| Jumlah Saham Beredar | 14,026,030 shares |
| Saham Orang Dalam | 2,102,076 shares |
| Kepemilikan oleh Orang Dalam | 14.99 % |
| Orang Dalam Sejati | 31 |
Skor Sentimen Orang Dalam
Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.
Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.
Frekuensi Pembaruan: Setiap Hari
Skor Sentimen Petugas
Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.
Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.
Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.
Frekuensi Pembaruan: Setiap Hari
Metrik Utama Orang Dalam
Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.
Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).
Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)
-1 ( )
9834 out of 11305Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).
Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)
-0.402 %( )
10902 out of 11224Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.
Grafik Perdagangan Orang Dalam
Grafik berikut menunjukkan U.S. Gold Corp. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.
Daftar Orang Dalam dan Metrik Profitabilitas
Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.
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| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
| Eric Alexander Chief Financial Officer - [O] | 103,708 | 103,708 | |
| John N Braca Director - [D] | 15,015 | 15,015 | |
| George M Bee CEO, President, Director - [D] [O] | 446,535 | 446,535 | |
| Richard Douglas JR Butler Director - [D] | 3,934 | 3,934 | |
| Trent D Davis Director - [D] | 52,644 | 52,644 | |
| James D Davidson Director - [D] | 51,154 | 5,115 | |
| Robert J DelAversano | 0 | ||
| Johanna Fipke Director - [D] | 17,025 | 17,025 | |
| Francis Kevin A. VP - Exploration - [O] | 43,705 | 43,705 | |
| John Freeman President and CEO, Director - [D] [O] | 3,000 | 3,000 |
| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
| Tara Gilfillan Director - [D] | 7,927 | 7,927 | |
| Rose Ann Giordano | 4,893 | ||
|
Jon Isaac
Director, 10% Owner -
[D]
|
335,184 | 335,184 | |
| Timothy Mark Janke Director - [D] | 15,598 | 15,598 | |
| Andrew J Kaplan Director - [D] | 16,750 | 16,750 | |
| Edward M Karr Executive Chairman, Director - [D] [O] | 234,292 | 234,292 | |
| Anthony Lougee Chief Financial Officer - [O] | 20,831 | 2,083 | |
| Thomas A Majewski | 12,208 | ||
| Markulec Michael E. Director - [D] | 35,978 | 35,978 | |
| Mathewson David C. Vice President of Exploration - [O] | 686,384 | 68,638 |
| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
| David Alan Moylan - | 55,027 | 5,503 | |
| Douglas J Newby Director - [D] | 9,900 | 9,900 | |
| Luke Anthony Norman Director - [D] | 439,810 | 439,810 | |
| Palker Marc P. CFO - [O] | 2,000 | 2,000 | |
| David Rector COO, Corporate Secretary - [O] | 99,671 | 99,671 | |
| Robert W Schafer Director - [D] | 114,949 | 114,949 | |
| Ted Riley Sharp Chief Financial Officer - [O] | 22,767 | 2,277 | |
| David Samuel Sheerr General Manager MMB Unit - [O] | 1,000 | 1,000 | |
| Michael N Waldkirch Director - [D] | 19,835 | 19,835 | |
| Neil Whitmer | 12,500 | ||
| Ryan K Zinke Director - [D] | 0 | 0 |
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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek
Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di USAU / U.S. Gold Corp.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .
Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.
Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek
Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di USAU / U.S. Gold Corp.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .
Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.
Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).
Riwayat Transaksi
Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.
| Berkas Tanggal |
Perdagangan Tanggal |
Formulir | Orang Dalam | Ticker | Judul Keamanan | Kode | Langsung | Latihan Harga |
Satuan Harga |
Unit Diubah |
Nilai Diubah (1 ribu) |
Sisa Pilihan |
Sisa Saham |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-08-12 | 2025-08-09 | 4 | NORMAN LUKE ANTHONY | USAU | Common Stock | D | 12.0200 | -49,917 | -600 | 439,810 | ||||
| 2025-08-12 | 2025-08-09 | 4 | NORMAN LUKE ANTHONY | USAU | Common Stock | D | 6.0000 | 100,000 | 600 | 489,727 | ||||
| 2024-12-31 | 2024-12-27 | 4 | NORMAN LUKE ANTHONY | USAU | Common Stock | D | 8,065 | 389,727 | ||||||
| 2024-12-31 | 2024-12-27 | 4 | NORMAN LUKE ANTHONY | USAU | Common Stock | D | 12,903 | 381,662 | ||||||
| 2024-12-31 | 2024-12-27 | 4 | Bee George M | USAU | Common Stock | D | 19,713 | 446,535 | ||||||
| 2024-12-31 | 2024-12-27 | 4 | Bee George M | USAU | Common Stock | D | 25,806 | 426,822 | ||||||
| 2024-12-31 | 2024-12-27 | 4 | Alexander Eric | USAU | Common Stock | D | 14,337 | 103,708 | ||||||
| 2024-12-31 | 2024-12-27 | 4 | Alexander Eric | USAU | Common Stock | D | 20,645 | 89,371 | ||||||
| 2024-12-31 | 2024-12-27 | 4 | FIPKE JOHANNA | USAU | Common Stock | D | 17,025 | 17,025 | ||||||
| 2024-12-31 | 2024-12-27 | 4 | Schafer Robert W | USAU | Common Stock | D | 6,272 | 114,949 | ||||||
| 2024-12-31 | 2024-12-27 | 4 | Waldkirch Michael N | USAU | Common Stock | D | 6,272 | 19,835 | ||||||
| 2024-12-31 | 2024-12-27 | 4 | Francis Kevin A. | USAU | Common Stock | D | 9,409 | 43,705 | ||||||
| 2024-12-31 | 2024-12-27 | 4 | Francis Kevin A. | USAU | Common Stock | D | 14,194 | 34,296 | ||||||
| 2024-11-27 | 2024-11-25 | 4 | NORMAN LUKE ANTHONY By Luke Norman Consulting Limited | USAU | Common Stock | I | 19,779 | 368,759 | ||||||
| 2024-05-24 | 2024-05-22 | 4 | Bee George M | USAU | Common Stock | D | 5.9000 | 2,518 | 15 | 401,016 | ||||
| 2024-05-24 | 2024-05-22 | 4 | Bee George M | USAU | Common Stock | D | 5.8900 | 1 | 0 | 398,498 | ||||
| 2024-05-24 | 2024-05-22 | 4 | Bee George M | USAU | Common Stock | D | 5.8910 | 200 | 1 | 398,497 | ||||
| 2024-05-24 | 2024-05-22 | 4 | Bee George M | USAU | Common Stock | D | 5.8990 | 500 | 3 | 398,297 | ||||
| 2024-05-24 | 2024-05-22 | 4 | Bee George M | USAU | Common Stock | D | 5.8750 | 152 | 1 | 397,797 | ||||
| 2024-05-16 | 2024-05-15 | 4 | Bee George M | USAU | Common Stock | D | 5.0500 | 500 | 3 | 397,645 | ||||
| 2024-05-16 | 2024-05-15 | 4 | Bee George M | USAU | Common Stock | D | 5.0700 | 2,478 | 13 | 397,145 | ||||
| 2024-05-16 | 2024-05-15 | 4 | Bee George M | USAU | Common Stock | D | 5.1000 | 200 | 1 | 394,667 | ||||
| 2024-05-16 | 2024-05-15 | 4 | Bee George M | USAU | Common Stock | D | 5.0900 | 761 | 4 | 394,467 | ||||
| 2024-05-15 | 2024-05-13 | 4 | Bee George M | USAU | Common Stock | D | 4.6900 | 100 | 0 | 393,706 | ||||
| 2024-05-15 | 2024-05-13 | 4 | Bee George M | USAU | Common Stock | D | 4.7100 | 1,050 | 5 | 393,606 | ||||
| 2024-05-15 | 2024-05-13 | 4 | Bee George M | USAU | Common Stock | D | 4.7000 | 3,029 | 14 | 392,556 | ||||
| 2024-04-17 | 2024-04-15 | 4 | NORMAN LUKE ANTHONY By Luke Norman Consulting Limited | USAU | Common Stock | I | 4.1900 | 5,000 | 21 | 348,980 | ||||
| 2023-08-25 | 2023-04-04 | 4 | NORMAN LUKE ANTHONY By Luke Norman Consulting Limited | USAU | Common Stock | I | 33,419 | 343,980 | ||||||
| 2022-12-30 | 2022-12-29 | 4 | Zinke Ryan K | USAU | Common Stock | D | -30,595 | 0 | ||||||
| 2022-10-21 | 2022-10-20 | 4 | NORMAN LUKE ANTHONY By Luke Norman Consulting Limited | USAU | Common Stock | I | 3.6300 | 6,300 | 23 | 306,861 | ||||
| 2022-10-21 | 2022-10-20 | 4 | NORMAN LUKE ANTHONY By Luke Norman Consulting Limited | USAU | Common Stock | I | 3.6600 | 3,700 | 14 | 310,561 | ||||
| 2022-07-14 | 2022-07-12 | 4 | NORMAN LUKE ANTHONY By Luke Norman Consulting Limited | USAU | Common Stock | I | 3.6851 | 7,396 | 27 | 300,561 | ||||
| 2022-06-28 | 2022-06-24 | 4 | NORMAN LUKE ANTHONY | USAU | Common Stock | D | 4.1739 | 8,482 | 35 | 293,165 | ||||
| 2022-05-31 | 3 | NORMAN LUKE ANTHONY By Luke Norman Consulting Limited | USAU | Common Stock | I | 181,220 | ||||||||
| 2022-05-31 | 3 | NORMAN LUKE ANTHONY By Luke Norman Consulting Limited | USAU | Common Stock | I | 3,463 | ||||||||
| 2022-05-31 | 3 | NORMAN LUKE ANTHONY | USAU | Common Stock | D | 100,000 | ||||||||
| 2022-03-31 | 2022-03-29 | 4 | Bee George M | USAU | Common Stock | D | 7.1500 | 1,567 | 11 | 389,527 | ||||
| 2022-02-18 | 2022-02-16 | 4 | Francis Kevin A. | USAU | Warrant | D | 8.00 | 154 | 154 | |||||
| 2022-02-18 | 2022-02-16 | 4 | Francis Kevin A. | USAU | Common Stock | D | 6.5000 | 308 | 2 | 20,102 | ||||
| 2022-02-18 | 2022-02-16 | 4 | Waldkirch Michael N By 0820659 B.C. Ltd. | USAU | Warrant | I | 8.00 | 577 | 577 | |||||
| 2022-02-18 | 2022-02-16 | 4 | Waldkirch Michael N By 0820659 B.C. Ltd. | USAU | Common Stock | I | 6.5000 | 1,154 | 8 | 13,563 | ||||
| 2022-02-18 | 2022-02-16 | 4 | Bee George M | USAU | Warrant | D | 8.00 | 770 | 770 | |||||
| 2022-02-18 | 2022-02-16 | 4 | Bee George M | USAU | Common Stock | D | 6.5000 | 1,540 | 10 | 387,960 | ||||
| 2022-02-18 | 2022-02-16 | 4 | Zinke Ryan K | USAU | Warrant | D | 8.00 | 770 | 770 | |||||
| 2022-02-18 | 2022-02-16 | 4 | Zinke Ryan K | USAU | Common Stock | D | 6.5000 | 1,540 | 10 | 24,781 | ||||
| 2022-02-18 | 2022-02-16 | 4 | Schafer Robert W | USAU | Warrant | D | 8.00 | 770 | 770 | |||||
| 2022-02-18 | 2022-02-16 | 4 | Schafer Robert W | USAU | Common Stock | D | 6.5000 | 1,540 | 10 | 108,677 | ||||
| 2022-02-18 | 2022-02-16 | 4 | Alexander Eric | USAU | Warrant | D | 8.00 | 770 | 770 | |||||
| 2022-02-18 | 2022-02-16 | 4 | Alexander Eric | USAU | Common Stock | D | 6.5000 | 1,540 | 10 | 68,726 | ||||
| 2022-01-26 | 2022-01-24 | 4 | Zinke Ryan K | USAU | Stock Option | D | 6.93 | 5,310 | 5,310 | |||||
| 2022-01-26 | 2022-01-24 | 4 | Zinke Ryan K | USAU | Common Stock | D | 3,463 | 23,241 | ||||||
| 2022-01-26 | 2022-01-24 | 4 | Waldkirch Michael N | USAU | Stock Option | D | 6.93 | 5,310 | 5,310 | |||||
| 2022-01-26 | 2022-01-24 | 4 | Waldkirch Michael N | USAU | Common Stock | D | 3,463 | 12,409 | ||||||
| 2022-01-26 | 2022-01-24 | 4 | Gilfillan Tara | USAU | Stock Option | D | 6.93 | 5,310 | 5,310 | |||||
| 2022-01-26 | 2022-01-24 | 4 | Gilfillan Tara | USAU | Common Stock | D | 3,463 | 7,927 | ||||||
| 2022-01-26 | 2022-01-24 | 4 | Schafer Robert W | USAU | Stock Option | D | 6.93 | 5,310 | 5,310 | |||||
| 2022-01-26 | 2022-01-24 | 4 | Schafer Robert W | USAU | Common Stock | D | 3,463 | 107,137 | ||||||
| 2022-01-26 | 2022-01-24 | 4 | Bee George M | USAU | Stock Options | D | 6.93 | 15,928 | 15,928 | |||||
| 2022-01-26 | 2022-01-24 | 4 | Bee George M | USAU | Common Stock | D | 25,450 | 386,420 | ||||||
| 2022-01-26 | 2022-01-24 | 4 | Francis Kevin A. | USAU | Stock Options | D | 6.93 | 3,900 | 3,900 | |||||
| 2022-01-26 | 2022-01-24 | 4 | Francis Kevin A. | USAU | Common Stock | D | 4,472 | 19,794 | ||||||
| 2022-01-26 | 2022-01-24 | 4 | Alexander Eric | USAU | Stock Options | D | 6.93 | 6,372 | 6,372 | |||||
| 2022-01-26 | 2022-01-24 | 4 | Alexander Eric | USAU | Common Stock | D | 17,186 | 67,186 | ||||||
| 2022-01-14 | 2022-01-12 | 4 | Bee George M | USAU | Common Stock | D | 7.9013 | 150 | 1 | 160,970 | ||||
| 2021-07-22 | 2021-07-19 | 4 | Francis Kevin A. | USAU | Common Stock | D | 15,322 | 15,322 | ||||||
| 2021-02-17 | 2021-02-14 | 4 | Waldkirch Michael N | USAU | Common Stock | D | 3,946 | 3,946 | ||||||
| 2021-01-27 | 2021-01-25 | 4 | Zinke Ryan K | USAU | Common Stock | D | 15.5200 | 3,222 | 50 | 19,778 | ||||
| 2021-01-19 | 3 | Waldkirch Michael N By 0818940 BC Ltd. | USAU | Common Stock | I | 5,000 | ||||||||
| 2020-12-14 | 2020-12-09 | 4 | Zinke Ryan K | USAU | Common Stock | D | 4,464 | 16,556 | ||||||
| 2020-12-11 | 2020-12-09 | 4 | Bee George M | USAU | Common Stock | D | 200,000 | 360,820 | ||||||
| 2020-12-11 | 2020-12-09 | 4 | Alexander Eric | USAU | Common Stock | D | 50,000 | 50,000 | ||||||
| 2020-12-11 | 2020-12-09 | 4 | Schafer Robert W | USAU | Common Stock | D | 4,464 | 103,674 | ||||||
| 2020-12-11 | 2020-12-09 | 4 | Gilfillan Tara | USAU | Common Stock | D | 4,464 | 4,464 | ||||||
| 2020-12-11 | 2020-12-09 | 4 | Karr Edward M | USAU | Common Stock | D | 50,000 | 234,292 | ||||||
| 2020-11-27 | 2020-11-13 | 4 | Bee George M | USAU | Series H Convertible Preferred Stock | D | 0.00 | -16,082 | 0 | |||||
| 2020-11-27 | 2020-11-13 | 4 | Bee George M | USAU | Common Stock | D | 0.0010 | 160,820 | 0 | 160,820 | ||||
| 2020-11-25 | 2020-09-17 | 4/A | Karr Edward M | USAU | Common Stock | D | 30,107 | 184,292 | ||||||
| 2020-11-17 | 2020-11-13 | 4 | Schafer Robert W | USAU | Series H Convertible Preferred Stock | D | 0.00 | -9,921 | 0 | |||||
| 2020-11-17 | 2020-11-13 | 4 | Schafer Robert W | USAU | Common Stock | D | 0.0010 | 99,210 | 0 | 99,210 | ||||
| 2020-11-04 | 2020-11-02 | 4 | BRACA JOHN N | USAU | Common Stock | D | 600 | 15,015 | ||||||
| 2020-11-04 | 2020-11-02 | 4 | KAPLAN ANDREW J | USAU | Common Stock | D | 450 | 16,750 | ||||||
| 2020-11-04 | 2020-11-02 | 4 | NEWBY DOUGLAS J | USAU | Common Stock | D | 600 | 9,900 | ||||||
| 2020-11-04 | 2020-11-02 | 4 | JANKE TIMOTHY MARK | USAU | Common Stock | D | 225 | 15,598 | ||||||
| 2020-11-03 | 2020-10-30 | 4 | RECTOR DAVID | USAU | Common Stock | D | 18,502 | 99,671 | ||||||
| 2020-09-21 | 2020-09-17 | 4 | NEWBY DOUGLAS J | USAU | Common Stock | D | 2,500 | 9,300 | ||||||
| 2020-09-21 | 2020-09-17 | 4 | Karr Edward M | USAU | Stock Option (Right to Buy) | D | 14.70 | 50,000 | 50,000 | |||||
| 2020-09-21 | 2020-09-17 | 4 | Karr Edward M | USAU | Stock Option (Right to Buy) | D | 14.70 | -50,000 | 0 | |||||
| 2020-09-21 | 2020-09-17 | 4 | Karr Edward M | USAU | Common Stock | D | 30,107 | 184,292 | ||||||
| 2020-09-21 | 2020-09-17 | 4 | KAPLAN ANDREW J | USAU | Stock Option (Right to Buy) | D | 14.70 | 5,000 | 5,000 | |||||
| 2020-09-21 | 2020-09-17 | 4 | KAPLAN ANDREW J | USAU | Stock Option (Right to Buy) | D | 14.70 | -5,000 | 0 | |||||
| 2020-09-21 | 2020-09-17 | 4 | KAPLAN ANDREW J | USAU | Common Stock | D | 2,500 | 16,300 | ||||||
| 2020-09-21 | 2020-09-17 | 4 | BRACA JOHN N | USAU | Stock Option (Right to Buy) | D | 14.70 | 5,000 | 5,000 | |||||
| 2020-09-21 | 2020-09-17 | 4 | BRACA JOHN N | USAU | Stock Option (Right to Buy) | D | 14.70 | -5,000 | 0 | |||||
| 2020-09-21 | 2020-09-17 | 4 | BRACA JOHN N | USAU | Common Stock | D | 2,500 | 14,415 | ||||||
| 2020-09-21 | 2020-09-17 | 4 | JANKE TIMOTHY MARK | USAU | Stock Option (Right to Buy) | D | 14.70 | 5,000 | 5,000 | |||||
| 2020-09-21 | 2020-09-17 | 4 | JANKE TIMOTHY MARK | USAU | Stock Option (Right to Buy) | D | 14.70 | -5,000 | 0 | |||||
| 2020-09-21 | 2020-09-17 | 4 | JANKE TIMOTHY MARK | USAU | Common Stock | D | 2,500 | 15,373 | ||||||
| 2020-09-21 | 2020-09-17 | 4 | Zinke Ryan K | USAU | Common Stock | D | 2,500 | 12,092 | ||||||
| 2020-09-18 | 2020-09-16 | 4 | RECTOR DAVID | USAU | Stock Option (Right to Buy) | D | 14.70 | 25,000 | 25,000 | |||||
| 2020-09-18 | 2020-09-16 | 4 | RECTOR DAVID | USAU | Stock Option (Right to Buy) | D | 14.70 | -25,000 | 0 | |||||
| 2020-08-26 | 2020-08-17 | 4 | Bee George M | USAU | Series H Convertible Preferred Stock | D | 0.00 | 0.0083 | 1,200 | 0 | 16,082 | |||
| 2020-08-03 | 2020-08-03 | 4 | KAPLAN ANDREW J | USAU | Common Stock | D | 450 | 13,800 | ||||||
| 2020-08-03 | 2020-08-03 | 4 | BRACA JOHN N | USAU | Common Stock | D | 600 | 11,915 | ||||||
| 2020-08-03 | 2020-08-03 | 4 | JANKE TIMOTHY MARK | USAU | Common Stock | D | 225 | 12,873 | ||||||
| 2020-08-03 | 2020-08-03 | 4 | NEWBY DOUGLAS J | USAU | Common Stock | D | 600 | 6,800 | ||||||
| 2020-05-04 | 2020-05-01 | 4 | NEWBY DOUGLAS J | USAU | Common Stock | D | 600 | 6,200 | ||||||
| 2020-05-04 | 2020-05-01 | 4 | JANKE TIMOTHY MARK | USAU | Common Stock | D | 225 | 12,648 | ||||||
| 2020-05-04 | 2020-05-01 | 4 | KAPLAN ANDREW J | USAU | Common Stock | D | 450 | 13,350 | ||||||
| 2020-05-04 | 2020-05-01 | 4 | BRACA JOHN N | USAU | Common Stock | D | 600 | 11,315 | ||||||
| 2020-02-05 | 2020-02-03 | 4 | JANKE TIMOTHY MARK | USAU | Common Stock | D | 2,250 | 124,237 | ||||||
| 2020-02-05 | 2020-02-03 | 4 | BRACA JOHN N | USAU | Common Stock | D | 6,000 | 107,154 | ||||||
| 2020-02-05 | 2020-02-03 | 4 | KAPLAN ANDREW J | USAU | Common Stock | D | 4,500 | 129,000 | ||||||
| 2020-02-05 | 2020-02-03 | 4 | NEWBY DOUGLAS J | USAU | Common Stock | D | 6,000 | 56,000 | ||||||
| 2020-01-15 | 2020-01-14 | 4 | Karr Edward M | USAU | Common Stock | D | 277,778 | 1,541,850 | ||||||
| 2020-01-15 | 2020-01-14 | 4 | RECTOR DAVID | USAU | Common Stock | D | 200,000 | 811,692 | ||||||
| 2019-12-03 | 2019-11-27 | 4 | Sharp Ted Riley | USAU | Option | D | 0.81 | 50,000 | 0 | |||||
| 2019-12-03 | 2019-11-27 | 4 | Sharp Ted Riley | USAU | Common Stock | D | 22,767 | 22,767 | ||||||
| 2019-10-01 | 3 | NEWBY DOUGLAS J | USAU | No securities are beneficially owned. | D | 0 | ||||||||
| 2019-10-01 | 2019-09-18 | 4 | NEWBY DOUGLAS J | USAU | Common Stock | D | 50,000 | 50,000 | ||||||
| 2019-09-23 | 2019-09-20 | 4 | Karr Edward M | USAU | Common Stock | D | 1.0000 | 25,000 | 25 | 1,264,072 | ||||
| 2019-09-20 | 2019-09-18 | 4 | BRACA JOHN N | USAU | Common Stock | D | 50,000 | 101,154 | ||||||
| 2019-09-20 | 2019-09-18 | 4 | Zinke Ryan K | USAU | Common Stock | D | 50,000 | 95,923 | ||||||
| 2019-09-20 | 2019-09-18 | 4 | JANKE TIMOTHY MARK | USAU | Common Stock | D | 50,000 | 121,987 | ||||||
| 2019-09-20 | 2019-09-18 | 4 | KAPLAN ANDREW J | USAU | Common Stock | D | 50,000 | 124,500 | ||||||
| 2019-06-19 | 2019-06-17 | 4 | Mathewson David C. | USAU | Common Shares | D | 1.3300 | 9,398 | 12 | 686,384 | ||||
| 2019-05-07 | 2019-05-06 | 4 | Mathewson David C. | USAU | Common Shares | D | 1.1700 | 10,684 | 13 | 676,986 | ||||
| 2019-04-16 | 2019-04-12 | 4 | Zinke Ryan K | USAU | Common Shares | D | 0.9799 | 45,923 | 45 | 45,923 | ||||
| 2019-04-16 | 2019-04-12 | 4 | Karr Edward M | USAU | Common Shares | D | 0.9799 | 255,128 | 250 | 1,239,072 | ||||
| 2019-04-16 | 2019-04-12 | 4 | RECTOR DAVID | USAU | Common Shares | D | 0.9799 | 183,692 | 180 | 611,692 | ||||
| 2019-04-11 | 2019-03-29 | 4 | Mathewson David C. | USAU | Common Shares | D | 0.9000 | 13,889 | 13 | 666,302 | ||||
| 2019-03-26 | 2019-03-13 | 4 | Mathewson David C. | USAU | Common Shares | D | 0.9500 | 13,158 | 13 | 652,413 | ||||
| 2019-02-01 | 2019-01-31 | 4 | Mathewson David C. | USAU | Common Shares | D | 0.9614 | -20,000 | -19 | 639,255 | ||||
| 2019-01-17 | 2018-11-16 | 4 | Mathewson David C. | USAU | Common Shares | D | 0.9000 | 13,889 | 13 | 659,255 | ||||
| 2019-01-07 | 2018-09-06 | 4/A | Mathewson David C. | USAU | Common Stock | D | 10,965 | 508,114 | ||||||
| 2019-01-07 | 2018-12-29 | 4 | Mathewson David C. | USAU | Common Stock | D | 13,441 | 645,366 | ||||||
| 2019-01-07 | 2018-11-16 | 4 | Mathewson David C. | USAU | Common Stock | D | 12,019 | 631,925 | ||||||
| 2019-01-07 | 2018-10-24 | 4 | Mathewson David C. | USAU | Common Stock | D | 11,792 | 619,906 | ||||||
| 2019-01-02 | 2018-12-31 | 4 | RECTOR DAVID | USAU | Common Shares | D | 0.8331 | 8,700 | 7 | 428,000 | ||||
| 2019-01-02 | 2018-12-31 | 4 | RECTOR DAVID | USAU | Common Shares | D | 0.8737 | 1,300 | 1 | 419,300 | ||||
| 2018-12-26 | 2018-12-24 | 4 | Karr Edward M | USAU | Common Shares | D | 0.8750 | 13,404 | 12 | 983,944 | ||||
| 2018-09-17 | 2018-09-13 | 4 | Karr Edward M | USAU | Common Stock | D | 400,000 | 970,540 | ||||||
| 2018-09-17 | 2018-09-13 | 4 | KAPLAN ANDREW J | USAU | Common Stock | D | 50,000 | 74,500 | ||||||
| 2018-09-17 | 2018-09-13 | 4 | BRACA JOHN N | USAU | Common Stock | D | 50,000 | 51,154 | ||||||
| 2018-09-17 | 2018-09-13 | 4 | Mathewson David C. | USAU | Common Stock | D | 100,000 | 608,114 | ||||||
| 2018-09-17 | 2018-09-13 | 4 | Davidson James D | USAU | Common Stock | D | 50,000 | 51,154 | ||||||
| 2018-09-17 | 2018-09-13 | 4 | RECTOR DAVID | USAU | Common Stock | D | 200,000 | 418,000 | ||||||
| 2018-09-17 | 2018-09-13 | 4 | JANKE TIMOTHY MARK | USAU | Common Stock | D | 50,000 | 71,987 | ||||||
| 2018-09-07 | 2018-09-06 | 4 | Mathewson David C. | USAU | Common Stock | D | 10,965 | 508,114 | ||||||
| 2018-08-14 | 2018-08-14 | 4 | Mathewson David C. | USAU | Common Stock | D | 9,843 | 497,149 | ||||||
| 2018-07-18 | 2018-07-14 | 4 | Mathewson David C. | USAU | Common Stock | D | 9,921 | 487,306 | ||||||
| 2018-06-14 | 2018-06-13 | 4 | Mathewson David C. | USAU | Common Stock | D | 9,398 | 477,385 | ||||||
| 2018-05-09 | 2018-05-07 | 4 | Mathewson David C. | USAU | Common Stock | D | 9,191 | 467,987 | ||||||
| 2018-04-12 | 2018-04-10 | 4 | DelAversano Robert J | USAU | Option | D | 1.45 | 50,000 | 0 | |||||
| 2018-04-10 | 2018-04-10 | 4 | Mathewson David C. | USAU | Common Stock | D | 9,766 | 458,796 | ||||||
| 2018-04-10 | 2018-03-02 | 4 | Mathewson David C. | USAU | Common Stock | D | 6,906 | 449,030 | ||||||
| 2018-04-10 | 2018-02-08 | 4 | Mathewson David C. | USAU | Common Stock | D | 4,902 | 442,124 | ||||||
| 2018-04-10 | 2018-01-03 | 4 | Mathewson David C. | USAU | Common Stock | D | 7,669 | 437,222 | ||||||
| 2018-04-10 | 2017-12-22 | 4 | Mathewson David C. | USAU | Common Stock | D | 8,929 | 429,553 | ||||||
| 2018-03-29 | 2018-03-28 | 4 | Mathewson David C. | USAU | Common Stock | D | 1.2700 | 10,000 | 13 | 420,624 | ||||
| 2018-03-20 | 2018-03-16 | 4 | RECTOR DAVID | USAU | Common Stock | D | 95,745 | 218,000 | ||||||
| 2018-03-20 | 2018-03-16 | 4 | Karr Edward M | USAU | Common Stock | D | 132,979 | 570,540 | ||||||
| 2017-12-29 | 2017-12-22 | 4 | Davidson James D | USAU | Option | D | 1.47 | 50,000 | 25,000 | |||||
| 2017-12-27 | 2017-12-22 | 4 | BRACA JOHN N | USAU | Option | D | 1.47 | 50,000 | 25,000 | |||||
| 2017-12-27 | 2017-12-22 | 4 | Mathewson David C. | USAU | Option | D | 1.47 | 125,000 | 31,250 | |||||
| 2017-12-27 | 2017-12-22 | 4 | Whitmer Neil | USAU | Option | D | 1.47 | 50,000 | 12,500 | |||||
| 2017-12-27 | 2017-12-22 | 4 | JANKE TIMOTHY MARK | USAU | Option | D | 1.47 | 50,000 | 25,000 | |||||
| 2017-12-27 | 2017-12-22 | 4 | RECTOR DAVID | USAU | Option | D | 1.47 | 250,000 | 62,500 | |||||
| 2017-12-27 | 2017-12-22 | 4 | Karr Edward M | USAU | Option | D | 1.47 | 500,000 | 125,000 | |||||
| 2017-12-27 | 2017-12-22 | 4 | KAPLAN ANDREW J | USAU | Option | D | 1.47 | 50,000 | 25,000 | |||||
| 2017-11-14 | 2017-11-13 | 4/A | Mathewson David C. | USAU | Common Stock | D | 1.4000 | 10,000 | 14 | 410,624 | ||||
| 2017-11-14 | 2017-11-06 | 4/A | Mathewson David C. | USAU | Common Stock | D | 1.3900 | 10,000 | 14 | 400,624 | ||||
| 2017-11-14 | 3 | KAPLAN ANDREW J | USAU | Common Stock | D | 49,000 | ||||||||
| 2017-11-14 | 3 | KAPLAN ANDREW J | USAU | Common Stock | D | 49,000 | ||||||||
| 2017-11-13 | 2017-11-13 | 4 | Mathewson David C. | USAU | Common Stock | D | 1.4000 | 10,000 | 14 | 395,624 | ||||
| 2017-11-13 | 2017-11-06 | 4 | Mathewson David C. | USAU | Common Stock | D | 1.3900 | 10,000 | 14 | 385,624 | ||||
| 2017-11-13 | 2017-11-13 | 4 | RECTOR DAVID | USAU | Common Stock | D | 1.3600 | 10,000 | 14 | 122,255 | ||||
| 2017-11-13 | 2017-11-13 | 4 | Karr Edward M | USAU | Common Stock | D | 1.3600 | 5,000 | 7 | 437,561 | ||||
| 2017-11-03 | 2017-11-02 | 4 | Karr Edward M | USAU | Common Stock | D | 1.0900 | 5,000 | 5 | 432,561 | ||||
| 2017-10-25 | 2017-10-25 | 4 | Karr Edward M | USAU | Common Stock | D | 1.1700 | 5,000 | 6 | 427,561 | ||||
| 2017-10-23 | 2017-10-20 | 4 | Karr Edward M | USAU | Common Stock | D | 1.4700 | 5,000 | 7 | 422,561 | ||||
| 2017-10-11 | 2017-10-10 | 4 | Karr Edward M | USAU] | Common Stock | D | 1.8000 | 27,778 | 50 | 417,561 | ||||
| 2017-09-06 | 2017-08-23 | 4 | RECTOR DAVID | USAU | Common Stock | D | 70,588 | 112,255 | ||||||
| 2017-08-28 | 2017-08-23 | 4 | Mathewson David C. | USAU | Common Stock | D | 15,000 | 390,624 | ||||||
| 2017-08-25 | 2017-08-23 | 4 | LOUGEE ANTHONY | USAU | Common Stock | D | 11,000 | 20,831 | ||||||
| 2017-08-25 | 2017-08-23 | 4 | Moylan David Alan | USAU | Common Stock | D | 1,500 | 55,027 | ||||||
| 2017-08-25 | 2017-08-23 | 4 | Moylan David Alan | USAU | Common Stock | D | 15,898 | 70,925 | ||||||
| 2017-08-25 | 2017-08-23 | 4 | Mathewson David C. | USAU | Common Stock | D | 29,412 | 375,624 | ||||||
| 2017-08-25 | 2017-08-23 | 4 | BRACA JOHN N | USAU | Common Stock | D | 1,154 | 1,154 | ||||||
| 2017-08-25 | 2017-08-23 | 4 | Karr Edward M | USAU | Common Stock | D | 1,500 | 291,744 | ||||||
| 2017-08-25 | 2017-08-23 | 4 | Karr Edward M | USAU | Common Stock | D | 98,039 | 389,783 | ||||||
| 2017-08-25 | 2017-08-23 | 4 | JANKE TIMOTHY MARK | USAU | Common Stock | D | 1,154 | 21,987 | ||||||
| 2017-08-25 | 2017-08-23 | 4 | Davidson James D | USAU | Common Stock | D | 1,154 | 1,154 | ||||||
| 2017-06-15 | 3 | RECTOR DAVID | DRAM | Common Stock | D | 83,334 | ||||||||
| 2017-06-15 | 3 | RECTOR DAVID | DRAM | Common Stock | D | 83,334 | ||||||||
| 2017-06-12 | 3 | Mathewson David C. | DRAM | Common Stock | D | 538,258 | ||||||||
| 2017-06-12 | 3 | Mathewson David C. | DRAM | Common Stock | D | 538,258 | ||||||||
| 2017-06-12 | 2017-06-08 | 4 | Karr Edward M | DRAM | Common Stock, par value $0.001 per share | D | 1.0000 | 77,084 | 77 | 290,244 | ||||
| 2017-06-12 | 2017-06-08 | 4 | Mathewson David C. | DRAM | Common Stock | D | 1.0000 | 77,083 | 77 | 346,212 | ||||
| 2017-06-01 | 3 | JANKE TIMOTHY MARK | DRAM | Common Stock | D | 41,666 | ||||||||
| 2017-06-01 | 3 | JANKE TIMOTHY MARK | DRAM | Common Stock | D | 41,666 | ||||||||
| 2017-05-25 | 2017-02-01 | 4/A | Karr Edward M | DRAM | Common Stock, par value $0.001 per share | D | 1.4700 | 8,000 | 12 | 19,311 | ||||
| 2017-05-25 | 2017-05-23 | 4 | Karr Edward M | DRAM | Common Stock, par value $0.001 per share | D | 208,333 | 213,160 | ||||||
| 2017-02-03 | 2017-02-01 | 4 | Karr Edward M | DRAM | Common Stock, par value $0.001 per share | D | 1.4700 | -8,000 | -12 | 19,311 | ||||
| 2017-02-03 | 2017-02-01 | 4 | Karr Edward M | DRAM | Common Stock, par value $0.001 per share | D | 1.4700 | -8,000 | -12 | 19,311 | ||||
| 2017-02-03 | 2017-02-01 | 4 | Moylan David Alan | DRAM | Common Stock, par value $0.001 per share | D | 1.4700 | -8,000 | -12 | 214,111 | ||||
| 2017-02-03 | 2017-02-01 | 4 | DAVIS TRENT D | DRAM | Common Stock, par value $0.001 per share | D | 1.4700 | 8,000 | 12 | 52,644 | ||||
| 2017-02-03 | 2017-02-01 | 4 | Markulec Michael E. | DRAM | Common Stock, par value $0.001 per share | D | 1.4700 | -8,000 | -12 | 35,978 | ||||
| 2016-06-20 | 2016-06-16 | 4 | Markulec Michael E. | DRAM | Common Stock, par value $0.001 per share | D | 0.8400 | 50,000 | 42 | 83,934 | ||||
| 2016-06-17 | 2016-06-16 | 4 | LOUGEE ANTHONY | DRAM | Common Stock, par value $0.001 per share | D | 0.8400 | 75,000 | 63 | 117,975 | ||||
| 2016-06-17 | 2016-06-16 | 4 | DAVIS TRENT D | DRAM | Common Stock, par value $0.001 per share | D | 0.8400 | 100,000 | 84 | 137,868 | ||||
| 2016-06-17 | 2016-06-16 | 4 | Moylan David Alan | DRAM | Common Stock, par value $0.001 per share | D | 0.8400 | 100,000 | 84 | 618,333 | ||||
| 2016-01-26 | 2016-01-19 | 4 | Moylan David Alan | DRAM | Options | D | 1.69 | -166,667 | 0 | |||||
| 2016-01-26 | 2016-01-19 | 4 | Moylan David Alan | DRAM | Common Stock, par value $0.001 per share | D | 166,667 | 518,333 | ||||||
| 2016-01-25 | 2016-01-21 | 4 | LOUGEE ANTHONY | DRAM | 0% Series B Convertible Preferred Stock, par value $0.001 | D | 0.6100 | -225 | -0 | 0 | ||||
| 2016-01-25 | 2016-01-21 | 4 | LOUGEE ANTHONY | DRAM | 0% Series B Convertible Preferred Stock, par value $0.001 | D | 0.6100 | 225 | 0 | 225 | ||||
| 2016-01-25 | 2016-01-21 | 4 | LOUGEE ANTHONY | DRAM | Common Stock, par value $0.001 | D | 4,500 | 42,975 | ||||||
| 2016-01-25 | 2016-01-19 | 4 | LOUGEE ANTHONY | DRAM | Options | D | 1.50 | -27,000 | 0 | |||||
| 2016-01-25 | 2016-01-19 | 4 | LOUGEE ANTHONY | DRAM | Common Stock, par value $0.001 | D | 27,000 | 38,475 | ||||||
| 2016-01-25 | 2016-01-15 | 4 | LOUGEE ANTHONY | DRAM | Common Stock Warrants | D | 3.50 | -3,000 | 0 | |||||
| 2016-01-25 | 2016-01-15 | 4 | LOUGEE ANTHONY | DRAM | Common Stock Warrants | D | 2.94 | -3,000 | 0 | |||||
| 2016-01-25 | 2016-01-15 | 4 | LOUGEE ANTHONY | DRAM | Common Stock Warrants | D | 3.00 | -3,000 | 0 | |||||
| 2016-01-19 | 2016-01-13 | 4 | Karr Edward M | DRAM | Common Stock, par value $0.001 per share | D | 0.6000 | 30,000 | 18 | 33,934 | ||||
| 2016-01-15 | 2016-01-13 | 4 | Markulec Michael E. | DRAM | Common Stock, par value $0.001 per share | D | 0.6000 | 30,000 | 18 | 33,934 | ||||
| 2016-01-15 | 2016-01-13 | 4 | Moylan David Alan | DRAM | Common Stock, par value $0.001 per share | D | 0.6000 | 280,000 | 168 | 351,666 | ||||
| 2016-01-15 | 2016-01-13 | 4 | DAVIS TRENT D | DRAM | Common Stock, par value $0.001 per share | D | 0.6000 | 30,000 | 18 | 33,934 | ||||
| 2015-09-03 | 2015-08-26 | 4 | Butler Richard Douglas JR | DRAM | Common Stock | D | 3,934 | 3,934 | ||||||
| 2015-09-03 | 2015-08-26 | 4 | Moylan David Alan | DRAM | Common Stock | D | 3,931 | 71,666 | ||||||
| 2015-09-03 | 2015-06-08 | 4 | Moylan David Alan | DRAM | 2014 Equity Incentive Plan (Right to Buy) | D | 1.69 | 1.6900 | 166,667 | 282 | 166,667 | |||
| 2015-09-03 | 2015-08-26 | 4 | Markulec Michael E. | DRAM | Common Stock | D | 3,934 | 3,934 | ||||||
| 2015-09-03 | 2015-08-26 | 4 | DAVIS TRENT D | DRAM | Common Stock | D | 3,934 | 3,934 | ||||||
| 2015-09-01 | 2015-08-26 | 4 | Karr Edward M | DRAM | Common Stock | D | 3,934 | 3,934 | ||||||
| 2015-08-21 | 2015-08-17 | 4 | LOUGEE ANTHONY | DRAM | Common Stock, $1.00 par value | D | 10,000 | 11,000 | ||||||
| 2015-08-21 | 2014-08-12 | 4 | LOUGEE ANTHONY | DRAM | Option | D | 1.50 | 27,000 | 29,000 | |||||
| 2015-08-21 | 2014-07-15 | 4 | LOUGEE ANTHONY | DRAM | Common Stock Warrants | D | 3.50 | 3.5000 | 3,000 | 10 | 3,000 | |||
| 2015-08-21 | 2014-07-15 | 4 | LOUGEE ANTHONY | DRAM | Common Stock Warrants | D | 3.00 | 3.0000 | 3,000 | 9 | 3,000 | |||
| 2015-08-21 | 2014-07-15 | 4 | LOUGEE ANTHONY | DRAM | Common Stock Warrants | D | 2.94 | 2.9400 | 3,000 | 9 | 3,000 | |||
| 2015-07-06 | 2014-12-31 | 4 | Isaac Jon By Isaac Capital Group | DRAM | Common Stock | I | 1.7500 | -42,000 | -74 | 335,184 | ||||
| 2015-06-22 | 2015-06-08 | 4/A | Moylan David Alan | DRAM | 2014 Equity Incentive Plan (Right to Buy) | D | 1.69 | 1.6900 | 166,667 | 282 | 166,667 | |||
| 2015-06-22 | 2015-06-08 | 4/A | Moylan David Alan | DRAM | Common Stock | D | 25,000 | 75,000 | ||||||
| 2015-06-18 | 2015-06-16 | 4 | Isaac Jon By Isaac Capital Group LLC | DRAM | Call Option (right to buy) | I | -300,000 | 300,000 | ||||||
| 2015-06-18 | 2015-06-16 | 4 | Isaac Jon By Isaac Capital Group LLC | DRAM | Warrant | I | 2.50 | 2.5000 | -500,000 | -1,250 | 500,000 | |||
| 2015-06-18 | 2015-06-16 | 4 | Isaac Jon By Isaac Capital Group LLC | DRAM | Call Option (right to buy) | I | 5.00 | 5.0000 | -300,000 | -1,500 | 300,000 | |||
| 2015-06-18 | 2015-06-16 | 4 | Isaac Jon By Isaac Capital Group LLC | DRAM | Series A Preferred Stock | I | 2.00 | 2.0000 | -154,000 | -308 | 154,000 | |||
| 2015-06-18 | 2015-06-16 | 4 | Isaac Jon By Isaac Capital Group | DRAM | Common Stock | I | 2.0000 | -118,000 | -236 | 217,184 | ||||
| 2015-06-18 | 2015-06-08 | 4 | Moylan David Alan | DRAM | Option | D | 1.69 | 1.6900 | 166,667 | 282 | 166,667 | |||
| 2015-06-18 | 2015-06-08 | 4 | Moylan David Alan | DRAM | Common Stock | D | 2.0000 | 50,000 | 100 | 100,000 | ||||
| 2015-02-06 | 2015-01-31 | 4 | Moylan David Alan | DRAM | Warrant | D | 2.50 | 2.5000 | -50,000 | -125 | 50,000 | |||
| 2015-02-06 | 2015-01-31 | 4 | Moylan David Alan | DRAM | Common Stock | D | 2.0000 | 50,000 | 100 | 50,000 | ||||
| 2014-11-19 | 3 | Isaac Capital Group, LLC By Isaac Capital Group LLC | DRAM | Common Stock | I | 754,368 | ||||||||
| 2014-11-19 | 3 | Isaac Capital Group, LLC By Isaac Capital Group LLC | DRAM | Common Stock | I | 754,368 | ||||||||
| 2014-11-19 | 3 | Isaac Capital Group, LLC By Isaac Capital Group LLC | DRAM | Common Stock | I | 754,368 | ||||||||
| 2014-08-12 | 2014-07-15 | 4 | Freeman John | DRAM | Common Stock Warrants | D | 3.50 | 3.5000 | 32,000 | 112 | 32,000 | |||
| 2014-08-12 | 2014-07-15 | 4 | Freeman John | DRAM | Common Stock Warrants | D | 3.00 | 3.0000 | 32,000 | 96 | 32,000 | |||
| 2014-08-12 | 2014-07-15 | 4 | Freeman John | DRAM | Common Stock Warrants | D | 2.94 | 2.9400 | 32,000 | 94 | 32,000 | |||
| 2014-08-12 | 2014-07-15 | 4 | Freeman John | DRAM | Subordinated Secured Convertible Bridge Note | D | 2.94 | 2.9400 | 27,210 | 80 | 27,210 | |||
| 2014-08-12 | 2014-07-15 | 4 | Giordano Rose Ann | DRAM | Common Stock Warrants | D | 3.50 | 3.5000 | 4,000 | 14 | 4,000 | |||
| 2014-08-12 | 2014-07-15 | 4 | Giordano Rose Ann | DRAM | Common Stock Warrants | D | 3.00 | 3.0000 | 4,000 | 12 | 4,000 | |||
| 2014-08-12 | 2014-07-15 | 4 | Giordano Rose Ann | DRAM | Common Stock Warrants | D | 2.94 | 2.9400 | 4,000 | 12 | 4,000 | |||
| 2014-08-12 | 2014-07-15 | 4 | Giordano Rose Ann | DRAM | Subordinated Secured Convertible Bridge Note | D | 2.94 | 2.9400 | 3,401 | 10 | 3,401 | |||
| 2014-08-12 | 2014-07-15 | 4 | LOUGEE ANTHONY | DRAM | Common Stock Warrants | D | 3.50 | 3.5000 | 3,000 | 10 | 3,000 | |||
| 2014-08-12 | 2014-07-15 | 4 | LOUGEE ANTHONY | DRAM | Common Stock Warrants | D | 3.00 | 3.0000 | 3,000 | 9 | 3,000 | |||
| 2014-08-12 | 2014-07-15 | 4 | LOUGEE ANTHONY | DRAM | Common Stock Warrants | D | 2.94 | 2.9400 | 3,000 | 9 | 3,000 | |||
| 2014-08-12 | 2014-07-15 | 4 | LOUGEE ANTHONY | DRAM | Subordinated Secured Convertible Bridge Note | D | 2.94 | 2.9400 | 2,551 | 7 | 2,551 | |||
| 2014-08-12 | 2014-07-15 | 4 | MAJEWSKI THOMAS A | DRAM | Common Stock Warrants | D | 3.50 | 3.5000 | 4,000 | 14 | 4,000 | |||
| 2014-08-12 | 2014-07-15 | 4 | MAJEWSKI THOMAS A | DRAM | Common Stock Warrants | D | 3.00 | 3.0000 | 4,000 | 12 | 4,000 | |||
| 2014-08-12 | 2014-07-15 | 4 | MAJEWSKI THOMAS A | DRAM | Common Stock Warrants | D | 2.94 | 2.9400 | 4,000 | 12 | 4,000 | |||
| 2014-08-12 | 2014-07-15 | 4 | MAJEWSKI THOMAS A | DRAM | Subordinated Secured Convertible Bridge Note | D | 2.94 | 2.9400 | 3,401 | 10 | 3,401 | |||
| 2014-08-12 | 2014-07-15 | 4 | Palker Marc P. | DRAM | Common Stock Warrants | D | 3.50 | 3.5000 | 2,000 | 7 | 2,000 | |||
| 2014-08-12 | 2014-07-15 | 4 | Palker Marc P. | DRAM | Common Stock Warrants | D | 3.00 | 3.0000 | 2,000 | 6 | 2,000 | |||
| 2014-08-12 | 2014-07-15 | 4 | Palker Marc P. | DRAM | Common Stock Warrants | D | 2.94 | 2.9400 | 2,000 | 6 | 2,000 | |||
| 2014-08-12 | 2014-07-15 | 4 | Palker Marc P. | DRAM | Subordinated Secured Convertible Bridge Note | D | 2.94 | 2.9400 | 1,700 | 5 | 1,700 | |||
| 2014-08-12 | 2014-07-15 | 4 | Sheerr David Samuel | DRAM | Common Stock Warrants | D | 3.50 | 3.5000 | 4,000 | 14 | 4,000 | |||
| 2014-08-12 | 2014-07-15 | 4 | Sheerr David Samuel | DRAM | Common Stock Warrants | D | 3.00 | 3.0000 | 4,000 | 12 | 4,000 | |||
| 2014-08-12 | 2014-07-15 | 4 | Sheerr David Samuel | DRAM | Common Stock Warrants | D | 2.94 | 2.9400 | 4,000 | 12 | 4,000 | |||
| 2014-08-12 | 2014-07-15 | 4 | Sheerr David Samuel | DRAM | Subordinated Secured Convertible Bridge Note | D | 2.94 | 2.9400 | 3,401 | 10 | 3,401 | |||
| 2014-07-09 | 3 | Markulec Michael E. | DRAM | Common Stock, $1.00 | D | 0 | ||||||||
| 2014-04-17 | 2014-04-17 | 4 | LOUGEE ANTHONY | DRAM | Common Stock, $1.00 Par Value | D | 2.7390 | 1,000 | 3 | 1,000 | ||||
| 2014-04-16 | 2014-04-15 | 4 | Sheerr David Samuel | DRAM | Common Stock, $1.00 Par Value | D | 2.5484 | 1,000 | 3 | 1,000 | ||||
| 2014-04-15 | 2014-04-15 | 4 | Palker Marc P. | DRAM | Common Stock, $1.00 Par Value | D | 2.6579 | 1,000 | 3 | 2,000 | ||||
| 2014-04-11 | 2014-04-10 | 4 | Freeman John | DRAM | Common Stock, $1.00 Par Value | D | 2.8700 | 1,500 | 4 | 3,000 | ||||
| 2014-03-03 | 2014-02-27 | 4 | Palker Marc P. | DRAM | Common Stock, $1.00 Par Value | D | 2.7400 | 1,000 | 3 | 1,000 | ||||
| 2014-02-24 | 2014-02-20 | 4 | Freeman John | DRAM | Common Stock , $1.00 Par Value | D | 2.5700 | 1,500 | 4 | 1,500 | ||||
| 2012-08-06 | 2012-07-19 | 4 | Sheerr David Samuel | DRAM | Options | D | 0.69 | 0.6900 | 100,000 | 69 | 100,000 |
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
