RIV / RiverNorth Opportunities Fund, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

RiverNorth Opportunities Fund, Inc.
US ˙ NYSE ˙ US76881Y1091

Orang Dalam Sejati39
Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Lihat Saham dengan Peringkat Tertinggi
Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Lihat Saham dengan Peringkat Tertinggi
Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

N/A

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

N/A

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan RiverNorth Opportunities Fund, Inc. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki		 Terbagi
Disesuaikan
Alps Advisors Inc - 0 0
Alps Holdings Inc 0
Edmund J Burke 0
Patrick D Buchanan 0
Kathryn Burns 0
John K Carter 0
Thomas Anthony Carter 0
Marcus L Collins 0
Dst Systems Inc 0
Troy Anthony Duran 0
Allen French 0
Galley Patrick W. Director - [D] 282,018 282,018
John Wayne Hutchens Director - [D] 7,763 7,763
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki		 Terbagi
Disesuaikan
Aisha Hunt 0
Jill Kerschen 0
Sareena Khwaja-Dixon 0
Andrea E Kuchli 0
Jeremy O May 0
Andrew P Meloni 0
Mohrhardt Jonathan M. 0
Christopher Moore 0
Lisa Bruckert Mougin Director - [D] 0 0
Abigail J Murray 0
Erin Douglas Nelson 0
Richard Craig Noyes 0
Stephen Andrew O'Neill - 71,227 71,227
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki		 Terbagi
Disesuaikan
Oakes John S. Director - [D] 1,967 1,967
William R Jr Parmentier 0
Rivernorth Capital Management, Llc - 0 0
Jerry Raio Director - [D] 4,000 4,000
RiverNorth Strategic Holdings, LLC - 76,796 76,796
Valerie Lynn Ruppel 0
SS&C Technologies Holdings Inc 0
Brian H Schmucker - 0 0
Michael Sleightholme 0
Laton Spahr 0
Matthew Sutula 0
David Swanson Director - [D] 1,376 1,376
Bradley J Swenson 0

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di RIV / RiverNorth Opportunities Fund, Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham		 Dilaporkan
Harga		 Disesuaikan
Saham		 Disesuaikan
Harga		 Dasar Biaya Hari-hari menuju
Maksimal		 Harga di
Maksimal		 Maksimal
Keuntungan ($)		 Maksimum Pengembalian (%)
2023-10-27 Raio Jerry 2,500 9.7400 2,500 9.7400 24,350 342 12.9500 8,025 32.96
2023-04-10 Raio Jerry 1,500 11.5500 1,500 11.5500 17,325
2022-11-15 Galley Patrick W. 41,899 0.0000 41,899 0.0000 0
2022-11-08 HUTCHENS JOHN WAYNE 2,773 11.9300 2,773 11.9300 33,082
2022-01-24 O'Neill Stephen Andrew 1,200 14.9200 1,200 14.9200 17,904
2022-01-24 O'Neill Stephen Andrew 200 14.9700 200 14.9700 2,994
2022-01-24 O'Neill Stephen Andrew 1,198 14.9200 1,198 14.9200 17,874
2022-01-24 O'Neill Stephen Andrew 200 14.9500 200 14.9500 2,990
2022-01-24 O'Neill Stephen Andrew 500 14.9400 500 14.9400 7,470

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

RIV / RiverNorth Opportunities Fund, Inc. Insider Trades
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di RIV / RiverNorth Opportunities Fund, Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham		 Dilaporkan
Harga		 Disesuaikan
Saham		 Disesuaikan
Harga		 Dasar Biaya Hari-hari menuju
Menit		 Harga di
Menit		 Kerugian Maksimal
Dihindari ($)		 Kerugian Maksimal
Dihindari (%)
2021-06-04 Schmucker Brian H 4,000 17.8800 4,000 17.8800 71,520 342 12.9000 -19,920 -27.85
2021-05-10 RIVERNORTH CAPITAL MANAGEMENT, LLC 4,917 18.0400 4,917 18.0400 88,703
2021-05-07 RIVERNORTH CAPITAL MANAGEMENT, LLC 8,800 18.0900 8,800 18.0900 159,192
2021-04-30 RIVERNORTH CAPITAL MANAGEMENT, LLC 5,302 17.6800 5,302 17.6800 93,739
2021-04-23 RIVERNORTH CAPITAL MANAGEMENT, LLC 5,000 17.4700 5,000 17.4700 87,350
2021-04-13 RIVERNORTH CAPITAL MANAGEMENT, LLC 7,114 17.7700 7,114 17.7700 126,416
2021-04-05 RIVERNORTH CAPITAL MANAGEMENT, LLC 4,000 17.6000 4,000 17.6000 70,400
2021-04-01 Schmucker Brian H 7,616 17.5400 7,616 17.5400 133,585
2021-03-31 Schmucker Brian H 15,000 17.3800 15,000 17.3800 260,700

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

RIV / RiverNorth Opportunities Fund, Inc. Insider Trades
Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas
Tanggal		 Perdagangan
Tanggal		 Formulir Orang Dalam Ticker Judul Keamanan Kode 10b5-1 Langsung Latihan
Harga		 Satuan
Harga		 Unit
Diubah		 Nilai
Diubah (1 ribu)		 Sisa
Pilihan		 Sisa
Saham
2025-07-10 3/A RiverNorth Strategic Holdings, LLC RIV Common Shares of Beneficial Interest D 76,796
2024-11-29 3 RiverNorth Strategic Holdings, LLC RIV Common Shares of Beneficial Interest D 953,038
2024-11-27 2024-11-22 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest J - Other D -76,796 0
2023-12-28 2023-12-27 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 11.1200 12,608 140 89,368
2023-12-15 2023-12-14 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 11.0630 8,674 96 76,760
2023-12-11 2023-12-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 10.8300 600 6 68,086
2023-12-07 2023-12-07 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 10.7700 292 3 67,486
2023-12-06 2023-12-04 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 10.6800 1,053 11 67,194
2023-12-04 2023-12-01 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 10.6500 47 1 66,141
2023-11-22 2023-11-21 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 10.5000 12,400 130 66,094
2023-11-21 2023-11-20 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 10.4926 15,245 160 53,694
2023-11-20 2023-11-17 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 10.4703 18,094 189 38,449
2023-10-27 2023-10-27 4 Raio Jerry RIV Common Shares of Beneficial Interest P - Purchase D 9.7400 2,500 24 4,000
2023-06-05 2023-06-02 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 11.2000 916 10 20,355
2023-05-15 2023-05-12 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 10.9800 4,539 50 19,439
2023-05-12 2023-05-11 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 11.1345 728 8 14,900
2023-05-11 2023-05-10 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Shares of Beneficial Interest A - Award D 11.1275 1,600 18 14,172
2023-04-11 2023-04-10 4 Raio Jerry RIV Common Shares of Beneficial Interest P - Purchase D 11.5500 1,500 17 1,500
2022-12-06 2022-11-15 4 Galley Patrick W. RIV Common Shares of Beneficial Interest P - Purchase D 41,899 282,018
2022-11-22 2022-11-08 4 HUTCHENS JOHN WAYNE RIV Common Shares of Beneficial Interest P - Purchase D 11.9300 2,773 33 7,763
2022-11-10 3 Mougin Lisa Bruckert RIV No securities beneficially owned D 0
2022-01-25 2022-01-24 4 O'Neill Stephen Andrew RIV Common Shares of Beneficial Interest P - Purchase D 14.9200 1,200 18 71,227
2022-01-25 2022-01-24 4 O'Neill Stephen Andrew RIV Common Shares of Beneficial Interest P - Purchase D 14.9700 200 3 70,027
2022-01-25 2022-01-24 4 O'Neill Stephen Andrew RIV Common Shares of Beneficial Interest P - Purchase D 14.9200 1,198 18 69,827
2022-01-25 2022-01-24 4 O'Neill Stephen Andrew RIV Common Shares of Beneficial Interest P - Purchase D 14.9500 200 3 68,629
2022-01-25 2022-01-24 4 O'Neill Stephen Andrew RIV Common Shares of Beneficial Interest P - Purchase D 14.9400 500 7 68,429
2022-01-25 2022-01-24 4 O'Neill Stephen Andrew RIV Common Shares of Beneficial Interest P - Purchase D 14.9800 1,702 25 67,929
2021-11-17 2021-11-16 4 HUTCHENS JOHN WAYNE RIV Common Shares of Beneficial Interest P - Purchase D 16.8100 1,664 28 6,654
2021-11-17 2021-11-15 4/A O'Neill Stephen Andrew RIV RT Common Shares of Beneficial Interest P - Purchase D 16.8100 16,557 278 66,227
2021-11-16 2021-11-15 4 O'Neill Stephen Andrew RIV RT Common Shares of Beneficial Interest P - Purchase D 16.8100 16,557 278 82,784
2021-11-15 2021-11-15 4 Swanson David RIV Common Shares of Beneficial Interest P - Purchase D 16.8100 344 6 1,376
2021-06-08 2021-06-04 4 Schmucker Brian H RIV Common Stock S - Sale D 17.8800 -4,000 -72 0
2021-05-11 2021-05-10 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 18.0400 -4,917 -89 12,572
2021-05-11 2021-05-07 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 18.0900 -8,800 -159 17,489
2021-05-05 2021-04-30 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.6800 -5,302 -94 26,289
2021-04-28 2021-04-23 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.4700 -5,000 -87 31,591
2021-04-15 2021-04-13 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.7700 -7,114 -126 36,591
2021-04-06 2021-04-01 4 Schmucker Brian H RIV Common Stock S - Sale D 17.5400 -7,616 -134 4,000
2021-04-06 2021-03-31 4 Schmucker Brian H RIV Common Stock S - Sale D 17.3800 -15,000 -261 11,616
2021-04-06 2021-04-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.6000 -4,000 -70 43,705
2021-03-24 2021-03-21 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.3600 -6,279 -109 47,705
2021-03-19 2021-03-17 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.6800 -5,000 -88 53,984
2021-03-17 2021-03-15 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.7200 -5,510 -98 58,984
2021-03-17 2021-03-12 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.6000 -5,000 -88 64,494
2021-03-17 2021-03-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.0200 -8,500 -145 69,494
2021-03-04 2021-03-03 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.3700 -7,635 -133 77,994
2021-02-12 2021-02-09 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.5000 -9,450 -165 85,629
2021-02-12 2021-02-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.3400 -8,792 -152 95,079
2021-02-09 2021-02-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.3400 -8,792 -152 103,871
2021-02-09 2021-02-04 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.1700 -2,000 -34 112,663
2021-02-04 2021-02-03 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.0100 -7,459 -127 114,663
2021-02-04 2021-02-02 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.0100 -2,000 -34 122,122
2020-11-09 2020-11-09 4 Swanson David RIV Common Shares of Beneficial Interest P - Purchase D 14.0800 258 4 1,032
2020-03-25 2020-03-23 4 O'Neill Stephen Andrew RIV Common Stock P - Purchase D 9.3500 500 5 47,722
2020-03-25 2020-03-23 4 O'Neill Stephen Andrew RIV Common Stock P - Purchase D 9.3900 2,000 19 47,222
2020-03-16 2020-03-12 4 Schmucker Brian H RIV Common Stock S - Sale D 11.1700 -29,050 -324 26,616
2020-03-16 2020-03-12 4 Galley Patrick W. RIV Common Stock P - Purchase D 12.4800 1,000 12 140,571
2020-03-16 2020-03-12 4 Galley Patrick W. RIV Common Stock P - Purchase D 12.4500 1,876 23 139,571
2019-11-13 2019-11-12 4 Oakes John S. RIV Common Shares of Beneficial Interest P - Purchase D 16.2000 429 7 1,967
2019-11-12 2019-11-07 4 Galley Patrick W. RIV Common Stock P - Purchase D 16.2000 33,168 537 137,695
2019-11-12 2019-11-07 4 O'Neill Stephen Andrew RIV Common Stock P - Purchase D 16.2000 5,000 81 43,792
2019-11-12 2019-11-12 4 HUTCHENS JOHN WAYNE RIV Common Shares of Beneficial Interest P - Purchase D 16.2000 1,247 20 4,990
2019-10-28 2019-10-25 4 Swanson David RIV Common Shares of Beneficial Interest P - Purchase D 16.6000 194 3 774
2019-10-24 2019-10-01 4 Schmucker Brian H RIV RT Transferable Subscription Rights (RIV RT) A - Award D 55,668 55,668
2019-10-24 2019-10-24 4 O'Neill Stephen Andrew RIV RT Transferable Subscription Rights (RIV RT) S - Sale D 0.0533 -23,793 -1 15,000
2019-10-24 2019-10-01 4 O'Neill Stephen Andrew RIV RT Transferable Subscription Rights (RIV RT) A - Award D 38,793 38,793
2019-10-24 2019-10-01 4 Galley Patrick W. RIV RT Transferable Subscription Rights (RIV RT) A - Award D 96,597 96,597
2019-10-24 2019-10-23 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV RT Transferable Subscription Rights (RIV RT) S - Sale D 0.0600 -10,290 -1 0
2019-10-24 2019-10-22 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV RT Transferable Subscription Rights (RIV RT) S - Sale D 0.0401 -51,429 -2 10,290
2019-10-22 2019-10-21 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV RT Transferable Subscription Rights (RIV RT) S - Sale D 0.0359 -47,938 -2 61,719
2019-10-22 2019-10-18 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV RT Transferable Subscription Rights (RIV RT) S - Sale D 0.0601 -14,465 -1 109,657
2019-10-18 2019-10-16 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16.7000 -1,522 -25 115,171
2019-10-18 2019-10-16 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16.6700 -2,000 -33 116,693
2019-10-18 2019-10-16 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16.6300 -2,000 -33 118,693
2019-10-18 2019-10-01 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Transferable Subscription Rights (RIV RT) A - Award D 124,122 124,122
2019-10-10 2019-10-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16.9200 -1,429 -24 120,693
2019-10-10 2019-10-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16.8800 -1,000 -17 122,122
2019-10-10 2019-10-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16.8900 -1,000 -17 123,122
2019-09-27 2019-09-26 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.1200 -5,000 -86 124,122
2019-09-27 2019-09-25 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.2400 -2,700 -47 129,122
2019-09-27 2019-09-09 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.1800 -570 -10 131,822
2019-09-27 2019-09-09 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.1900 -109 -2 132,392
2019-08-29 2019-08-28 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16.9500 -624 -11 132,501
2019-08-29 2019-08-27 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16.9500 -3,000 -51 133,125
2019-08-05 2019-08-01 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.4500 -3,300 -58 136,125
2019-08-05 2019-08-01 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.4000 -3,000 -52 139,425
2019-07-17 2019-07-16 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.4000 -1,755 -31 142,425
2019-07-17 2019-07-15 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.6500 -4,018 -71 144,180
2019-07-17 2019-07-11 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.6200 -5,500 -97 148,198
2019-07-11 2019-07-10 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.5000 -2,372 -42 153,698
2019-07-11 2019-07-10 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.4500 -3,000 -52 156,070
2019-07-11 2019-07-09 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.4200 -400 -7 159,070
2019-07-11 2019-07-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.3100 -4,500 -78 159,470
2019-07-11 2019-07-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.3600 -738 -13 163,970
2019-07-08 2019-07-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.2600 -3,400 -59 164,708
2019-07-08 2019-07-02 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.2600 -370 -6 168,108
2019-07-03 2019-07-02 4 Swanson David RIV Common Shares of Beneficial Interest P - Purchase D 17.1953 580 10 580
2019-06-24 2019-06-21 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.1000 -581 -10 168,478
2019-06-24 2019-06-20 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.0700 -2,000 -34 169,059
2019-06-20 2019-06-18 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.0700 -513 -9 171,059
2019-06-17 2019-06-13 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.0200 -1,000 -17 171,572
2019-06-17 2019-06-13 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16.9700 -4,000 -68 172,572
2019-06-17 2019-06-10 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.1000 -200 -3 176,572
2019-06-17 2019-06-06 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16.9500 -1,191 -20 176,772
2019-06-17 2019-06-06 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16.9200 -1,329 -22 177,963
2019-06-06 2019-06-06 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16.9200 -671 -11 179,265
2019-06-06 2019-06-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16.9200 -2,000 -34 179,936
2019-06-06 2019-06-04 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16.8800 -800 -14 181,963
2019-06-06 2019-06-04 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 16.9000 -2,000 -34 182,763
2019-05-13 2019-05-09 4 Schmucker Brian H RIV Common Stock S - Sale D 16.7900 -5,500 -92 55,666
2019-05-08 2019-05-08 4 Schmucker Brian H RIV Common Stock S - Sale D 16.9100 -5,500 -93 61,166
2019-05-08 2019-05-07 4 Schmucker Brian H RIV Common Stock S - Sale D 17.2000 -5,500 -95 66,666
2019-05-08 2019-05-06 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.2200 -5,500 -95 184,763
2019-05-06 2019-05-02 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 17.0600 -5,500 -94 190,263
2018-12-26 2018-12-21 4 Galley Patrick W. RIV Common Stock P - Purchase D 14.5325 2,000 29 89,974
2018-12-21 2018-12-20 4 Galley Patrick W. RIV Common Stock A - Award D 14.8425 2,000 30 87,974
2018-12-21 2018-12-19 4 Galley Patrick W. RIV Common Stock A - Award D 15.0025 2,000 30 85,974
2018-12-21 2018-12-19 4 Galley Patrick W. RIV Common Stock A - Award D 15.0348 1,000 15 83,974
2018-12-21 2018-12-19 4 Galley Patrick W. RIV Common Stock A - Award D 15.0225 2,000 30 82,974
2018-12-21 2018-12-20 4 Schmucker Brian H RIV Common Stock A - Award D 14.4400 3,000 43 72,166
2018-12-21 2018-12-20 4 Schmucker Brian H RIV Common Stock A - Award D 14.9100 5,000 75 69,166
2018-12-17 2018-11-07 4 Oakes John S. RIV Common Shares of Beneficial Interest P - Purchase D 16.9300 369 6 1,475
2018-11-26 2018-11-20 4 Schmucker Brian H RIV Common Stock A - Award D 16.2000 3,000 49 64,166
2018-11-20 2018-11-20 4 Schmucker Brian H RIV Common Stock A - Award D 16.3800 2,000 33 61,166
2018-11-20 2018-11-19 4 Schmucker Brian H RIV Common Stock A - Award D 16.2000 5,000 81 59,166
2018-11-13 2018-11-07 4 Schmucker Brian H RIV Common Stock A - Award D 16.9300 8,833 150 54,166
2018-11-09 2018-11-07 4 Galley Patrick W. RIV Common Stock A - Award D 16.9300 30,659 519 80,974
2018-11-09 2018-11-07 4 O'Neill Stephen Andrew RIV Common Stock A - Award D 16.9300 8,000 135 35,639
2018-11-09 2018-11-07 4 HUTCHENS JOHN WAYNE RIV Common Shares of Beneficial Interest P - Purchase D 16.9300 1,311 22 3,743
2018-06-15 2018-06-13 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21.5500 -678 -15 195,763
2018-06-15 2018-06-13 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21.5000 -3,500 -75 196,441
2018-06-13 2018-06-12 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21.5100 -300 -6 199,941
2018-06-13 2018-06-12 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21.4500 -3,000 -64 200,241
2018-06-13 2018-06-11 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21.5000 -17 -0 203,241
2018-06-13 2018-06-11 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21.4900 -2,500 -54 203,258
2018-06-13 2018-06-11 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21.4600 -3,000 -64 205,758
2018-06-11 2018-06-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21.4200 -618 -13 208,758
2018-06-11 2018-06-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21.4000 -2,500 -54 209,376
2018-06-11 2018-06-07 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21.4700 -453 -10 211,876
2018-06-11 2018-06-07 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21.4500 -3,500 -75 212,329
2018-06-07 2018-06-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21.4000 -3,500 -75 215,829
2018-06-07 2018-06-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21.3600 -4,000 -85 219,329
2018-06-05 2018-06-04 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21.4000 -2,437 -52 223,329
2018-06-05 2018-06-04 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21.3700 -2,000 -43 225,766
2018-06-05 2018-06-04 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21.3500 -3,000 -64 227,766
2018-06-05 2018-06-01 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21.3500 -2,000 -43 230,766
2018-06-05 2018-06-01 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21.3700 -1,008 -22 232,766
2018-05-31 2018-05-30 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21.3100 -3,000 -64 233,774
2018-05-31 2018-05-30 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21.2900 -2,000 -43 236,774
2018-05-31 2018-05-29 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21.2700 -2,500 -53 238,774
2018-05-31 2018-05-29 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21.2500 -3,000 -64 241,274
2018-05-31 2018-05-29 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21.2300 -2,000 -42 244,274
2018-01-12 2018-01-10 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 20.7400 -7,400 -153 246,274
2018-01-10 2018-01-09 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 20.7500 -7,000 -145 253,674
2018-01-10 2018-01-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 20.5900 -7,000 -144 260,674
2018-01-05 2018-01-03 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 20.2800 -5,300 -107 272,674
2018-01-03 2018-01-02 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 20.1200 -5,000 -101 272,974
2018-01-03 2018-01-02 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 20.0800 -8,000 -161 277,974
2017-12-26 2017-12-21 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.7900 -4,442 -88 285,974
2017-12-26 2017-12-21 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.7400 -4,000 -79 290,416
2017-12-26 2017-12-21 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.7300 -3,000 -59 294,416
2017-12-26 2017-12-21 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.7100 -2,000 -39 297,416
2017-11-21 2017-11-15 4 Galley Patrick W. RIV Common Stock A - Award D 19.5400 18,676 365 44,710
2017-11-21 2017-11-15 4 Schmucker Brian H RIV Common Stock A - Award D 19.5400 11,333 221 45,333
2017-11-21 2017-11-15 4 O'Neill Stephen Andrew RIV Common Stock A - Award D 19.5400 2,000 39 27,000
2017-11-17 2017-11-15 4 HUTCHENS JOHN WAYNE RIV Common Shares of Beneficial Interest A - Award D 19.5400 1,332 26 2,432
2017-11-17 2017-11-15 4 Oakes John S. RIV Common Shares of Beneficial Interest A - Award D 19.5400 667 13 1,167
2017-11-02 2017-10-04 4 Galley Patrick W. RIV Common Stock P - Purchase D 20.4800 100 2 26,034
2017-10-31 2017-10-30 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV RT Transferable Subscription Rights S - Sale D 0.2300 -10,000 -2 261,867
2017-10-31 2017-10-30 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV RT Transferable Subscription Rights S - Sale D 0.2400 -7,860 -2 271,867
2017-10-25 2017-10-23 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV RT Transferable Subscription Rights S - Sale D 0.2200 -19,691 -4 279,727
2017-10-13 2017-10-10 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21.0500 -4,374 -92 299,416
2017-10-13 2017-10-10 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 20.9700 -3,000 -63 303,790
2017-10-13 2017-10-09 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21.0000 -7,000 -147 306,790
2017-10-10 2017-10-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 20.7100 -3,000 -62 62,136
2017-10-10 2017-10-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 20.7200 -4,000 -83 82,881
2017-09-20 2017-09-18 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21.0900 -3,700 -78 320,790
2017-09-18 2017-09-14 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21.1100 -180 -4 324,490
2017-09-18 2017-09-14 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21.1200 -620 -13 324,670
2017-09-12 2017-09-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21.0000 -2,100 -44 325,290
2017-09-12 2017-09-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21.0500 -700 -15 327,390
2017-09-07 2017-09-06 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21.0300 -1,000 -21 328,090
2017-09-07 2017-09-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 21.1000 -7,300 -154 329,090
2017-05-22 2017-05-18 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.8524 -1,300 -26 336,390
2017-05-18 2017-05-16 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.9800 -415 -8 337,690
2017-04-26 2017-04-24 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.9500 -1,000 -20 338,105
2017-04-26 2017-04-24 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.9900 -1,000 -20 339,105
2017-04-24 2017-04-20 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 20.0000 -500 -10 340,105
2017-04-24 2017-04-20 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.9300 -1,500 -30 340,605
2017-04-21 2017-04-19 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.8300 -600 -12 342,105
2017-04-21 2017-04-19 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.8010 -1,000 -20 342,705
2017-04-18 2017-04-17 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.9000 -100 -2 343,705
2017-04-18 2017-04-17 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.7900 -1,000 -20 343,805
2017-04-18 2017-04-13 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.7860 -1,000 -20 344,805
2017-04-18 2017-04-13 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.8000 -1,000 -20 345,805
2017-04-18 2017-04-13 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.8500 -1,200 -24 346,805
2017-04-13 2017-04-12 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 20.0000 -1,000 -20 348,005
2017-04-13 2017-04-11 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.9500 -1,200 -24 349,005
2017-04-13 2017-04-11 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.9100 -1,000 -20 350,205
2017-04-13 2017-04-11 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.8900 -1,000 -20 351,205
2017-04-11 2017-04-10 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.8500 -1,000 -20 352,205
2017-04-11 2017-04-07 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.8200 -136 -3 353,205
2017-04-11 2017-04-07 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.8000 -1,000 -20 353,341
2017-04-11 2017-04-07 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.7600 -1,000 -20 354,341
2017-04-07 2017-04-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.7100 -1,000 -20 355,341
2017-04-07 2017-04-05 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.7101 -1,000 -20 356,341
2017-04-06 2017-04-04 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.7500 -100 -2 357,341
2017-04-06 2017-04-04 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.7508 -1,000 -20 357,441
2017-04-06 2017-04-03 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.6500 -1,000 -20 358,441
2017-04-06 2017-04-03 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.6500 -500 -10 359,441
2017-04-03 2017-03-31 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.7200 -1,500 -30 359,941
2017-04-03 2017-03-30 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.6000 -898 -18 361,441
2017-04-03 2017-03-30 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.6000 -1,000 -20 362,339
2017-03-23 2017-03-21 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.6000 -1,000 -20 363
2017-03-23 2017-03-21 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.6001 -1,000 -20 364
2017-03-10 2017-03-09 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.7000 -100 -2 365,339
2017-03-10 2017-03-09 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.6208 -1,300 -26 365,439
2017-03-10 2017-03-09 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.6700 -1,800 -35 366,739
2017-03-10 2017-03-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.6741 -1,500 -30 368,539
2017-03-10 2017-03-08 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.6487 -1,500 -29 370,039
2017-03-01 2017-02-27 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.9000 -500 -10 371,539
2017-03-01 2017-02-27 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.8501 -1,000 -20 372,039
2017-02-22 2017-02-17 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.8100 -499 -10 373,039
2017-02-14 2017-02-13 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 20.0500 -200 -4 373,538
2017-02-14 2017-02-10 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.9000 -262 -5 373,738
2017-02-14 2017-02-10 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.8700 -500 -10 374,000
2017-02-08 2017-02-06 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock S - Sale D 19.8300 -500 -10 374,500
2017-01-12 2017-01-10 4 ALPS ADVISORS INC RIV Common Shares of Beneficial Interest D - Sale to Issuer D 19.0067 -5,848 -111 0
2016-11-07 2016-11-02 4 Schmucker Brian H (RIV) Common Stock P - Purchase D 18.7000 3,000 56 34,000
2016-05-03 2016-05-02 4 HUTCHENS JOHN WAYNE RIV Common Shares of Beneficial Interest P - Purchase D 19.4000 1,100 21 1,100
2016-05-02 2016-04-28 4 Schmucker Brian H (RIV) Common Stock P - Purchase D 19.2500 1,678 32 31,000
2016-05-02 2016-04-28 4 Schmucker Brian H (RIV) Common Stock P - Purchase D 19.0000 322 6 29,322
2016-04-08 2016-04-07 4 Schmucker Brian H (RIV) Common Stock P - Purchase D 18.0000 2,000 36 29,000
2016-02-19 2016-02-18 4 Schmucker Brian H (RIV) Common Stock P - Purchase D 16.4500 2,000 33 27,000
2016-01-06 2016-01-05 4 Oakes John S. RIV Common Shares of Beneficial Interest P - Purchase D 19.8500 500 10 500
2015-12-30 2015-12-29 4 Galley Patrick W. RIV Common Stock P - Purchase D 20.0000 25,000 500 25,000
2015-12-30 2015-12-29 4 Schmucker Brian H (RIV) Common Stock P - Purchase D 20.0000 25,000 500 25,000
2015-12-30 2015-12-29 4 O'Neill Stephen Andrew (RIV) Common Stock P - Purchase D 20.0000 25,000 500 25,000
2015-12-30 2015-12-29 4 RIVERNORTH CAPITAL MANAGEMENT, LLC RIV Common Stock P - Purchase D 20.0000 375,000 7,500 375,000
2015-12-24 3/A ALPS ADVISORS INC RIV RiverNorth Opportunities Fund, Inc. D 5,155
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
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