REFR / Research Frontiers Incorporated - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Research Frontiers Incorporated
US ˙ NasdaqCM ˙ US7609111072

Jumlah Saham Beredar 33,648,221 shares
Saham Orang Dalam6,678,076 shares
Kepemilikan oleh Orang Dalam19.85 %
Orang Dalam Sejati16
Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

0 ( )

5177 out of 11305

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

0.000 %( )

5149 out of 11224

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan Research Frontiers Incorporated transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Kevin Douglas 10% Owner - [10%] 570,667 570,667
Darryl Daigle Director, 10% Owner - [D] [10%] 455,945 455,945
Jack Derby Director - [D] 50,200 50,200
Gregory George Grimes Director - [D] 177,128 177,128
Marion Philip Guthrie Director - [D] 91,200 91,200
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Joseph M Harary President and CEO, Director - [D] [O] 498,550 498,550
Richard James Hermon-Taylor Director - [D] 76,925 76,925
James & Jean Douglas Irrevocable Descendants Trust 10% Owner - [10%] 570,667 570,667
Victor F Keen Director - [D] 311,939 311,939
Alexander Kaganowicz Director - [D] 164,923 164,923
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Michael R Lapointe VP-Marketing - [O] 43,128 43,128
Eyal Peso Director - [D] 3,677,648 3,677,648
Robert L Saxe Chairman and CEO, Director - [D] [O] 57,194 57,194
William Graham Settle Director - [D] 226,375 226,375
Steven Michael Slovak Vice President-Technology - [O] 45,800 45,800
Voorhees Seth Van CFO & VP-Business Development - [O] 230,454 230,454

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di REFR / Research Frontiers Incorporated. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Maksimal
Harga di
Maksimal
Maksimal
Keuntungan ($)
Maksimum Pengembalian (%)
2024-06-14 Kaganowicz Alexander 2,000 1.9400 2,000 1.9400 3,880 70 2.3500 820 21.13
2024-06-07 Daigle Darryl 4,300 1.7400 4,300 1.7400 7,482
2024-02-07 Daigle Darryl 1,000 1.0000 1,000 1.0000 1,000
2023-12-11 Daigle Darryl 7,750 0.9700 7,750 0.9700 7,518
2023-10-02 Daigle Darryl 500 1.0500 500 1.0500 525
2023-09-13 Daigle Darryl 1,600 1.3500 1,600 1.3500 2,160
2023-09-13 Daigle Darryl 5,350 1.4000 5,350 1.4000 7,490
2023-06-16 Daigle Darryl 4,700 1.4900 4,700 1.4900 7,003
2023-06-15 Daigle Darryl 4,400 1.5900 4,400 1.5900 6,996

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

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Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di REFR / Research Frontiers Incorporated. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Menit
Harga di
Menit
Kerugian Maksimal
Dihindari ($)
Kerugian Maksimal
Dihindari (%)
2020-08-25 DOUGLAS KEVIN 38,000 2.1553 38,000 2.1553 81,901 353 1.96 -7,421 -9.06
2020-08-25 DOUGLAS KEVIN 95,000 2.1553 95,000 2.1553 204,754
2020-08-25 DOUGLAS KEVIN 57,000 2.1553 57,000 2.1553 122,852
2020-08-07 DOUGLAS KEVIN 20,000 3.5600 20,000 3.5600 71,200
2020-08-07 DOUGLAS KEVIN 50,000 3.5600 50,000 3.5600 178,000
2020-08-07 DOUGLAS KEVIN 30,000 3.5600 30,000 3.5600 106,800
2020-07-28 DOUGLAS KEVIN 20,000 3.2000 20,000 3.2000 64,000
2020-07-28 DOUGLAS KEVIN 50,000 3.2000 50,000 3.2000 160,000
2020-07-28 DOUGLAS KEVIN 30,000 3.2000 30,000 3.2000 96,000

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

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Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas
Tanggal
Perdagangan
Tanggal
Formulir Orang Dalam Ticker Judul Keamanan Kode 10b5-1 Langsung Latihan
Harga
Satuan
Harga
Unit
Diubah
Nilai
Diubah (1 ribu)
Sisa
Pilihan
Sisa
Saham
2024-06-17 2024-06-14 4 Kaganowicz Alexander REFR Common Stock P - Purchase D 1.9400 2,000 4 164,923
2024-06-10 2024-06-07 4 Daigle Darryl Held in IRA by reporting person's wife REFR Common Stock P - Purchase I 1.7400 4,300 7 33,926
2024-02-08 2024-02-07 4 Daigle Darryl Held as Custodian for reporting person's Grand children REFR Common Stock P - Purchase I 1.0000 1,000 1 4,269
2023-12-12 2023-12-11 4 Daigle Darryl REFR Common Stock P - Purchase D 0.9700 7,750 8 217,192
2023-10-03 2023-10-02 4 Daigle Darryl Held as custodian for reporting person's Grand children REFR Common Stock P - Purchase I 1.0500 500 1 3,269
2023-09-14 2023-09-13 4 Daigle Darryl Held by reporting person's business, of which he has 50% ownership interest REFR Common Stock P - Purchase I 1.4000 5,350 7 75,158
2023-09-14 2023-09-13 4 Daigle Darryl REFR Common Stock P - Purchase D 1.3500 1,600 2 209,442
2023-07-10 3 Peso Eyal REFR Common Stock I 1,838,824
2023-06-20 2023-06-16 4 Daigle Darryl REFR Common Stock P - Purchase D 1.4900 4,700 7 207,842
2023-06-16 2023-06-15 4 Daigle Darryl Held By reporting person's wife REFR Common Stock P - Purchase I 1.5900 4,400 7 129,400
2023-02-10 2023-02-09 4 Daigle Darryl REFR Common Stock P - Purchase D 2.0000 3,500 7 203,142
2023-01-26 2023-01-25 4 Daigle Darryl Held in IRA by reporting person's wife REFR Common Stock P - Purchase I 2.0000 3,500 7 25,226
2022-01-03 2021-12-31 4 Kaganowicz Alexander REFR Stock Option (right to buy) A - Award D 1.72 40,000 243,880
2022-01-03 2021-12-31 4 Settle William Graham REFR Stock Option (right to buy) A - Award D 1.72 40,000 195,826
2022-01-03 2021-12-31 4 LAPOINTE MICHAEL R REFR Stock Option (right to buy) A - Award D 1.72 5,000 45,850
2022-01-03 2021-12-31 4 HARARY JOSEPH M REFR Stock Option (right to buy) A - Award D 1.72 55,000 289,100
2022-01-03 2021-12-31 4 Daigle Darryl REFR Stock Option (right to buy) A - Award D 1.72 40,000 243,880
2021-01-04 2020-12-31 4 HARARY JOSEPH M REFR Stock Option (right to buy) A - Award D 2.78 55,000 234,100
2021-01-04 2020-12-31 4 Settle William Graham REFR Stock Option (right to buy) A - Award D 2.78 40,000 155,826
2021-01-04 2020-12-31 4 Kaganowicz Alexander REFR Stock Option (right to buy) A - Award D 2.78 40,000 203,880
2021-01-04 2020-12-31 4 Daigle Darryl REFR Stock Option (right to buy) A - Award D 2.78 40,000 203,880
2021-01-04 2020-12-31 4 LAPOINTE MICHAEL R REFR Stock Option (right to buy) A - Award D 2.78 5,000 40,850
2021-01-04 3/A Settle William Graham REFR Common Stock D 226,375
2020-08-27 2020-08-25 4 DOUGLAS KEVIN By Douglas Family Trust REFR Common Stock S - Sale I 2.1553 -38,000 -82 570,667
2020-08-27 2020-08-25 4 DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust REFR Common Stock S - Sale I 2.1553 -95,000 -205 1,426,663
2020-08-27 2020-08-25 4 DOUGLAS KEVIN REFR Common Stock S - Sale D 2.1553 -57,000 -123 855,997
2020-08-18 3 Settle William Graham REFR Common Stock D 225,371
2020-08-11 2020-08-07 4 DOUGLAS KEVIN By Douglas Family Trust REFR Common Stock S - Sale I 3.5600 -20,000 -71 608,667
2020-08-11 2020-08-07 4 DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust REFR Common Stock S - Sale I 3.5600 -50,000 -178 1,521,663
2020-08-11 2020-08-07 4 DOUGLAS KEVIN REFR Common Stock S - Sale D 3.5600 -30,000 -107 912,997
2020-07-30 2020-07-28 4 DOUGLAS KEVIN By Douglas Family Trust REFR Common Stock S - Sale I 3.2000 -20,000 -64 628,667
2020-07-30 2020-07-28 4 DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust REFR Common Stock S - Sale I 3.2000 -50,000 -160 1,571,663
2020-07-30 2020-07-28 4 DOUGLAS KEVIN REFR Common Stock S - Sale D 3.2000 -30,000 -96 942,997
2020-07-21 2020-07-20 4 DOUGLAS KEVIN By Douglas Family Trust REFR Common Stock S - Sale I 3.2800 -20,808 -68 648,667
2020-07-21 2020-07-20 4 DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust REFR Common Stock S - Sale I 3.2800 -52,020 -171 1,621,663
2020-07-21 2020-07-20 4 DOUGLAS KEVIN REFR Common Stock S - Sale D 3.2800 -31,212 -102 972,997
2020-07-21 2020-07-17 4 DOUGLAS KEVIN By Douglas Family Trust REFR Common Stock S - Sale I 3.2900 -5,582 -18 669,475
2020-07-21 2020-07-17 4 DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust REFR Common Stock S - Sale I 3.2900 -13,956 -46 1,673,683
2020-07-21 2020-07-17 4 DOUGLAS KEVIN REFR Common Stock S - Sale D 3.2900 -8,374 -28 1,004,209
2020-07-17 2020-07-16 4 DOUGLAS KEVIN By Douglas Family Trust REFR Common Stock S - Sale I 3.3100 -2,305 -8 675,057
2020-07-17 2020-07-16 4 DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust REFR Common Stock S - Sale I 3.3100 -5,764 -19 1,687,639
2020-07-17 2020-07-16 4 DOUGLAS KEVIN REFR Common Stock S - Sale D 3.3100 -3,458 -11 1,012,583
2020-07-17 2020-07-15 4 DOUGLAS KEVIN By Douglas Family Trust REFR Common Stock S - Sale I 3.4500 -5,320 -18 677,362
2020-07-17 2020-07-15 4 DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust REFR Common Stock S - Sale I 3.4500 -13,302 -46 1,693,403
2020-07-17 2020-07-15 4 DOUGLAS KEVIN REFR Common Stock S - Sale D 3.4500 -7,981 -28 1,016,041
2020-07-15 2020-07-14 4 DOUGLAS KEVIN By Douglas Family Trust REFR Common Stock S - Sale I 3.3600 -3,532 -12 682,682
2020-07-15 2020-07-14 4 DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust REFR Common Stock S - Sale I 3.3600 -8,829 -30 1,706,705
2020-07-15 2020-07-14 4 DOUGLAS KEVIN REFR Common Stock S - Sale D 3.3600 -5,297 -18 1,024,022
2020-07-15 2020-07-13 4 DOUGLAS KEVIN By Douglas Family Trust REFR Common Stock S - Sale I 3.4500 -3,106 -11 686,214
2020-07-15 2020-07-13 4 DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust REFR Common Stock S - Sale I 3.4500 -7,765 -27 1,715,534
2020-07-15 2020-07-13 4 DOUGLAS KEVIN REFR Common Stock S - Sale D 3.4500 -4,659 -16 1,029,319
2020-07-02 2020-07-01 4 DOUGLAS KEVIN By Douglas Family Trust REFR Common Stock S - Sale I 3.8500 -360 -1 689,320
2020-07-02 2020-07-01 4 DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust REFR Common Stock S - Sale I 3.8500 -900 -3 1,723,299
2020-07-02 2020-07-01 4 DOUGLAS KEVIN REFR Common Stock S - Sale D 3.8500 -540 -2 1,033,978
2020-07-02 2020-06-30 4 DOUGLAS KEVIN By Douglas Family Trust REFR Common Stock S - Sale I 3.9100 -6,498 -25 689,680
2020-07-02 2020-06-30 4 DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust REFR Common Stock S - Sale I 3.9100 -16,245 -64 1,724,199
2020-07-02 2020-06-30 4 DOUGLAS KEVIN REFR Common Stock S - Sale D 3.9100 -9,747 -38 1,034,518
2020-06-29 2020-06-25 4 LAPOINTE MICHAEL R REFR Stock Option (Right to buy) M - Exercise D 2.89 -5,000 35,850
2020-06-29 2020-06-25 4 LAPOINTE MICHAEL R REFR Stock Option (Right to buy) M - Exercise D 1.83 -3,000 40,850
2020-06-29 2020-06-25 4 LAPOINTE MICHAEL R REFR Stock Option (Right to buy) M - Exercise D 1.06 -4,000 43,850
2020-06-29 2020-06-25 4 LAPOINTE MICHAEL R REFR Common Stock F - Taxes D 2.8900 2,276 7 43,128
2020-06-29 2020-06-25 4 LAPOINTE MICHAEL R REFR Common Stock F - Taxes D 1.8300 1,965 4 40,852
2020-06-29 2020-06-25 4 LAPOINTE MICHAEL R REFR Common Stock F - Taxes D 1.0600 3,201 3 38,887
2020-06-29 2020-06-29 4 DOUGLAS KEVIN By Douglas Family Trust REFR Common Stock S - Sale I 3.9700 -13,609 -54 696,178
2020-06-29 2020-06-29 4 DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust REFR Common Stock S - Sale I 3.9700 -34,022 -135 1,740,444
2020-06-29 2020-06-29 4 DOUGLAS KEVIN REFR Common Stock S - Sale D 3.9700 -20,414 -81 1,044,265
2020-06-29 2020-06-26 4 DOUGLAS KEVIN By Douglas Family Trust REFR Common Stock S - Sale I 4.5300 -20,808 -94 709,787
2020-06-29 2020-06-26 4 DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust REFR Common Stock S - Sale I 4.5300 -52,023 -236 1,774,466
2020-06-29 2020-06-26 4 DOUGLAS KEVIN REFR Common Stock S - Sale D 4.5300 -31,214 -141 1,064,679
2020-06-29 2020-06-25 4 DOUGLAS KEVIN By Douglas Family Trust REFR Common Stock S - Sale I 5.0400 -7,821 -39 730,595
2020-06-29 2020-06-25 4 DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trus REFR Common Stock S - Sale I 5.0400 -19,554 -99 1,826,489
2020-06-29 2020-06-25 4 DOUGLAS KEVIN REFR Common Stock S - Sale D 5.0400 -11,732 -59 1,095,893
2020-06-02 2020-05-29 4 HARARY JOSEPH M REFR Stock Option (right to buy) M - Exercise D 3.11 -55,000 179,100
2020-06-02 2020-05-29 4 HARARY JOSEPH M REFR Stock Option (right to buy) M - Exercise D 2.89 -55,000 179,100
2020-06-02 2020-05-29 4 HARARY JOSEPH M REFR Common Stock F - Taxes D 3.1100 19,586 61 498,550
2020-06-02 2020-05-29 4 HARARY JOSEPH M REFR Common Stock F - Taxes D 2.8900 22,091 64 478,964
2020-04-29 2019-12-31 4/A Kaganowicz Alexander REFR Stock Option (right to buy) A - Award D 3.11 40,000 163,880
2020-04-29 2019-12-31 4/A Grimes Gregory George REFR Stock Option (right to buy) A - Award D 3.11 40,000 147,850
2020-04-29 2019-12-31 4/A Daigle Darryl REFR Stock Option(right to buy) A - Award D 3.11 40,000 163,880
2020-02-24 2020-02-21 4 VAN VOORHEES SETH REFR Stock Option (right to buy) M - Exercise D 3.11 -20,000 150,100
2020-02-24 2020-02-21 4 VAN VOORHEES SETH REFR Stock Option (right to buy) M - Exercise D 2.89 -20,000 150,100
2020-02-24 2020-02-21 4 VAN VOORHEES SETH REFR Stock Option (right to buy) M - Exercise D 1.00 -60,091 190,100
2020-02-24 2020-02-21 4 VAN VOORHEES SETH REFR Stock Option (right to buy) M - Exercise D 1.06 -30,000 250,191
2020-02-24 2020-02-21 4 VAN VOORHEES SETH REFR Stock Option (right to buy) M - Exercise D 1.83 -25,000 280,191
2020-02-24 2020-02-21 4 VAN VOORHEES SETH REFR Common Stock F - Taxes D 3.1100 4,661 14 230,454
2020-02-24 2020-02-21 4 VAN VOORHEES SETH REFR Common Stock F - Taxes D 2.8900 5,746 17 225,793
2020-02-24 2020-02-21 4 VAN VOORHEES SETH REFR Common Stock F - Taxes D 1.0000 45,272 45 220,047
2020-02-24 2020-02-21 4 VAN VOORHEES SETH REFR Common Stock F - Taxes D 1.0600 22,158 23 174,775
2020-02-24 2020-02-21 4 VAN VOORHEES SETH REFR Common Stock F - Taxes D 1.8300 13,717 25 152,617
2020-02-24 2020-02-21 4 HARARY JOSEPH M REFR Stock Option (right to buy) M - Exercise D 1.06 -50,000 289,100
2020-02-24 2020-02-21 4 HARARY JOSEPH M REFR Common Stock F - Taxes D 1.0600 36,929 39 456,873
2020-01-02 2019-12-31 4 HARARY JOSEPH M REFR Stock Option(right to buy) A - Award D 3.11 55,000 339,100
2020-01-02 2019-12-31 4 Grimes Gregory George REFR Stock Option (right to buy) A - Award D 3.11 35,000 147,850
2020-01-02 2019-12-31 4 VAN VOORHEES SETH REFR Stock Option(right to buy) A - Award D 3.11 20,000 305,191
2020-01-02 2019-12-31 4 Daigle Darryl REFR Stock Option(right to buy) A - Award D 3.11 35,000 123,880
2020-01-02 2019-12-31 4 Kaganowicz Alexander REFR Stock Option (right to buy) A - Award D 3.11 35,000 163,880
2020-01-02 2019-12-31 4 LAPOINTE MICHAEL R REFR Stock Option(right to buy) A - Award D 3.11 5,000 47,850
2020-01-02 2019-12-31 4 Slovak Steven Michael REFR Stock Option (right to buy) A - Award D 3.11 35,000 252,250
2019-06-27 2019-06-27 4/A LAPOINTE MICHAEL R REFR Common Stock S - Sale D 3.2700 -15,127 -49 35,686
2019-06-27 2019-06-26 4/A LAPOINTE MICHAEL R REFR Common Stock S - Sale D 3.4200 -4,000 -14 50,813
2019-06-27 2019-06-25 4/A LAPOINTE MICHAEL R REFR Stock Option(right to buy) M - Exercise D 1.00 -60,091 52,850
2019-06-27 2019-06-25 4/A LAPOINTE MICHAEL R REFR Common Stock S - Sale D 3.3500 -26,265 -88 54,813
2019-06-27 2019-06-25 4/A LAPOINTE MICHAEL R REFR Common Stock F - Taxes D 1.0000 42,417 42 81,078
2019-06-27 2019-06-27 4 LAPOINTE MICHAEL R REFR Common Stock S - Sale D 3.2700 -15,127 -49 35,686
2019-06-27 2019-06-26 4 LAPOINTE MICHAEL R REFR Common Stock S - Sale D 3.4200 -4,000 -14 50,813
2019-06-27 2019-06-25 4 LAPOINTE MICHAEL R REFR Stock Option(right to buy) M - Exercise D 1.00 60,091 52,850
2019-06-27 2019-06-25 4 LAPOINTE MICHAEL R REFR Common Stock S - Sale D 3.3500 -26,265 -88 54,813
2019-06-27 2019-06-25 4 LAPOINTE MICHAEL R REFR Common Stock F - Taxes D 1.0000 42,417 42 81,078
2019-06-17 2019-06-13 4 LAPOINTE MICHAEL R REFR Stock Option(right to buy) A - Award D 2.89 5,000 112,941
2019-06-17 2019-06-13 4 Slovak Steven Michael REFR Stock Option (right to buy) A - Award D 2.89 35,000 217,250
2019-06-17 2019-06-13 4 Grimes Gregory George REFR Stock Option (right to buy) A - Award D 2.89 35,000 116,850
2019-06-17 2019-06-13 4 Daigle Darryl REFR Stock Option(right to buy) A - Award D 2.89 35,000 129,080
2019-06-17 2019-06-13 4 Kaganowicz Alexander REFR Stock Option (right to buy) A - Award D 2.89 35,000 129,080
2019-06-17 2019-06-13 4 HARARY JOSEPH M REFR Stock Option(right to buy) A - Award D 2.89 55,000 284,100
2019-06-17 2019-06-13 4 VAN VOORHEES SETH REFR Stock Option(right to buy) A - Award D 2.89 20,000 285,191
2018-11-21 2018-11-20 4 Kaganowicz Alexander REFR Common Stock P - Purchase D 1.2400 5,000 6 162,923
2018-11-20 2018-11-19 4 Daigle Darryl REFR Common Stock P - Purchase D 1.2338 3,225 4 199,617
2018-11-19 2018-11-19 4 HARARY JOSEPH M REFR Common Stock P - Purchase D 1.2425 5,000 6 419,944
2018-10-16 2018-10-15 4 Daigle Darryl REFR Common Stock P - Purchase D 1.6636 1,500 2 196,392
2018-10-12 2018-10-10 4 Grimes Gregory George REFR Common Stock S - Sale D 1.7222 -18,000 -31 177,128
2018-10-12 2018-10-11 4 Daigle Darryl Held in IRA by reporting person's wife REFR Common Stock P - Purchase I 1.7400 2,000 3 19,228
2018-09-21 2018-09-11 4 DOUGLAS KEVIN By Douglas Family Trust REFR Warrant (right to buy) P - Purchase I 54,348 54,348
2018-09-21 2018-09-11 4 DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust REFR Warrant (right to buy) P - Purchase I 135,869 135,869
2018-09-21 2018-09-11 4 DOUGLAS KEVIN REFR Warrant (right to buy) P - Purchase D 81,522 81,522
2018-09-21 2018-09-11 4 DOUGLAS KEVIN By Douglas Family Trust REFR Common Stock P - Purchase I 0.9200 108,696 100 738,416
2018-09-21 2018-09-11 4 DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust REFR Common Stock P - Purchase I 0.9200 271,739 250 1,846,043
2018-09-21 2018-09-11 4 DOUGLAS KEVIN REFR Common Stock P - Purchase D 0.9200 163,044 150 1,107,625
2018-07-23 2018-07-23 4 Daigle Darryl Held in IRA by reporting person's wife REFR Common Stock P - Purchase I 0.8500 2,298 2 19,726
2018-07-23 2018-07-20 4 Daigle Darryl Held in IRA by reporting person's wife REFR Common Stock P - Purchase I 0.8300 200 0 17,428
2018-07-23 2018-07-19 4 Daigle Darryl Held in IRA by reporting person's wife REFR Common Stock P - Purchase I 0.8100 2 0 17,228
2018-07-17 2018-07-16 4 Daigle Darryl Held in IRA by reporting person's wife REFR Common Stock P - Purchase I 0.8200 3,000 2 17,226
2018-07-13 2018-07-13 4 Daigle Darryl Held in IRA by reporting person's wife REFR Common Stock P - Purchase I 0.8200 354 0 14,226
2018-07-13 2018-07-11 4 Daigle Darryl Held in IRA by reporting person's wife REFR Common Stock P - Purchase I 0.8300 285 0 13,872
2018-06-26 2018-06-25 4 Kaganowicz Alexander REFR Common Stock P - Purchase D 0.7850 10,000 8 157,923
2018-06-07 2018-06-06 4 Daigle Darryl Held by reporting person's business, of which he has 50% ownership interest REFR Common Stock P - Purchase I 0.9000 3,063 3 69,808
2018-06-06 2018-06-05 4 Daigle Darryl Held by reporting person's business, of which he has 50% ownership interest REFR Common Stock P - Purchase I 0.9200 2,500 2 66,745
2018-06-05 2018-06-04 4 HARARY JOSEPH M REFR Common Stock P - Purchase D 0.8500 5,000 4 414,944
2018-06-04 2018-05-31 4 Daigle Darryl Held as custodian for reporting person's gandchildren REFR Common Stock P - Purchase I 0.8100 1,019 1 2,769
2018-05-31 2018-05-30 4 Daigle Darryl Held as custodian for reporting person's gandchildren REFR Common Stock P - Purchase I 0.8100 1,012 1 1,750
2018-05-16 2018-05-16 4 Daigle Darryl REFR Common Stock P - Purchase D 0.8700 7,450 6 194,892
2018-05-16 2018-05-16 4 HARARY JOSEPH M REFR Common Stock P - Purchase D 0.8700 10,000 9 409,944
2018-05-04 2018-05-03 4 VAN VOORHEES SETH REFR Stock Option(right to buy) A - Award D 1.00 60,091 265,191
2018-05-04 2018-05-03 4 Slovak Steven Michael REFR Stock Option (right to buy) A - Award D 1.00 20,000 182,250
2018-05-04 2018-05-03 4 LAPOINTE MICHAEL R REFR Stock Option(right to buy) A - Award D 1.00 60,091 107,941
2018-01-03 2017-12-31 4 LAPOINTE MICHAEL R REFR Stock Option(right to buy) A - Award D 1.06 4,000 47,850
2018-01-03 2017-12-31 4 Slovak Steven Michael REFR Stock Option (right to buy) A - Award D 1.06 18,000 162,250
2018-01-03 2017-12-31 4 Daigle Darryl REFR Stock Option(right to buy) A - Award D 1.06 15,000 94,080
2018-01-03 2017-12-31 4 Grimes Gregory George REFR Stock Option (right to buy) A - Award D 1.06 15,000 81,850
2018-01-03 2017-12-31 4 HARARY JOSEPH M REFR Stock Option(right to buy) A - Award D 1.06 50,000 229,100
2018-01-03 2017-12-31 4 VAN VOORHEES SETH REFR Stock Option(right to buy) A - Award D 1.06 30,000 205,100
2018-01-03 2017-12-31 4 Kaganowicz Alexander REFR Stock Option (right to buy) A - Award D 1.06 15,000 94,080
2017-12-05 2017-12-01 4 Daigle Darryl REFR Common Stock P - Purchase D 0.9800 2,000 2 187,442
2017-09-13 2017-09-12 4 VAN VOORHEES SETH REFR Common Stock P - Purchase D 1.1500 4,000 5 138,900
2017-08-14 2017-08-11 4 Daigle Darryl REFR Common Stock P - Purchase D 1.1000 827 1 185,442
2017-08-14 2017-08-10 4 Daigle Darryl REFR Common Stock P - Purchase D 1.1000 673 1 184,615
2017-08-10 2017-08-09 4 Daigle Darryl REFR Common Stock P - Purchase D 1.1335 1,000 1 183,942
2017-08-10 2017-08-07 4 Daigle Darryl REFR Common Stock P - Purchase D 1.1782 1,500 2 182,942
2017-08-08 2017-08-04 4 Kaganowicz Alexander REFR Common Stock P - Purchase D 1.2447 6,000 7 147,923
2017-07-20 2017-07-19 4 Kaganowicz Alexander REFR Stock Option (right to buy) P - Purchase D 5.26 495 111,457
2017-07-20 2017-07-19 4 Kaganowicz Alexander REFR Stock Option (right to buy) P - Purchase D 5.19 892 110,963
2017-07-20 2017-07-19 4 Kaganowicz Alexander REFR Stock Option (right to buy) P - Purchase D 5.56 12,057 110,071
2017-07-20 2017-07-19 4 Kaganowicz Alexander REFR Stock Option (right to buy) P - Purchase D 3.70 2,586 98,014
2017-07-20 2017-07-19 4 Kaganowicz Alexander REFR Stock Option (right to buy) P - Purchase D 3.69 5,200 95,428
2017-07-20 2017-07-19 4 Kaganowicz Alexander REFR Stock Option (right to buy) P - Purchase D 9.80 32,378 90,228
2017-07-20 2017-07-19 4 Daigle Darryl REFR Stock Option (right to buy) P - Purchase D 5.26 494 111,458
2017-07-20 2017-07-19 4 Daigle Darryl REFR Stock Option (right to buy) P - Purchase D 5.19 891 110,964
2017-07-20 2017-07-19 4 Daigle Darryl REFR Stock Option (right to buy) P - Purchase D 5.56 12,058 110,073
2017-07-20 2017-07-19 4 Daigle Darryl REFR Stock Option (right to buy) P - Purchase D 3.70 2,587 98,015
2017-07-20 2017-07-19 4 Daigle Darryl REFR Stock Option (right to buy) P - Purchase D 3.69 5,200 95,428
2017-07-20 2017-07-19 4 Daigle Darryl REFR Stock Option (right to buy) P - Purchase D 9.80 32,378 90,228
2017-03-21 2017-03-21 4 Kaganowicz Alexander REFR Common Stock P - Purchase D 1.4360 1,000 1 141,923
2017-03-20 2017-03-20 4 Kaganowicz Alexander REFR Common Stock P - Purchase D 1.4825 3,000 4 140,923
2017-01-03 2016-12-31 4 Slovak Steven Michael REFR Stock Option (right to buy) A - Award D 1.83 15,000 184,250
2017-01-03 2016-12-31 4 Kaganowicz Alexander REFR Stock Option (right to buy) A - Award D 1.83 11,000 57,850
2017-01-03 2016-12-31 4 Daigle Darryl REFR Stock Option (right to buy) A - Award D 1.83 11,000 57,850
2017-01-03 2016-12-31 4 Grimes Gregory George REFR Stock Option (right to buy) A - Award D 1.83 11,000 66,850
2017-01-03 2016-12-31 4 HARARY JOSEPH M REFR Stock Option (right to buy) J - Other D 5.26 -59,000 244,100
2017-01-03 2016-12-31 4 LAPOINTE MICHAEL R REFR Stock Option (right to buy) A - Award D 1.83 3,000 73,850
2017-01-03 2016-12-31 4 VAN VOORHEES SETH REFR Stock Option (right to buy) A - Award D 1.83 25,000 175,100
2016-01-04 2015-12-31 4 Kaganowicz Alexander REFR Stock Option (right to buy) A - Award D 5.26 11,000 46,850
2016-01-04 2015-12-31 4 Daigle Darryl REFR Stock Option (right to buy) A - Award D 5.26 11,000 46,850
2016-01-04 2015-12-31 4 Slovak Steven Michael REFR Stock Option (right to buy) A - Award D 5.26 23,000 169,250
2016-01-04 2015-12-31 4 Grimes Gregory George REFR Stock Option (right to buy) A - Award D 5.26 11,000 55,850
2016-01-04 2015-12-31 4 VAN VOORHEES SETH REFR Stock Option (right to buy) A - Award D 5.26 40,000 150,100
2016-01-04 2015-12-31 4 LAPOINTE MICHAEL R REFR Stock Option (right to buy) A - Award D 5.26 7,000 70,850
2016-01-04 2015-12-31 4 HARARY JOSEPH M REFR Stock Option (right to buy) A - Award D 5.26 59,000 303,100
2016-01-04 2015-12-31 4 SAXE ROBERT L REFR Stock Option (right to buy) A - Award D 5.26 20,000 237,606
2015-09-21 2015-09-18 4 Daigle Darryl Held by reporting person's wife REFR Common Stock J - Other I 125,000 125,000
2015-09-21 2015-09-18 4 Daigle Darryl REFR Common Stock J - Other D -125,000 181,442
2015-03-24 2015-03-24 4 SAXE ROBERT L As trustee under the will of L.Saxe REFR Common Stock J - Other I -5,594 57,194
2015-03-24 2015-03-24 4 SAXE ROBERT L REFR Common Stock J - Other D 2,797 426,755
2015-02-27 2015-02-26 4 Grimes Gregory George REFR Stock Option (right to buy) M - Exercise D 5.00 20,000 65,350
2015-02-27 2015-02-26 4 Grimes Gregory George REFR Common Stock F - Taxes D 5.0000 2,207 11 137,923
2015-01-22 2015-01-22 4 Kaganowicz Alexander REFR Common Stock P - Purchase D 5.0500 2,000 10 137,923
2015-01-05 2014-12-31 4 Daigle Darryl REFR Stock Option (right to buy) A - Award D 5.19 11,950 42,450
2015-01-05 2014-12-31 4 VAN VOORHEES SETH REFR Stock Option (right to buy) A - Award D 5.19 36,700 110,100
2015-01-05 2014-12-31 4 Kaganowicz Alexander REFR Stock Option (right to buy) A - Award D 5.19 11,950 35,850
2015-01-05 2014-12-31 4 SAXE ROBERT L REFR Stock Option (right to buy) A - Award D 5.19 21,050 333,899
2015-01-05 2014-12-31 4 HARARY JOSEPH M REFR Stock Option (right to buy) A - Award D 5.19 59,700 284,100
2015-01-05 2014-12-31 4 Slovak Steven Michael REFR Stock Option (right to buy) A - Award D 5.19 23,450 156,250
2015-01-05 2014-12-31 4 Grimes Gregory George REFR Stock Option (right to buy) A - Award D 5.19 11,950 85,350
2015-01-05 2014-12-31 4 LAPOINTE MICHAEL R REFR Stock Option (right to buy) A - Award D 5.19 7,950 84,850
2014-09-23 2014-09-23 4 Kaganowicz Alexander REFR Common Stock P - Purchase D 5.1000 2,000 10 135,923
2014-09-19 2014-09-19 4 SAXE ROBERT L REFR Common Stock S - Sale D 5.1700 -2,112 -11 423,958
2014-09-19 2014-09-19 4 SAXE ROBERT L REFR Common Stock S - Sale D 5.2000 -4,100 -21 426,070
2014-07-21 2014-07-18 4 Kaganowicz Alexander REFR Common Stock P - Purchase D 5.5900 3,000 17 133,923
2014-06-19 2014-06-19 4 Kaganowicz Alexander REFR Common Stock P - Purchase D 5.3900 2,000 11 130,923
2014-06-19 2014-06-19 4 VAN VOORHEES SETH REFR Common Stock P - Purchase D 5.4500 2,000 11 134,900
2014-06-19 2013-12-31 4 VAN VOORHEES SETH REFR Stock Option (right to buy) A - Award D 5.56 73,400 73,400
2014-06-17 2014-06-16 4 Kaganowicz Alexander REFR Common Stock P - Purchase D 5.9000 2,000 12 128,923
2014-05-21 2014-05-20 4 DOUGLAS KEVIN By Douglas Family Trust REFR Common Stock P - Purchase I 5.6500 1,221 7 629,720
2014-05-21 2014-05-20 4 DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust REFR Common Stock P - Purchase I 5.6500 3,054 17 1,574,304
2014-05-21 2014-05-20 4 DOUGLAS KEVIN REFR Common Stock P - Purchase D 5.6500 1,832 10 944,581
2014-05-21 2014-05-19 4 DOUGLAS KEVIN By Douglas Family Trust REFR Common Stock P - Purchase I 5.5000 9,400 52 628,499
2014-05-21 2014-05-19 4 DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust REFR Common Stock P - Purchase I 5.5000 23,500 129 1,571,250
2014-05-21 2014-05-19 4 DOUGLAS KEVIN REFR Common Stock P - Purchase D 5.5000 14,100 78 942,749
2014-05-20 2014-05-19 4 Kaganowicz Alexander REFR Common Stock P - Purchase D 5.6200 2,000 11 126,923
2014-05-19 2014-05-16 4 Kaganowicz Alexander REFR Common Stock P - Purchase D 5.3300 3,000 16 124,923
2014-05-16 2014-05-16 4 DOUGLAS KEVIN By Douglas Family Trust REFR Common Stock P - Purchase I 5.3000 1,740 9 619,099
2014-05-16 2014-05-16 4 DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust REFR Common Stock P - Purchase I 5.3000 4,350 23 1,547,750
2014-05-16 2014-05-16 4 DOUGLAS KEVIN REFR Common Stock P - Purchase D 5.3000 2,610 14 928,649
2014-05-16 2014-05-15 4 DOUGLAS KEVIN By Douglas Family Trust REFR Common Stock P - Purchase I 5.3000 10,258 54 617,359
2014-05-16 2014-05-15 4 DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust REFR Common Stock P - Purchase I 5.3000 25,646 136 1,543,400
2014-05-16 2014-05-15 4 DOUGLAS KEVIN REFR Common Stock P - Purchase D 5.3000 15,387 82 926,039
2014-05-16 2014-05-14 4 DOUGLAS KEVIN By Douglas Family Trust REFR Warrant (right to buy) X - Other I 4.45 -10,000 0
2014-05-16 2014-05-14 4 DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust REFR Warrant (right to buy) X - Other I 4.45 -25,000 0
2014-05-16 2014-05-14 4 DOUGLAS KEVIN REFR Warrant (right to buy) X - Other D 4.45 -15,000 0
2014-05-16 2014-05-14 4 DOUGLAS KEVIN By Douglas Family Trust REFR Common Stock X - Other I 4.4500 10,000 44 607,101
2014-05-16 2014-05-14 4 DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust REFR Common Stock X - Other I 4.4500 25,000 111 1,517,754
2014-05-16 2014-05-14 4 DOUGLAS KEVIN REFR Common Stock X - Other D 4.4500 15,000 67 910,652
2014-05-15 2014-05-15 4 Daigle Darryl REFR Common Stock P - Purchase D 5.2900 1,225 6 13,587
2014-05-15 2014-05-15 4 Daigle Darryl Held in IRA by reporting person's wife. REFR Common Stock P - Purchase I 5.2900 1,225 6 13,587
2014-05-15 2014-05-13 4 SAXE ROBERT L REFR Common Stock G - Gift D -1,000 430,170
2014-05-14 2014-05-14 4 DOUGLAS KEVIN By Douglas Family Trust REFR Common Stock P - Purchase I 5.3000 1,952 10 597,101
2014-05-14 2014-05-14 4 DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust REFR Common Stock P - Purchase I 5.3000 4,881 26 1,492,754
2014-05-14 2014-05-14 4 DOUGLAS KEVIN REFR Common Stock P - Purchase D 5.3000 2,928 16 895,652
2014-05-14 2014-05-13 4 DOUGLAS KEVIN By Douglas Family Trust REFR Common Stock P - Purchase I 5.2800 2,180 12 595,149
2014-05-14 2014-05-13 4 DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust REFR Common Stock P - Purchase I 5.2800 5,450 29 1,487,873
2014-05-14 2014-05-13 4 DOUGLAS KEVIN REFR Common Stock P - Purchase D 5.2800 3,270 17 892,724
2014-05-14 2014-05-12 4 DOUGLAS KEVIN By Douglas Family Trust REFR Common Stock P - Purchase I 5.1200 1,729 9 592,969
2014-05-14 2014-05-12 4 DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust REFR Common Stock P - Purchase I 5.1200 4,324 22 1,482,423
2014-05-14 2014-05-12 4 DOUGLAS KEVIN REFR Common Stock P - Purchase D 5.1200 2,594 13 889,454
2014-05-12 2014-05-08 4 DOUGLAS KEVIN By Douglas Family Trust REFR Common Stock P - Purchase I 4.6500 150,000 698 591,240
2014-05-12 2014-05-08 4 DOUGLAS KEVIN By James and Jean Douglas Irrevocable Decendents' Trust REFR Common Stock P - Purchase I 4.6500 375,000 1,744 1,478,099
2014-05-12 2014-05-08 4 DOUGLAS KEVIN REFR Common Stock P - Purchase D 4.6500 225,000 1,046 886,860
2014-03-24 2014-03-21 4 Kaganowicz Alexander REFR Common Stock P - Purchase D 5.8000 2,000 12 121,923
2014-03-21 2014-03-20 4 Kaganowicz Alexander REFR Common Stock P - Purchase D 5.7600 2,000 12 119,923
2014-01-06 2014-01-03 4 Kaganowicz Alexander REFR Common Stock P - Purchase D 6.3700 2,000 13 117,923
2014-01-06 2013-12-31 4 Daigle Darryl REFR Stock Option (right to buy) A - Award D 5.56 23,900 37,100
2014-01-06 2013-12-31 4 Daigle Darryl REFR Common Stock P - Purchase D 5.6900 1,500 9 305,217
2014-01-02 2013-12-31 4 Daigle Darryl REFR Stock Option (right to buy) A - Award D 5.56 23,900 37,100
2014-01-02 2013-12-31 4 Daigle Darryl REFR Common Stock P - Purchase D 5.6900 1,500 9 305,257
2014-01-02 2013-12-31 4 Grimes Gregory George REFR Stock Option (right to buy) A - Award D 5.56 23,900 73,400
2014-01-02 2013-12-31 4 HARARY JOSEPH M REFR Stock Option (right to buy) A - Award D 5.56 119,400 224,400
2014-01-02 2013-12-31 4 Kaganowicz Alexander REFR Stock Option (right to buy) A - Award D 5.56 23,900 23,900
2014-01-02 2013-12-31 4 LAPOINTE MICHAEL R REFR Stock Option (right to buy) A - Award D 5.56 15,900 86,900
2014-01-02 2013-11-21 4 LAPOINTE MICHAEL R REFR Common Stock S - Sale D 6.8000 -1,500 -10 38,661
2014-01-02 2013-12-31 4 SAXE ROBERT L REFR Stock Option (right to buy) A - Award D 5.56 42,100 312,849
2014-01-02 2013-12-31 4 Slovak Steven Michael REFR Stock Option (right to buy) A - Award D 5.56 46,900 140,300
2014-01-02 2013-12-31 4 VAN VOORHEES SETH REFR Stock Option (right to buy) A - Award D 5.56 73,400 73,400
2013-12-19 2013-12-18 4 Daigle Darryl Held in IRA by reporting person's wife. REFR Common Stock P - Purchase I 5.6100 1,155 6 12,362
2013-12-18 2013-12-18 4 Kaganowicz Alexander REFR Common Stock P - Purchase D 5.7700 1,000 6 115,923
2013-12-16 2013-12-13 4 Daigle Darryl REFR Common Stock P - Purchase D 5.6900 1,150 7 303,717
2013-12-05 2013-12-05 4 Kaganowicz Alexander REFR Common Stock P - Purchase D 6.9800 2,000 14 114,923
2013-11-26 2013-11-26 4 Kaganowicz Alexander REFR Common Stock P - Purchase D 7.3000 2,000 15 112,923
2013-11-22 2013-11-21 4 LAPOINTE MICHAEL R REFR Common Stock S - Sale D 6.8000 -1,500 -10 38,661
2013-11-22 2013-11-22 4 Slovak Steven Michael REFR Stock Option (right to buy) M - Exercise D 3.69 -15,000 93,400
2013-11-22 2013-11-22 4 Slovak Steven Michael REFR Common Stock S - Sale D 7.0700 -15,000 -106 45,800
2013-11-22 2013-11-22 4 Slovak Steven Michael REFR Common Stock M - Exercise D 3.6900 15,000 55 60,800
2013-11-13 2013-11-12 4 Kaganowicz Alexander REFR Common Stock P - Purchase D 5.1000 3,000 15 110,923
2013-11-12 2013-11-11 4 Kaganowicz Alexander REFR Common Stock P - Purchase D 5.0000 2,000 10 107,923
2013-08-26 2013-08-26 4 Kaganowicz Alexander REFR Common Stock P - Purchase D 4.3500 2,000 9 105,923
2013-08-26 2013-08-26 4 Daigle Darryl Held in IRA by reporting person's wife. REFR Common Stock P - Purchase I 4.3500 735 3 11,207
2013-08-26 2013-08-23 4 Daigle Darryl Held in IRA by reporting person's wife. REFR Common Stock P - Purchase I 4.2100 675 3 10,472
2013-08-19 2013-08-16 4 Kaganowicz Alexander REFR Common Stock P - Purchase D 4.3900 2,000 9 103,923
2013-08-19 2013-08-16 4 Daigle Darryl REFR Common Stock P - Purchase D 4.4200 2,700 12 302,567
2013-08-13 2013-08-12 4 Kaganowicz Alexander REFR Common Stock P - Purchase D 4.4400 1,000 4 101,923
2013-08-12 2013-08-09 4 Slovak Steven Michael REFR Common Stock S - Sale D 4.7000 -10,000 -47 45,800
2013-08-12 2013-08-09 4 Kaganowicz Alexander REFR Common Stock P - Purchase D 4.5200 7,000 32 100,923
2013-06-18 3 Kaganowicz Alexander REFR Common Stock D 23
2013-06-18 3 Kaganowicz Alexander Held in IRA by reporting person's wife REFR Common Stock I 19,205
2013-06-18 3 Kaganowicz Alexander REFR Common Stock D 93,900
2013-02-11 3 JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST REFR Common Stock D 661,860
2013-02-11 3 JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST By James Douglas and Jean Douglas Irrevocable Descendants' Trust REFR Common Stock I 1,103,099
2013-02-11 3 JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST By Douglas Family Trust REFR Common Stock I 441,240
2013-01-07 2013-01-01 4/A HARARY JOSEPH M REFR Common Stock A - Award D 91,400 399,944
2013-01-07 2013-01-01 4/A LAPOINTE MICHAEL R REFR Common Stock A - Award D 12,100 40,161
2013-01-07 2013-01-01 4 Guthrie Marion Philip REFR Common Stock A - Award D 18,300 91,200
2013-01-07 2013-01-01 4 KEEN VICTOR F REFR Common Stock A - Award D 18,300 311,939
2013-01-07 2013-01-01 4 SAXE ROBERT L REFR Stock Option (right to buy) A - Award D 3.70 32,200 270,749
2013-01-07 2012-01-01 4 LAPOINTE MICHAEL R REFR Common Stock A - Award D 12,100 40,161
2013-01-07 2013-01-01 4 HARARY JOSEPH M REFR Common Stock A - Award D 91,400 399,944
2013-01-07 2013-01-01 4 Slovak Steven Michael REFR Stock Option (right to buy) A - Award D 3.70 35,900 114,400
2013-01-03 2013-01-01 4 Grimes Gregory George REFR Common Stock A - Award D 18,300 115,956
2013-01-03 2013-01-01 4 VAN VOORHEES SETH REFR Common Stock A - Award D 56,200 132,900
2013-01-03 2013-01-01 4 Daigle Darryl REFR Common Stock A - Award D 18,300 299,867
2013-01-03 2013-01-01 4 Derby Jack REFR Common Stock A - Award D 18,300 50,200
2012-06-19 3 Daigle Darryl Held as custodian for reporting person's grandchildren REFR Common Stock I 738
2012-06-19 3 Daigle Darryl REFR Common Stock D 281,567
2012-06-19 3 Daigle Darryl Held in IRA by reporting person's wife. REFR Common Stock I 9,797
2012-06-19 3 Daigle Darryl Held by reporting person's business, of which he has 50% ownership interest REFR Common Stock I 64,245
2012-01-04 2012-01-01 4 Derby Jack REFR Common Stock A - Award D 19,300 31,900
2012-01-04 2012-01-01 4 Guthrie Marion Philip REFR Common Stock A - Award D 19,300 72,900
2012-01-04 2012-01-01 4 Grimes Gregory George REFR Common Stock A - Award D 19,300 97,656
2012-01-04 2012-01-01 4 Hermon-Taylor Richard James REFR Common Stock A - Award D 19,300 76,925
2012-01-04 2012-01-01 4 HARARY JOSEPH M REFR Common Stock A - Award D 96,200 308,544
2012-01-04 2012-01-01 4 KEEN VICTOR F REFR Common Stock A - Award D 19,300 293,639
2012-01-04 2012-01-01 4 LAPOINTE MICHAEL R REFR Common Stock A - Award D 12,700 28,061
2012-01-04 2012-01-01 4 SAXE ROBERT L REFR Common Stock A - Award D 33,900 431,170
2012-01-04 2012-01-01 4 Slovak Steven Michael REFR Common Stock A - Award D 37,800 55,800
2012-01-04 2012-01-01 4 VAN VOORHEES SETH REFR Common Stock A - Award D 40,700 76,700
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
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