ALGN / Align Technology, Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Align Technology, Inc.
US ˙ NasdaqGS ˙ US0162551016

Mga Batayang Estadistika
LEI 549300N5YSE0U3LCP840
CIK 1097149
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Align Technology, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
August 6, 2025 S-8

As filed with the Securities and Exchange Commission on August 6, 2025

As filed with the Securities and Exchange Commission on August 6, 2025 Registration No.

August 6, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-32259 ALIGN TECH

August 6, 2025 EX-FILING FEES

Calculation of Filing Fee Tables

Calculation of Filing Fee Tables S-8 ALIGN TECHNOLOGY INC Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 1 Equity Common Stock, $0.

August 6, 2025 EX-3.1

Amended and Restated Certificate of Incorporation of Align Technology, Inc.

Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ALIGN TECHNOLOGY, INC. Align Technology, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), hereby certifies as follows: 1.The name of the Corporation is Align Technology, Inc. The Corporation’s original Certificate of Incorporation was filed with the Secretary of State of the Stat

August 6, 2025 EX-3.2

Amended and Restated Bylaws of Align Technology, Inc.

Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF ALIGN TECHNOLOGY, INC. ARTICLE I - CORPORATE OFFICES 1.1 REGISTERED OFFICE The registered office and registered agent of Align Technology, Inc. (the “corporation”) in the State of Delaware shall be fixed in the corporation’s certificate of incorporation, as the same may be amended from time to time (the “certificate of incorporation”). 1.2 OTHER OFFICES T

August 5, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2025 ALIGN TECHNOLOGY,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2025 ALIGN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 000-32259 94-3267295 (State or other jurisdiction of incorporation) (Commission F

August 5, 2025 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES $200 MILLION OPEN MARKET REPURCHASE

Exhibit 99.1 Align Technology Zeno Group Madelyn Valente Sarah Karlson (909) 833-5839 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES $200 MILLION OPEN MARKET REPURCHASE TEMPE, Ariz., August 5, 2025 - Align Technology, Inc. (“Align”) (Nasdaq: ALGN) a leading global medical device company that designs, manufactures, and sells the Invisalign® System of cl

July 30, 2025 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES SECOND QUARTER 2025 FINANCIAL RESULTS

Exhibit 99.1 Align Technology Announces Second Quarter 2025 Results Align Technology Zeno Group Madelyn Valente Sarah Karlson (909) 833-5839 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES SECOND QUARTER 2025 FINANCIAL RESULTS •Q2'25 total revenues were $1,012.4 million, up 3.4% sequentially and down 1.6% year-over-year •Q2'25 total revenues were favora

July 30, 2025 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2025 ALIGN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 000-32259 94-3267295 (State or other jurisdiction of incorporation) (Commission Fi

July 2, 2025 EX-99.1

BRITT VITALONE JOINS ALIGN TECHNOLOGY BOARD OF DIRECTORS

Exhibit 99.1 Align Technology Zeno Group Madelyn Valente Sarah Karlson (909) 833-5839 (828) 551-4201 [email protected] [email protected] BRITT VITALONE JOINS ALIGN TECHNOLOGY BOARD OF DIRECTORS TEMPE, Ariz., SAN JOSE, Calif., DALLAS, July 2, 2025 - Align Technology, Inc. (“Align”) (Nasdaq: ALGN) a leading global medical device company that designs, manufactures, and sells the Invisa

July 2, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 2, 2025 ALIGN TECHNOLOGY, IN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 2, 2025 ALIGN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 000-32259 94-3267295 (State or other jurisdiction of incorporation) (Commission Fil

May 30, 2025 EX-1.01

Exhibit 1.01 – Align Technology, Inc.’s Conflict Minerals Report for the reporting period from January 1 to December 31, 202

Exhibit 1.01 CONFLICT MINERALS REPORT OF ALIGN TECHNOLOGY, INC. FOR THE REPORTING PERIOD FROM JANUARY 1 TO DECEMBER 31, 2024 I.Introduction This is the Conflict Minerals1 Report of Align Technology, Inc. (“we,” “our,” “us,” or the “Company”) prepared for calendar year 2024 in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934 (the “Act”). Numerous terms in this Rep

May 30, 2025 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT ALIGN TECHNOLOGY, INC. (Exact name of the registrant as specified in its charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT ALIGN TECHNOLOGY, INC. (Exact name of the registrant as specified in its charter) Delaware 000-32259 94-3267295 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) 410 North Scottsdale Road, Suite 1300 Tempe, Arizona

May 21, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2025 ALIGN TECHNOLOGY, IN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2025 ALIGN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 000-32259 94-3267295 (State or other jurisdiction of incorporation) (Commission Fil

May 21, 2025 EX-10.1

Align Technology, Inc. 2005 Incentive Plan (as amended

Exhibit 10.1 ALIGN TECHNOLOGY, INC. 2005 INCENTIVE PLAN AMENDED AND RESTATED: MAY 17, 2023 (AS AMENDED ON MAY 21, 2025) 1.Purposes of the Plan. The purposes of this Plan are: •to attract and retain the best available personnel for positions of substantial responsibility, •to provide incentives to individuals who perform services to the Company, and •to promote the success of the Company’s business

May 8, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-32259 ALIGN TEC

May 6, 2025 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES NEW $1 BILLION STOCK REPURCHASE PROGRAM

Exhibit 99.1 Align Technology Zeno Group Madelyn Valente Sarah Karlson (909) 833-5839 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES NEW $1 BILLION STOCK REPURCHASE PROGRAM TEMPE, Ariz., New York City, May 6, 2025 - Align Technology, Inc. (“Align”) (Nasdaq: ALGN) a leading global medical device company that designs, manufactures, and sells the Invisali

May 6, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2025 ALIGN TECHNOLOGY, INC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2025 ALIGN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 000-32259 94-3267295 (State or other jurisdiction of incorporation) (Commission File

May 6, 2025 EX-99.2

2026 - 2028

Exhibit 99.2 About Non-GAAP Gross Margin and Non-GAAP Operating Margin As part of our Investor Day on Tuesday, May 6, 2025 we provided a financial model that included our outlook for non-GAAP gross margin and non-GAAP operating margin. These non-GAAP financial measures exclude the effects of stock-based compensation and the amortization of intangibles related to certain acquisitions that are inclu

April 30, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2025 ALIGN TECHNOLOGY,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2025 ALIGN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 000-32259 94-3267295 (State or other jurisdiction of incorporation) (Commission F

April 30, 2025 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES FIRST QUARTER 2025 FINANCIAL RESULTS Celebrates the 20 million Invisalign® patient "Smilestone" and thanks the more than 280 thousand Invisalign® practitioners around the world for their trust and partnership over the past

Exhibit 99.1 Align Technology Announces First Quarter 2025 Results Align Technology Zeno Group Madelyn Valente Sarah Karlson (909) 833-5839 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES FIRST QUARTER 2025 FINANCIAL RESULTS Celebrates the 20 million Invisalign® patient "Smilestone" and thanks the more than 280 thousand Invisalign® practitioners around

April 8, 2025 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

April 8, 2025 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

March 27, 2025 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a party other than the Registrant ¨ Check the appropriate box: ☒ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

February 28, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-32259 ALIGN TECHNOLO

February 28, 2025 EX-19.1

lign Technology, Inc. Insider Trading Policy

Exhibit 19.1 ALIGN TECHNOLOGY, INC. INSIDER TRADING POLICY (As of September 21, 2023) The Board of Directors (the “Board”) of Align Technology, Inc. (“we,” “our,” “Company” or “Align”) has adopted this Insider Trading Policy (the “Policy”) in order to take an active role in the prevention of insider trading violations by our Board members, officers, employees, consultants, contractors and other ag

February 28, 2025 EX-10.7

Form of Restricted Stock Unit Agreement under 2005 Incentive Plan (CEO Form)

Exhibit 10.7 Align Technology, Inc. ID: 94-3267295 410 North Scottsdale Road, Suite 1300 Tempe, AZ 85288 AMENDED AND RESTATED 2005 INCENTIVE PLAN NOTICE OF GRANT OF RESTRICTED STOCK UNITS Unless otherwise defined herein, the terms defined in the Amended and Restated 2005 Incentive Plan (the “Plan”) will have the same defined meanings in this Notice of Grant of Restricted Stock Units (the “Notice o

February 28, 2025 EX-21.1

Subsidiaries of Align Technology, Inc.

Exhibit 21.1 Subsidiaries of Align Technology, Inc. The registrant’s principal subsidiary as of December 31, 2024, are as follows: Entity Align Technology Switzerland GmbH, Switzerland

February 28, 2025 EX-10.4

Form of RSU Agreement (CEO)

Exhibit 10.4 Align Technology, Inc. ID: 94-3267295 2820 Orchard Parkway San Jose, CA. 95131 AMENDED AND RESTATED 2005 INCENTIVE PLAN NOTICE OF GRANT OF RESTRICTED STOCK UNITS Unless otherwise defined herein, the terms defined in the Amended and Restated 2005 Incentive Plan (the “Plan”) will have the same defined meanings in this Notice of Grant of Restricted Stock Units (the “Notice of Grant”). Aw

February 28, 2025 EX-4.2

Description of the Registered Securities of Align Technology, Inc.

Exhibit 4.2 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following description of the material provisions of the capital stock and other material terms of the amended and restated certificate of incorporation (“Certificate”) and bylaws of Align Technology, Inc. (the “Company”) and certain provisions of Delaware law, are sum

February 25, 2025 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES $225 MILLION OPEN MARKET REPURCHASE

Exhibit 99.1 Align Technology Zeno Group Madelyn Valente Sarah Karlson (909) 833-5839 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES $225 MILLION OPEN MARKET REPURCHASE TEMPE, Ariz., February 25, 2025 - Align Technology, Inc. (“Align”) (Nasdaq: ALGN) a leading global medical device company that designs, manufactures, and sells the Invisalign® System of

February 25, 2025 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2025 ALIGN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 000-32259 94-3267295 (State or other jurisdiction of incorporation) (Commissio

February 5, 2025 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 5, 2025 ALIGN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 000-32259 94-3267295 (State or other jurisdiction of incorporation) (Commission

February 5, 2025 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES FOURTH QUARTER AND FISCAL 2024 FINANCIAL RESULTS Q4 total revenues of $995.2 million and FY2024 total revenues of $4.0 billion Q4 and FY2024 total revenues up 4.0% year-over-year and up 3.5% year-over-year, respectively Q4

Exhibit 99.1 Align Technology Announces Fourth Quarter and Fiscal 2024 Results Align Technology Zeno Group Madelyn Valente Sarah Karlson (909) 833-5839 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES FOURTH QUARTER AND FISCAL 2024 FINANCIAL RESULTS Q4 total revenues of $995.2 million and FY2024 total revenues of $4.0 billion Q4 and FY2024 total revenues

November 5, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-32259 ALIGN

October 25, 2024 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES $275 MILLION OPEN MARKET REPURCHASE

Exhibit 99.1 Align Technology Zeno Group Madelyn Valente Sarah Johnson (909) 833-5839 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES $275 MILLION OPEN MARKET REPURCHASE TEMPE, Ariz., October 25, 2024 - Align Technology, Inc. (“Align”) (Nasdaq: ALGN) a leading global medical device company that designs, manufactures, and sells the Invisalign® System of

October 25, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2024 ALIGN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 000-32259 94-3267295 (State or other jurisdiction of incorporation) (Commission

October 23, 2024 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES THIRD QUARTER 2024 FINANCIAL RESULTS Company expects to repurchase up to $275.0 million of its common stock beginning in Q4'24

Exhibit 99.1 Align Technology Announces Third Quarter 2024 Results Align Technology Zeno Group Madelyn Valente Sarah Johnson (909) 833-5839 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES THIRD QUARTER 2024 FINANCIAL RESULTS Company expects to repurchase up to $275.0 million of its common stock beginning in Q4'24 •Q3'24 total revenues of $977.9 million,

October 23, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2024 ALIGN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 000-32259 94-3267295 (State or other jurisdiction of incorporation) (Commission

August 2, 2024 EX-10.1

between Align Technology, Inc. and Heartland Dental Holding Corporation

Exhibit 10.1 CERTAIN INFORMATION, IDENTIFIED BY, AND REPLACED WITH, A MARK OF “[***]” HAS BEEN OMITTED FROM THIS DOCUMENT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) THE TYPE THAT THE COMPANY TREATS AS PRIVATE OR CONFIDENTIAL. Heartland Dental Holding Corporation 1200 Network Centre Drive Effingham, IL 62401 April 22, 2024 Align Technology, Inc. 410 North Scottsdale Road, Suite 1300 Tempe, Arizon

August 2, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-32259 ALIGN TECH

July 24, 2024 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES SECOND QUARTER 2024 FINANCIAL RESULTS Total Invisalign® patients surpasses 18 million globally, including over 5 million teens and kids

Exhibit 99.1 Align Technology Announces Second Quarter 2024 Results Align Technology Zeno Group Madelyn Valente Sarah Johnson (909) 833-5839 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES SECOND QUARTER 2024 FINANCIAL RESULTS Total Invisalign® patients surpasses 18 million globally, including over 5 million teens and kids •Q2'24 total revenues of $1,02

July 24, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2024 ALIGN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 000-32259 94-3267295 (State or other jurisdiction of incorporation) (Commission Fi

May 30, 2024 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT ALIGN TECHNOLOGY, INC. (Exact name of the registrant as specified in its charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT ALIGN TECHNOLOGY, INC. (Exact name of the registrant as specified in its charter) Delaware 000-32259 (State or other jurisdiction of incorporation) (Commission file number) 410 North Scottsdale Road, Suite 1300 Tempe, Arizona 85288 (Address of principal executive offices) (Zip Code) Julie

May 30, 2024 EX-1.01

Exhibit 1.01 – Align Technology, Inc.’s Conflict Minerals Report for the reporting period from January 1 to December 31, 202

Exhibit 1.01 CONFLICT MINERALS REPORT OF ALIGN TECHNOLOGY, INC. FOR THE REPORTING PERIOD FROM JANUARY 1 TO DECEMBER 31, 2023 I.Introduction This is the Conflict Minerals1 Report of Align Technology, Inc. (“we,” “our,” “us,” or the “Company”) prepared for calendar year 2023 in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934 (the “Act”). Numerous terms in this Rep

May 22, 2024 EX-99.1

ALIGN TECHNOLOGY APPOINTS EMORY WRIGHT, EVP DIRECT FABRICATION MANUFACTURING PLATFORM TO BUILD THE COMPANY’S NEXT GENERATION MANUFACTURING OPERATIONS -- WRIGHT PLANS TO RETIRE IN 2026

Ex 99.1 Align Technology Zeno Group Madelyn Valente Sarah Johnson (909) 833-5839 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY APPOINTS EMORY WRIGHT, EVP DIRECT FABRICATION MANUFACTURING PLATFORM TO BUILD THE COMPANY’S NEXT GENERATION MANUFACTURING OPERATIONS - WRIGHT PLANS TO RETIRE IN 2026 TEMPE, Ariz., SAN JOSE, Calif., May 22, 2024 - Align Technology, Inc.

May 22, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2024 ALIGN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 000-32259 94-3267295 (State or other jurisdiction of incorporation) (Commission Fil

May 3, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-32259 ALIGN TEC

April 26, 2024 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES $150 MILLION OPEN MARKET REPURCHASE

Exhibit 99.1 Align Technology Zeno Group Madelyn Valente Sarah Johnson (909) 833-5839 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES $150 MILLION OPEN MARKET REPURCHASE TEMPE, Ariz., April 26, 2024 - Align Technology, Inc. (“Align”) (Nasdaq: ALGN) a leading global medical device company that designs, manufactures, and sells the Invisalign® system of cl

April 26, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 25, 2024 ALIGN TECHNOLOGY,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 25, 2024 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission File

April 24, 2024 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES FIRST QUARTER 2024 FINANCIAL RESULTS Q1'24 total revenues up 5.8% year-over-year including revenue growth of 3.5% from Clear Aligners and growth of 17.5% from Imaging Systems and CAD/CAM Services

Exhibit 99.1 Align Technology Announces First Quarter 2024 Results Align Technology Zeno Group Madelyn Valente Sarah Johnson (909) 833-5839 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES FIRST QUARTER 2024 FINANCIAL RESULTS Q1'24 total revenues up 5.8% year-over-year including revenue growth of 3.5% from Clear Aligners and growth of 17.5% from Imaging

April 24, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 22, 2024 ALIGN TECHNOLOGY,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 22, 2024 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission File

April 16, 2024 DEFR14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.

April 9, 2024 DEF 14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material under §240.

April 9, 2024 DEFA14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ý Definitive Additional Materials ¨ Soliciting Material under §240.

February 28, 2024 EX-97.1

Align Technology, Inc. Clawback Policy

Exhibit 97.1 ALIGN TECHNOLOGY, INC. COMPENSATION RECOVERY POLICY Effective as of December 1, 2023 Align Technology, Inc.’s (the “Company’s”) Compensation and Human Capital Committee (the “Committee”) of the Board of Directors (the “Board”) has adopted this clawback policy called the Compensation Recovery Policy (the “Policy”). This Policy is adopted pursuant to Section 10D of the Securities Exchan

February 28, 2024 EX-10.26

Fixed Dollar Accelerated Share Repurchase Transaction between Citibank, N.A and Align Technology, Inc. dated October 26, 2023

Exhibit 10.26 Citibank, N.A. 390 Greenwich Street, 4th Floor New York, NY 10013 Attention: Equity Derivatives Opening Transaction To: Align Technology, Inc. 410 N. Scottsdale Road, Suite 1300 Tempe, Arizona 85281 A/C: From: Citibank, N.A. Re: Fixed Dollar Accelerated Share Repurchase Transaction Date: October 26, 2023 Dear Sir/Madam: The purpose of this letter agreement (this “Confirmation”) is to

February 28, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-32259 ALIGN TECHNOLO

February 28, 2024 EX-21.1

Subsidiaries of Align Technology, Inc.

Exhibit 21.1 Subsidiaries of Align Technology, Inc. The registrant’s principal subsidiary as of December 31, 2023, are as follows: Entity Align Technology Switzerland GmbH, Switzerland

February 13, 2024 SC 13G/A

ALGN / Align Technology, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 12)* Name of issuer: Align Technology Inc Title of Class of Securities: Common Stock CUSIP Number: 016255101 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

February 9, 2024 EX-99.A

POWER OF ATTORNEY

EX-99.A 2 d653237dex99a.htm EX-99.A Exhibit A POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Gordon Gund and Catherine Bird, and each of them, as the true and lawful attorney or attorneys-in-fact, with full power of substitution and revocation, for the undersigned and in the name, place and stead of the undersigned, in any and all capacities,

February 9, 2024 SC 13G/A

ALGN / Align Technology, Inc. / GUND GORDON - SC 13G/A Passive Investment

SC 13G/A 1 d653237dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 17) Align Technology, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 0

January 31, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 31, 2024 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission Fil

January 31, 2024 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES FOURTH QUARTER AND FISCAL 2023 FINANCIAL RESULTS Unveils Next-Generation iTero Lumina™ Intraoral Scanner Featuring a 3X Wider Field of Capture1 in a 50% Smaller Wand2 that Delivers Faster Scanning, Higher Accuracy3, and Sup

Exhibit 99.1 Align Technology Announces Fourth Quarter and Fiscal 2023 Results Align Technology Zeno Group Madelyn Valente Sarah Johnson (909) 833-5839 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES FOURTH QUARTER AND FISCAL 2023 FINANCIAL RESULTS Unveils Next-Generation iTero Lumina™ Intraoral Scanner Featuring a 3X Wider Field of Capture1 in a 50% Sm

January 17, 2024 EX-3.1

Amended and Restated Bylaws of Align Technology, Inc.

AMENDED AND RESTATED BYLAWS OF ALIGN TECHNOLOGY, INC. ARTICLE I - CORPORATE OFFICES 1.1REGISTERED OFFICE The registered office and registered agent of Align Technology, Inc. (the “corporation”) in the State of Delaware shall be fixed in the corporation’s certificate of incorporation, as the same may be amended from time to time (the “certificate of incorporation”). 1.2OTHER OFFICES The corporation

January 17, 2024 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 15, 2024 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission Fil

December 5, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 4, 2023 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission Fil

December 5, 2023 EX-99.1

MOJDEH POUL AND KEVIN CONROY JOIN ALIGN TECHNOLOGY BOARD OF DIRECTORS

Align Confidential Exhibit 99.1 Align Technology Zeno Group Madelyn Valente Sarah Johnson (909) 833-5839 (828) 551-4201 [email protected] [email protected] MOJDEH POUL AND KEVIN CONROY JOIN ALIGN TECHNOLOGY BOARD OF DIRECTORS TEMPE, Ariz., SAN JOSE, Calif., MADISON, Wis., December 5, 2023 - Align Technology, Inc. (NASDAQ: ALGN) today announced that its Board of Directors has appoint

November 6, 2023 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES $100 MILLION OPEN MARKET REPURCHASE Joe Hogan, president and CEO, intends to personally purchase $1.0 million of Align’s common stock

Exhibit 99.1 Align Technology Zeno Group Madelyn Valente Sarah Johnson (909) 833-5839 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES $100 MILLION OPEN MARKET REPURCHASE Joe Hogan, president and CEO, intends to personally purchase $1.0 million of Align’s common stock TEMPE, Ariz., November 6, 2023 - Align Technology, Inc. (“Align”) (Nasdaq: ALGN) a lead

November 6, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 03, 2023 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission Fi

November 3, 2023 EX-10.1

Share Purchase Agreement, dated September 1, 2023, between Align Holdings GMBH, Align Technology Switzerland GMBH and the Sellers provided therein

Exhibit 10.1 Certain information marked as [***] has been excluded from this exhibit because it is both (i) not material and (ii) would be competitively harmful if publicly disclosed. Univ. Prof. Dr. Jürgen Stampfl Dr. Robert Gmeiner Dr. Johannes Benedikt Dr. Johannes Homa and AM Ventures Additive Manufacturing Fonds I GmbH & Co. KG as Sellers and Align Holding GmbH and Align Technology Switzerlan

November 3, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-32259 ALIGN

October 27, 2023 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES $250 MILLION ACCELERATED STOCK REPURCHASE AGREEMENT Joe Hogan, president and CEO, intends to personally purchase $1.0 million of Align’s common stock

Exhibit 99.1 Align Technology Zeno Group Madelyn Valente Sarah Johnson (909) 833-5839 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES $250 MILLION ACCELERATED STOCK REPURCHASE AGREEMENT Joe Hogan, president and CEO, intends to personally purchase $1.0 million of Align’s common stock TEMPE, Ariz., October 27, 2023 - Align Technology, Inc. (“Align”) (Nasd

October 27, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 26, 2023 ALIGN TECHNOLOGY

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 26, 2023 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission Fil

October 25, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 25, 2023 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission Fil

October 25, 2023 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES THIRD QUARTER 2023 FINANCIAL RESULTS Q3’23 record clear aligner shipments to teenage patients increased 9.9% sequentially and 8.4% year over year, driven by continued strength from Invisalign First™ Company expects to repur

Exhibit 99.1 Align Technology Announces Third Quarter 2023 Results Align Technology Zeno Group Madelyn Valente Sarah Johnson (909) 833-5839 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES THIRD QUARTER 2023 FINANCIAL RESULTS Q3’23 record clear aligner shipments to teenage patients increased 9.9% sequentially and 8.4% year over year, driven by continued

September 6, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 1, 2023 ALIGN TECHNOLOG

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 1, 2023 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission Fi

September 6, 2023 EX-99.1

ALIGN TECHNOLOGY TO ACQUIRE PRIVATELY HELD DIRECT 3D PRINTING PIONEER CUBICURE TO SUPPORT AND SCALE COMPANY’S STRATEGIC INNOVATION ROADMAP

Exhibit 99.1 Align Technology Zeno Group Madelyn Valente Sarah Johnson (909) 833-5839 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY TO ACQUIRE PRIVATELY HELD DIRECT 3D PRINTING PIONEER CUBICURE TO SUPPORT AND SCALE COMPANY’S STRATEGIC INNOVATION ROADMAP LAS VEGAS, SAN JOSE, Calif., TEMPE, Ariz., and VIENNA, Austria September 6, 2023 - Align Technology, Inc. (Al

August 24, 2023 EX-99.1

SUPERIOR COURT OF CALIFORNIA, COUNTY OF SANTA CLARA, CONFIRMS $63 MILLION ARBITRATION AWARD IN FAVOR OF ALIGN TECHNOLOGY AND DENIES SMILEDIRECTCLUB’S MOTION TO VACATE

Ex 99.1 Align Technology Zeno Group Madelyn Valente Sarah Johnson (909) 833-5839 (828) 551-4201 [email protected] [email protected] SUPERIOR COURT OF CALIFORNIA, COUNTY OF SANTA CLARA, CONFIRMS $63 MILLION ARBITRATION AWARD IN FAVOR OF ALIGN TECHNOLOGY AND DENIES SMILEDIRECTCLUB’S MOTION TO VACATE TEMPE, Ariz., August 23, 2023 - Align Technology, Inc. (Nasdaq: ALGN), a leading globa

August 24, 2023 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 21, 2023 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission File

August 4, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-32259 ALIGN TECH

August 4, 2023 EX-FILING FEES

Calculation of Filing Fee Tables.

Exhibit 107 CALCULATION OF REGISTRATION FEE TABLES Form S-8 (Form Type) Align Technology, Inc.

August 4, 2023 EX-10.1

Subscription Agreement, dated as of April 24, 2023 between Align Technology, Inc. and Heartland Dental Holding Corporation

Exhibit 10.1 Heartland Dental Holding Corporation 1200 Network Centre Drive Effingham, IL 62401 April , 2023 Align Technology, Inc. 410 North Scottsdale Road, Suite 1300 Tempe, Arizona 85288 Re: Subscription Agreement Dear Madam or Sir: This Subscription Agreement (this “Agreement”) is made by and between Align Technology, Inc., a Delaware corporation (the “Subscriber”) and Heartland Dental Holdin

August 4, 2023 EX-10.2

Stockholders' Agreement, dated as of April 24, 2023 by and among Heartland Dental Holding Corporation, Heartland Dental Topco, LLC, KKR Core Holding Company LLC, KKR Partners IV L.P., any Sponsor Group Permitted Transferee as defined in the Agreement and Align Technology, Inc.

Exhibit 10.2 STOCKHOLDERS’ AGREEMENT This STOCKHOLDERS’ AGREEMENT (this “Agreement”) is dated as of April 24, 2023, by and among (i) Heartland Dental Holding Corporation, a Delaware corporation (the “Company”), (ii) Heartland Dental Topco, LLC, a Delaware limited liability company (“Topco”), (iii) KKR Core Holding Company LLC, a Delaware limited liability company, KKR Partners IV L.P., a limited p

August 4, 2023 S-8

As filed with the Securities and Exchange Commission on August 4, 2023

As filed with the Securities and Exchange Commission on August 4, 2023 Registration No.

August 4, 2023 EX-3.1B

Certificate of Amendment of the Amended and Restated Certificate of Incorporation of Align Technology, Inc.

Exhibit 3.1B CERTIFICATE OF AMENDMENT OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ALIGN TECHNOLOGY, INC. Align Technology Inc., a corporation organized and existing under the Jaws of the State of Delaware (the "Corporation"), hereby certifies as follows: I. The name of the Corporation is Align Technology, Inc. The Corporation's original Certificate of Incorporation was filed with t

August 4, 2023 EX-10.3

Side Letter, dated as of April 24, 2023 by and among Heartland Dental Holding Corporation, Heartland Dental Topco, LLC, KKR Core Holding Company LLC, KKR Partners IV L.P., any Sponsor Group Permitted Transferee as defined in the Stockholders' Agreement and Align Technology, Inc.

Exhibit 10.3 HEARTLAND DENTAL HOLDING CORPORATION April [●], 2023 Align Technology, Inc. 410 North Scottsdale Road, Suite 1300 Tempe, Arizona 85288 Ladies and Gentlemen: Reference is made to that certain Subscription Agreement, dated on or about the date hereof (the “Subscription Agreement”), by and between Align Technology, Inc., a Delaware corporation (“Align”), and Heartland Dental Holding Corp

July 26, 2023 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES SECOND QUARTER 2023 FINANCIAL RESULTS Better than expected revenues and operating margins reflect improving trends across regions Q2’23 Clear Aligner cases for teenagers increased 7% sequentially and 10% year over year, dri

Exhibit 99.1 Align Technology Announces Second Quarter 2023 Results Align Technology Zeno Group Madelyn Valente Sarah Johnson (909) 833-5839 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES SECOND QUARTER 2023 FINANCIAL RESULTS Better than expected revenues and operating margins reflect improving trends across regions Q2’23 Clear Aligner cases for teenag

July 26, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 26, 2023 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission File N

May 31, 2023 EX-1.01

Exhibit 1.01 – Align Technology, Inc.’s Conflict Minerals Report for the reporting period from January 1 to December 31, 202

Exhibit 1.01 CONFLICT MINERALS REPORT OF ALIGN TECHNOLOGY, INC. FOR THE REPORTING PERIOD FROM JANUARY 1 TO DECEMBER 31, 2022 I.Introduction This is the Conflict Minerals1 Report of Align Technology, Inc. (“we,” “our,” “us,” or the “Company”) prepared for calendar year 2022 in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934 (the “Act”). Numerous terms in this Rep

May 31, 2023 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT ALIGN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT ALIGN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 0-32259 (State or other jurisdiction of incorporation) (Commission file number) 410 N. Scottsdale Road, Suite 1300 Tempe, Arizona 85288 (Address of principal executive offices) (Zip Code) Julie Coletti (

May 18, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 17, 2023 ALIGN TECHNOLOGY, IN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 17, 2023 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission File Nu

May 18, 2023 EX-10.1

Align Technology, Inc. 2005 Incentive Plan (as amended and restated May 17, 2023)

ALIGN TECHNOLOGY, INC. 2005 INCENTIVE PLAN (as amended and restated May 17, 2023) 1.Purposes of the Plan. The purposes of this Plan are: •to attract and retain the best available personnel for positions of substantial responsibility, •to provide incentives to individuals who perform services to the Company, and •to promote the success of the Company’s business. The Plan permits the grant of Incent

May 5, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-32259 ALIGN TEC

May 5, 2023 EX-10.3

Form of Restricted Stock Unit Agreement under Registrant's 2005 Incentive Plan (Executive Officer Form for officers appointed prior to September 2016)

Ex 10.3 AMENDED AND RESTATED 2005 INCENTIVE PLAN NOTICE OF GRANT OF RESTRICTED STOCK UNITS Unless otherwise defined herein, the terms defined in the Amended and Restated 2005 Incentive Plan (the “Plan”) will have the same defined meanings in this Notice of Grant of Restricted Stock Units (the “Notice of Grant”). Award Number: Plan: ID: You have been granted the right to receive Restricted Stock Un

May 5, 2023 EX-10.7

Fixed Dollar Accelerated Share Repurchase Transaction between Citibank, N.A. and Align Technology, Inc. dated February 3, 2023

Ex 10.7 Citibank, N.A. 390 Greenwich Street, 4th Floor New York, NY 10013 Attention: Equity Derivatives Opening Transaction To: Align Technology, Inc. 410 N. Scottsdale Road, Suite 1300 Tempe, Arizona 85281 A/C: From: Citibank, N.A. Re: Fixed Dollar Accelerated Share Repurchase Transaction Date: February 3, 2023 Dear Sir/Madam: The purpose of this letter agreement (this “Confirmation”) is to confi

May 5, 2023 EX-10.2

Form of Restricted Stock Unit Agreement under Registrant's 2005 Incentive Plan (Executive Officer Form for officers appointed after September 2016)

Ex 10.2 AMENDED AND RESTATED 2005 INCENTIVE PLAN NOTICE OF GRANT OF RESTRICTED STOCK UNITS Unless otherwise defined herein, the terms defined in the Amended and Restated 2005 Incentive Plan (the “Plan”) will have the same defined meanings in this Notice of Grant of Restricted Stock Units (the “Notice of Grant”). Award Number: Plan: ID: You have been granted the right to receive Restricted Stock Un

May 5, 2023 EX-10.6

Form of Market Stock Unit Agreement under Registrant's 2005 Incentive Plan (Executive Officer Form for officers appointed prior to September 2016)

Ex 10.6 ALIGN TECHNOLOGY, INC. AMENDED AND RESTATED 2005 INCENTIVE PLAN NOTICE OF GRANT OF MARKET STOCK UNITS Unless otherwise defined herein, the terms defined in the Amended and Restated 2005 Incentive Plan (the “Plan”) will have the same defined meanings in this Notice of Grant of Market Stock Units (the “Notice of Grant”). Participant: Address: You (the “Participant”) have been granted an awar

May 5, 2023 EX-10.1

Form of Restricted Stock Unit Agreement under Registrant's 2005 Incentive Plan (CEO Form)

Ex 10.1 Align Technology, Inc. ID: 94-3267295 410 North Scottsdale Road, Suite 1300 Tempe, AZ 85288 AMENDED AND RESTATED 2005 INCENTIVE PLAN NOTICE OF GRANT OF RESTRICTED STOCK UNITS Unless otherwise defined herein, the terms defined in the Amended and Restated 2005 Incentive Plan (the “Plan”) will have the same defined meanings in this Notice of Grant of Restricted Stock Units (the “Notice of Gra

May 5, 2023 EX-10.5

Form of Market Stock Unit Agreement under Registrant's 2005 Incentive Plan (Executive Officer Form for officers appointed after September 2016)

Ex 10.5 ALIGN TECHNOLOGY, INC. AMENDED AND RESTATED 2005 INCENTIVE PLAN NOTICE OF GRANT OF MARKET STOCK UNITS Unless otherwise defined herein, the terms defined in the Amended and Restated 2005 Incentive Plan (the “Plan”) will have the same defined meanings in this Notice of Grant of Market Stock Units (the “Notice of Grant”). Participant: Address: You (the “Participant”) have been granted an awar

May 5, 2023 EX-10.4

2005 Incentive Plan (CEO Form

Ex 10.4 ALIGN TECHNOLOGY, INC. AMENDED AND RESTATED 2005 INCENTIVE PLAN NOTICE OF GRANT OF MARKET STOCK UNITS Unless otherwise defined herein, the terms defined in the Amended and Restated 2005 Incentive Plan (the “Plan”) will have the same defined meanings in this Notice of Grant of Market Stock Units (the “Notice of Grant”). Participant: Address: You (the “Participant”) have been granted an awar

May 1, 2023 DEFA14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ý Definitive Additional Materials ¨ Soliciting Material under §240.

April 26, 2023 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES FIRST QUARTER 2023 FINANCIAL RESULTS Delivers revenue and EPS ahead of expectations, with total Invisalign® patients treated surpassing 15 million globally Completes May 13, 2021 $1 Billion Stock Repurchase Program

Exhibit 99.1 Align Technology Announces First Quarter 2023 Results Align Technology Zeno Group Madelyn Valente Sarah Johnson (909) 833-5839 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES FIRST QUARTER 2023 FINANCIAL RESULTS Delivers revenue and EPS ahead of expectations, with total Invisalign® patients treated surpassing 15 million globally Completes M

April 26, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 24, 2023 ALIGN TECHNOLOGY,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 24, 2023 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission File

April 5, 2023 DEF 14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material under §240.

April 5, 2023 EX-2

APPENDIX B AMENDED AND RESTATED 2005 INCENTIVE PLAN

ALIGN TECHNOLOGY, INC. 2005 INCENTIVE PLAN (as amended and restated May 17, 2023) 1.Purposes of the Plan. The purposes of this Plan are: •to attract and retain the best available personnel for positions of substantial responsibility, •to provide incentives to individuals who perform services to the Company, and •to promote the success of the Company’s business. The Plan permits the grant of Incent

April 5, 2023 EX-1

APPENDIX A AMENDMENT TO AMENDED AND RESTATED CERTIFICATE OF INCORPORATION

CERTIFICATE OF AMENDMENT OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ALIGN TECHNOLOGY, INC.

April 5, 2023 DEFA14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

DEFA14A 1 algn-20221231xdefa14a.htm DEFA14A SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ý Definitiv

March 23, 2023 PRE 14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ☒ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material under §240.

March 23, 2023 EX-1

APPENDIX A AMENDMENT TO AMENDED AND RESTATED CERTIFICATE OF INCORPORATION

CERTIFICATE OF AMENDMENT OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ALIGN TECHNOLOGY, INC.

March 23, 2023 EX-2

APPENDIX B AMENDED AND RESTATED 2005 INCENTIVE PLAN

ALIGN TECHNOLOGY, INC. 2005 INCENTIVE PLAN (as amended and restated May 17, 2023) 1.Purposes of the Plan. The purposes of this Plan are: •to attract and retain the best available personnel for positions of substantial responsibility, •to provide incentives to individuals who perform services to the Company, and •to promote the success of the Company’s business. The Plan permits the grant of Incent

March 1, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 27, 2023 ALIGN TECHNOLOG

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 27, 2023 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission Fi

March 1, 2023 EX-3.1

Amended and Restated Bylaws of registrant

Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF ALIGN TECHNOLOGY, INC. (as amended and restated on February 27, 2023) TABLE OF CONTENTS Page ARTICLE I - CORPORATE OFFICES 1 1.1 REGISTERED OFFICE 1 1.2 OTHER OFFICES 1 ARTICLE II - MEETINGS OF STOCKHOLDERS 1 2.1 PLACE OF MEETINGS 1 2.2 ANNUAL MEETING 1 2.3 SPECIAL MEETING 1 2.4 ADVANCE NOTICE PROCEDURES 2 2.5 PROXY ACCESS FOR DIRECTOR NOMINATIONS 5 2.6 N

February 27, 2023 EX-10.18

First Amendment, dated April 21, 2022, to Credit Agreement between Align Technology, Inc. and the lenders party thereto from time to time and Citibank, N.A., as administrative agent, dated July 21, 2020

Exhibit 10.18 FIRST AMENDMENT TO CREDIT AGREEMENT FIRST AMENDMENT TO CREDIT AGREEMENT, dated as of April 21, 2022 (this “First Amendment”), by and among ALIGN TECHNOLOGY, INC., a Delaware corporation (the “Borrower”), certain Lenders (as defined below) party to the Credit Agreement referred to below and Citibank, N.A., as administrative agent for the Lenders (the “Administrative Agent”). W I T N E

February 27, 2023 EX-10.19

Second Amendment, dated December 23, 2022, to Credit Agreement between Align Technology, Inc. and the lenders party thereto from time to time and Citibank, N.A., as administrative agent, dated July 21, 2020

Exhibit 10.19 SECOND AMENDMENT TO CREDIT AGREEMENT SECOND AMENDMENT TO CREDIT AGREEMENT, dated as of December 23, 2022 (this “Second Amendment”), by and among ALIGN TECHNOLOGY, INC., a Delaware corporation (the “Borrower”), the Lenders (as defined below) party to the Existing Credit Agreement referred to below and Citibank, N.A., as administrative agent for the Lenders (in such capacity, the “Admi

February 27, 2023 EX-10.20

between Goldman Sachs & Co. LLC and Align Technology, Inc.

Exhibit 10.20 GOLDMAN SACHS & CO. LLC | 200 WEST STREET | NEW YORK, NEW YORK 10282-2198 | TEL: 212-902-1000 Opening Transaction To: Align Technology, Inc. 410 N. Scottsdale Road, Suite 1300 Tempe, Arizona 85281 A/C: From: Goldman Sachs & Co. LLC Re: Fixed Dollar Accelerated Share Repurchase Transaction Date: October 28, 2022 Dear Sir/Madam: The purpose of this letter agreement (this “Confirmation”

February 27, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-32259 ALIGN TECHNOLO

February 27, 2023 EX-21.1

Subsidiaries of Align Technology, Inc.

Exhibit 21.1 Subsidiaries of Align Technology, Inc. The registrant’s principal subsidiary as of December 31, 2022, are as follows: Entity Align Technology Switzerland GmbH, Switzerland

February 14, 2023 SC 13G/A

ALGN / Align Technology, Inc. / EDGEWOOD MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No.

February 9, 2023 SC 13G/A

ALGN / Align Technology, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv0202-aligntechnologyinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 11)* Name of issuer: Align Technology Inc. Title of Class of Securities: Common Stock CUSIP Number: 016255101 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to des

February 6, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 3, 2023 ALIGN TECHNOLOGY

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 3, 2023 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission Fil

February 6, 2023 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES $250 MILLION ACCELERATED STOCK REPURCHASE AGREEMENT Joe Hogan, president and CEO, and John Morici, CFO and executive vice president, global finance, intend to personally purchase $1.0 million and $0.2 million, respectively,

Exhibit 99.1 Align Technology Zeno Group Madelyn Valente Sarah Johnson (909) 833-5839 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES $250 MILLION ACCELERATED STOCK REPURCHASE AGREEMENT Joe Hogan, president and CEO, and John Morici, CFO and executive vice president, global finance, intend to personally purchase $1.0 million and $0.2 million, respectivel

February 1, 2023 SC 13G/A

ALGN / Align Technology, Inc. / GUND GORDON - SC 13G/A Passive Investment

SC 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 16) Align Technology, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 016255101 (CUSIP Number) Decemb

February 1, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 1, 2023 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission Fil

February 1, 2023 EX-99.A

POWER OF ATTORNEY

EX-99.A Exhibit 99A Exhibit A POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Gordon Gund and Catherine Bird, and each of them, as the true and lawful attorney or attorneys-in-fact, with full power of substitution and revocation, for the undersigned and in the name, place and stead of the undersigned, in any and all capacities, to execute, on

February 1, 2023 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES FOURTH QUARTER AND FISCAL 2022 FINANCIAL RESULTS Q4 total revenues of $901.5 million and 2022 total revenues of $3.7 billion Board of Directors has authorized a new $1 billion stock repurchase program, to succeed the curren

EX-99.1 2 algn-q422earningspressrele.htm EX-99.1 Exhibit 99.1 Align Technology Announces Fourth Quarter and Fiscal 2022 Results Align Technology Zeno Group Madelyn Valente Sarah Johnson (909) 833-5839 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES FOURTH QUARTER AND FISCAL 2022 FINANCIAL RESULTS Q4 total revenues of $901.5 million and 2022 total revenu

December 27, 2022 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 23, 2022 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission Fi

November 4, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-32259 ALIGN

October 31, 2022 8-K/A

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 28, 2022 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission F

October 31, 2022 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 28, 2022 ALIGN TECHNOLOGY

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 28, 2022 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission Fil

October 31, 2022 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES $200 MILLION ACCELERATED STOCK REPURCHASE AGREEMENT UNDER ITS $1 BILLION REPURCHASE PROGRAM CEO Joe Hogan intends to personally purchase an additional $2.0 million of Align’s common stock following his prior $2 million purc

Exhibit 99.1 Align Technology Zeno Group Madelyn Valente Sarah Johnson (909) 833-5839 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES $200 MILLION ACCELERATED STOCK REPURCHASE AGREEMENT UNDER ITS $1 BILLION REPURCHASE PROGRAM CEO Joe Hogan intends to personally purchase an additional $2.0 million of Align?s common stock following his prior $2 million pu

October 31, 2022 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES $200 MILLION ACCELERATED STOCK REPURCHASE PROGRAM Joe Hogan, president and CEO, intends to personally purchase $2.0 million of Align’s common stock

Exhibit 99.1 Align Technology Zeno Group Madelyn Valente Sarah Johnson (909) 833-5839 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES $200 MILLION ACCELERATED STOCK REPURCHASE PROGRAM Joe Hogan, president and CEO, intends to personally purchase $2.0 million of Align’s common stock TEMPE, Ariz., October 31, 2022 - Align Technology, Inc. (“Align”) (Nasdaq

October 26, 2022 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES THIRD QUARTER 2022 FINANCIAL RESULTS Company delivering on innovation roadmap; expanding geographically with first EMEA manufacturing facility; and celebrating 14 millionth Invisalign patient milestone

Exhibit 99.1 Align Technology Announces Third Quarter 2022 Results Align Technology Zeno Group Madelyn Valente Sarah Johnson (909) 833-5839 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES THIRD QUARTER 2022 FINANCIAL RESULTS Company delivering on innovation roadmap; expanding geographically with first EMEA manufacturing facility; and celebrating 14 mill

October 26, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 26, 2022 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission Fil

October 11, 2022 SC 13G/A

ALGN / Align Technology, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: Align Technology Inc. Title of Class of Securities: Common Stock CUSIP Number: 016255101 Date of Event Which Requires Filing of this Statement: September 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is file

August 4, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-32259 ALIGN TECH

August 4, 2022 EX-10.1

between Citibank, N.A. and Align Technology, Inc. dated April 29, 2022

Exhibit 10.1 Citibank, N.A. 390 Greenwich Street, 4th Floor New York, NY 10013 Attention: Equity Derivatives Opening Transaction To: Align Technology, Inc. 410 N. Scottsdale Road, Suite 1300 Tempe, Arizona 85281 A/C: From: Citibank, N.A. Re: Fixed Dollar Accelerated Share Repurchase Transaction Date: April 29, 2022 Dear Sir/Madam: The purpose of this letter agreement (this ?Confirmation?) is to co

July 27, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 27, 2022 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission File N

July 27, 2022 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES SECOND QUARTER 2022 FINANCIAL RESULTS Company operating well through unprecedented global economic headwinds and continued impacts of COVID-19 variants in certain markets

Exhibit 99.1 Align Technology Announces Second Quarter 2022 Results Align Technology Zeno Group Madelyn Valente Sarah Johnson (909) 833-5839 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES SECOND QUARTER 2022 FINANCIAL RESULTS Company operating well through unprecedented global economic headwinds and continued impacts of COVID-19 variants in certain mar

May 27, 2022 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT ALIGN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT ALIGN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 000-32259 (State or other jurisdiction of incorporation) (Commission file number) 410 N. Scottsdale Road, Suite 1300 Tempe, Arizona 85281 (Address of principal executive offices) (Zip Code) Julie Coletti

May 27, 2022 EX-1.01

Exhibit 1.01 – Align Technology, Inc.’s Conflict Minerals Report for the

Exhibit 1.01 CONFLICT MINERALS REPORT OF ALIGN TECHNOLOGY, INC. FOR THE REPORTING PERIOD FROM JANUARY 1 TO DECEMBER 31, 2021 I.Introduction This is the Conflict Minerals1 Report of Align Technology, Inc. (?we,? ?our,? ?us,? or the ?Company?) prepared for calendar year 2021 in accordance with Rule 13p-1 (?Rule 13p-1?) under the Securities Exchange Act of 1934 (the ?Act?). Numerous terms in this Rep

May 25, 2022 CORRESP

FOIA Confidential Treatment Requested by Align Technology, Inc. Pursuant to 17 C.F.R. §200.83

CORRESP 1 filename1.htm FOIA Confidential Treatment Requested by Align Technology, Inc. Pursuant to 17 C.F.R. §200.83 Securities & Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F Street, N.E. Washington, D.C. 20549 May 25, 2022 Attention: Ms. Christie Wong Mr. Michael Fay Re: Align Technology, Inc. Form 10-K for the Fiscal Year Ended December 31, 2021 Filed Februa

May 19, 2022 8-K

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 18, 2022 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission File Nu

May 11, 2022 CORRESP

Securities & Exchange Commission

Securities & Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F Street, N.

May 5, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-32259 ALIGN TEC

May 2, 2022 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 29, 2022 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission File

May 2, 2022 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES $200 MILLION ACCELERATED STOCK REPURCHASE PROGRAM Joe Hogan, president and CEO, intends to personally purchase $2.0 million of Align’s common stock

Exhibit 99.1 Align Technology Zeno Group Madelyn Valente Sarah Johnson (408) 470-1180 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES $200 MILLION ACCELERATED STOCK REPURCHASE PROGRAM Joe Hogan, president and CEO, intends to personally purchase $2.0 million of Align’s common stock TEMPE, Ariz., May 2, 2022 - Align Technology, Inc. (“Align”) (Nasdaq: ALG

May 2, 2022 8-K/A

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 29, 2022 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission Fil

May 2, 2022 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES $200 MILLION ACCELERATED STOCK REPURCHASE PROGRAM Joe Hogan, president and CEO, intends to personally purchase $2.0 million of Align’s common stock

Exhibit 99.1 Align Technology Zeno Group Madelyn Valente Sarah Johnson (408) 470-1180 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES $200 MILLION ACCELERATED STOCK REPURCHASE PROGRAM Joe Hogan, president and CEO, intends to personally purchase $2.0 million of Align?s common stock TEMPE, Ariz., May 2, 2022 - Align Technology, Inc. (?Align?) (Nasdaq: ALG

April 27, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 27, 2022 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission File

April 27, 2022 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES FIRST QUARTER 2022 FINANCIAL RESULTS Commemorates 25 years of smiles and innovation through doctor-directed care with major milestones including 217K Invisalign trained doctors, 12.8M Invisalign patients, 73K iTero scanners

Exhibit 99.1 Align Technology Announces First Quarter 2022 Results Align Technology Zeno Group Madelyn Valente Sarah Johnson (408) 470-1180 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES FIRST QUARTER 2022 FINANCIAL RESULTS Commemorates 25 years of smiles and innovation through doctor-directed care with major milestones including 217K Invisalign traine

April 21, 2022 CORRESP

Securities & Exchange Commission

Securities & Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F Street, N.

April 12, 2022 CORRESP

Securities & Exchange Commission

Securities & Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F Street, N.

April 5, 2022 DEFA14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

DEFA14A 1 algn-20211231xdefa14a.htm DEFA14A SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ý Definitiv

April 5, 2022 DEF 14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material under ?240.

February 25, 2022 EX-21.1

Subsidiaries of Align Technology, Inc.

Exhibit 21.1 Subsidiaries of Align Technology, Inc. The registrant?s principal subsidiary as of December 31, 2021, are as follows: Entity Align Technology Switzerland GmbH, Switzerland

February 25, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-32259 ALIGN TECHNOLO

February 25, 2022 EX-10.19

Fixed Dollar Accelerated Share Repurchase Transaction dated October 29, 2021

Exhibit 10.19 Citibank, N.A. 388 Greenwich Street, 4th Floor New York, NY 10013 Attention: Equity Derivatives Opening Transaction To: Align Technology, Inc. 410 N. Scottsdale Road, Suite 1300 Tempe, Arizona 85281 A/C: From: Citibank, N.A. Re: Fixed Dollar Accelerated Share Repurchase Transaction Date: October 29, 2021 Dear Sir/Madam: The purpose of this letter agreement (this ?Confirmation?) is to

February 14, 2022 SC 13G/A

ALGN / Align Technology, Inc. / EDGEWOOD MANAGEMENT LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No.

February 9, 2022 SC 13G/A

ALGN / Align Technology, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: Align Technology Inc. Title of Class of Securities: Common Stock CUSIP Number: 016255101 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

February 7, 2022 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES SETTLEMENT OF OUTSTANDING LITIGATION WITH 3SHAPE A/S

Exhibit 99.1 Align Technology Zeno Group Madelyn Valente Sarah Johnson (408) 470-1180 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES SETTLEMENT OF OUTSTANDING LITIGATION WITH 3SHAPE A/S TEMPE, Ariz., February 7, 2022 - Align Technology, Inc. (Nasdaq: ALGN), a leading global medical device company that designs, manufactures, and sells the Invisalign sys

February 7, 2022 SC 13G/A

ALGN / Align Technology, Inc. / GUND GORDON - SC 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 15) Align Technology, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 016255101 (CUSIP Number) December 31, 20

February 7, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 7, 2022 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission Fil

February 7, 2022 EX-99.A

POWER OF ATTORNEY

Exhibit A POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Gordon Gund and Catherine Bird, and each of them, as the true and lawful attorney or attorneys-in-fact, with full power of substitution and revocation, for the undersigned and in the name, place and stead of the undersigned, in any and all capacities, to execute, on behalf of the undersigned, any and all statements or reports under Section 13 of the Securities Exchange Act of 1934 (the ?Exchange Act?), with respect to the beneficial ownership of Common Stock, par value $0.

February 2, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 2, 2022 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission Fil

February 2, 2022 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES RECORD FOURTH QUARTER AND FISCAL 2021 FINANCIAL RESULTS Strengthens Align digital platform with major installed base milestones including 12M Invisalign patients, 68K iTero scanners, and 47K exocad software licenses

Exhibit 99.1 Align Technology Announces Fourth Quarter and Full Year 2021 Results Align Technology Zeno Group Madelyn Valente Sarah Johnson (408) 470-1180 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES RECORD FOURTH QUARTER AND FISCAL 2021 FINANCIAL RESULTS Strengthens Align digital platform with major installed base milestones including 12M Invisalign

November 2, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-32259 ALIGN

November 2, 2021 EX-10

Fixed Dollar Accelerated Share Repurchase Confirmation between Goldman Sachs & Co. LLC and Align Technology, Inc. dated July 30, 2021

Exhibit 10.1 GOLDMAN SACHS & CO. LLC | 200 WEST STREET | NEW YORK, NEW YORK 10282-2198 | TEL: 212-902-1000 Opening Transaction To: Align Technology, Inc. 410 N. Scottsdale Road, Suite 1300 Tempe, Arizona 85281 A/C: provided From: Goldman Sachs & Co. LLC Re: Fixed Dollar Accelerated Share Repurchase Transaction Date: July 30, 2021 Dear Sir/Madam: The purpose of this letter agreement (this ?Confirma

November 1, 2021 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES $100 MILLION ACCELERATED STOCK REPURCHASE PROGRAM

Exhibit 99.1 Align Technology Zeno Group Madelyn Valente Sarah Johnson (408) 470-1180 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES $100 MILLION ACCELERATED STOCK REPURCHASE PROGRAM TEMPE, Ariz., November 1, 2021 - Align Technology, Inc. (?Align?) (Nasdaq: ALGN) a leading global medical device company that designs, manufactures, and sells the Invisali

November 1, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 29, 2021 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission Fil

October 27, 2021 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES RECORD THIRD QUARTER 2021 FINANCIAL RESULTS Achieves 11 Millionth Invisalign Patient Milestone iTero Scanner Installed-base Reaches 50,000 Units Worldwide

Exhibit 99.1 Align Technology Zeno Group Madelyn Valente Sarah Johnson (408) 470-1180 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES RECORD THIRD QUARTER 2021 FINANCIAL RESULTS Achieves 11 Millionth Invisalign Patient Milestone iTero Scanner Installed-base Reaches 50,000 Units Worldwide ?Q3 total revenues up 38.4% year-over-year to record $1.016 billio

October 27, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 27, 2021 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission Fil

September 2, 2021 EX-99.1

ALIGN TECHNOLOGY APPOINTS RAJ PUDIPEDDI CHIEF PRODUCT AND MARKETING OFFICER, SENIOR VICE PRESIDENT AND MANAGING DIRECTOR OF THE ASIA PACIFIC REGION SUCCEEDING JULIE TAY, SENIOR VICE PRESIDENT AND MANAGING DIRECTOR OF ASIA PACIFIC WHO WILL REMAIN AN E

Exhibit 99.1 Align Technology Zeno Group Madelyn Homick Sarah Johnson (408) 470-1180 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY APPOINTS RAJ PUDIPEDDI CHIEF PRODUCT AND MARKETING OFFICER, SENIOR VICE PRESIDENT AND MANAGING DIRECTOR OF THE ASIA PACIFIC REGION SUCCEEDING JULIE TAY, SENIOR VICE PRESIDENT AND MANAGING DIRECTOR OF ASIA PACIFIC WHO WILL REMAIN AN E

September 2, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 2, 2021 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission Fi

August 4, 2021 EX-10.2

Confirmation between Goldman Sachs & Co. LLC and Align Tech

Exhibit 10.2 GOLDMAN SACHS & CO. LLC | 200 WEST STREET | NEW YORK, NEW YORK 10282-2198 | TEL: 212-902-1000 Opening Transaction To: Align Technology, Inc. 410 N. Scottsdale Road, Suite 1300 Tempe, Arizona 85281 A/C: provided From: Goldman Sachs & Co. LLC Re: Fixed Dollar Accelerated Share Repurchase Transaction Date: May 17, 2021 Dear Sir/Madam: The purpose of this letter agreement (this ?Confirmat

August 4, 2021 S-8

As filed with the Securities and Exchange Commission on August 4, 2021

As filed with the Securities and Exchange Commission on August 4, 2021 Registration No.

August 4, 2021 EX-3.02

Amended and Restated Bylaws of Align Technology, Inc.

Exhibit 3.02 AMENDED AND RESTATED BYLAWS OF ALIGN TECHNOLOGY, INC. (as amended and restated on June 23, 2021) TABLE OF CONTENTS Page ARTICLE I - CORPORATE OFFICES 1 1.1 REGISTERED OFFICE 1 1.2 OTHER OFFICES 1 ARTICLE II - MEETINGS OF STOCKHOLDERS 1 2.1 PLACE OF MEETINGS 1 2.2 ANNUAL MEETING 1 2.3 SPECIAL MEETING 1 2.4 ADVANCE NOTICE PROCEDURES 2 2.5 NOTICE OF STOCKHOLDERS? MEETINGS 5 2.6 QUORUM 6

August 4, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-32259 ALIGN TECH

August 4, 2021 EX-10.1

Fixed Dollar Accelerated Share Repurchase

Exhibit 10.1 GOLDMAN SACHS & CO. LLC | 200 WEST STREET | NEW YORK, NEW YORK 10282-2198 | TEL: 212-902-1000 Opening Transaction To: Align Technology, Inc. 410 N. Scottsdale Road, Suite 1300 Tempe, Arizona 85281 A/C: provided From: Goldman Sachs & Co. LLC Re: Fixed Dollar Accelerated Share Repurchase Transaction Date: April 30, 2021 Dear Sir/Madam: The purpose of this letter agreement (this ?Confirm

August 2, 2021 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES $75 MILLION ACCELERATED STOCK REPURCHASE PROGRAM

Exhibit 99.1 Align Technology Zeno Group Madelyn Homick Sarah Johnson (408) 470-1180 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES $75 MILLION ACCELERATED STOCK REPURCHASE PROGRAM TEMPE, Ariz., August 2, 2021 - Align Technology, Inc. (?Align?) (Nasdaq: ALGN) a leading global medical device company that designs, manufactures, and sells the Invisalign sy

August 2, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 30, 2021 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission File N

July 28, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 28, 2021 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission File N

July 28, 2021 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES RECORD SECOND QUARTER 2021 FINANCIAL RESULTS AND $1 BILLION IN QUARTERLY REVENUES FOR FIRST TIME

Exhibit 99.1 Align Technology Zeno Group Madelyn Homick Sarah Johnson (408) 470-1180 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES RECORD SECOND QUARTER 2021 FINANCIAL RESULTS AND $1 BILLION IN QUARTERLY REVENUES FOR FIRST TIME ?Q2 total revenues up 13.0% sequentially and 186.9% year-over-year to a record $1.0 billion ?Q2 diluted net income per share o

June 24, 2021 EX-3.01

Amendment to Article 5.7

Exhibit 3.01 AMENDED AND RESTATED SECTION 5.7 OF THE BYLAWS OF ALIGN TECHNOLOGY, INC. (as amended and restated on June 23, 2021) 5.7 AUTHORITY AND DUTIES OF OFFICERS All officers of the corporation shall respectively have such authority and perform such duties in the management of the business of the corporation as may be designated from time to time by the board of directors or the stockholders a

June 24, 2021 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 23, 2021 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission File N

May 28, 2021 SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ALIGN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ALIGN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 000-32259 94-3267295 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 410 North Scottsdale Road, Suite 1300 Tempe, Arizona 85281 (

May 28, 2021 EX-1.01

Exhibit 1.01 – Align Technology, Inc.’s Conflict Minerals Report for the period January 1 to December 31, 20

Exhibit 1.01 CONFLICT MINERALS REPORT OF ALIGN TECHNOLOGY, INC. FOR THE REPORTING PERIOD FROM JANUARY 1 TO DECEMBER 31, 2020 I.Introduction This is the Conflict Minerals1 Report of Align Technology, Inc. (?we,? ?our,? ?us,? or the ?Company?) prepared for calendar year 2020 in accordance with Rule 13p-1 (?Rule 13p-1?) under the Securities Exchange Act of 1934 (the ?Act?). Numerous terms in this Rep

May 20, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 19, 2021 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission File Nu

May 20, 2021 EX-10.1

Registrant’s 2010 Employee Stock Purchase Plan (as amended and restated as of May 19, 2021)

Exhibit 10.1 ALIGN TECHNOLOGY, INC. 2010 EMPLOYEE STOCK PURCHASE PLAN (AS AMENDED AND RESTATED AS OF MAY 19, 2021) 1.Purpose. The purpose of the Plan is to provide employees of the Company and its Designated Subsidiaries with an opportunity to purchase shares of the Company?s Common Stock. The Plan includes two components: a 423 Component and a Non-423 Component. The Company?s intention is to have

May 18, 2021 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES $100 MILLION ACCELERATED STOCK REPURCHASE PROGRAM

Align Technology Zeno Group Madelyn Homick Sarah Johnson (408) 470-1180 (828) 551-4201 mhomick@aligntech.

May 18, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 17, 2021 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission File Nu

May 13, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 13, 2021 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission File Numb

May 13, 2021 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES A NEW $1 BILLION STOCK REPURCHASE PROGRAM

EX-99.1 2 algnstockrepurchaseprogra.htm EX-99.1 Align Technology Zeno Group Madelyn Homick Sarah Johnson (408) 470-1180 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES A NEW $1 BILLION STOCK REPURCHASE PROGRAM TEMPE, Ariz., May 13, 2021 - Align Technology, Inc. (“Align”) (Nasdaq: ALGN) a leading global medical device company that designs, manufactures, a

May 5, 2021 10-Q

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0

May 3, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 30, 2021 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission File Nu

May 3, 2021 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES $100 MILLION ACCELERATED STOCK REPURCHASE PROGRAM

EX-99.1 2 exhibit991.htm EX-99.1 Investor Relations Contact Press Contact Madelyn Homick Shannon Mangum Henderson Align Technology, Inc. Ethos Communication, Inc. (408) 470-1180 (678) 261-7803 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES $100 MILLION ACCELERATED STOCK REPURCHASE PROGRAM TEMPE, Ariz., May 3, 2021 - Align Technology, Inc. (“Align”) (Nasdaq: ALGN) tod

April 28, 2021 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES RECORD FIRST QUARTER 2021 FINANCIAL RESULTS

Exhibit 99.1 Align Technology Announces First Quarter 2021 Results Align Technology Zeno Group Madelyn Homick Sarah Johnson (408) 470-1180 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES RECORD FIRST QUARTER 2021 FINANCIAL RESULTS ? Q1 total revenues up 7.2% sequentially and 62.4% year-over-year to a record $894.8 million ? Q1 diluted net income per shar

April 28, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2021 ALIGN TECHNOLOGY INC (Exact name of registrant as specified in its charter) Delaware 0-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission File

April 7, 2021 DEF 14A

DEF 14A COURTESY PDF OF PROXY

April 7, 2021 DEF 14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material under ?240.

April 7, 2021 DEFA14A

- DEFA14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material under ?240.

April 7, 2021 EX-1

Appendix A Amended and Restated Bylaws

APPENDIX A AMENDED AND RESTATED BYLAWS OF ALIGN TECHNOLOGY, INC. (as amended and restated on May 19, 2021) A-1 TABLE OF CONTENTS Page ARTICLE I - CORPORATE OFFICES 1 1.1 REGISTERED OFFICE 1 1.2 OTHER OFFICES 1 ARTICLE II - MEETINGS OF STOCKHOLDERS 1 2.1 PLACE OF MEETINGS 1 2.2 ANNUAL MEETING 1 2.3 SPECIAL MEETING 1 2.4 ADVANCE NOTICE PROCEDURES 2 2.5 NOTICE OF STOCKHOLDERS? MEETINGS 5 2.6 QUORUM 6

April 7, 2021 EX-2

Amended Registrant’s 2010 Employee Stock Purchase Plan

Appendix B ALIGN TECHNOLOGY, INC. 2010 EMPLOYEE STOCK PURCHASE PLAN (AS AMENDED AND RESTATED AS OF MAY 19, 2021) 1.Purpose. The purpose of the Plan is to provide employees of the Company and its Designated Subsidiaries with an opportunity to purchase shares of the Company?s Common Stock. The Plan includes two components: a 423 Component and a Non-423 Component. The Company?s intention is to have t

March 26, 2021 EX-2

Appendix B Align Amended and Restated 2010 Employee Stock Purchase Plan

ALIGN TECHNOLOGY, INC. 2010 EMPLOYEE STOCK PURCHASE PLAN (AS AMENDED AND RESTATED AS OF MAY 19, 2021) 1.Purpose. The purpose of the Plan is to provide employees of the Company and its Designated Subsidiaries with an opportunity to purchase shares of the Company?s Common Stock. The Plan includes two components: a 423 Component and a Non-423 Component. The Company?s intention is to have the 423 Comp

March 26, 2021 PRE 14A

- PRE 14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material under ?240.

March 26, 2021 EX-1

Appendix A Amended and Restated Bylaws

AMENDED AND RESTATED BYLAWS OF ALIGN TECHNOLOGY, INC. (as amended and restated on May 19, 2021) TABLE OF CONTENTS Page ARTICLE I - CORPORATE OFFICES 1 1.1 REGISTERED OFFICE 1 1.2 OTHER OFFICES 1 ARTICLE II - MEETINGS OF STOCKHOLDERS 1 2.1 PLACE OF MEETINGS 1 2.2 ANNUAL MEETING 1 2.3 SPECIAL MEETING 1 2.4 ADVANCE NOTICE PROCEDURES 2 2.5 NOTICE OF STOCKHOLDERS? MEETINGS 5 2.6 QUORUM 6 2.7 ADJOURNED

March 15, 2021 EX-99.1

Arbitrator Requires SDC Financial, LLC to Pay Align an Additional $45.5 Million for a Total Award of $99.7 Million Continued Strong Growth and Increasing Momentum for Invisalign Clear Aligners and iTero Systems and Services Across Products and Custom

EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Arbitrator Requires SDC Financial, LLC to Pay Align an Additional $45.5 Million for a Total Award of $99.7 Million Continued Strong Growth and Increasing Momentum for Invisalign Clear Aligners and iTero Systems and Services Across Products and Customer Channels Worldwide, Reflects the Strength of Align’s Doctor-Directed Model and the Align Digital Pl

March 15, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2021 ALIGN TECHNOLOGY INC (Exact name of registrant as specified in its charter) Delaware 0-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission File

February 26, 2021 EX-32.0

Certification of Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2003

Exhibit 32 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Align Technology, Inc. (the “Company”) on Form 10-K for the period ending December 31, 2020 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I certify, pursuant to 18 U.S.C. § 1350, as adopte

February 26, 2021 EX-21.1

Subsidiaries of Align Technology, Inc.

Exhibit 21.1 Subsidiaries of Align Technology, Inc. The registrant?s principal subsidiaries as of December 31, 2020, are as follows: Entity Align Technology Switzerland GmbH, Switzerland exocad Global Holdings GmbH, Germany

February 26, 2021 EX-10.2

Registrant's 2005 Incentive Plan (as amended May 2016)

EX-10.2 2 ex102-20201231.htm EX-10.2 Exhibit 10.2 ALIGN TECHNOLOGY, INC. 2005 INCENTIVE PLAN (as amended and restated May 16, 2016) 1.Purposes of the Plan. The purposes of this Plan are: •to attract and retain the best available personnel for positions of substantial responsibility, •to provide incentives to individuals who perform services to the Company, and •to promote the success of the Compan

February 26, 2021 EX-10.9

Form of Market Stock Unit Agreement under Registrant's 2005 Incentive Plan (Officer Form for MSU awards granted in 2021 to officers appointed after September 2016)

Exhibit 10.9 ALIGN TECHNOLOGY, INC. AMENDED AND RESTATED 2005 INCENTIVE PLAN NOTICE OF GRANT OF MARKET STOCK UNITS Unless otherwise defined herein, the terms defined in the Amended and Restated 2005 Incentive Plan (the ?Plan?) will have the same defined meanings in this Notice of Grant of Market Stock Units (the ?Notice of Grant?). Participant: Address: You (the ?Participant?) have been granted an

February 26, 2021 EX-10.9A

Form of Market Stock Unit Agreement under Registrant's 2005 Incentive Plan (Officer Form for MSU awards granted in 2021 to officers appointed prior to September 2016)

Exhibit 10.9A ALIGN TECHNOLOGY, INC. AMENDED AND RESTATED 2005 INCENTIVE PLAN NOTICE OF GRANT OF MARKET STOCK UNITS Unless otherwise defined herein, the terms defined in the Amended and Restated 2005 Incentive Plan (the ?Plan?) will have the same defined meanings in this Notice of Grant of Market Stock Units (the ?Notice of Grant?). Participant: Address: You (the ?Participant?) have been granted a

February 26, 2021 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-32259 ALIGN TECHNOLO

February 26, 2021 EX-10.16

Form of Executive Officer Relocation Reimbursement Agreement

Exhibit 10.16 ALIGN TECHNOLOGY, INC. EXECUTIVE OFFICER RELOCATION AGREEMENT Effective as of December 31, 2020, and as a condition to receive the relocation benefits promised in this agreement (?Agreement?) by Align Technology, Inc. (?Align? or the ?Company?), I, [Name], hereby agree to the following terms and conditions with respect to the relocation package offered below. A.Relocation Costs and B

February 16, 2021 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No.

February 11, 2021 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 14) Ali

SC 13G/A (AMENDMENT NO. 14) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 14) Align Technology, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 016255101 (C

February 10, 2021 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)*

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: Align Technology Inc. Title of Class of Securities: Common Stock CUSIP Number: 016255101 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

February 3, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2021 ALIGN TECHNOLOGY INC (Exact name of registrant as specified in its charter) Delaware 0-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission Fil

February 3, 2021 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES RECORD FOURTH QUARTER AND FISCAL 2020 FINANCIAL RESULTS Achieves 2 Millionth Invisalign Patient Milestone in EMEA

EX-99.1 2 exh991.htm PRESS RELEASE Exhibit 99.1 Align Technology Announces Fourth Quarter and Full Year 2020 Results Align Technology Zeno Group Madelyn Homick Sarah Johnson (408) 470-1180 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES RECORD FOURTH QUARTER AND FISCAL 2020 FINANCIAL RESULTS Achieves 2 Millionth Invisalign Patient Milestone in EMEA · Q4

November 23, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 23, 2020 ALIGN TECHNOLOGY INC (Exact name of registrant as specified in its charter) Delaware 0-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission Fi

November 23, 2020 EX-99.1

Align Technology Hosts 2020 Virtual Investor Day Shares Vision to Bring Digital Orthodontics to the Masses Through Invisalign Doctors

EXHIBIT 99.1 Align Technology Hosts 2020 Virtual Investor Day Shares Vision to Bring Digital Orthodontics to the Masses Through Invisalign Doctors Huge global market opportunity of 15M annual orthodontic case starts with an incremental 500 million potential through Align’s doctor-driven model and its digital platform Strategic priorities drive Align’s 5-year revenue CAGR of more than 20% iTero sca

October 30, 2020 10-Q

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe

October 30, 2020 EX-10.1

Credit Agreement between Align Technology, Inc. and the lenders party thereto from time to time and Citibank, N.A., as administrative agent, dated July 21, 2020

Exhibit 10.1 CREDIT Agreement dated as of July 21, 2020 among ALIGN TECHNOLOGY, INC., The other Loan Parties Party Hereto, The Lenders Party Hereto, and CITIBANK, N.A., as Administrative Agent CITIBANK, N.A., as Sole Lead Arranger and Sole Bookrunner BANK OF AMERICA, N.A. and HSBC BANK USA, N.A., as Co-Syndication Agents TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 Section 1.01 Defined Terms 1 S

October 21, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2020 ALIGN TECHNOLOGY INC (Exact name of registrant as specified in its charter) Delaware 0-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission Fil

October 21, 2020 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES THIRD QUARTER 2020 FINANCIAL RESULTS Achieves 9 Millionth Invisalign Patient Milestone

Exhibit 99.1 Align Technology Announces Third Quarter 2020 Results Align Technology Zeno Group Madelyn Homick Sarah Johnson (408) 470-1180 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES THIRD QUARTER 2020 FINANCIAL RESULTS Achieves 9 Millionth Invisalign Patient Milestone · Q3 total revenues up 20.9% year-over-year to a record $734.1 million · Q3 GAAP d

July 31, 2020 10-Q

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 00

July 22, 2020 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES SECOND QUARTER 2020 FINANCIAL RESULTS 1 Millionth Invisalign Patient Milestone in APAC - Tokyo, Japan

EX-99.1 2 exh991.htm PRESS RELEASE Exhibit 99.1 Align Technology Announces Second Quarter 2020 Results Align Technology Zeno Group Madelyn Homick Sarah Johnson (408) 470-1180 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES SECOND QUARTER 2020 FINANCIAL RESULTS 1 Millionth Invisalign Patient Milestone in APAC - Tokyo, Japan ● Q2 total revenues of $352.3 m

July 22, 2020 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2020 ALIGN TECHNOLOGY INC (Exact name of registrant as specified in its charter) Delaware 0-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission File N

May 28, 2020 EX-1.01

Exhibit 1.01 – Align Technology, Inc.’s Conflict Minerals Report for the period January 1 to December 31, 201

Exhibit 1.01 CONFLICT MINERALS REPORT OF ALIGN TECHNOLOGY, INC. FOR THE REPORTING PERIOD FROM JANUARY 1 TO DECEMBER 31, 2019 I.Introduction This is the Conflict Minerals1 Report of Align Technology, Inc. (“we,” “our,” “us,” or the “Company”) prepared for calendar year 2019 in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934 (the “Act”). Numerous terms in this Rep

May 28, 2020 SD

- SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report ALIGN TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 0-32259 94-3267295 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 2820 Orchard Parkway San Jose, California 95134 (Address of pr

May 21, 2020 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 20, 2020 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission File Numb

May 14, 2020 DEFA14A

- DEFA14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Act of 1934 (Amendment No.

May 8, 2020 DEFA14A

- DEFA14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ý Definitive Additional Materials ¨ Soliciting Material under §240.

May 5, 2020 EX-10.1

Sale and Purchase Agreement between CETP III Ivory S.a.r.l., and Align Technology, Inc. and its indirect wholly owned German subsidiary, mertus 602.GmbH, dated March 3, 2020

Exhibit 10.1 Certain information marked as [***] has been excluded from this exhibit because it is both (i) not material and (ii) would be competitively harmful if publicly disclosed. CETP III Ivory S.à r.l. (as the Seller) and mertus 602. GmbH (as the Purchaser) as well as Align Technology, Inc. (as the Guarantor) Sale and Purchase Agreement regarding all Shares in exocad Global Holdings GmbH CON

May 5, 2020 10-Q

Quarterly Report - 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0

April 29, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2020 ALIGN TECHNOLOGY INC (Exact name of registrant as specified in its charter) Delaware 0-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission File

April 29, 2020 EX-99.1

ALIGN TECHNOLOGY ANNOUNCES FIRST QUARTER 2020 FINANCIAL RESULTS Achieves 2 Millionth Invisalign Teen Patient Milestone

Exhibit 99.1 Align Technology Announces First Quarter 2020 Results Align Technology Zeno Group Madelyn Homick Sarah Johnson (408) 470-1180 (828) 551-4201 [email protected] [email protected] ALIGN TECHNOLOGY ANNOUNCES FIRST QUARTER 2020 FINANCIAL RESULTS Achieves 2 Millionth Invisalign Teen Patient Milestone ● Q1 total revenues of $551.0 million, compared to $549.0 million in Q1’19 ●

April 6, 2020 DEFA14A

ALGN / Align Technology, Inc. DEFA14A - - DEFA14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ý Definitive Additional Materials ¨ Soliciting Material under §240.

April 6, 2020 DEF 14A

ALGN / Align Technology, Inc. DEF 14A - - DEF 14A

SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material under §240.

March 18, 2020 8-K

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 18, 2020 ALIGN TECHNOLOGY, INC. (Exact Name of Registrant as Specified in Charter) Delaware 0-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission File Nu

March 10, 2020 EX-99.1

Align Technology Creates Integrated Product, Innovation and Marketing Organization Optimized for Align Digital Platform and Continuous Pace of Innovation

EXHIBIT 99.1 Align Technology Creates Integrated Product, Innovation and Marketing Organization Optimized for Align Digital Platform and Continuous Pace of Innovation Raj Pudipeddi to lead new organization which adds IT, R&D to his existing responsibilities Sreelakshmi Kolli to lead software engineering as well as global IT Zelko Relic to fully focus on future technologies and digital innovation s

March 10, 2020 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2020 ALIGN TECHNOLOGY INC (Exact name of registrant as specified in its charter) Delaware 0-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission File

March 4, 2020 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 3, 2020 ALIGN TECHNOLOGY INC (Exact Name of Registrant as Specified in Charter) Delaware 0-32259 94-3267295 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

March 4, 2020 EX-99.1

ALIGN TECHNOLOGY TO ACQUIRE GLOBAL DENTAL CAD/CAM SOFTWARE LEADER EXOCAD

Align Technology to Acquire exocad Align Technology Zeno Group Madelyn Homick Sarah Johnson (408) 470-1180 (828) 551-4201 mhomick@aligntech.

February 28, 2020 EX-10.3A

Form of RSU agreement under Registrant's 2005 Incentive Plan (Officer Form for officers appointed prior to September 2016)

EX-10.3A 10 ex103a-20191231.htm EXHIBIT 10.3A Exhibit 10.3A ALIGN TECHNOLOGY, INC. AMENDED AND RESTATED 2005 INCENTIVE PLAN EXHIBIT A OFFICER APPOINTED PRIOR TO SEPTEMBER 2016 RESTRICTED STOCK UNIT AGREEMENT 1. Grant. The Company hereby grants to Participant under the Plan an Award of Restricted Stock Units, subject to all of the terms and conditions in the Notice of Grant, this Agreement and the

February 28, 2020 EX-10.8

Form of Market Stock Unit Agreement under Registrant's 2005 Incentive Plan (Officer Form for

EX-10.8 7 ex108-20191231.htm EXHIBIT 10.8 Exhibit 10.8 ALIGN TECHNOLOGY, INC. AMENDED AND RESTATED 2005 INCENTIVE PLAN NOTICE OF GRANT OF MARKET STOCK UNITS Unless otherwise defined herein, the terms defined in the Amended and Restated 2005 Incentive Plan (the “Plan”) will have the same defined meanings in this Notice of Grant of Market Stock Units (the “Notice of Grant”). Participant: Address: Yo

February 28, 2020 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-32259 ALIGN TECHNOLO

February 28, 2020 EX-10.5

Form of RSU agreement under Registrant's 2005 Incentive Plan (Non-employee Director Form)

EX-10.5 5 ex105-20191231.htm EXHIBIT 10.5 Exhibit 10.5 ALIGN TECHNOLOGY, INC. AMENDED AND RESTATED 2005 INCENTIVE PLAN NOTICE OF GRANT OF RESTRICTED STOCK UNITS Unless otherwise defined herein, the terms defined in the Amended and Restated 2005 Incentive Plan (the “Plan”) will have the same defined meanings in this Notice of Grant of Restricted Stock Units (the “Notice of Grant”). Participant: Add

February 28, 2020 EX-10.9

Form of Market Stock Unit Agreement for CEO (Focal grants)

EX-10.9 8 ex109-20191231.htm EXHIBIT 10.9 Exhibit 10.9 ALIGN TECHNOLOGY, INC. CEO FORM AMENDED AND RESTATED 2005 INCENTIVE PLAN NOTICE OF GRANT OF MARKET STOCK UNITS Unless otherwise defined herein, the terms defined in the Amended and Restated 2005 Incentive Plan (the “Plan”) will have the same defined meanings in this Notice of Grant of Market Stock Units (the “Notice of Grant”). Participant: Ad

Other Listings
MX:ALGN
GB:0HCK
AT:ALGN
DE:AFW € 114.30
IT:1ALGN € 117.50
Fintel data has been cited in the following publications:
Daily Mail Fox Business Business Insider Wall Street Journal The Washington Post Bloomberg Financial Times Globe and Mail
NASDAQ.com Reuters The Guardian Associated Press FactCheck.org Snopes Politifact
Federal Register The Intercept Forbes Fortune Magazine TheStreet Time Magazine Canadian Broadcasting Corporation International Business Times
Cambridge University Press Investopedia MarketWatch NY Daily News Entrepreneur Newsweek Barron's El Economista