| Jumlah Saham Beredar | 3,652,285 shares |
| Saham Orang Dalam | 595,228 shares |
| Kepemilikan oleh Orang Dalam | 16.30 % |
| Orang Dalam Sejati | 35 |
Skor Sentimen Orang Dalam
Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.
Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.
Frekuensi Pembaruan: Setiap Hari
Skor Sentimen Petugas
Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.
Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.
Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.
Frekuensi Pembaruan: Setiap Hari
Metrik Utama Orang Dalam
Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.
Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).
Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)
0 ( )
5113 out of 11305Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).
Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)
0.000 %( )
5087 out of 11224Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.
Grafik Perdagangan Orang Dalam
Grafik berikut menunjukkan Pulmatrix, Inc. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.
Daftar Orang Dalam dan Metrik Profitabilitas
Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.
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| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
| Akihisa Akao | 5,000 | ||
| Hojabr Alimi CEO and Chief Science Officer, Director - [D] [O] | 125,000 | 125,000 | |
| Batycky Richard P. Director - [D] | 984 | 49 | |
| Todd Bazemore | 22,100 | ||
| Christopher Cabell | 22,100 | ||
| Clarke Robert W. Chief Executive Officer, Director - [D] [O] | 4,525 | 302 | |
| Richard K Conley Director - [D] | 58,000 | 58,000 | |
| Duke William E. | 160,000 | ||
|
Jonathan A Flint
10% Owner -
|
34,587 | 2,306 | |
| Gregory M French Director - [D] | 58,000 | 58,000 | |
| Steven Gillis Director - [D] | 3,436,456 | 229,097 |
| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
| Kurt Graves | 8,800 | ||
| Sameer Harish Chief Financial Officer - [O] | 74,600 | 74,600 | |
| Hava David L. Chief Scientific Officer - [O] | 2,263 | 151 | |
| Michael J Higgins | 36,833 | ||
| Mark T Iwicki Director - [D] | 307,000 | 20,467 | |
|
Terrance Mcguire
Director, 10% Owner -
[D]
|
34,587 | 2,306 | |
| David Maki Director - [D] | 218,194 | 14,546 | |
| Amit Munshi | 10,000 | ||
|
Oculus Innovative Sciences, Inc.
10% Owner -
|
0 | 0 | |
|
Polaris Venture Partners Entrepreneurs Fund Iv Lp
10% Owner -
|
34,587 | 2,306 | |
|
Polaris Venture Partners Iv Lp
10% Owner -
|
34,587 | 2,306 | |
|
Polaris Venture Management Co IV LLC
10% Owner -
|
34,587 | 2,306 |
| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
|
Polaris Venture Management Co. V, L.L.C.
10% Owner -
|
34,587 | 2,306 | |
|
Polaris Venture Partners Entrepreneurs' Fund V, L.P.
10% Owner -
|
34,587 | 2,306 | |
|
Polaris Venture Partners Founders' Fund V, L.P.
10% Owner -
|
34,587 | 2,306 | |
|
Polaris Venture Partners Special Founders' Fund V, L.P.
10% Owner -
|
34,587 | 2,306 | |
|
Polaris Venture Partners V, L.P.
10% Owner -
|
34,587 | 2,306 | |
| Scott M Rocklage Director - [D] | 168,873 | 11,258 | |
| Teofilo David Raad | 750,000 | ||
| Roach James M. | 801,000 | ||
| Matthew L Sherman Director - [D] | 20,000 | 1,333 | |
| Michelle Siegert Vice President, Finance - [O] | 2,372 | 119 | |
| Anand Varadan | 22,100 | ||
| Margaret Wasilewski | 21,060 |
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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek
Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di PULM / Pulmatrix, Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .
Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.
Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek
Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di PULM / Pulmatrix, Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .
Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.
Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).
Riwayat Transaksi
Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.
| Berkas Tanggal |
Perdagangan Tanggal |
Formulir | Orang Dalam | Ticker | Judul Keamanan | Kode | Langsung | Latihan Harga |
Satuan Harga |
Unit Diubah |
Nilai Diubah (1 ribu) |
Sisa Pilihan |
Sisa Saham |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-03-03 | 2022-03-01 | 4 | Wasilewski Margaret | PULM | Stock Option (Right to Buy) | D | 5.72 | 21,060 | 21,060 | |||||
| 2022-01-31 | 2022-01-27 | 4 | Batycky Richard P. | PULM | Stock Option (Right to Buy) | D | 0.37 | 22,100 | 22,100 | |||||
| 2022-01-31 | 2022-01-27 | 4 | Higgins Michael J | PULM | Stock Option (Right to Buy) | D | 0.37 | 36,833 | 36,833 | |||||
| 2022-01-31 | 2022-01-27 | 4 | Cabell Christopher | PULM | Stock Option (Right to Buy) | D | 0.37 | 22,100 | 22,100 | |||||
| 2022-01-28 | 2022-01-27 | 4 | Bazemore Todd | PULM | Stock Option (Right to Buy) | D | 0.37 | 22,100 | 22,100 | |||||
| 2022-01-28 | 2022-01-27 | 4 | Varadan Anand | PULM | Stock Option (Right to Buy) | D | 0.37 | 22,100 | 22,100 | |||||
| 2022-01-28 | 2022-01-27 | 4 | Siegert Michelle | PULM | Stock Option (Right to Buy) | D | 0.37 | 184,300 | 184,300 | |||||
| 2022-01-28 | 2022-01-27 | 4 | Raad Teofilo David | PULM | Stock Option (Right to Buy) | D | 0.37 | 750,000 | 750,000 | |||||
| 2021-07-28 | 2021-07-26 | 4 | Varadan Anand | PULM | Stock Option (Right to Buy) | D | 0.87 | 30,000 | 30,000 | |||||
| 2021-02-01 | 2021-01-28 | 4 | Batycky Richard P. | PULM | Stock Option (Right to Buy) | D | 1.47 | 15,000 | 15,000 | |||||
| 2021-02-01 | 2021-01-28 | 4 | Raad Teofilo David | PULM | Stock Option (Right to Buy) | D | 1.47 | 565,500 | 565,500 | |||||
| 2021-02-01 | 2021-01-28 | 4 | Bazemore Todd | PULM | Stock Option (Right to Buy) | D | 1.47 | 15,000 | 15,000 | |||||
| 2021-02-01 | 2021-01-28 | 4 | Higgins Michael J | PULM | Stock Option (Right to Buy) | D | 1.47 | 25,000 | 25,000 | |||||
| 2021-02-01 | 2021-01-28 | 4 | Siegert Michelle | PULM | Stock Option (Right to Buy) | D | 1.47 | 91,900 | 91,900 | |||||
| 2021-02-01 | 2021-01-28 | 4 | Munshi Amit | PULM | Stock Option (Right to Buy) | D | 1.47 | 15,000 | 15,000 | |||||
| 2021-02-01 | 2021-01-28 | 4 | Iwicki Mark T | PULM | Stock Option (Right to Buy) | D | 1.47 | 15,000 | 15,000 | |||||
| 2021-02-01 | 2021-01-28 | 4 | Cabell Christopher | PULM | Stock Option (Right to Buy) | D | 1.47 | 15,000 | 15,000 | |||||
| 2020-10-02 | 2020-10-01 | 4 | Bazemore Todd | PULM | Stock Option (Right to Buy) | D | 1.14 | 30,000 | 30,000 | |||||
| 2020-09-01 | 2020-08-28 | 4 | GILLIS STEVEN | PULM | Stock Option (Right to Buy) | D | 1.28 | 10,000 | 10,000 | |||||
| 2020-09-01 | 2020-08-28 | 4 | GILLIS STEVEN | PULM | Stock Option (Right to Buy) | D | 1.28 | -10,000 | 0 | |||||
| 2020-09-01 | 2020-08-28 | 4 | GILLIS STEVEN | PULM | Stock Option (Right to Buy) | D | 1.06 | 15,000 | 15,000 | |||||
| 2020-09-01 | 2020-08-28 | 4 | GILLIS STEVEN | PULM | Stock Option (Right to Buy) | D | 1.54 | 15,000 | 15,000 | |||||
| 2020-09-01 | 2020-08-28 | 4 | GILLIS STEVEN | PULM | Stock Option (Right to Buy) | D | 1.06 | -15,000 | 0 | |||||
| 2020-09-01 | 2020-08-28 | 4 | GILLIS STEVEN | PULM | Stock Option (Right to Buy) | D | 1.54 | -15,000 | 0 | |||||
| 2020-09-01 | 2020-08-28 | 4 | GILLIS STEVEN | PULM | Stock Option (Right to Buy) | D | 4.68 | 12,400 | 12,400 | |||||
| 2020-09-01 | 2020-08-28 | 4 | GILLIS STEVEN | PULM | Stock Option (Right to Buy) | D | 4.68 | -12,400 | 0 | |||||
| 2020-09-01 | 2020-08-28 | 4 | GILLIS STEVEN | PULM | Stock Option (Right to Buy) | D | 27.80 | 440 | 440 | |||||
| 2020-09-01 | 2020-08-28 | 4 | GILLIS STEVEN | PULM | Stock Option (Right to Buy) | D | 27.80 | -440 | 0 | |||||
| 2020-09-01 | 2020-08-28 | 4 | GILLIS STEVEN | PULM | Stock Option (Right to Buy) | D | 28.00 | 880 | 880 | |||||
| 2020-09-01 | 2020-08-28 | 4 | GILLIS STEVEN | PULM | Stock Option (Right to Buy) | D | 28.00 | -880 | 0 | |||||
| 2020-09-01 | 2020-08-28 | 4 | GILLIS STEVEN | PULM | Stock Option (Right to Buy) | D | 110.00 | 111 | 111 | |||||
| 2020-09-01 | 2020-08-28 | 4 | GILLIS STEVEN | PULM | Stock Option (Right to Buy) | D | 110.00 | -111 | 0 | |||||
| 2020-09-01 | 2020-08-28 | 4 | GILLIS STEVEN | PULM | Stock Option (Right to Buy) | D | 118.00 | 1,771 | 1,771 | |||||
| 2020-09-01 | 2020-08-28 | 4 | GILLIS STEVEN | PULM | Stock Option (Right to Buy) | D | 118.00 | -1,771 | 0 | |||||
| 2020-06-25 | 2020-06-23 | 4 | Cabell Christopher | PULM | Stock Option (Right to Buy) | D | 1.95 | 30,000 | 30,000 | |||||
| 2020-04-23 | 2016-02-03 | 4/A | Higgins Michael J | PULM | Stock Option (Right to Buy) | D | 2.80 | 8,800 | 8,800 | |||||
| 2020-04-23 | 2020-04-21 | 4 | Higgins Michael J | PULM | Stock Option (Right to Buy) | D | 1.28 | 15,000 | 15,000 | |||||
| 2020-04-06 | 2020-04-02 | 4 | Higgins Michael J | PULM | Stock Option (Right to Buy) | D | 1.28 | 10,000 | 10,000 | |||||
| 2020-04-06 | 2020-04-02 | 4 | Iwicki Mark T | PULM | Stock Option (Right to Buy) | D | 1.28 | 10,000 | 10,000 | |||||
| 2020-04-06 | 2020-04-02 | 4 | GILLIS STEVEN | PULM | Stock Option (Right to Buy) | D | 1.28 | 10,000 | 10,000 | |||||
| 2020-04-06 | 2020-04-02 | 4 | Batycky Richard P. | PULM | Stock Option (Right to Buy) | D | 1.28 | 10,000 | 10,000 | |||||
| 2020-04-03 | 2020-04-02 | 4 | Munshi Amit | PULM | Stock Option (Right to Buy) | D | 1.28 | 10,000 | 10,000 | |||||
| 2020-04-03 | 2020-04-02 | 4 | Raad Teofilo David | PULM | Stock Option (Right to Buy) | D | 1.28 | 10,000 | 10,000 | |||||
| 2020-01-13 | 2020-01-09 | 4 | Higgins Michael J | PULM | Stock Option (Right to Buy) | D | 1.54 | 15,000 | 15,000 | |||||
| 2020-01-13 | 2020-01-09 | 4 | Raad Teofilo David | PULM | Stock Option (Right to Buy) | D | 1.54 | 471,460 | 471,460 | |||||
| 2020-01-13 | 2020-01-09 | 4 | Raad Teofilo David | PULM | Stock Option (Right to Buy) | D | 1.54 | 781,800 | 781,800 | |||||
| 2020-01-13 | 2020-01-09 | 4 | GILLIS STEVEN | PULM | Stock Option (Right to Buy) | D | 1.54 | 15,000 | 15,000 | |||||
| 2020-01-13 | 2020-01-09 | 4 | Siegert Michelle | PULM | Stock Option (Right to Buy) | D | 1.54 | 64,500 | 64,500 | |||||
| 2020-01-13 | 2020-01-09 | 4 | Siegert Michelle | PULM | Stock Option (Right to Buy) | D | 1.54 | 154,000 | 154,000 | |||||
| 2020-01-13 | 2020-01-09 | 4 | Munshi Amit | PULM | Stock Option (Right to Buy) | D | 1.54 | 15,000 | 15,000 | |||||
| 2020-01-13 | 2020-01-09 | 4 | Batycky Richard P. | PULM | Stock Option (Right to Buy) | D | 1.54 | 30,000 | 30,000 | |||||
| 2020-01-13 | 2020-01-09 | 4 | Iwicki Mark T | PULM | Stock Option (Right to Buy) | D | 1.54 | 15,000 | 15,000 | |||||
| 2020-01-13 | 3 | Batycky Richard P. | PULM | Common Stock | D | 984 | ||||||||
| 2020-01-13 | 3 | Batycky Richard P. | PULM | Common Stock | D | 984 | ||||||||
| 2020-01-13 | 3 | Batycky Richard P. | PULM | Common Stock | D | 984 | ||||||||
| 2019-11-20 | 3 | Siegert Michelle | PULM | Common Stock | D | 2,372 | ||||||||
| 2019-11-20 | 3 | Siegert Michelle | PULM | Common Stock | D | 2,372 | ||||||||
| 2019-11-20 | 3 | Siegert Michelle | PULM | Common Stock | D | 2,372 | ||||||||
| 2019-05-20 | 2019-05-16 | 4 | Duke William E. | PULM | Stock Option (Right to Buy) | D | 1.06 | 160,000 | 160,000 | |||||
| 2019-05-20 | 2019-05-16 | 4 | Higgins Michael J | PULM | Stock Option (Right to Buy) | D | 1.06 | 15,000 | 15,000 | |||||
| 2019-05-20 | 2019-05-16 | 4 | Raad Teofilo David | PULM | Stock Option (Right to Buy) | D | 1.06 | 320,000 | 320,000 | |||||
| 2019-05-20 | 2019-05-16 | 4 | GILLIS STEVEN | PULM | Stock Option (Right to Buy) | D | 1.06 | 15,000 | 15,000 | |||||
| 2019-05-20 | 2019-05-16 | 4 | MCGUIRE TERRANCE | PULM | Stock Option (Right to Buy) | D | 1.06 | 15,000 | 15,000 | |||||
| 2019-05-20 | 2019-05-16 | 4 | Iwicki Mark T | PULM | Stock Option (Right to Buy) | D | 1.06 | 15,000 | 15,000 | |||||
| 2019-05-20 | 2019-05-16 | 4 | Munshi Amit | PULM | Stock Option (Right to Buy) | D | 1.06 | 15,000 | 15,000 | |||||
| 2019-05-20 | 2019-05-16 | 4 | Sherman Matthew L | PULM | Stock Option (Right to Buy) | D | 1.06 | 15,000 | 15,000 | |||||
| 2018-06-06 | 2018-06-05 | 4 | Duke William E. | PULM | Stock Option (Right to Buy) | D | 0.47 | 850,000 | 850,000 | |||||
| 2018-06-06 | 2018-06-05 | 4 | GILLIS STEVEN | PULM | Stock Option (Right to Buy) | D | 0.47 | 124,000 | 124,000 | |||||
| 2018-06-06 | 2018-06-05 | 4 | Sherman Matthew L | PULM | Stock Option (Right to Buy) | D | 0.47 | 124,000 | 124,000 | |||||
| 2018-06-06 | 2018-06-05 | 4 | Munshi Amit | PULM | Stock Option (Right to Buy) | D | 0.47 | 124,000 | 124,000 | |||||
| 2018-06-06 | 2018-06-05 | 4 | Hava David L. | PULM | Stock Option (Right to Buy) | D | 0.47 | 795,000 | 795,000 | |||||
| 2018-06-06 | 2018-06-05 | 4 | Raad Teofilo David | PULM | Stock Option (Right to Buy) | D | 0.47 | 741,000 | 741,000 | |||||
| 2018-06-06 | 2018-06-05 | 4 | Iwicki Mark T | PULM | Stock Option (Right to Buy) | D | 0.47 | 155,000 | 155,000 | |||||
| 2018-06-06 | 2018-06-05 | 4 | Higgins Michael J | PULM | Stock Option (Right to Buy) | D | 0.47 | 124,000 | 124,000 | |||||
| 2018-06-06 | 2018-06-05 | 4 | MCGUIRE TERRANCE | PULM | Stock Option (Right to Buy) | D | 0.47 | 124,000 | 124,000 | |||||
| 2018-06-06 | 2018-06-05 | 4 | Clarke Robert W. | PULM | Stock Option (Right to Buy) | D | 0.47 | 2,000,000 | 2,000,000 | |||||
| 2018-06-06 | 2018-06-05 | 4 | Roach James M. | PULM | Stock Option (Right to Buy) | D | 0.47 | 801,000 | 801,000 | |||||
| 2018-04-05 | 2018-04-03 | 4 | MCGUIRE TERRANCE See Footnotes | PULM | Series B Warrant (right to buy) | I | 0.75 | 7,700 | 7,700 | |||||
| 2018-04-05 | 2018-04-03 | 4 | MCGUIRE TERRANCE See Footnotes | PULM | Series A Warrant (right to buy) | I | 0.65 | 7,700 | 7,700 | |||||
| 2018-04-05 | 2018-04-03 | 4 | MCGUIRE TERRANCE See Footnotes | PULM | Series A Warrant (right to buy) | I | 0.65 | 5,275 | 5,275 | |||||
| 2018-04-05 | 2018-04-03 | 4 | MCGUIRE TERRANCE See Footnotes | PULM | Series B Warrant (right to buy) | I | 0.75 | 5,275 | 5,275 | |||||
| 2018-04-05 | 2018-04-03 | 4 | MCGUIRE TERRANCE See Footnotes | PULM | Series B Warrant (right to buy) | I | 0.75 | 15,007 | 15,007 | |||||
| 2018-04-05 | 2018-04-03 | 4 | MCGUIRE TERRANCE See Footnotes | PULM | Series A Warrant (right to buy) | I | 0.65 | 15,007 | 15,007 | |||||
| 2018-04-05 | 2018-04-03 | 4 | MCGUIRE TERRANCE See Footnotes | PULM | Series B Warrant (right to buy) | I | 0.75 | 769,989 | 769,989 | |||||
| 2018-04-05 | 2018-04-03 | 4 | MCGUIRE TERRANCE See Footnotes | PULM | Series A Warrant (right to buy) | I | 0.65 | 769,989 | 769,989 | |||||
| 2018-04-05 | 2018-04-03 | 4 | MCGUIRE TERRANCE See Footnotes | PULM | Series A Warrant (right to buy) | I | 0.65 | 6,478 | 6,478 | |||||
| 2018-04-05 | 2018-04-03 | 4 | MCGUIRE TERRANCE See Footnotes | PULM | Series B Warrant (right to buy) | I | 0.75 | 6,478 | 6,478 | |||||
| 2018-04-05 | 2018-04-03 | 4 | MCGUIRE TERRANCE See Footnotes | PULM | Series A Warrant (right to buy) | I | 0.65 | 345,551 | 345,551 | |||||
| 2018-04-05 | 2018-04-03 | 4 | MCGUIRE TERRANCE See Footnotes | PULM | Series B Warrant (right to buy) | I | 0.75 | 345,551 | 345,551 | |||||
| 2018-04-05 | 2018-04-03 | 4 | MCGUIRE TERRANCE See Footnotes | PULM | Common Stock | I | 7,700 | 34,587 | ||||||
| 2018-04-05 | 2018-04-03 | 4 | MCGUIRE TERRANCE See Footnotes | PULM | Common Stock | I | 5,275 | 23,875 | ||||||
| 2018-04-05 | 2018-04-03 | 4 | MCGUIRE TERRANCE See Footnotes | PULM | Common Stock | I | 15,007 | 67,729 | ||||||
| 2018-04-05 | 2018-04-03 | 4 | MCGUIRE TERRANCE See Footnotes | PULM | Common Stock | I | 769,989 | 3,468,190 | ||||||
| 2018-04-05 | 2018-04-03 | 4 | MCGUIRE TERRANCE See Footnotes | PULM | Common Stock | I | 6,478 | 29,178 | ||||||
| 2018-04-05 | 2018-04-03 | 4 | MCGUIRE TERRANCE See Footnotes | PULM | Common Stock | I | 345,551 | 1,556,676 | ||||||
| 2018-04-05 | 2018-04-03 | 4 | GILLIS STEVEN See Footnotes | PULM | Series B Warrant (right to buy) | I | 0.75 | 1,150,000 | 1,150,000 | |||||
| 2018-04-05 | 2018-04-03 | 4 | GILLIS STEVEN See Footnotes | PULM | Series A Warrant (right to buy) | I | 0.65 | 1,150,000 | 1,150,000 | |||||
| 2018-04-05 | 2018-04-03 | 4 | GILLIS STEVEN See Footnotes | PULM | Common Stock | I | 1,150,000 | 3,436,456 | ||||||
| 2018-04-05 | 2018-04-03 | 4 | Sherman Matthew L | PULM | Series B Warrant (right to buy) | D | 0.75 | 20,000 | 20,000 | |||||
| 2018-04-05 | 2018-04-03 | 4 | Sherman Matthew L | PULM | Series A Warrant (right to buy) | D | 0.65 | 20,000 | 20,000 | |||||
| 2018-04-05 | 2018-04-03 | 4 | Sherman Matthew L | PULM | Common Stock | D | 20,000 | 20,000 | ||||||
| 2018-04-05 | 2018-04-03 | 4 | Iwicki Mark T | PULM | Series B Warrant (right to buy) | D | 0.75 | 307,000 | 307,000 | |||||
| 2018-04-05 | 2018-04-03 | 4 | Iwicki Mark T | PULM | Series A Warrant (right to buy) | D | 0.65 | 307,000 | 307,000 | |||||
| 2018-04-05 | 2018-04-03 | 4 | Iwicki Mark T | PULM | Common Stock | D | 307,000 | 307,000 | ||||||
| 2017-11-07 | 2017-11-03 | 4 | Roach James M. | PULM | Stock Option (Right to Buy) | D | 1.57 | 360,000 | 360,000 | |||||
| 2017-06-15 | 2017-06-13 | 4 | Munshi Amit | PULM | Stock Option (Right to Buy) | D | 2.39 | 8,800 | 8,800 | |||||
| 2017-05-04 | 2017-05-01 | 4 | Raad Teofilo David | PULM | Stock Option (Right to Buy) | D | 2.70 | 330,500 | 330,500 | |||||
| 2017-03-22 | 2017-03-22 | 4 | Hava David L. | PULM | Stock Option (Right to Buy) | D | 2.21 | -2,263 | 1,292 | |||||
| 2017-03-22 | 2017-03-22 | 4 | Hava David L. | PULM | Common Stock | D | 2.2100 | 2,263 | 5 | 2,263 | ||||
| 2017-03-22 | 2017-03-20 | 4 | Hava David L. | PULM | Stock Option (Right to Buy) | D | 2.78 | 75,100 | 75,100 | |||||
| 2017-03-22 | 2017-03-20 | 4 | Sherman Matthew L | PULM | Stock Option (Right to Buy) | D | 2.78 | 4,400 | 4,400 | |||||
| 2017-03-22 | 2017-03-20 | 4 | MCGUIRE TERRANCE | PULM | Stock Option (Right to Buy) | D | 2.78 | 4,400 | 4,400 | |||||
| 2017-03-22 | 2017-03-20 | 4 | GILLIS STEVEN | PULM | Stock Option (Right to Buy) | D | 2.78 | 4,400 | 4,400 | |||||
| 2017-03-22 | 2017-03-20 | 4 | Iwicki Mark T | PULM | Stock Option (Right to Buy) | D | 2.78 | 4,400 | 4,400 | |||||
| 2017-03-22 | 2017-03-20 | 4 | Higgins Michael J | PULM | Stock Option (Right to Buy) | D | 2.78 | 4,400 | 4,400 | |||||
| 2017-03-22 | 2017-03-20 | 4 | Duke William E. | PULM | Stock Option (Right to Buy) | D | 2.78 | 75,100 | 75,100 | |||||
| 2017-03-22 | 2017-03-22 | 4 | Clarke Robert W. | PULM | Stock Option (Right to Buy) | D | 2.21 | -4,525 | 2,665 | |||||
| 2017-03-22 | 2017-03-22 | 4 | Clarke Robert W. | PULM | Common Stock | D | 2.2100 | 4,525 | 10 | 4,525 | ||||
| 2017-03-22 | 2017-03-20 | 4 | Clarke Robert W. | PULM | Stock Option (Right to Buy) | D | 2.78 | 159,000 | 159,000 | |||||
| 2016-10-03 | 2016-09-29 | 4 | Sherman Matthew L | PULM | Stock Option (Right to Buy) | D | 1.55 | 8,800 | 8,800 | |||||
| 2016-02-25 | 2016-02-03 | 4 | Graves Kurt | PULM | Stock Option (Right to Buy) | D | 2.80 | 8,800 | 8,800 | |||||
| 2016-02-25 | 2016-02-03 | 4 | MCGUIRE TERRANCE | PULM | Stock Option (Right to Buy) | D | 2.80 | 8,800 | 8,800 | |||||
| 2016-02-25 | 2016-02-03 | 4 | ROCKLAGE SCOTT M | PULM | Stock Option (Right to Buy) | D | 2.80 | 8,800 | 8,800 | |||||
| 2016-02-25 | 2026-02-03 | 4 | Higgins Michael J | PULM | Stock Option (Right to Buy) | D | 2.80 | 8,800 | 8,800 | |||||
| 2016-02-25 | 2016-02-03 | 4 | GILLIS STEVEN | PULM | Stock Option (Right to Buy) | D | 2.80 | 8,800 | 8,800 | |||||
| 2016-02-25 | 2016-02-03 | 4 | Duke William E. | PULM | Stock Option (Right to Buy) | D | 2.80 | 150,200 | 150,200 | |||||
| 2016-02-25 | 2016-02-03 | 4 | Hava David L. | PULM | Stock Option (Right to Buy) | D | 2.80 | 150,200 | 150,200 | |||||
| 2016-02-25 | 2016-02-03 | 4 | Clarke Robert W. | PULM | Stock Option (Right to Buy) | D | 2.80 | 318,000 | 318,000 | |||||
| 2015-12-09 | 2015-12-08 | 4 | Iwicki Mark T | PULM | Stock Option (Right to Buy) | D | 4.75 | 73,481 | 73,481 | |||||
| 2015-12-09 | 2015-12-08 | 4 | Graves Kurt | PULM | Stock Option (Right to Buy) | D | 4.75 | 18,818 | 18,818 | |||||
| 2015-06-26 | 2015-06-24 | 4 | Higgins Michael J | PULM | Stock Option (Right to Buy) | D | 11.00 | 2,217 | 2,217 | |||||
| 2015-06-26 | 2015-06-24 | 4 | Duke William E. | PULM | Stock Option (Right to Buy) | D | 11.00 | 235,224 | 235,224 | |||||
| 2015-06-26 | 2015-06-24 | 4 | Hava David L. | PULM | Stock Option (Right to Buy) | D | 11.00 | 20,508 | 20,508 | |||||
| 2015-06-26 | 2015-06-24 | 4 | Clarke Robert W. | PULM | Stock Option (Right to Buy) | D | 11.00 | 44,341 | 44,341 | |||||
| 2015-06-25 | 2015-06-15 | 4/A | ROCKLAGE SCOTT M | PULM | Warrants to Purchase Common Stock | I | 7.55 | 52,784 | 52,784 | |||||
| 2015-06-25 | 2015-06-15 | 4/A | ROCKLAGE SCOTT M | PULM | Warrants to Purchase Common Stock | I | 7.55 | 372,606 | 372,606 | |||||
| 2015-06-25 | 2015-06-15 | 4/A | MCGUIRE TERRANCE See Footnotes | PULM | Warrants to Purchase Common Stock | I | 7.55 | 15,264 | 15,264 | |||||
| 2015-06-25 | 2015-06-15 | 4/A | MCGUIRE TERRANCE See Footnotes | PULM | Warrants to Purchase Common Stock | I | 7.55 | 7,832 | 7,832 | |||||
| 2015-06-25 | 2015-06-15 | 4/A | MCGUIRE TERRANCE See Footnotes | PULM | Warrants to Purchase Common Stock | I | 7.55 | 5,365 | 5,365 | |||||
| 2015-06-25 | 2015-06-15 | 4/A | MCGUIRE TERRANCE See Footnotes | PULM | Warrants to Purchase Common Stock | I | 7.55 | 783,128 | 783,128 | |||||
| 2015-06-25 | 2015-06-15 | 4/A | MCGUIRE TERRANCE See Footnotes | PULM | Warrants to Purchase Common Stock | I | 7.55 | 6,589 | 6,589 | |||||
| 2015-06-25 | 2015-06-15 | 4/A | MCGUIRE TERRANCE See Footnotes | PULM | Warrants to Purchase Common Stock | I | 7.55 | 351,448 | 351,448 | |||||
| 2015-06-25 | 2015-06-15 | 4/A | MCGUIRE TERRANCE See Footnotes | PULM | Common Stock | I | 6.8750 | 1,392 | 10 | 52,722 | ||||
| 2015-06-25 | 2015-06-15 | 4/A | MCGUIRE TERRANCE See Footnotes | PULM | Common Stock | I | 6.8750 | 715 | 5 | 26,887 | ||||
| 2015-06-25 | 2015-06-15 | 4/A | MCGUIRE TERRANCE See Footnotes | PULM | Common Stock | I | 6.8750 | 490 | 3 | 18,600 | ||||
| 2015-06-25 | 2015-06-15 | 4/A | MCGUIRE TERRANCE See Footnotes | PULM | Common Stock | I | 6.8750 | 71,439 | 491 | 2,698,201 | ||||
| 2015-06-25 | 2015-06-15 | 4/A | GILLIS STEVEN | PULM | Warrants to Purchase Common Stock | I | 7.55 | 797,506 | 797,506 | |||||
| 2015-06-25 | 2015-06-15 | 4/A | Maki David | PULM | Warrants to Purchase Common Stock | I | 7.55 | 398,754 | 398,754 | |||||
| 2015-06-25 | 2015-06-15 | 4/A | Maki David | PULM | Warrants to Purchase Common Stock | I | 7.55 | 398,754 | 398,754 | |||||
| 2015-06-25 | 2015-06-24 | 4 | MCGUIRE TERRANCE | PULM | Stock Option (Right to Buy) | D | 11.00 | 1,108 | 1,108 | |||||
| 2015-06-25 | 2015-06-24 | 4 | ROCKLAGE SCOTT M | PULM | Stock Option (Right to Buy) | D | 11.00 | 1,108 | 1,108 | |||||
| 2015-06-25 | 2015-06-24 | 4 | GILLIS STEVEN | PULM | Stock Option (Right to Buy) | D | 11.00 | 1,108 | 1,108 | |||||
| 2015-06-23 | 2015-06-17 | 4 | Oculus Innovative Sciences, Inc. | PULM | Common Stock $0.0001 per value share | D | 2.7500 | -922,500 | -2,537 | 0 | ||||
| 2015-06-23 | 2015-06-16 | 4 | Oculus Innovative Sciences, Inc. | PULM | Common Stock $0.0001 per value share | D | 2.7500 | -727,500 | -2,001 | 922,500 | ||||
| 2015-06-17 | 2015-06-16 | 4 | Higgins Michael J | PULM | Stock Option (Right to Buy) | D | 11.80 | 35,419 | 35,419 | |||||
| 2015-06-17 | 2015-06-16 | 4 | ROCKLAGE SCOTT M | PULM | Stock Option (Right to Buy) | D | 11.80 | 17,710 | 17,710 | |||||
| 2015-06-17 | 2015-06-16 | 4 | ROCKLAGE SCOTT M | PULM | Common Stock | I | 6.8750 | 4,815 | 33 | 168,873 | ||||
| 2015-06-17 | 2015-06-16 | 4 | ROCKLAGE SCOTT M | PULM | Common Stock | I | 6.8750 | 33,990 | 234 | 1,192,154 | ||||
| 2015-06-17 | 2015-06-15 | 4 | ROCKLAGE SCOTT M | PULM | Warrants to Purchase Common Stock | I | 7.56 | 52,784 | 52,784 | |||||
| 2015-06-17 | 2015-06-15 | 4 | ROCKLAGE SCOTT M | PULM | Warrants to Purchase Common Stock | I | 7.56 | 372,606 | 372,606 | |||||
| 2015-06-17 | 2015-06-15 | 4 | ROCKLAGE SCOTT M | PULM | Common Stock | I | 164,058 | 164,058 | ||||||
| 2015-06-17 | 2015-06-15 | 4 | ROCKLAGE SCOTT M | PULM | Common Stock | I | 1,158,164 | 1,158,164 | ||||||
| 2015-06-17 | 2015-06-16 | 4 | GILLIS STEVEN | PULM | Stock Option (Right to Buy) | D | 11.80 | 17,710 | 17,710 | |||||
| 2015-06-17 | 2015-06-16 | 4 | GILLIS STEVEN | PULM | Common Stock | I | 6.8750 | 72,750 | 500 | 2,286,456 | ||||
| 2015-06-17 | 2015-06-15 | 4 | GILLIS STEVEN | PULM | Warrants to Purchase Common Stock | I | 7.56 | 797,506 | 797,506 | |||||
| 2015-06-17 | 2015-06-15 | 4 | GILLIS STEVEN | PULM | Common Stock | I | 2,213,706 | 2,213,706 | ||||||
| 2015-06-17 | 2015-06-16 | 4 | Graves Kurt | PULM | Stock Option (Right to Buy) | D | 11.80 | 10,969 | 10,969 | |||||
| 2015-06-17 | 2015-06-15 | 4 | Graves Kurt | PULM | Stock Option (Right to Buy) | D | 2.20 | 14,850 | 14,850 | |||||
| 2015-06-17 | 2015-06-15 | 4 | MCGUIRE TERRANCE | PULM | Stock Option (Right to Buy) | D | 11.80 | 17,710 | 17,710 | |||||
| 2015-06-17 | 2015-06-15 | 4 | MCGUIRE TERRANCE See Footnotes | PULM | Warrants to Purchase Common Stock | I | 7.56 | 15,264 | 15,264 | |||||
| 2015-06-17 | 2015-06-15 | 4 | MCGUIRE TERRANCE See Footnotes | PULM | Warrants to Purchase Common Stock | I | 7.56 | 7,832 | 7,832 | |||||
| 2015-06-17 | 2015-06-15 | 4 | MCGUIRE TERRANCE See Footnotes | PULM | Warrants to Purchase Common Stock | I | 7.56 | 5,365 | 5,365 | |||||
| 2015-06-17 | 2015-06-15 | 4 | MCGUIRE TERRANCE See Footnotes | PULM | Warrants to Purchase Common Stock | I | 7.56 | 783,128 | 783,128 | |||||
| 2015-06-17 | 2015-06-15 | 4 | MCGUIRE TERRANCE See Footnotes | PULM | Warrants to Purchase Common Stock | I | 7.56 | 6,589 | 6,589 | |||||
| 2015-06-17 | 2015-06-15 | 4 | MCGUIRE TERRANCE See Footnotes | PULM | Warrants to Purchase Common Stock | I | 7.56 | 351,448 | 351,448 | |||||
| 2015-06-17 | 2015-06-15 | 4 | MCGUIRE TERRANCE See Footnotes | PULM | Common Stock | I | 6.8750 | 1,392 | 10 | 52,692 | ||||
| 2015-06-17 | 2015-06-15 | 4 | MCGUIRE TERRANCE See Footnotes | PULM | Common Stock | I | 51,330 | 51,330 | ||||||
| 2015-06-17 | 2015-06-15 | 4 | MCGUIRE TERRANCE See Footnotes | PULM | Common Stock | I | 6.8750 | 714 | 5 | 26,886 | ||||
| 2015-06-17 | 2015-06-15 | 4 | MCGUIRE TERRANCE See Footnotes | PULM | Common Stock | I | 26,172 | 26,172 | ||||||
| 2015-06-17 | 2015-06-15 | 4 | MCGUIRE TERRANCE See Footnotes | PULM | Common Stock | I | 6.8750 | 489 | 3 | 18,599 | ||||
| 2015-06-17 | 2015-06-15 | 4 | MCGUIRE TERRANCE See Footnotes | PULM | Common Stock | I | 18,110 | 18,110 | ||||||
| 2015-06-17 | 2015-06-15 | 4 | MCGUIRE TERRANCE See Footnotes | PULM | Common Stock | I | 6.8750 | 71,438 | 491 | 2,698,200 | ||||
| 2015-06-17 | 2015-06-15 | 4 | MCGUIRE TERRANCE See Footnotes | PULM | Common Stock | I | 2,626,762 | 2,626,762 | ||||||
| 2015-06-17 | 2015-06-15 | 4 | MCGUIRE TERRANCE See Footnotes | PULM | Common Stock | I | 6.8750 | 601 | 4 | 22,700 | ||||
| 2015-06-17 | 2015-06-15 | 4 | MCGUIRE TERRANCE See Footnotes | PULM | Common Stock | I | 22,099 | 22,099 | ||||||
| 2015-06-17 | 2015-06-15 | 4 | MCGUIRE TERRANCE See Footnotes | PULM | Common Stock | I | 6.8750 | 32,059 | 220 | 1,211,125 | ||||
| 2015-06-17 | 2015-06-15 | 4 | MCGUIRE TERRANCE See Footnotes | PULM | Common Stock | I | 1,179,066 | 1,179,066 | ||||||
| 2015-06-17 | 2015-06-16 | 4 | Maki David | PULM | Stock Option (Right to Buy) | D | 11.80 | 12,720 | 12,720 | |||||
| 2015-06-17 | 2015-06-16 | 4 | Maki David | PULM | Common Stock | I | 6.8750 | 36,375 | 250 | 218,194 | ||||
| 2015-06-17 | 2015-06-16 | 4 | Maki David | PULM | Common Stock | I | 6.8750 | 36,375 | 250 | 218,194 | ||||
| 2015-06-17 | 2015-06-15 | 4 | Maki David | PULM | Stock Option (Right to Buy) | D | 2.20 | 1,186 | 1,186 | |||||
| 2015-06-17 | 2015-06-15 | 4 | Maki David | PULM | Stock Option (Right to Buy) | D | 2.20 | 1,186 | 1,186 | |||||
| 2015-06-17 | 2015-06-15 | 4 | Maki David | PULM | Stock Option (Right to Buy) | D | 2.20 | 14,850 | 14,850 | |||||
| 2015-06-17 | 2015-06-15 | 4 | Maki David | PULM | Warrants to Purchase Common Stock | I | 7.56 | 398,754 | 398,754 | |||||
| 2015-06-17 | 2015-06-15 | 4 | Maki David | PULM | Warrants to Purchase Common Stock | I | 7.56 | 398,754 | 398,754 | |||||
| 2015-06-17 | 2015-06-15 | 4 | Maki David | PULM | Common Stock | I | 181,819 | 181,819 | ||||||
| 2015-06-17 | 2015-06-15 | 4 | Maki David | PULM | Common Stock | I | 181,819 | 181,819 | ||||||
| 2015-06-17 | 2015-06-16 | 4 | Hava David L. | PULM | Stock Option (Right to Buy) | D | 11.80 | 267,129 | 267,129 | |||||
| 2015-06-17 | 2015-06-15 | 4 | Hava David L. | PULM | Stock Option (Right to Buy) | D | 1.88 | 14,819 | 14,819 | |||||
| 2015-06-17 | 2015-06-15 | 4 | Hava David L. | PULM | Stock Option (Right to Buy) | D | 2.03 | 13,041 | 13,041 | |||||
| 2015-06-17 | 2015-06-15 | 4 | Hava David L. | PULM | Stock Option (Right to Buy) | D | 2.03 | 11,855 | 11,855 | |||||
| 2015-06-17 | 2015-06-15 | 4 | Hava David L. | PULM | Stock Option (Right to Buy) | D | 2.03 | 5,928 | 5,928 | |||||
| 2015-06-17 | 2015-06-15 | 4 | Hava David L. | PULM | Stock Option (Right to Buy) | D | 2.20 | 2,964 | 2,964 | |||||
| 2015-06-17 | 2015-06-15 | 4 | Hava David L. | PULM | Stock Option (Right to Buy) | D | 2.20 | 2,668 | 2,668 | |||||
| 2015-06-17 | 2015-06-15 | 4 | Hava David L. | PULM | Stock Option (Right to Buy) | D | 2.20 | 804 | 804 | |||||
| 2015-06-17 | 2015-06-15 | 4 | Hava David L. | PULM | Stock Option (Right to Buy) | D | 2.20 | 3,555 | 3,555 | |||||
| 2015-06-17 | 2015-06-15 | 4 | Hava David L. | PULM | Common Stock | D | 4,863 | 4,863 | ||||||
| 2015-06-17 | 2015-06-16 | 4 | Clarke Robert W. | PULM | Stock Option (Right to Buy) | D | 11.80 | 407,907 | 407,907 | |||||
| 2015-06-17 | 2015-06-15 | 4 | Clarke Robert W. | PULM | Stock Option (Right to Buy) | D | 1.88 | 65,626 | 65,625 | |||||
| 2015-06-17 | 2015-06-15 | 4 | Clarke Robert W. | PULM | Stock Option (Right to Buy) | D | 2.03 | 171,009 | 171,009 | |||||
| 2015-06-17 | 2015-06-15 | 4 | Clarke Robert W. | PULM | Stock Option (Right to Buy) | D | 2.03 | 23,710 | 23,710 | |||||
| 2015-06-17 | 2015-06-15 | 4 | Clarke Robert W. | PULM | Stock Option (Right to Buy) | D | 2.20 | 11,855 | 11,855 | |||||
| 2015-06-17 | 2015-06-15 | 4 | Clarke Robert W. | PULM | Stock Option (Right to Buy) | D | 2.20 | 2,413 | 2,413 | |||||
| 2015-06-17 | 2015-06-15 | 4 | Clarke Robert W. | PULM | Stock Option (Right to Buy) | D | 2.20 | 7,190 | 7,190 | |||||
| 2015-06-17 | 2015-06-15 | 4 | Clarke Robert W. | PULM | Common Stock | D | 18,667 | 18,667 | ||||||
| 2015-06-08 | 2015-04-30 | 4 | Akao Akihisa | RTGN | Stock option (right to buy) | D | 3.35 | 5,000 | 5,000 | |||||
| 2015-06-08 | 2015-04-30 | 4 | Conley Richard K | RTGN | Stock option (right to buy) | D | 3.35 | 5,000 | 5,000 | |||||
| 2015-06-08 | 2015-04-30 | 4 | French Gregory M | RTGN | Stock option (right to buy) | D | 3.35 | 5,000 | 5,000 | |||||
| 2015-03-24 | 2015-03-23 | 4 | Oculus Innovative Sciences, Inc. | RTGN | Common Stock, $0.0001 par value per share | D | 2.7500 | -350,000 | -962 | 1,650,000 | ||||
| 2014-05-13 | 2014-05-12 | 4 | Alimi Hojabr | RTGN | Stock Option (right to buy) | D | 6.37 | 159,500 | 159,500 | |||||
| 2014-05-13 | 2014-05-11 | 4 | Alimi Hojabr | RTGN | Common Stock | D | 125,000 | 125,000 | ||||||
| 2014-05-13 | 2014-05-12 | 4 | French Gregory M | RTGN | Stock Option (right to buy) | D | 6.37 | 10,000 | 10,000 | |||||
| 2014-05-13 | 2014-05-11 | 4 | French Gregory M | RTGN | Common Stock | D | 58,000 | 58,000 | ||||||
| 2014-05-13 | 2014-05-12 | 4 | Conley Richard K | RTGN | Stock Option (right to buy) | D | 6.37 | 10,000 | 10,000 | |||||
| 2014-05-13 | 2014-05-11 | 4 | Conley Richard K | RTGN | Common Stock | D | 58,000 | 58,000 | ||||||
| 2014-05-13 | 2014-05-12 | 4 | Harish Sameer | RTGN | Stock Option (right to buy) | D | 6.37 | 105,000 | 105,000 | |||||
| 2014-05-13 | 2014-05-11 | 4 | Harish Sameer | RTGN | Common Stock | D | 74,600 | 74,600 | ||||||
| 2014-03-31 | 3 | Oculus Innovative Sciences, Inc. | RTGN | Common Stock, par value $0.0001 per share | D | 4,000,000 | ||||||||
| 2014-03-31 | 3 | Oculus Innovative Sciences, Inc. | RTGN | Common Stock, par value $0.0001 per share | D | 4,000,000 |
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
