000 | ||||||||
| 2014-07-01 | 2014-07-01 | 4 | JOHE KARL | CUR | Common Stock | D | 4.1700 | -6,000 | -25 | 490,247 | ||||
| 2014-06-11 | 2014-06-11 | 4 | GARR RICHARD | CUR | Common Stock | D | -12,000 | 1,237,337 | ||||||
| 2014-06-02 | 2014-06-02 | 4 | JOHE KARL | CUR | Common Stock | D | 4.2500 | -6,000 | -26 | 496,247 | ||||
| 2014-05-07 | 2014-05-05 | 4 | OLDAKER WILLIAM CLYDE By Son | CUR | Common Stock | I | 3.5000 | 985 | 3 | 985 | ||||
| 2014-05-07 | 2014-05-05 | 4 | OLDAKER WILLIAM CLYDE | CUR | Common Stock | D | 3.4999 | 14,250 | 50 | 116,939 | ||||
| 2014-05-05 | 2014-05-01 | 4 | JOHE KARL | CUR | Common Stock | D | 3.5425 | -6,000 | -21 | 502,247 | ||||
| 2014-04-23 | 2014-04-22 | 4 | GARR RICHARD By Spouse | CUR | Common Stock | I | 4.2500 | -7,000 | -30 | 240,000 | ||||
| 2014-04-11 | 2014-04-09 | 4 | OGILVIE SCOTT VARDE | CUR | Common Stock purchase option | D | 3.30 | -20,000 | 0 | |||||
| 2014-04-11 | 2014-04-09 | 4 | OGILVIE SCOTT VARDE | CUR | Common Stock | D | 4.6600 | -14,163 | -66 | 20,837 | ||||
| 2014-04-11 | 2014-04-09 | 4 | OGILVIE SCOTT VARDE | CUR | Common Stock | D | 3.3000 | 20,000 | 66 | 35,000 | ||||
| 2014-04-11 | 2014-04-09 | 4 | OLDAKER WILLIAM CLYDE | CUR | Common Stock purchase option | D | 3.30 | -20,000 | 0 | |||||
| 2014-04-11 | 2014-04-09 | 4 | OLDAKER WILLIAM CLYDE | CUR | Common Stock | D | 4.6600 | -9,871 | -46 | 99,429 | ||||
| 2014-04-11 | 2014-04-09 | 4 | OLDAKER WILLIAM CLYDE | CUR | Common Stock | D | 3.3000 | 20,000 | 66 | 109,300 | ||||
| 2014-04-04 | 2014-04-03 | 4 | JOHE KARL | CUR | Common Stock | D | -17,500 | 508,247 | ||||||
| 2014-04-02 | 2014-04-01 | 4 | JOHE KARL | CUR | Common Stock | D | 4.1063 | -6,000 | -25 | 525,747 | ||||
| 2014-03-28 | 2014-03-26 | 4 | GARR RICHARD By Spouse | CUR | Common Stock | I | -5,000 | 247,000 | ||||||
| 2014-03-21 | 2014-03-20 | 4 | JOHE KARL | CUR | Common Stock | D | 4.0415 | -6,000 | -24 | 531,747 | ||||
| 2014-02-13 | 2014-01-24 | 4/A | GARR RICHARD | CUR | Common Stock Purchase Option | D | 0.50 | 400,000 | 800,000 | |||||
| 2014-02-13 | 2014-01-24 | 4/A | GARR RICHARD | CUR | Common Stock | D | 3.0400 | -140,201 | -426 | 1,249,337 | ||||
| 2014-02-13 | 2014-01-24 | 4/A | GARR RICHARD | CUR | Common Stock | D | 3.0400 | -65,789 | -200 | 1,389,538 | ||||
| 2014-02-13 | 2014-01-24 | 4/A | GARR RICHARD | CUR | Common Stock | D | 0.5000 | 400,000 | 200 | 1,455,327 | ||||
| 2014-02-04 | 2014-01-28 | 4 | JOHE KARL | CUR | Common Stock Purchase Option | D | 3.22 | 200,324 | 200,324 | |||||
| 2014-02-04 | 2014-01-28 | 4 | GARR RICHARD | CUR | Common Stock Purchase Option | D | 3.22 | 193,158 | 193,158 | |||||
| 2014-01-27 | 2014-01-24 | 4 | GARR RICHARD | CUR | Common Stock Purchase Option | D | 0.50 | -400,000 | 800,000 | |||||
| 2014-01-27 | 2014-01-24 | 4 | GARR RICHARD | CUR | Common Stock | D | 3.0400 | -65,789 | -200 | 1,389,538 | ||||
| 2014-01-27 | 2014-01-24 | 4 | GARR RICHARD | CUR | Common Stock | D | 0.5000 | 400,000 | 200 | 1,455,327 | ||||
| 2013-12-05 | 2013-12-05 | 4 | JOHE KARL | CUR | Common Stock | D | -4,000 | 680,994 | ||||||
| 2013-11-07 | 2013-10-21 | 4 | JOHE KARL | CUR | Common Stock | D | 2.3458 | -10,000 | -23 | 684,994 | ||||
| 2013-10-21 | 2013-10-18 | 4 | JOHE KARL | CUR | Common Stock | D | 2.4446 | -10,000 | -24 | 694,994 | ||||
| 2013-09-23 | 2013-09-20 | 4 | JOHE KARL | CUR | Common Stock | D | 2.6241 | -10,000 | -26 | 704,994 | ||||
| 2013-09-19 | 2013-09-19 | 4 | JOHE KARL | CUR | Common Stock | D | 2.6094 | -10,000 | -26 | 714,994 | ||||
| 2013-09-04 | 2013-08-30 | 4 | GARR RICHARD | CUR | Common Stock | I | 50,000 | 252,000 | ||||||
| 2013-09-04 | 2013-08-30 | 4 | GARR RICHARD | CUR | Common Stock | D | -13,000 | 1,055,327 | ||||||
| 2013-09-04 | 2013-08-30 | 4 | GARR RICHARD | CUR | Common Stock | D | -13,000 | 1,055,327 | ||||||
| 2013-09-04 | 2013-08-30 | 4 | GARR RICHARD | CUR | Common Stock | D | -50,000 | 1,081,327 | ||||||
| 2013-09-04 | 2013-08-30 | 4 | GARR RICHARD | CUR | Common Stock | D | -150,000 | 1,131,327 | ||||||
| 2013-08-21 | 2013-08-20 | 4 | JOHE KARL | CUR | Common Stock | D | 1.5493 | -20,000 | -31 | 724,994 | ||||
| 2013-07-22 | 2013-07-22 | 4 | JOHE KARL | CUR | Common Stock | D | 1.6234 | -12,800 | -21 | 744,994 | ||||
| 2013-06-21 | 2013-06-20 | 4 | JOHE KARL | CUR | Common Stock | D | 1.3950 | -12,800 | -18 | 757,794 | ||||
| 2013-06-11 | 2013-06-10 | 4 | GARR RICHARD By Spouse | CUR | Common Stock | I | -5,000 | 202,000 | ||||||
| 2013-06-11 | 2013-06-07 | 4 | GARR RICHARD By Spouse | CUR | Common Stock | I | 1.4200 | -6,000 | -9 | 207,000 | ||||
| 2013-05-21 | 2013-05-20 | 4 | JOHE KARL | CUR | Common Stock | D | 1.5079 | -12,800 | -19 | 770,594 | ||||
| 2013-05-09 | 2013-04-01 | 4 | WESTREICH STANLEY | CUR | Common Stock purchase option | D | 1.13 | 35,000 | 35,000 | |||||
| 2013-05-09 | 2013-04-01 | 4 | OGILVIE SCOTT VARDE | CUR | Common Stock purchase option | D | 1.13 | 35,000 | 35,000 | |||||
| 2013-05-09 | 2013-04-01 | 4 | OLDAKER WILLIAM CLYDE | CUR | Common Stock purchase option | D | 1.13 | 35,000 | 35,000 | |||||
| 2013-04-26 | 2012-04-01 | 5 | OLDAKER WILLIAM CLYDE | CUR | Common Stock Purchase Option | D | 1.12 | 35,000 | 35,000 | |||||
| 2013-04-26 | 2012-04-03 | 5 | WESTREICH STANLEY | CUR | Restricted Stock Unit | D | 30,702 | 30,702 | ||||||
| 2013-04-26 | 2012-04-01 | 5 | WESTREICH STANLEY | CUR | Common Stock Purchase Option | D | 1.12 | 35,000 | 35,000 | |||||
| 2013-04-26 | 2012-04-01 | 5 | OGILVIE SCOTT VARDE | CUR | Common Stock Purchase Option | D | 1.12 | 35,000 | 35,000 | |||||
| 2013-04-23 | 2013-04-22 | 4 | JOHE KARL | CUR | Common Stock | D | 1.1344 | -12,800 | -15 | 783,394 | ||||
| 2013-04-10 | 2013-03-28 | 4 | GARR RICHARD | CUR | Common Stock Purchase Option | D | 1.12 | 571,033 | 571,033 | |||||
| 2013-04-10 | 2013-03-28 | 4 | GARR RICHARD | CUR | Common Stock Purchase Option | D | 1.12 | 129,327 | 129,327 | |||||
| 2013-04-10 | 2013-03-28 | 4 | JOHE KARL | CUR | Common Stock Purchase Option | D | 1.12 | 592,219 | 592,219 | |||||
| 2013-03-22 | 2013-03-20 | 4 | JOHE KARL | CUR | Common Stock | D | 1.1364 | -12,800 | -15 | 796,194 | ||||
| 2013-02-26 | 2013-02-25 | 4 | GARR RICHARD By Spouse | CUR | Common Stock | I | 1.1500 | -12,000 | -14 | 213,000 | ||||
| 2013-02-21 | 2013-02-20 | 4 | JOHE KARL | CUR | Common Stock | D | 1.1800 | -12,800 | -15 | 808,994 | ||||
| 2013-01-30 | 2012-04-11 | 5 | JOHE KARL | CUR | Common Stock Purchase Option | D | 1.09 | 738,479 | 738,479 | |||||
| 2013-01-30 | 2012-04-11 | 5 | GARR RICHARD | CUR | Common Stock Purchase Option | D | 1.09 | 412,552 | 1,053,407 | |||||
| 2013-01-30 | 2012-04-11 | 5 | GARR RICHARD | CUR | Common Stock Purchase Option | D | 1.09 | 640,855 | 640,855 | |||||
| 2013-01-23 | 2013-01-22 | 4 | JOHE KARL | CUR | Common Stock | D | 1.2700 | -12,800 | -16 | 821,794 | ||||
| 2012-12-26 | 2012-12-20 | 4 | JOHE KARL | CUR | Common Stock | D | 1.1580 | -12,800 | -15 | 834,594 | ||||
| 2012-11-27 | 2012-11-20 | 4 | JOHE KARL | CUR | Common Stock | D | 1.0000 | -12,800 | -13 | 847,394 | ||||
| 2012-07-27 | 2012-07-25 | 4 | JOHE KARL | CUR | Common Stock Purchase Option | D | 0.92 | 5,000,000 | 5,000,000 | |||||
| 2012-07-27 | 2012-07-27 | 4 | GARR RICHARD | CUR | Common Stock | D | -3,000 | 1,278,327 | ||||||
| 2012-07-27 | 2012-07-22 | 4 | GARR RICHARD | CUR | Common Stock | D | -120,821 | 1,281,327 | ||||||
| 2012-06-22 | 2012-06-20 | 4 | GARR RICHARD | CUR | Common Stock | D | -14,000 | 1,374,148 | ||||||
| 2012-06-22 | 2012-06-20 | 4 | GARR RICHARD | CUR | Common Stock | D | -14,000 | 1,374,148 | ||||||
| 2012-06-20 | 2012-06-18 | 4 | JOHE KARL | CUR | Common Stock | D | -256,790 | 860,194 | ||||||
| 2012-03-02 | 2011-07-01 | 5 | OGILVIE SCOTT VARDE | CUR | Common Stock Purchase Option | D | 1.50 | 15,000 | 200,000 | |||||
| 2012-03-02 | 2011-07-01 | 5 | OGILVIE SCOTT VARDE | CUR | Common Stock Purchase Option | D | 1.50 | 20,000 | 185,000 | |||||
| 2012-03-02 | 2011-09-20 | 5 | OLDAKER WILLIAM CLYDE | CUR | Common Stock Purchase Option | D | 1.53 | 46,458 | 246,458 | |||||
| 2012-03-02 | 2011-07-01 | 5 | OLDAKER WILLIAM CLYDE | CUR | Common Stock Purchase Option | D | 1.50 | 15,000 | 200,000 | |||||
| 2012-03-02 | 2011-07-01 | 5 | OLDAKER WILLIAM CLYDE | CUR | Common Stock Purchase Option | D | 1.50 | 20,000 | 185,000 | |||||
| 2012-03-02 | 2011-09-20 | 5 | WESTREICH STANLEY | CUR | Common Stock Purchase Option | D | 1.53 | 46,458 | 56,458 | |||||
| 2012-03-02 | 3/A | WESTREICH STANLEY Revocable Trust | CUR | Common Stock | I | 907,902 | ||||||||
| 2012-03-02 | 3/A | WESTREICH STANLEY | CUR | Common Stock | D | 25,000 | ||||||||
| 2012-03-02 | 3/A | WESTREICH STANLEY Revocable Trust | CUR | Common Stock | I | 50,000 | ||||||||
| 2012-03-02 | 3/A | WESTREICH STANLEY By 2009 GRAT No.1 | CUR | Common Stock | I | 216,948 | ||||||||
| 2012-03-02 | 3/A | WESTREICH STANLEY By 2008 GRAT No.1 | CUR | Common Stock | I | 283,052 | ||||||||
| 2011-02-25 | 3 | WESTREICH STANLEY By 2009 GRAT No. 1 | CUR | Common Stock | I | 216,948 | ||||||||
| 2011-02-25 | 3 | WESTREICH STANLEY Revocable Trust | CUR | Common Stock | I | 907,902 | ||||||||
| 2011-02-25 | 3 | WESTREICH STANLEY By 2008 GRAT No. 1 | CUR | Common Stock | I | 283,052 | ||||||||
| 2011-02-25 | 3 | WESTREICH STANLEY | CUR | Common Stock | D | 25,000 | ||||||||
| 2011-02-25 | 3 | WESTREICH STANLEY Revocable Trust | CUR | Common Stock | I | 50,000 | ||||||||
| 2008-06-05 | 2008-06-03 | 4 | OLDAKER WILLIAM CLYDE | CUR | Common Stock | D | 1.9500 | 10,000 | 20 | 58,200 |
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
