RCAP Insider Trading - RCS CAPITAL CORPORATION

Saham Orang Dalam

10,865,705 shares

Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Lihat Saham dengan Peringkat Tertinggi

Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Lihat Saham dengan Peringkat Tertinggi

Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

N/A

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

N/A

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan RCS CAPITAL CORPORATION transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam	Rata-rata Keuntungan (%)	Saham Dimiliki	Terbagi Disesuaikan

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di RCAP / RCS CAPITAL CORPORATION. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Maksimal
2015-08-12	Weil Edward M Jr.	50,000	2.2970	50,000	2.2970	114,850	2
2015-03-31	Jones Brian D	390,585	11.6492	390,585	11.6492	4,550,003
2014-11-18	NYGAARD BRIAN L	3,800	13.0000	3,800	13.0000	49,400
2014-11-18	Jones Brian D	9,000	13.0485	9,000	13.0485	117,436
2014-11-18	Weil Edward M Jr.	20,550	12.1376	20,550	12.1376	249,428
2014-10-14	Wood Howell D	1,000	19.1300	1,000	19.1300	19,130
2014-07-02	BROWN JEFFREY J	1,000	22.4856	1,000	22.4856	22,486
2014-06-27	Weil Edward M Jr.	52	20.5800	52	20.5800	1,070
2014-06-27	Weil Edward M Jr.	900	20.5900	900	20.5900	18,531

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

RCAP / RCS CAPITAL CORPORATION Insider Trades

Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di RCAP / RCS CAPITAL CORPORATION. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Menit
2015-04-02	Luxor Capital Group, LP	92,100	10.7868	92,100	10.7868	993,464	253
2015-04-02	Luxor Capital Group, LP	20,300	10.4250	20,300	10.4250	211,628
2015-04-02	Luxor Capital Group, LP	300	10.8367	300	10.8367	3,251
2015-04-02	Luxor Capital Group, LP	57,280	10.5292	57,280	10.5292	603,113
2015-04-02	Luxor Capital Group, LP	32,300	10.7868	32,300	10.7868	348,414
2015-04-02	Luxor Capital Group, LP	10,710	10.7474	10,710	10.7474	115,105
2015-04-02	Luxor Capital Group, LP	7,100	10.4250	7,100	10.4250	74,018
2015-04-02	Luxor Capital Group, LP	100	10.8367	100	10.8367	1,084
2015-04-02	Luxor Capital Group, LP	85,300	10.7868	85,300	10.7868	920,114

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas Tanggal	Perdagangan Tanggal	Formulir	Orang Dalam	Ticker	Judul Keamanan	Kode	Langsung	Latihan Harga	Satuan Harga	Unit Diubah	Nilai Diubah (1 ribu)	Sisa Pilihan	Sisa Saham
2016-02-16	2015-07-01	5	Luxor Capital Group, LP By Thebes Offshore Master Fund, LP	RCAP	Class A common stock, par value $0.001 per share	J - Other	I			169,607			169,607
2016-02-16	2015-07-01	5	Luxor Capital Group, LP By Luxor Capital Partners Offshore Master Fund, LP	RCAP	Class A common stock, par value $0.001 per share	J - Other	I			-118,055			5,146,905
2016-02-16	2015-07-01	5	Luxor Capital Group, LP By Luxor Capital Partners, LP	RCAP	Class A common stock, par value $0.001 per share	J - Other	I			-51,552			4,776,492
2015-12-28	2015-12-18	4	Wood Howell D	RCAP	Common Stock	D - Sale to Issuer	D		11.2100	-3,791	-42		29,302
2015-12-28	2015-12-18	4	BROWN JEFFREY J	RCAP	Common Stock	D - Sale to Issuer	D		11.2100	-3,791	-42		23,346
2015-12-28	2015-12-18	4	AUERBACH MARK	RCAP	Common Stock	D - Sale to Issuer	D		11.2100	-3,791	-42		112,039
2015-12-28	2015-12-18	4	AUERBACH MARK	RCAP	Common Stock	D - Sale to Issuer	D		11.2100	-1,070	-12		115,830
2015-12-28	2015-12-18	4	AUERBACH MARK	RCAP	Common Stock	D - Sale to Issuer	D		11.3000	-6,637	-75		116,900
2015-12-28	2015-12-18	4	AUERBACH MARK	RCAP	Common Stock	D - Sale to Issuer	D		11.3000	-4,424	-50		123,537
2015-12-28	2015-12-18	4	AUERBACH MARK	RCAP	Common Stock	D - Sale to Issuer	D		11.3000	-4,424	-50		123,537
2015-12-28	2015-12-18	4	McMillen Charles Thomas	RCAP	Common Stock	D - Sale to Issuer	D		11.2100	-3,791	-42		28,302
2015-11-17	2015-11-09	4	KAHANE WILLIAM M By AR Capital, LLC	RCAP	Series D-1 Convertible Preferred Stock	J - Other	I			1,000,000		1,000,000
2015-11-17	2015-11-09	4	SCHORSCH NICHOLAS S By AR Capital, LLC	RCAP	Series D-1 Convertible Preferred Stock	J - Other	I			1,000,000		1,000,000
2015-10-16	2015-10-14	4	SCHORSCH NICHOLAS S	RCAP	Class A Common Stock	J - Other	D			898,372			21,090,475
2015-10-09	2015-10-07	4	Luxor Capital Group, LP By Blue Sands D Inc.	RCAP	Class A common stock, par value $0.001 per share	J - Other	I			82,878			110,998
2015-10-09	2015-10-07	4	Luxor Capital Group, LP By Blue Sands C Inc.	RCAP	Class A common stock, par value $0.001 per share	J - Other	I			218,705			292,908
2015-10-09	2015-10-07	4	Luxor Capital Group, LP By Blue Sands B Inc.	RCAP	Class A common stock, par value $0.001 per share	J - Other	I			77,122			103,288
2015-10-09	2015-10-07	4	Luxor Capital Group, LP By Blue Sands LLC	RCAP	Class A common stock, par value $0.001 per share	J - Other	I			1,035,971			1,387,461
2015-10-09	2015-10-07	4	Luxor Capital Group, LP By Luxor Capital Partners, LP	RCAP	Class A common stock, par value $0.001 per share	J - Other	I			825,324			4,791,737
2015-08-28	2015-08-18	4	Wood Howell D	RCAP	Common Stock	A - Award	D		2.5200	15,873	40		33,093
2015-08-28	2015-08-18	4	McMillen Charles Thomas	RCAP	Common Stock	A - Award	D		2.5200	15,873	40		32,093
2015-08-28	2015-08-18	4	AUERBACH MARK	RCAP	Common Stock	A - Award	D		2.5200	99,206	250		132,385
2015-08-28	2015-08-18	4	BROWN JEFFREY J	RCAP	Common Stock	A - Award	D		2.5200	15,873	40		27,137
2015-08-28	2015-08-13	4	KAHANE WILLIAM M	RCAP	Class A Common Stock	A - Award	D			352,728			4,480,806
2015-08-21	2015-08-19	4	Luxor Capital Group, LP By Thebes Offshore Master Fund, LP	RCAP	11% Series D-2 Convertible Preferred Stock	J - Other	I		25.0000	17,320	433	17,320
2015-08-21	2015-08-19	4	Luxor Capital Group, LP By Luxor Capital Partners Offshore Master Fund, LP	RCAP	11% Series D-2 Convertible Preferred Stock	J - Other	I		25.0000	204,360	5,109	204,360
2015-08-21	2015-08-19	4	Luxor Capital Group, LP By Luxor Capital Partners, LP	RCAP	11% Series D-2 Convertible Preferred Stock	J - Other	I		25.0000	278,320	6,958	278,320
2015-08-18	2015-08-13	4	SCHORSCH NICHOLAS S	RCAP	Class A Common Stock	A - Award	D			760,000			20,192,103
2015-08-14	2015-08-13	4	Budko Peter M	RCAP	Class A Common Stock	A - Award	D			427,873			5,435,151
2015-08-14	2015-08-13	4	Weil Edward M Jr.	RCAP	Class A Common Stock	A - Award	D			91,340			1,239,669
2015-08-12	2015-08-12	4	Weil Edward M Jr.	RCAP	Class A Common Stock	P - Purchase	D		2.2970	50,000	115		1,148,329
2015-08-10	2015-08-06	4	Luxor Capital Group, LP By Blue Sands D Inc.	RCAP	Class A common stock, par value $0.001 per share	J - Other	I			28,120			28,120
2015-08-10	2015-08-06	4	Luxor Capital Group, LP By Blue Sands C Inc.	RCAP	Class A common stock, par value $0.001 per share	J - Other	I			74,203			74,203
2015-08-10	2015-08-06	4	Luxor Capital Group, LP By Blue Sands B Inc.	RCAP	Class A common stock, par value $0.001 per share	J - Other	I			26,166			26,166
2015-08-10	2015-08-06	4	Luxor Capital Group, LP By Blue Sands LLC	RCAP	Class A common stock, par value $0.001 per share	J - Other	I			351,490			351,490
2015-08-10	2015-08-06	4	Luxor Capital Group, LP By Luxor Capital Partners, LP	RCAP	Class A common stock, par value $0.001 per share	J - Other	I			280,021			3,966,413
2015-05-08		3	ROTH R LAWRENCE	RCAP	Class A Common Stock		D						304,176
2015-05-08		3	ROTH R LAWRENCE	RCAP	Class A Common Stock		D						304,176
2015-05-01	2015-03-31	4/A	Jones Brian D	RCAP	Class A Common Stock	A - Award	D			390,585			496,703
2015-05-01		3	Grady John Henry	RCAP	Class A Common Stock		D						98,534
2015-05-01		3	Grady John Henry	RCAP	Class A Common Stock		D						98,534
2015-04-29	2015-03-31	4	Jones Brian D	RCAP	Class A Common Stock	P - Purchase	D		11.6492	390,585	4,550		496,703
2015-04-29	2015-03-17	4	Jones Brian D	RCAP	Class A Common Stock	F - Taxes	D		11.0700	-15,553	-172		106,118
2015-04-29	2014-03-31	4	Jones Brian D	RCAP	Class A Common Stock	A - Award	D		27.1074	110,671	3,000		121,671
2015-04-29	2015-03-31	4	NYGAARD BRIAN L	RCAP	Class A Common Stock	A - Award	D		11.6492	6,438	75		10,238
2015-04-02	2015-04-02	4	Luxor Capital Group, LP By Luxor Spectrum Offshore Master Fund, LP	RCAP	Class A common stock, par value $0.001 per share	S - Sale	I		10.5292	-53,245	-561		84,979
2015-04-02	2015-04-02	4	Luxor Capital Group, LP By Luxor Spectrum Offshore Master Fund, LP	RCAP	Class A common stock, par value $0.001 per share	S - Sale	I		10.8367	-200	-2		138,224
2015-04-02	2015-04-02	4	Luxor Capital Group, LP By Luxor Spectrum Offshore Master Fund, LP	RCAP	Class A common stock, par value $0.001 per share	S - Sale	I		10.4250	-18,800	-196		138,424
2015-04-02	2015-04-02	4	Luxor Capital Group, LP By Luxor Spectrum Offshore Master Fund, LP	RCAP	Class A common stock, par value $0.001 per share	S - Sale	I		10.7474	-28,400	-305		157,224
2015-04-02	2015-04-02	4	Luxor Capital Group, LP By Luxor Spectrum Offshore Master Fund, LP	RCAP	Class A common stock, par value $0.001 per share	S - Sale	I		10.7868	-85,300	-920		185,624
2015-04-02	2015-04-02	4	Luxor Capital Group, LP By Luxor Wavefront, LP	RCAP	Class A common stock, par value $0.001 per share	S - Sale	I		10.5292	-20,175	-212		696,376
2015-04-02	2015-04-02	4	Luxor Capital Group, LP By Luxor Wavefront, LP	RCAP	Class A common stock, par value $0.001 per share	S - Sale	I		10.8367	-100	-1		716,551
2015-04-02	2015-04-02	4	Luxor Capital Group, LP By Luxor Wavefront, LP	RCAP	Class A common stock, par value $0.001 per share	S - Sale	I		10.4250	-7,100	-74		716,651
2015-04-02	2015-04-02	4	Luxor Capital Group, LP By Luxor Wavefront, LP	RCAP	Class A common stock, par value $0.001 per share	S - Sale	I		10.7474	-10,710	-115		723,751
2015-04-02	2015-04-02	4	Luxor Capital Group, LP By Luxor Wavefront, LP	RCAP	Class A common stock, par value $0.001 per share	S - Sale	I		10.7868	-32,300	-348		734,461
2015-04-02	2015-04-02	4	Luxor Capital Group, LP By Separately Managed Account	RCAP	Class A common stock, par value $0.001 per share	S - Sale	I		10.5292	-57,280	-603		91,667
2015-04-02	2015-04-02	4	Luxor Capital Group, LP By Separately Managed Account	RCAP	Class A common stock, par value $0.001 per share	S - Sale	I		10.8367	-300	-3		148,947
2015-04-02	2015-04-02	4	Luxor Capital Group, LP By Separately Managed Account	RCAP	Class A common stock, par value $0.001 per share	S - Sale	I		10.4250	-20,300	-212		149,247
2015-04-02	2015-04-02	4	Luxor Capital Group, LP By Separately Managed Account	RCAP	Class A common stock, par value $0.001 per share	S - Sale	I		10.7474	-30,600	-329		169,547
2015-04-02	2015-04-02	4	Luxor Capital Group, LP By Separately Managed Account	RCAP	Class A common stock, par value $0.001 per share	S - Sale	I		10.7868	-92,100	-993		200,147
2015-01-20	2015-01-13	4	McMillen Charles Thomas	RCAP	Common Stock	A - Award	D		11.2100	3,791	42		16,220
2015-01-20	2015-01-14	4	Wood Howell D	RCAP	Common Stock	A - Award	D		11.2100	3,791	42		17,220
2015-01-20	2015-01-19	4	BROWN JEFFREY J	RCAP	Common Stock	A - Award	D		11.2100	3,791	42		11,264
2015-01-20	2015-01-13	4	AUERBACH MARK	RCAP	Common Stock	A - Award	D		11.2100	3,791	42		33,179
2015-01-20	2015-01-13	4	AUERBACH MARK	RCAP	Common Stock	A - Award	D		11.2100	1,070	12		29,388
2015-01-20	2015-01-13	4	AUERBACH MARK	RCAP	Common Stock	A - Award	D		11.3000	6,637	75		28,318
2015-01-20	2015-01-13	4	AUERBACH MARK	RCAP	Common Stock	A - Award	D		11.3000	4,424	50		21,681
2015-01-20	2015-01-13	4	AUERBACH MARK	RCAP	Common Stock	A - Award	D		11.3000	4,424	50		21,681
2015-01-05	2014-12-31	4	Weil Edward M Jr.	RCAP	LTIP Units	M - Exercise	D	0.00		-10,914		0
2015-01-05	2014-12-31	4	Weil Edward M Jr.	RCAP	Class A Common Stock	M - Exercise	D			10,914			1,098,329
2015-01-05	2014-12-31	4	SCHORSCH NICHOLAS S	RCAP	LTIP Units	M - Exercise	D	0.00		-197,638		0
2015-01-05	2014-12-31	4	SCHORSCH NICHOLAS S	RCAP	Class A Common Stock	M - Exercise	D			197,638			19,432,103
2015-01-05	2014-12-31	4	KAHANE WILLIAM M	RCAP	LTIP Units	M - Exercise	D	0.00		-42,040		0
2015-01-05	2014-12-31	4	KAHANE WILLIAM M	RCAP	Class A Common Stock	M - Exercise	D			42,040			4,128,078
2015-01-05	2014-12-31	4	Budko Peter M	RCAP	LTIP Units	M - Exercise	D	0.00		-50,995		0
2015-01-05	2014-12-31	4	Budko Peter M	RCAP	Class A Common Stock	M - Exercise	D			50,995			5,007,278
2015-01-05	2014-12-31	4	BLOCK BRIAN S	RCAP	LTIP Units	M - Exercise	D	0.00		-9,360		0
2015-01-05	2014-12-31	4	BLOCK BRIAN S	RCAP	Class A Common Stock	M - Exercise	D			9,360			918,638
2014-12-29		3	LCG HOLDINGS LLC By: Luxor Capital Partners Offshore Master Fund, LP	RCAP	Class A common stock, par value $0.001 per share		I						12,836,748
2014-12-29		3	LCG HOLDINGS LLC By: Luxor Capital Partners, LP	RCAP	Class A common stock, par value $0.001 per share		I						12,690,256
2014-12-29		3	LCG HOLDINGS LLC By: Separately Managed Account	RCAP	Class A common stock, par value $0.001 per share		I						9,244,559
2014-12-29		3	LCG HOLDINGS LLC By: Luxor Capital Partners Offshore Master Fund, LP	RCAP	Class A common stock, par value $0.001 per share		I						12,836,748
2014-12-29		3	LCG HOLDINGS LLC By: Luxor Spectrum Offshore Master Fund, LP	RCAP	Class A common stock, par value $0.001 per share		I						9,223,236
2014-12-29		3	LCG HOLDINGS LLC By: Luxor Wavefront, LP	RCAP	Class A common stock, par value $0.001 per share		I						9,719,073
2014-12-29		3	LCG HOLDINGS LLC By: Luxor Capital Partners, LP	RCAP	Class A common stock, par value $0.001 per share		I						12,690,256
2014-12-29		3	LCG HOLDINGS LLC By: Separately Managed Account	RCAP	Class A common stock, par value $0.001 per share		I						9,244,559
2014-12-29		3	LCG HOLDINGS LLC By: Luxor Capital Partners Offshore Master Fund, LP	RCAP	Class A common stock, par value $0.001 per share		I						12,836,748
2014-12-29		3	LCG HOLDINGS LLC By: Luxor Spectrum Offshore Master Fund, LP	RCAP	Class A common stock, par value $0.001 per share		I						9,223,236
2014-12-29		3	LCG HOLDINGS LLC By: Luxor Wavefront, LP	RCAP	Class A common stock, par value $0.001 per share		I						9,719,073
2014-12-29		3	LCG HOLDINGS LLC By: Luxor Capital Partners, LP	RCAP	Class A common stock, par value $0.001 per share		I						12,690,256
2014-12-29		3	LCG HOLDINGS LLC By: Separately Managed Account	RCAP	Class A common stock, par value $0.001 per share		I						9,244,559
2014-12-29		3	LCG HOLDINGS LLC By: Luxor Capital Partners Offshore Master Fund, LP	RCAP	Class A common stock, par value $0.001 per share		I						12,836,748
2014-12-29		3	LCG HOLDINGS LLC By: Luxor Spectrum Offshore Master Fund, LP	RCAP	Class A common stock, par value $0.001 per share		I						9,223,236
2014-12-29		3	LCG HOLDINGS LLC By: Luxor Wavefront, LP	RCAP	Class A common stock, par value $0.001 per share		I						9,719,073
2014-12-29		3	LCG HOLDINGS LLC By: Luxor Capital Partners, LP	RCAP	Class A common stock, par value $0.001 per share		I						12,690,256
2014-12-29		3	LCG HOLDINGS LLC By: Separately Managed Account	RCAP	Class A common stock, par value $0.001 per share		I						9,244,559
2014-12-29		3	LCG HOLDINGS LLC By: Luxor Capital Partners Offshore Master Fund, LP	RCAP	Class A common stock, par value $0.001 per share		I						12,836,748
2014-12-29		3	LCG HOLDINGS LLC By: Luxor Spectrum Offshore Master Fund, LP	RCAP	Class A common stock, par value $0.001 per share		I						9,223,236
2014-12-29		3	LCG HOLDINGS LLC By: Luxor Wavefront, LP	RCAP	Class A common stock, par value $0.001 per share		I						9,719,073
2014-12-29		3	LCG HOLDINGS LLC By: Luxor Capital Partners, LP	RCAP	Class A common stock, par value $0.001 per share		I						12,690,256
2014-12-29		3	LCG HOLDINGS LLC By: Separately Managed Account	RCAP	Class A common stock, par value $0.001 per share		I						9,244,559
2014-12-29		3	LCG HOLDINGS LLC By: Luxor Capital Partners Offshore Master Fund, LP	RCAP	Class A common stock, par value $0.001 per share		I						12,836,748
2014-12-29		3	LCG HOLDINGS LLC By: Luxor Spectrum Offshore Master Fund, LP	RCAP	Class A common stock, par value $0.001 per share		I						9,223,236
2014-12-29		3	LCG HOLDINGS LLC By: Luxor Wavefront, LP	RCAP	Class A common stock, par value $0.001 per share		I						9,719,073
2014-12-29		3	LCG HOLDINGS LLC By: Luxor Capital Partners, LP	RCAP	Class A common stock, par value $0.001 per share		I						12,690,256
2014-12-29		3	LCG HOLDINGS LLC By: Separately Managed Account	RCAP	Class A common stock, par value $0.001 per share		I						9,244,559
2014-12-29		3	LCG HOLDINGS LLC By: Luxor Capital Partners Offshore Master Fund, LP	RCAP	Class A common stock, par value $0.001 per share		I						12,836,748
2014-12-29		3	LCG HOLDINGS LLC By: Luxor Spectrum Offshore Master Fund, LP	RCAP	Class A common stock, par value $0.001 per share		I						9,223,236
2014-12-29		3	LCG HOLDINGS LLC By: Luxor Wavefront, LP	RCAP	Class A common stock, par value $0.001 per share		I						9,719,073
2014-12-29		3	LCG HOLDINGS LLC By: Luxor Capital Partners, LP	RCAP	Class A common stock, par value $0.001 per share		I						12,690,256
2014-12-29		3	LCG HOLDINGS LLC By: Separately Managed Account	RCAP	Class A common stock, par value $0.001 per share		I						9,244,559
2014-12-29		3	LCG HOLDINGS LLC By: Luxor Spectrum Offshore Master Fund, LP	RCAP	Class A common stock, par value $0.001 per share		I						9,223,236
2014-12-29		3	LCG HOLDINGS LLC By: Luxor Wavefront, LP	RCAP	Class A common stock, par value $0.001 per share		I						9,719,073
2014-11-19	2014-11-18	4	Jones Brian D	RCAP	Class A Common Stock	P - Purchase	D		13.0485	9,000	117		11,000
2014-11-19	2014-11-18	4	NYGAARD BRIAN L	RCAP	Class A Common Stock	P - Purchase	D		13.0000	3,800	49		3,800
2014-11-18	2014-11-18	4	Weil Edward M Jr.	RCAP	Class A Common Stock	P - Purchase	D		12.1376	20,550	249		1,083,958
2014-11-14	2014-06-30	4/A	RCAP Holdings, LLC	RCAP	Class A Common Stock	J - Other	D		23.0000	-86,956	-2,000		0
2014-11-14	2014-06-30	4/A	RCAP Holdings, LLC	RCAP	Class A Common Stock	J - Other	D			-7,764,543			86,956
2014-10-16	2014-10-14	4	Wood Howell D	RCAP	Common Stock	P - Purchase	D		19.1300	1,000	19		13,429
2014-07-03	2014-07-02	4	BROWN JEFFREY J	RCAP	Common Stock	P - Purchase	D		22.4856	1,000	22		7,473
2014-07-02	2014-06-30	4	SCHORSCH NICHOLAS S	RCAP	Class A Common Stock	J - Other	D		18.4200	7,160,217	131,891		12,095,518
2014-07-02	2014-06-30	4	BLOCK BRIAN S	RCAP	Class A Common Stock	J - Other	D		18.4200	338,840	6,241		572,391
2014-07-02	2014-06-30	4	Weil Edward M Jr.	RCAP	Class A Common Stock	J - Other	D		18.4200	396,276	7,299		669,416
2014-07-02	2014-06-30	4	Budko Peter M	RCAP	Class A Common Stock	J - Other	D		18.4200	1,846,945	34,021		3,119,983
2014-07-02	2014-06-30	4	KAHANE WILLIAM M	RCAP	Class A Common Stock	J - Other	D		18.4200	1,522,651	28,047		2,572,164
2014-07-02	2014-06-30	4	RCAP Holdings, LLC	RCAP	Class A Common Stock	J - Other	D		23.0000	-86,596	-1,992		0
2014-07-02	2014-06-30	4	RCAP Holdings, LLC	RCAP	Class A Common Stock	J - Other	D			-7,764,543			86,596
2014-07-02	2014-06-30	4	RCAP Holdings, LLC	RCAP	Class A Common Stock	J - Other	D		18.4200	-11,264,929	-207,500		7,851,499
2014-07-02	2014-06-30	4	RCAP Holdings, LLC	RCAP	Class A Common Stock	J - Other	D		18.4200	11,264,929	207,500		19,116,428
2014-06-27	2014-06-27	4	Weil Edward M Jr.	RCAP	Class A Common Stock	P - Purchase	D		20.5800	52	1		3,457
2014-06-27	2014-06-27	4	Weil Edward M Jr.	RCAP	Class A Common Stock	P - Purchase	D		20.5900	900	19		3,405
2014-06-27	2014-06-27	4	Weil Edward M Jr.	RCAP	Class A Common Stock	P - Purchase	D		20.6300	1,505	31		2,505
2014-06-19	2014-06-10	4	SCHORSCH NICHOLAS S	RCAP	Class A Common Stock	S - Sale	I		19.0350	-5,000,000	-95,175		7,851,499
2014-06-19	2014-06-10	4	KAHANE WILLIAM M	RCAP	Class A Common Stock	S - Sale	I		19.0350	-5,000,000	-95,175		7,851,499
2014-06-19	2014-06-10	4	RCAP Holdings, LLC	RCAP	Class A Common Stock	S - Sale	D		19.0350	-5,000,000	-95,175		7,851,499
2014-06-11	2014-06-09	4	BROWN JEFFREY J	RCAP	Common Stock	A - Award	D		29.7400	1,429	42		6,473
2014-06-11	2014-06-09	4	BROWN JEFFREY J	RCAP	Common Stock	A - Award	D		29.7400	5,044	150		5,044
2014-06-11	2014-06-09	4	Wood Howell D	RCAP	Common Stock	A - Award	D		29.7400	1,429	42		12,429
2014-06-11	2014-06-09	4	Wood Howell D	RCAP	Common Stock	A - Award	D		21.0012	10,000	210		11,000
2014-06-09	2014-06-09	4	AUERBACH MARK	RCAP	Common Stock	A - Award	D		29.7400	404	12		12,833
2014-06-09	2014-06-09	4	AUERBACH MARK	RCAP	Common Stock	A - Award	D		29.7400	1,429	42		12,429
2014-06-09	2014-06-09	4	AUERBACH MARK	RCAP	Common Stock	A - Award	D		21.0012	10,000	210		11,000
2014-06-09	2014-06-05	4	AUERBACH MARK	RCAP	Common Stock	P - Purchase	D		20.2000	1,000	20		1,000
2014-06-09	2014-06-09	4	McMillen Charles Thomas	RCAP	Common Stock	A - Award	D		29.7400	1,429	42		12,429
2014-06-09	2014-06-09	4	McMillen Charles Thomas	RCAP	Common Stock	A - Award	D		21.0012	10,000	210		11,000
2014-06-09	2014-06-06	4	McMillen Charles Thomas	RCAP	Common Stock	P - Purchase	D		20.2763	1,000	20		1,000
2014-04-11	2014-04-11	4	SCHORSCH NICHOLAS S	RCAP	Class A Common Stock	P - Purchase	D		32.6642	10,000	327		20,000
2014-04-11	2014-04-11	4	SCHORSCH NICHOLAS S	RCAP	Class A Common Stock	P - Purchase	D		31.2175	10,000	312		10,000
2014-02-14	2013-08-19	5	KAHANE WILLIAM M	RCAP	Class A Common Stock	P - Purchase	I		16.1834	2,000	32		51,500
2014-02-14	2013-08-07	5	KAHANE WILLIAM M	RCAP	Class A Common Stock	P - Purchase	I		15.7000	1,600	25		49,500
2014-02-14	2013-08-07	5	KAHANE WILLIAM M	RCAP	Class A Common Stock	P - Purchase	I		15.6500	200	3		47,900
2014-02-14	2013-08-07	5	KAHANE WILLIAM M	RCAP	Class A Common Stock	P - Purchase	I		15.6400	200	3		47,700
2014-02-14	2013-07-11	5	KAHANE WILLIAM M	RCAP	Class A Common Stock	P - Purchase	I		15.9578	2,000	32		47,500
2014-02-14	2013-07-10	5	KAHANE WILLIAM M	RCAP	Class A Common Stock	P - Purchase	I		16.0993	4,000	64		45,500
2014-02-14	2013-07-09	5	KAHANE WILLIAM M	RCAP	Class A Common Stock	P - Purchase	I		16.3493	3,000	49		41,500
2014-02-14	2013-07-05	5	KAHANE WILLIAM M	RCAP	Class A Common Stock	P - Purchase	I		16.7325	2,000	33		38,500
2014-02-14	2013-07-03	5	KAHANE WILLIAM M	RCAP	Class A Common Stock	P - Purchase	I		16.9033	1,500	25		36,500
2014-02-14	2013-07-02	5	KAHANE WILLIAM M	RCAP	Class A Common Stock	P - Purchase	I		16.9930	2,000	34		35,000
2014-02-14	2013-07-01	5	KAHANE WILLIAM M	RCAP	Class A Common Stock	P - Purchase	I		16.8490	2,000	34		33,000
2014-02-14	2013-06-28	5	KAHANE WILLIAM M	RCAP	Class A Common Stock	P - Purchase	I		16.9498	4,000	68		31,000
2014-02-14	2013-06-27	5	KAHANE WILLIAM M	RCAP	Class A Common Stock	P - Purchase	I		16.7596	6,000	101		27,000
2014-02-14	2013-06-26	5	KAHANE WILLIAM M	RCAP	Class A Common Stock	P - Purchase	I		16.6889	4,000	67		21,000
2014-02-14	2013-06-21	5	KAHANE WILLIAM M	RCAP	Class A Common Stock	P - Purchase	I		17.6002	7,000	123		17,000
2014-02-14	2013-06-11	5	KAHANE WILLIAM M	RCAP	Class A Common Stock	P - Purchase	I		18.6807	10,000	187		10,000
2014-02-14	2013-08-19	5	SCHORSCH NICHOLAS S	RCAP	Class A Common Stock	P - Purchase	I		16.1834	2,000	32		51,500
2014-02-14	2013-08-07	5	SCHORSCH NICHOLAS S	RCAP	Class A Common Stock	P - Purchase	I		15.7000	1,600	25		49,500
2014-02-14	2013-08-07	5	SCHORSCH NICHOLAS S	RCAP	Class A Common Stock	P - Purchase	I		15.6500	200	3		47,900
2014-02-14	2013-08-07	5	SCHORSCH NICHOLAS S	RCAP	Class A Common Stock	P - Purchase	I		15.6400	200	3		47,700
2014-02-14	2013-07-11	5	SCHORSCH NICHOLAS S	RCAP	Class A Common Stock	P - Purchase	I		15.9578	2,000	32		47,500
2014-02-14	2013-07-10	5	SCHORSCH NICHOLAS S	RCAP	Class A Common Stock	P - Purchase	I		16.0993	4,000	64		45,500
2014-02-14	2013-07-09	5	SCHORSCH NICHOLAS S	RCAP	Class A Common Stock	P - Purchase	I		16.3493	3,000	49		41,500
2014-02-14	2013-07-05	5	SCHORSCH NICHOLAS S	RCAP	Class A Common Stock	P - Purchase	I		16.7325	2,000	33		38,500
2014-02-14	2013-07-03	5	SCHORSCH NICHOLAS S	RCAP	Class A Common Stock	P - Purchase	I		16.9033	1,500	25		36,500
2014-02-14	2013-07-02	5	SCHORSCH NICHOLAS S	RCAP	Class A Common Stock	P - Purchase	I		16.9930	2,000	34		35,000
2014-02-14	2013-07-01	5	SCHORSCH NICHOLAS S	RCAP	Class A Common Stock	P - Purchase	I		16.8490	2,000	34		33,000
2014-02-14	2013-06-28	5	SCHORSCH NICHOLAS S	RCAP	Class A Common Stock	P - Purchase	I		16.9498	4,000	68		31,000
2014-02-14	2013-06-27	5	SCHORSCH NICHOLAS S	RCAP	Class A Common Stock	P - Purchase	I		16.7596	6,000	101		27,000
2014-02-14	2013-06-26	5	SCHORSCH NICHOLAS S	RCAP	Class A Common Stock	P - Purchase	I		16.6889	4,000	67		21,000
2014-02-14	2013-06-21	5	SCHORSCH NICHOLAS S	RCAP	Class A Common Stock	P - Purchase	I		17.6002	7,000	123		17,000
2014-02-14	2013-06-11	5	SCHORSCH NICHOLAS S	RCAP	Class A Common Stock	P - Purchase	I		18.6807	10,000	187		10,000
2014-02-14	2014-02-11	4	KAHANE WILLIAM M	RCAP	Operating Subsidiaries Units	C - Conversion	I			-23,999,999		1
2014-02-14	2014-02-11	4	KAHANE WILLIAM M	RCAP	Class B Common Stock	J - Other	I			-23,999,999			1
2014-02-14	2014-02-11	4	KAHANE WILLIAM M	RCAP	Class A Common Stock	C - Conversion	I			23,999,999			24,051,499
2014-02-14	2014-02-11	4	SCHORSCH NICHOLAS S	RCAP	Operating Subsidiaries Units	C - Conversion	I			-23,999,999		1
2014-02-14	2014-02-11	4	SCHORSCH NICHOLAS S	RCAP	Class B Common Stock	J - Other	I			-23,999,999			1
2014-02-14	2014-02-11	4	SCHORSCH NICHOLAS S	RCAP	Class A Common Stock	C - Conversion	I			23,999,999			24,051,499
2014-02-14	2014-02-11	4	RCAP Holdings, LLC	RCAP	Operating Subsidiaries Units	C - Conversion	D			-23,999,999		1
2014-02-14	2014-02-11	4	RCAP Holdings, LLC	RCAP	Class B Common Stock	J - Other	D			-23,999,999			1
2014-02-14	2014-02-11	4	RCAP Holdings, LLC	RCAP	Class A Common Stock	C - Conversion	D			23,999,999			24,051,499
2013-12-18		3	Jones Brian D	RCAP	Common Stock		D						2,000
2013-08-20	2013-08-19	4	RCAP Holdings, LLC	RCAP	Class A Common Stock	P - Purchase	D		16.1834	2,000	32		51,500
2013-08-07	2013-08-07	4	Weil Edward M Jr.	RCAP	Class A Common Stock	P - Purchase	D		15.9000	200	3		1,000
2013-08-07	2013-08-07	4	Weil Edward M Jr.	RCAP	Class A Common Stock	P - Purchase	D		15.8900	200	3		800
2013-08-07	2013-08-07	4	Weil Edward M Jr.	RCAP	Class A Common Stock	P - Purchase	D		15.8000	500	8		600
2013-08-07	2013-08-07	4	Weil Edward M Jr.	RCAP	Class A Common Stock	P - Purchase	D		15.7920	100	2		100
2013-08-07	2013-08-07	4	RCAP Holdings, LLC	RCAP	Class A Common Stock	P - Purchase	D		15.7000	1,600	25		49,500
2013-08-07	2013-08-07	4	RCAP Holdings, LLC	RCAP	Class A Common Stock	P - Purchase	D		15.6500	200	3		47,900
2013-08-07	2013-08-07	4	RCAP Holdings, LLC	RCAP	Class A Common Stock	P - Purchase	D		15.6400	200	3		47,700
2013-07-12	2013-07-11	4	RCAP Holdings, LLC	RCAP	Class A Common Stock	P - Purchase	D		15.9578	2,000	32		47,500
2013-07-12	2013-07-10	4	RCAP Holdings, LLC	RCAP	Class A Common Stock	P - Purchase	D		16.0993	4,000	64		45,500
2013-07-12	2013-07-09	4	RCAP Holdings, LLC	RCAP	Class A Common Stock	P - Purchase	D		16.3493	3,000	49		41,500
2013-07-09	2013-07-05	4	RCAP Holdings, LLC	RCAP	Class A Common Stock	P - Purchase	D		16.7325	2,000	33		38,500
2013-07-09	2013-07-03	4	RCAP Holdings, LLC	RCAP	Class A Common Stock	P - Purchase	D		16.9033	1,500	25		36,500
2013-07-09	2013-07-02	4	RCAP Holdings, LLC	RCAP	Class A Common Stock	P - Purchase	D		16.9930	2,000	34		35,000
2013-07-09	2013-07-01	4	RCAP Holdings, LLC	RCAP	Class A Common Stock	P - Purchase	D		16.8490	2,000	34		33,000
2013-07-09	2013-06-28	4	RCAP Holdings, LLC	RCAP	Class A Common Stock	P - Purchase	D		16.9498	4,000	68		31,000
2013-06-28	2013-06-27	4	RCAP Holdings, LLC	RCAP	Class A Common Stock	P - Purchase	D		16.7596	6,000	101		27,000
2013-06-28	2013-06-26	4	RCAP Holdings, LLC	RCAP	Class A Common Stock	P - Purchase	D		16.6889	4,000	67		21,000
2013-06-28	2013-06-11	4	RCAP Holdings, LLC	RCAP	Class A Common Stock	P - Purchase	D		18.6807	10,000	187		10,000
2013-06-21	2013-06-21	4	RCAP Holdings, LLC	RCAP	Class A Common Stock	P - Purchase	D		17.6002	7,000	123		7,000
2013-06-11	2013-06-11	4	SCHORSCH NICHOLAS S	RCAP	Class A Common Stock	P - Purchase	D		18.8000	2,500	47		10,000
2013-06-11	2013-06-11	4	SCHORSCH NICHOLAS S	RCAP	Class A Common Stock	P - Purchase	D		18.7500	834	16		7,500
2013-06-11	2013-06-11	4	SCHORSCH NICHOLAS S	RCAP	Class A Common Stock	P - Purchase	D		18.7400	166	3		6,666
2013-06-11	2013-06-11	4	SCHORSCH NICHOLAS S	RCAP	Class A Common Stock	P - Purchase	D		18.6500	3,640	68		6,500
2013-06-11	2013-06-11	4	SCHORSCH NICHOLAS S	RCAP	Class A Common Stock	P - Purchase	D		18.6400	100	2		2,860
2013-06-11	2013-06-11	4	SCHORSCH NICHOLAS S	RCAP	Class A Common Stock	P - Purchase	D		18.5900	2,760	51		2,760
2013-06-10	2013-06-06	4	KAHANE WILLIAM M	RCAP	Operating Subsidiaries Units	J - Other	I			0		24,000,000
2013-06-10	2013-06-06	4	KAHANE WILLIAM M	RCAP	Class B Common Stock	J - Other	I			24,000,000			24,000,000
2013-06-10	2013-06-06	4	KAHANE WILLIAM M	RCAP	Common Stock	J - Other	I			-100			0
2013-06-10	2013-06-06	4	Budko Peter M	RCAP	Operating Subsidiaries Units	J - Other	I			0		24,000,000
2013-06-10	2013-06-06	4	Budko Peter M	RCAP	Class B Common Stock	J - Other	I			24,000,000			24,000,000
2013-06-10	2013-06-06	4	Budko Peter M	RCAP	Common Stock	J - Other	I			-100			0
2013-06-10	2013-06-06	4	BLOCK BRIAN S	RCAP	Operating Subsidiaries Units	J - Other	I			0		24,000,000
2013-06-10	2013-06-06	4	BLOCK BRIAN S	RCAP	Class B Common Stock	J - Other	I			24,000,000			24,000,000
2013-06-10	2013-06-06	4	BLOCK BRIAN S	RCAP	Common Stock	J - Other	I			-100			0
2013-06-10	2013-06-06	4	Weil Edward M Jr.	RCAP	Operating Subsidiaries Units	J - Other	I			0		24,000,000
2013-06-10	2013-06-06	4	Weil Edward M Jr.	RCAP	Class B Common Stock	J - Other	I			24,000,000			24,000,000
2013-06-10	2013-06-06	4	Weil Edward M Jr.	RCAP	Common Stock	J - Other	I			-100			0
2013-06-10	2013-06-06	4	SCHORSCH NICHOLAS S	RCAP	Operating Subsidiaries Units	J - Other	I			0		24,000,000
2013-06-10	2013-06-06	4	SCHORSCH NICHOLAS S	RCAP	Class B Common Stock	J - Other	I			24,000,000			24,000,000
2013-06-10	2013-06-06	4	SCHORSCH NICHOLAS S	RCAP	Common Stock	J - Other	I			-100			0
2013-06-10	2013-06-06	4	RCAP Holdings, LLC	RCAP	Operating Subsidiaries Units	J - Other	D			0		24,000,000
2013-06-10	2013-06-06	4	RCAP Holdings, LLC	RCAP	Class B Common Stock	J - Other	D			24,000,000			24,000,000
2013-06-10	2013-06-06	4	RCAP Holdings, LLC	RCAP	Common Stock	J - Other	D			-100			0
2013-06-04		3	SCHORSCH NICHOLAS S	RCAP	Common Stock		I						100
2013-06-04		3	BLOCK BRIAN S	RCAP	Common Stock		I						100
2013-06-04		3	Weil Edward M Jr.	RCAP	Common Stock		I						100
2013-06-04		3	Budko Peter M	RCAP	Common Stock		I						100
2013-06-04		3	RCAP Holdings, LLC	RCAP	Common Stock		D						100

Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.

Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.

Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)

Konversi turunan

Penjualan atau pengalihan sekuritas kembali ke perusahaan.

Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.

Pemberian sekuritas oleh atau kepada orang dalam.

Swap ekuitas dan transaksi lindung nilai serupa

Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)

Transaksi yang dilaporkan secara sukarela pada Formulir 4.

Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)

RCAP / RCS CAPITAL CORPORATION - Insider Trading and Ownership Report - SEC Form 3, 4, 5