| Saham Orang Dalam | 13,518,207 shares |
| Orang Dalam Sejati | 45 |
Skor Sentimen Orang Dalam
Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.
Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.
Frekuensi Pembaruan: Setiap Hari
Skor Sentimen Petugas
Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.
Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.
Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.
Frekuensi Pembaruan: Setiap Hari
Metrik Utama Orang Dalam
Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.
Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).
Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)
0 ( )
721 out of 11323Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).
Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)
0.000 %( )
725 out of 11244Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.
Grafik Perdagangan Orang Dalam
Grafik berikut menunjukkan INNOVATE Corp. - Equity Right transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.
Daftar Orang Dalam dan Metrik Profitabilitas
Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.
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| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
| Peter D Aquino Executive Chairman, Director - [D] [O] | 497,267 | 497,267 | |
| Wayne Jr Barr President and CEO, Director - [D] [O] | 436,660 | 43,666 | |
| Andrew G Backman Managing Director - [O] | 31,240 | 31,240 | |
|
Benefit Street Partners LLC
10% Owner -
|
807,750 | 807,750 | |
| Courtis Kenneth S. Director - [D] | 551,272 | 55,127 | |
|
DG Capital Management, LLC
10% Owner -
|
1,019,015 | 1,019,015 | |
| Andrew Day CEO and President - [O] | 37,799 | 37,799 | |
| Mesfin Demise CFO;Corp. Controller;Treasurer - [O] | 16,964 | 16,964 | |
| Craig Denson President of ICS Business Unit - [O] | 13,850 | 13,850 | |
| Ian Estus Managing Director, Investments - [O] | 90,423 | 90,423 | |
|
Philip Falcone
10% Owner -
|
1,962,400 | 1,962,400 | |
| John D Filipowicz CAO, VP, HR & GC & Sec - [O] | 10,594 | 10,594 | |
| Joseph Anthony Ferraro Chief Legal Officer & Corp Sec - [O] | 343,306 | 34,331 | |
| Warren H Gfeller Director - [D] | 67,703 | 67,703 | |
|
Avram A Glazer
Director, 10% Owner -
[D]
|
53,984 | 53,984 |
| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
|
Sander Gerber
10% Owner -
|
254,372 | 254,372 | |
| Global Opportunities Breakaway MM, L.L.C. - | 1,080,000 | 1,080,000 | |
|
Howard Golden
10% Owner -
|
591,627 | 484,795 | |
| Brian Steven Goldstein Director - [D] | 48,983 | 48,983 | |
| Michael Gorzynski Director - [D] | 56,303 | 56,303 | |
| Lee S Hillman Director - [D] | 71,478 | 71,478 | |
| Mark E Holliday Director - [D] | 16,250 | 16,250 | |
|
Hrg Group, Inc.
10% Owner -
|
0 | 0 | |
| Suzi R Herbst Chief Operating Officer - [O] | 285,534 | 28,553 | |
| Keith Hladek, Chief Operating Officer - [O] | 249,091 | 249,091 | |
| James C Keeley CFO - [O] | 11,525 | 11,525 | |
| Robert V Jr Leffler Director - [D] | 66,097 | 66,097 | |
| Tracy Lawson See Remarks - [O] | 404 | 404 | |
| Shelly Lombard Director - [D] | 31,298 | 3,130 | |
|
MG Capital Management Ltd.
10% Owner -
|
24,462 | 24,462 |
| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
| Andrea L Mancuso Deputy General Counsel - [O] | 47,809 | 47,809 | |
| Robert M Pons EVP Business Development, Director - [D] [O] | 154,106 | 154,106 | |
|
Percy Rockdale LLC
10% Owner -
|
5,048,755 | 5,048,755 | |
| Paul Robinson Chief Legal Officer & Corp Sec - [O] | 136,534 | 136,534 | |
| Richard Ramlall ChiefCommun.Off.; SVPCorp.Dev. - [O] | 18,306 | 18,306 | |
| Steven D Scheiwe Director - [D] | 20,000 | 20,000 | |
| Ken Schwarz CFO (PFO); SVP, IT - [O] | 26,835 | 26,835 | |
| Karen Singer - | 0 | 0 | |
| Neil S Subin Director - [D] | 117,000 | 117,000 | |
| Sena Michael J. Chief Financial Officer - [O] | 123,893 | 123,893 | |
|
Southpaw Asset Management LP
10% Owner -
|
591,627 | 484,795 | |
| Julie Totman Springer | 0 | ||
| Daniel Tseung Director - [D] | 14,619 | 14,619 | |
| Paul Voigt Interim CEO - [O] | 625,890 | 625,890 | |
| Amy Marie Wilkinson Director - [D] | 46,904 | 46,904 |
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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek
Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di VATE.RT / INNOVATE Corp. - Equity Right. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .
Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.
Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek
Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di VATE.RT / INNOVATE Corp. - Equity Right. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .
Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.
Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).
Riwayat Transaksi
Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.
| Berkas Tanggal |
Perdagangan Tanggal |
Formulir | Orang Dalam | Ticker | Judul Keamanan | Kode | Langsung | Latihan Harga |
Satuan Harga |
Unit Diubah |
Nilai Diubah (1 ribu) |
Sisa Pilihan |
Sisa Saham |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-08-07 | 2025-08-06 | 4 | Voigt Paul | VATE | Common Stock | D | 5.6800 | 176,056 | 1,000 | 625,890 | ||||
| 2025-06-16 | 2025-06-12 | 4 | GLAZER AVRAM A | VATE | Common Stock | D | 16,363 | 53,984 | ||||||
| 2025-06-16 | 2025-06-12 | 4 | GFELLER WARREN H | VATE | Common Stock | D | 16,363 | 67,703 | ||||||
| 2025-06-16 | 2025-06-12 | 4 | Wilkinson Amy Marie | VATE | Common Stock | D | 16,363 | 46,904 | ||||||
| 2025-06-16 | 2025-06-12 | 4 | Goldstein Brian Steven | VATE | Common Stock | D | 16,363 | 48,983 | ||||||
| 2025-03-17 | 2025-03-15 | 4 | Sena Michael J. | VATE | Common Stock | D | 7.8100 | -1,053 | -8 | 123,893 | ||||
| 2025-03-17 | 2025-03-14 | 4 | Sena Michael J. | VATE | Common Stock | D | 7.6600 | -4,302 | -33 | 124,946 | ||||
| 2025-03-13 | 2025-03-13 | 4 | Sena Michael J. | VATE | Common Stock | D | 12,946 | 129,248 | ||||||
| 2025-03-13 | 2025-03-11 | 4 | Sena Michael J. | VATE | Common Stock | D | 7.2300 | -862 | -6 | 116,302 | ||||
| 2024-12-18 | 2024-12-16 | 4 | GLAZER AVRAM A KAG Irrevocable Exempt Trust | VATE | Common Stock | I | 2,097,902 | 2,097,902 | ||||||
| 2024-12-18 | 2024-12-16 | 4 | GLAZER AVRAM A LHG Irrevocable Exempt Trust | VATE | Common Stock | I | 2,097,902 | 2,097,902 | ||||||
| 2024-12-18 | 2024-12-16 | 4 | GLAZER AVRAM A | VATE | Common Stock | D | -2,097,902 | 37,621 | ||||||
| 2024-12-18 | 2024-12-16 | 4 | GLAZER AVRAM A | VATE | Common Stock | D | -2,097,902 | 37,621 | ||||||
| 2024-11-21 | 2024-11-19 | 4 | Voigt Paul Paul K Voigt Rev Trust | VATE | Common Stock | I | 3.9800 | 25,000 | 100 | 25,000 | ||||
| 2024-10-30 | 2024-10-29 | 4 | Voigt Paul | VATE | Common Stock | D | 142,857 | 449,834 | ||||||
| 2024-10-30 | 2024-10-29 | 4 | Voigt Paul | VATE | Common Stock | D | 95,322 | 306,977 | ||||||
| 2024-09-16 | 2024-09-12 | 4 | Voigt Paul | VATE | Common Stock | D | 3.8000 | 43,785 | 166 | 211,655 | ||||
| 2024-06-20 | 2024-06-18 | 4 | GFELLER WARREN H | VATE | Common Stock | D | 161,001 | 513,389 | ||||||
| 2024-06-20 | 2024-06-18 | 4 | GLAZER AVRAM A Lancer Capital | VATE | Common Stock | I | 0.7000 | 44,693,895 | 31,286 | 64,078,091 | ||||
| 2024-06-20 | 2024-06-18 | 4 | GLAZER AVRAM A | VATE | Common Stock | D | 161,001 | 376,196 | ||||||
| 2024-06-20 | 2024-06-18 | 4 | Wilkinson Amy Marie | VATE | Common Stock | D | 161,001 | 305,406 | ||||||
| 2024-06-20 | 2024-06-18 | 4 | Goldstein Brian Steven | VATE | Common Stock | D | 161,001 | 326,194 | ||||||
| 2024-06-17 | 2024-06-14 | 4 | Voigt Paul | VATE | Common Stock | D | 0.6000 | 176 | 0 | 1,678,695 | ||||
| 2024-06-12 | 2024-06-12 | 4 | Voigt Paul | VATE | Common Stock | D | 0.6000 | 7,030 | 4 | 1,678,519 | ||||
| 2024-06-12 | 2024-06-11 | 4 | Voigt Paul | VATE | Common Stock | D | 0.6000 | 8,826 | 5 | 1,671,489 | ||||
| 2024-06-12 | 2024-06-10 | 4 | Voigt Paul | VATE | Common Stock | D | 0.6000 | 1,965 | 1 | 1,662,663 | ||||
| 2024-06-12 | 2024-04-24 | 4/A | Voigt Paul Jessie Holdings LLC | VATE | Common Stock | I | 0.7000 | 16,751 | 12 | 75,362 | ||||
| 2024-06-12 | 2024-04-24 | 4/A | Voigt Paul | VATE | Common Stock | D | 0.7000 | 369,130 | 258 | 1,660,698 | ||||
| 2024-04-25 | 2024-04-24 | 4 | Sena Michael J. | VATE | Common Stock | D | 0.7000 | 114,285 | 80 | 1,171,632 | ||||
| 2024-04-25 | 2024-04-24 | 4 | Voigt Paul | VATE | Common Stock | D | 0.7000 | 369,130 | 258 | 1,660,698 | ||||
| 2024-04-25 | 2024-04-24 | 4 | GFELLER WARREN H | VATE | Common Stock | D | 0.7000 | 63,428 | 44 | 352,388 | ||||
| 2024-03-18 | 2024-03-15 | 4 | Sena Michael J. | VATE | Common Stock | D | 0.6217 | -21,471 | -13 | 1,057,347 | ||||
| 2024-03-18 | 2024-03-14 | 4 | Sena Michael J. | VATE | Common Stock | D | 0.6856 | -11,675 | -8 | 1,078,818 | ||||
| 2024-03-18 | 2024-03-14 | 4 | Sena Michael J. | VATE | Common Stock | D | 358,015 | 1,090,493 | ||||||
| 2023-07-27 | 3 | Voigt Paul | VATE | Common Stock | D | 1,291,568 | ||||||||
| 2023-07-27 | 3 | Voigt Paul Jessie Holdings LLC | VATE | Common Stock | I | 58,611 | ||||||||
| 2023-06-20 | 2023-06-15 | 4 | GFELLER WARREN H | VATE | Common Stock | D | 46,392 | 288,960 | ||||||
| 2023-06-20 | 2023-06-15 | 4 | Goldstein Brian Steven | VATE | Common Stock | D | 46,392 | 165,193 | ||||||
| 2023-06-20 | 2023-06-15 | 4 | GLAZER AVRAM A | VATE | Common Stock | D | 46,392 | 215,195 | ||||||
| 2023-06-20 | 2023-06-15 | 4 | Wilkinson Amy Marie | VATE | Common Stock | D | 46,392 | 144,405 | ||||||
| 2023-05-23 | 2023-05-23 | 4 | BARR WAYNE JR | VATE | Common Stock | D | 1.4800 | 5,000 | 7 | 436,660 | ||||
| 2023-05-23 | 2023-05-18 | 4/A | BARR WAYNE JR | VATE | Common Stock | D | 1.5499 | 4,750 | 7 | 431,660 | ||||
| 2023-05-19 | 2023-05-18 | 4 | BARR WAYNE JR | VATE | Common Stock | D | 1.5499 | 4,750 | 7 | 431,660 | ||||
| 2023-03-31 | 2023-03-15 | 4 | BARR WAYNE JR | VATE | Common Stock | D | 88,737 | 426,910 | ||||||
| 2023-03-31 | 2023-03-15 | 4 | Sena Michael J. | VATE | Common Stock | D | 87,600 | 732,478 | ||||||
| 2023-03-31 | 2023-03-15 | 4 | Herbst Suzi R | VATE | Common Stock | D | 85,324 | 276,258 | ||||||
| 2023-03-16 | 2023-03-15 | 4 | BARR WAYNE JR | VATE | Common Stock | D | 2.9300 | -8,117 | -24 | 338,173 | ||||
| 2023-03-16 | 2023-03-13 | 4 | BARR WAYNE JR | VATE | Common Stock | D | 2.9600 | -5,895 | -17 | 346,290 | ||||
| 2023-03-16 | 2023-03-15 | 4 | Sena Michael J. | VATE | Common Stock | D | 2.9300 | -8,412 | -25 | 644,878 | ||||
| 2023-03-16 | 2023-03-13 | 4 | Sena Michael J. | VATE | Common Stock | D | 2.9600 | -8,615 | -26 | 653,290 | ||||
| 2023-03-16 | 2023-03-15 | 4 | Herbst Suzi R | VATE | Common Stock | D | 2.9300 | -8,060 | -24 | 190,934 | ||||
| 2023-03-16 | 2023-03-13 | 4 | Herbst Suzi R | VATE | Common Stock | D | 2.9600 | -9,381 | -28 | 198,994 | ||||
| 2022-11-15 | 2022-11-14 | 4 | BARR WAYNE JR | VATE | Common Stock | D | 0.9299 | 10,000 | 9 | 352,185 | ||||
| 2022-11-15 | 2022-11-15 | 4 | Sena Michael J. | VATE | Common Stock | D | 0.9690 | 5,000 | 5 | 661,905 | ||||
| 2022-11-15 | 2022-11-14 | 4 | Sena Michael J. | VATE | Common Stock | D | 0.9680 | 5,000 | 5 | 656,905 | ||||
| 2022-11-15 | 2022-11-14 | 4 | Sena Michael J. | VATE | Common Stock | D | 0.9670 | 5,000 | 5 | 651,905 | ||||
| 2022-11-08 | 2022-11-04 | 4 | Wilkinson Amy Marie | VATE | Common Stock | D | 98,013 | 98,013 | ||||||
| 2022-11-08 | 2022-11-04 | 4 | Goldstein Brian Steven | VATE | Common Stock | D | 108,801 | 118,801 | ||||||
| 2022-11-08 | 2022-11-04 | 4 | GLAZER AVRAM A | VATE | Common Stock | D | 112,500 | 168,803 | ||||||
| 2022-11-08 | 2022-11-04 | 4 | GFELLER WARREN H | VATE | Common Stock | D | 112,500 | 242,568 | ||||||
| 2022-09-13 | 2022-09-09 | 4 | Goldstein Brian Steven | VATE | Common Stock | D | 1.4505 | 10,000 | 15 | 10,000 | ||||
| 2022-06-16 | 2022-06-15 | 4 | Lombard Shelly | VATE | Common Stock | D | 1.9100 | -35,000 | -67 | 31,298 | ||||
| 2022-05-10 | 2022-05-09 | 4 | GLAZER AVRAM A Lancer Capital | VATE | Common Stock | I | 2.7953 | 300,000 | 839 | 19,384,196 | ||||
| 2022-05-10 | 2022-05-06 | 4 | GLAZER AVRAM A Lancer Capital | VATE | Common Stock | I | 2.9246 | 100,242 | 293 | 19,084,196 | ||||
| 2022-04-22 | 2022-04-20 | 4 | Herbst Suzi R | VATE | Common Stock | D | 3.7642 | -5,184 | -20 | 208,375 | ||||
| 2022-04-21 | 2022-04-12 | 4/A | Herbst Suzi R | VATE | Common Stock | D | 3.7500 | -200 | -1 | 213,559 | ||||
| 2022-04-14 | 2022-04-12 | 4 | Herbst Suzi R | VATE | Common Stock | D | 3.7500 | 200 | 1 | 213,959 | ||||
| 2022-03-18 | 2022-03-16 | 4 | Ferraro Joseph Anthony | VATE | Common Stock | D | 3.5719 | -8,626 | -31 | 343,306 | ||||
| 2022-03-18 | 2022-03-16 | 4 | Herbst Suzi R | VATE | Common Stock | D | 3.5710 | -8,081 | -29 | 213,759 | ||||
| 2022-03-15 | 2022-03-11 | 4 | Ferraro Joseph Anthony | VATE | Common Stock | D | 64,304 | 351,932 | ||||||
| 2022-03-15 | 2022-03-11 | 4 | Herbst Suzi R | VATE | Common Stock | D | 69,832 | 221,840 | ||||||
| 2022-03-15 | 2022-03-11 | 4 | Sena Michael J. | VATE | Common Stock | D | 71,695 | 646,905 | ||||||
| 2022-03-15 | 2022-03-11 | 4 | BARR WAYNE JR | VATE | Common Stock | D | 72,626 | 342,185 | ||||||
| 2022-01-04 | 2021-06-17 | 4 | Courtis Kenneth S. | VATE | Common Stock | D | 22,556 | 551,272 | ||||||
| 2021-08-11 | 2021-08-09 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 3.8599 | 2,500 | 10 | 269,559 | ||||
| 2021-07-12 | 3 | Percy Rockdale LLC | HCHC | Common Stock, par value $0.001 per share | D | 5,048,755 | ||||||||
| 2021-07-12 | 3 | Rio Royal LLC By: Rio Royal LLC | HCHC | Common Stock, par value $0.001 per share | I | 24,462 | ||||||||
| 2021-07-08 | 2021-07-06 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 4.0700 | -4,160 | -17 | 267,059 | ||||
| 2021-07-07 | 2021-07-06 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.9252 | 116,565 | 458 | 3,139,405 | ||||
| 2021-07-07 | 2021-07-02 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 4.0000 | 26,223 | 105 | 3,022,840 | ||||
| 2021-07-06 | 2021-07-01 | 4 | Gorzynski Michael By: Continental General Insurance Co | HCHC | Series A-4 Convertible Preferred Stock | I | 5.33 | 10,000 | 10,000 | |||||
| 2021-07-06 | 2021-07-01 | 4 | Gorzynski Michael By: Continental General Insurance Co | HCHC | Series A-3 Convertible Preferred Stock | I | 3.52 | 6,125 | 6,125 | |||||
| 2021-07-01 | 2021-07-01 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.9717 | 29,322 | 116 | 2,996,617 | ||||
| 2021-07-01 | 2021-06-29 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.9965 | 33,829 | 135 | 2,967,295 | ||||
| 2021-06-28 | 2021-06-17 | 4 | Gorzynski Michael | HCHC | Common Stock | D | 22,556 | 56,303 | ||||||
| 2021-06-24 | 2021-06-23 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.9921 | 27,725 | 111 | 2,933,466 | ||||
| 2021-06-24 | 2021-06-22 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 4.0000 | 15,492 | 62 | 2,905,741 | ||||
| 2021-06-21 | 2021-06-17 | 4 | GFELLER WARREN H | HCHC | Common Stock | D | 22,556 | 130,068 | ||||||
| 2021-06-21 | 2021-06-17 | 4 | Lombard Shelly | HCHC | Common Stock | D | 22,556 | 66,298 | ||||||
| 2021-06-21 | 2021-06-21 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.9320 | 11,588 | 46 | 2,890,249 | ||||
| 2021-06-21 | 2021-06-18 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.9777 | 71,000 | 282 | 2,878,661 | ||||
| 2021-06-21 | 2021-06-17 | 4 | GLAZER AVRAM A | HCHC | Common Stock | D | 22,556 | 56,303 | ||||||
| 2021-06-04 | 2021-06-01 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 4.0000 | 971 | 4 | 2,807,661 | ||||
| 2021-06-01 | 2021-05-28 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.9854 | 3,327 | 13 | 2,806,690 | ||||
| 2021-06-01 | 2021-05-26 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.9971 | 23,128 | 92 | 2,803,363 | ||||
| 2021-05-21 | 2021-05-21 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.9592 | 16,191 | 64 | 2,780,235 | ||||
| 2021-05-21 | 2021-05-20 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.9383 | 22,394 | 88 | 2,764,044 | ||||
| 2021-05-21 | 2021-05-19 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.9677 | 51,000 | 202 | 2,741,650 | ||||
| 2021-05-12 | 2021-05-12 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.8003 | 69,233 | 263 | 2,690,650 | ||||
| 2021-05-12 | 2021-05-11 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.7368 | 58,461 | 218 | 2,621,417 | ||||
| 2021-05-12 | 2021-05-10 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.7324 | 83,159 | 310 | 2,562,956 | ||||
| 2021-05-12 | 2021-05-10 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 3.7500 | 2,500 | 9 | 271,219 | ||||
| 2021-05-12 | 2021-05-10 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 3.7000 | 2,500 | 9 | 268,719 | ||||
| 2021-04-27 | 2021-04-23 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.9932 | 108,000 | 431 | 2,479,797 | ||||
| 2021-04-26 | 2021-04-22 | 4/A | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.7387 | 53,500 | 200 | 2,371,797 | ||||
| 2021-04-26 | 2021-04-21 | 4/A | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.7577 | 62,090 | 233 | 2,318,297 | ||||
| 2021-04-26 | 2021-04-20 | 4/A | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.5219 | 92,099 | 324 | 2,256,207 | ||||
| 2021-04-22 | 2021-04-22 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.7387 | 53,500 | 200 | 2,371,797 | ||||
| 2021-04-22 | 2021-04-21 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.7577 | 62,090 | 233 | 2,318,297 | ||||
| 2021-04-22 | 2021-04-20 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.5219 | 92,099 | 324 | 2,256,207 | ||||
| 2021-03-18 | 2021-03-16 | 4 | GLAZER AVRAM A Avram Glazer Irrevocable Exempt Trust | HCHC | Common Stock | I | 3.8000 | 2,164,108 | 8,224 | 2,164,108 | ||||
| 2021-03-17 | 2021-03-16 | 4 | Sena Michael J. | HCHC | Common Stock | D | 3.5523 | -16,555 | -59 | 575,210 | ||||
| 2021-03-17 | 2021-03-15 | 4 | Sena Michael J. | HCHC | Common Stock | D | 70,000 | 591,765 | ||||||
| 2021-03-17 | 2021-03-17 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 3.5500 | 1,500 | 5 | 266,219 | ||||
| 2021-03-17 | 2021-03-16 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 3.6000 | 1,000 | 4 | 264,719 | ||||
| 2021-03-17 | 2021-03-16 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 3.7000 | 5,000 | 18 | 263,719 | ||||
| 2021-03-17 | 2021-03-15 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 100,000 | 258,719 | ||||||
| 2021-03-17 | 2021-03-16 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 3.6599 | -669 | -2 | 287,628 | ||||
| 2021-03-17 | 2021-03-15 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 66,000 | 288,297 | ||||||
| 2021-03-17 | 2021-03-15 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 3.5983 | -9,619 | -35 | 152,008 | ||||
| 2021-03-17 | 2021-03-15 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 60,000 | 161,627 | ||||||
| 2020-12-08 | 2020-11-20 | 4/A | Gorzynski Michael Percy Rockdale LLC and Rio Royal LLC | HCHC | Common Stock, par value $0.001 per share | I | 2.2700 | 2,259,080 | 5,128 | 5,073,217 | ||||
| 2020-12-08 | 2020-12-08 | 4 | GLAZER AVRAM A Lancer Capital | HCHC | Common Stock | I | 3.4917 | 43,000 | 150 | 18,983,954 | ||||
| 2020-12-08 | 2020-12-07 | 4 | GLAZER AVRAM A Lancer Capital | HCHC | Common Stock | I | 3.4868 | 197,548 | 689 | 18,940,954 | ||||
| 2020-12-08 | 2020-12-04 | 4 | GLAZER AVRAM A Lancer Capital | HCHC | Common Stock | I | 3.4761 | 100,000 | 348 | 18,743,406 | ||||
| 2020-12-03 | 2020-12-03 | 4 | GLAZER AVRAM A Lancer Capital | HCHC | Common Stock | I | 3.5431 | 1,062,009 | 3,763 | 18,643,406 | ||||
| 2020-12-03 | 2020-12-02 | 4 | GLAZER AVRAM A Lancer Capital | HCHC | Common Stock | I | 3.3844 | 1,344,276 | 4,550 | 17,581,397 | ||||
| 2020-12-03 | 2020-12-01 | 4 | GLAZER AVRAM A Lancer Capital | HCHC | Common Stock | I | 3.3596 | 193,715 | 651 | 16,237,121 | ||||
| 2020-11-30 | 2020-11-25 | 4 | GLAZER AVRAM A Owned by Lancer Capital LLC | HCHC | Series B Non-Voting Participating Convertible Preferred Stoc | I | 21,433,793.53 | 1,000.0000 | 21,434 | 21,434 | 21,434 | |||
| 2020-11-30 | 2020-11-25 | 4 | GLAZER AVRAM A Owned by Lancer Capital LLC | HCHC | Common Stock | I | 11,891,539 | 11,891,539 | ||||||
| 2020-11-25 | 2020-11-20 | 4 | Courtis Kenneth S. | HCHC | Subscription Rights (right to buy) | D | 2.27 | -308,224 | 0 | |||||
| 2020-11-25 | 2020-11-20 | 4 | Courtis Kenneth S. | HCHC | Common Stock | D | 2.2700 | 168,351 | 382 | 528,716 | ||||
| 2020-11-24 | 2020-11-20 | 4 | Gorzynski Michael Percy Rockdale LLC and Rio Royal LLC | HCHC | Subscription Rights (right to buy) | I | 2.27 | -2,814,137 | 0 | |||||
| 2020-11-24 | 2020-11-20 | 4 | Gorzynski Michael Percy Rockdale LLC and Rio Royal LLC | HCHC | Common Stock, par value $0.001 per share | I | 2.2700 | 2,176,621 | 4,941 | 4,990,758 | ||||
| 2020-11-24 | 2020-11-20 | 4 | Courtis Kenneth S. | HCHC | Subscription Rights (right to buy) | D | 2.27 | -33,747 | 0 | |||||
| 2020-11-24 | 2020-11-20 | 4 | Courtis Kenneth S. | HCHC | Common Stock | D | 2.2700 | 18,433 | 42 | 360,365 | ||||
| 2020-11-24 | 2020-11-16 | 4/A | Ferraro Joseph Anthony | HCHC | Common Stock | D | 2.3100 | -11,493 | -27 | 276,732 | ||||
| 2020-11-24 | 2020-11-20 | 4 | Herbst Suzi R Trusts FBO Children | HCHC | Subscription Rights (right to buy) | I | 2.27 | -6,000 | 0 | |||||
| 2020-11-24 | 2020-11-20 | 4 | Herbst Suzi R | HCHC | Subscription Rights (right to buy) | D | 2.27 | -19,000 | 0 | |||||
| 2020-11-24 | 2020-11-20 | 4 | Herbst Suzi R Trusts FBO Children | HCHC | Common Stock | I | 2.2700 | 3,276 | 7 | 9,276 | ||||
| 2020-11-24 | 2020-11-20 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 2.2700 | 10,377 | 24 | 101,627 | ||||
| 2020-11-24 | 2020-11-24 | 4 | Sena Michael J. | HCHC | Common Stock | D | 2.5081 | -1,497 | -4 | 521,765 | ||||
| 2020-11-24 | 2020-11-23 | 4 | Sena Michael J. | HCHC | Common Stock | D | 2.4046 | -91,291 | -220 | 523,262 | ||||
| 2020-11-24 | 2020-11-20 | 4 | Sena Michael J. | HCHC | Subscription Rights (right to buy) | D | 2.27 | -81,000 | 0 | |||||
| 2020-11-24 | 2020-11-20 | 4 | Sena Michael J. | HCHC | Common Stock | D | 2.2700 | 44,242 | 100 | 614,553 | ||||
| 2020-11-24 | 2020-11-20 | 4 | Lombard Shelly | HCHC | Subscription Rights (right to buy) | D | 2.27 | -18,300 | 0 | |||||
| 2020-11-24 | 2020-11-20 | 4 | Lombard Shelly | HCHC | Common Stock | D | 2.2700 | 9,995 | 23 | 43,742 | ||||
| 2020-11-24 | 2020-11-20 | 4 | BARR WAYNE JR | HCHC | Subscription Rights (right to buy) | D | 2.27 | -60,000 | 0 | |||||
| 2020-11-24 | 2020-11-20 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 2.2700 | 32,771 | 74 | 158,719 | ||||
| 2020-11-24 | 2020-11-24 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 2.5143 | -1,096 | -3 | 222,297 | ||||
| 2020-11-24 | 2020-11-23 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 2.4040 | -66,554 | -160 | 223,393 | ||||
| 2020-11-24 | 2020-11-20 | 4 | Ferraro Joseph Anthony | HCHC | Subscription Rights (right to buy) | D | 2.27 | -24,196 | 0 | |||||
| 2020-11-24 | 2020-11-20 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 2.2700 | 13,215 | 30 | 289,947 | ||||
| 2020-11-17 | 2020-11-16 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 2.3100 | -11,493 | -27 | 276,732 | ||||
| 2020-09-10 | 2020-09-09 | 4 | GLAZER AVRAM A Owned by Lancer Capital LLC | HCHC | Investment Agreement | I | 2.27 | 10,000 | 0 | |||||
| 2020-08-03 | 2020-07-30 | 4 | GLAZER AVRAM A | HCHC | Common Stock | D | 33,747 | 33,747 | ||||||
| 2020-08-03 | 2020-07-30 | 4 | Courtis Kenneth S. | HCHC | Common Stock | D | 33,747 | 341,932 | ||||||
| 2020-08-03 | 2020-07-30 | 4 | GFELLER WARREN H | HCHC | Common Stock | D | 31,034 | 107,512 | ||||||
| 2020-08-03 | 2020-07-30 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 31,034 | 125,948 | ||||||
| 2020-08-03 | 2020-07-30 | 4 | Lombard Shelly | HCHC | Common Stock | D | 33,747 | 33,747 | ||||||
| 2020-08-03 | 2020-07-30 | 4 | Gorzynski Michael | HCHC | Common Stock | D | 33,747 | 33,747 | ||||||
| 2020-07-20 | 2020-07-16 | 4 | Ferraro Joseph Anthony | HCHC | Stock Opion (right to buy) | D | 2.62 | 71,548 | 71,548 | |||||
| 2020-07-20 | 2020-07-16 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 198,398 | 288,225 | ||||||
| 2020-07-20 | 2020-07-16 | 4 | Sena Michael J. | HCHC | Stock Opion (right to buy) | D | 2.62 | 71,548 | 71,548 | |||||
| 2020-07-20 | 2020-07-16 | 4 | Sena Michael J. | HCHC | Common Stock | D | 198,398 | 570,311 | ||||||
| 2020-06-17 | 2020-06-16 | 4 | Gorzynski Michael By Percy Rockdale LLC and Rio Royal LLC | HCHC | Common Stock, par value $0.001 per share | I | 3.7900 | 40,000 | 152 | 2,814,137 | ||||
| 2020-06-17 | 2020-06-15 | 4 | Gorzynski Michael By Percy Rockdale LLC and Rio Royal LLC | HCHC | Common Stock, par value $0.001 per share | I | 3.5800 | 70,600 | 253 | 2,774,137 | ||||
| 2020-06-17 | 2020-06-16 | 4 | GLAZER AVRAM A Lancer Capital | HCHC | Common Stock | I | 3.7833 | 515,000 | 1,948 | 4,151,867 | ||||
| 2020-06-17 | 2020-06-15 | 4 | GLAZER AVRAM A Lancer Capital | HCHC | Common Stock | I | 3.5864 | 446,233 | 1,600 | 3,636,867 | ||||
| 2020-06-09 | 2020-06-05 | 4 | Courtis Kenneth S. | HCHC | Common Stock, par value $0.001 per share | D | 3.1251 | 24,835 | 78 | 308,185 | ||||
| 2020-06-05 | 2020-06-04 | 4 | Courtis Kenneth S. | HCHC | Common Stock, par value $0.001 per share | D | 3.0000 | 32,746 | 98 | 283,350 | ||||
| 2020-06-05 | 2020-06-03 | 4 | Courtis Kenneth S. | HCHC | Common Stock, par value $0.001 per share | D | 2.9500 | 13,268 | 39 | 250,604 | ||||
| 2020-06-04 | 2020-06-03 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 2.9615 | -20,000 | -59 | 89,827 | ||||
| 2020-06-04 | 2020-06-02 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 2.9177 | -20,000 | -58 | 109,827 | ||||
| 2020-06-04 | 2020-06-03 | 4 | GLAZER AVRAM A | HCHC | Common Stock | D | 2.9721 | 162,000 | 481 | 3,190,634 | ||||
| 2020-06-04 | 2020-06-02 | 4 | GLAZER AVRAM A | HCHC | Common Stock | D | 2.9170 | 300,000 | 875 | 3,028,634 | ||||
| 2020-06-04 | 2020-06-01 | 4 | GLAZER AVRAM A | HCHC | Common Stock | D | 2.7209 | 52,224 | 142 | 2,728,634 | ||||
| 2020-06-04 | 2020-05-19 | 4 | GLAZER AVRAM A | HCHC | Common Stock | D | 2.4990 | 13,910 | 35 | 2,676,410 | ||||
| 2020-06-04 | 2020-05-15 | 4 | GLAZER AVRAM A | HCHC | Common Stock | D | 2.3990 | 84,500 | 203 | 2,662,500 | ||||
| 2020-05-27 | 3 | Courtis Kenneth S. | HCHC | Common Stock, par value $0.001 per share | D | 474,672 | ||||||||
| 2020-05-27 | 3 | Courtis Kenneth S. | HCHC | Common Stock, par value $0.001 per share | D | 474,672 | ||||||||
| 2020-05-26 | 3 | Gorzynski Michael By Percy Rockdale LLC and Rio Royal LLC | HCHC | Common Stock, par value $0.001 per share | I | 5,407,074 | ||||||||
| 2020-05-26 | 3 | Gorzynski Michael By Percy Rockdale LLC and Rio Royal LLC | HCHC | Common Stock, par value $0.001 per share | I | 5,407,074 | ||||||||
| 2020-05-26 | 3 | Gorzynski Michael By Percy Rockdale LLC and Rio Royal LLC | HCHC | Common Stock, par value $0.001 per share | I | 5,407,074 | ||||||||
| 2020-05-21 | 3 | GLAZER AVRAM A | HCHC | Common Stock | D | 5,156,000 | ||||||||
| 2020-05-21 | 3 | GLAZER AVRAM A | HCHC | Common Stock | D | 5,156,000 | ||||||||
| 2020-05-21 | 3 | GLAZER AVRAM A | HCHC | Common Stock | D | 5,156,000 | ||||||||
| 2020-05-20 | 3 | Lombard Shelly | HCHC | Common Stock | D | 0 | ||||||||
| 2020-03-17 | 2020-03-16 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 2.2500 | -9,628 | -22 | 129,827 | ||||
| 2020-03-17 | 2020-03-16 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 2.2500 | -2,619 | -6 | 91,250 | ||||
| 2020-03-17 | 2020-03-15 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 2.6800 | -19,717 | -53 | 93,869 | ||||
| 2020-03-16 | 2020-03-12 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 2.5200 | -212,875 | -536 | 1,962,400 | ||||
| 2019-11-14 | 2019-11-13 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 2.2200 | -11,256 | -25 | 139,455 | ||||
| 2019-06-17 | 2019-06-13 | 4 | GFELLER WARREN H | HCHC | Common Stock | D | 36,734 | 76,478 | ||||||
| 2019-06-17 | 2019-06-13 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 36,734 | 94,914 | ||||||
| 2019-06-17 | 2019-06-13 | 4 | HILLMAN LEE S | HCHC | Common Stock | D | 36,734 | 71,478 | ||||||
| 2019-06-17 | 2019-06-13 | 4 | LEFFLER ROBERT V JR | HCHC | Common Stock | D | 36,734 | 66,097 | ||||||
| 2019-03-19 | 2019-03-14 | 4/A | Herbst Suzi R Trusts FBO Children | HCHC | Common Stock | I | 2.6120 | 6,000 | 16 | 6,000 | ||||
| 2019-03-19 | 2019-03-15 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 2.6200 | -16,582 | -43 | 150,711 | ||||
| 2019-03-19 | 2019-03-15 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 2.6237 | 5,750 | 15 | 167,293 | ||||
| 2019-03-19 | 2019-03-15 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 2.6200 | -5,260 | -14 | 113,586 | ||||
| 2019-03-19 | 2019-03-15 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 71,565 | 118,846 | ||||||
| 2019-03-19 | 2019-03-15 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 2.6530 | 3,770 | 10 | 47,281 | ||||
| 2019-03-19 | 2019-03-15 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 2.6730 | 20,000 | 53 | 2,175,275 | ||||
| 2019-03-19 | 2019-03-15 | 4 | Sena Michael J. | HCHC | Common Stock | D | 2.6200 | -31,789 | -83 | 371,913 | ||||
| 2019-03-19 | 2019-03-15 | 4 | Sena Michael J. | HCHC | Common Stock | D | 2.6100 | 9,600 | 25 | 403,702 | ||||
| 2019-03-18 | 2019-03-14 | 4 | Herbst Suzi R Trusts FBO Children | HCHC | Common Stock | I | 2.6120 | 6,000 | 16 | 6,000 | ||||
| 2019-03-12 | 2019-03-10 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 3.0300 | -2,316 | -7 | 43,511 | ||||
| 2019-03-12 | 2019-03-10 | 4 | Sena Michael J. | HCHC | Common Stock | D | 3.0300 | -9,665 | -29 | 394,102 | ||||
| 2018-11-23 | 2018-11-21 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 3.0500 | 1,000 | 3 | 58,180 | ||||
| 2018-11-23 | 2018-11-20 | 4 | BARR WAYNE JR CCUR Holdings, Inc. | HCHC | 7.5% Conv Senior Note due 2022 (conv into common stock) | I | 4.38 | 570,776 | ||||||
| 2018-11-23 | 2018-11-14 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 3.4923 | 200 | 1 | 57,180 | ||||
| 2018-11-23 | 2018-11-09 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 4.9500 | 400 | 2 | 56,980 | ||||
| 2018-11-23 | 2018-11-08 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 5.2200 | 400 | 2 | 56,580 | ||||
| 2018-11-15 | 2018-11-13 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 3.6500 | -11,256 | -41 | 161,543 | ||||
| 2018-10-03 | 2018-09-11 | 4/A | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 4.02 | -21,795 | 28,452 | |||||
| 2018-10-03 | 2018-09-11 | 4/A | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 4.05 | -150,000 | 84,608 | |||||
| 2018-09-13 | 2018-09-11 | 4 | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 4.02 | -21,795 | 28,452 | |||||
| 2018-09-13 | 2018-09-11 | 4 | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 4.05 | -150,000 | 84,608 | |||||
| 2018-09-13 | 2018-09-11 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 6.0800 | -136,293 | -829 | 2,155,275 | ||||
| 2018-09-13 | 2018-09-11 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 4.0200 | 21,795 | 88 | 2,291,568 | ||||
| 2018-09-13 | 2018-09-11 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 4.0500 | 150,000 | 608 | 2,269,773 | ||||
| 2018-09-13 | 2018-09-05 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | -25,000 | 2,119,773 | ||||||
| 2018-09-13 | 2018-07-20 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | -50,000 | 2,144,773 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 5.45 | 425,276 | 425,276 | |||||
| 2018-06-15 | 2018-06-13 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 1,134,852 | 2,194,773 | ||||||
| 2018-06-15 | 2018-05-31 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | -25,000 | 1,059,921 | ||||||
| 2018-06-15 | 2018-05-08 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | -25,000 | 1,084,921 | ||||||
| 2018-06-15 | 2018-04-20 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | -25,000 | 1,109,921 | ||||||
| 2018-06-15 | 2018-04-12 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | -25,000 | 1,134,921 | ||||||
| 2018-06-15 | 2018-04-02 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | -50,000 | 1,159,921 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | HILLMAN LEE S | HCHC | Common Stock | D | 9,584 | 34,744 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | Sena Michael J. | HCHC | Stock option (Right To Buy) | D | 5.45 | 70,880 | 70,880 | |||||
| 2018-06-15 | 2018-06-13 | 4 | Sena Michael J. | HCHC | Common Stock | D | 189,142 | 403,767 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | GFELLER WARREN H | HCHC | Common Stock | D | 9,584 | 39,744 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | LEFFLER ROBERT V JR | HCHC | Common Stock | D | 9,584 | 29,363 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 73,395 | 172,799 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 9,584 | 56,180 | ||||||
| 2018-03-19 | 2018-03-16 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 20,642 | 45,827 | ||||||
| 2018-03-19 | 2018-03-16 | 4 | BARR WAYNE JR CCUR Holdings, Inc. | HCHC | Common Stock | I | 5.3500 | 200,000 | 1,070 | 200,000 | ||||
| 2018-03-13 | 2018-03-10 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 5.7400 | -2,308 | -13 | 25,185 | ||||
| 2018-03-13 | 2018-03-10 | 4 | Sena Michael J. | HCHC | Common Stock | D | 5.7400 | -8,114 | -47 | 214,625 | ||||
| 2018-03-13 | 2018-03-10 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 5.7400 | -42,992 | -247 | 1,209,921 | ||||
| 2017-11-14 | 2017-11-13 | 4 | Ferraro Joseph Anthony | HCHC | Common Stock | D | 99,404 | 99,404 | ||||||
| 2017-11-14 | 2017-11-13 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 4.9940 | -5,303 | -26 | 27,493 | ||||
| 2017-11-14 | 2017-11-10 | 4 | LEFFLER ROBERT V JR | HCHC | Common Stock | D | 4.9960 | -20,000 | -100 | 19,779 | ||||
| 2017-06-21 | 2017-06-19 | 4 | HILLMAN LEE S | HCHC | Common Stock | D | 10,526 | 25,160 | ||||||
| 2017-06-21 | 2017-06-19 | 4 | LEFFLER ROBERT V JR | HCHC | Common Stock | D | 10,526 | 39,779 | ||||||
| 2017-06-21 | 2017-06-19 | 4 | GFELLER WARREN H | HCHC | Common Stock | D | 10,526 | 30,160 | ||||||
| 2017-06-21 | 2017-06-19 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 10,526 | 46,596 | ||||||
| 2017-06-16 | 2017-06-14 | 4 | ROBINSON PAUL | HCHC | Stock option (Right To Buy) | D | 5.50 | 15,909 | 15,909 | |||||
| 2017-06-16 | 2017-06-14 | 4 | ROBINSON PAUL | HCHC | Common Stock | D | 42,617 | 136,534 | ||||||
| 2017-06-16 | 2017-06-14 | 4 | Voigt Paul | HCHC | Stock option (Right To Buy) | D | 5.50 | 75,095 | 75,095 | |||||
| 2017-06-16 | 2017-06-14 | 4 | Voigt Paul | HCHC | Common Stock | D | 201,163 | 623,348 | ||||||
| 2017-06-16 | 2017-06-14 | 4 | Sena Michael J. | HCHC | Stock option (Right To Buy) | D | 5.50 | 26,626 | 26,626 | |||||
| 2017-06-16 | 2017-06-14 | 4 | Sena Michael J. | HCHC | Common Stock | D | 71,326 | 222,739 | ||||||
| 2017-06-16 | 2017-06-14 | 4 | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 5.50 | 143,246 | 143,246 | |||||
| 2017-06-16 | 2017-06-14 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 383,725 | 1,252,913 | ||||||
| 2017-04-06 | 2017-03-18 | 4 | Sena Michael J. | HCHC | Common Stock | D | 5.8400 | -12,324 | -72 | 151,413 | ||||
| 2017-03-14 | 2017-03-10 | 4 | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 5.50 | 40,943 | 40,943 | |||||
| 2017-03-14 | 2017-03-10 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 5.5000 | -46,316 | -255 | 869,188 | ||||
| 2017-03-14 | 2017-03-10 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 109,677 | 915,504 | ||||||
| 2017-03-14 | 2017-03-10 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 5.5000 | -6,019 | -33 | 32,796 | ||||
| 2017-03-14 | 2017-03-10 | 4 | Herbst Suzi R | HCHC | Common Stock | D | 15,909 | 38,815 | ||||||
| 2017-03-14 | 2017-03-10 | 4 | Mancuso Andrea L | HCHC | Common Stock | D | 5.5000 | -1,164 | -6 | 47,809 | ||||
| 2017-03-14 | 2017-03-10 | 4 | Mancuso Andrea L | HCHC | Common Stock | D | 9,091 | 48,973 | ||||||
| 2017-03-14 | 2017-03-10 | 4 | Sena Michael J. | HCHC | Stock option (Right To Buy) | D | 5.50 | 8,266 | 8,266 | |||||
| 2017-03-14 | 2017-03-10 | 4 | Sena Michael J. | HCHC | Common Stock | D | 5.5000 | -8,803 | -48 | 163,737 | ||||
| 2017-03-14 | 2017-03-10 | 4 | Sena Michael J. | HCHC | Common Stock | D | 22,143 | 172,540 | ||||||
| 2017-03-14 | 2017-03-10 | 4 | Voigt Paul | HCHC | Stock option (Right To Buy) | D | 5.50 | 14,802 | 14,802 | |||||
| 2017-03-14 | 2017-03-10 | 4 | Voigt Paul | HCHC | Common Stock | D | 5.5000 | -14,177 | -78 | 422,185 | ||||
| 2017-03-14 | 2017-03-10 | 4 | Voigt Paul | HCHC | Common Stock | D | 39,650 | 436,362 | ||||||
| 2017-03-14 | 2017-03-10 | 4 | Backman Andrew G | HCHC | Common Stock | D | 5.5000 | -5,124 | -28 | 31,240 | ||||
| 2017-03-14 | 2017-03-10 | 4 | Backman Andrew G | HCHC | Common Stock | D | 36,364 | 36,364 | ||||||
| 2017-03-14 | 2017-03-10 | 4 | ROBINSON PAUL | HCHC | Stock option (Right To Buy) | D | 5.50 | 6,729 | 6,729 | |||||
| 2017-03-14 | 2017-03-10 | 4 | ROBINSON PAUL | HCHC | Common Stock | D | 5.5000 | -6,439 | -35 | 93,917 | ||||
| 2017-03-14 | 2017-03-10 | 4 | ROBINSON PAUL | HCHC | Common Stock | D | 18,026 | 100,356 | ||||||
| 2016-12-02 | 2016-11-30 | 4 | Sena Michael J. | HCHC | Common Stock | D | 4.7600 | -12,797 | -61 | 150,397 | ||||
| 2016-11-16 | 2016-11-14 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 4.5348 | 21,000 | 95 | 805,827 | ||||
| 2016-11-15 | 2016-11-11 | 4 | GFELLER WARREN H | HCHC | Common Stock | D | 4.2679 | 5,000 | 21 | 19,634 | ||||
| 2016-11-15 | 2016-11-11 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 4.4065 | 31,200 | 137 | 784,827 | ||||
| 2016-11-15 | 2016-11-14 | 4 | Sena Michael J. | HCHC | Common Stock | D | 4.5485 | 10,000 | 45 | 163,194 | ||||
| 2016-11-15 | 2016-11-14 | 4 | Voigt Paul | HCHC | Common Stock | D | 4.5756 | 25,000 | 114 | 396,712 | ||||
| 2016-10-04 | 2016-09-30 | 4 | ROBINSON PAUL | HCHC | Common Stock | D | 5.4500 | -51,718 | -282 | 82,330 | ||||
| 2016-10-04 | 2016-10-01 | 4 | Voigt Paul | HCHC | Common Stock | D | 5.4500 | -14,309 | -78 | 471,712 | ||||
| 2016-07-11 | 2016-03-12 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 3.8700 | -129,951 | -503 | 1,293,627 | ||||
| 2016-07-11 | 2016-05-21 | 4 | Estus Ian | HCHC | Common Stock | D | 4.1700 | -7,853 | -33 | 90,423 | ||||
| 2016-06-16 | 2016-06-14 | 4 | LEFFLER ROBERT V JR | HCHC | COMMON STOCK | D | 14,634 | 29,253 | ||||||
| 2016-06-16 | 2016-06-14 | 4 | HILLMAN LEE S | HCHC | COMMON STOCK | D | 14,634 | 14,634 | ||||||
| 2016-06-16 | 2016-06-14 | 4 | GFELLER WARREN H | HCHC | COMMON STOCK | D | 14,634 | 14,634 | ||||||
| 2016-06-16 | 2016-06-14 | 4 | BARR WAYNE JR | HCHC | COMMON STOCK | D | 14,634 | 36,070 | ||||||
| 2016-04-18 | 2016-04-14 | 4 | FALCONE PHILIP | HCHC | Stock Option (Right to Buy) | D | 13.50 | 500,000 | 500,000 | |||||
| 2016-04-18 | 2016-04-14 | 4 | FALCONE PHILIP | HCHC | Stock Option (Right to Buy) | D | 7.50 | 500,000 | 500,000 | |||||
| 2016-04-18 | 2016-04-14 | 4 | FALCONE PHILIP | HCHC | Stock Option (Right to Buy) | D | 10.50 | 500,000 | 500,000 | |||||
| 2016-04-14 | 3 | Herbst Suzi R | HCHC | Common Stock | D | 45,812 | ||||||||
| 2016-04-14 | 3 | Herbst Suzi R | HCHC | Common Stock | D | 45,812 | ||||||||
| 2016-03-23 | 2016-03-21 | 4 | ROBINSON PAUL | HCHC | Common Stock | D | 134,048 | 134,048 | ||||||
| 2016-03-22 | 2016-03-18 | 4 | Sena Michael J. | HCHC | Common Stock | D | 66,666 | 153,194 | ||||||
| 2016-02-01 | 2016-01-29 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 7.93 | 6,848 | 6,848 | |||||
| 2015-12-29 | 2015-12-24 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 7.08 | 200,000 | 200,000 | |||||
| 2015-12-29 | 2015-12-24 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 5.90 | 100,742 | 100,742 | |||||
| 2015-11-09 | 2015-11-09 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 7.17 | 845,250 | 845,250 | |||||
| 2015-10-19 | 2015-10-15 | 4 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 | I | 7.5000 | -522,000 | -3,915 | 254,372 | ||||
| 2015-10-16 | 3 | Global Opportunities Breakaway MM, L.L.C. | HCHC | Common Stock | D | 1,080,000 | ||||||||
| 2015-10-16 | 3 | Global Opportunities Breakaway MM, L.L.C. | HCHC | Common Stock | D | 1,080,000 | ||||||||
| 2015-10-15 | 2015-10-15 | 4 | HRG GROUP, INC. | HCHC | Common Stock | I | 7.5000 | -4,678,395 | -35,088 | 0 | ||||
| 2015-10-13 | 2015-10-09 | 4 | Voigt Paul | HCHC | Common Stock | D | 7.5000 | 100,000 | 750 | 486,021 | ||||
| 2015-10-13 | 2015-03-12 | 4 | Voigt Paul | HCHC | Stock Option (right to buy) | D | 9.00 | 106,706 | 106,706 | |||||
| 2015-10-13 | 2015-03-12 | 4 | Voigt Paul | HCHC | Common Stock | D | 261,021 | 386,021 | ||||||
| 2015-10-13 | 2015-10-12 | 4 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock | I | 7.9326 | -62,500 | -496 | 776,372 | ||||
| 2015-10-13 | 2015-10-09 | 4 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 ("Common Stock") | I | 7.6505 | -25,000 | -191 | 838,872 | ||||
| 2015-10-09 | 2015-10-09 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 7.5000 | 540,000 | 4,050 | 1,423,578 | ||||
| 2015-08-10 | 2015-08-06 | 4 | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 4.46 | 7,084 | 7,084 | |||||
| 2015-08-10 | 2015-08-06 | 4 | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 4.46 | -7,527 | 0 | |||||
| 2015-08-10 | 2015-08-06 | 4 | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 4.25 | 2,510 | 2,510 | |||||
| 2015-08-10 | 2015-08-06 | 4 | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 4.00 | -2,667 | 0 | |||||
| 2015-08-10 | 2015-08-06 | 4 | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 4.25 | 705,882 | 705,882 | |||||
| 2015-08-10 | 2015-08-06 | 4 | FALCONE PHILIP | HCHC | Stock option (Right To Buy) | D | 4.05 | -750,000 | 0 | |||||
| 2015-06-29 | 2015-06-29 | 4 | HRG GROUP, INC. See Footnotes | HCHC | Common Stock | I | 9.1100 | -17,900 | -163 | 4,678,395 | ||||
| 2015-06-29 | 2015-06-26 | 4 | HRG GROUP, INC. See Footnotes | HCHC | Common Stock | I | 9.0500 | -934,541 | -8,458 | 4,696,295 | ||||
| 2015-06-29 | 2015-06-25 | 4 | HRG GROUP, INC. See Footnotes | HCHC | Common Stock | I | 9.5000 | -127,524 | -1,211 | 5,630,836 | ||||
| 2015-06-15 | 2015-06-11 | 4 | LEFFLER ROBERT V JR | HCHC | Common Stock | D | 5,435 | 14,619 | ||||||
| 2015-06-15 | 2015-06-11 | 4 | TSEUNG DANIEL | HCHC | Common Stock | D | 5,435 | 14,619 | ||||||
| 2015-06-15 | 2015-06-11 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 5,435 | 21,436 | ||||||
| 2015-05-27 | 2015-05-20 | 4 | Sena Michael J. | HCHC | Common Stock | D | 86,528 | 86,528 | ||||||
| 2015-04-06 | 2015-04-02 | 4 | DG Capital Management, LLC | HCHC | Common Stock | I | 10.9100 | -25,000 | -273 | 1,019,015 | ||||
| 2015-04-06 | 2015-04-02 | 4 | DG Capital Management, LLC | HCHC | Common Stock | I | 11.0400 | -15,000 | -166 | 1,044,015 | ||||
| 2015-04-06 | 2015-04-02 | 4 | DG Capital Management, LLC | HCHC | Common Stock | I | 11.0100 | -9,218 | -101 | 1,059,015 | ||||
| 2015-04-02 | 2015-04-01 | 4 | DG Capital Management, LLC | HCHC | Common Stock | I | 10.9100 | -11,675 | -127 | 1,068,233 | ||||
| 2015-04-02 | 2015-04-01 | 4 | DG Capital Management, LLC | HCHC | Common Stock | I | 10.9500 | -4,897 | -54 | 1,079,908 | ||||
| 2015-04-02 | 2015-03-31 | 4 | DG Capital Management, LLC | HCHC | Common Stock | I | 11.0200 | -60,886 | -671 | 1,084,805 | ||||
| 2015-03-31 | 2015-03-30 | 4 | DG Capital Management, LLC | HCHC | Common Stock | I | 11.6000 | -32,615 | -378 | 1,145,691 | ||||
| 2015-03-31 | 2015-03-27 | 4 | DG Capital Management, LLC | HCHC | Common Stock | I | 11.9500 | -14,029 | -168 | 1,178,306 | ||||
| 2015-03-16 | 2015-03-12 | 4 | PONS ROBERT M | HCHC | Stock Option (right to buy) | D | 9.00 | 31,486 | 31,486 | |||||
| 2015-03-16 | 2015-03-12 | 4 | PONS ROBERT M | HCHC | Common Stock | D | 77,023 | 154,106 | ||||||
| 2015-03-16 | 2015-03-12 | 4 | Mancuso Andrea L | HCHC | Stock Option (right to buy) | D | 9.00 | 4,832 | 4,832 | |||||
| 2015-03-16 | 2015-03-12 | 4 | Mancuso Andrea L | HCHC | Common Stock | D | 9,882 | 39,882 | ||||||
| 2015-03-16 | 2015-03-12 | 4 | Denson Craig | HCHC | Common Stock | D | 12,500 | 13,850 | ||||||
| 2015-03-16 | 2015-03-12 | 4 | Estus Ian | HCHC | Stock Option (right to buy) | D | 9.00 | 17,492 | 17,492 | |||||
| 2015-03-16 | 2015-03-12 | 4 | Estus Ian | HCHC | Common Stock | D | 35,776 | 98,276 | ||||||
| 2015-03-16 | 2015-03-12 | 4 | Hladek, Keith | HCHC | Stock Option (right to buy) | D | 9.00 | 50,728 | 50,728 | |||||
| 2015-03-16 | 2015-03-12 | 4 | Hladek, Keith | HCHC | Common Stock | D | 124,091 | 249,091 | ||||||
| 2015-03-16 | 2015-03-12 | 4 | Demise Mesfin | HCHC | Stock Option (right to buy) | D | 9.00 | 644 | 644 | |||||
| 2015-03-16 | 2015-03-12 | 4 | Demise Mesfin | HCHC | Common Stock | D | 1,964 | 16,964 | ||||||
| 2015-03-16 | 2015-03-12 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 9.00 | 309,620 | 309,620 | |||||
| 2015-03-16 | 2015-03-12 | 4 | FALCONE PHILIP | HCHC | Common Stock | D | 881,550 | 883,578 | ||||||
| 2015-01-09 | 2015-01-07 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 8.25 | 169,697 | 169,697 | |||||
| 2014-11-21 | 2014-11-20 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 7.0000 | 725 | 5 | 16,001 | ||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 4.36 | 258,824 | 258,824 | |||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 4.46 | 7,786 | 7,786 | |||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 4.00 | 2,667 | 2,667 | |||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 4.05 | 750,000 | 750,000 | |||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 3.99 | 280,472 | 280,472 | |||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 3.85 | 49,372 | 49,372 | |||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 4.03 | 52,485 | 52,485 | |||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 4.02 | 50,247 | 50,247 | |||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 4.04 | 33,124 | 33,124 | |||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 4.00 | 2,394 | 2,394 | |||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 3.98 | 6,140 | 6,140 | |||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 3.77 | 53,963 | 53,963 | |||||
| 2014-10-30 | 2014-10-28 | 4 | FALCONE PHILIP | HCHC | Stock Option (right to buy) | D | 4.05 | 234,608 | 234,608 | |||||
| 2014-10-06 | 2014-10-01 | 4 | TSEUNG DANIEL | HCHC | Common Stock | D | 9,184 | 9,184 | ||||||
| 2014-10-03 | 2014-10-01 | 4 | LEFFLER ROBERT V JR | HCHC | Common Stock | D | 9,184 | 9,184 | ||||||
| 2014-10-03 | 2014-10-01 | 4 | BARR WAYNE JR | HCHC | Common Stock | D | 13,043 | 15,276 | ||||||
| 2014-10-03 | 2014-10-01 | 4 | Voigt Paul | HCHC | Stock Option (right to buy) | D | 4.55 | 25,000 | 25,000 | |||||
| 2014-10-03 | 2014-10-01 | 4 | Voigt Paul | HCHC | Common Stock | D | 125,000 | 125,000 | ||||||
| 2014-10-01 | 3/A | Gertzulin Dov | HCHC | Common Stock, par value $0.001 per share | I | 1,192,335 | ||||||||
| 2014-10-01 | 2014-09-22 | 4 | DG Capital Management, LLC | HCHC | Series A-1 Convertible Participating Preferred Stock | I | 1,000.0000 | 1,000 | 1,000 | 1,000 | ||||
| 2014-09-24 | 2014-09-22 | 4 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Fund, Ltd. | HCHC | Series A Convertible Participating Preferred Stock | I | 12,500 | 12,500 | ||||||
| 2014-09-24 | 2014-09-22 | 4 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Fund, Ltd. | HCHC | Series A Convertible Participating Preferred Stock | I | -12,500 | 0 | ||||||
| 2014-09-24 | 2014-09-22 | 4 | Benefit Street Partners LLC By Benefit Street Partners SMA LM L.P. | HCHC | Series A Convertible Participating Preferred Stock | I | 962 | 962 | ||||||
| 2014-09-24 | 2014-09-22 | 4 | Benefit Street Partners LLC By PECM Strategic Funding L.P. | HCHC | Series A Convertible Participating Preferred Stock | I | 2,938 | 2,938 | ||||||
| 2014-09-24 | 2014-09-22 | 4 | Benefit Street Partners LLC By Providence Debt Fund III Master (Non-US) L.P. | HCHC | Series A Convertible Participating Preferred Stock | I | 2,988 | 2,988 | ||||||
| 2014-09-24 | 2014-09-22 | 4 | Benefit Street Partners LLC By Providence Debt Fund L.P. | HCHC | Series A Convertible Participating Preferred Stock | I | 5,612 | 5,612 | ||||||
| 2014-09-24 | 2014-09-22 | 4 | Benefit Street Partners LLC By Benefit Street Partners SMA LM L.P. | HCHC | Series A Convertible Participating Preferred Stock | I | -962 | 0 | ||||||
| 2014-09-24 | 2014-09-22 | 4 | Benefit Street Partners LLC By PECM Strategic Funding L.P. | HCHC | Series A Convertible Participating Preferred Stock | I | -2,938 | 0 | ||||||
| 2014-09-24 | 2014-09-22 | 4 | Benefit Street Partners LLC By Providence Debt Fund III Master (Non-US) L.P. | HCHC | Series A Convertible Participating Preferred Stock | I | -2,988 | 0 | ||||||
| 2014-09-24 | 2014-09-22 | 4 | Benefit Street Partners LLC By Providence Debt Fund L.P. | HCHC | Series A Convertible Participating Preferred Stock | I | -5,612 | 0 | ||||||
| 2014-09-18 | 2014-09-16 | 4 | PONS ROBERT M | HCHC | Stock Option (right to buy) | D | 4.06 | 12,500 | 12,500 | |||||
| 2014-09-18 | 2014-09-16 | 4 | PONS ROBERT M | HCHC | Common Stock | D | 62,500 | 77,083 | ||||||
| 2014-09-18 | 2014-09-16 | 4 | Hladek, Keith | HCHC | Stock Option (right to buy) | D | 4.06 | 25,000 | 25,000 | |||||
| 2014-09-18 | 2014-09-16 | 4 | Hladek, Keith | HCHC | Common Stock | D | 125,000 | 125,000 | ||||||
| 2014-09-18 | 2014-09-16 | 4 | Mancuso Andrea L | HCHC | Stock Option (right to buy) | D | 4.06 | 6,000 | 6,000 | |||||
| 2014-09-18 | 2014-09-16 | 4 | Mancuso Andrea L | HCHC | Common Stock | D | 30,000 | 30,000 | ||||||
| 2014-09-18 | 2014-09-16 | 4 | Estus Ian | HCHC | Stock Option (right to buy) | D | 4.06 | 12,500 | 12,500 | |||||
| 2014-09-18 | 2014-09-16 | 4 | Estus Ian | HCHC | Common Stock | D | 62,500 | 62,500 | ||||||
| 2014-09-18 | 2014-09-16 | 4 | Demise Mesfin | HCHC | Stock Option (right to buy) | D | 4.06 | 3,000 | 3,000 | |||||
| 2014-09-18 | 2014-09-16 | 4 | Demise Mesfin | HCHC | Common Stock | D | 15,000 | 15,000 | ||||||
| 2014-06-09 | 3 | Gertzulin Dov | HCHC | Common Stock, par value $0.001 per share | I | 4,737,610 | ||||||||
| 2014-06-09 | 3 | Gertzulin Dov | HCHC | Common Stock, par value $0.001 per share | I | 4,737,610 | ||||||||
| 2014-06-09 | 3 | Gertzulin Dov | HCHC | Common Stock, par value $0.001 per share | I | 4,737,610 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By PECM Strategic Funding L.P. | HCHC | Common Stock | I | 926,250 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III L.P. | HCHC | Common Stock | I | 1,086,690 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III Master (Non-US) L.P. | HCHC | Common Stock | I | 929,310 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By PECM Strategic Funding L.P. | HCHC | Common Stock | I | 926,250 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Benefit Street Partners SMA LM L.P. | HCHC | Common Stock | I | 807,750 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III L.P. | HCHC | Common Stock | I | 1,086,690 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III Master (Non-US) L.P. | HCHC | Common Stock | I | 929,310 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By PECM Strategic Funding L.P. | HCHC | Common Stock | I | 926,250 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III L.P. | HCHC | Common Stock | I | 1,086,690 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III Master (Non-US) L.P. | HCHC | Common Stock | I | 929,310 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III L.P. | HCHC | Common Stock | I | 1,086,690 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III Master (Non-US) L.P. | HCHC | Common Stock | I | 929,310 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Benefit Street Partners SMA LM L.P. | HCHC | Common Stock | I | 807,750 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III L.P. | HCHC | Common Stock | I | 1,086,690 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III Master (Non-US) L.P. | HCHC | Common Stock | I | 929,310 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By PECM Strategic Funding L.P. | HCHC | Common Stock | I | 926,250 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Benefit Street Partners SMA LM L.P. | HCHC | Common Stock | I | 807,750 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By PECM Strategic Funding L.P. | HCHC | Common Stock | I | 926,250 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Benefit Street Partners SMA LM L.P. | HCHC | Common Stock | I | 807,750 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Benefit Street Partners SMA LM L.P. | HCHC | Common Stock | I | 807,750 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III L.P. | HCHC | Common Stock | I | 1,086,690 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III Master (Non-US) L.P. | HCHC | Common Stock | I | 929,310 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By PECM Strategic Funding L.P. | HCHC | Common Stock | I | 926,250 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Benefit Street Partners SMA LM L.P. | HCHC | Common Stock | I | 807,750 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III L.P. | HCHC | Common Stock | I | 1,086,690 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Providence Debt Fund III Master (Non-US) L.P. | HCHC | Common Stock | I | 929,310 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By PECM Strategic Funding L.P. | HCHC | Common Stock | I | 926,250 | ||||||||
| 2014-06-09 | 3 | Gahan Thomas By Benefit Street Partners SMA LM L.P. | HCHC | Common Stock | I | 807,750 | ||||||||
| 2014-06-06 | 3 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 per share | I | 1,727,744 | ||||||||
| 2014-06-06 | 3 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 per share | I | 1,727,744 | ||||||||
| 2014-06-06 | 3 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 per share | I | 1,727,744 | ||||||||
| 2014-06-06 | 3 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 per share | I | 1,727,744 | ||||||||
| 2014-06-06 | 3 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 per share | I | 1,727,744 | ||||||||
| 2014-06-06 | 3 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 per share | I | 1,727,744 | ||||||||
| 2014-06-06 | 3 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 per share | I | 1,727,744 | ||||||||
| 2014-06-06 | 3 | Gerber Sander By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 per share | I | 1,727,744 | ||||||||
| 2014-06-06 | 3 | Hudson Bay Capital Management LP By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 per share | I | 1,727,744 | ||||||||
| 2014-06-06 | 3 | Hudson Bay Capital Management LP By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 per share | I | 1,727,744 | ||||||||
| 2014-06-06 | 3 | Hudson Bay Capital Management LP By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 per share | I | 1,727,744 | ||||||||
| 2014-06-06 | 3 | Hudson Bay Capital Management LP By Hudson Bay Absolute Return Credit Opportunities Master Fund, Ltd. | HCHC | Common Stock, par value $0.001 per share | I | 1,727,744 | ||||||||
| 2014-05-23 | 2014-05-21 | 4 | FALCONE PHILIP | HCHC | Stock Opion (right to buy) | D | 4.56 | 1,568,864 | 1,568,864 | |||||
| 2014-01-17 | 2014-01-15 | 4 | FALCONE PHILIP | NONE | Stock Option (right to buy) | D | 3.58 | 4,055 | 4,055 | |||||
| 2014-01-17 | 2014-01-15 | 4 | FALCONE PHILIP | NONE | Common Stock | D | 2,028 | 2,028 | ||||||
| 2014-01-16 | 2014-01-15 | 4 | SCHEIWE STEVEN D | PTGI | Stock Option (right to buy) | D | 3.72 | 21,309 | 21,309 | |||||
| 2014-01-16 | 2014-01-15 | 4 | SCHEIWE STEVEN D | PTGI | Stock Option (right to buy) | D | 3.72 | -21,309 | 0 | |||||
| 2014-01-16 | 2014-01-15 | 4 | SCHEIWE STEVEN D | PTGI | Stock Option (right to buy) | D | 3.88 | 14,622 | 14,622 | |||||
| 2014-01-16 | 2014-01-15 | 4 | SCHEIWE STEVEN D | PTGI | Stock Option (right to buy) | D | 3.88 | -14,622 | 0 | |||||
| 2014-01-16 | 2014-01-15 | 4 | SCHEIWE STEVEN D | PTGI | Common Stock | D | 5,000 | 20,000 | ||||||
| 2014-01-16 | 2014-01-15 | 4 | SCHEIWE STEVEN D | PTGI | Common Stock | D | -5,000 | 15,000 | ||||||
| 2014-01-16 | 2014-01-15 | 4 | SCHEIWE STEVEN D | PTGI | Common Stock | D | 2,500 | 20,000 | ||||||
| 2014-01-16 | 2014-01-15 | 4 | SCHEIWE STEVEN D | PTGI | Common Stock | D | -2,500 | 17,500 | ||||||
| 2014-01-16 | 2014-01-15 | 4 | HOLLIDAY MARK E | PTGI | Stock Option (right to buy) | D | 3.72 | 21,309 | 21,309 | |||||
| 2014-01-16 | 2014-01-15 | 4 | HOLLIDAY MARK E | PTGI | Stock Option (right to buy) | D | 3.72 | -21,309 | 0 | |||||
| 2014-01-16 | 2014-01-15 | 4 | HOLLIDAY MARK E | PTGI | Stock Option (right to buy) | D | 3.88 | 14,622 | 14,622 | |||||
| 2014-01-16 | 2014-01-15 | 4 | HOLLIDAY MARK E | PTGI | Stock Option (right to buy) | D | 3.88 | -14,622 | 0 | |||||
| 2014-01-16 | 2014-01-15 | 4 | HOLLIDAY MARK E | PTGI | Common Stock | D | 5,000 | 16,250 | ||||||
| 2014-01-16 | 2014-01-15 | 4 | HOLLIDAY MARK E | PTGI | Common Stock | D | -5,000 | 11,250 | ||||||
| 2014-01-16 | 2014-01-15 | 4 | HOLLIDAY MARK E | PTGI | Common Stock | D | 2,500 | 16,250 | ||||||
| 2014-01-16 | 2014-01-15 | 4 | HOLLIDAY MARK E | PTGI | Common Stock | D | -2,500 | 13,750 | ||||||
| 2014-01-10 | 2014-01-08 | 4 | BARR WAYNE JR | PTGI | Stock Option (right to buy) | D | 3.62 | 4,466 | 4,466 | |||||
| 2014-01-10 | 2014-01-08 | 4 | BARR WAYNE JR | PTGI | Common Stock | D | 2,233 | 2,233 | ||||||
| 2014-01-07 | 3 | FALCONE PHILIP See Footnotes | NONE | Common Stock | I | 3,837,114 | ||||||||
| 2014-01-07 | 2014-01-07 | 4 | HRG GROUP, INC. See Footnotes | NONE | Common Stock | I | 4.0000 | 12,836 | 51 | 5,758,360 | ||||
| 2014-01-07 | 2014-01-06 | 4 | HRG GROUP, INC. See Footnotes | NONE | Common Stock | I | 4.0000 | 115,076 | 460 | 5,745,524 | ||||
| 2014-01-07 | 2014-01-06 | 4 | HRG GROUP, INC. See Footnotes | NONE | Common Stock | I | 4.0000 | 2,181 | 9 | 5,630,448 | ||||
| 2014-01-07 | 2014-01-06 | 4 | HRG GROUP, INC. See Footnotes | NONE | Common Stock | I | 4.0000 | 25,200 | 101 | 5,628,267 | ||||
| 2014-01-07 | 2014-01-06 | 4 | HRG GROUP, INC. See Footnotes | NONE | Common Stock | I | 4.0000 | 29,100 | 116 | 5,603,067 | ||||
| 2014-01-07 | 2014-01-03 | 4 | HRG GROUP, INC. See Footnotes | NONE | Common Stock | I | 4.0000 | 25,000 | 100 | 5,573,967 | ||||
| 2014-01-07 | 2014-01-03 | 4 | HRG GROUP, INC. See Footnotes | NONE | Common Stock | I | 4.0000 | 150,000 | 600 | 5,548,967 | ||||
| 2014-01-07 | 2014-01-03 | 4 | HRG GROUP, INC. See Footnotes | NONE | Common Stock | I | 4.0000 | 420,000 | 1,680 | 5,398,967 | ||||
| 2014-01-07 | 2014-01-03 | 4 | HRG GROUP, INC. See Footnotes | NONE | Common Stock | I | 4.0000 | 158,352 | 633 | 4,978,967 | ||||
| 2014-01-07 | 2014-01-03 | 4 | HRG GROUP, INC. See Footnotes | NONE | Common Stock | I | 4.0000 | 953,501 | 3,814 | 4,820,615 | ||||
| 2014-01-07 | 2014-01-03 | 4 | HRG GROUP, INC. See Footnotes | NONE | Common Stock | I | 4.0000 | 30,000 | 120 | 3,867,114 | ||||
| 2014-01-07 | 2014-01-03 | 4 | SINGER KAREN As the trustee of the Singer Children't Management Trust | PTGI | Common Stock | I | 4.0000 | -1,825,138 | -7,301 | 0 | ||||
| 2013-12-26 | 2013-12-26 | 4 | SUBIN NEIL S | PTGI | Stock Option (right to buy) | D | 3.72 | 21,309 | 21,309 | |||||
| 2013-12-26 | 2013-12-26 | 4 | SUBIN NEIL S | PTGI | Stock Option (right to buy) | D | 3.72 | -21,309 | 0 | |||||
| 2013-12-26 | 2013-12-26 | 4 | SUBIN NEIL S | PTGI | Stock Option (right to buy) | D | 3.88 | 14,622 | 14,622 | |||||
| 2013-12-26 | 2013-12-26 | 4 | SUBIN NEIL S | PTGI | Stock Option (right to buy) | D | 3.88 | -14,622 | 0 | |||||
| 2013-12-26 | 2013-12-26 | 4 | SUBIN NEIL S | PTGI | Common Stock | D | 5,000 | 117,000 | ||||||
| 2013-12-26 | 2013-12-26 | 4 | SUBIN NEIL S | PTGI | Common Stock | D | -5,000 | 112,000 | ||||||
| 2013-12-26 | 2013-12-26 | 4 | SUBIN NEIL S | PTGI | Common Stock | D | 10,667 | 117,000 | ||||||
| 2013-12-26 | 2013-12-26 | 4 | SUBIN NEIL S | PTGI | Common Stock | D | -10,667 | 106,333 | ||||||
| 2013-12-26 | 2013-12-26 | 4 | SUBIN NEIL S | PTGI | Common Stock | D | 2,500 | 117,000 | ||||||
| 2013-12-26 | 2013-12-26 | 4 | SUBIN NEIL S | PTGI | Common Stock | D | -2,500 | 114,500 | ||||||
| 2013-12-06 | 2013-12-04 | 4 | Keeley James C | PTGI | Common Stock | D | 2.7900 | -6,197 | -17 | 11,525 | ||||
| 2013-12-06 | 2013-12-04 | 4 | Keeley James C | PTGI | Common Stock | D | 2,193 | 17,722 | ||||||
| 2013-12-06 | 2013-12-04 | 4 | Keeley James C | PTGI | Common Stock | D | 2,193 | 17,722 | ||||||
| 2013-12-06 | 2013-12-04 | 4 | Keeley James C | PTGI | Common Stock | D | 2,000 | 15,529 | ||||||
| 2013-12-06 | 2013-12-04 | 4 | Keeley James C | PTGI | Common Stock | D | -2,000 | 13,529 | ||||||
| 2013-12-06 | 2013-12-04 | 4 | Keeley James C | PTGI | Common Stock | D | 2,000 | 15,529 | ||||||
| 2013-12-06 | 2013-12-04 | 4 | Keeley James C | PTGI | Common Stock | D | -2,000 | 13,529 | ||||||
| 2013-12-06 | 2013-12-04 | 4 | Keeley James C | PTGI | Common Stock | D | -2,193 | 13,336 | ||||||
| 2013-09-04 | 2013-08-30 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | 4.0200 | -2,863 | -12 | 10,594 | ||||
| 2013-09-04 | 2013-08-30 | 4 | Ramlall Richard | PTGI | Common Stock | D | 4.0200 | -9,516 | -38 | 18,306 | ||||
| 2013-08-30 | 2013-08-28 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | 1,535 | 13,457 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | 2,000 | 11,922 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | -2,000 | 9,922 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | 2,000 | 11,922 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | -2,000 | 9,922 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | 1,536 | 11,922 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | -1,536 | 10,386 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | Ramlall Richard | PTGI | Common Stock | D | 2,631 | 27,822 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | Ramlall Richard | PTGI | Common Stock | D | 5,000 | 25,191 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | Ramlall Richard | PTGI | Common Stock | D | -5,000 | 20,191 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | Ramlall Richard | PTGI | Common Stock | D | 5,000 | 25,191 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | Ramlall Richard | PTGI | Common Stock | D | -5,000 | 20,191 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | Ramlall Richard | PTGI | Common Stock | D | 2,632 | 25,191 | ||||||
| 2013-08-30 | 2013-08-28 | 4 | Ramlall Richard | PTGI | Common Stock | D | -2,632 | 22,559 | ||||||
| 2013-08-12 | 3 | Denson Craig | PTGI | Common Stock | D | 1,350 | ||||||||
| 2013-08-01 | 2013-07-30 | 4 | Day Andrew | PTGI | Common Stock | D | 11.9800 | -8,060 | -97 | 37,799 | ||||
| 2013-08-01 | 2013-07-30 | 4 | Day Andrew | PTGI | Common Stock | D | -3,684 | 45,859 | ||||||
| 2013-08-01 | 2013-07-30 | 4 | Day Andrew | PTGI | Common Stock | D | -3,684 | 45,859 | ||||||
| 2013-08-01 | 2013-07-30 | 4 | Day Andrew | PTGI | Common Stock | D | -3,684 | 42,175 | ||||||
| 2013-08-01 | 2013-07-30 | 4 | Day Andrew | PTGI | Common Stock | D | -5,000 | 42,175 | ||||||
| 2013-08-01 | 2013-07-30 | 4 | Day Andrew | PTGI | Common Stock | D | -5,000 | 42,175 | ||||||
| 2013-08-01 | 2013-07-30 | 4 | Day Andrew | PTGI | Common Stock | D | -5,000 | 37,175 | ||||||
| 2013-08-01 | 2013-07-30 | 4 | Day Andrew | PTGI | Common Stock | D | -5,000 | 37,175 | ||||||
| 2013-08-01 | 2013-04-15 | 4 | Day Andrew | PTGI | Common Stock | D | -3,684 | 42,175 | ||||||
| 2013-06-13 | 2013-06-12 | 4 | SCHEIWE STEVEN D | PTGI | Stock Option (right to buy) | D | 11.89 | 10,000 | 10,000 | |||||
| 2013-06-13 | 2013-06-12 | 4 | SCHEIWE STEVEN D | PTGI | Common Stock | D | 5,000 | 20,000 | ||||||
| 2013-06-13 | 2013-06-12 | 4 | SUBIN NEIL S | PTGI | Stock Option (right to buy) | D | 11.89 | 10,000 | 10,000 | |||||
| 2013-06-13 | 2013-06-12 | 4 | SUBIN NEIL S | PTGI | Common Stock | D | 5,000 | 117,000 | ||||||
| 2013-06-13 | 2013-06-12 | 4 | HOLLIDAY MARK E | PTGI | Stock Option (right to buy) | D | 11.89 | 10,000 | 10,000 | |||||
| 2013-06-13 | 2013-06-12 | 4 | HOLLIDAY MARK E | PTGI | Common Stock | D | 5,000 | 16,250 | ||||||
| 2013-06-13 | 2013-06-12 | 4 | PONS ROBERT M | PTGI | Stock Option (right to buy) | D | 11.89 | 10,000 | 10,000 | |||||
| 2013-06-13 | 2013-06-12 | 4 | PONS ROBERT M | PTGI | Common Stock | D | 5,000 | 14,583 | ||||||
| 2013-04-30 | 2013-04-30 | 4 | AQUINO PETER D | PTGI | Common Stock | D | 12.5700 | -17,924 | -225 | 497,267 | ||||
| 2013-04-30 | 2013-04-26 | 4 | AQUINO PETER D | PTGI | Common Stock | D | 41,586 | 515,191 | ||||||
| 2013-04-30 | 2013-04-26 | 4 | AQUINO PETER D | PTGI | Common Stock | D | -41,586 | 473,605 | ||||||
| 2013-04-17 | 2013-04-15 | 4 | Day Andrew | PTGI | Common Stock | D | 10.2300 | -1,710 | -17 | 38,491 | ||||
| 2013-04-02 | 2013-03-31 | 4 | AQUINO PETER D | PTGI | Common Stock | D | 11.0500 | -17,924 | -198 | 515,191 | ||||
| 2013-01-02 | 2013-01-01 | 4 | AQUINO PETER D | PTGI | Common Stock | D | 10.8700 | -35,728 | -388 | 533,115 | ||||
| 2013-01-02 | 2012-12-30 | 4 | Keeley James C | PTGI | Common Stock | D | 10.5000 | -648 | -7 | 15,529 | ||||
| 2013-01-02 | 2012-12-31 | 4 | Day Andrew | PTGI | Common Stock | D | 10.8700 | -1,710 | -19 | 40,201 | ||||
| 2013-01-02 | 2012-12-30 | 4 | Day Andrew | PTGI | Common Stock | D | 10.5000 | -774 | -8 | 41,911 | ||||
| 2012-08-03 | 3 | Day Andrew | PTGI | Common Stock | D | 5,000 | ||||||||
| 2012-08-03 | 3 | Day Andrew | PTGI | Common Stock | D | 23,649 | ||||||||
| 2012-08-03 | 3 | Day Andrew | PTGI | Common Stock | D | 1,667 | ||||||||
| 2012-08-03 | 3 | Day Andrew | PTGI | Common Stock | D | 7,369 | ||||||||
| 2012-08-03 | 3 | Day Andrew | PTGI | Common Stock | D | 5,000 | ||||||||
| 2012-08-02 | 2012-08-01 | 4 | SUBIN NEIL S | PTGI | Common Stock | D | 32,000 | 112,000 | ||||||
| 2012-06-29 | 2012-06-27 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | 16.6300 | -1,754 | -29 | 11,922 | ||||
| 2012-06-29 | 2012-06-27 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | 1,535 | 13,676 | ||||||
| 2012-06-29 | 2012-06-27 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | 2,000 | 12,141 | ||||||
| 2012-06-29 | 2012-06-27 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | -2,000 | 10,141 | ||||||
| 2012-06-29 | 2012-06-27 | 4 | SCHWARZ KEN | PTGI | Common Stock | D | 16.6300 | -5,948 | -99 | 26,835 | ||||
| 2012-06-29 | 2012-06-27 | 4 | SCHWARZ KEN | PTGI | Common Stock | D | 3,801 | 32,783 | ||||||
| 2012-06-29 | 2012-06-27 | 4 | SCHWARZ KEN | PTGI | Common Stock | D | 5,000 | 28,982 | ||||||
| 2012-06-29 | 2012-06-27 | 4 | SCHWARZ KEN | PTGI | Common Stock | D | -5,000 | 23,982 | ||||||
| 2012-06-29 | 2012-06-27 | 4 | Ramlall Richard | PTGI | Common Stock | D | 16.6300 | -7,967 | -132 | 25,191 | ||||
| 2012-06-29 | 2012-06-27 | 4 | Ramlall Richard | PTGI | Common Stock | D | 2,632 | 33,158 | ||||||
| 2012-06-29 | 2012-06-27 | 4 | Ramlall Richard | PTGI | Common Stock | D | 10,000 | 30,526 | ||||||
| 2012-06-29 | 2012-06-27 | 4 | Ramlall Richard | PTGI | Common Stock | D | -10,000 | 20,526 | ||||||
| 2012-06-29 | 2012-06-27 | 4 | Keeley James C | PTGI | Common Stock | D | 16.6300 | -3,046 | -51 | 16,177 | ||||
| 2012-06-29 | 2012-06-27 | 4 | Keeley James C | PTGI | Common Stock | D | 2,193 | 19,223 | ||||||
| 2012-06-29 | 2012-06-27 | 4 | Keeley James C | PTGI | Common Stock | D | 2,000 | 17,030 | ||||||
| 2012-06-29 | 2012-06-27 | 4 | Keeley James C | PTGI | Common Stock | D | -2,000 | 15,030 | ||||||
| 2012-06-13 | 2012-06-12 | 4 | SCHEIWE STEVEN D | PTGI | Stock Option (right to buy) | D | 17.03 | 10,000 | 10,000 | |||||
| 2012-06-13 | 2012-06-12 | 4 | SCHEIWE STEVEN D | PTGI | Common Stock | D | 5,000 | 15,000 | ||||||
| 2012-06-13 | 2012-06-12 | 4 | SUBIN NEIL S | PTGI | Stock Option (right to buy) | D | 17.03 | 10,000 | 10,000 | |||||
| 2012-06-13 | 2012-06-12 | 4 | SUBIN NEIL S | PTGI | Common Stock | D | 5,000 | 80,000 | ||||||
| 2012-06-13 | 2012-06-12 | 4 | HOLLIDAY MARK E | PTGI | Stock Option (right to buy) | D | 17.03 | 10,000 | 10,000 | |||||
| 2012-06-13 | 2012-06-12 | 4 | HOLLIDAY MARK E | PTGI | Common Stock | D | 5,000 | 11,250 | ||||||
| 2012-06-13 | 2012-06-12 | 4 | PONS ROBERT M | PTGI | Stock Option (right to buy) | D | 17.03 | 10,000 | 10,000 | |||||
| 2012-06-13 | 2012-06-12 | 4 | PONS ROBERT M | PTGI | Common Stock | D | 5,000 | 9,583 | ||||||
| 2012-04-17 | 2011-07-05 | 4/A | Keeley James C | PTGI | Common Stock | D | 6,000 | 17,034 | ||||||
| 2012-04-17 | 2011-07-05 | 4/A | Keeley James C | PTGI | Common Stock | D | 6,579 | 11,034 | ||||||
| 2012-04-17 | 2011-12-31 | 4/A | Keeley James C | PTGI | Common Stock | D | 12.6600 | -1,261 | -16 | 15,773 | ||||
| 2012-04-17 | 2012-04-15 | 4 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | 1,535 | 12,141 | ||||||
| 2012-04-17 | 2012-04-15 | 4 | SCHWARZ KEN | PTGI | Common Stock | D | 16.7600 | -1,223 | -20 | 28,982 | ||||
| 2012-04-17 | 2012-04-15 | 4 | SCHWARZ KEN | PTGI | Common Stock | D | 3,801 | 30,205 | ||||||
| 2012-04-17 | 2012-04-15 | 4 | Ramlall Richard | PTGI | Common Stock | D | 2,631 | 30,526 | ||||||
| 2012-04-17 | 2012-04-15 | 4 | Keeley James C | PTGI | Common Stock | D | 16.7600 | -936 | -16 | 17,030 | ||||
| 2012-04-17 | 2012-04-15 | 4 | Keeley James C | PTGI | Common Stock | D | 2,193 | 17,966 | ||||||
| 2012-04-02 | 2012-03-31 | 4 | AQUINO PETER D | PTGI | Common Stock (4) | D | 16.0800 | -17,549 | -282 | 568,843 | ||||
| 2012-04-02 | 2012-03-31 | 4 | AQUINO PETER D | PTGI | Common Stock (3) | D | 62,380 | 586,392 | ||||||
| 2012-04-02 | 2012-03-29 | 4 | AQUINO PETER D | PTGI | Common Stock (2) | D | 16.1300 | -34,508 | -557 | 524,012 | ||||
| 2012-04-02 | 2012-03-29 | 4 | AQUINO PETER D | PTGI | Common Stock (1) | D | 81,774 | 558,520 | ||||||
| 2012-01-04 | 2011-12-31 | 4 | Keeley James C | PTGI | Common Stock | D | 12.6600 | -1,261 | -16 | 12,440 | ||||
| 2011-10-19 | 3 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | 6,000 | ||||||||
| 2011-10-19 | 3 | FILIPOWICZ JOHN D | PTGI | Common Stock | D | 4,606 | ||||||||
| 2011-08-12 | 2011-08-10 | 4 | SCHEIWE STEVEN D | PTGI | Stock Option (right to buy) | D | 11.71 | 10,000 | 10,000 | |||||
| 2011-08-12 | 2011-08-10 | 4 | SCHEIWE STEVEN D | PTGI | Common Stock | D | 5,000 | 10,000 | ||||||
| 2011-08-11 | 2011-08-09 | 4 | AQUINO PETER D | PTGI | Common Stock | D | 62,380 | 471,246 | ||||||
| 2011-08-11 | 2011-08-10 | 4 | SUBIN NEIL S | PTGI | Stock Option (right to buy) | D | 11.71 | 10,000 | 10,000 | |||||
| 2011-08-11 | 2011-08-10 | 4 | SUBIN NEIL S | PTGI | Common Stock | D | 5,000 | 75,000 | ||||||
| 2011-08-11 | 2011-08-09 | 4 | SUBIN NEIL S | PTGI | Common Stock | D | 20,000 | 70,000 | ||||||
| 2011-07-07 | 2011-07-05 | 4 | Ramlall Richard | PTGI | Common Stock | D | 20,000 | 27,895 | ||||||
| 2011-07-07 | 2011-07-05 | 4 | Ramlall Richard | PTGI | Common Stock | D | 7,895 | 7,895 | ||||||
| 2011-03-31 | 3 | Lawson Tracy | NONE | Common Stock | D | 404 | ||||||||
| 2011-03-09 | 3 | SINGER KAREN As the trustee of the Singer Children's Management Trust | PMUG | Common Stock | I | 1,673,606 | ||||||||
| 2009-09-02 | 2009-08-31 | 4 | Southpaw Asset Management LP | PMUG | Class A-1 Warrants | I | 12.22 | 1.7000 | -100,000 | -170 | 106,832 | |||
| 2009-08-28 | 2009-08-27 | 4 | Southpaw Credit Opportunity Master Fund, L.P. | PMUG | Common Stock | I | 7.6475 | -50,000 | -382 | 484,795 | ||||
| 2009-08-28 | 2009-08-26 | 4 | Southpaw Credit Opportunity Master Fund, L.P. | PMUG | Common Stock | I | 7.1500 | -110,000 | -786 | 534,795 | ||||
| 2009-08-28 | 2009-08-26 | 4 | Southpaw Credit Opportunity Master Fund, L.P. | PMUG | Common Stock | I | 7.3000 | -35,000 | -256 | 644,795 | ||||
| 2009-08-28 | 2009-08-25 | 4 | Southpaw Credit Opportunity Master Fund, L.P. | PMUG | Common Stock | I | 7.0846 | -280,000 | -1,984 | 679,795 | ||||
| 2009-08-20 | 2009-08-19 | 4 | Southpaw Asset Management LP | PMUG | Common Stock | I | 5.8000 | -33,000 | -191 | 959,795 | ||||
| 2009-07-13 | 3 | Wyman Kevin | PRTL | Common Stock | I | 992,795 |
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
