TCRT / Alaunos Therapeutics, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Alaunos Therapeutics, Inc.

Jumlah Saham Beredar 2,205,716 shares
Saham Orang Dalam6,497,724 shares
Orang Dalam Sejati40
Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

0 ( )

1564 out of 11305

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

0.000 %( )

1557 out of 11224

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan Alaunos Therapeutics, Inc. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
George B Abercrombie Director - [D] 0 0
Jason Amello Executive Vice President & CFO - [O] 22,377 22,377
Richard E Bagley President, COO & Treasurer, Director - [D] [O] 211,239 211,239
Caesar J Belbel COO, CLO, and Secretary - [O] 207,434 207,434
Murray Brennan Director - [D] 72,620 72,620
J Kevin Buchi Director - [D] 4,167 4,167
Raffaele Baffa Chief Medical Officer - [O] 280,645 280,645
Christopher Bowden Director - [D] 44,167 3,533
Boyle Kevin S. Sr. Chief Executive Officer, Director - [D] [O] 798,236 63,859
Scott Braunstein Director - [D] 31,780 31,780
Jill Buck EVP, GM Gene Therapy - [O] 231,016 231,016
James Anthony Cannon Director - [D] 398,050 398,050
Laurence James Neil Cooper President and CEO, Director - [D] [O] 1,799,280 1,799,280
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Groot Eleanor De EVP, Operations - [O] 237,106 237,106
Drew Deniger VP, Research & Development - [O] 15,000 1,200
Elan Ezickson Director - [D] 71,887 71,887
Gary S Fragin Director - [D] 45,000 45,000
Wyche Fowler Director - [D] 156,446 156,446
Ferdinand Groenewald Vice President of Finance - [O] 10,775 10,775
Robert Hadfield Chief Legal Officer and Sec. - [O] 176,819 176,819
Heidi Hagen Director - [D] 145,889 145,889
James Huang Director - [D] 188,333 15,067
Corp Intrexon 10% Owner - [10%] 0 139,513
Randal J Kirk Director - [D] 139,513 139,513
Francois Lebel Executive Vice President R&D - [O] 200,566 200,566
Jonathan Lewis CEO, Director - [D] [O] 744,145 744,145
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Melinda Lackey 370,000
Kevin G Lafond SVP, Treasurer & CAO - [O] 63,965 63,965
David M Md Mauney President - [O] 275,778 275,778
Timothy Mcinerney Director - [D] 372,120 372,120
Pagan Douglas W. Director - [D] 35,943 35,943
Robert W Postma Director - [D] 33,133 33,133
Sath Shukla EVP, Chief Financial Officer - [O] 80,500 80,500
Abhishek K Srivastava See Remarks - [O] 2,400 192
Scott Tarriff Director - [D] 4,186 4,186
Mary Thistle Director - [D] 45,000 3,600
Jaime Vieser Director - [D] 21,159 21,159
Michael Weiser Director - [D] 224,282 224,282
Holger Weis Director - [D] 160,167 12,813
Hagop Youssoufian President of R&D and CMO - [O] 99,640 99,640

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di TCRT / Alaunos Therapeutics, Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Maksimal
Harga di
Maksimal
Maksimal
Keuntungan ($)
Maksimum Pengembalian (%)
2022-11-29 Vieser Jaime 1,250,000 0.6500 100,000 8.1250 812,500 49 12.177 405,200 49.87
2022-11-29 Postma Robert W 750,000 0.6500 60,000 8.1250 487,500
2021-11-17 Boyle Kevin S. Sr. 9,116 1.4000 9,116 1.4000 12,762
2021-11-16 Boyle Kevin S. Sr. 884 1.4000 884 1.4000 1,238
2021-09-29 Vieser Jaime 100,000 1.9100 100,000 1.9100 191,000
2021-09-02 Postma Robert W 54,492 1.7300 54,492 1.7300 94,271
2021-09-02 Postma Robert W 20,508 1.7300 20,508 1.7300 35,479
2021-09-02 Hagen Heidi 23,770 1.7600 23,770 1.7600 41,835
2021-09-01 Huang James 100,000 1.7100 100,000 1.7100 171,000

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

TCRT / Alaunos Therapeutics, Inc. Insider Trades
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di TCRT / Alaunos Therapeutics, Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Menit
Harga di
Menit
Kerugian Maksimal
Dihindari ($)
Kerugian Maksimal
Dihindari (%)
2024-12-31 Vieser Jaime 2,182 2.0100 2,182 2.0100 4,386 78 1.4400 -1,243 -28.34
2024-12-31 Vieser Jaime 818 2.0000 818 2.0000 1,636
2020-01-02 Buck Jill 27,923 4.5500 27,923 4.5500 127,050
2020-01-02 De Groot Eleanor 24,890 4.5500 24,890 4.5500 113,250
2020-01-02 MAUNEY DAVID M MD 22,394 4.5500 22,394 4.5500 101,893
2020-01-02 Hadfield Robert 16,853 4.5500 16,853 4.5500 76,681
2020-01-02 Lafond Kevin G 21,570 4.5500 21,570 4.5500 98,144
2015-11-19 BELBEL CAESAR J 153,333 12.8400 153,333 12.8400 1,968,796
2015-06-09 LEBEL FRANCOIS 50,000 10.1200 50,000 10.1200 506,000

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

TCRT / Alaunos Therapeutics, Inc. Insider Trades
Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas
Tanggal
Perdagangan
Tanggal
Formulir Orang Dalam Ticker Judul Keamanan Kode 10b5-1 Langsung Latihan
Harga
Satuan
Harga
Unit
Diubah
Nilai
Diubah (1 ribu)
Sisa
Pilihan
Sisa
Saham
2025-08-20 2025-08-18 4 Groenewald Ferdinand TCRT Common Stock A - Award D 10,775 10,775
2025-07-07 2025-07-03 4 Postma Robert W TCRT Common Stock A - Award D 4,050 33,133
2025-07-07 2025-07-03 4 Vieser Jaime TCRT Common Stock A - Award D 3,400 21,159
2025-06-26 2025-04-13 4 Postma Robert W TCRT Common Stock A - Award D 2.9200 20,804 61 29,083
2025-04-15 2025-04-13 4 Postma Robert W TCRT Common Stock A - Award D 2.9200 20,804 61 29,083
2025-04-15 2025-04-13 4 Vieser Jaime TCRT Common Stock A - Award D 17,465 43,359
2025-01-03 2024-12-31 4 Vieser Jaime TCRT Common Stock S - Sale D 2.0000 -818 -2 25,894
2025-01-03 2024-12-31 4 Vieser Jaime TCRT Common Stock S - Sale D 2.0100 -2,182 -4 26,712
2023-09-05 2023-09-01 4 Boyle Kevin S. Sr. TCRT Common Stock S - Sale D 0.1403 -68,014 -10 798,236
2022-12-01 2022-11-29 4 Vieser Jaime By Brushwood LLC TCRT Common Stock P - Purchase I 0.6500 1,250,000 812 1,250,000
2022-12-01 2022-11-29 4 Postma Robert W By WaterMill Asset Management Corp. TCRT Common Stock P - Purchase I 0.6500 750,000 488 5,000,000
2022-09-01 2022-08-30 4 Boyle Kevin S. Sr. TCRT Common Stock F - Taxes D 2.4100 -18,750 -45 866,250
2022-08-15 3 Srivastava Abhishek K TCRT Common Stock D 1,200
2022-06-24 2022-06-22 4 Postma Robert W TCRT Common Stock A - Award D 40,000 1,241,870
2022-06-24 2022-06-22 4 Bowden Christopher TCRT Common Stock A - Award D 40,000 44,167
2022-06-24 2022-06-22 4 Thistle Mary TCRT Common Stock A - Award D 40,000 45,000
2022-06-24 2022-06-22 4 Huang James TCRT Common Stock A - Award D 80,000 188,333
2022-06-24 2022-06-22 4 Weis Holger TCRT Common Stock A - Award D 40,000 160,167
2022-06-24 2022-06-22 4 Postma Robert W TCRT Common Stock A - Award D 40,000 1,241,870
2022-06-24 2022-06-22 4 Vieser Jaime TCRT Common Stock A - Award D 40,000 745,321
2022-06-24 2022-06-22 4 Huang James TCRT Common Stock A - Award D 80,000 188,333
2022-06-24 2022-06-22 4 Thistle Mary TCRT Common Stock A - Award D 40,000 45,000
2022-04-08 3 Deniger Drew TCRT Common Stock D 15,000
2022-04-01 2022-03-30 4 De Groot Eleanor TCRT Employee Stock Option (right to buy) A - Award D 0.66 350,000 350,000
2022-04-01 2022-03-30 4 Boyle Kevin S. Sr. TCRT Employee Stock Option (right to buy) A - Award D 0.66 2,000,000 2,000,000
2021-12-27 2021-12-22 4 De Groot Eleanor ZIOP Common Stock S - Sale D 1.2700 -20,132 -26 237,106
2021-12-13 2021-12-10 4 Lackey Melinda ZIOP Employee Stock Option (Right to Buy) A - Award D 1.22 370,000 370,000
2021-11-17 2021-11-17 4 Boyle Kevin S. Sr. ZIOP Common Stock P - Purchase D 1.4000 9,116 13 885,000
2021-11-17 2021-11-16 4 Boyle Kevin S. Sr. ZIOP Common Stock P - Purchase D 1.4000 884 1 875,884
2021-10-04 2021-09-29 4 Vieser Jaime ZIOP Common Stock P - Purchase D 1.9100 100,000 191 705,321
2021-09-03 2021-09-02 4 Hagen Heidi ZIOP Common Stock P - Purchase D 1.7600 23,770 42 145,889
2021-09-03 2021-09-01 4 Weis Holger ZIOP Common Stock P - Purchase D 1.8300 50,000 92 120,167
2021-09-03 2021-09-02 4 Postma Robert W ZIOP Common Stock P - Purchase I 1.7300 54,492 94 4,250,000
2021-09-03 2021-09-02 4 Postma Robert W ZIOP Common Stock P - Purchase D 1.7300 20,508 35 1,201,870
2021-09-03 2021-09-01 4 Huang James ZIOP Common Stock P - Purchase D 1.7100 100,000 171 108,333
2021-08-31 2021-08-30 4 Boyle Kevin S. Sr. ZIOP Employee Stock Option (right to buy) A - Award D 1.64 2,625,000 2,625,000
2021-08-31 2021-08-30 4 Boyle Kevin S. Sr. ZIOP Common Stock A - Award D 875,000 875,000
2021-05-19 2021-05-17 4 Baffa Raffaele ZIOP Common Stock A - Award D 80,645 280,645
2021-05-06 2021-03-04 4 Weis Holger ZIOP Stock Option (right to buy) A - Award D 4.31 150,000 150,000
2021-05-06 2021-03-04 4 Weis Holger ZIOP Stock Option (right to buy) A - Award D 4.31 31,250 31,250
2021-05-06 2021-03-04 4 Weis Holger ZIOP Common Stock A - Award D 4,167 70,167
2021-05-06 2021-03-04 4 Vieser Jaime ZIOP Stock Option (right to buy) A - Award D 4.31 150,000 150,000
2021-05-06 2021-03-04 4 Vieser Jaime ZIOP Stock Option (right to buy) A - Award D 4.31 31,250 31,250
2021-05-06 2021-03-04 4 Vieser Jaime ZIOP Common Stock A - Award D 4,167 605,321
2021-05-06 2021-03-04 4 Postma Robert W ZIOP Stock Option (right to buy) A - Award D 4.31 150,000 150,000
2021-05-06 2021-03-04 4 Postma Robert W ZIOP Stock Option (right to buy) A - Award D 4.31 18,750 18,750
2021-05-06 2021-03-04 4 Postma Robert W ZIOP Common Stock A - Award D 2,500 1,181,362
2021-05-06 2021-03-04 4 Thistle Mary ZIOP Stock Option (right to buy) A - Award D 4.31 150,000 150,000
2021-05-06 2021-03-04 4 Thistle Mary ZIOP Stock Option (right to buy) A - Award D 4.31 37,500 37,500
2021-05-06 2021-03-04 4 Thistle Mary ZIOP Common Stock A - Award D 5,000 5,000
2021-05-06 2021-03-04 4 Huang James ZIOP Stock Option (right to buy) A - Award D 4.31 62,500 62,500
2021-05-06 2021-03-04 4 Huang James ZIOP Common Stock A - Award D 8,333 8,333
2021-05-06 2021-03-04 4 BUCHI J KEVIN ZIOP Stock Option (right to buy) A - Award D 4.31 31,250 31,250
2021-05-06 2021-03-04 4 BUCHI J KEVIN ZIOP Common Stock A - Award D 4,167 4,167
2021-05-06 2021-03-04 4 Bowden Christopher ZIOP Stock Option (right to buy) A - Award D 4.31 31,250 31,250
2021-05-06 2021-03-04 4 Bowden Christopher ZIOP Common Stock A - Award D 4,167 4,167
2021-03-31 3 Baffa Raffaele ZIOP Common Stock D 200,000
2021-03-22 3 Weis Holger By spouse ZIOP Common Stock I 19,000
2021-03-22 3 Weis Holger ZIOP Common Stock D 66,000
2021-03-22 3 Weis Holger By child ZIOP Common Stock I 200
2021-03-22 3 Weis Holger By child ZIOP Common Stock I 1,240
2021-03-22 3 Weis Holger By child ZIOP Common Stock I 1,000
2021-03-22 3 Vieser Jaime By UTMA for child ZIOP Common Stock I 100,000
2021-03-22 3 Vieser Jaime ZIOP Common Stock D 601,154
2021-03-22 3 Vieser Jaime By UTMA for child ZIOP Common Stock I 75,000
2021-03-22 3 Vieser Jaime By UTMA for child ZIOP Common Stock I 75,000
2021-03-22 3 Vieser Jaime By UTMA for child ZIOP Common Stock I 75,000
2021-03-22 3 Postma Robert W ZIOP Common Stock D 1,178,862
2021-03-22 3 Postma Robert W ZIOP Common Stock I 4,195,508
2021-03-22 3 Postma Robert W By Spouse?s IRA ZIOP Common Stock I 3,574
2021-03-08 2021-03-04 4 Hadfield Robert ZIOP Employee Stock Option (right to buy) A - Award D 4.31 326,250 326,250
2021-03-08 2021-03-04 4 Hadfield Robert ZIOP Common Stock A - Award D 43,500 176,819
2021-03-08 2021-03-04 4 Buck Jill ZIOP Employee Stock Option (right to buy) A - Award D 4.31 236,250 236,250
2021-03-08 2021-03-04 4 Buck Jill ZIOP Common Stock A - Award D 31,500 231,016
2021-03-08 2021-03-04 4 Hagen Heidi ZIOP Employee Stock Option (right to buy) A - Award D 4.31 675,000 675,000
2021-03-08 2021-03-04 4 Hagen Heidi ZIOP Common Stock A - Award D 90,000 122,119
2021-03-08 2021-03-04 4 De Groot Eleanor ZIOP Employee Stock Option (right to buy) A - Award D 4.31 381,188 381,188
2021-03-08 2021-03-04 4 De Groot Eleanor ZIOP Common Stock A - Award D 50,825 257,238
2021-01-12 2021-01-08 4 Buck Jill ZIOP Common Stock S - Sale D 3.1200 -27,894 -87 199,516
2021-01-12 2021-01-08 4 Lafond Kevin G ZIOP Common Stock S - Sale D 3.0900 -18,020 -56 63,965
2021-01-12 2021-01-08 4 Hadfield Robert ZIOP Common Stock S - Sale D 3.1200 -26,500 -83 133,319
2021-01-06 2021-01-04 4 De Groot Eleanor ZIOP Common Stock S - Sale D 2.7200 -21,620 -59 206,413
2021-01-06 2021-01-04 4 Cooper Laurence James Neil ZIOP Common Stock S - Sale D 2.7100 -105,693 -286 1,799,280
2020-10-13 2020-10-08 4 BUCHI J KEVIN ZIOP Stock Option (right to buy) A - Award D 2.76 146,190 146,190
2020-07-22 2020-07-20 4 Huang James ZIOP Stock Option (right to buy) A - Award D 3.43 119,178 119,178
2020-01-31 2020-01-29 4 Buck Jill ZIOP Employee Stock Option (right to buy) A - Award D 4.21 82,600 82,600
2020-01-31 2020-01-29 4 Buck Jill ZIOP Common Stock A - Award D 53,700 227,410
2020-01-31 2020-01-29 4 Cooper Laurence James Neil ZIOP Employee Stock Option (right to buy) A - Award D 4.21 264,200 264,200
2020-01-31 2020-01-29 4 Cooper Laurence James Neil ZIOP Common Stock A - Award D 171,700 1,904,973
2020-01-31 2020-01-29 4 De Groot Eleanor ZIOP Employee Stock Option (right to buy) A - Award D 4.21 82,600 82,600
2020-01-31 2020-01-29 4 De Groot Eleanor ZIOP Common Stock A - Award D 53,700 228,033
2020-01-31 2020-01-29 4 Hadfield Robert ZIOP Employee Stock Option (right to buy) A - Award D 4.21 90,800 90,800
2020-01-31 2020-01-29 4 Hadfield Robert ZIOP Common Stock A - Award D 59,100 159,819
2020-01-31 2020-01-29 4 Lafond Kevin G ZIOP Common Stock A - Award D 18,000 81,985
2020-01-31 2020-01-29 4 MAUNEY DAVID M MD ZIOP Employee Stock Option (right to buy) A - Award D 4.21 123,900 123,900
2020-01-31 2020-01-29 4 MAUNEY DAVID M MD ZIOP Common Stock A - Award D 80,500 275,778
2020-01-31 2020-01-29 4 Shukla Sath ZIOP Employee Stock Option (right to buy) A - Award D 4.21 123,900 123,900
2020-01-31 2020-01-29 4 Shukla Sath ZIOP Common Stock A - Award D 80,500 80,500
2020-01-03 2020-01-02 4 Hadfield Robert ZIOP Common Stock S - Sale D 4.5500 -16,853 -77 100,719
2020-01-03 2019-12-31 4 Hagen Heidi ZIOP Common Stock A - Award D 31,780 32,119
2020-01-03 2020-01-02 4 Lafond Kevin G ZIOP Common Stock S - Sale D 4.5500 -21,570 -98 63,985
2020-01-03 2019-12-31 4 Lafond Kevin G ZIOP Employee Stock Option (right to buy) A - Award D 4.72 48,000 48,000
2020-01-03 2020-01-02 4 MAUNEY DAVID M MD ZIOP Common Stock S - Sale D 4.5500 -22,394 -102 195,278
2020-01-03 2019-12-31 4 Pagan Douglas W. ZIOP Stock Option (right to buy) A - Award D 4.72 25,281 25,281
2020-01-03 2019-12-31 4 Pagan Douglas W. ZIOP Common Stock F - Taxes D 4.7200 -20,054 -95 35,943
2020-01-03 2019-12-31 4 Pagan Douglas W. ZIOP Common Stock A - Award D 15,890 55,997
2020-01-03 2019-12-31 4 Tarriff Scott ZIOP Stock Option (right to buy) A - Award D 4.72 50,562 50,562
2020-01-03 2019-12-31 4 Bowden Christopher ZIOP Stock Option (right to buy) A - Award D 4.72 50,562 50,562
2020-01-03 2019-12-31 4 Braunstein Scott ZIOP Common Stock A - Award D 31,780 31,780
2020-01-03 2020-01-02 4 Buck Jill ZIOP Common Stock S - Sale D 4.5500 -27,923 -127 173,710
2020-01-03 2020-01-02 4 De Groot Eleanor ZIOP Common Stock S - Sale D 4.5500 -24,890 -113 174,333
2020-01-03 2019-12-31 4 Ezickson Elan ZIOP Common Stock F - Taxes D 4.7200 -40,107 -189 71,887
2020-01-03 2019-12-31 4 Ezickson Elan ZIOP Common Stock A - Award D 31,780 111,994
2019-12-31 2019-12-30 4 Cooper Laurence James Neil ZIOP Common Stock S - Sale D 4.8800 -110,694 -540 1,733,273
2019-12-31 2019-12-27 4 Cooper Laurence James Neil ZIOP Employee Stock Option (right to buy) M - Exercise D 2.24 -44,642 487,171
2019-12-31 2019-12-27 4 Cooper Laurence James Neil ZIOP Common Stock M - Exercise D 2.2400 44,642 100 1,843,967
2019-11-27 2019-11-26 4 Lafond Kevin G ZIOP Employee Stock Option (Right to Buy) M - Exercise D 2.85 -11,667 0
2019-11-27 2019-11-26 4 Lafond Kevin G ZIOP Common Stock S - Sale D 5.2500 -11,667 -61 85,555
2019-11-27 2019-11-26 4 Lafond Kevin G ZIOP Common Stock M - Exercise D 2.8500 11,667 33 97,222
2019-10-29 2019-10-25 4 Bowden Christopher ZIOP Stock Option (right to buy) A - Award D 4.26 94,031 94,031
2019-07-24 2019-07-22 4 Shukla Sath ZIOP Employee Stock Option (Right to Buy) A - Award D 5.60 400,000 400,000
2019-06-24 3 Buck Jill ZIOP Common Stock D 403,266
2019-06-24 3 Buck Jill ZIOP Common Stock D 403,266
2019-06-24 3 Buck Jill ZIOP Common Stock D 403,266
2019-06-24 3 De Groot Eleanor ZIOP Common Stock D 398,446
2019-06-24 3 De Groot Eleanor ZIOP Common Stock D 398,446
2019-06-24 3 De Groot Eleanor ZIOP Common Stock D 398,446
2019-06-17 3 Hagen Heidi ZIOP Common Stock D 678
2019-06-17 3 Hagen Heidi ZIOP Common Stock D 678
2019-06-17 3 Hagen Heidi ZIOP Common Stock D 678
2019-06-17 2019-06-13 4 Hagen Heidi ZIOP Stock Option (right to buy) A - Award D 5.22 93,922 93,922
2019-05-08 2019-05-07 4 CANNON JAMES ANTHONY ZIOP Stock Option (right to buy) M - Exercise D 0.70 -15,000 0
2019-05-08 2019-05-07 4 CANNON JAMES ANTHONY ZIOP Common Stock M - Exercise D 0.7000 15,000 10 398,050
2019-01-08 2019-01-06 4 MAUNEY DAVID M MD ZIOP Employee Stock Option (right to buy) A - Award D 2.24 250,733 250,733
2019-01-08 2019-01-06 4 MAUNEY DAVID M MD ZIOP Common Stock A - Award D 159,010 217,672
2019-01-08 2019-01-06 4 Cooper Laurence James Neil ZIOP Employee Stock Option (right to buy) A - Award D 2.24 531,813 531,813
2019-01-08 2019-01-06 4 Cooper Laurence James Neil ZIOP Common Stock F - Taxes D 2.2400 -165,178 -370 1,799,325
2019-01-08 2019-01-06 4 Cooper Laurence James Neil ZIOP Common Stock A - Award D 446,428 1,964,503
2019-01-08 2019-01-06 4 Cooper Laurence James Neil ZIOP Common Stock A - Award D 337,266 1,518,075
2019-01-08 2019-01-06 4 Hadfield Robert ZIOP Employee Stock Option (right to buy) A - Award D 2.24 185,391 185,391
2019-01-08 2019-01-06 4 Hadfield Robert ZIOP Common Stock A - Award D 117,572 117,572
2019-01-08 2019-01-06 4 Lafond Kevin G ZIOP Employee Stock Option (right to buy) A - Award D 2.24 58,536 58,536
2019-01-08 2019-01-06 4 Lafond Kevin G ZIOP Common Stock A - Award D 37,122 85,555
2019-01-02 2018-12-31 4 Tarriff Scott ZIOP Stock Option (right to buy) A - Award D 1.87 126,700 126,700
2019-01-02 2018-12-31 4 Braunstein Scott ZIOP Stock Option (right to buy) A - Award D 1.87 126,700 126,700
2019-01-02 2018-12-31 4 CANNON JAMES ANTHONY ZIOP Stock Option (right to buy) A - Award D 1.87 126,700 126,700
2019-01-02 2018-12-29 4 CANNON JAMES ANTHONY ZIOP Common Stock F - Taxes D 1.6600 -4,315 -7 383,050
2019-01-02 2018-12-31 4 Cooper Laurence James Neil ZIOP Common Stock F - Taxes D 1.8700 -16,156 -30 1,180,809
2019-01-02 2018-12-30 4 Cooper Laurence James Neil ZIOP Common Stock F - Taxes D 1.6600 -26,178 -43 1,196,965
2019-01-02 2018-12-29 4 Cooper Laurence James Neil ZIOP Common Stock F - Taxes D 1.6600 -42,920 -71 1,223,143
2019-01-02 2018-12-31 4 Ezickson Elan ZIOP Common Stock A - Award D 80,214 80,214
2019-01-02 2018-12-31 4 Lafond Kevin G ZIOP Common Stock F - Taxes D 1.8700 -9,334 -17 48,433
2019-01-02 2018-12-30 4 Lafond Kevin G ZIOP Common Stock F - Taxes D 1.6600 -13,100 -22 57,767
2019-01-02 2018-12-29 4 Lafond Kevin G ZIOP Common Stock F - Taxes D 1.6600 -17,667 -29 70,867
2019-01-02 2018-12-31 4 Pagan Douglas W. ZIOP Stock Option (right to buy) A - Award D 1.87 63,350 63,350
2019-01-02 2018-12-31 4 Pagan Douglas W. ZIOP Common Stock A - Award D 40,107 40,107
2018-10-09 2018-10-05 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I -130,849 0
2018-09-28 2018-09-28 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,295 130,849
2018-09-20 2018-09-18 4 Pagan Douglas W. ZIOP Stock Option (Right to Buy) A - Award D 3.00 50,000 50,000
2018-09-20 2018-09-18 4 Braunstein Scott ZIOP Stock Option (Right to Buy) A - Award D 3.00 50,000 50,000
2018-09-20 2018-09-18 4 Ezickson Elan ZIOP Stock Option (Right to Buy) A - Award D 3.00 50,000 50,000
2018-08-31 2018-08-31 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,282 129,554
2018-07-31 2018-07-31 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,270 128,272
2018-06-29 2018-06-29 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,257 127,002
2018-06-04 2018-05-31 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,245 125,745
2018-05-24 2018-05-05 4 Cooper Laurence James Neil ZIOP Common Stock F - Taxes D 4.4100 -123,333 -544 1,266,063
2018-04-30 2018-04-30 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,232 124,500
2018-04-27 2018-04-25 4 Hadfield Robert ZIOP Employee Stock Option (Right to Buy) A - Award D 4.32 150,000 150,000
2018-03-30 2018-03-29 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,220 123,268
2018-02-28 2018-02-28 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,208 122,048
2018-01-31 2018-01-31 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,196 120,840
2018-01-03 2017-12-29 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,184 119,644
2018-01-03 2017-12-29 4 KIRK RANDAL J ZIOP Option to Purchase Common Stock A - Award D 4.14 25,000 25,000
2018-01-03 2017-12-30 4 WEISER MICHAEL ZIOP Common Stock F - Taxes D 4.1400 -6,021 -25 224,282
2018-01-03 2017-12-29 4 WEISER MICHAEL ZIOP Common Stock A - Award D 17,258 230,303
2018-01-03 2017-12-31 4 BELBEL CAESAR J ZIOP Common Stock F - Taxes D 4.1400 -21,667 -90 207,434
2018-01-03 2017-12-30 4 BELBEL CAESAR J ZIOP Common Stock F - Taxes D 4.1400 -31,450 -130 229,101
2018-01-03 2017-12-29 4 BELBEL CAESAR J ZIOP Common Stock A - Award D 87,000 260,551
2018-01-03 2017-12-30 4 BRENNAN MURRAY ZIOP Common Stock F - Taxes D 4.1400 -6,813 -28 72,620
2018-01-03 2017-12-29 4 BRENNAN MURRAY ZIOP Common Stock A - Award D 17,258 79,433
2018-01-03 2017-12-30 4 CANNON JAMES ANTHONY ZIOP Common Stock F - Taxes D 4.1400 -4,301 -18 387,365
2018-01-03 2017-12-29 4 CANNON JAMES ANTHONY ZIOP Common Stock A - Award D 17,258 391,666
2018-01-03 2017-12-31 4 Cooper Laurence James Neil ZIOP Common Stock F - Taxes D 4.1400 -16,157 -67 1,389,396
2018-01-03 2017-12-30 4 Cooper Laurence James Neil ZIOP Common Stock F - Taxes D 4.1400 -26,178 -108 1,405,553
2018-01-03 2017-12-29 4 Cooper Laurence James Neil ZIOP Common Stock A - Award D 348,000 1,431,731
2018-01-03 2017-12-30 4 Fowler Wyche ZIOP Common Stock F - Taxes D 4.1400 -6,882 -28 156,446
2018-01-03 2017-12-29 4 Fowler Wyche ZIOP Common Stock A - Award D 17,258 163,328
2018-01-03 2017-12-31 4 Lafond Kevin G ZIOP Common Stock F - Taxes D 4.1400 -9,333 -39 88,534
2018-01-03 2017-12-30 4 Lafond Kevin G ZIOP Common Stock F - Taxes D 4.1400 -13,100 -54 97,867
2018-01-03 2017-12-29 4 Lafond Kevin G ZIOP Common Stock A - Award D 53,000 110,967
2018-01-03 2017-12-31 4 LEBEL FRANCOIS ZIOP Common Stock F - Taxes D 4.1400 -21,667 -90 200,566
2018-01-03 2017-12-30 4 LEBEL FRANCOIS ZIOP Common Stock F - Taxes D 4.1400 -31,450 -130 222,233
2018-01-03 2017-12-29 4 LEBEL FRANCOIS ZIOP Common Stock A - Award D 116,000 253,683
2018-01-03 2017-12-29 4 Tarriff Scott ZIOP Option Grant (Right to Buy) A - Award D 4.14 25,000 25,000
2017-12-13 2017-12-11 4 Fowler Wyche ZIOP Stock Option (right to buy) M - Exercise D 2.73 -20,000 0
2017-12-13 2017-12-11 4 Fowler Wyche ZIOP Common Stock F - Taxes D 4.2000 -15,800 -66 146,070
2017-12-13 2017-12-11 4 Fowler Wyche ZIOP Common Stock M - Exercise D 2.7300 20,000 55 161,870
2017-12-13 2017-12-12 4 CANNON JAMES ANTHONY ZIOP Stock Option (right to buy) M - Exercise D 2.73 -20,000 0
2017-12-13 2017-12-12 4 CANNON JAMES ANTHONY ZIOP Common Stock F - Taxes D 4.1700 -13,094 -55 374,408
2017-12-13 2017-12-12 4 CANNON JAMES ANTHONY ZIOP Common Stock M - Exercise D 2.7300 20,000 55 387,502
2017-12-11 2017-12-08 4 WEISER MICHAEL ZIOP Stock Option (right to buy) M - Exercise D 2.73 -20,000 0
2017-12-11 2017-12-08 4 WEISER MICHAEL ZIOP Common Stock F - Taxes D 4.4300 -12,325 -55 213,045
2017-12-11 2017-12-08 4 WEISER MICHAEL ZIOP Common Stock M - Exercise D 2.7300 20,000 55 225,370
2017-11-30 2017-11-30 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,172 118,460
2017-11-22 2017-11-20 4 BRENNAN MURRAY ZIOP Stock Option (right to buy) M - Exercise D 2.73 -20,000 0
2017-11-22 2017-11-20 4 BRENNAN MURRAY ZIOP Common Stock F - Taxes D 4.3200 -12,639 -55 62,175
2017-11-22 2017-11-20 4 BRENNAN MURRAY ZIOP Common Stock M - Exercise D 2.7300 20,000 55 74,814
2017-11-09 2017-11-08 4 MAUNEY DAVID M MD ZIOP Common Stock P - Purchase D 4.6800 4,270 20 58,662
2017-11-09 2017-11-08 4 Cooper Laurence James Neil ZIOP Common Stock P - Purchase D 4.6800 6,440 30 1,083,731
2017-11-01 2017-10-31 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,161 117,288
2017-10-02 3 MAUNEY DAVID M MD ZIOP Common Stock D 108,784
2017-10-02 3 MAUNEY DAVID M MD ZIOP Common Stock D 108,784
2017-10-02 2017-09-28 4 MAUNEY DAVID M MD ZIOP Employee Stock Option (Right to Buy) A - Award D 6.19 500,000 500,000
2017-09-29 2017-09-29 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,149 116,127
2017-08-31 2017-08-31 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,138 114,978
2017-07-31 2017-07-31 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,127 113,840
2017-06-30 2017-06-30 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,115 112,713
2017-06-14 2017-06-12 4 WEISER MICHAEL ZIOP Stock Option (Right to Buy) M - Exercise D 4.85 -15,000 0
2017-06-14 2017-06-12 4 WEISER MICHAEL ZIOP Common Stock F - Taxes D 5.4700 -13,300 -73 205,370
2017-06-14 2017-06-12 4 WEISER MICHAEL ZIOP Common Stock M - Exercise D 4.8500 15,000 73 218,670
2017-06-14 2017-06-12 4 Fowler Wyche ZIOP Stock Option (Right to Buy) M - Exercise D 4.85 -15,000 0
2017-06-14 2017-06-12 4 Fowler Wyche ZIOP Common Stock F - Taxes D 5.4700 -13,980 -76 141,870
2017-06-14 2017-06-12 4 Fowler Wyche ZIOP Common Stock M - Exercise D 4.8500 15,000 73 155,850
2017-06-14 2017-06-12 4 CANNON JAMES ANTHONY ZIOP Stock Option (Right to Buy) M - Exercise D 4.85 -15,000 0
2017-06-14 2017-06-12 4 CANNON JAMES ANTHONY ZIOP Common Stock M - Exercise D 4.8500 15,000 73 367,502
2017-06-14 2017-06-12 4 BRENNAN MURRAY ZIOP Stock Option (Right to Buy) M - Exercise D 4.85 -15,000 0
2017-06-14 2017-06-12 4 BRENNAN MURRAY ZIOP Common Stock F - Taxes D 5.4700 -13,300 -73 54,814
2017-06-14 2017-06-12 4 BRENNAN MURRAY ZIOP Common Stock M - Exercise D 4.8500 15,000 73 68,114
2017-06-05 2017-06-01 4 BELBEL CAESAR J ZIOP Common Stock F - Taxes D 6.1100 -16,666 -102 173,551
2017-06-01 2017-05-31 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,104 111,598
2017-05-09 2017-05-05 4 Cooper Laurence James Neil ZIOP Common Stock F - Taxes D 7.1200 -132,000 -940 1,077,291
2017-05-02 2017-04-28 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,094 110,494
2017-03-31 2017-03-31 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,083 109,400
2017-03-02 2017-02-28 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,072 108,317
2017-02-02 2017-01-31 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,061 107,245
2017-01-04 2016-12-31 4 LEBEL FRANCOIS ZIOP Common Stock F - Taxes D 5.3500 -21,667 -116 137,683
2017-01-04 2016-12-30 4 LEBEL FRANCOIS ZIOP Common Stock A - Award D 94,350 159,350
2017-01-04 2016-12-31 4 BELBEL CAESAR J ZIOP Common Stock F - Taxes D 5.3500 -21,667 -116 190,217
2017-01-04 2016-12-30 4 BELBEL CAESAR J ZIOP Common Stock A - Award D 94,350 211,884
2017-01-04 2016-12-31 4 WEISER MICHAEL ZIOP Common Stock F - Taxes D 5.3500 -9,331 -50 203,670
2017-01-04 2016-12-30 4 WEISER MICHAEL ZIOP Common Stock A - Award D 17,204 213,001
2017-01-04 2016-12-31 4 Fowler Wyche ZIOP Common Stock F - Taxes D 5.3500 -10,664 -57 140,850
2017-01-04 2016-12-30 4 Fowler Wyche ZIOP Common Stock A - Award D 17,204 151,514
2017-01-04 2016-12-31 4 CANNON JAMES ANTHONY ZIOP Common Stock F - Taxes D 5.3500 -6,665 -36 352,502
2017-01-04 2016-12-30 4 CANNON JAMES ANTHONY ZIOP Common Stock A - Award D 17,204 359,167
2017-01-04 2016-12-31 4 BRENNAN MURRAY ZIOP Common Stock F - Taxes D 5.3500 -10,558 -56 53,114
2017-01-04 2016-12-30 4 BRENNAN MURRAY ZIOP Common Stock A - Award D 17,204 63,672
2017-01-04 2016-12-31 4 Lafond Kevin G ZIOP Common Stock F - Taxes D 5.3500 -9,333 -50 57,967
2017-01-04 2016-12-30 4 Lafond Kevin G ZIOP Common Stock A - Award D 39,300 67,300
2017-01-04 2016-12-30 4 Tarriff Scott ZIOP Stock Option (Right to Buy) A - Award D 5.35 25,000 25,000
2017-01-04 2016-12-31 4 Cooper Laurence James Neil ZIOP Common Stock F - Taxes D 5.3500 -17,292 -93 1,209,291
2017-01-04 2016-12-30 4 Cooper Laurence James Neil ZIOP Common Stock A - Award D 212,250 1,226,583
2016-12-30 2016-12-30 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,051 106,184
2016-12-30 2016-12-30 4 KIRK RANDAL J ZIOP Common Stock A - Award D 17,204 139,513
2016-12-01 2016-11-30 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,040 105,133
2016-11-29 2016-11-25 4 BRENNAN MURRAY ZIOP Stock Option (Right to Buy) M - Exercise D 6.49 -15,000 0
2016-11-29 2016-11-25 4 BRENNAN MURRAY ZIOP Common Stock F - Taxes D 7.2200 -13,483 -97 46,468
2016-11-29 2016-11-25 4 BRENNAN MURRAY ZIOP Common Stock M - Exercise D 6.4900 15,000 97 59,951
2016-11-02 2016-10-31 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,030 104,093
2016-10-04 2016-09-30 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,020 103,063
2016-09-02 2016-08-31 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,010 102,043
2016-08-02 2016-07-29 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock J - Other I 1,033 101,033
2016-07-06 2016-06-30 4 KIRK RANDAL J by Intrexon ZIOP Series 1 Preferred Stock P - Purchase I 100,000 100,000
2016-06-03 2016-06-01 4 BELBEL CAESAR J ZIOP Common Stock F - Taxes D 7.7400 -6,667 -52 117,534
2016-05-09 2016-05-05 4 Cooper Laurence James Neil ZIOP Common Stock F - Taxes D 6.8600 -116,667 -800 1,014,333
2016-04-22 2016-04-21 4 CANNON JAMES ANTHONY ZIOP Stock Option (right to buy) M - Exercise D 5.01 -15,000 0
2016-04-22 2016-04-21 4 CANNON JAMES ANTHONY ZIOP Common Stock M - Exercise D 5.0100 15,000 75 341,963
2016-04-20 2016-04-19 4 WEISER MICHAEL ZIOP Stock Option (right to buy) M - Exercise D 5.01 -15,000 0
2016-04-20 2016-04-19 4 WEISER MICHAEL ZIOP Common Stock F - Taxes D 8.8800 -10,751 -95 195,797
2016-04-20 2016-04-19 4 WEISER MICHAEL ZIOP Common Stock M - Exercise D 5.0100 15,000 75 206,548
2016-04-14 2016-04-04 4 Fowler Wyche ZIOP Stock Option (right to buy) M - Exercise D 5.01 -15,000 0
2016-04-14 2016-04-04 4 Fowler Wyche ZIOP Common Stock F - Taxes D 7.9200 -11,694 -93 134,310
2016-04-14 2016-04-04 4 Fowler Wyche ZIOP Common Stock M - Exercise D 5.0100 15,000 75 146,004
2016-03-14 2016-03-10 4 BRENNAN MURRAY ZIOP Employee Stock Option (right to buy) M - Exercise D 5.01 -15,000 0
2016-03-14 2016-03-10 4 BRENNAN MURRAY ZIOP Common Stock F - Taxes D 8.1600 -9,210 -75 44,951
2016-03-14 2016-03-10 4 BRENNAN MURRAY ZIOP Common Stock M - Exercise D 5.0100 15,000 75 54,161
2016-01-05 2015-12-31 4 CANNON JAMES ANTHONY ZIOP Common Stock A - Award D 26,661 326,963
2016-01-05 2015-12-31 4 CANNON JAMES ANTHONY ZIOP Common Stock F - Taxes D 8.3100 -4,177 -35 300,302
2016-01-05 2015-12-31 4 CANNON JAMES ANTHONY ZIOP Common Stock F - Taxes D 8.3100 -1,462 -12 304,479
2016-01-05 2015-12-31 4 BELBEL CAESAR J ZIOP Common Stock A - Award D 65,000 124,201
2016-01-05 2015-12-31 4 Cooper Laurence James Neil ZIOP Common Stock A - Award D 131,000 1,131,000
2016-01-05 2015-12-31 4 Lafond Kevin G ZIOP Common Stock A - Award D 28,000 28,000
2016-01-05 2015-12-31 4 BRENNAN MURRAY ZIOP Common Stock A - Award D 26,661 39,161
2016-01-05 2015-12-31 4 Fowler Wyche ZIOP Common Stock A - Award D 26,661 131,004
2016-01-05 2015-12-31 4 Fowler Wyche ZIOP Common Stock F - Taxes D 8.3100 -6,683 -56 104,343
2016-01-05 2015-12-31 4 Fowler Wyche ZIOP Common Stock F - Taxes D 8.3100 -2,340 -19 111,026
2016-01-05 2015-12-31 4 WEISER MICHAEL ZIOP Common Stock A - Award D 26,661 191,548
2016-01-05 2015-12-31 4 WEISER MICHAEL ZIOP Common Stock F - Taxes D 8.3100 -2,047 -17 164,887
2016-01-05 2015-12-31 4 Tarriff Scott ZIOP Stock Option (right to buy) A - Award D 8.31 40,000 40,000
2016-01-05 2015-12-31 4 LEBEL FRANCOIS ZIOP Common Stock A - Award D 65,000 65,000
2016-01-04 2015-12-31 4 KIRK RANDAL J ZIOP Common Stock A - Award D 26,661 122,309
2015-11-23 2015-11-19 4 BELBEL CAESAR J ZIOP Stock Option (right to buy) M - Exercise D 2.30 -153,333 76,667
2015-11-23 2015-11-19 4 BELBEL CAESAR J ZIOP Common Stock S - Sale D 12.8400 -153,333 -1,969 59,201
2015-11-23 2015-11-19 4 BELBEL CAESAR J ZIOP Common Stock M - Exercise D 2.3000 153,333 353 212,534
2015-09-29 3 Tarriff Scott ZIOP No securities are beneficially owned. D 0
2015-09-29 2015-09-25 4 Tarriff Scott ZIOP Common Stock A - Award D 4,186 4,186
2015-06-11 2015-06-09 4 LEBEL FRANCOIS ZIOP Stock Option (right to buy) M - Exercise D 4.34 -50,000 100,000
2015-06-11 2015-06-09 4 LEBEL FRANCOIS ZIOP Common Stock S - Sale D 10.1200 -50,000 -506 0
2015-06-11 2015-06-09 4 LEBEL FRANCOIS ZIOP Common Stock M - Exercise D 4.3400 50,000 217 50,000
2015-06-08 2015-06-04 4 KIRK RANDAL J by Incentive 2009 ZIOP Common Stock J - Other I 86,556 86,556
2015-06-08 2015-06-04 4 KIRK RANDAL J by Staff 2009 ZIOP Common Stock J - Other I 173,111 173,111
2015-06-08 2015-06-04 4 KIRK RANDAL J by Incentive 2007 ZIOP Common Stock J - Other I 58,746 58,746
2015-06-08 2015-06-04 4 KIRK RANDAL J by Staff 2007 ZIOP Common Stock J - Other I 176,238 176,238
2015-06-08 2015-06-04 4 KIRK RANDAL J by Senior Staff 2007 ZIOP Common Stock J - Other I 352,477 352,477
2015-06-08 2015-06-04 4 KIRK RANDAL J by Incentive 2010 ZIOP Common Stock J - Other I 111,339 111,339
2015-06-08 2015-06-04 4 KIRK RANDAL J by Staff 2010 ZIOP Common Stock J - Other I 222,680 222,680
2015-06-08 2015-06-04 4 KIRK RANDAL J by Senior Staff 2008 ZIOP Common Stock J - Other I 395,791 395,791
2015-06-08 2015-06-04 4 KIRK RANDAL J by Mascara Kaboom ZIOP Common Stock J - Other I 889,513 889,513
2015-06-08 2015-06-04 4 KIRK RANDAL J by Kapital Joe ZIOP Common Stock J - Other I 1,013,146 2,359,608
2015-06-08 2015-06-04 4 KIRK RANDAL J by Kellie L. Banks LTT ZIOP Common Stock J - Other I 61,262 61,262
2015-06-08 2015-06-04 4 KIRK RANDAL J by JPK 2012 ZIOP Common Stock J - Other I 138,975 138,975
2015-06-08 2015-06-04 4 KIRK RANDAL J by MGK 2011 ZIOP Common Stock J - Other I 154,181 154,181
2015-06-08 2015-06-04 4 KIRK RANDAL J by ADC 2010 ZIOP Common Stock J - Other I 29,066 29,066
2015-06-08 2015-06-04 4 KIRK RANDAL J by ZSK 2009 ZIOP Common Stock J - Other I 34,318 34,318
2015-06-08 2015-06-04 4 KIRK RANDAL J by MGK 2009 ZIOP Common Stock J - Other I 358,386 358,386
2015-06-08 2015-06-04 4 KIRK RANDAL J by JPK 2009 ZIOP Common Stock J - Other I 337,333 337,333
2015-06-08 2015-06-04 4 KIRK RANDAL J by Sr. Staff ZIOP Common Stock J - Other I 9,537 9,537
2015-06-08 2015-06-04 4 KIRK RANDAL J by Staff 2001 ZIOP Common Stock J - Other I 53,245 53,245
2015-06-08 2015-06-04 4 KIRK RANDAL J by Lotus ZIOP Common Stock J - Other I 240 240
2015-06-08 2015-06-04 4 KIRK RANDAL J by ZSK 2008 ZIOP Common Stock J - Other I 40,954 40,954
2015-06-08 2015-06-04 4 KIRK RANDAL J by MGK 2008 ZIOP Common Stock J - Other I 23,504 23,504
2015-06-08 2015-06-04 4 KIRK RANDAL J by JPK 2008 ZIOP Common Stock J - Other I 23,349 23,349
2015-06-08 2015-06-04 4 KIRK RANDAL J by R.J. Kirk DOT ZIOP Common Stock J - Other I 3,479,006 3,479,006
2015-06-08 2015-06-04 4 KIRK RANDAL J by Intrexon Corporation ZIOP Common Stock J - Other I -17,830,305 0
2015-06-05 2015-06-04 4 BRENNAN MURRAY ZIOP Common Stock S - Sale D 9.5500 -5,837 -56 12,500
2015-06-05 2015-06-03 4 BRENNAN MURRAY ZIOP Common Stock S - Sale D 9.7200 -34,163 -332 18,337
2015-06-05 2015-06-03 4 Lafond Kevin G ZIOP Stock Option (right to buy) M - Exercise D 2.30 -27,500 55,000
2015-06-05 2015-06-03 4 Lafond Kevin G ZIOP Stock Option (right to buy) M - Exercise D 0.80 -3,334 0
2015-06-05 2015-06-03 4 Lafond Kevin G ZIOP Common Stock S - Sale D 9.7000 -27,500 -267 0
2015-06-05 2015-06-03 4 Lafond Kevin G ZIOP Common Stock M - Exercise D 2.3000 27,500 63 27,500
2015-06-05 2015-06-03 4 Lafond Kevin G ZIOP Common Stock S - Sale D 9.7000 -3,334 -32 0
2015-06-05 2015-06-03 4 Lafond Kevin G ZIOP Common Stock M - Exercise D 0.8000 3,334 3 3,334
2015-06-05 2015-06-03 4 Lafond Kevin G ZIOP Common Stock S - Sale D 9.6000 -26,666 -256 0
2015-06-02 2015-06-01 4 BELBEL CAESAR J ZIOP Common Stock A - Award D 50,000 59,201
2015-05-07 3 Cooper Laurence James Neil ZIOP No securities are beneficially owned D 0
2015-05-07 2015-05-05 4 Cooper Laurence James Neil ZIOP Common Stock A - Award D 1,000,000 1,000,000
2015-02-24 2015-02-22 4 BELBEL CAESAR J ZIOP Common Stock F - Taxes D 10.0600 -14,601 -147 9,201
2015-02-10 2015-02-09 4 KIRK RANDAL J by Intrexon Corporation ZIOP Common Stock P - Purchase I 8.7500 1,440,000 12,600 17,830,305
2015-01-05 2014-12-31 4 KIRK RANDAL J ZIOP Common Stock A - Award D 16,707 95,648
2015-01-02 2014-12-31 4 WEISER MICHAEL ZIOP Stock Option (right to buy) A - Award D 5.07 25,000 25,000
2015-01-02 2014-12-31 4 WEISER MICHAEL ZIOP Common Stock F - Taxes D 5.0700 -2,047 -10 166,934
2015-01-02 2014-12-30 4 WEISER MICHAEL ZIOP Common Stock F - Taxes D 5.0300 -2,051 -10 168,981
2015-01-02 2014-12-31 4 MCINERNEY TIMOTHY ZIOP Common Stock F - Taxes D 5.0700 -8,633 -44 372,120
2015-01-02 2014-12-31 4 MCINERNEY TIMOTHY ZIOP Common Stock A - Award D 16,707 380,753
2015-01-02 2014-12-31 4 LEWIS JONATHAN ZIOP Employee Stock Option (Right to Buy) A - Award D 5.07 350,000 350,000
2015-01-02 2014-12-30 4 LEWIS JONATHAN ZIOP Common Stock F - Taxes D 5.0300 -34,261 -172 744,145
2015-01-02 2014-12-31 4 Lafond Kevin G ZIOP Stock Option (right to buy) A - Award D 5.07 75,000 75,000
2015-01-02 2014-12-30 4 Lafond Kevin G ZIOP Common Stock F - Taxes D 5.0300 -4,690 -24 26,666
2015-01-02 2014-12-31 4 Fowler Wyche ZIOP Common Stock F - Taxes D 5.0700 -9,866 -50 113,366
2015-01-02 2014-12-31 4 Fowler Wyche ZIOP Common Stock A - Award D 16,707 123,232
2015-01-02 2014-12-31 4 CANNON JAMES ANTHONY ZIOP Common Stock A - Award D 16,707 301,124
2015-01-02 2014-12-31 4 CANNON JAMES ANTHONY ZIOP Common Stock F - Taxes D 5.0700 -6,167 -31 284,417
2015-01-02 2014-12-30 4 CANNON JAMES ANTHONY ZIOP Common Stock F - Taxes D 5.0300 -1,465 -7 290,584
2015-01-02 2014-12-31 4 BRENNAN MURRAY ZIOP Stock Option (right to buy) A - Award D 5.07 25,000 25,000
2015-01-02 2014-12-31 4 BELBEL CAESAR J ZIOP Employee Stock Option (Right to Buy) A - Award D 5.07 175,000 175,000
2015-01-02 2014-12-30 4 BELBEL CAESAR J ZIOP Common Stock F - Taxes D 5.0300 -7,192 -36 23,802
2014-12-10 2014-12-08 4 MCINERNEY TIMOTHY ZIOP Common Stock Warrants (right to buy) X - Other D 3.93 -30,583 0
2014-12-10 2014-12-08 4 MCINERNEY TIMOTHY ZIOP Common Stock X - Other D 3.9300 30,583 120 364,046
2014-09-16 2014-09-15 4 MCINERNEY TIMOTHY ZIOP Common Stock Warrants (right to buy) X - Other D 2.04 -50,000 0
2014-09-16 2014-09-15 4 MCINERNEY TIMOTHY ZIOP Common Stock X - Other D 2.0400 50,000 102 333,463
2014-09-10 2014-09-08 4 MCINERNEY TIMOTHY ZIOP Common Stock Warrants (right to buy) X - Other D 2.04 -40,298 0
2014-09-10 2014-09-08 4 MCINERNEY TIMOTHY ZIOP Common Stock J - Other D 3.1200 -26,366 -82 283,463
2014-09-10 2014-09-08 4 MCINERNEY TIMOTHY ZIOP Common Stock X - Other D 2.0400 40,298 82 309,829
2014-02-25 2014-02-22 4 BELBEL CAESAR J ZIOP Common Stock F - Taxes D 4.4000 -14,600 -64 30,994
2014-01-06 2013-12-31 4/A CANNON JAMES ANTHONY ZIOP Common Stock F - Taxes D 4.3400 -2,927 -13 292,049
2014-01-06 2013-12-31 4/A MCINERNEY TIMOTHY ZIOP Common Stock F - Taxes D 4.3400 -2,047 -9 269,531
2014-01-06 2014-01-06 4 LEWIS JONATHAN ZIOP Stock Option (right to buy) M - Exercise D 0.08 -242,979 0
2014-01-06 2014-01-06 4 LEWIS JONATHAN ZIOP Stock Option (right to buy) M - Exercise D 0.08 -25,674 0
2014-01-06 2014-01-06 4 LEWIS JONATHAN ZIOP Common Stock M - Exercise D 0.0800 242,979 19 778,406
2014-01-06 2014-01-06 4 LEWIS JONATHAN ZIOP Common Stock M - Exercise D 0.0800 25,674 2 535,427
2014-01-03 2013-12-31 4 BELBEL CAESAR J ZIOP Employee Stock Option (Right to Buy) A - Award D 4.34 150,000 150,000
2014-01-03 2013-12-31 4 BELBEL CAESAR J ZIOP Common Stock F - Taxes D 4.3400 -7,193 -31 45,594
2014-01-03 2013-12-31 4 WEISER MICHAEL ZIOP Stock Option (right to buy) A - Award D 4.34 25,000 25,000
2014-01-03 2013-12-31 4 WEISER MICHAEL ZIOP Common Stock F - Taxes D 4.3400 -5,854 -25 171,032
2014-01-03 2013-12-31 4 MCINERNEY TIMOTHY ZIOP Common Stock A - Award D 18,818 271,578
2014-01-03 2013-12-31 4 Fowler Wyche ZIOP Common Stock F - Taxes D -2,339 106,525
2014-01-03 2013-12-31 4 Fowler Wyche ZIOP Common Stock A - Award D 18,818 108,864
2014-01-03 2013-12-31 4 KIRK RANDAL J ZIOP Common Stock A - Award D 18,818 78,941
2014-01-03 2013-12-31 4 BRENNAN MURRAY ZIOP Stock Option (right to buy) A - Award D 4.34 25,000 25,000
2014-01-03 2013-12-31 4 LEWIS JONATHAN ZIOP Employee Stock Option (Right to Buy) A - Award D 4.34 300,000 300,000
2014-01-03 2013-12-31 4 LEWIS JONATHAN ZIOP Common Stock F - Taxes D 4.3400 -15,023 -65 509,753
2014-01-03 2013-12-31 4 CANNON JAMES ANTHONY ZIOP Common Stock A - Award D 18,818 294,976
2014-01-03 2013-12-31 4 Lafond Kevin G ZIOP Stock Option (right to buy) A - Award D 4.34 35,000 35,000
2014-01-03 2013-12-31 4 Lafond Kevin G ZIOP Common Stock F - Taxes D 4.3400 -4,690 -20 31,356
2013-10-31 2013-10-29 4 KIRK RANDAL J By Intrexon Corporation ZIOP Common Stock P - Purchase I 3.5000 2,857,143 10,000 16,390,305
2013-06-28 2013-06-27 4 BELBEL CAESAR J ZIOP Employee Stock Option (Right to Buy) A - Award D 2.30 230,000 230,000
2013-06-28 2013-06-27 4 LEWIS JONATHAN ZIOP Employee Stock Option (Right to Buy) A - Award D 2.30 330,000 330,000
2013-06-28 2013-06-27 4 Lafond Kevin G ZIOP Employee Stock Option (Right to Buy) A - Award D 2.30 82,500 82,500
2013-06-12 3 Lafond Kevin G ZIOP Common Stock D 36,046
2013-05-14 2013-05-08 4 Amello Jason ZIOP Common Stock F - Taxes D 1.6500 -2,623 -4 22,377
2013-02-25 2013-02-22 4 BELBEL CAESAR J ZIOP Common Stock F - Taxes D 4.5000 -5,400 -24 52,787
2013-01-03 2012-07-11 5 Youssoufian Hagop ZIOP Common Stock F - Taxes D 6.0600 -15,740 -95 99,640
2013-01-03 2012-12-31 4 BELBEL CAESAR J ZIOP Common Stock (tax withholding right) F - Taxes D 4.21 -4,909 0
2013-01-03 2012-12-31 4 BELBEL CAESAR J ZIOP Employee Stock Option (right to buy) A - Award D 4.16 150,000 150,000
2013-01-03 2012-12-31 4 BELBEL CAESAR J ZIOP Common Stock F - Taxes D 4.2100 -2,284 -10 58,187
2013-01-03 2012-12-31 4 WEISER MICHAEL ZIOP Common Stock F - Taxes D 4.2100 -1,904 -8 176,886
2013-01-03 2012-12-31 4 WEISER MICHAEL ZIOP Common Stock A - Award D 17,546 178,790
2013-01-03 2012-12-31 4 MCINERNEY TIMOTHY ZIOP Common Stock A - Award D 17,546 252,760
2013-01-03 2012-12-31 4 Fowler Wyche ZIOP Common Stock A - Award D 17,546 90,046
2013-01-03 2012-12-31 4 LEWIS JONATHAN ZIOP Employee Stock Option (right to buy) A - Award D 4.16 300,000 300,000
2013-01-03 2012-12-31 4 LEWIS JONATHAN ZIOP Common Stock F - Taxes D 4.1600 -21,475 -89 524,776
2013-01-03 2012-12-31 4 LEWIS JONATHAN ZIOP Common Stock F - Taxes D 4.2100 -14,715 -62 546,251
2013-01-03 2012-12-31 4 CANNON JAMES ANTHONY ZIOP Common Stock F - Taxes D 4.2100 -1,465 -6 276,158
2013-01-03 2012-12-31 4 CANNON JAMES ANTHONY ZIOP Common Stock A - Award D 17,546 277,623
2013-01-03 2012-12-31 4 BRENNAN MURRAY ZIOP Stock Option (right to buy) A - Award D 4.16 25,000 25,000
2013-01-03 2012-12-31 4 Amello Jason ZIOP Employee Stock Option (right to buy) A - Award D 4.16 150,000 150,000
2013-01-03 2012-12-31 4 Youssoufian Hagop ZIOP Employee Stock Option (right to buy) A - Award D 4.16 180,000 180,000
2013-01-03 2012-12-31 4 Youssoufian Hagop ZIOP Common Stock F - Taxes D 4.2100 -6,919 -29 92,721
2013-01-02 2012-12-31 4 KIRK RANDAL J ZIOP Common Stock A - Award D 17,546 60,123
2012-11-09 2012-11-07 4 KIRK RANDAL J by Intrexon Corporation ZIOP Common Stock P - Purchase I 3,636,926 13,533,162
2012-06-22 2012-06-20 4 Amello Jason ZIOP Employee Stock Option (right to buy) A - Award D 4.50 200,000 200,000
2012-06-01 2012-05-31 4 WEISER MICHAEL ZIOP Common Stock Warrants (right to buy) X - Other D 3.93 -35,566 0
2012-06-01 2012-05-31 4 WEISER MICHAEL ZIOP Common Stock J - Other D 5.0200 -27,844 -140 161,244
2012-06-01 2012-05-31 4 WEISER MICHAEL ZIOP Common Stock X - Other D 3.9300 35,566 140 189,088
2012-06-01 2012-05-31 4 MCINERNEY TIMOTHY ZIOP Common Stock Warrants (right to buy) X - Other D 3.93 -20,767 0
2012-06-01 2012-05-31 4 MCINERNEY TIMOTHY ZIOP Common Stock J - Other D 5.0200 -16,258 -82 235,214
2012-06-01 2012-05-31 4 MCINERNEY TIMOTHY ZIOP Common Stock X - Other D 3.9300 20,767 82 251,472
2012-05-10 3 Amello Jason ZIOP Common Stock D 0
2012-05-10 2012-05-08 4 Amello Jason ZIOP Common Stock A - Award D 25,000 25,000
2012-02-22 2012-02-22 4 BELBEL CAESAR J ZIOP Common Stock A - Award D 43,802 65,380
2012-01-23 2012-01-20 4 KIRK RANDAL J By Intrexon Corporation ZIOP Common Stock P - Purchase I 5.2000 1,923,075 10,000 9,896,236
2012-01-04 2011-12-30 4 BELBEL CAESAR J ZIOP Common Stock A - Award D 21,578 21,578
2012-01-04 2011-12-30 4 WEISER MICHAEL ZIOP Common Stock A - Award D 17,577 153,522
2012-01-04 2011-12-30 4 MCINERNEY TIMOTHY ZIOP Stock Option (right to buy) A - Award D 4.41 25,000 25,000
2012-01-04 2011-12-30 4 Fowler Wyche ZIOP Stock Option (right to buy) A - Award D 4.41 25,000 25,000
2012-01-04 2011-12-31 4 LEWIS JONATHAN ZIOP Common Stock F - Taxes D 4.4100 -21,475 -95 560,516
2012-01-04 2011-12-30 4 LEWIS JONATHAN ZIOP Common Stock A - Award D 102,781 581,991
2012-01-04 2011-12-30 4 CANNON JAMES ANTHONY ZIOP Common Stock A - Award D 17,577 260,077
2012-01-04 2011-12-30 4 BRENNAN MURRAY ZIOP Stock Option (right to buy) A - Award D 4.41 25,000 25,000
2012-01-04 2011-12-31 4 BAGLEY RICHARD E ZIOP Common Stock F - Taxes D 4.4100 -7,908 -35 211,239
2012-01-04 2011-12-30 4 BAGLEY RICHARD E ZIOP Common Stock A - Award D 65,380 219,147
2012-01-04 2011-12-30 4 Youssoufian Hagop ZIOP Common Stock A - Award D 65,380 115,380
2012-01-03 2011-12-30 4 KIRK RANDAL J ZIOP Common Stock A - Award D 17,577 42,577
2011-08-11 2011-08-10 4 Fowler Wyche ZIOP Common Stock, $.001 par value P - Purchase D 5.1851 5,000 26 72,500
2011-05-26 2011-05-25 4 WEISER MICHAEL ZIOP Common Stock, $.001 par value S - Sale D 6.5300 -15,000 -98 135,945
2011-01-11 2011-01-08 4 LEWIS JONATHAN ZIOP Common Stock, $.001 par value F - Taxes D 5.1400 -15,190 -78 479,510
2010-04-06 3 ABERCROMBIE GEORGE B ZIOP Common Stock D 0
2009-09-24 2009-09-23 4 MCINERNEY TIMOTHY ZIOP Common Stock, $.001 par value A - Award D 30,000 158,205
2009-09-24 2009-09-23 4 FRAGIN GARY S ZIOP Common Stock, $.001 par value A - Award D 30,000 45,000
2008-01-08 2007-12-12 4 FRAGIN GARY S ZIOP Stock Option (right to buy) A - Award D 2.73 20,000 20,000
2007-12-17 2007-12-12 4 WEISER MICHAEL ZIOP Stock Option (right to buy) A - Award D 2.73 20,000 20,000
2007-06-21 2007-06-18 4 MCINERNEY TIMOTHY ZIOP Stock Option (right to buy) A - Award D 4.85 15,000 15,000
2007-06-20 2007-06-18 4 FRAGIN GARY S ZIOP Stock Option (right to buy) A - Award D 4.85 15,000 15,000
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
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