AKTS / Akoustis Technologies, Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Akoustis Technologies, Inc.
US ˙ NasdaqCM ˙ US00973N1028
HINDI NA ACTIVE ANG SIMBONG ITO

Mga Batayang Estadistika
LEI 549300DLBFV9XWL6J142
CIK 1584754
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Akoustis Technologies, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
May 15, 2025 EX-3.1

CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF AKOUSTIS TECHNOLOGIES, INC.

Exhibit 3.1 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF AKOUSTIS TECHNOLOGIES, INC. Akoustis Technologies, Inc., a corporation duly organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), does hereby certify that: FIRST: The name of the Corporation is Akoustis Technologies, Inc. SECOND: The date on which the Certificate of Incorpor

May 15, 2025 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

SEC File Number 001-38029 CUSIP Number 00973N102 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

May 15, 2025 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2025 ATech (Parent) Resolution Corp. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction (Commission File Number)

May 15, 2025 EX-99.1

Akoustis Successfully Completes Sale of Assets to SpaceX Tune Holdings, A Wholly Owned Subsidiary of SpaceX, Acquires Substantially All of Akoustis’s Assets in Court-Approved Transaction

Exhibit 99.1 Akoustis Successfully Completes Sale of Assets to SpaceX Tune Holdings, A Wholly Owned Subsidiary of SpaceX, Acquires Substantially All of Akoustis’s Assets in Court-Approved Transaction CHARLOTTE, N.C.-(BUSINESS WIRE)- Akoustis Technologies, Inc. (together with its wholly-owned subsidiaries Akoustis, Inc. and RFM Integrated Device Inc., “Akoustis” or the “Company”), an integrated dev

February 14, 2025 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

SEC File Number 001-38029 CUSIP Number 00973N102 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

December 17, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 17, 2024 AKOUSTIS TECHNO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 17, 2024 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction (Commission File Number

December 16, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 15, 2024 AKOUSTIS TECHNO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 15, 2024 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction (Commission File Number

December 16, 2024 EX-99.1

Akoustis to Pursue Strategic Sale of its Business Through Voluntary Chapter 11 Process Committed to Full Continuity in Delivering Next-Generation BAW High-Band RF Filters to Customers Around the World Filing to Ensure Business Sold Free and Clear of

Exhibit 99.1 Akoustis to Pursue Strategic Sale of its Business Through Voluntary Chapter 11 Process Committed to Full Continuity in Delivering Next-Generation BAW High-Band RF Filters to Customers Around the World Filing to Ensure Business Sold Free and Clear of Qorvo Infringement Following Final Judgement and Required Cleansing Process Charlotte, NC – DECEMBER 16, 2024 – Akoustis Technologies, In

December 16, 2024 EX-10.1

ASSET PURCHASE AGREEMENT by and among GORDON BROTHERS COMMERCIAL & INDUSTRIAL, LLC, as Purchaser, Akoustis Technologies, Inc., Akoustis, Inc., Griding and Dicing Services, Inc., and RFM Integrated Device Inc., as Sellers Dated as of December 15, 2024

Exhibit 10.1 ASSET PURCHASE AGREEMENT by and among GORDON BROTHERS COMMERCIAL & INDUSTRIAL, LLC, as Purchaser, and Akoustis Technologies, Inc., Akoustis, Inc., Griding and Dicing Services, Inc., and RFM Integrated Device Inc., as Sellers Dated as of December 15, 2024 Table of Contents Page Article 1 DEFINED TERMS 2 1.1 Defined Terms 2 1.2 Other Definitional and Interpretive Matters 10 Article 2 TH

December 12, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2024 AKOUSTIS TECHNO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2024 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction (Commission File Number

December 12, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

December 2, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 29, 2024 AKOUSTIS TECHNO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 29, 2024 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction (Commission File Number

November 22, 2024 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 21, 2024 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction (Commission File Number

November 21, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

November 21, 2024 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 21, 2024 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction (Commission File Number

November 14, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 ☐ TRANSITION REPO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38029 AKOUS

November 14, 2024 EX-10.1

Form of Independent Director Engagement Agreement between the Company and Director

Exhibit 10.1 INDEPENDENT DIRECTOR ENGAGEMENT AGREEMENT THIS DIRECTOR ENGAGEMENT AGREEMENT (this “Agreement”) is made as of [], by and between Akoustis Technologies, Inc. (the “Company”), and [] (“Director”). BACKGROUND WHEREAS, Director has no prior or current affiliation, material business, or relationship, direct or indirect, with the Company or its affiliates, or its equity holders and, and, th

November 8, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

November 8, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2024 AKOUSTIS TECHNOL

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2024 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Commi

October 17, 2024 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 11, 2024 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Commi

October 15, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

October 15, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 14, 2024 AKOUSTIS TECHNOL

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 14, 2024 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 001-38029 (Commission File

October 11, 2024 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2024 ☐ TRANSITI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-3802

October 11, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 10, 2024 AKOUSTIS TECHNOL

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 10, 2024 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 001-38029 (Commission File

October 8, 2024 EX-21.1

Subsidiaries of the Company

Exhibit 21.1 SUBSIDIARIES OF AKOUSTIS TECHNOLOGIES, INC. Akoustis, Inc., a Delaware corporation Grinding and Dicing Services, Inc., a California corporation RFM Integrated Device Inc., a Texas corporation

October 8, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State

October 8, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38029 AKOUSTIS TECHNOLOG

October 8, 2024 EX-97.1

Incentive-Based Compensation Recovery Policy

Exhibit 97.1 AKOUSTIS TECHNOLOGIES, Inc. Incentive-BASED Compensation Recovery Policy 1. Policy Purpose. The purpose of the Akoustis Technologies, Inc. (the “Company”) Incentive-Based Compensation Recovery Policy (this “Policy”) is to enable the Company to recover Erroneously Awarded Compensation in the event that the Company is required to prepare an Accounting Restatement. This Policy is intende

October 8, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

September 30, 2024 NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

SEC File Number 001-38029 CUSIP Number 00973N102 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

September 20, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2024 AKOUSTIS TECHN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2024 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Com

September 17, 2024 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

September 12, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 10, 2024 AKOUSTIS TECHN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 10, 2024 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Com

September 10, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 9, 2024 AKOUSTIS TECHNO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 9, 2024 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 001-38029 (Commission File

August 23, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 19, 2024 AKOUSTIS TECHNOLO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 19, 2024 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Commis

August 8, 2024 EX-99.1

Akoustis Announces Leadership Transition

Exhibit 99.1 Akoustis Announces Leadership Transition Charlotte, NC, August 8, 2024 (GLOBE NEWSWIRE) - Akoustis Technologies, Inc. (Nasdaq: AKTS) (“Akoustis” or the “Company”), an integrated device manufacturer (IDM) of patented bulk acoustic wave (BAW) high-band RF filters for mobile and other wireless applications, announced today the mutually agreed resignation of Jeffery B. Shealy as Chief Exe

August 8, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2024 AKOUSTIS TECHNOLOG

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2024 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Commiss

July 12, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 8, 2024 AKOUSTIS TECHNOLOGIE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 8, 2024 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Commissio

June 5, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2024 AKOUSTIS TECHNOLOGIE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2024 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Commissio

May 31, 2024 EX-1.01

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

Exhibit 1.01 Akoustis Technologies, Inc. Conflict Minerals Report For The Calendar Year Ended December 31, 2023 This Conflict Minerals Report (this “Report”) of Akoustis Technologies, Inc. for the calendar year ended December 31, 2023 (the “Reporting Period”) is filed in accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the “Rule”), and pursuant to the Company’s Spe

May 31, 2024 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Akoustis Technologies, Inc. (Exact name of registrant as specified in charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Akoustis Technologies, Inc. (Exact name of registrant as specified in charter) Delaware 001-38029 33-1229046 (State or other jurisdiction of incorporation) (Commission file number) (IRS Employer Identification Number) 9805 Northcross Center Court, Suite A, Huntersville, NC 28078 (Address o

May 24, 2024 EX-4.1

Form of Pre-Funded Warrant (Incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed with the SEC on May 24, 2024)

Exhibit 4.1 PRE-FUNDED COMMON STOCK PURCHASE WARRANT AKOUSTIS TECHNOLOGIES, INC. Warrant Shares: Initial Exercise Date: May 24, 2024 Issue Date: May 24, 2024 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, a

May 24, 2024 424B3

AKOUSTIS TECHNOLOGIES, INC. 5,028,291 Shares of Common Stock for sale by the Selling Stockholders

Filed Pursuant to Rule 424(b)(3) Registration No. 333-279377 PROSPECTUS AKOUSTIS TECHNOLOGIES, INC. Prospectus 5,028,291 Shares of Common Stock for sale by the Selling Stockholders This prospectus relates to the sale or other disposition from time to time of up to 5,028,291 shares (the “Shares”) of common stock, par value $0.001 per share (“Common Stock”), by the persons described in this prospect

May 24, 2024 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2024 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Commissio

May 24, 2024 EX-10.2

Placement Agency Agreement, dated May 22, 2024.

Exhibit 10.2 PLACEMENT AGENCY AGREEMENT May 22, 2024 Roth Capital Partners, LLC 888 San Clemente Drive, Suite 400 Newport Beach, CA 92660 Ladies and Gentlemen: Introduction. Subject to the terms and conditions herein (this “Agreement”), Akoustis Technologies, Inc., a Delaware corporation (the “Company”), hereby agrees to sell up to an aggregate of $10,000,000 of registered securities (the “Securit

May 24, 2024 EX-10.1

Form of Securities Purchase Agreement, dated May 22, 2024.

Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of May 22, 2024, between Akoustis Technologies, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditio

May 23, 2024 424B5

10,500,000 Shares of Common Stock Pre-Funded Warrants to Purchase up to 39,500,000 Shares of Common Stock Up to 39,500,000 Shares of Common Stock Underlying the Pre-Funded Warrants

Filed Pursuant to Rule 424(b)(5) Registration No. 333-262540 PROSPECTUS SUPPLEMENT (to the Prospectus dated February 15, 2022) 10,500,000 Shares of Common Stock Pre-Funded Warrants to Purchase up to 39,500,000 Shares of Common Stock Up to 39,500,000 Shares of Common Stock Underlying the Pre-Funded Warrants We are offering directly to investors 10,500,000 shares of our common stock, $0.001 par valu

May 22, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2024 AKOUSTIS TECHNOLOGIE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2024 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Commissio

May 22, 2024 EX-99.2

Akoustis Announces $10 Million Registered Direct Offering Priced At-The-Market Under Nasdaq Rules

Exhibit 99.2 Akoustis Announces $10 Million Registered Direct Offering Priced At-The-Market Under Nasdaq Rules Charlotte, NC, May 22, 2024 (GLOBE NEWSWIRE) - Akoustis Technologies, Inc. (Nasdaq: AKTS) (“Akoustis” or the “Company”), an integrated device manufacturer (IDM) of patented bulk acoustic wave (BAW) high-band RF filters for mobile and other wireless applications, announced today that it ha

May 22, 2024 EX-99.1

Akoustis Completes Rollout of its XBAW® Design Updates

Exhibit 99.1 Akoustis Completes Rollout of its XBAW® Design Updates Charlotte, N.C., May 22, 2024 (GLOBE NEWSWIRE) - Akoustis Technologies, Inc. (NASDAQ: AKTS) (“Akoustis” or the “Company”), an integrated device manufacturer (IDM) of patented bulk acoustic wave (BAW) high-band RF filters for mobile and other wireless applications, has announced the final release to manufacturing of design updates

May 20, 2024 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2024 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Commissio

May 17, 2024 CORRESP

Akoustis Technologies, Inc. 9805 Northcross Center Court, Suite A Huntersville, NC 28078

Akoustis Technologies, Inc. 9805 Northcross Center Court, Suite A Huntersville, NC 28078 May 17, 2024 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Bradley Ecker Re: Akoustis Technologies, Inc. Registration Statement on Form S-3 File No. 333-279377 Ladies and Gentlemen: Pursuant to Rule 461 promulgated under the Securities Act of 1933, as amended (the “Sec

May 13, 2024 EX-99.1

Akoustis Reports Third Quarter FY24 Results

Exhibit 99.1 Akoustis Reports Third Quarter FY24 Results · Q3 Revenue Up 7% Quarter-Over-Quarter · Filter-Related Revenue Up 13% Quarter-Over-Quarter, Third Highest in Company History · Growth, Cost Savings Initiatives, CHIPS Act ITC Refund Support Operating Cash Flow Breakeven in Next Nine Months · Robust Customer Activity in Wi-Fi AP, 5G Infrastructure, Defense, Timing Control, Semiconductor Bac

May 13, 2024 EX-10.1

Form of Director Indemnification Agreement (incorporated by reference to Exhibit 10.1 to the Company’s Quarterly Report on Form 10-Q filed with the SEC on May 13, 2024)

Exhibit 10.1 Execution Copy INDEMNIFICATION AGREEMENT This Indemnification Agreement (“Agreement”) is made as of January 19, 2024, by and between Akoustis Technologies, Inc., a Delaware corporation (the “Company”), and (“Indemnitee”). This Agreement supersedes and replaces any and all previous Agreements between the Company and Indemnitee covering the subject matter of this Agreement. RECITALS WHE

May 13, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2024 AKOUSTIS TECHNOLOGIE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2024 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Commissio

May 13, 2024 S-3

As filed with the Securities and Exchange Commission on May 13, 2024

As filed with the Securities and Exchange Commission on May 13, 2024 Registration No.

May 13, 2024 EX-FILING FEES

Filing Fee Table *

Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Akoustis Technologies, Inc.

May 13, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT P

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38029 AKOUSTIS

February 13, 2024 SC 13G

AKTS / Akoustis Technologies, Inc. / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment

SC 13G 1 tv0215-akoustistechnologiesi.htm SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Akoustis Technologies Inc Title of Class of Securities: Common Stock CUSIP Number: 00973N102 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pu

February 13, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 ☐ TRANSITION REPOR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38029 AKOUST

February 13, 2024 8-K

Results of Operations and Financial Condition, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2024 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Comm

February 13, 2024 EX-99.1

Akoustis Reports Second Quarter FY24 Results

Exhibit 99.1 Akoustis Reports Second Quarter FY24 Results ● Q2 Revenue Up 20% Year-Over-Year, In-Line with Prior Guidance ● Guiding Record Quarterly Revenue for the March Quarter—Up 18 to 25% Sequentially ● Growth, Cost Savings Initiatives, CHIPS Act ITC Refund Support Operating Cash Flow Breakeven in December Quarter ● Robust Customer Activity in Wi-Fi AP, 5G Infrastructure, Defense, Timing Contr

February 9, 2024 SC 13G/A

AKTS / Akoustis Technologies, Inc. / Senvest Management, LLC - AKOUSTIS TECHNOLOGIES, INC. Passive Investment

SC 13G/A 1 p24-0218sc13ga.htm AKOUSTIS TECHNOLOGIES, INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Akoustis Technologies, Inc. (Name of Issuer) Common stock, par value $0.001 per share (Title of Class of Securities) 00973N102 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Sta

January 29, 2024 424B5

20,000,000 Shares of Common Stock

Filed Pursuant to Rule 424(b)(5) Registration No. 333-262540 PROSPECTUS SUPPLEMENT (to the Prospectus dated February 15, 2022) 20,000,000 Shares of Common Stock We are offering 20,000,000 shares of our common stock. Our common stock is listed on the Nasdaq Capital Market under the symbol “AKTS.” On January 24, 2024, the last reported sale price of our common stock on the Nasdaq Capital Market was

January 29, 2024 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2024 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Commi

January 29, 2024 EX-99.1

Akoustis Announces Pricing of Public Offering of $10.0 Million of Common Stock

Exhibit 99.1 Akoustis Announces Pricing of Public Offering of $10.0 Million of Common Stock ● Board Co-Chair, CEO, CPO, and other Company management and employees investing $1 million Charlotte, NC, January 25, 2024 (GLOBE NEWSWIRE) - Akoustis Technologies, Inc. (Nasdaq: AKTS) (“Akoustis” or the “Company”), an integrated device manufacturer (IDM) of patented bulk acoustic wave (BAW) high-band RF f

January 29, 2024 EX-99.2

Akoustis Announces Closing of Public Offering of Common Stock and Full Exercise of Underwriter’s Option to Purchase Additional Shares

Exhibit 99.2 Akoustis Announces Closing of Public Offering of Common Stock and Full Exercise of Underwriter’s Option to Purchase Additional Shares Charlotte, NC, January 29, 2024 (GLOBE NEWSWIRE) - Akoustis Technologies, Inc. (NASDAQ: AKTS) (“Akoustis” or the “Company”), an integrated device manufacturer (IDM) of patented bulk acoustic wave (BAW) high-band RF filters for mobile and other wireless

January 29, 2024 EX-1.1

Underwriting Agreement, dated January 25, 2024, by and between Akoustis Technologies, Inc. and Roth Capital Partners, LLC

Exhibit 1.1 AKOUSTIS TECHNOLOGIES, Inc. (a Delaware corporation) Common Stock UNDERWRITING AGREEMENT January 25, 2024 Roth Capital Partners, LLC As Representative of the Several Underwriters set forth on Schedule B hereto 888 San Clemente Drive, Suite 400 Newport Beach, CA 92660 Ladies and Gentlemen: Akoustis Technologies, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to

January 24, 2024 424B5

Subject to Completion, dated January 24, 2024

Filed Pursuant to Rule 424(b)(5) Registration No. 333-262540 This preliminary prospectus supplement relates to an effective registration statement under the Securities Act of 1933, but the information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell and are not soliciting an

January 24, 2024 EX-99.2

Akoustis Announces Proposed Public Offering of Common Stock

Exhibit 99.2 Akoustis Announces Proposed Public Offering of Common Stock Charlotte, NC, January 24, 2024 (GLOBE NEWSWIRE) - Akoustis Technologies, Inc. (Nasdaq: AKTS) (“Akoustis” or the “Company”), an integrated device manufacturer (IDM) of patented bulk acoustic wave (BAW) high-band RF filters for mobile and other wireless applications, announced today that it intends to offer and sell shares of

January 24, 2024 EX-99.1

Selected Preliminary Financial Results for Second Quarter of Fiscal 2024

Exhibit 99.1 Selected Preliminary Financial Results for Second Quarter of Fiscal 2024 Below is a summary of certain preliminary estimates regarding our financial results for the quarter ended December 31, 2023. This preliminary financial information is based upon our estimates and is subject to completion of our financial closing procedures. Moreover, this preliminary financial information has bee

January 24, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2024 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Commi

November 13, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 ☐ TRANSITION REPO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38029 AKOUS

November 13, 2023 EX-99.1

Akoustis Reports First Quarter FY24 Results

Exhibit 99.1 Akoustis Reports First Quarter FY24 Results ● Q1 Revenue Up 26% Year-Over-Year, In-Line with Prior Guidance ● Guiding Revenue Flat in December Quarter, then 18 to 25% Growth with Record Revenue Projected in March Quarter ● Growth, Cost Savings Initiatives, Chips ITC Refund Support Operating Cash Flow Breakeven <1 Year Away ● Robust Customer Activity in Wi-Fi AP, 5G Infrastructure, Def

November 13, 2023 EX-10.1

Second Amendment to Employment Agreement between the Company and Jeffrey Shealy, dated September 26, 2023 (incorporated by reference to Exhibit 10.1 to the Company’s Quarterly Report on Form 10-Q filed with the SEC on November 13, 2023)

Exhibit 10.1 SECOND AMENDMENT TO EMPLOYMENT AGREEMENT This Second Amendment to Employment Agreement (this “Amendment”) is entered into as of September 26, 2023, by and between Akoustis Technologies, Inc., a Delaware corporation (the “Company”), and Jeffrey Shealy. Capitalized terms used but not defined herein shall have the meanings ascribed to them in the Employment Agreement (as defined below).

November 13, 2023 EX-10.2

First Amendment to Offer Letter from the Company to David M. Aichele, dated August 7, 2022 (incorporated by reference to Exhibit 10.2 to the Company’s Quarterly Report on Form 10-Q filed with the SEC on November 13, 2023)

Exhibit 10.2 Employee Change Form Today’s Date: 8/7/2022 Effective Date of Change(s): 8/7/2022 Employee Name: David M. Aichele Employee Department: Sales-Marketing Employee Job Title: EVP Business Development Action Requested Type From To Comments ☐ Business Title Change *Updated on SharePoint Training Site ☐ ☐ Department Change *Updated on SharePoint Training Site ☐ ☐ Supervisor Change *Updated o

November 13, 2023 S-8

As filed with the Securities and Exchange Commission on November 13, 2023

As filed with the Securities and Exchange Commission on November 13, 2023 Registration No.

November 13, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2023 AKOUSTIS TECHNO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2023 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Comm

November 13, 2023 EX-FILING FEES

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Tables ……Form S-8…….. (Form Type) …………….…………… Akoustis Technologies, Inc. ………………………….. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit(2) Maximum Aggregate Offering

November 2, 2023 EX-3.1

Certificate of Amendment to the Certificate of Incorporation of the Company, as filed with the Delaware Secretary of State on November 2, 2023 (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed with the SEC on November 2, 2023)

Exhibit 3.1 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF AKOUSTIS TECHNOLOGIES, INC. AKOUSTIS TECHNOLOGIES, INC., a corporation duly organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), does hereby certify that: 1. The Certificate of Incorporation of the Corporation is hereby amended by deleting Section 4.1 of ARTICLE IV thereof in i

November 2, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2023 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction (Commission File Number)

November 2, 2023 EX-10.1

Amendment to Employee Stock Purchase Plan

Exhibit 10.1 AMENDMENT TO AKOUSTIS TECHNOLOGIES, INC. EMPLOYEE STOCK PURCHASE PLAN This Amendment (“Amendment”) to the Akoustis Technologies, Inc. Employee Stock Purchase Plan (the “Existing Plan”; as amended hereby, the “Plan”) of Akoustis Technologies, Inc., a Delaware corporation (the “Company”), is adopted by the Company’s Board of Directors (the “Board”) as of August 31, 2023, subject to appr

October 27, 2023 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2023 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Commi

September 29, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 26, 2023 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Com

September 29, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

September 19, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State

September 19, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

September 14, 2023 EX-99

JOINT FILING AGREEMENT

EX-99 2 p23-2382exhibit99.htm JOINT FILING AGREEMENT EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agree

September 14, 2023 SC 13G

AKTS / Akoustis Technologies Inc / Senvest Management, LLC - AKOUSTIS TECHNOLOGIES, INC. Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Akoustis Technologies, Inc. (Name of Issuer) Common stock, par value $0.001 per share (Title of Class of Securities) 00973N102 (CUSIP Number) September 8, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu

September 8, 2023 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

September 6, 2023 EX-4.4

Secured Promissory Note issued to the representative of sellers of Grinding & Dicing Services, Inc. (incorporated by reference to Exhibit 4.4 to the Company’s Annual Report on Form 10-K filed with the SEC on September 6, 2023)

Exhibit 4.4 THIS SECURED PROMISSORY NOTE (THIS “NOTE”) HAS NOT BEEN REGISTERED OR QUALIFIED FOR SALE UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAW AND MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED ABSENT SUCH REGISTRATION OR QUALIFICATION OR AN EXEMPTION THEREFROM UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND APPLICABLE STATE SECU

September 6, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2023 AKOUSTIS TECHNO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2023 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Comm

September 6, 2023 EX-99.1

Akoustis Reports Seventh Consecutive Quarter of Record Revenue with Fourth Quarter Fiscal 2023 Sales Growing over 13% Year-Over-Year and Full Year 2023 Revenue Up 77% Year-over-Year

Exhibit 99.1 Akoustis Reports Seventh Consecutive Quarter of Record Revenue with Fourth Quarter Fiscal 2023 Sales Growing over 13% Year-Over-Year and Full Year 2023 Revenue Up 77% Year-over-Year ● Robust Customer Activity in, Wi-Fi CPE, 5G Mobile, 5G Infrastructure, Automotive, Timing Control, Semiconductor Back-End-Services, and Other Markets ● Introduced Advanced Single Crystal XBAW® Technology

September 6, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38029 AKOUSTIS TECHNOLOG

September 6, 2023 EX-10.17

Stock Purchase Agreement, dated January 1, 2023, by and among the Company, Akoustis, Inc., Grinding & Dicing Services, Inc. and its stockholders (incorporated by reference to Exhibit 10.17 to the Company’s Annual Report on Form 10-K filed with the SEC on September 6, 2023)

Exhibit 10.17 STOCK PURCHASE AGREEMENT BY AND AMONG AKOUSTIS, INC., AKOUSTIS TECHNOLOGIES, INC., JOE COLLINS, LAILA HAQ COLLINS, SAIRA Y. HAQ, TRUSTEE, NON-EXEMPT MARITAL TRUST CREATED MAY 26, 2006 UNDER THE TERMS OF THE HAQ LIVING TRUST DATED APRIL 12, 1989, NABILA HAQ, YOUSUF HAQ, AND GRINDING AND DICING SERVICES, INC., dated as of January 1, 2023 STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGR

September 6, 2023 EX-21.1

Subsidiaries of the Company

Exhibit 21.1 SUBSIDIARIES OF AKOUSTIS TECHNOLOGIES, INC. Akoustis, Inc., a Delaware corporation Grinding & Dicing Services, Inc., a California corporation RFM Integrated Device Inc., a Texas corporation

September 6, 2023 EX-10.16

Lease Agreement, dated January 1, 2023, by and among Saira Haq, Trustee of the Haq Family Trust, and Saira Haq, Trustee of the Non-Exempt Marital Trust dated May 26, 2006, and Grinding and Dicing Services, Inc. (incorporated by reference to Exhibit 10.16 to the Company’s Annual Report on Form 10-K filed with the SEC on September 6, 2023)

Exhibit 10.16 LEASE THIS LEASE (“Lease”) is made as of January 1, 2023 (the “Effective Date”) by and between Saira Haq, Trustee of the Haq Family Trust, and Saira Haq, Trustee of the Non-Exempt Marital Trust dated May 26, 2006 (collectively “Landlord”), and Grinding and Dicing Services, Inc., a California corporation (“Tenant”). Simultaneous with the execution of this Lease, Akoustis Technologies,

May 31, 2023 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Akoustis Technologies, Inc. (Exact name of registrant as specified in charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Akoustis Technologies, Inc. (Exact name of registrant as specified in charter) Delaware 001-38029 33-1229046 (State or other jurisdiction of incorporation) (Commission file number) (IRS Employer Identification Number) 9805 Northcross Center Court, Suite A, Huntersville, NC 28078 (Address o

May 31, 2023 EX-1.01

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

Exhibit 1.01 Akoustis Technologies, Inc. Conflict Minerals Report For The Calendar Year Ended December 31, 2022 This Conflict Minerals Report (this “Report”) of Akoustis Technologies, Inc. for the calendar year ended December 31, 2022 (the “Reporting Period”) is filed in accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the “Rule”), and pursuant to the Company’s Spe

May 9, 2023 EX-99.1

Akoustis Reports Sixth Consecutive Quarter of Record Revenue with Third Quarter Fiscal 2023 Sales Growing over 160% Year-Over-Year

Exhibit 99.1 Akoustis Reports Sixth Consecutive Quarter of Record Revenue with Third Quarter Fiscal 2023 Sales Growing over 160% Year-Over-Year ● Customer Activity Remains Robust with Expanding Pipelines in 5G Mobile, Wi-Fi CPE, 5G Infrastructure, Automotive, Timing Control, Semiconductor Back-End-Services, and Other Markets ● Completed Acquisition of Grinding & Dicing Services, Inc. (“GDSI”), Add

May 9, 2023 8-K

Results of Operations and Financial Condition, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2023 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction (Commission File Number) (I.R

May 9, 2023 EX-99.2

Akoustis Technologies, Inc. Third Quarter 2023 Investor Update Call May 8, 2023

Exhibit 99.2 Akoustis Technologies, Inc. Third Quarter 2023 Investor Update Call May 8, 2023 CORPORATE PARTICIPANTS Tom Sepenzis, Vice President, Corporate Development and Investor Relations Jeff Shealy, Chief Executive Officer Ken Boller, Chief Financial Officer Dave Aichele, Vice President, Business Development CONFERENCE CALL PARTICIPANTS Anthony Stoss, Craig Hallum Capital Group Suji DeSilva,

May 8, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT P

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38029 AKOUSTIS

March 23, 2023 EX-99.1

Akoustis Appoints Michelle L. Petock, CEO of W Greig & Company, to its Board of Directors

Exhibit 99.1 Akoustis Appoints Michelle L. Petock, CEO of W Greig & Company, to its Board of Directors Charlotte, N.C., March 23, 2023 (GLOBE NEWSWIRE) – Akoustis Technologies, Inc. (NASDAQ: AKTS) (“Akoustis” or the “Company”), an integrated device manufacturer (IDM) of patented bulk acoustic wave (BAW) high-band RF filters for mobile and other wireless applications, announced today that it has ap

March 23, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2023 AKOUSTIS TECHNOLOG

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2023 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Commiss

February 7, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2023 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Commi

February 7, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 ☐ TRANSITION REPOR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38029 AKOUST

February 7, 2023 EX-99.1

Akoustis Reports Fifth Consecutive Quarter of Record Revenue as Second Quarter Fiscal 2023 Sales Grew over 59% Year-Over-Year

Exhibit 99.1 Akoustis Reports Fifth Consecutive Quarter of Record Revenue as Second Quarter Fiscal 2023 Sales Grew over 59% Year-Over-Year ● Customer Activity Remains Robust with Expanding Pipelines in 5G Mobile, Wi-Fi CPE, 5G Infrastructure, Automotive, Timing Control and Other Markets ● Akoustis Now has Fifteen Customers in Production with Production Qualified XBAW Filter Products ● Services Por

February 7, 2023 EX-4.1

Description of Common Stock of the Registrant Registered Pursuant to Section 12 of the Securities Exchange Act of 1934

Exhibit 4.1 DESCRIPTION OF COMMON STOCK OF AKOUSTIS TECHNOLOGIES, INC. REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following information is a summary of information concerning the common stock, par value $0.001 per share (the “Common Stock”), of Akoustis Technologies, Inc. (“we,” “our,” or “us”) and does not purport to be complete. It is subject to and qualified in

February 7, 2023 EX-10.1

Amendment to 2018 Stock Incentive Plan of Akoustis Technologies, Inc., adopted August 26, 2022

Exhibit 10.1 AMENDMENT TO 2018 STOCK INCENTIVE PLAN OF AKOUSTIS TECHNOLOGIES, INC. This Amendment (“Amendment”) to the 2018 Stock Incentive Plan (as amended, the “Existing Plan”; as amended hereby, the “Plan”) of Akoustis Technologies, Inc., a Delaware corporation (the “Company”), is adopted by the Company’s Board of Directors (the “Board”) as of August 26, 2022, subject to approval by the Company

February 1, 2023 SC 13G/A

AKTS / Akoustis Technologies Inc / BlackRock Inc. Passive Investment

SC 13G/A 1 us00973n1028020123.txt us00973n1028020123.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 1) AKOUSTIS TECHNOLOGIES INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 00973N102 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropri

January 24, 2023 EX-99.1

Akoustis Announces Pricing of Public Offering of $30.0 Million of Common Stock

Exhibit 99.1 Akoustis Announces Pricing of Public Offering of $30.0 Million of Common Stock Charlotte, N.C., Jan. 19, 2023 (GLOBE NEWSWIRE) - Akoustis Technologies, Inc. (Nasdaq: AKTS) (“Akoustis” or the “Company”), an integrated device manufacturer of patented bulk acoustic wave (“BAW”) high-band radio frequency (“RF”) filters for mobile and other wireless applications, announced today that it ha

January 24, 2023 EX-1.1

Underwriting Agreement, dated January 19, 2023, by and between Akoustis Technologies, Inc. and B. Riley Securities, Inc., as representative of the several underwriters named in Schedule B thereto

Exhibit 1.1 AKOUSTIS TECHNOLOGIES, INC. (a Delaware corporation) COMMON STOCK UNDERWRITING AGREEMENT January 19, 2023 B. Riley Securities, Inc. As Representative of the Several Underwriters set forth on Schedule B hereto 11100 Santa Monica Boulevard Suite 800 Los Angeles, CA 90025 Ladies and Gentlemen: Akoustis Technologies, Inc., a Delaware corporation (the “Company”), proposes to issue and sell

January 24, 2023 8-K

Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2023 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction (Commission File Number)

January 23, 2023 424B5

10,909,091 Shares of Common Stock

Filed Pursuant to Rule 424(b)(5) Registration No. 333-262540 PROSPECTUS SUPPLEMENT (to the Prospectus dated February 15, 2022) $30,000,000 10,909,091 Shares of Common Stock We are selling 10,909,091 shares of our common stock. Our common stock is listed on the Nasdaq Capital Market under the symbol “AKTS.” On January 19, 2023, the last reported sale price of our common stock on the Nasdaq Capital

January 18, 2023 424B5

Shares of Common Stock

Filed Pursuant to Rule 424(b)(5) Registration No. 333-262540 This preliminary prospectus supplement relates to an effective registration statement under the Securities Act of 1933, but the information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell and are not soliciting an

January 18, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 18, 2023 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Commi

January 18, 2023 EX-99.1

Selected Preliminary Financial Results for Second Quarter of Fiscal 2023

Exhibit 99.1 Selected Preliminary Financial Results for Second Quarter of Fiscal 2023 Below is a summary of certain preliminary estimates regarding our financial results for the quarter ended December 31, 2022. This preliminary financial information is based upon our estimates and is subject to completion of our financial closing procedures. Moreover, this preliminary financial information has bee

January 18, 2023 EX-99.2

Akoustis Announces Proposed Public Offering of Common Stock

Exhibit 99.2 Akoustis Announces Proposed Public Offering of Common Stock Charlotte, NC, January 18, 2023 (GLOBE NEWSWIRE) - Akoustis Technologies, Inc. (Nasdaq: AKTS) (“Akoustis” or the “Company”), an integrated device manufacturer of patented bulk acoustic wave (“BAW”) high-band radio frequency (“RF”) filters for mobile and other wireless applications, announced today that it intends to offer and

January 4, 2023 EX-FILING FEES

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Akoustis Technologies, Inc.

January 4, 2023 S-8

As filed with the Securities and Exchange Commission on January 4, 2023

As filed with the Securities and Exchange Commission on January 4, 2023 Registration No.

January 4, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 1, 2023 AKOUSTIS TECHNOLO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 1, 2023 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Commis

January 4, 2023 EX-99.1

Akoustis Acquires GDSI, a US-Based, Trusted Supplier of Premium Semiconductor Back-End Supply Chain Services

EX-99.1 2 ea171145ex99-1akoustis.htm PRESS RELEASE ISSUED BY THE COMPANY ON JANUARY 4, 2023 Exhibit 99.1 Akoustis Acquires GDSI, a US-Based, Trusted Supplier of Premium Semiconductor Back-End Supply Chain Services · Acquisition is Immediately Accretive and Adds High-Margin Premium Services Business Supporting over 250 Customers · On-Shore Core Competencies include Wafer Grinding and Stealth Dicing

November 14, 2022 EX-3.5

Certificate of Amendment to the Certificate of Incorporation, as filed with the Delaware Secretary of State on November 10, 2022 (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed with the SEC on November 14, 2022)

Exhibit 3.5 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF AKOUSTIS TECHNOLOGIES, INC. AKOUSTIS TECHNOLOGIES, INC., a corporation duly organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), does hereby certify that: 1. The Certificate of Incorporation of the Corporation is hereby amended by deleting Section 4.1 of ARTICLE IV thereof in i

November 14, 2022 EX-3.1

Certificate of Amendment to the Certificate of Incorporation of the Company, filed with the Delaware Secretary of State on November 10, 2022 (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed with the SEC on November 14, 2022)

Exhibit 3.1 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF AKOUSTIS TECHNOLOGIES, INC. AKOUSTIS TECHNOLOGIES, INC., a corporation duly organized and existing under the General Corporation Law of the State of Delaware (the ?Corporation?), does hereby certify that: 1. The Certificate of Incorporation of the Corporation is hereby amended by deleting Section 4.1 of ARTICLE IV thereof in i

November 14, 2022 EX-99.1

Akoustis Reports Fourth Consecutive Quarter of Record Revenue as First Quarter Fiscal 2023 Sales Grew over 195% Year-Over-Year

Exhibit 99.1 Akoustis Reports Fourth Consecutive Quarter of Record Revenue as First Quarter Fiscal 2023 Sales Grew over 195% Year-Over-Year ? Ramp in XBAW Filter Revenue Expected to Continue in the Current Q2 FY23 with an Estimated Greater than 100% Year-Over-Year Revenue Increase ? Akoustis Now has Fifteen Customers in Production with Finished XBAW Filter Products ? Customer Activity Remains Robu

November 14, 2022 EX-10.1

Amendment to 2018 Stock Incentive Plan (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K, filed November 14, 2022)

Exhibit 10.1 AMENDMENT TO 2018 STOCK INCENTIVE PLAN OF AKOUSTIS TECHNOLOGIES, INC. This Amendment (?Amendment?) to the 2018 Stock Incentive Plan (as amended, the ?Existing Plan?; as amended hereby, the ?Plan?) of Akoustis Technologies, Inc., a Delaware corporation (the ?Company?), is adopted by the Company?s Board of Directors (the ?Board?) as of August 26, 2022, subject to approval by the Company

November 14, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 ☐ TRANSITION REPO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38029 AKOUS

November 14, 2022 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2022 AKOUSTIS TECHNO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2022 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Comm

October 20, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

September 26, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

September 26, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

September 23, 2022 424B3

AKOUSTIS TECHNOLOGIES, INC. AKOUSTIS, INC. $44,000,000 of 6.0% Convertible Senior Notes due 2027 for sale by the Selling Security Holders (fully and unconditionally guaranteed by Akoustis, Inc.) 13,100,000 Shares of Common Stock issuable in respect o

Prospectus Filed Pursuant to Rule 424(b)(3) Registration No. 333-267394 AKOUSTIS TECHNOLOGIES, INC. AKOUSTIS, INC. Prospectus $44,000,000 of 6.0% Convertible Senior Notes due 2027 for sale by the Selling Security Holders (fully and unconditionally guaranteed by Akoustis, Inc.) 13,100,000 Shares of Common Stock issuable in respect of the Notes for sale by the Selling Security Holders This prospectu

September 19, 2022 CORRESP

Akoustis Technologies, Inc. Akoustis, Inc. 9805 Northcross Center Court, Suite A Huntersville, NC 28078

Akoustis Technologies, Inc. Akoustis, Inc. 9805 Northcross Center Court, Suite A Huntersville, NC 28078 September 19, 2022 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Gregory Herbers Re: Akoustis Technologies, Inc. and Akoustis, Inc. Registration Statement on Form S-3 File No. 333-267394 Ladies and Gentlemen: Pursuant to Rule 461 promulgated under the Se

September 13, 2022 EX-FILING FEES

Filing Fee Table *

Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Akoustis Technologies, Inc.

September 13, 2022 EX-22.1

List of Subsidiary Guarantors *

Exhibit 22.1 List of Subsidiary Guarantors As of the date of the registration statement of which this Exhibit 22.1 is a part, the 6.0% Convertible Senior Notes due 2027 (the ?Notes?) issued by Akoustis Technologies, Inc. (the ?Company?) are fully and unconditionally guaranteed by the following subsidiary of the Company. Guarantor State or Other Jurisdiction of Incorporation or Organization Akousti

September 13, 2022 EX-4.2

Indenture, dated as of June 9, 2022, by and among the Company, the Initial Guarantor and The Bank of New York Mellon Trust Company, N.A. *

Exhibit 4.2 AKOUSTIS TECHNOLOGIES, INC. AKOUSTIS, INC. AND THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee INDENTURE Dated as of June 9, 2022 6.0% CONVERTIBLE SENIOR NOTES DUE 2027 Reconciliation and tie between Indenture, dated as of June 9, 2022, and the Trust Indenture Act of 1939, as amended. Trust Indenture Act of 1939 Section Indenture Section 310 (a)(1) 8.10 (a)(2) 8.10 (a)(3) T

September 13, 2022 EX-25.1

Form T-1 Statement of Eligibility under the Trust Indenture Act of 1939, as amended of The Bank of New York Mellon Trust Company, N.A. with respect to the Indenture dated as of June 9, 2022 *

Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) || THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) 95

September 13, 2022 S-3

As filed with the Securities and Exchange Commission on September 13, 2022

As filed with the Securities and Exchange Commission on September 13, 2022 Registration No.

September 12, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2022 ☐ TRANSITION REPORT PURSUANT T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38029 AKOUSTIS TECHNOLOG

September 12, 2022 EX-10.8.2

Akoustis Technologies Inc. Director Compensation Program, effective August 26, 2022 (incorporated by reference to Exhibit 10.8.2 to the Company’s Annual Report on Form 10-K filed with the SEC on September 12, 2022)

Exhibit 10.8.2 AKOUSTIS TECHNOLOGIES, INC. DIRECTOR COMPENSATION PROGRAM As approved by the Board of Directors On August 26, 2022 The following Director Compensation Program (the ?Program?) is a summary of compensation paid to the non-employee directors of Akoustis Technologies, Inc. (the ?Company?) for their services on the Company?s Board of Directors (the ?Board?) and committees thereof. Compen

September 12, 2022 EX-99.1

Akoustis Reports Third Consecutive Quarter of Record Revenue as Fourth Quarter Fiscal 2022 Sales Grew by Over 140% Year-Over-Year

EX-99.1 2 ea165631ex99-1akoustistec.htm PRESS RELEASE DATED SEPTEMBER 12, 2022 Exhibit 99.1 Akoustis Reports Third Consecutive Quarter of Record Revenue as Fourth Quarter Fiscal 2022 Sales Grew by Over 140% Year-Over-Year ● Ramp in XBAW Filter Revenue Expected to Continue in the Current Q1 FY23 with a Greater Than 200% Year-Over-Year Revenue Increase ● Akoustis Now has Twelve Customers in Producti

September 12, 2022 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

September 12, 2022 EX-10.8.1

Akoustis Technologies, Inc. Director Compensation Program, effective September 7, 2020

Exhibit 10.8.1 AKOUSTIS TECHNOLOGIES, INC. DIRECTOR COMPENSATION PROGRAM As amended by joint approval of the Board and Compensation Committee On September 7, 2020 The following Director Compensation Program (the ?Program?) is a summary of compensation paid to the non-employee directors of Akoustis Technologies, Inc. (the ?Company?) for their services on the Company?s Board of Directors (the ?Board

September 12, 2022 EX-10.16

Lease Agreement, dated November 2019, by and between CB Office 10, Ltd. and RFM Integrated Device Inc. (incorporated by reference to Exhibit 10.16 to the Company’s Annual Report on Form 10-K filed with the SEC on September 12, 2022)

Exhibit 10.16 LEASE AGREEMENT BETWEEN CB OFFICE 10, LTD., AS LANDLORD, AND RFM Integrated Device Inc. AS TENANT DATED NOVEMBER, 2019 PROJECT: INTERNATIONAL BUSINESS PARK, PHASE X CARROLLTON, TEXAS Billingsley Office Lease Form- 2013v2 Building 10 BASIC LEASE INFORMATION Lease Date: November , 2019 Landlord: CB OFFICE 10, LTD., a Texas limited partnership Tenant: RFM Integrated Device Inc., a Texas

September 12, 2022 EX-10.14

Separation Agreement & Release, dated as of July 5, 2022, by and between the Company and Rohan Houlden

Exhibit 10.14 SEPARATION AGREEMENT & RELEASE July 5, 2022 Rohan W. Houlden 1780 Deer Run Court Oak Ridge, NC 27310 Re:?Separation Agreement & Release Dear Mr. Houlden: This letter confirms that on July 5, 2022, I personally delivered to you the enclosed Separation Agreement & Release. You have up to 21 days after receipt of this Separation Agreement & Release to consider whether to sign and date t

September 12, 2022 8-K

Results of Operations and Financial Condition, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2022 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Com

September 12, 2022 EX-21.1

Subsidiaries of the Company

Exhibit 21.1 SUBSIDIARIES OF AKOUSTIS TECHNOLOGIES, INC. Akoustis, Inc., a Delaware corporation RFM Integrated Device Inc., a Texas corporation

September 12, 2022 EX-10.15

Independent Contractor Agreement, dated as of July 5, 2022, by and between the Company and Rohan Houlden

EX-10.15 5 f10k2022ex10-15akoustistec.htm INDEPENDENT CONTRACTOR AGREEMENT, DATED AS OF JULY 5, 2022, BY AND BETWEEN THE COMPANY AND ROHAN HOULDEN Exhibit 10.15 FINAL Independent Contractor Agreement This Independent Contractor Agreement (this “Agreement”) is made and entered into as of the Effective Date of the Separation Agreement & Release (as defined below) (the “Effective Date”) by and betwee

July 11, 2022 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 5, 2022 Akoustis Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Commissio

June 10, 2022 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Unregistered Sales of Equity Securities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2022 Akoustis Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction (Commission File (I.R.S. Emp

June 10, 2022 EX-10.1

Registration Rights Agreement, dated as of June 9, 2022, by and among the Company, Akoustis Inc. and the purchasers named therein (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the SEC on June 10, 2022)

Exhibit 10.1 REGISTRATION RIGHTS AGREEMENT Akoustis Technologies, Inc., a Delaware corporation (the ?Company?) proposes to issue and sell to the Purchasers, upon the terms set forth in the Purchase Agreement (as hereinafter defined) $44,000,000 in aggregate principal amount of the Company?s 6.0% Convertible Senior Notes due 2027 (the ?Notes?), and the Guarantor (as hereinafter defined) propose to

June 10, 2022 EX-4.1

Indenture, dated as of June 9, 2022 by and among the Company, Akoustis, Inc. and The Bank of New York Mellon Trust Company, N.A. (incorporated by reference to Exhibit 4.1 to the Company’ Current Report on Form 8-K filed with the SEC on June 10, 2022)

Exhibit 4.1 AKOUSTIS TECHNOLOGIES, INC. AKOUSTIS, INC. AND THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee INDENTURE Dated as of June 9, 2022 6.0% CONVERTIBLE SENIOR NOTES DUE 2027 TABLE OF CONTENTS ARTICLE 1. DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.01 Definitions. 15 Section 1.02 Other Definitions. 17 Section 1.03 Incorporation by Reference of Trust Indenture Act. 17 Se

May 31, 2022 EX-1.01

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

EX-1.01 2 ea160867ex1-01akoustistech.htm CONFLICT MINERALS REPORT AS REQUIRED BY ITEMS 1.01 AND 1.02 OF THIS FORM Exhibit 1.01 Akoustis Technologies, Inc. Conflict Minerals Report For The Calendar Year Ended December 31, 2021 This Conflict Minerals Report (this “Report”) of Akoustis Technologies, Inc. for the calendar year ended December 31, 2021 (the “Reporting Period”) is filed in accordance wit

May 31, 2022 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Akoustis Technologies, Inc. (Exact name of registrant as specified in charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Akoustis Technologies, Inc. (Exact name of registrant as specified in charter) Delaware 001-38029 33-1229046 (State or other jurisdiction of incorporation) (Commission file number) (IRS Employer Identification Number) 9805 Northcross Center Court, Suite A, Huntersville, NC 28078 (Address o

May 26, 2022 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2022 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Commissio

May 2, 2022 424B5

Common Stock Having an Aggregate Offering Price of up to $50,000,000

Filed Pursuant to Rule 424(b)(5) Registration No. 333-262540 PROSPECTUS SUPPLEMENT (to the Prospectus dated February 15, 2022) Common Stock Having an Aggregate Offering Price of up to $50,000,000 We have entered into an ATM Sales Agreement (the ?Sales Agreement?) with Oppenheimer & Co. Inc., Craig-Hallum Capital Group LLC, and Roth Capital Partners, LLC (each, a ?Sales Agent? and together, the ?Sa

May 2, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ☐ TRANSITION REPORT P

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38029 AKOUSTIS

May 2, 2022 8-K

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2022 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Commission

May 2, 2022 EX-1.1

ATM Sales Agreement, dated May 2, 2022 by and among the Company, as issuer, and Oppenheimer & Co. Inc., Craig-Hallum Group LLC and Roth Capital Partners, LLC, as sales agents.

EX-1.1 2 f10q0322ex1-1akoustis.htm ATM SALES AGREEMENT, DATED MAY 2, 2022 BY AND AMONG THE COMPANY, AS ISSUER, AND OPPENHEIMER & CO. INC., CRAIG-HALLUM GROUP LLC AND ROTH CAPITAL PARTNERS, LLC, AS SALES AGENTS Exhibit 1.1 Execution Version Akoustis Technologies, Inc. Common Stock ($0.001 par value) ATM SALES AGREEMENT May 2, 2022 Oppenheimer & Co. Inc. Craig-Hallum Capital Group LLC Roth Capital P

May 2, 2022 EX-99.1

Akoustis Reports Record Revenue for Third Quarter Fiscal 2022 on 25% Sequential Growth

Exhibit 99.1 Akoustis Reports Record Revenue for Third Quarter Fiscal 2022 on 25% Sequential Growth ? Second Consecutive Quarter of Record Revenue ? Driven by Growth in XBAW? Filter Sales, Ramp Expected to Continue in Q4 FY22 With Sequential Revenue Expected to Increase by More Than 30% ? Robust Customer Activity and Expanding Design Win Pipeline in 5G Mobile, Wi-Fi CPE, 5G Infrastructure and Othe

February 11, 2022 CORRESP

Akoustis Technologies, Inc. Akoustis, Inc. 9805 Northcross Center Court, Suite A Huntersville, NC 28078

Akoustis Technologies, Inc. Akoustis, Inc. 9805 Northcross Center Court, Suite A Huntersville, NC 28078 February 11, 2022 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Gregory Herbers Re: Akoustis Technologies, Inc. and Akoustis, Inc. Registration Statement on Form S-3 File No. 333-262540 Ladies and Gentlemen: Pursuant to Rule 461 promulgated under the Sec

February 4, 2022 EX-4.4

Form of Indenture relating to the issuance from time to time in one or more series of debentures, notes, bonds or other evidences of indebtedness (filed herewith)

EX-4.4 2 ea154498ex4-4akoustistech.htm FORM OF INDENTURE RELATING TO THE ISSUANCE FROM TIME TO TIME IN ONE OR MORE SERIES OF DEBENTURES, NOTES, BONDS OR OTHER EVIDENCES OF INDEBTEDNESS Exhibit 4.4 INDENTURE between Akoustis Technologies, Inc. and [] TRUSTEE Dated as of [] Providing for Issuance of Debt Securities in Series Reconciliation and tie between Indenture, dated as of , and the Trust Inden

February 4, 2022 S-3

As filed with the Securities and Exchange Commission on February 4, 2022

As filed with the Securities and Exchange Commission on February 4, 2022 Registration No.

February 4, 2022 EX-FILING FEES

Filing Fee Table (filed herewith)

EX-FILING FEES 5 ea154498ex-feeakoustis.htm FILING FEE TABLE Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Akoustis Technologies, Inc (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maxi

January 31, 2022 8-K

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2022 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Commi

January 31, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 ☐ TRANSITION REPOR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38029 AKOUST

January 31, 2022 EX-99.1

Akoustis Reports Record Revenue for Second Quarter Fiscal 2022 on 96% Sequential Growth

Exhibit 99.1 Akoustis Reports Record Revenue for Second Quarter Fiscal 2022 on 96% Sequential Growth ? Sales Momentum Continues as Revenue in the Current Q3 FY22 is Expected to Increase Over 25% Sequentially ? Robust Customer Activity and Design Win Pipeline in 5G Mobile, Wi-Fi CPE, 5G Infrastructure and Other Markets ? Company Adds Five New Wi-Fi Design Wins Since the End of Calendar 2021 ? Succe

November 1, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ☐ TRANSITION REPO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38029 AKOUS

November 1, 2021 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2021 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Commi

October 25, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2021 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Commi

October 25, 2021 EX-99.1

Akoustis to Webcast Q1FY22 Results on November 1st at 8:00 am ET Company Provides Preliminary Results and Guidance

EX-99.1 2 ea149290ex99-1akoustis.htm PRESS RELEASE ISSUED BY THE COMPANY ON OCTOBER 25, 2021 Exhibit 99.1 Akoustis to Webcast Q1FY22 Results on November 1st at 8:00 am ET Company Provides Preliminary Results and Guidance Charlotte, N.C., October 25, 2021 (GLOBE NEWSWIRE) - Akoustis Technologies, Inc. (NASDAQ: AKTS) (“Akoustis” or the “Company”), an integrated device manufacturer (IDM) of patented

October 18, 2021 8-K

Other Events, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 18, 2021 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Commi

October 18, 2021 EX-99.1

Akoustis Acquires Majority Ownership Position of RFM Integrated Device, Inc., a Fabless Supplier of Acoustic Wave RF Resonators and Filters

Exhibit 99.1 Akoustis Acquires Majority Ownership Position of RFM Integrated Device, Inc., a Fabless Supplier of Acoustic Wave RF Resonators and Filters ? Opportunistically Acquiring an Acoustic Wave RF Resonator Filter Catalog Business, Complementing Akoustis? Leading XBAW Products in 5G Mobile, 5G Network Infrastructure and Wi-Fi ? RFMi Delivers New Strategic Sales Channels and Customers in Auto

September 17, 2021 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

September 17, 2021 DEF 14A

Schedule 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

August 30, 2021 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2021 ☐ TRANSITION REPORT PURSUANT T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2021 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38029 AKOUSTIS TECHNOLOG

May 27, 2021 EX-1.01

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

EX-1.01 2 ea141781ex1-01akoustis.htm CONFLICT MINERALS REPORT AS REQUIRED BY ITEMS 1.01 AND 1.02 OF THIS FORM Exhibit 1.01 Akoustis Technologies, Inc. Conflict Minerals Report For The Calendar Year Ended December 31, 2020 This Conflict Minerals Report (this “Report”) of Akoustis Technologies, Inc. for the calendar year ended December 31, 2020 (the “Reporting Period”) is filed in accordance with Ru

May 27, 2021 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Akoustis Technologies, Inc. (Exact name of registrant as specified in charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Akoustis Technologies, Inc. (Exact name of registrant as specified in charter) Delaware 001-38029 33-1229046 (State or other jurisdiction of incorporation) (Commission file number) (IRS Employer Identification Number) 9805 Northcross Center Court, Suite A, Huntersville, NC 28078 (Address o

May 3, 2021 EX-10.1

Akoustis Technologies, Inc. Director Compensation Program, effective August 28, 2020

Exhibit 10.1 AKOUSTIS TECHNOLOGIES, INC. DIRECTOR COMPENSATION PROGRAM As amended by joint approval of the Board and Compensation Committee On September 7, 2020 The following Director Compensation Program (the ?Program?) is a summary of compensation paid to the non-employee directors of Akoustis Technologies, Inc. (the ?Company?) for their services on the Company?s Board of Directors (the ?Board?)

May 3, 2021 10-Q

Quarterly Report - QUARTERLY REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38029 AKOUSTIS

March 8, 2021 8-K

Termination of a Material Definitive Agreement, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2021 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Commissi

February 22, 2021 EX-10.1

Form of Securities Purchase Agreement, dated February 19, 2021, by and among the Company and the Purchasers party thereto.

EX-10.1 5 ea136125ex10-1akoustis.htm FORM OF SECURITIES PURCHASE AGREEMENT, DATED FEBRUARY 19, 2021, BY AND AMONG THE COMPANY AND THE PURCHASERS PARTY THERETO Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is made and entered into as of February 19, 2021, by and among Akoustis Technologies, Inc., a Delaware corporation (the “Company”), and the unde

February 22, 2021 424B5

Common Stock Having an Aggregate Offering Price of up to $100,000,000

Filed Pursuant to Rule 424(b)(5) Registration No. 333-238130 SUPPLEMENT NO. 1 Dated February 22, 2021 to Prospectus Supplement dated May 15, 2020 (to the Prospectus dated May 15, 2020) Common Stock Having an Aggregate Offering Price of up to $100,000,000 This supplement no. 1, dated February 22, 2021 (this “supplement”), supplements, modifies and supersedes, only to the extent indicated herein, ce

February 22, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2021 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Comm

February 22, 2021 424B5

1,500,000 Shares of Common Stock

Filed Pursuant to Rule 424(b)(5) Registration No. 333-238130 PROSPECTUS SUPPLEMENT (to the Prospectus dated May 15, 2020) 1,500,000 Shares of Common Stock We are offering 1,500,000 shares of our common stock, par value $0.001 per share (our “common stock”), directly to investors without a placement agent or underwriter at a price of $14.3592 per share. We are not paying any underwriting discounts

February 22, 2021 EX-1.1

Amendment No. 1 to ATM Equity OfferingSM Sales Agreement, dated February 22, 2021, by and among the Company, as issuer, and BofA Securities, Inc. and Piper Sandler & Co., as sales agents.

EX-1.1 2 ea136125ex1-1akoustis.htm AMENDMENT NO. 1 TO ATM EQUITY OFFERINGSM SALES AGREEMENT, DATED FEBRUARY 22, 2021, BY AND AMONG THE COMPANY, AS ISSUER, AND BOFA SECURITIES, INC. AND PIPER SANDLER & CO., AS SALES AGENTS Exhibit 1.1 Akoustis Technologies, Inc. Common Stock ($0.001 par value) AMENDMENT NO. 1 TO ATM EQUITY OFFERINGSM SALES AGREEMENT February 22, 2021 BofA Securities, Inc. Piper San

February 1, 2021 EX-99.1

Akoustis Reports Second Quarter Fiscal 2021 Results – Company Reports Revenue 30% Above Guidance – – Growing Customer Activity in 5G Mobile, WiFi, Infrastructure and Other Markets – – Akoustis to Accelerate Fab Expansion and Boost Capacity by an Addi

EX-99.1 2 ea134297ex99-1akoustistech.htm PRESS RELEASE DATED FEBRUARY 1, 2021 Exhibit 99.1 Akoustis Reports Second Quarter Fiscal 2021 Results – Company Reports Revenue 30% Above Guidance – – Growing Customer Activity in 5G Mobile, WiFi, Infrastructure and Other Markets – – Akoustis to Accelerate Fab Expansion and Boost Capacity by an Additional 2X by CYE 2021 – – Company to Host Investor Update C

February 1, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2020 ☐ TRANSITION REPOR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38029 AKOUST

February 1, 2021 8-K

Financial Statements and Exhibits - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2021 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Commi

January 25, 2021 EX-99.1

NOTICE OF REDEMPTION TO THE HOLDERS OF AKOUSTIS TECHNOLOGIES, INC.’S 6.5% CONVERTIBLE SENIOR SECURED NOTES DUE 2023 (CUSIP No: 00973N AA0)

EX-99.1 2 ea133863ex99-1akoustistech.htm NOTICE OF REDEMPTION OF 6.5% CONVERTIBLE SENIOR SECURED NOTES DUE 2023 Exhibit 99.1 NOTICE OF REDEMPTION TO THE HOLDERS OF AKOUSTIS TECHNOLOGIES, INC.’S 6.5% CONVERTIBLE SENIOR SECURED NOTES DUE 2023 (CUSIP No: 00973N AA0) NOTICE IS HEREBY GIVEN that, pursuant to the terms of that certain Indenture, dated as of May 14, 2018 (the “Base Indenture”), by and am

January 25, 2021 8-K

Financial Statements and Exhibits, Other Events - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2021 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Commi

December 7, 2020 8-K

Financial Statements and Exhibits, Other Events - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2020 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 001-38029 (Commission File

December 7, 2020 EX-99.1

NOTICE OF REDEMPTION TO THE HOLDERS OF AKOUSTIS TECHNOLOGIES, INC.’S 6.5% CONVERTIBLE SENIOR NOTES DUE 2023 (CUSIP No: 00973N AC6)

EX-99.1 2 ea131071ex99-1akoustistech.htm NOTICE OF REDEMPTION OF 6.5% CONVERTIBLE SENIOR NOTES DUE 2023 Exhibit 99.1 NOTICE OF REDEMPTION TO THE HOLDERS OF AKOUSTIS TECHNOLOGIES, INC.’S 6.5% CONVERTIBLE SENIOR NOTES DUE 2023 (CUSIP No: 00973N AC6) NOTICE IS HEREBY GIVEN that, pursuant to the terms of that certain Indenture, dated as of October 23, 2018 (the “Base Indenture”), by and between Akoust

October 30, 2020 10-Q

Quarterly Report - QUARTERLY REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38029 AKOUS

October 29, 2020 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2020 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Commi

October 29, 2020 8-K

Submission of Matters to a Vote of Security Holders - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2020 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Commi

October 2, 2020 SC 13D/A

AKTS / Akoustis Technologies, Inc. / Shealy Jeffrey B. - AMENDMENT NO. 1 TO SCHEDULE 13D Activist Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.

September 18, 2020 DEF 14A

- DEFINITIVE PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State

September 18, 2020 DEFA14A

Schedule 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

September 2, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2020 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Commis

August 21, 2020 EX-21.1

Subsidiaries of the Company

Exhibit 21.1 SUBSIDIARIES OF AKOUSTIS TECHNOLOGIES, INC. Akoustis, Inc., a Delaware corporation

August 21, 2020 EX-4.8

Description of Common Stock of the Registrant Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 (incorporated by reference to Exhibit 4.8 to the Company’s Annual Report on Form 10-K filed with the SEC on August 21, 2020)

Exhibit 4.8 DESCRIPTION OF COMMON STOCK OF AKOUSTIS TECHNOLOGIES, INC. REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following information is a summary of information concerning the common stock, par value $0.001 per share (the “Common Stock”), of Akoustis Technologies, Inc. (“we,” “our,” or “us”) and does not purport to be complete. It is subject to and qualified in

August 21, 2020 10-K

Annual Report - ANNUAL REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38029 AKOUSTIS TECHNOLOG

June 1, 2020 SD

- SPECIALIZED DISCLOSURE REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Akoustis Technologies, Inc. (Exact name of registrant as specified in charter) Delaware 001-38029 33-1229046 (State or other jurisdiction of incorporation) (Commission file number) (IRS Employer Identification Number) 9805 Northcross Center Court, Suite A, Huntersville, NC 28078 (Address o

June 1, 2020 EX-1.01

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

Exhibit 1.01 Akoustis Technologies, Inc. Conflict Minerals Report For The Calendar Year Ended December 31, 2019 This Conflict Minerals Report (this “Report”) of Akoustis Technologies, Inc. for the calendar year ended December 31, 2019 (the “Reporting Period”) is filed in accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the “Rule”), and pursuant to the Company’s Spe

May 26, 2020 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2020 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Commissio

May 26, 2020 EX-10.1

Promissory Note, dated as of May 20, 2020, issued by Akoustis, Inc. in favor of Bank of America, NA. (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the SEC on May 26, 2020)

EX-10.1 2 ea122277ex10-1akoustistech.htm PROMISSORY NOTE, DATED AS OF MAY 20, 2020, ISSUED BY AKOUSTIS, INC. IN FAVOR OF BANK OF AMERICA, NA Exhibit 10.1 Promissory Note Date Loan Amount Interest Rate after Deferment Period Deferment Period May 20, 2020 $1,633,225.00 1.00% fixed per annum 6 months This Promissory Note (“Note”) sets forth and confirms the terms and conditions of a term loan to Akou

May 15, 2020 424B5

Common Stock Having an Aggregate Offering Price of up to $50,000,000

Filed Pursuant to Rule 424(b)(5) Registration No. 333-238130 PROSPECTUS SUPPLEMENT (to the Prospectus dated May 15, 2020) Common Stock Having an Aggregate Offering Price of up to $50,000,000 We have entered into an ATM Equity Offering Sales Agreement (the “Sales Agreement”) with BofA Securities, Inc. and Piper Sandler & Co. (each, a “Sales Agent” and together, the “Sales Agents”) relating to share

May 13, 2020 CORRESP

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Akoustis Technologies, Inc. 9805 Northcross Center Court, Suite A Huntersville, NC 28078 May 13, 2020 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Sergio Chinos Re: Akoustis Technologies, Inc. Registration Statement on Form S-3 File No. 333-238130 Ladies and Gentlemen: Pursuant to Rule 461 promulgated under the Securities Act of 1933, as amended (the "Sec

May 8, 2020 S-3

- REGISTRATION STATEMENT

As filed with the Securities and Exchange Commission on May 8, 2020 Registration No.

May 8, 2020 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2020 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction (Commission File (I.R.S. Empl

May 8, 2020 EX-1.2

ATM Equity Offering℠ Sales Agreement, dated May 8, 2020 by and among the Company, as issuer, and BofA Securities, Inc. and Piper Sandler & Co., as sales agents.

Exhibit 1.2 Akoustis Technologies, Inc. Common Stock ($0.001 par value) ATM EQUITY OFFERINGSM SALES AGREEMENT May 8, 2020 BofA Securities, Inc. Piper Sandler & Co. c/o BofA Securities, Inc. One Bryant Park New York, New York 10036 Ladies and Gentlemen: Akoustis Technologies, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell

May 8, 2020 EX-4.6

Form of Indenture relating to the issuance from time to time in one or more series of debentures, notes, bonds or other evidences of indebtedness (filed herewith)

Exhibit 4.6 INDENTURE between Akoustis Technologies, Inc. and [] TRUSTEE Dated as of [] Providing for Issuance of Debt Securities in Series Reconciliation and tie between Indenture, dated as of , and the Trust Indenture Act of 1939, as amended. Trust Indenture Act of 1939 Section Indenture Section 310(a)(1) 6.11 (a)(2) 6.11 (a)(3) TIA (a)(4) Not Applicable (a)(5) TIA (b) 6.9; 6.11; TIA 311(a) TIA

May 1, 2020 10-Q

Quarterly Report - QUARTERLY REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38029 AKOUSTIS

May 1, 2020 EX-3.5

Amended and Restated Bylaws of the Company (incorporated by reference to Exhibit 3.5 to the Company’s Quarterly Report on Form 10-Q filed with the SEC on May 1, 2020)

Exhibit 3.5 AKOUSTIS TECHNOLOGIES, INC. Incorporated Under the Laws of the State of Delaware AMENDED AND RESTATED BYLAWS ARTICLE I OFFICES Akoustis Technologies, Inc. (the “Corporation”) shall maintain a registered office in the State of Delaware. The Corporation may also have other offices at such places, either within or without the State of Delaware, as the Board of Directors may from time to t

April 21, 2020 EX-4.2

Second Supplemental Indenture, dated as of April 17, 2020, by and between Akoustis Technologies, Inc. and The Bank of New York Mellon Trust Company, N.A. (incorporated by reference to Exhibit 4.2 to the Company’s Current Report on Form 8-K filed with the SEC on April 21, 2020)

Exhibit 4.2 AKOUSTIS TECHNOLOGIES, INC. and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. as Trustee SECOND SUPPLEMENTAL INDENTURE dated as of April 17, 2020 to INDENTURE dated as of October 23, 2018 6.5% CONVERTIBLE SENIOR NOTES DUE 2023 THIS SECOND SUPPLEMENTAL INDENTURE dated as of April 17, 2020 (this “Supplemental Indenture”), is between AKOUSTIS TECHNOLOGIES, INC., a Delaware corporation (

April 21, 2020 8-K

Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2020 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction (Commission File (I.R.S. E

April 21, 2020 EX-4.1

Second Supplemental Indenture, dated as of April 17, 2020, by and among Akoustis Technologies, Inc., Akoustis, Inc. and The Bank of New York Mellon Trust Company, N.A. (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed with the SEC on April 21, 2020)

EX-4.1 2 ea120791ex4-1akoustistech.htm SECOND SUPPLEMENTAL INDENTURE, DATED AS OF APRIL 17, 2020, BY AND AMONG AKOUSTIS TECHNOLOGIES, INC., AKOUSTIS, INC. AND THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. Exhibit 4.1 AKOUSTIS TECHNOLOGIES, INC. and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. as Trustee SECOND SUPPLEMENTAL INDENTURE dated as of April 17, 2020 to INDENTURE dated as of May 14,

February 13, 2020 SC 13G/A

AKTS / Akoustis Technologies, Inc. / COLUMBUS CAPITAL MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* AKOUSTIS TECHNOLOGIES, INC. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 00973N102 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul

January 31, 2020 10-Q

January 31, 2020

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38029 AKOUST

December 20, 2019 S-8

AKTS / Akoustis Technologies, Inc. S-8 - - REGISTRATION STATEMENT

As filed with the Securities and Exchange Commission on December 20, 2019 Registration No.

December 16, 2019 EX-99.2

Akoustis Announces Pricing of Public Offering of Common Stock

Exhibit 99.2 Akoustis Announces Pricing of Public Offering of Common Stock Charlotte, NC, December 12, 2019 (GLOBE NEWSWIRE) - Akoustis Technologies, Inc. (Nasdaq: AKTS) (“Akoustis” or the “Company”), an integrated device manufacturer (“IDM”) of patented bulk acoustic wave (“BAW”) high-band radio frequency (“RF”) filters for mobile and other wireless applications, announced today that it has price

December 16, 2019 EX-99.1

Akoustis Announces Proposed Public Offering of Common Stock

Exhibit 99.1 Akoustis Announces Proposed Public Offering of Common Stock Charlotte, NC, December 11, 2019 (GLOBE NEWSWIRE) - Akoustis Technologies, Inc. (Nasdaq: AKTS) (“Akoustis” or the “Company”), an integrated device manufacturer of patented bulk acoustic wave (“BAW”) high-band radio frequency (“RF”) filters for mobile and other wireless applications, announced today that it intends to offer an

December 16, 2019 EX-1.1

Underwriting Agreement, dated December 12, 2019, by and between Akoustis Technologies, Inc. and Craig-Hallum Capital Group LLC, as representative of the several underwriters named in Schedule I thereto

EX-1.1 2 f8k1219ex1-1akoustis.htm UNDERWRITING AGREEMENT Exhibit 1.1 EXECUTION VERSION 4,800,000 Shares1 Akoustis Technologies, Inc. Common Stock, par value $0.001 per share UNDERWRITING AGREEMENT December 12, 2019 CRAIG-HALLUM CAPITAL GROUP LLC As Representative of the several Underwriters named in Schedule I hereto Craig-Hallum Capital Group LLC 222 South Ninth Street, Suite 350 Minneapolis, Min

December 16, 2019 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2019 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 001-38029 (Commission File

December 12, 2019 424B5

4,800,000 Shares of Common Stock

Filed Pursuant to Rule 424(b)(5) Registration No. 333-227637 PROSPECTUS SUPPLEMENT (to the Prospectus dated October 5, 2018) 4,800,000 Shares of Common Stock We are selling 4,800,000 shares of our common stock. Our common stock is listed on the Nasdaq Capital Market under the symbol “AKTS.” On December 11, 2019, the last reported sale price of our common stock on the Nasdaq Capital Market was $7.6

December 11, 2019 424B5

SUBJECT TO COMPLETION, DATED DECEMBER 11, 2019

Filed Pursuant to Rule 424(b)(5) Registration No. 333-227637 This preliminary prospectus supplement relates to an effective registration statement under the Securities Act of 1933, but the information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell and are not soliciting an

November 7, 2019 EX-10.1

Agreement of Sale, dated October 25, 2019, by and between the Company and EV Group, Inc. (incorporated by reference to Exhibit 10.1 to the Company’s Quarterly Report on Form 10-Q filed with the SEC on November 7, 2019)

EX-10.1 2 f10q0919ex10-1akoustis.htm PURCHASE ORDER AND AGREEMENT OF SALE, DATED OCTOBER 25, 2019, BY AND BETWEEN THE COMPANY AND EV GROUP, INC. Exhibit 10.1 EV Group -1 - [***] CERTAIN CONFIDENTIAL PORTIONS HAVE BEEN REDACTED FROM THIS EXHIBIT BECAUSE THEY ARE BOTH (i) NOT MATERIAL AND (ii) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. INFORMATION THAT HAS BEEN OMITTED HAS BEEN IDENTIFIED

November 7, 2019 10-Q

November 7, 2019

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38029 AKOUS

November 6, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2019 AKOUSTIS TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-38029 33-1229046 (State or Other Jurisdiction of Incorporation) (Commi

November 6, 2019 EX-3.1

Certificate of Amendment to the Certificate of Incorporation, as filed with the Delaware Secretary of State on November 4, 2019 (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed with the SEC on November 6, 2019)

Exhibit 3.1 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF AKOUSTIS TECHNOLOGIES, INC. AKOUSTIS TECHNOLOGIES, INC., a corporation duly organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), does hereby certify that: 1. The Certificate of Incorporation of the Corporation is hereby amended by deleting Section 4.1 of ARTICLE IV thereof in i

October 29, 2019 8-K

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2019 Akoustis Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 001-38029 (Commission File

September 24, 2019 DEFA14A

Schedule 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

September 24, 2019 DEF 14A

Amendment to 2018 Stock Incentive Plan (incorporated by reference to Appendix B of the Company’s definitive proxy statement for its 2019 Annual Meeting of Stockholders, filed September 24, 2019)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant S Filed by a Party other than the Registrant £ Check the appropriate box: £ Preliminary Proxy Statement £ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) S Definitive Proxy State

September 13, 2019 EX-10.40

Akoustis Technologies, Inc. 2018 Stock Incentive Plan (incorporated by reference to Exhibit 10.40 of the Company’s Annual Report on Form 10-K filed with the SEC on September 13, 2019)

Exhibit 10.40 AKOUSTIS TECHNOLOGIES, INC. 2018 STOCK INCENTIVE PLAN 1. Purpose The purposes of the Plan are to encourage and enable selected Employees, Directors and Consultants of the Company and its Affiliates to acquire or increase their holdings of Common Stock and other equity-based interests in the Company and/or to provide other incentive awards in order to promote a closer identification o

September 13, 2019 EX-10.41

Akoustis Technologies, Inc. Employee Stock Purchase Plan (incorporated by reference to Exhibit 10.41 of the Company’s Annual Report on Form 10-K filed with the SEC on September 13, 2019)

Exhibit 10.41 AKOUSTIS TECHNOLOGIES, INC. EMPLOYEE STOCK PURCHASE PLAN 1. Purpose This Akoustis Technologies, Inc. Employee Stock Purchase Plan is intended to provide employees of the Company and its Participating Subsidiaries with an opportunity to acquire a proprietary interest in the Company through the purchase of shares of Common Stock. The Company intends that this Plan qualify as an “employ

September 13, 2019 10-K

September 13, 2019

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38029 AKOUSTIS TECHNOLOG

September 13, 2019 EX-10.39

Price Quotation, dated January 14, 2019, by and between the Company and ASML US, LLC (incorporated by reference to Exhibit 10.39 of the Company’s Annual Report on Form 10-K filed with the SEC on September 13, 2019)

Exhibit 10.39 CERTAIN CONFIDENTIAL PORTIONS HAVE BEEN REDACTED FROM THIS EXHIBIT BECAUSE THEY ARE BOTH (i) NOT MATERIAL AND (ii) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. INFORMATION THAT HAS BEEN OMITTED HAS BEEN IDENTIFIED IN THIS DOCUMENT WITH A PLACEHOLDER IDENTIFIED BY THE MARK “[***]”. CUSTOMER: Akoustis, Inc. 5450 Campus Drive CANANDAIGU NY 14424 U.S.A. QUOTATION NUMBER 20066744

September 13, 2019 EX-21.1

Subsidiaries of the Company

EX-21.1 5 f10k2019ex21-1akoustistech.htm SUBSIDIARIES OF THE COMPANY Exhibit 21.1 SUBSIDIARIES OF AKOUSTIS TECHNOLOGIES, INC. Akoustis, Inc., a Delaware corporation

September 9, 2019 PRE 14A

AKTS / Akoustis Technologies, Inc. PRE 14A - - PRELIMINARY PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

May 24, 2019 SD

AKTS / Akoustis Technologies, Inc. SD - - SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Akoustis Technologies, Inc. (Exact name of registrant as specified in charter) Delaware 001-38029 33-1229046 (State or other jurisdiction of incorporation) (Commission file number) (IRS Employer Identification Number) 9805 Northcross Center Court, Suite A, Huntersville, NC 28078 (Address o

May 10, 2019 10-Q

AKTS / Akoustis Technologies, Inc. 10-Q Quarterly Report 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38029 AKOUSTIS

April 10, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 5, 2019 Akoustis Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 001-38029 (Commission File Num

February 14, 2019 SC 13G/A

AKTS / Akoustis Technologies, Inc. / COLUMBUS CAPITAL MANAGEMENT LLC - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* AKOUSTIS TECHNOLOGIES, INC. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 00973N102 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul

February 5, 2019 424B3

AKOUSTIS TECHNOLOGIES, INC. Prospectus 5,006,862 Shares Common Stock

Filed Pursuant to Rule 424(b)(3) Registration No. 333-218245 AKOUSTIS TECHNOLOGIES, INC. Prospectus 5,006,862 Shares Common Stock This prospectus relates to the sale by the selling stockholders listed in this prospectus of up to 5,006,862 shares of common stock, par value $0.001 per share (“Common Stock”), of Akoustis Technologies, Inc., a Delaware corporation. Of the shares being offered, 4,416,5

February 5, 2019 424B3

AKOUSTIS TECHNOLOGIES, INC. Prospectus 1,912,253 Shares Common Stock

Filed Pursuant to Rule 424(b)(3) Registration No. 333-222552 AKOUSTIS TECHNOLOGIES, INC. Prospectus 1,912,253 Shares Common Stock This prospectus relates to the sale by the selling stockholders listed in this prospectus of up to 1,912,253 shares of common stock, par value $0.001 per share (“Common Stock”), of Akoustis Technologies, Inc., a Delaware corporation. Of the shares being offered, 1,758,8

February 4, 2019 10-Q

AKTS / Akoustis Technologies, Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38029 AKOUST

January 17, 2019 8-K

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 17, 2019 Akoustis Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 001-38029 (Commission File

December 20, 2018 POS AM

AKTS / Akoustis Technologies, Inc. POS AM

As Filed With the Securities and Exchange Commission on December 20, 2018 Registration No.

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