| Jumlah Saham Beredar | 228,417,142 shares |
| Saham Orang Dalam | 105,156,740 shares |
| Kepemilikan oleh Orang Dalam | 46.04 % |
| Orang Dalam Sejati | 54 |
Skor Sentimen Orang Dalam
Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.
Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.
Frekuensi Pembaruan: Setiap Hari
Skor Sentimen Petugas
Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.
Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.
Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.
Frekuensi Pembaruan: Setiap Hari
Metrik Utama Orang Dalam
Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.
Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).
Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)
2 ( )
133 out of 11305Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).
Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)
0.078 %( )
280 out of 11224Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.
Grafik Perdagangan Orang Dalam
Grafik berikut menunjukkan Vaxart, Inc. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.
Daftar Orang Dalam dan Metrik Profitabilitas
Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.
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| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
| Armando Anido | 75,000 | ||
| Armistice Capital, Llc Director - [D] | 145,523 | 145,523 | |
| Fuad Ahmad Interim CFO - [O] | 5,000 | 5,000 | |
|
Armistice Capital Master Fund Ltd.
10% Owner -
|
145,523 | 145,523 | |
| Jason Aryeh | 18,000 | ||
| Peter Azzarello | 85,000 | ||
| Paul Ronald Bell Director - [D] | 6,248 | 6,248 | |
| Edward B Berg SVP, General Counsel - [O] | 694,123 | 694,123 | |
|
Steven Boyd
10% Owner -
|
145,523 | 145,523 | |
| Mark P Colonnese Chief Financial Officer - [O] | 7,000 | 7,000 | |
| Geoffrey F Cox | 12,700 | ||
|
Care Capital III LLC
10% Owner -
|
30,793,670 | 30,793,670 | |
|
Care Capital Investments III L.P.
10% Owner -
|
30,793,670 | 30,793,670 | |
|
Care Capital Offshore Investments III LP
10% Owner -
|
30,793,670 | 30,793,670 | |
| Julie M Cherrington Director - [D] | 6,217 | 6,217 | |
| Peter Chapman Cook Director - [D] | 100,127 | 100,127 | |
| Cummings James F. Chief Medical Officer - [O] | 745,757 | 745,757 | |
| Michael R Dougherty | 105,000 |
| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
| Todd C Davis Director - [D] | 125,905 | 125,905 | |
| Dunne Michael W. | 75,000 | ||
| Margaret Echerd SVP, Principal Accntng Officer - [O] | 0 | 0 | |
| Jeffery Errington Director - [D] | 4,373 | 4,373 | |
| Raafat E F Fahim Sr. VP., Tech. & Prod. Ops. - [O] | 1,000 | 1,000 | |
| Kevin Finney Director - [D] | 204,771 | 204,771 | |
| Finney Michael J. Director - [D] | 702,840 | 702,840 | |
| Cezar Andrei Floroiu President, Chief Exec Officer, Director - [D] [O] | 452,735 | 452,735 | |
| James Fox Director - [D] | 2,500 | 2,500 | |
| Jeroen Nicolaas Grasman Chief Financial Officer - [O] | 350,000 | 350,000 | |
| Gust Ian D. Director - [D] | 49,982 | 49,982 | |
| Elaine J Heron Director - [D] | 56,566 | 56,566 | |
| John M Harland Chief Financial Officer - [O] | 761 | 761 | |
| Richard James Hill Director - [D] | 7,500 | 7,500 | |
| Leslie Hudson | 18,000 | ||
| Kessler Paul D. SVP Clinical, Med. & Reg.; CMO - [O] | 105,128 | 105,128 | |
|
Jan Leschly
Director, 10% Owner -
[D]
|
30,793,670 | 30,793,670 | |
| Timothy P Lynch Director - [D] | 0 | 0 |
| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
| Wouter Latour Director - [D] | 0 | 0 | |
| Phillip E Lee Chief Financial Officer - [O] | 631,619 | 631,619 | |
| Life Science Angel Investors III, LLC | 0 | ||
| Steven Lo President, Chief Exec Officer, Director - [D] [O] | 100,000 | 100,000 | |
| Daniel S Loeb - | 6,890,000 | 6,890,000 | |
| Adam Logal Interim CFO, CAO and Treasurer - [O] | 9,334 | 9,334 | |
| Illya Keith Maher | 0 | ||
|
Richard J Markham
Director, 10% Owner -
[D]
|
30,793,670 | 30,793,670 | |
| Joseph M Patti CEO, Director - [D] [O] | 126,128 | 126,128 | |
| Russell H Plumb Executive Chairman, Director - [D] [O] | 203,213 | 203,213 | |
| John P Richard Director - [D] | 20,000 | 20,000 | |
| Third Point LLC - | 6,890,000 | 6,890,000 | |
| Sean Tucker SVP, Chief Scientific Officer - [O] | 801,015 | 801,015 | |
| Anne Vanlent Director - [D] | 35,000 | 35,000 | |
| Karen J Wilson | 0 | ||
| Watson W. Mark Director - [D] | 104,125 | 104,125 | |
| Wheadon David E. Director - [D] | 46,750 | 46,750 | |
| Yedid Robert A. Director - [D] | 34,490 | 34,490 |
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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek
Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di VXRT / Vaxart, Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .
Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.
Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek
Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di VXRT / Vaxart, Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .
Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.
Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).
Riwayat Transaksi
Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.
| Berkas Tanggal |
Perdagangan Tanggal |
Formulir | Orang Dalam | Ticker | Judul Keamanan | Kode | Langsung | Latihan Harga |
Satuan Harga |
Unit Diubah |
Nilai Diubah (1 ribu) |
Sisa Pilihan |
Sisa Saham |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-08-19 | 2025-08-15 | 4 | Finney Kevin | VXRT | Common Stock | D | 0.3700 | 50,000 | 18 | 204,771 | ||||
| 2025-08-19 | 2025-08-15 | 4 | Finney Kevin | VXRT | Common Stock | D | 0.3500 | 50,000 | 18 | 154,771 | ||||
| 2025-08-19 | 2025-07-30 | 4 | Finney Kevin | VXRT | Common Stock | D | 0.3800 | 25,874 | 10 | 104,771 | ||||
| 2025-08-19 | 2025-07-28 | 4 | Finney Kevin | VXRT | Common Stock | D | 0.4000 | 20,000 | 8 | 78,897 | ||||
| 2025-08-19 | 2025-07-25 | 4 | Finney Kevin | VXRT | Common Stock | D | 0.3900 | 20,000 | 8 | 58,897 | ||||
| 2025-08-19 | 2025-07-17 | 4 | Finney Kevin | VXRT | Common Stock | D | 0.3800 | 794 | 0 | 38,897 | ||||
| 2025-07-31 | 2025-07-29 | 4 | Watson W. Mark | VXRT | Common Stock | D | 0.4050 | 10,000 | 4 | 104,125 | ||||
| 2025-06-16 | 2025-06-13 | 4 | Finney Kevin | VXRT | Common Stock | D | 6,103 | 38,103 | ||||||
| 2025-06-16 | 2025-06-13 | 4 | Watson W. Mark | VXRT | Common Stock | D | 16,000 | 94,125 | ||||||
| 2025-06-16 | 2025-06-13 | 4 | HERON ELAINE J | VXRT | Common Stock | D | 16,000 | 56,566 | ||||||
| 2025-06-16 | 2025-06-13 | 4 | Wheadon David E. | VXRT | Common Stock | D | 16,000 | 46,750 | ||||||
| 2025-06-16 | 2025-06-13 | 4 | Finney Michael J. | VXRT | Common Stock | D | 16,000 | 702,840 | ||||||
| 2025-05-20 | 2025-05-19 | 4 | Grasman Jeroen Nicolaas | VXRT | Common Stock | D | 350,000 | 350,000 | ||||||
| 2025-05-19 | 2025-05-19 | 4 | Lo Steven By The Lo Family Trust | VXRT | Common Stock | I | 0.4900 | 100,000 | 49 | 100,000 | ||||
| 2025-04-01 | 2025-03-28 | 4 | Cummings James F. | VXRT | Common Stock | D | 0.4212 | -3,292 | -1 | 745,757 | ||||
| 2025-04-01 | 2025-03-28 | 4 | Tucker Sean | VXRT | Common Stock | D | 0.4212 | -3,913 | -2 | 740,490 | ||||
| 2025-03-26 | 2025-03-24 | 4 | Tucker Sean | VXRT | Common Stock | D | 406,000 | 744,403 | ||||||
| 2025-03-26 | 2025-03-24 | 4 | Lo Steven | VXRT | Common Stock | D | 1,405,000 | 1,632,638 | ||||||
| 2025-03-26 | 2025-03-24 | 4 | Lee Phillip E | VXRT | Common Stock | D | 406,000 | 631,619 | ||||||
| 2025-03-26 | 2025-03-24 | 4 | Cummings James F. | VXRT | Common Stock | D | 406,000 | 749,049 | ||||||
| 2025-03-26 | 2025-03-24 | 4 | Berg Edward B | VXRT | Common Stock | D | 406,000 | 694,123 | ||||||
| 2025-03-20 | 2025-03-18 | 4 | Berg Edward B | VXRT | Common Stock | D | 0.5702 | -8,050 | -5 | 288,123 | ||||
| 2025-03-20 | 2025-03-18 | 4 | Cummings James F. | VXRT | Common Stock | D | 0.5702 | -6,772 | -4 | 343,049 | ||||
| 2025-03-20 | 2023-03-28 | 4 | Cummings James F. | VXRT | Common Stock | D | 0.7502 | -3,267 | -2 | 349,821 | ||||
| 2025-03-20 | 2025-03-18 | 4 | Lo Steven | VXRT | Common Stock | D | 0.5702 | -22,362 | -13 | 227,638 | ||||
| 2025-03-20 | 2025-03-18 | 4 | Tucker Sean | VXRT | Common Stock | D | 0.5702 | -8,050 | -5 | 338,403 | ||||
| 2025-03-20 | 2025-03-18 | 4 | Lee Phillip E | VXRT | Common Stock | D | 0.5702 | -8,050 | -5 | 225,619 | ||||
| 2025-02-04 | 2025-02-02 | 4 | Cummings James F. | VXRT | Common Stock | D | 0.6798 | -7,964 | -5 | 318,837 | ||||
| 2025-02-04 | 2025-02-02 | 4 | Tucker Sean | VXRT | Common Stock | D | 0.6798 | -9,242 | -6 | 346,453 | ||||
| 2025-02-04 | 2025-02-02 | 4 | Berg Edward B | VXRT | Common Stock | D | 0.6798 | -9,242 | -6 | 261,464 | ||||
| 2025-01-29 | 2025-01-28 | 4 | Finney Kevin | VXRT | Common Stock | D | 32,000 | 32,000 | ||||||
| 2024-12-17 | 2024-12-15 | 4 | Lee Phillip E | VXRT | Common Stock | D | 0.5920 | -6,132 | -4 | 233,669 | ||||
| 2024-06-20 | 2024-06-18 | 4 | Watson W. Mark | VXRT | Common Stock | D | 0.6789 | 20,000 | 14 | 78,125 | ||||
| 2024-06-13 | 2024-06-12 | 4 | Lee Phillip E | VXRT | Common Stock | D | 0.7600 | -2,007 | -2 | 239,801 | ||||
| 2024-06-12 | 2024-06-11 | 4 | Wheadon David E. | VXRT | Common Stock | D | 16,000 | 30,750 | ||||||
| 2024-06-12 | 2024-06-11 | 4 | HERON ELAINE J | VXRT | Common Stock | D | 16,000 | 40,566 | ||||||
| 2024-06-12 | 2024-06-11 | 4 | Finney Michael J. | VXRT | Common Stock | D | 16,000 | 686,840 | ||||||
| 2024-06-12 | 2024-06-11 | 4 | Yedid Robert A. | VXRT | Common Stock | D | 16,000 | 34,490 | ||||||
| 2024-06-12 | 2024-06-11 | 4 | Watson W. Mark | VXRT | Common Stock | D | 16,000 | 58,125 | ||||||
| 2024-04-01 | 2024-03-28 | 4 | Tucker Sean | VXRT | Common Stock | D | 1.3000 | -3,902 | -5 | 355,695 | ||||
| 2024-04-01 | 2024-03-28 | 4 | Cummings James F. | VXRT | Common Stock | D | 1.3000 | -3,292 | -4 | 326,801 | ||||
| 2024-03-20 | 2024-03-18 | 4 | Tucker Sean | VXRT | Common Stock | D | 90,000 | 420,122 | ||||||
| 2024-03-20 | 2024-02-02 | 4 | Tucker Sean | VXRT | Common Stock | D | 1.2000 | -9,220 | -11 | 330,122 | ||||
| 2024-03-20 | 2023-12-08 | 4 | Tucker Sean | VXRT | Common Stock | D | 0.7100 | -34,288 | -24 | 339,342 | ||||
| 2024-03-20 | 2023-03-28 | 4 | Tucker Sean | VXRT | Common Stock | D | 0.7500 | -3,683 | -3 | 373,630 | ||||
| 2024-03-20 | 2024-03-18 | 4 | Lee Phillip E | VXRT | Common Stock | D | 90,000 | 241,808 | ||||||
| 2024-03-20 | 2023-12-15 | 4 | Lee Phillip E | VXRT | Common Stock | D | 0.6300 | -5,943 | -4 | 151,808 | ||||
| 2024-03-20 | 2023-12-08 | 4 | Lee Phillip E | VXRT | Common Stock | D | 0.7100 | -35,151 | -25 | 157,751 | ||||
| 2024-03-20 | 2024-03-18 | 4 | Cummings James F. | VXRT | Common Stock | D | 90,000 | 330,093 | ||||||
| 2024-03-20 | 2024-02-02 | 4 | Cummings James F. | VXRT | Common Stock | D | 1.2000 | -7,965 | -10 | 240,093 | ||||
| 2024-03-20 | 2023-12-08 | 4 | Cummings James F. | VXRT | Common Stock | D | 0.7100 | -31,409 | -22 | 248,058 | ||||
| 2024-03-20 | 2024-03-18 | 4 | Berg Edward B | VXRT | Common Stock | D | 90,000 | 270,706 | ||||||
| 2024-03-20 | 2024-02-02 | 4 | Berg Edward B | VXRT | Common Stock | D | 1.2000 | -9,220 | -11 | 180,706 | ||||
| 2024-03-20 | 2023-12-08 | 4 | Berg Edward B | VXRT | Common Stock | D | 0.7100 | -33,752 | -24 | 189,926 | ||||
| 2024-03-20 | 2024-03-18 | 4 | Lo Steven | VXRT | Common Stock | D | 250,000 | 250,000 | ||||||
| 2024-03-20 | 3 | Lo Steven | VXRT | Common Stock | D | 0 | ||||||||
| 2023-08-01 | 2023-06-26 | 4 | Watson W. Mark | VXRT | Common Stock | D | 7,375 | 42,125 | ||||||
| 2023-08-01 | 2023-06-26 | 4 | HERON ELAINE J | VXRT | Common Stock | D | 6,922 | 24,566 | ||||||
| 2023-08-01 | 2023-06-26 | 4 | Yedid Robert A. | VXRT | Common Stock | D | 7,375 | 18,490 | ||||||
| 2023-08-01 | 2023-06-26 | 4 | Wheadon David E. | VXRT | Common Stock | D | 7,375 | 14,750 | ||||||
| 2023-08-01 | 2023-06-26 | 4 | Finney Michael J. | VXRT | Common Stock | D | 7,375 | 670,840 | ||||||
| 2023-06-14 | 2023-06-12 | 4 | Lee Phillip E | VXRT | Common Stock | D | 22,500 | 192,902 | ||||||
| 2023-05-11 | 2023-03-17 | 4/A | Lee Phillip E | VXRT | Common Stock | D | 56,652 | 170,402 | ||||||
| 2023-05-11 | 2023-03-17 | 4/A | Lee Phillip E | VXRT | Common Stock | D | 45,000 | 113,750 | ||||||
| 2023-03-21 | 2023-03-17 | 4 | Lee Phillip E | VXRT | Common Stock | D | 90,000 | 260,402 | ||||||
| 2023-03-21 | 2023-03-17 | 4 | Lee Phillip E | VXRT | Common Stock | D | 56,652 | 170,402 | ||||||
| 2023-03-21 | 2023-03-17 | 4 | Lee Phillip E | VXRT | Common Stock | D | 45,000 | 113,750 | ||||||
| 2023-03-21 | 2023-03-17 | 4 | Tucker Sean | VXRT | Common Stock | D | 90,000 | 316,788 | ||||||
| 2023-03-21 | 2023-03-17 | 4 | Tucker Sean | VXRT | Common Stock | D | 54,157 | 226,788 | ||||||
| 2023-03-21 | 2023-03-17 | 4 | Tucker Sean | VXRT | Common Stock | D | 45,000 | 172,631 | ||||||
| 2023-03-21 | 2023-03-17 | 4 | Cummings James F. | VXRT | Common Stock | D | 90,000 | 238,100 | ||||||
| 2023-03-21 | 2023-03-17 | 4 | Cummings James F. | VXRT | Common Stock | D | 59,350 | 148,100 | ||||||
| 2023-03-21 | 2023-03-17 | 4 | Cummings James F. | VXRT | Common Stock | D | 45,000 | 88,750 | ||||||
| 2023-03-21 | 2023-03-17 | 4 | Berg Edward B | VXRT | Common Stock | D | 90,000 | 187,606 | ||||||
| 2023-03-21 | 2023-03-17 | 4 | Berg Edward B | VXRT | Common Stock | D | 52,606 | 97,606 | ||||||
| 2023-03-21 | 2023-03-17 | 4 | Berg Edward B | VXRT | Common Stock | D | 45,000 | 45,000 | ||||||
| 2023-03-21 | 2023-03-17 | 4 | Floroiu Cezar Andrei | VXRT | Common Stock | D | 175,000 | 452,735 | ||||||
| 2023-03-21 | 2023-03-17 | 4 | Floroiu Cezar Andrei | VXRT | Common Stock | D | 92,735 | 277,735 | ||||||
| 2023-03-21 | 2023-03-17 | 4 | Floroiu Cezar Andrei | VXRT | Common Stock | D | 100,000 | 185,000 | ||||||
| 2022-12-30 | 2022-12-16 | 4 | Lee Phillip E | VXRT | Common Stock | D | 68,750 | 68,750 | ||||||
| 2022-12-28 | 2022-12-28 | 4 | Watson W. Mark | VXRT | Common Stock | D | 0.7570 | 20,000 | 15 | 20,000 | ||||
| 2022-10-07 | 2022-01-10 | 4 | Yedid Robert A. By Spouse | VXRT | Common Stock | I | 6.0101 | -1,500 | -9 | 0 | ||||
| 2022-08-26 | 2022-08-24 | 4 | Yedid Robert A. | VXRT | Common Stock | D | -4,000 | 11,115 | ||||||
| 2022-08-26 | 2022-08-24 | 4 | Yedid Robert A. | VXRT | Common Stock | D | -4,000 | 11,115 | ||||||
| 2022-08-26 | 2022-08-24 | 4 | Yedid Robert A. | VXRT | Common Stock | D | -18,240 | 19,115 | ||||||
| 2022-08-25 | 2022-08-25 | 4 | HERON ELAINE J | VXRT | Common Stock | D | 14,750 | 17,644 | ||||||
| 2022-08-25 | 3 | HERON ELAINE J | VXRT | Common Stock | D | 2,894 | ||||||||
| 2022-08-22 | 2022-08-19 | 4 | Yedid Robert A. | VXRT | Common Stock | D | 2.3900 | 8,000 | 19 | 37,355 | ||||
| 2022-08-22 | 2022-08-19 | 4 | Yedid Robert A. | VXRT | Common Stock | D | 0.3100 | 18,240 | 6 | 29,355 | ||||
| 2022-08-08 | 2022-08-04 | 4 | Watson W. Mark | VXRT | Common Stock | D | 14,750 | 14,750 | ||||||
| 2022-08-08 | 2022-08-04 | 4 | Yedid Robert A. | VXRT | Common Stock | D | 7,375 | 11,115 | ||||||
| 2022-08-08 | 2022-08-04 | 4 | Wheadon David E. | VXRT | Common Stock | D | 7,375 | 7,375 | ||||||
| 2022-08-08 | 2022-08-04 | 4 | Finney Michael J. | VXRT | Common Stock | D | 7,375 | 663,465 | ||||||
| 2022-08-08 | 2022-08-04 | 4 | Davis Todd C | VXRT | Common Stock | D | 7,375 | 125,905 | ||||||
| 2022-08-08 | 2022-08-04 | 4 | Cherrington Julie M | VXRT | Common Stock | D | 6,217 | 6,217 | ||||||
| 2022-06-23 | 2022-06-22 | 4 | Ahmad Fuad | VXRT | Common Stock | D | 3.2200 | 5,000 | 16 | 5,000 | ||||
| 2022-04-25 | 2022-04-22 | 4 | Tucker Sean | VXRT | Stock Option (right to buy) | D | 0.77 | -40,000 | 84,061 | |||||
| 2022-04-25 | 2022-04-22 | 4 | Tucker Sean | VXRT | Common Stock | D | 0.7700 | 40,000 | 31 | 127,631 | ||||
| 2022-03-30 | 2022-03-28 | 4 | Cummings James F. | VXRT | Stock Option (right to buy) | D | 5.09 | 262,500 | 262,500 | |||||
| 2022-03-30 | 2022-03-28 | 4 | Cummings James F. | VXRT | Common Stock | D | 43,750 | 43,750 | ||||||
| 2022-03-30 | 2022-03-28 | 4 | Floroiu Cezar Andrei | VXRT | Stock Option (right to buy) | D | 5.09 | 550,000 | 550,000 | |||||
| 2022-03-30 | 2022-03-28 | 4 | Floroiu Cezar Andrei | VXRT | Common Stock | D | 85,000 | 85,000 | ||||||
| 2022-03-30 | 2022-03-28 | 4 | Tucker Sean | VXRT | Stock Option (right to buy) | D | 5.09 | 262,500 | 262,500 | |||||
| 2022-03-30 | 2022-03-28 | 4 | Tucker Sean | VXRT | Common Stock | D | 43,750 | 87,631 | ||||||
| 2022-02-22 | 2022-02-15 | 4 | Berg Edward B | VXRT | Stock Option (right to buy) | D | 5.07 | 285,000 | 285,000 | |||||
| 2021-12-23 | 2021-12-22 | 4 | Davis Todd C | VXRT | Common Stock | D | -1,470 | 118,530 | ||||||
| 2021-12-01 | 2021-11-30 | 4 | Echerd Margaret | VXRT | Stock Option (right to buy) | D | 0.77 | -2,936 | 26,416 | |||||
| 2021-12-01 | 2021-11-30 | 4 | Echerd Margaret | VXRT | Stock Option (right to buy) | D | 5.17 | -666 | 1,667 | |||||
| 2021-12-01 | 2021-11-30 | 4 | Echerd Margaret | VXRT | Common Stock | D | 8.0000 | -3,602 | -29 | 0 | ||||
| 2021-12-01 | 2021-11-30 | 4 | Echerd Margaret | VXRT | Common Stock | D | 0.7700 | 2,936 | 2 | 3,602 | ||||
| 2021-12-01 | 2021-11-30 | 4 | Echerd Margaret | VXRT | Common Stock | D | 5.1700 | 666 | 3 | 666 | ||||
| 2021-10-13 | 2021-10-12 | 4 | Yedid Robert A. By Spouse | VXRT | Common Stock | I | 1,500 | 1,500 | ||||||
| 2021-10-13 | 2021-10-12 | 4 | Yedid Robert A. | VXRT | Common Stock | D | -1,500 | 3,740 | ||||||
| 2021-10-13 | 2021-10-12 | 4 | Yedid Robert A. | VXRT | Common Stock | D | -1,500 | 3,740 | ||||||
| 2021-10-13 | 2021-10-12 | 4 | Yedid Robert A. | VXRT | Common Stock | D | -1,500 | 5,240 | ||||||
| 2021-09-13 | 2021-09-10 | 4 | Echerd Margaret | VXRT | Stock Option (Right to Buy) | D | 0.77 | -1,467 | 29,352 | |||||
| 2021-09-13 | 2021-09-10 | 4 | Echerd Margaret | VXRT | Stock Option (Right to Buy) | D | 5.17 | -334 | 2,333 | |||||
| 2021-09-13 | 2021-09-10 | 4 | Echerd Margaret | VXRT | Common Stock | D | 9.1000 | -1,801 | -16 | 0 | ||||
| 2021-09-13 | 2021-09-10 | 4 | Echerd Margaret | VXRT | Common Stock | D | 0.7700 | 1,467 | 1 | 1,801 | ||||
| 2021-09-13 | 2021-09-10 | 4 | Echerd Margaret | VXRT | Common Stock | D | 5.1700 | 334 | 2 | 334 | ||||
| 2021-08-23 | 2021-08-20 | 4 | Cherrington Julie M | VXRT | Stock Option (right to buy) | D | 8.34 | 65,700 | 65,700 | |||||
| 2021-08-11 | 2021-08-10 | 4 | Tucker Sean By joint tenancy with Frances Chang and Sean Tucker | VXRT | Common Stock | I | 10.2000 | -5,828 | -59 | 51,465 | ||||
| 2021-08-11 | 2021-08-10 | 4 | Tucker Sean | VXRT | Common Stock | D | 10.2000 | -4,172 | -43 | 43,881 | ||||
| 2021-08-11 | 2021-08-10 | 4 | Echerd Margaret | VXRT | Stock Option (right to buy) | D | 0.77 | -1,468 | 30,819 | |||||
| 2021-08-11 | 2021-08-10 | 4 | Echerd Margaret | VXRT | Stock Option (right to buy) | D | 5.17 | -333 | 2,667 | |||||
| 2021-08-11 | 2021-08-10 | 4 | Echerd Margaret | VXRT | Common Stock | D | 10.0000 | -1,801 | -18 | 0 | ||||
| 2021-08-11 | 2021-08-10 | 4 | Echerd Margaret | VXRT | Common Stock | D | 0.7700 | 1,468 | 1 | 1,801 | ||||
| 2021-08-11 | 2021-08-10 | 4 | Echerd Margaret | VXRT | Common Stock | D | 5.1700 | 333 | 2 | 333 | ||||
| 2021-07-21 | 2021-07-19 | 4 | Echerd Margaret | VXRT | Stock Option (right to buy) | D | 0.77 | -1,467 | 32,287 | |||||
| 2021-07-21 | 2021-07-19 | 4 | Echerd Margaret | VXRT | Stock Option (right to buy) | D | 5.17 | -333 | 3,000 | |||||
| 2021-07-21 | 2021-07-19 | 4 | Echerd Margaret | VXRT | Common Stock | D | 8.0000 | -1,800 | -14 | 0 | ||||
| 2021-07-21 | 2021-07-19 | 4 | Echerd Margaret | VXRT | Common Stock | D | 0.7700 | 1,467 | 1 | 1,800 | ||||
| 2021-07-21 | 2021-07-19 | 4 | Echerd Margaret | VXRT | Common Stock | D | 5.1700 | 333 | 2 | 333 | ||||
| 2021-06-21 | 2021-06-18 | 4 | Finney Michael J. | VXRT | Common Stock Purchase Warrant | D | 1.10 | -181,818 | 0 | |||||
| 2021-06-21 | 2021-06-18 | 4 | Finney Michael J. | VXRT | Stock Option (right to buy) | D | 0.68 | -12,700 | 0 | |||||
| 2021-06-21 | 2021-06-18 | 4 | Finney Michael J. | VXRT | Stock Option (right to buy) | D | 0.68 | -9,000 | 0 | |||||
| 2021-06-21 | 2021-06-18 | 4 | Finney Michael J. | VXRT | Common Stock | D | 1.1000 | 181,818 | 200 | 656,090 | ||||
| 2021-06-21 | 2021-06-18 | 4 | Finney Michael J. | VXRT | Common Stock | D | 0.6800 | 12,700 | 9 | 474,272 | ||||
| 2021-06-21 | 2021-06-18 | 4 | Finney Michael J. | VXRT | Common Stock | D | 0.6800 | 9,000 | 6 | 461,572 | ||||
| 2021-06-17 | 2021-06-16 | 4 | Wheadon David E. | VXRT | Stock Option (right to buy) | D | 6.54 | 65,700 | 65,700 | |||||
| 2021-06-17 | 2021-06-16 | 4 | WILSON KAREN J | VXRT | Stock Option (right to buy) | D | 7.79 | 15,097 | 15,097 | |||||
| 2021-06-17 | 2021-06-16 | 4 | Yedid Robert A. | VXRT | Stock Option (right to buy) | D | 7.79 | 15,097 | 15,097 | |||||
| 2021-06-17 | 2021-06-16 | 4 | Finney Michael J. | VXRT | Stock Option (right to buy) | D | 7.79 | 15,097 | 15,097 | |||||
| 2021-06-17 | 2021-06-16 | 4 | Davis Todd C | VXRT | Stock Option (right to buy) | D | 7.79 | 15,097 | 15,097 | |||||
| 2021-06-17 | 2021-06-16 | 4 | Echerd Margaret | VXRT | Stock Option (right to buy) | D | 6.27 | 100,000 | 100,000 | |||||
| 2021-06-17 | 2021-06-16 | 4 | Tucker Sean | VXRT | Stock Option (right to buy) | D | 6.27 | 100,000 | 100,000 | |||||
| 2021-06-17 | 2021-06-16 | 4 | Floroiu Cezar Andrei | VXRT | Stock Option (right to buy) | D | 6.27 | 250,000 | 250,000 | |||||
| 2021-06-14 | 2021-06-11 | 4 | Yedid Robert A. | VXRT | Stock Option (right to buy) | D | 0.31 | -18,240 | 36,480 | |||||
| 2021-06-14 | 2021-06-11 | 4 | Yedid Robert A. | VXRT | Common Stock | D | 8.6109 | -10,000 | -86 | 8,240 | ||||
| 2021-06-14 | 2021-06-11 | 4 | Yedid Robert A. | VXRT | Common Stock | D | 0.3100 | 18,240 | 6 | 18,240 | ||||
| 2021-06-14 | 2021-06-11 | 4 | Echerd Margaret | VXRT | Stock Option (right to buy) | D | 0.77 | -1,468 | 33,754 | |||||
| 2021-06-14 | 2021-06-11 | 4 | Echerd Margaret | VXRT | Stock Option (right to buy) | D | 5.17 | -334 | 3,333 | |||||
| 2021-06-14 | 2021-06-11 | 4 | Echerd Margaret | VXRT | Common Stock | D | 8.0000 | -1,802 | -14 | 0 | ||||
| 2021-06-14 | 2021-06-11 | 4 | Echerd Margaret | VXRT | Common Stock | D | 0.7700 | 1,468 | 1 | 1,802 | ||||
| 2021-06-14 | 2021-06-11 | 4 | Echerd Margaret | VXRT | Common Stock | D | 5.1700 | 334 | 2 | 334 | ||||
| 2021-06-14 | 2019-11-18 | 4/A | Davis Todd C | VXRT | Stock Option (right to buy) | D | 0.31 | 54,720 | 54,720 | |||||
| 2021-06-14 | 2019-11-18 | 4/A | Yedid Robert A. | VXRT | Stock Option (right to buy) | D | 0.31 | 54,720 | 54,720 | |||||
| 2021-06-11 | 2021-06-09 | 4 | Echerd Margaret | VXRT | Stock Option (right to buy) | D | 0.77 | -35,222 | 35,222 | |||||
| 2021-06-11 | 2021-06-09 | 4 | Echerd Margaret | VXRT | Stock Option (right to buy) | D | 5.17 | -12,333 | 3,667 | |||||
| 2021-06-11 | 2021-06-09 | 4 | Echerd Margaret | VXRT | Common Stock | D | 8.0000 | -47,555 | -380 | 0 | ||||
| 2021-06-11 | 2021-06-09 | 4 | Echerd Margaret | VXRT | Common Stock | D | 0.7700 | 35,222 | 27 | 47,555 | ||||
| 2021-06-11 | 2021-06-09 | 4 | Echerd Margaret | VXRT | Common Stock | D | 5.1700 | 12,333 | 64 | 12,333 | ||||
| 2021-05-10 | 2021-05-07 | 4 | Latour Wouter | VXRT | Stock Option (right to buy) | D | 1.70 | -100,000 | 700,000 | |||||
| 2021-05-10 | 2021-05-07 | 4 | Latour Wouter | VXRT | Common Stock | D | 7.1275 | -100,000 | -713 | 0 | ||||
| 2021-05-10 | 2021-05-07 | 4 | Latour Wouter | VXRT | Common Stock | D | 1.7000 | 100,000 | 170 | 100,000 | ||||
| 2021-05-10 | 2021-05-06 | 4 | Latour Wouter | VXRT | Stock Option (right to buy) | D | 1.70 | -100,000 | 800,000 | |||||
| 2021-05-10 | 2021-05-06 | 4 | Latour Wouter | VXRT | Common Stock | D | 6.5389 | -100,000 | -654 | 0 | ||||
| 2021-05-10 | 2021-05-06 | 4 | Latour Wouter | VXRT | Common Stock | D | 1.7000 | 100,000 | 170 | 100,000 | ||||
| 2021-03-18 | 2021-03-16 | 4 | Tucker Sean | VXRT | Stock Option (right to buy) | D | 6.49 | -1,006 | 0 | |||||
| 2021-03-18 | 2021-03-16 | 4 | Tucker Sean | VXRT | Common Stock | D | 6.4900 | 1,006 | 7 | 48,053 | ||||
| 2021-03-05 | 2021-03-04 | 4 | Latour Wouter | VXRT | Stock Option (right to buy) | D | 0.77 | -150,000 | 213,261 | |||||
| 2021-03-05 | 2021-03-04 | 4 | Latour Wouter | VXRT | Common Stock | D | 6.0430 | -150,000 | -906 | 0 | ||||
| 2021-03-05 | 2021-03-04 | 4 | Latour Wouter | VXRT | Common Stock | D | 0.7700 | 150,000 | 116 | 150,000 | ||||
| 2020-11-23 | 2020-11-23 | 4 | Latour Wouter | VXRT | Common Stock | D | 6.3244 | -333,334 | -2,108 | 0 | ||||
| 2020-08-27 | 2020-08-25 | 4 | WILSON KAREN J | VXRT | Stock Option (right to buy) | D | 6.95 | 65,700 | 65,700 | |||||
| 2020-08-14 | 2020-08-13 | 4 | Tucker Sean | VXRT | Stock Option (right to buy) | D | 6.49 | -4,026 | 0 | |||||
| 2020-08-14 | 2020-08-13 | 4 | Tucker Sean | VXRT | Common stock | D | 6.4900 | 4,026 | 26 | 51,679 | ||||
| 2020-08-12 | 2020-08-12 | 4 | Latour Wouter | VXRT | Common Stock Purchase Warrant | D | 0.30 | 0.3000 | -166,667 | -50 | 0 | |||
| 2020-08-12 | 2020-08-12 | 4 | Latour Wouter | VXRT | Common stock | D | 0.3000 | 166,667 | 50 | 333,334 | ||||
| 2020-06-30 | 2020-06-29 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Warrants | I | 1.10 | 0 | 0 | |||||
| 2020-06-30 | 2020-06-29 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Warrants | D | 1.10 | -4,090,909 | 0 | |||||
| 2020-06-30 | 2020-06-29 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 145,523 | ||||||
| 2020-06-30 | 2020-06-29 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 8.2900 | -9,385,386 | -77,805 | 145,523 | ||||
| 2020-06-30 | 2020-06-29 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 9,530,909 | ||||||
| 2020-06-30 | 2020-06-29 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 1.1000 | 4,090,909 | 4,500 | 9,530,909 | ||||
| 2020-06-30 | 2020-06-26 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Warrants | I | 0.30 | 0 | 0 | |||||
| 2020-06-30 | 2020-06-26 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Warrants | D | 0.30 | -16,666,667 | 0 | |||||
| 2020-06-30 | 2020-06-26 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 5,440,000 | ||||||
| 2020-06-30 | 2020-06-26 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 10.3800 | -18,226,667 | -189,193 | 5,440,000 | ||||
| 2020-06-30 | 2020-06-26 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 23,666,667 | ||||||
| 2020-06-30 | 2020-06-26 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 0.3000 | 16,666,667 | 5,000 | 23,666,667 | ||||
| 2020-06-17 | 2020-06-15 | 4 | Floroiu Cezar Andrei | VXRT | Stock Option (right to buy) | D | 2.46 | 900,000 | 900,000 | |||||
| 2020-06-17 | 2020-06-15 | 4 | Floroiu Cezar Andrei | VXRT | Stock Option (right to buy) | D | 2.46 | 845,280 | 845,280 | |||||
| 2020-06-09 | 2020-06-08 | 4 | Latour Wouter | VXRT | Stock Option (right to buy) | D | 1.70 | 900,000 | 900,000 | |||||
| 2020-06-09 | 2020-06-08 | 4 | Tucker Sean | VXRT | Stock Option (right to buy) | D | 1.70 | 360,000 | 360,000 | |||||
| 2020-06-09 | 2020-06-08 | 4 | Echerd Margaret | VXRT | Stock Option (right to buy) | D | 1.70 | 315,000 | 315,000 | |||||
| 2020-06-09 | 2020-06-08 | 4 | Floroiu Cezar Andrei | VXRT | Stock Option (right to buy) | D | 1.71 | 54,720 | 54,720 | |||||
| 2020-06-09 | 2020-06-08 | 4 | Davis Todd C | VXRT | Stock Option (right to buy) | D | 2.39 | 65,700 | 65,700 | |||||
| 2020-06-09 | 2020-06-08 | 4 | Finney Michael J. | VXRT | Stock Option (right to buy) | D | 2.39 | 65,700 | 65,700 | |||||
| 2020-06-09 | 2020-06-08 | 4 | Yedid Robert A. | VXRT | Stock Option (right to buy) | D | 2.39 | 65,700 | 65,700 | |||||
| 2020-06-03 | 2020-06-03 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 7,000,000 | ||||||
| 2020-06-03 | 2020-06-03 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 2.7700 | -400,000 | -1,108 | 7,000,000 | ||||
| 2020-06-03 | 2020-06-02 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 7,400,000 | ||||||
| 2020-06-03 | 2020-06-02 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 2.7500 | -800,000 | -2,200 | 7,400,000 | ||||
| 2020-06-03 | 2020-06-01 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 8,200,000 | ||||||
| 2020-06-03 | 2020-06-01 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 2.7400 | -200,000 | -548 | 8,200,000 | ||||
| 2020-05-29 | 2020-05-27 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | I | 0 | 8,400,000 | ||||||
| 2020-05-29 | 2020-05-27 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 2.6100 | -200,000 | -522 | 8,400,000 | ||||
| 2020-05-22 | 2020-05-22 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 8,600,000 | ||||||
| 2020-05-22 | 2020-05-22 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 2.8600 | -200,000 | -572 | 8,600,000 | ||||
| 2020-05-22 | 2020-05-21 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 8,800,000 | ||||||
| 2020-05-22 | 2020-05-21 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 2.9700 | -400,000 | -1,188 | 8,800,000 | ||||
| 2020-05-22 | 2020-05-20 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 9,200,000 | ||||||
| 2020-05-22 | 2020-05-20 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 3.1900 | -1,150,000 | -3,668 | 9,200,000 | ||||
| 2020-05-18 | 2020-05-18 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 10,350,000 | ||||||
| 2020-05-18 | 2020-05-18 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 2.8600 | -650,000 | -1,859 | 10,350,000 | ||||
| 2020-05-18 | 2020-05-15 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 11,000,000 | ||||||
| 2020-05-18 | 2020-05-15 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 2.8200 | -458,639 | -1,293 | 11,000,000 | ||||
| 2020-05-18 | 2020-05-14 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 11,458,639 | ||||||
| 2020-05-18 | 2020-05-14 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 3.0200 | -834,669 | -2,521 | 11,458,639 | ||||
| 2020-05-13 | 2020-05-13 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | I | 0 | 12,293,308 | ||||||
| 2020-05-13 | 2020-05-13 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 2.9700 | -525,616 | -1,561 | 12,293,308 | ||||
| 2020-05-13 | 2020-05-12 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | I | 0 | 12,818,924 | ||||||
| 2020-05-13 | 2020-05-12 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 3.0200 | -1,581,076 | -4,775 | 12,818,924 | ||||
| 2020-05-13 | 2020-05-11 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | I | 0 | 14,400,000 | ||||||
| 2020-05-13 | 2020-05-11 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 2.7900 | -1,300,000 | -3,627 | 14,400,000 | ||||
| 2020-05-08 | 2020-05-08 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 15,700,000 | ||||||
| 2020-05-08 | 2020-05-08 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 2.5200 | -100,000 | -252 | 15,700,000 | ||||
| 2020-05-08 | 2020-05-07 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 15,800,000 | ||||||
| 2020-05-08 | 2020-05-07 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 2.5100 | -100,000 | -251 | 15,800,000 | ||||
| 2020-05-08 | 2020-05-06 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 15,900,000 | ||||||
| 2020-05-08 | 2020-05-06 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 2.5800 | -50,000 | -129 | 15,900,000 | ||||
| 2020-05-05 | 2020-05-05 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | I | 0 | 15,950,000 | ||||||
| 2020-05-05 | 2020-05-05 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 2.6600 | -692,531 | -1,842 | 15,950,000 | ||||
| 2020-05-05 | 2020-05-04 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | I | 0 | 16,642,531 | ||||||
| 2020-05-05 | 2020-05-04 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 2.6500 | -957,469 | -2,537 | 16,642,531 | ||||
| 2020-05-05 | 2020-05-01 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | I | 0 | 17,600,000 | ||||||
| 2020-05-05 | 2020-05-01 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 2.7100 | -1,000,000 | -2,710 | 17,600,000 | ||||
| 2020-04-30 | 3/A | Davis Todd C | VXRT | Common stock | D | 180,000 | ||||||||
| 2020-04-30 | 2020-04-30 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 18,600,000 | ||||||
| 2020-04-30 | 2020-04-30 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 2.9600 | -4,434,296 | -13,126 | 18,600,000 | ||||
| 2020-04-30 | 2020-04-29 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 23,034,296 | ||||||
| 2020-04-30 | 2020-04-29 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 3.0100 | -873,634 | -2,630 | 23,034,296 | ||||
| 2020-04-30 | 2020-04-28 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 23,907,930 | ||||||
| 2020-04-30 | 2020-04-28 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 3.3800 | -1,292,070 | -4,367 | 23,907,930 | ||||
| 2020-04-30 | 2020-04-28 | 4 | Davis Todd C | VXRT | Common stock | D | 3.2750 | -60,000 | -196 | 120,000 | ||||
| 2019-11-20 | 2019-11-18 | 4 | Davis Todd C | VXRT | Stock Option (right to buy) | D | 0.31 | 54,720 | 54,720 | |||||
| 2019-11-20 | 2019-11-18 | 4 | Yedid Robert A. | VXRT | Stock Option (right to buy) | D | 0.31 | 54,720 | 54,720 | |||||
| 2019-11-07 | 2019-11-07 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | I | 0 | 25,200,000 | ||||||
| 2019-11-07 | 2019-11-07 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 0.3400 | 63,749 | 22 | 25,200,000 | ||||
| 2019-11-07 | 2019-11-06 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | I | 0 | 25,136,251 | ||||||
| 2019-11-07 | 2019-11-06 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 0.3400 | 61,869 | 21 | 25,136,251 | ||||
| 2019-11-07 | 2019-11-05 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | I | 0 | 25,074,382 | ||||||
| 2019-11-07 | 2019-11-05 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 0.3300 | 74,382 | 25 | 25,074,382 | ||||
| 2019-10-15 | 2019-10-11 | 4 | Richard John P | VXRT | Common stock | D | 0.3840 | 20,000 | 8 | 20,000 | ||||
| 2019-10-07 | 2019-10-07 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 25,000,000 | ||||||
| 2019-10-07 | 2019-10-07 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 0.3700 | 290,000 | 107 | 25,000,000 | ||||
| 2019-10-07 | 2019-10-04 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | VXRT | Common Stock | I | 0 | 24,710,000 | ||||||
| 2019-10-07 | 2019-10-04 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 0.3500 | 274,000 | 96 | 24,710,000 | ||||
| 2019-10-03 | 2019-10-03 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | I | 0 | 24,436,000 | ||||||
| 2019-10-03 | 2019-10-03 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 0.3400 | 228,720 | 78 | 24,436,000 | ||||
| 2019-10-03 | 2019-10-02 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | I | 0 | 24,207,280 | ||||||
| 2019-10-03 | 2019-10-02 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 0.3600 | 23,913 | 9 | 24,207,280 | ||||
| 2019-10-03 | 2019-10-01 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | I | 0 | 24,183,367 | ||||||
| 2019-10-03 | 2019-10-01 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 0.3500 | 183,367 | 64 | 24,183,367 | ||||
| 2019-09-30 | 2019-09-30 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | I | 0 | 24,000,000 | ||||||
| 2019-09-30 | 2019-09-30 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 0.3300 | 1,600,376 | 528 | 24,000,000 | ||||
| 2019-09-30 | 2019-09-27 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | I | 0 | 22,399,624 | ||||||
| 2019-09-30 | 2019-09-27 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 0.2900 | 972,643 | 282 | 22,399,624 | ||||
| 2019-09-30 | 2019-09-26 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | I | 0 | 21,426,981 | ||||||
| 2019-09-30 | 2019-09-26 | 4 | ARMISTICE CAPITAL, LLC | VXRT | Common Stock | D | 0.2800 | 4,760,314 | 1,333 | 21,426,981 | ||||
| 2019-09-30 | 3 | Boyd Steven | VXRT | Common Stock, $0.10 par value | D | 50,000,001 | ||||||||
| 2019-09-30 | 3 | Boyd Steven | VXRT | Common Stock, $0.10 par value | I | 50,000,001 | ||||||||
| 2019-09-30 | 3 | Boyd Steven | VXRT | Common Stock, $0.10 par value | D | 50,000,001 | ||||||||
| 2019-09-30 | 3 | Boyd Steven | VXRT | Common Stock, $0.10 par value | I | 50,000,001 | ||||||||
| 2019-09-30 | 3 | Boyd Steven | VXRT | Common Stock, $0.10 par value | D | 50,000,001 | ||||||||
| 2019-09-30 | 3 | Boyd Steven | VXRT | Common Stock, $0.10 par value | D | 50,000,001 | ||||||||
| 2019-09-30 | 3 | Boyd Steven | VXRT | Common Stock, $0.10 par value | I | 50,000,001 | ||||||||
| 2019-09-30 | 3 | Boyd Steven | VXRT | Common Stock, $0.10 par value | D | 50,000,001 | ||||||||
| 2019-09-30 | 3 | Boyd Steven | VXRT | Common Stock, $0.10 par value | I | 50,000,001 | ||||||||
| 2019-09-30 | 3 | Boyd Steven | VXRT | Common Stock, $0.10 par value | I | 50,000,001 | ||||||||
| 2019-09-30 | 2019-09-30 | 4 | Latour Wouter | VXRT | Common Stock Purchase Warrant | D | 0.30 | 0.3000 | 166,667 | 50 | 166,667 | |||
| 2019-09-30 | 2019-09-30 | 4 | Latour Wouter | VXRT | Common stock | D | 0.3000 | 166,667 | 50 | 166,667 | ||||
| 2019-06-14 | 2019-06-12 | 4 | VANLENT ANNE | VXRT | Stock Option (right to buy) | D | 0.68 | 12,700 | 12,700 | |||||
| 2019-06-14 | 2019-06-12 | 4 | VANLENT ANNE | VXRT | Stock Option (right to buy) | D | 0.68 | 9,000 | 9,000 | |||||
| 2019-06-14 | 2019-06-12 | 4 | Richard John P | VXRT | Stock Option (right to buy) | D | 0.68 | 12,700 | 12,700 | |||||
| 2019-06-14 | 2019-06-12 | 4 | Richard John P | VXRT | Stock Option (right to buy) | D | 0.68 | 9,000 | 9,000 | |||||
| 2019-06-14 | 2019-06-12 | 4 | COX GEOFFREY F | VXRT | Stock Option (right to buy) | D | 0.68 | 12,700 | 12,700 | |||||
| 2019-06-14 | 2019-06-12 | 4 | COX GEOFFREY F | VXRT | Stock Option (right to buy) | D | 0.68 | 9,000 | 9,000 | |||||
| 2019-06-14 | 2019-06-12 | 4 | Finney Michael J. | VXRT | Stock Option (right to buy) | D | 0.68 | 12,700 | 12,700 | |||||
| 2019-06-14 | 2019-06-12 | 4 | Finney Michael J. | VXRT | Stock Option (right to buy) | D | 0.68 | 9,000 | 9,000 | |||||
| 2019-06-14 | 2019-06-12 | 4 | Markham Richard J | VXRT | Stock Option (right to buy) | D | 0.68 | 12,700 | 12,700 | |||||
| 2019-06-14 | 2019-06-12 | 4 | Markham Richard J | VXRT | Stock Option (right to buy) | D | 0.68 | 9,000 | 9,000 | |||||
| 2019-05-14 | 2019-05-12 | 4 | Echerd Margaret | VXRT | Stock Option (right to buy) | D | 0.77 | 70,444 | 70,444 | |||||
| 2019-05-14 | 2019-05-12 | 4 | Latour Wouter | VXRT | Stock Option (right to buy) | D | 0.77 | 363,261 | 363,261 | |||||
| 2019-05-14 | 2019-05-12 | 4 | Tucker Sean | VXRT | Stock Option (right to buy) | D | 0.77 | 124,061 | 124,061 | |||||
| 2019-04-12 | 2019-04-11 | 4 | Tucker Sean By joint tenancy with Frances Chang and Sean Tucker | VXRT | Common Stock Warrant (right to buy) | I | 1.10 | 1.1000 | 27,273 | 30 | 27,273 | |||
| 2019-04-12 | 2019-04-11 | 4 | Tucker Sean By joint tenancy with Frances Chang and Sean Tucker | VXRT | Common stock | I | 1.1000 | 27,273 | 30 | 52,661 | ||||
| 2019-04-12 | 2019-04-11 | 4 | Finney Michael J. | VXRT | Common Stock Warrant | D | 1.10 | 1.1000 | 181,818 | 200 | 181,818 | |||
| 2019-04-12 | 2019-04-11 | 4 | Finney Michael J. | VXRT | Common Stock | D | 1.1000 | 181,818 | 200 | 452,572 | ||||
| 2019-02-06 | 2018-02-13 | 4/A | Finney Michael J. | VXRT | Common Stock | D | 1,818 | 230,796 | ||||||
| 2019-02-06 | 2018-09-11 | 4 | Finney Michael J. | VXRT | Common Stock | D | 34,958 | 270,754 | ||||||
| 2018-09-24 | 2018-09-11 | 4 | Harland John M | VXRT | Common Stock | D | 761 | 761 | ||||||
| 2018-06-08 | 2018-06-05 | 4 | Finney Michael J. | VXRT | Common Stock | D | 2.9100 | 800 | 2 | 233,978 | ||||
| 2018-06-08 | 2018-06-05 | 4 | Finney Michael J. | VXRT | Common Stock | D | 2.9200 | 1,135 | 3 | 233,178 | ||||
| 2018-06-08 | 2018-06-05 | 4 | Finney Michael J. | VXRT | Common Stock | D | 2.9100 | 65 | 0 | 232,043 | ||||
| 2018-06-08 | 2018-06-05 | 4 | Finney Michael J. | VXRT | Common Stock | D | 3.4600 | 2,000 | 7 | 231,978 | ||||
| 2018-06-08 | 2018-06-04 | 4 | Finney Michael J. | VXRT | Common Stock | D | 4.2700 | 1,000 | 4 | 229,978 | ||||
| 2018-05-29 | 2018-05-25 | 4 | Harland John M | VXRT | Stock Option (right to buy) | D | 5.17 | 18,000 | 18,000 | |||||
| 2018-05-29 | 2018-05-25 | 4 | Tucker Sean | VXRT | Stock Option (right to buy) | D | 5.17 | 14,000 | 14,000 | |||||
| 2018-05-29 | 2018-05-25 | 4 | Latour Wouter | VXRT | Stock Option (right to buy) | D | 5.17 | 110,700 | 110,700 | |||||
| 2018-03-14 | 2018-03-12 | 4 | Tucker Sean | VXRT | Stock Option (right to buy) | D | 6.49 | -2,013 | 0 | |||||
| 2018-03-14 | 2018-03-12 | 4 | Tucker Sean | VXRT | Common Stock | D | 6.4900 | 2,013 | 13 | 47,653 | ||||
| 2018-02-15 | 2018-02-13 | 4 | Latour Wouter | VXRT | Stock Option (right to buy) | D | 4.07 | 23,651 | 23,651 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Latour Wouter | VXRT | Stock Option (right to buy) | D | 12.98 | 10,731 | 10,731 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Latour Wouter | VXRT | Stock Option (right to buy) | D | 17.49 | 18,120 | 18,120 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Latour Wouter | VXRT | Stock Option (right to buy) | D | 8.03 | 14,908 | 14,908 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Latour Wouter | VXRT | Stock Option (right to buy) | D | 6.49 | 13,256 | 13,256 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Latour Wouter | VXRT | Stock Option (right to buy) | D | 8.03 | 9,442 | 9,442 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Latour Wouter | VXRT | Stock Option (right to buy) | D | 8.03 | 6,536 | 6,536 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Tucker Sean | VXRT | Stock Optin (right to buy) | D | 4.07 | 9,060 | 9,060 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Tucker Sean | VXRT | Stock Optin (right to buy) | D | 12.98 | 7,731 | 7,731 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Tucker Sean | VXRT | Stock Option (right to buy) | D | 17.49 | 10,067 | 10,067 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Tucker Sean | VXRT | Stock Option (right to buy) | D | 8.03 | 11,604 | 11,604 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Tucker Sean | VXRT | Stock Option (right to buy) | D | 6.49 | 10,523 | 10,523 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Tucker Sean | VXRT | Stock Option (right to buy) | D | 8.03 | 3,020 | 3,020 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Tucker Sean | VXRT | Stock Option (right to buy) | D | 6.49 | 1,006 | 1,006 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Tucker Sean | VXRT | Stock Option (right to buy) | D | 6.49 | 4,027 | 4,027 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Tucker Sean | VXRT | Stock Option (right to buy) | D | 6.49 | 2,014 | 2,014 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Tucker Sean By joint trust with Frances Chang and Sean Tucker | VXRT | Common Stock | I | 25,388 | 25,388 | ||||||
| 2018-02-15 | 2018-02-13 | 4 | Tucker Sean By spouse | VXRT | Common Stock | I | 9,060 | 9,060 | ||||||
| 2018-02-15 | 2018-02-13 | 4 | Tucker Sean | VXRT | Common Stock | D | 45,640 | 45,640 | ||||||
| 2018-02-15 | 2018-02-13 | 4 | Finney Michael J. | VXRT | Common Stock | D | 228,978 | 228,978 | ||||||
| 2018-02-15 | 2018-02-13 | 4 | Harland John M | VXRT | Stock Option (right to buy) | D | 4.07 | 7,047 | 7,047 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Harland John M | VXRT | Stock Option (right to buy) | D | 12.98 | 4,087 | 4,087 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Harland John M | VXRT | Stock Option (right to buy) | D | 17.49 | 8,255 | 8,255 | |||||
| 2018-02-15 | 2018-02-13 | 4 | Harland John M | VXRT | Stock Option (right to buy) | D | 8.03 | 9,563 | 9,563 | |||||
| 2018-02-15 | 2018-02-13 | 4 | LESCHLY JAN | AVIR | Common Stock | I | 30,793,670 | 30,793,670 | ||||||
| 2018-02-15 | 2018-02-13 | 4 | Markham Richard J | AVIR | Common Stock | I | 30,793,670 | 30,793,670 | ||||||
| 2018-02-15 | 2018-02-13 | 4 | Care Capital III LLC | AVIR | Common Stock | I | 30,793,670 | 30,793,670 | ||||||
| 2017-05-22 | 2017-05-18 | 4 | PLUMB RUSSELL H | AVIR | Stock Option (Right to Buy) | D | 0.49 | 0.4900 | 20,000 | 10 | 622,453 | |||
| 2017-05-22 | 2017-05-18 | 4 | Richard John P | AVIR | Stock Option (Right to Buy) | D | 0.49 | 0.4900 | 20,000 | 10 | 105,000 | |||
| 2017-05-22 | 2017-05-18 | 4 | Dunne Michael W. | AVIR | Stock Option (Right to Buy) | D | 0.49 | 0.4900 | 20,000 | 10 | 75,000 | |||
| 2017-05-22 | 2017-05-18 | 4 | DOUGHERTY MICHAEL R | AVIR | Stock Option (Right to Buy) | D | 0.49 | 0.4900 | 20,000 | 10 | 105,000 | |||
| 2017-05-22 | 2017-05-18 | 4 | COX GEOFFREY F | AVIR | Stock Option (Right to Buy) | D | 0.49 | 0.4900 | 20,000 | 10 | 103,332 | |||
| 2017-05-22 | 2017-05-18 | 4 | ANIDO ARMANDO | AVIR | Stock Option (Right to Buy) | D | 0.49 | 0.4900 | 20,000 | 10 | 75,000 | |||
| 2017-05-22 | 2017-05-18 | 4 | VANLENT ANNE | AVIR | Stock Option (Right to Buy) | D | 0.49 | 0.4900 | 20,000 | 10 | 105,000 | |||
| 2017-04-05 | 2017-04-03 | 4 | PATTI JOSEPH M | AVIR | Stock Option (Right to Buy) | D | 0.66 | 0.6560 | 650,000 | 426 | 2,113,304 | |||
| 2017-04-05 | 2017-04-03 | 4 | COLONNESE MARK P | AVIR | Stock Option (Right to Buy) | D | 0.66 | 0.6560 | 400,000 | 262 | 775,000 | |||
| 2016-08-12 | 2016-08-11 | 4 | PATTI JOSEPH M | AVIR | Stock Option (Right to Buy) | D | 1.30 | 1.3000 | 380,000 | 494 | 1,478,929 | |||
| 2016-07-29 | 2016-07-27 | 4 | COLONNESE MARK P | AVIR | Stock Option (Right to Buy) | D | 1.34 | 1.3400 | 150,000 | 201 | 375,000 | |||
| 2016-05-13 | 2016-05-12 | 4 | VANLENT ANNE | AVIR | Stock Option (Right to Buy) | D | 1.50 | 1.5000 | 20,000 | 30 | 20,000 | |||
| 2016-05-13 | 2016-05-12 | 4 | Richard John P | AVIR | Stock Option (Right to Buy) | D | 1.50 | 1.5000 | 20,000 | 30 | 20,000 | |||
| 2016-05-13 | 2016-05-12 | 4 | PLUMB RUSSELL H | AVIR | Stock Option (Right to Buy) | D | 1.50 | 1.5000 | 20,000 | 30 | 20,000 | |||
| 2016-05-13 | 2016-05-12 | 4 | Dunne Michael W. | AVIR | Stock Option (Right to Buy) | D | 1.50 | 1.5000 | 20,000 | 30 | 20,000 | |||
| 2016-05-13 | 2016-05-12 | 4 | DOUGHERTY MICHAEL R | AVIR | Stock Option (Right to Buy) | D | 1.50 | 1.5000 | 20,000 | 30 | 20,000 | |||
| 2016-05-13 | 2016-05-12 | 4 | COX GEOFFREY F | AVIR | Stock Option (Right to Buy) | D | 1.50 | 1.5000 | 20,000 | 30 | 20,000 | |||
| 2016-05-13 | 2016-05-12 | 4 | ANIDO ARMANDO | AVIR | Stock Option (Right to Buy) | D | 1.50 | 1.5000 | 20,000 | 30 | 20,000 | |||
| 2016-03-04 | 2016-02-11 | 4 | PLUMB RUSSELL H | BOTA | Stock Option (Right to Buy) | D | 1.37 | 1.3700 | 9,167 | 13 | 9,167 | |||
| 2016-02-09 | 2016-02-09 | 4 | COLONNESE MARK P | BOTA | Common Stock | D | 1.4071 | 6,700 | 9 | 7,000 | ||||
| 2016-02-09 | 2016-02-09 | 4 | COLONNESE MARK P | BOTA | Common Stock | D | 1.3967 | 300 | 0 | 300 | ||||
| 2015-11-03 | 2015-11-02 | 4 | COLONNESE MARK P | BOTA | Stock Option (Right to Buy) | D | 2.02 | 2.0200 | 225,000 | 454 | 225,000 | |||
| 2015-10-21 | 2015-09-21 | 4 | ANIDO ARMANDO | BOTA | Stock Option (Right to Buy) | D | 1.95 | 1.9500 | 35,000 | 68 | 35,000 | |||
| 2015-10-21 | 2015-09-21 | 4 | Dunne Michael W. | BOTA | Stock Option (Right to Buy) | D | 1.95 | 1.9500 | 35,000 | 68 | 35,000 | |||
| 2015-09-28 | 2015-09-25 | 4 | PATTI JOSEPH M | BOTA | Common stock | D | 1.8500 | 2,500 | 5 | 126,128 | ||||
| 2015-09-28 | 2015-09-25 | 4 | PATTI JOSEPH M | BOTA | Common stock | D | 1.8850 | 2,500 | 5 | 123,628 | ||||
| 2015-09-18 | 2015-09-16 | 4 | PLUMB RUSSELL H | BOTA | Common Stock | D | 2.4900 | -12,140 | -30 | 203,213 | ||||
| 2015-08-13 | 2015-08-11 | 4 | Fox James | BOTA | Restricted Stock Unit | D | 2.4900 | 2,500 | 6 | 2,500 | ||||
| 2015-08-13 | 2015-08-11 | 4 | PATTI JOSEPH M | BOTA | Stock Option (Right to Buy) | D | 2.49 | 250,000 | 250,000 | |||||
| 2015-08-13 | 2015-08-11 | 4 | VANLENT ANNE | BOTA | Stock Option (Right to Buy) | D | 2.49 | 5,000 | 5,000 | |||||
| 2015-08-13 | 2015-08-11 | 4 | Azzarello Peter | BOTA | Stock Option (Right to Buy) | D | 2.49 | 85,000 | 85,000 | |||||
| 2015-08-13 | 2015-08-11 | 4 | DOUGHERTY MICHAEL R | BOTA | Stock Option (Right to Buy) | D | 2.49 | 5,000 | 5,000 | |||||
| 2015-08-13 | 2015-08-11 | 4 | COX GEOFFREY F | BOTA | Stock Option (Right to Buy) | D | 2.49 | 5,000 | 5,000 | |||||
| 2015-08-13 | 2015-08-11 | 4 | Richard John P | BOTA | Stock Option (Right to Buy) | D | 2.49 | 5,000 | 5,000 | |||||
| 2015-06-24 | 2015-06-22 | 4 | VANLENT ANNE | BOTA | Common Stock | D | 2.1969 | 35,000 | 77 | 35,000 | ||||
| 2015-06-15 | 2015-06-10 | 4/A | Fox James Penashe Holdings Pty Ltd. | BOTA | Common stock | I | 2.0300 | 70,000 | 142 | 100,614 | ||||
| 2015-06-11 | 2015-06-09 | 4 | Fox James Penashe Holdings Pty Ltd. | BOTA | Common stock | I | 1.9900 | 70,000 | 139 | 100,614 | ||||
| 2015-05-14 | 2015-05-12 | 4 | Fox James | BOTA | Restricted Stock Unit | D | 2.2000 | 7,500 | 16 | 7,500 | ||||
| 2015-05-14 | 2015-05-12 | 4 | COX GEOFFREY F | BOTA | Stock Option (Right to Buy) | D | 2.20 | 15,000 | 15,000 | |||||
| 2015-05-14 | 2015-05-12 | 4 | Richard John P | BOTA | Stock Option (Right to Buy) | D | 2.20 | 15,000 | 15,000 | |||||
| 2015-05-14 | 2015-05-12 | 4 | DOUGHERTY MICHAEL R | BOTA | Stock Option (Right to Buy) | D | 2.20 | 15,000 | 15,000 | |||||
| 2015-05-14 | 2015-05-12 | 4 | VANLENT ANNE | BOTA | Stock Option (Right to Buy) | D | 2.20 | 15,000 | 15,000 | |||||
| 2015-03-31 | 2015-03-27 | 4 | PATTI JOSEPH M | BOTA | Common stock | D | 2.2989 | 10,000 | 23 | 121,128 | ||||
| 2015-03-31 | 2015-03-27 | 4 | PATTI JOSEPH M | BOTA | Common stock | D | 2.2700 | 10,000 | 23 | 111,128 | ||||
| 2014-10-02 | 2014-10-01 | 4 | Azzarello Peter | BOTA | Stock Option (right to buy) | D | 2.45 | 2.4500 | 130,000 | 318 | 130,000 | |||
| 2014-10-02 | 2014-10-01 | 4 | PLUMB RUSSELL H | BOTA | Restricted Stock Unit | D | 2.4500 | 40,000 | 98 | 40,000 | ||||
| 2014-10-02 | 2014-10-01 | 4 | PATTI JOSEPH M | BOTA | Stock Option (right to buy) | D | 2.45 | 2.4500 | 475,000 | 1,164 | 475,000 | |||
| 2014-07-02 | 2014-06-30 | 4 | PATTI JOSEPH M | BOTA | Common Stock | D | 2.8600 | 10,000 | 29 | 68,241 | ||||
| 2014-06-30 | 2014-06-27 | 4 | PATTI JOSEPH M | BOTA | Common Stockli | D | 2.7800 | 800 | 2 | 67,241 | ||||
| 2014-06-30 | 2014-06-27 | 4 | PATTI JOSEPH M | BOTA | Common Stock | D | 2.8100 | 4,200 | 12 | 66,441 | ||||
| 2014-06-12 | 2014-06-11 | 4 | PATTI JOSEPH M | BOTA | Common Stock | D | 2.9740 | 2,621 | 8 | 62,241 | ||||
| 2014-06-12 | 2014-06-11 | 4 | PATTI JOSEPH M | BOTA | Common Stock | D | 2.7970 | 2,995 | 8 | 59,620 | ||||
| 2014-06-12 | 2014-06-10 | 4 | PATTI JOSEPH M | BOTA | Common Stock | D | 2.6200 | 400 | 1 | 56,625 | ||||
| 2014-06-12 | 2014-06-10 | 4 | PATTI JOSEPH M | BOTA | Common Stock | D | 2.4500 | 8,451 | 21 | 56,225 | ||||
| 2014-06-12 | 2014-06-11 | 4 | PLUMB RUSSELL H | BOTA | Common Stock | D | 3.0880 | 22,690 | 70 | 127,579 | ||||
| 2014-06-12 | 2014-06-11 | 4 | PLUMB RUSSELL H | BOTA | Common Stock | D | 2.9930 | 2,310 | 7 | 104,889 | ||||
| 2014-06-12 | 2014-06-11 | 4 | PLUMB RUSSELL H | BOTA | Common Stock | D | 2.7930 | 4,331 | 12 | 102,579 | ||||
| 2014-06-12 | 2014-06-10 | 4 | PLUMB RUSSELL H | BOTA | Common Stock | D | 2.4500 | 2,700 | 7 | 98,248 | ||||
| 2014-05-21 | 2014-05-15 | 4 | VANLENT ANNE | BOTA | Stock Option (Right to Buy) | D | 2.85 | 15,000 | 15,000 | |||||
| 2014-05-20 | 2014-05-15 | 4 | COX GEOFFREY F | BOTA | Stock Option (Right to Buy) | D | 2.85 | 15,000 | 15,000 | |||||
| 2014-05-20 | 2014-05-15 | 4 | DOUGHERTY MICHAEL R | BOTA | Stock Option (Right to Buy) | D | 2.85 | 15,000 | 15,000 | |||||
| 2014-05-20 | 2014-05-15 | 4 | Richard John P | BOTA | Stock Option (Right to Buy) | D | 2.85 | 15,000 | 15,000 | |||||
| 2014-05-20 | 2014-05-15 | 4 | Fox James | BOTA | Restricted Stock Unit | D | 2.8500 | 7,500 | 21 | 7,500 | ||||
| 2014-05-20 | 2014-05-15 | 4 | Hill Richard James | BOTA | Restricted Stock Unit | D | 7,500 | 7,500 | ||||||
| 2013-12-09 | 2013-12-05 | 4 | Azzarello Peter | BOTA | Market Stock Units | D | 4,375 | 4,375 | ||||||
| 2013-12-09 | 2013-12-05 | 4 | Azzarello Peter | BOTA | Stock Option (Right to Buy) | D | 4.13 | 17,500 | 17,500 | |||||
| 2013-12-09 | 2013-12-05 | 4 | PATTI JOSEPH M | BOTA | Market Stock Units | D | 15,625 | 15,625 | ||||||
| 2013-12-09 | 2013-12-05 | 4 | PATTI JOSEPH M | BOTA | Stock Option (Right to Buy) | D | 4.13 | 62,500 | 62,500 | |||||
| 2013-12-09 | 2013-12-05 | 4 | PLUMB RUSSELL H | BOTA | Market Stock Units | D | 25,000 | 25,000 | ||||||
| 2013-12-09 | 2013-12-05 | 4 | PLUMB RUSSELL H | BOTA | Stock Option (Right to Buy) | D | 4.13 | 100,000 | 100,000 | |||||
| 2013-08-15 | 2013-08-13 | 4 | Richard John P | BOTA | Stock Option (Right to Buy) | D | 4.15 | 30,000 | 30,000 | |||||
| 2013-05-06 | 2013-05-01 | 4/A | Cook Peter Chapman | BOTA | Common Stock | D | 8,700 | 100,127 | ||||||
| 2013-05-06 | 2013-05-01 | 4/A | Fox James | BOTA | Common Stock | D | 8,700 | 8,700 | ||||||
| 2013-05-06 | 2013-05-01 | 4/A | Hill Richard James | BOTA | Common Stock | D | 8,700 | 9,950 | ||||||
| 2013-05-03 | 2013-05-01 | 4 | DOUGHERTY MICHAEL R | BOTA | Stock Option (Right to Buy) | D | 4.05 | 30,000 | 30,000 | |||||
| 2013-05-03 | 2013-05-01 | 4 | VANLENT ANNE | BOTA | Stock Option (Right to Buy) | D | 4.05 | 30,000 | 30,000 | |||||
| 2013-05-03 | 2013-05-01 | 4 | Cook Peter Chapman | BOTA | Stock Option (Right to Buy) | D | 4.05 | 15,000 | 15,000 | |||||
| 2013-05-03 | 2013-05-01 | 4 | COX GEOFFREY F | BOTA | Stock Option (Right to Buy) | D | 4.05 | 15,000 | 15,000 | |||||
| 2013-05-03 | 2013-05-01 | 4 | Fox James | BOTA | Stock Option (Right to Buy) | D | 4.05 | 15,000 | 15,000 | |||||
| 2013-05-03 | 2013-05-01 | 4 | Errington Jeffery | BOTA | Stock Option (Right to Buy) | D | 4.05 | 15,000 | 15,000 | |||||
| 2013-05-03 | 2013-05-01 | 4 | Hill Richard James | BOTA | Stock Option (Right to Buy) | D | 4.05 | 15,000 | 15,000 | |||||
| 2012-11-19 | 3 | Bell Paul Ronald Bell Family Superannuation Fund | BOTA | Common Stock | I | 6,248 | ||||||||
| 2012-11-19 | 3 | Cook Peter Chapman Lloyds Wharf Super A/C | BOTA | Common Stock | I | 107,277 | ||||||||
| 2012-11-19 | 3 | Cook Peter Chapman | BOTA | Common Stock | D | 91,427 | ||||||||
| 2012-11-19 | 3 | Cook Peter Chapman Lloyds Wharf Superannuation Fund A/C | BOTA | Common Stock | I | 67,475 | ||||||||
| 2012-11-19 | 3 | Cook Peter Chapman Wife | BOTA | Common Stock | I | 91,427 | ||||||||
| 2012-11-19 | 3 | Fox James Penashe Holdings Propriety Limited | BOTA | Common Stock | I | 30,614 | ||||||||
| 2012-11-19 | 3 | Errington Jeffery | BOTA | Common Stock | D | 4,373 | ||||||||
| 2012-11-19 | 3 | Hill Richard James | BOTA | Common Stock | D | 1,250 | ||||||||
| 2012-11-19 | 3 | Gust Ian D. Gust Super Fund A/C | BOTA | Common Stock | I | 39,053 | ||||||||
| 2012-11-19 | 3 | Gust Ian D. Ultraproud PTY Limited | BOTA | Common Stock | I | 6,935 | ||||||||
| 2012-11-19 | 3 | Gust Ian D. Gust Consulting PTY Ltd | BOTA | Common Stock | I | 49,982 | ||||||||
| 2012-11-14 | 2012-11-12 | 4 | PATTI JOSEPH M | BOTA | Stock Option (Right to Buy) | D | 4.07 | 358,304 | 358,304 | |||||
| 2012-11-14 | 2012-11-12 | 4 | PATTI JOSEPH M | BOTA | Common Stock | D | 71,661 | 71,661 | ||||||
| 2012-11-14 | 2012-11-12 | 4 | PLUMB RUSSELL H | BOTA | Stock Option (Right to Buy) | D | 4.07 | 573,286 | 573,286 | |||||
| 2012-11-14 | 2012-11-12 | 4 | PLUMB RUSSELL H | BOTA | Common Stock | D | 143,322 | 143,322 | ||||||
| 2012-04-09 | 2012-04-05 | 4 | Kessler Paul D. | NABI | Common Stock | D | 1.9000 | -5,167 | -10 | 105,128 | ||||
| 2008-03-03 | 3 | Kessler Paul D. | NABI | Common Stock | D | 44,360 | ||||||||
| 2007-05-11 | 2007-05-10 | 4 | Third Point LLC | NABI | Common Stock, par value $0.01 per share | I | 5.2500 | 200,000 | 1,050 | 6,890,000 | ||||
| 2007-05-11 | 2007-05-10 | 4 | Third Point LLC | NABI | Common Stock, par value $0.01 per share | I | 5.2500 | 135,000 | 709 | 6,690,000 | ||||
| 2007-05-11 | 2007-05-09 | 4 | Third Point LLC | NABI | Common Stock, par value $0.01 per share | I | 5.2500 | 225,000 | 1,181 | 6,555,000 | ||||
| 2007-05-11 | 2007-05-08 | 4 | Third Point LLC | NABI | Common Stock, par value $0.01 per share | I | 5.1300 | 230,000 | 1,180 | 6,330,000 | ||||
| 2007-05-11 | 2007-05-08 | 4 | Third Point LLC | NABI | Common Stock, par value $0.01 per share | I | 5.1500 | 350,000 | 1,803 | 6,100,000 | ||||
| 2006-11-14 | 2006-11-10 | 4 | Aryeh Jason | NABI | Stock Option (right to buy) | D | 6.60 | 18,000 | 18,000 | |||||
| 2006-11-14 | 3 | LYNCH TIMOTHY P | NABI | No securities beneficially owned. | D | 0 | ||||||||
| 2006-03-15 | 3/A | Logal Adam | NABI | Common Stock | D | 9,334 | ||||||||
| 2005-08-22 | 2005-08-18 | 4 | Hudson Leslie | NABI | Stock Option (right to buy) | D | 14.14 | 18,000 | 18,000 | |||||
| 2004-02-04 | 3/A | FAHIM RAAFAT E F | NABI | Common Stock | D | 1,000 |
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
