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| LEI | 254900FCNYU4HNEV9L47 |
| CIK | 1529274 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Alkami Technology, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40321 ALKAMI TECH |
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| July 30, 2025 |
Alkami Announces Second Quarter 2025 Financial Results Exhibit 99.1 Alkami Announces Second Quarter 2025 Financial Results PLANO, Texas, July 30, 2025 (PRNewswire) - Alkami Technology, Inc. (Nasdaq: ALKT) (“Alkami” or “the Company”), a leading cloud-based digital banking solutions provider for financial institutions (FIs) in the U.S., today announced results for its second quarter ending June 30, 2025. Second Quarter 2025 Financial Highlights •GAAP to |
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| July 30, 2025 |
Alkami Technology, Inc. Proprietary Information. Alkami Technology Second Quarter 2025 2 © A lk am i T ec h n o lo gy , I n c. This presentation contains “forward-looking” statements relating to Alkami Technology, Inc.’s strategy, goals, future focus areas, and expected, possible or assumed future results, including its future cash flows and its financial outlook. These forward-looking statements |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2025 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commission F |
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| June 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 29, 2025 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commission F |
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| May 15, 2025 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2025 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| May 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40321 ALKAMI TEC |
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| April 30, 2025 |
Consulting Agreement, dated April 29, 2025 Alkami Consulting Agreement Alkami Technology, Inc. Page 1 of 7 Consulting Agreement Alkami Technology, Inc. (“Alkami”), with a place of business at 5601 Granite Parkway, Suite 120, Plano, TX 75024, desires to retain the continued service of William Bryan Hill (“Hill”), Alkami’s Chief Financial Officer upon his retirement pursuant to the terms of this Consulting Agreement (the “Agreement”). WHEREA |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2025 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commission |
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| April 30, 2025 |
Alkami Technology, Inc. Proprietary Information. Alkami Technology First Quarter 2025 2 © A lk am i T ec h n o lo gy , I n c. This presentation contains “forward-looking” statements relating to Alkami Technology, Inc.’s strategy, goals, future focus areas, and expected, possible or assumed future results, including its future cash flows and its financial outlook. These forward-looking statements a |
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| April 30, 2025 |
Exhibit 99.1 Alkami Announces First Quarter 2025 Financial Results Company Also Announces Planned Retirement of CFO Bryan Hill PLANO, Texas, April 30, 2025 (PRNewswire) - Alkami Technology, Inc. (Nasdaq: ALKT) (“Alkami” or “the Company”), a leading cloud-based digital banking solutions provider for financial institutions (FIs) in the U.S., today announced results for its first quarter ending March |
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| March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (a |
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| March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (a |
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| March 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 17, 2025 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commission |
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| March 13, 2025 |
exhibit992-pricingpressr Exhibit 99.2 Alkami Announces Pricing of $300 Million Convertible Senior Notes Offering PLANO, Texas, March 10, 2025— Alkami Technology, Inc. (Nasdaq: ALKT) (“Alkami”), a leading cloud-based digital banking solutions provider for financial institutions in the U.S., today announced the pricing of its offering of $300,000,000 aggregate principal amount of 1.50% convertible s |
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| March 13, 2025 |
Exhibit 4.1 EXECUTION VERSION ═══════════════════════════════════════════════════════ ═══════════════════════════════════════════════════════ ALKAMI TECHNOLOGY, INC. and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION as Trustee ───────────────────── INDENTURE Dated as of March 13, 2025 ───────────────────── 1.50% Convertible Senior Notes due 2030 ════════════════════════════════════════════════════ |
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| March 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2025 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commission |
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| March 13, 2025 |
exhibit991-launchpressre Exhibit 99.1 Alkami Announces Launch of Proposed $300,000,000 Convertible Senior Notes Offering PLANO, Texas, March 10, 2025— Alkami Technology, Inc. (Nasdaq: ALKT) (“Alkami”), a leading cloud-based digital banking solutions provider for financial institutions in the U.S., today announced its intention to offer, subject to market and other conditions, $300,000,000 aggregat |
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| March 13, 2025 |
Form of Capped Call Confirmation exhibit101-formofcappedc Exhibit 10.1 [DEALER]1 March [], 2025 To: Alkami Technology, Inc. 5601 Granite Parkway, Suite 120 Plano, Texas, 75024 Telephone No.: (877) 725-5264 Re: [Base][Additional] Call Option Transaction The purpose of this letter agreement (this “Confirmation”) is to confirm the terms and conditions of the call option transaction entered into between [DEALER] (“Dealer”) and Alkami |
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| February 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40321 ALKAMI TECHNOLO |
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| February 28, 2025 |
Alkami Technology, Inc. 2025 Non-Employee Director Compensation Program ALKAMI TECHNOLOGY, INC. 2025 NON-EMPLOYEE DIRECTOR COMPENSATION PROGRAM Amended and restated effective as of January 1, 2025 This Alkami Technology, Inc. (the “Company”) 2025 Non-Employee Director Compensation Program (this “Program”) has been adopted under the Company’s 2021 Incentive Award Plan (the “Plan”) and shall be effective as of the date set forth above (the “Effective Date”). Capitalized |
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| February 28, 2025 |
Alkami Technology, Inc. Insider Trading Compliance Policy ALKAMI TECHNOLOGY, INC. INSIDER TRADING COMPLIANCE POLICY Contents Page I.Summary 1 II.Statement of Policies Prohibiting Insider Trading 2 III.Explanation of Insider Trading 3 IV.Statement of Procedures to Prevent Insider Trading 7 V.Additional Prohibited Transactions 11 VI.Rule 10b5-1 Trading Plans, Section 16, and Rule 144 12 VII.Execution and Return of Certification of Compliance 15 Schedule I |
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| February 28, 2025 |
Execution Version 1 sf-6292949.7 THIRD AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This Third Amendment to Amended and Restated Credit Agreement (this “Amendment”) dated and effective as of February 27, 2025 by and among ALKAMI TECHNOLOGY, INC., a Delaware corporation (the “Borrower”), the Guarantors party hereto, the several banks and other financial institutions or entities party hereto ( |
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| February 28, 2025 |
List of Subsidiaries of the Registrant Exhibit 21.1 List of Subsidiaries of the Registrant Subsidiary Jurisdiction Ownership Alkami ACH Alert, LLC Delaware 100% by Alkami Technology, Inc. Alkami MK, LLC Delaware 100% by Alkami Technology, Inc. Segmint, Inc. Delaware 100% by Alkami Technology, Inc. Alkami Technology India Private Limited, Inc. India 100% by Alkami Technology, Inc. |
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| February 27, 2025 |
Exhibit 99.3 Alkami to Acquire MANTL to Expand Account Opening Capabilities Combination Creates Powerhouse Digital Sales and Service Platform PLANO, Texas, February 27, 2025 (PRNewswire) - Alkami Technology, Inc. (Nasdaq: ALKT) (“Alkami”), a leading cloud-based digital banking solutions provider for financial institutions in the U.S., today announced that it signed a definitive agreement to acquir |
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| February 27, 2025 |
Execution Version US-DOCS\157178066.13 AGREEMENT AND PLAN OF MERGER BY AND AMONG ALKAMI TECHNOLOGY, INC., MCW MERGERSUB, INC., FIN TECHNOLOGIES, INC. AND SHAREHOLDER REPRESENTATIVE SERVICES LLC FEBRUARY 27, 2025 TABLE OF CONTENTS Page i US-DOCS\157178066.13 ARTICLE 1 DEFINITIONS AND CONSTRUCTION ........................................................................ 2 Section 1.1 Definitions .... |
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| February 27, 2025 |
Execution Version 1 sf-6292949.7 THIRD AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This Third Amendment to Amended and Restated Credit Agreement (this “Amendment”) dated and effective as of February 27, 2025 by and among ALKAMI TECHNOLOGY, INC., a Delaware corporation (the “Borrower”), the Guarantors party hereto, the several banks and other financial institutions or entities party hereto ( |
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| February 27, 2025 |
Exhibit 99.1 Alkami Announces Fourth Quarter 2024 Financial Results Alkami Today Also Announced Its Intent to Acquire MANTL PLANO, Texas, February 27, 2025 (PRNewswire) - Alkami Technology, Inc. (Nasdaq: ALKT) (“Alkami”), a leading cloud-based digital banking solutions provider for financial institutions (FIs) in the U.S., today announced results for its fourth quarter ending December 31, 2024. Fo |
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| February 27, 2025 |
Alkami Technology, Inc. Proprietary Information. Alkami Technology Fourth Quarter 2024 2 © A lk am i T ec h n o lo gy , I n c. This presentation contains “forward-looking” statements relating to Alkami Technology, Inc.’s strategy, goals, future focus areas, and expected, possible or assumed future results, including its future cash flows and its financial outlook. These forward-looking statements |
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| February 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2025 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commissi |
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| February 10, 2025 |
Members of the Partnership Committee (as of the date hereof) EX-99 2 eh250585408scha.htm SCHEDULE A SCHEDULE A Members of the Partnership Committee (as of the date hereof) Name Address Citizenship William E. Ford (Chief Executive Officer) 55 East 52nd Street 33rd Floor New York, New York 10055 United States Gabriel Caillaux 23 Savile Row London W1S 2ET United Kingdom France Martín Escobari 55 East 52nd Street 33rd Floor New York, New York 10055 Bolivia and |
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| November 8, 2024 |
Filed Pursuant to Rule 424(b)(7) Registration No. 333-281373 PROSPECTUS SUPPLEMENT (to Prospectus dated August 8, 2024) 7,500,000 Shares Common Stock The selling stockholders identified in this prospectus supplement are offering 7,500,000 shares of our common stock. We are not selling any shares of common stock in this offering and will not receive any of the proceeds from the shares of common sto |
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| November 8, 2024 |
Exhibit 107 Calculation of Filing Fee Tables 424(b)(7) (Form Type) Alkami Technology, Inc. |
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| November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2024 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commissio |
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| November 8, 2024 |
Exhibit 1.1 Execution Version Alkami Technology, Inc. Common Stock Underwriting Agreement November 6, 2024 J.P. Morgan Securities LLC c/o J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Ladies and Gentlemen: The stockholders named in Schedule II hereto (the “Selling Stockholders”) of Alkami Technology, Inc., a Delaware corporation (the “Company”), propose, subject to the ter |
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| November 6, 2024 |
Alkami Announces Launch of Proposed Secondary Offering of Common Stock by Selling Stockholders Issuer Free Writing Prospectus Filed pursuant to Rule 433 Registration Statement No. |
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| November 4, 2024 |
ALKT / Alkami Technology, Inc. / GENERAL ATLANTIC LLC - AMENDMENT NO. 1 Passive Investment SC 13G/A 1 eh24055293713ga1-alkami.htm AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Alkami Technology, Inc. (Name of Issuer) Common stock, par value $0.001 per share (Title of Class of Securities) 01644J108 (CUSIP Number) September 30, 2024 (Date of Event which Requires Filing of th |
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| October 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40321 ALKAMI |
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| October 30, 2024 |
Alkami Announces Third Quarter 2024 Financial Results Exhibit 99.1 Alkami Announces Third Quarter 2024 Financial Results PLANO, Texas, October 30, 2024 (PRNewswire) - Alkami Technology, Inc. (Nasdaq: ALKT) (“Alkami”), a leading cloud-based digital banking solutions provider for financial institutions in the U.S., today announced results for its third quarter ending September 30, 2024. Third Quarter 2024 Financial Highlights •GAAP total revenue of $85 |
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| October 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2024 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commissio |
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| October 30, 2024 |
Alkami Technology, Inc. Proprietary Information. Alkami Technology Third Quarter 2024 2 © A lk am i T ec h n o lo gy , I n c. This presentation contains “forward-looking” statements relating to Alkami Technology, Inc.’s strategy, goals, future focus areas, and expected, possible or assumed future results, including its future cash flows and its financial outlook. These forward-looking statements a |
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| October 1, 2024 |
ALKT / Alkami Technology, Inc. / S3 Ventures Fund III, L.P. - AMENDMENT NO. 2 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| August 13, 2024 |
ALKT / Alkami Technology, Inc. / ARG Private Equity II, LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 2)* Under the Securities Exchange Act of 1934 Alkami Technology, Inc. (Name of issuer) Common Stock, $0.001 par value (Title of class of securities) 01644J108 (CUSIP number) August 12, 2024 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursua |
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| August 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 8, 2024 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commission |
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| August 12, 2024 |
Exhibit 1.1 AGREED FORM Alkami Technology, Inc. Common Stock Underwriting Agreement August 8, 2024 J.P. Morgan Securities LLC c/o J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Ladies and Gentlemen: The stockholders named in Schedule II hereto (the “Selling Stockholders”) of Alkami Technology, Inc., a Delaware corporation (the “Company”), propose, subject to the terms and c |
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| August 12, 2024 |
Filed Pursuant to Rule 424(b)(7) Registration No. 333-281373 PROSPECTUS SUPPLEMENT (to Prospectus dated August 8, 2024) 5,000,000 Shares Common Stock The selling stockholders identified in this prospectus supplement are offering 5,000,000 shares of our common stock. We are not selling any shares of common stock in this offering and will not receive any of the proceeds from the shares of common sto |
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| August 12, 2024 |
Exhibit 107 Calculation of Filing Fee Tables 424(b)(7) (Form Type) Alkami Technology, Inc. |
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| August 8, 2024 |
Exhibit 107.1 Calculation of Filing Fee Tables Form S-3 (Form Type) Alkami Technology, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximu m Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration |
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| August 8, 2024 |
Subject to Completion Preliminary Prospectus Supplement dated August 8, 2024 Filed Pursuant to Rule 424(b)(7) Registration No. 333-281373 The information in this preliminary prospectus supplement is not complete and may be changed. A registration statement relating to these securities has been filed under the Securities Act of 1933, as amended, and is effective. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities |
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| August 8, 2024 |
Alkami Technology, Inc. INDENTURE Dated as of , 20 [] Trustee i TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS AND INCORPORATION BY REFERENCE..................................1 Section 1.1. Definitions....................................................................................................1 Section 1.2. Other Definitions. .................................................................. |
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| August 8, 2024 |
As filed with the Securities and Exchange Commission on August 8, 2024 As filed with the Securities and Exchange Commission on August 8, 2024 Registration No. |
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| August 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40321 ALKAMI TECH |
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| July 31, 2024 |
Alkami Announces Second Quarter 2024 Financial Results Exhibit 99.1 Alkami Announces Second Quarter 2024 Financial Results PLANO, Texas, July 31, 2024 (PRNewswire) - Alkami Technology, Inc. (Nasdaq: ALKT) (“Alkami”), a leading cloud-based digital banking solutions provider for financial institutions in the U.S., today announced results for its first quarter ending June 30, 2024. Second Quarter 2024 Financial Highlights •GAAP total revenue of $82.2 mil |
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| July 31, 2024 |
Alkami Technology, Inc. Proprietary Information. Alkami Technology Second Quarter 2024 2 © A lk am i T ec h n o lo gy , I n c. This presentation contains “forward-looking” statements relating to Alkami Technology, Inc.’s strategy, goals, future focus areas, and expected, possible or assumed future results, including its future cash flows and its financial outlook. These forward-looking statements |
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| July 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2024 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commission F |
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| July 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 25, 2024 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commission F |
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| July 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 01, 2024 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorpor |
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| July 3, 2024 |
Execution Version 1 sf-5982517.7 SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This Second Amendment to Amended and Restated Credit Agreement (this “Amendment”) dated and effective as of July 1, 2024 by and among ALKAMI TECHNOLOGY, INC., a Delaware corporation (the “Borrower”), the Guarantors party hereto, the several banks and other financial institutions or entities party hereto (the |
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| July 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 01, 2024 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commission F |
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| July 2, 2024 |
Execution Version 1 sf-5982517.7 SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This Second Amendment to Amended and Restated Credit Agreement (this “Amendment”) dated and effective as of July 1, 2024 by and among ALKAMI TECHNOLOGY, INC., a Delaware corporation (the “Borrower”), the Guarantors party hereto, the several banks and other financial institutions or entities party hereto (the |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2024 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| May 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40321 ALKAMI TEC |
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| May 1, 2024 |
Alkami Announces First Quarter 2024 Financial Results Exhibit 99.1 Alkami Announces First Quarter 2024 Financial Results PLANO, Texas, May 1, 2024 (GLOBE NEWSWIRE) - Alkami Technology, Inc. (Nasdaq: ALKT) (“Alkami”), a leading cloud-based digital banking solutions provider for financial institutions in the U.S., today announced results for its first quarter ending March 31, 2024. First Quarter 2024 Financial Highlights •GAAP total revenue of $76.1 mi |
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| May 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2024 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| May 1, 2024 |
Alkami Technology, Inc. Proprietary Information. Alkami Technology 2 © A lk am i T ec h n o lo gy , I n c. This presentation contains “forward-looking” statements relating to Alkami Technology, Inc.’s strategy, goals, future focus areas, and expected, possible or assumed future results, including its future cash flows and its financial outlook. These forward-looking statements are based on managem |
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| April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 27, 2024 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commission |
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| March 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (a |
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| March 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (a |
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| March 8, 2024 |
Calculation of Filing Fee Table Exhibit 107.1 Calculation of Filing Fee Table Form S-8 (Form Type) Alkami Technology, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Share(3) Proposed Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Sto |
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| March 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 As filed with the Securities and Exchange Commission on March 8, 2024 Registration No. |
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| February 29, 2024 |
Alkami Technology, Inc. Policy for Recovery of Erroneously Awarded Compensation Exhibit 97.1 ALKAMI POLICY FOR RECOVERY OF ERRONEOUSLY AWARDED COMPENSATION Alkami Technology, Inc. (the “Company”) has adopted this Policy for Recovery of Erroneously Awarded Compensation (the “Policy”), effective as of October 2, 2023 (the “Effective Date”). Capitalized terms used in this Policy but not otherwise defined herein are defined in Section 11. 1.Persons Subject to Policy This Policy s |
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| February 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40321 ALKAMI TECHNOLO |
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| February 29, 2024 |
List of Subsidiaries of the Registrant Exhibit 21.1 List of Subsidiaries of the Registrant Subsidiary Jurisdiction Alkami ACH Alert, LLC Delaware Alkami MK, LLC Delaware Segmint, Inc. Delaware |
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| February 28, 2024 |
Alkami Announces Fourth Quarter 2023 Financial Results Exhibit 99.1 Alkami Announces Fourth Quarter 2023 Financial Results PLANO, Texas, Feb. 28, 2024 (GLOBE NEWSWIRE) - Alkami Technology, Inc. (Nasdaq: ALKT) (“Alkami”), a leading cloud-based digital banking solutions provider for financial institutions in the U.S., today announced results for its fourth quarter and full year ending December 31, 2023. Fourth Quarter 2023 Financial Highlights •GAAP tot |
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| February 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2024 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commissi |
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| November 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40321 ALKAMI |
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| November 1, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2023 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commissio |
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| November 1, 2023 |
Alkami Announces Third Quarter 2023 Financial Results Exhibit 99.1 Alkami Announces Third Quarter 2023 Financial Results PLANO, Texas, November 1, 2023 (GLOBE NEWSWIRE) - Alkami Technology, Inc. (Nasdaq: ALKT) (“Alkami”), a leading cloud-based digital banking solutions provider for financial institutions in the U.S., today announced results for its third quarter ending September 30, 2023. Third Quarter 2023 Financial Highlights •GAAP total revenue of |
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| September 6, 2023 |
Sixth Amendment to Amended and Restated Office Lease, dated as of September 5, 2023. Exhibit 10.1 SIXTH AMENDMENT TO AMENDED AND RESTATED OFFICE LEASE THIS SIXTH AMENDMENT TO AMENDED AND RESTATED OFFICE LEASE (this "Amendment") is made and entered into as of September 5, 2023 (the "Effective Date"), by and between GRANITE PARK NM/GP III, LP ("Landlord"), as landlord, and ALKAMI TECHNOLOGY, INC., a Delaware corporation ("Tenant"), as tenant. W I T N E S S E T H: A. Landlord and Ten |
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| September 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2023 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commissi |
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| August 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40321 ALKAMI TECH |
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| August 2, 2023 |
Alkami Announces Second Quarter 2023 Financial Results Exhibit 99.1 Alkami Announces Second Quarter 2023 Financial Results PLANO, Texas, August 2, 2023 (GLOBE NEWSWIRE) - Alkami Technology, Inc. (Nasdaq: ALKT) (“Alkami”), a leading cloud-based digital banking solutions provider for U.S. banks and credit unions, today announced results for its second quarter ending June 30, 2023. Second Quarter 2023 Financial Highlights •GAAP total revenue of $66 milli |
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| August 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2023 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commission |
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| June 28, 2023 |
Exhibit 10.1 EXECUTION VERSION FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This First Amendment to Amended and Restated Credit Agreement (this “Amendment”) dated and effective as of June 27, 2023 by and among ALKAMI TECHNOLOGY, INC., a Delaware corporation (the “Borrower”), the Guarantors party hereto, the several banks and other financial institutions or entities party hereto (the “L |
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| June 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2023 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commission F |
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| May 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2023 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40321 ALKAMI TEC |
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| May 3, 2023 |
Alkami Announces First Quarter 2023 Financial Results Exhibit 99.1 Alkami Announces First Quarter 2023 Financial Results PLANO, Texas, May 3, 2023 (GLOBE NEWSWIRE) - Alkami Technology, Inc. (Nasdaq: ALKT) (“Alkami”), a leading cloud-based digital banking solutions provider for financial institutions in the U.S., today announced results for its first quarter ending March 31, 2023. First Quarter 2023 Financial Highlights •GAAP total revenue of $60 mill |
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| May 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2023 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| March 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (a |
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| March 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (a |
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| March 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 10, 2023 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commission |
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| February 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 23, 2023 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commissi |
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| February 24, 2023 |
List of Subsidiaries of the Registrant Exhibit 21.1 List of Subsidiaries of the Registrant Subsidiary Jurisdiction Alkami ACH Alert, LLC Delaware Alkami MK, LLC Delaware Segmint, Inc. Delaware |
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| February 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40321 ALKAMI TECHNOLO |
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| February 23, 2023 |
Alkami Announces Fourth Quarter 2022 Financial Results Exhibit 99.1 Alkami Announces Fourth Quarter 2022 Financial Results PLANO, Texas, Feb. 23, 2023 (GLOBE NEWSWIRE) - Alkami Technology, Inc. (Nasdaq: ALKT) (“Alkami”), a leading cloud-based digital banking solutions provider for financial institutions in the U.S., today announced results for its fourth quarter and full year ending December 31, 2022. Fourth Quarter 2022 Financial Highlights •GAAP tot |
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| February 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2023 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commissi |
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| February 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 15, 2023 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commissi |
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| February 14, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Alkami Technology, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 01644J108 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic |
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| February 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| January 19, 2023 |
ALKT / Alkami Technology, Inc. / ARG Private Equity II, LLC - SC 13G/A Passive Investment SC 13G/A 1 brhc10046808sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1)* Under the Securities Exchange Act of 1934 Alkami Technology, Inc. (Name of issuer) Common Stock, $0.001 par value (Title of class of securities) 01644J108 (CUSIP number) December 31, 2022 (Date of event which requires filing of this statement) Check the |
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| January 3, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 2022 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commissi |
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| January 3, 2023 |
Certain confidential portions of this Exhibit, marked by brackets and asterisks ([***]), have been omitted pursuant to Item 601(b)(10)(iv) of Regulation S-K because the confidential omitted information is both (i) not material and (ii) information that the registrant customarily and actually treats as private or confidential. |
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| December 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2022 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commissi |
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| November 22, 2022 |
Maria Alvarez Joins Alkami Board of Directors Exhibit 99.1 Maria Alvarez Joins Alkami Board of Directors PLANO, Texas, November 22, 2022 ? Alkami Technology, Inc. (Nasdaq: ALKT) (?Alkami?), a leading cloud-based digital banking solutions provider for banks and credit unions in the U.S., today announced Maria Alvarez will join its distinguished Board of Directors effective January 1, 2023. Alvarez currently serves as VP, AI Platform, Cloud and |
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| November 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 18, 2022 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commissi |
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| November 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40321 ALKAMI |
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| November 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2022 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commissio |
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| November 3, 2022 |
Alkami Announces Third Quarter 2022 Financial Results Exhibit 99.1 Alkami Announces Third Quarter 2022 Financial Results PLANO, Texas (November 3, 2022) ? Alkami Technology, Inc. (Nasdaq: ALKT) (?Alkami?), a leading cloud-based digital banking solutions provider for financial institutions in the U.S., today announced results for its third quarter ending September 30, 2022. Third Quarter 2022 Financial Highlights ?GAAP total revenue of $53.4 million, |
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| August 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40321 ALKAMI TECH |
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| August 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2022 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commission |
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| August 3, 2022 |
Alkami Announces Second Quarter 2022 Financial Results Exhibit 99.1 Alkami Announces Second Quarter 2022 Financial Results PLANO, Texas (August 3, 2022) ? Alkami Technology, Inc. (Nasdaq: ALKT) (?Alkami?), a leading cloud-based digital banking solutions provider for U.S. banks and credit unions, today announced results for its second quarter ending June 30, 2022. Second Quarter 2022 Financial Highlights ?GAAP total revenue of $50.5 million, an increas |
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| May 20, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2022 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| May 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40321 ALKAMI TEC |
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| May 5, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 05, 2022 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| May 5, 2022 |
Alkami Announces First Quarter 2022 Financial Results Exhibit 99.1 Alkami Announces First Quarter 2022 Financial Results PLANO, Texas (May 5, 2022) — Alkami Technology, Inc. (Nasdaq: ALKT) (“Alkami”), a leading cloud-based digital banking solutions provider for U.S. banks and credit unions, today announced results for its first quarter ending March 31, 2022. First Quarter 2022 Financial Highlights •GAAP total revenue of $44.8 million, an increase of |
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| May 2, 2022 |
Exhibit 10.1 EXECUTION VERSION SENIOR SECURED CREDIT FACILITIES AMENDED AND RESTATED CREDIT AGREEMENT dated as of April 29, 2022, among ALKAMI TECHNOLOGY, INC., as the Borrower, THE SEVERAL LENDERS FROM TIME TO TIME PARTY HERETO, SILICON VALLEY BANK, as Administrative Agent, Issuing Lender, Swingline Lender, and Joint Lead Arranger COMERICA BANK, as Joint Lead Arranger and CANADIAN IMPERIAL BANK O |
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| May 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2022 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commission |
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| May 2, 2022 |
Exhibit 10.2 EXECUTION VERSION Amended and Restated Guarantee and Collateral Agreement Dated as of April 29, 2022 made by ALKAMI TECHNOLOGY, INC., as the Borrower and the other Grantors referred to herein, in favor of SILICON VALLEY BANK, as Administrative Agent NY-2366651 TABLE OF CONTENTS Page SECTION 1. Defined Terms. 1 1.1 Definitions. 1 1.2 Other Definitional Provisions 1 SECTION 2. Guarantee |
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| April 25, 2022 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 25, 2022 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commission |
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| April 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (a |
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| April 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (a |
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| March 28, 2022 |
Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER BY AND AMONG ALKAMI TECHNOLOGY, INC. AKSM MERGERSUB, INC. SEGMINT INC., AND SUMMIT COMMITTEE LLC MARCH 25, 2022 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND CONSTRUCTION 1 Section 1.1 Definitions 1 Section 1.2 Additional Defined Terms 13 Section 1.3 Construction 15 ARTICLE 2 MERGER 15 Section 2.1 Merger 15 Section 2.2 Effect of Merger |
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| March 28, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 25, 2022 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commission |
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| March 28, 2022 |
Press Release announcing the acquisition, dated March 28, 2022 Exhibit 99.1 Alkami to Acquire Segmint, Inc., Leading Financial Data Analytics and Transaction Cleansing Provider Acquisition combines Segmint?s data insights with Alkami?s digital account opening and digital banking capabilities to activate financial institutions? user data along the account holder journey March 28, 2022 (Plano, TX) ? Alkami Technology, Inc. (Nasdaq: ALKT) (?Alkami?), a leading c |
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| March 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 As filed with the Securities and Exchange Commission on March 18, 2022 Registration No. |
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| March 18, 2022 |
Calculation of Filing Fee Table Exhibit 107.1 Calculation of Filing Fee Table Form S-8 (Form Type) Alkami Technology, Inc. (Exact Name of Registrant as Specified in its Charter) Newly Registered Securities Title of Securities To Be Registered Amount to be Registered(1) Proposed Maximum Offering Price Per Share(3) Proposed Maximum Aggregate Offering Price Amount of Registration Fee Common Stock, $0.001 par value per share 4,497,7 |
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| February 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40321 ALKAMI TECHNOLO |
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| February 25, 2022 |
List of Subsidiaries of the Registrant Exhibit 21.1 List of Subsidiaries of the Registrant Subsidiary Jurisdiction Alkami ACH Alert, LLC Delaware Alkami MK, LLC Delaware |
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| February 25, 2022 |
Exhibit 4.10 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Alkami Technology, Inc. (the ?Company,? ?we,? ?our? or ?us?) currently has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): our common stock, par value $0.001 per share (the ?common stock?). The |
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| February 25, 2022 |
Consent and First Amendment to Credit Agreement Exhibit 10.30 EXECUTION VERSION CONSENT AND FIRST AMENDMENT TO CREDIT AGREEMENT This CONSENT AND FIRST AMENDMENT TO CREDIT AGREEMENT, dated as of May 19, 2021 (this ?Amendment?), is entered into by and among ALKAMI TECHNOLOGY, INC., a Delaware corporation, as borrower (the ?Borrower?), SILICON VALLEY BANK (?SVB?), as administrative agent (in such capacity, together with its successors in such capa |
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| February 23, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2022 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commissi |
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| February 23, 2022 |
Alkami Announces Fourth Quarter 2021 Financial Results Exhibit 99.1 Alkami Announces Fourth Quarter 2021 Financial Results PLANO, Texas (February 23, 2022) ? Alkami Technology, Inc. (Nasdaq: ALKT) (?Alkami?), a leading cloud-based digital banking solutions provider for U.S. banks and credit unions, today announced results for its fourth quarter and full year ending December 31, 2021. Fourth Quarter 2021 Financial Highlights ?GAAP total revenue of $42. |
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| February 14, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Alkami Technology, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 01644J108 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
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| February 11, 2022 |
ALKT / Alkami Technology, Inc. / GENERAL ATLANTIC LLC - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Alkami Technology, Inc. (Name of Issuer) Common stock, par value $0.001 per share (Title of Class of Securities) 01644J108 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the |
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| February 11, 2022 |
ALKT / Alkami Technology, Inc. / ARG Private Equity II, LLC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. ) Under the Securities Exchange Act of 1934 Alkami Technology, Inc. (Name of issuer) Common Stock, $0.001 par value (Title of class of securities) 01644J108 (CUSIP number) December 31, 2021 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursua |
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| February 11, 2022 |
Exhibit 99.1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1) The undersigned acknowledge and agree that the foregoing statement of Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement of Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned a |
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| February 9, 2022 |
Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13(d)-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with each other of the attached statement on Schedule 13G and to all amendments to such statement. |
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| February 9, 2022 |
ALKT / Alkami Technology, Inc. / S3 Ventures Fund III, L.P. - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ALKAMI TECHNOLOGY, INC. (Name of Issuer) $0.001 par value common stock (Title of Class of Securities) 01644J108 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| November 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40321 ALKAMI |
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| November 4, 2021 |
EXHIBIT 99.2 Alkami Announces Alex Shootman as Chief Executive Officer Appointment effective November 5, 2021. Mike Hansen to remain on Board of Directors. November 4, 2021 (Plano, Texas) ? Alkami Technology Inc. (NASDAQ: ALKT) (?Alkami?), announced that its Board of Directors has appointed Alex Shootman to the role of Chief Executive Officer, effective November 5, 2021. Shootman succeeds Mike Han |
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| November 4, 2021 |
, 2021, by and between Alkami Technology, Inc. and Alex Shootman EXHIBIT 10.1 ALKAMI TECHNOLOGY, INC. EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (this ?Agreement?) is entered into as of November 5, 2021 (the ?Effective Date?), by and between Alkami Technology, Inc., a Delaware corporation (the ?Company?), and Alex Shootman (?Executive?). R E C I T A L S WHEREAS, the Company desires to enter into an agreement documenting the terms of Exec |
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| November 4, 2021 |
Alkami Announces Third Quarter 2021 Financial Results EXHIBIT 99.1 Alkami Announces Third Quarter 2021 Financial Results PLANO, Texas (November 4, 2021) ? Alkami Technology, Inc. (?Alkami?), a leading cloud-based digital banking solutions provider for U.S.-based financial institutions, announced today results for its third quarter ending September 30, 2021. Third Quarter 2021 Financial Highlights ?GAAP total revenue of $39.8 million, an increase of 3 |
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| November 4, 2021 |
, 2021, by and between Alkami Technology, Inc. and Michael Hansen EXHIBIT 10.2 TRANSITION AND SEPARATION AGREEMENT This Transition and Separation Agreement (this ?Agreement?) by and between Mike Hansen (?Executive?) and Alkami Technology, Inc., a Delaware corporation (the ?Company?), is made effective as of the eighth day after the date Executive signs this Agreement if not revoked in accordance with Section 7(c) (the ?Effective Date?) with reference to the foll |
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| November 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 04, 2021 ALKAMI TECHNOLOGY, INC (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commissio |
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| September 13, 2021 |
Exhibit 2.1 [***] Certain information in this document has been excluded pursuant to Regulation S-K, Item 601(b)(2). Such excluded information is not material and would likely cause competitive harm to the registrant if publicly disclosed. ASSET PURCHASE AGREEMENT DATED AS OF SEPTEMBER 10, 2021 By and Among MK DECISIONING SYSTEMS, LLC, MORSIKH, LP, GURU DHARAM SINGH KHALSA, HAR RAI SINGH KHALSA, A |
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| September 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 10, 2021 ALKAMI TECHNOLOGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commiss |
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| September 13, 2021 |
Exhibit 99.1 Alkami Announces Acquisition of Digital Account Opening and Loan Origination Provider MK Decision Acquisition will provide financial institutions with greater functionality and choice for digital account opening and loan origination solutions on a best-of-breed digital banking platform September 13, 2021 (Plano, Texas) ? Alkami Technology, Inc. (Nasdaq: ALKT) (?Alkami?), a leading clo |
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| August 5, 2021 |
Exhibit 10.1 Alkami Senior Executive Bonus Plan 1.Purpose This Senior Executive Bonus Plan (the ?Plan?) is intended to provide an incentive for achievement of annual corporate and/or individual goals and to motivate eligible executives and employees of Alkami Technology, Inc. (the ?Company?) and its subsidiaries toward high achievement and solid business results, to tie their goals and interests t |
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| August 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40321 ALKAMI TECH |
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| August 4, 2021 |
Alkami Announces Second Quarter 2021 Financial Results Exhibit 99.1 Alkami Announces Second Quarter 2021 Financial Results PLANO, Texas (August 4, 2021) ? Alkami Technology, Inc. (?Alkami?), a leading cloud-based digital banking solutions provider for U.S.-based financial institutions, announced today results for its second quarter ending June 30, 2021. Second Quarter 2021 Financial Highlights ? GAAP total revenues of $36.7 million, an increase of 38% |
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| August 4, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2021 Alkami Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commission |
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| May 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40321 ALKAMI TEC |
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| May 11, 2021 |
Alkami Announces First Quarter 2021 Financial Results Total Revenue Grew 43% YoY EXHIBIT 99.1 Alkami Announces First Quarter 2021 Financial Results Total Revenue Grew 43% YoY PLANO, Texas, May 11, 2021 (GLOBE NEWSWIRE) - Alkami Technology, Inc. (Nasdaq: ALKT) (?Alkami?), a leading cloud-based digital banking solutions provider for U.S.-based financial institutions, announced today results for its first quarter ending March 31, 2021. First Quarter 2021 Financial Highlights GAAP |
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| May 11, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 11, 2021 Alkami Technology, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-40321 45-3060776 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| April 16, 2021 |
Exhibit 99.2(a) ALKAMI TECHNOLOGY, INC. 2021 INCENTIVE AWARD PLAN ARTICLE I. PURPOSE The Plan?s purpose is to enhance the Company?s ability to attract, retain and motivate persons who make (or are expected to make) important contributions to the Company by providing these individuals with equity ownership opportunities. ARTICLE II. DEFINITIONS As used in the Plan, the following words and phrases h |
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| April 16, 2021 |
Form of Stock Option Agreement under the 2011 Long-Term Incentive Plan (Non-Early Exercise) Exhibit 99.1(c) ALKAMI TECHNOLOGY, INC. INCENTIVE STOCK OPTION AGREEMENT (Permitting Exercise Only as Shares Vest) 2011 LONG-TERM INCENTIVE PLAN 1. Grant of Option. Pursuant to the Alkami Technology, Inc. 2011 Long-Term Incentive Plan (the ?Plan?) for employees, consultants, advisors and directors of Alkami Technology, Inc., a Delaware corporation (the ?Company?), the Company grants to ###PARTICIP |
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| April 16, 2021 |
2021 Employee Stock Purchase Plan. Exhibit 99.3 ALKAMI TECHNOLOGY, INC. 2021 EMPLOYEE STOCK PURCHASE PLAN ARTICLE 1 PURPOSE The Plan?s purpose is to assist employees of the Company and its Designated Subsidiaries in acquiring a stock ownership interest in the Company, and to help such employees provide for their future security and to encourage them to remain in the employment of the Company and its Subsidiaries. The Plan consists |
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| April 16, 2021 |
Form of Stock Option Agreement under the 2011 Long-Term Incentive Plan (Early Exercise) Exhibit 99.1(b) ALKAMI TECHNOLOGY, INC. INCENTIVE STOCK OPTION AGREEMENT (Permitting Early Exercise) 2011 LONG-TERM INCENTIVE PLAN 1. Grant of Option. Pursuant to the Alkami Technology, Inc. 2011 Long-Term Incentive Plan (the ?Plan?) for employees, consultants, advisors and directors of Alkami Technology, Inc., a Delaware corporation (the ?Company?), the Company grants to ###PARTICIPANTNAME### (th |
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| April 16, 2021 |
As filed with the Securities and Exchange Commission on April 16, 2021 Registration No. |
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| April 16, 2021 |
Amended and Restated Certificate of Incorporation of Alkami Technology, Inc. Exhibit 3.1 ALKAMI TECHNOLOGY, INC. AMENDED AND RESTATED CERTIFICATE OF INCORPORATION Alkami Technology, Inc., a corporation organized and existing under and by virtue of the Delaware General Corporation Law, hereby certifies as follows: The name of the Corporation is Alkami Technology, Inc. The Corporation?s original Certificate of Incorporation was filed with the Secretary of State of the State |
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| April 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2021 ALKAMI TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-40321 45-3060776 (State or other jurisdiction of incorporation) (Commission |
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| April 16, 2021 |
Amended and Restated Bylaws of Alkami Technology, Inc. EXHIBIT 3.2 Amended and Restated Bylaws of Alkami Technology, Inc. (a Delaware corporation) Table of Contents Page Article I - Corporate Offices 1 1.1 Registered Office 1 1.2 Other Offices 1 Article II - Meetings of Stockholders 1 2.1 Place of Meetings 1 2.2 Annual Meeting 1 2.3 Special Meeting 1 2.4 Advance Notice Procedures for Business Brought before a Meeting 2 2.5 Advance Notice Procedures fo |
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| April 15, 2021 |
Table of Contents Filed pursuant to Rule 424(b)(4) Registration No. 333-254108 Table of Contents A seamless digital banking experience requires hundreds of integrations across back-office processing systems and a growing number of user interfaces (mobile, text, laptop, voice controls, etc.). Alkami provides financial institutions a cloud-based digital banking platform to serve consumers and busine |
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| April 12, 2021 |
Table of Contents As filed with the Securities and Exchange Commission on April 12, 2021. |
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| April 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 ALKAMI TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 45-3060776 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification N |
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| April 9, 2021 |
Goldman Sachs & Co. LLC 200 West Street New York, New York 10282 J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Barclays Capital Inc. 745 Seventh Avenue New York, New York 10019 April 9, 2021 VIA EDGAR AND E-MAIL United States Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, N.E. Washington, D.C. 20549-6010 Attention: Jef |
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| April 9, 2021 |
Table of Contents As filed with the Securities and Exchange Commission on April 9, 2021. |
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| April 9, 2021 |
Filed Pursuant to Rule 433 of the Securities Act of 1933 Issuer Free Writing Prospectus dated April 9, 2021 Relating to Preliminary Prospectus dated April 5, 2021 Registration No. |
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| April 9, 2021 |
Alkami Technology, Inc. 5601 Granite Parkway, Suite 120 Plano, Texas 75024 April 9, 2021 VIA EDGAR AND E-MAIL United States Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, N.E. Washington, D.C. 20549-6010 Attention: Jeff Kauten Larry Spirgel Laura Veator Stephen Krikorian Re: Alkami Technology, Inc. Registration Statement on Form S-1 (Registrat |
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| April 5, 2021 |
Table of Contents As filed with the Securities and Exchange Commission on April 5, 2021. |
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| April 5, 2021 |
EXHIBIT 10.22 ALKAMI TECHNOLOGY, INC. AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT (this ?Agreement?) is entered into as of March 22, 2021 (the ?Effective Date?), by and between Alkami Technology, Inc., a Delaware corporation (the ?Company?), and Mike Hansen (?Executive?). This Agreement amends and restates in its entirety the Executi |
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| April 5, 2021 |
EXHIBIT 10.24 ALKAMI TECHNOLOGY, INC. AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT (this ?Agreement?) is entered into as of March 22, 2021 (the ?Effective Date?), by and between Alkami Technology, Inc., a Delaware corporation (the ?Company?), and Doug Linebarger (?Executive?). This Agreement amends and restates in its entirety the Exe |
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| April 5, 2021 |
Form of Indemnification Agreement for directors and officers. EXHIBIT 10.25 FORM OF INDEMNIFICATION AND ADVANCEMENT AGREEMENT This Indemnification and Advancement Agreement (?Agreement?) is effective as of , 20 by and between Alkami Technology, Inc., a Delaware corporation (the ?Company?), and , [a member of the Board of Directors/an officer/an employee/an agent] of the Company (?Indemnitee?). This Agreement supersedes and replaces any and all previous agree |
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| April 5, 2021 |
EXHIBIT 3.2 ALKAMI TECHNOLOGY, INC. AMENDED AND RESTATED CERTIFICATE OF INCORPORATION Alkami Technology, Inc., a corporation organized and existing under and by virtue of the Delaware General Corporation Law, hereby certifies as follows: The name of the Corporation is Alkami Technology, Inc. The Corporation?s original Certificate of Incorporation was filed with the Secretary of State of the State |
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| April 5, 2021 |
EXHIBIT 3.4 Amended and Restated Bylaws of Alkami Technology, Inc. (a Delaware corporation) Table of Contents Page Article I - Corporate Offices 1 1.1 Registered Office 1 1.2 Other Offices 1 Article II - Meetings of Stockholders 1 2.1 Place of Meetings 1 2.2 Annual Meeting 1 2.3 Special Meeting 1 2.4 Advance Notice Procedures for Business Brought before a Meeting 2 2.5 Advance Notice Procedures fo |
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| April 5, 2021 |
Exhibit 1.1 Alkami Technology, Inc. Common Stock Underwriting Agreement [?], 2021 Goldman Sachs & Co. LLC J.P. Morgan Securities LLC Barclays Capital Inc. As representatives (the ?Representatives?) of the several Underwriters named in Schedule I hereto, c/o Goldman Sachs & Co. LLC 200 West Street New York, New York 10282 c/o J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 c/ |
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| April 5, 2021 |
EXHIBIT 10.23 ALKAMI TECHNOLOGY, INC. AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT (this ?Agreement?) is entered into as of March 22, 2021 (the ?Effective Date?), by and between Alkami Technology, Inc., a Delaware corporation (the ?Company?), and Bryan Hill (?Executive?). This Agreement amends and restates in its entirety the Executiv |
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| April 5, 2021 |
EXHIBIT 10.21 ALKAMI TECHNOLOGY, INC. AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT (this ?Agreement?) is entered into as of March 22, 2021 (the ?Effective Date?), by and between Alkami Technology, Inc., a Delaware corporation (the ?Company?), and Stephen Bohanon (?Executive?). This Agreement amends and restates in its entirety the Exe |
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| March 29, 2021 |
555 Eleventh Street, N.W., Suite 1000 Washington, D.C. 20004-1304 Tel: +1.202.637.2200 Fax: +1.202.637.2201 www.lw.com FIRM / AFFILIATE OFFICES Beijing Moscow Boston Munich Brussels New York Century City Orange County Chicago Paris Dubai Riyadh D?sseldorf San Diego Frankfurt San Francisco Hamburg Seoul Hong Kong Shanghai Houston Silicon Valley London Singapore Los Angeles Tokyo Madrid Washington, |
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| March 22, 2021 |
140 Scott Drive Menlo Park, California 94025 Tel: +1.650.328.4600 Fax: +1.650.463.2600 www.lw.com FIRM / AFFILIATE OFFICES Beijing Moscow Boston Munich Brussels New York Century City Orange County Chicago Paris March 22, 2021 Dubai Riyadh D?sseldorf San Diego Frankfurt San Francisco Hamburg Seoul Hong Kong Shanghai Houston Silicon Valley London Singapore Los Angeles Tokyo VIA EDGAR AND ACCELLION/K |
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| March 10, 2021 |
EXHIBIT 10.7 SENIOR SECURED CREDIT FACILITIES CREDIT AGREEMENT dated as of October 16, 2020, among ALKAMI TECHNOLOGY, INC., as the Borrower, THE SEVERAL LENDERS FROM TIME TO TIME PARTY HERETO, and SILICON VALLEY BANK, as Administrative Agent, Issuing Lender and Swingline Lender Table of Contents Page SECTION 1 DEFINITIONS 1 1.1 Defined Terms 1 1.2 Other Definitional Provisions 32 1.3 Rounding 32 S |
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| March 10, 2021 |
EXHIBIT 3.2 ALKAMI TECHNOLOGY, INC. AMENDED AND RESTATED CERTIFICATE OF INCORPORATION Alkami Technology, Inc., a corporation organized and existing under and by virtue of the Delaware General Corporation Law, hereby certifies as follows: The name of the Corporation is Alkami Technology, Inc. The Corporation?s original Certificate of Incorporation was filed with the Secretary of State of the State |
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| March 10, 2021 |
Table of Contents As filed with the Securities and Exchange Commission on March 10, 2021. |
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| March 10, 2021 |
Warrant to Purchase Stock, dated July 7, 2016, between Alkami Technology, Inc. and Comerica Bank. EXHIBIT 4.7 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR ANY APPLICABLE STATE SECURITIES LAWS, AND, EXCEPT AND PURSUANT TO THE PROVISIONS OF ARTICLE 4 BELOW, MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED WITHOUT AN EFFECTIVE REGISTRATION THEREOF UNDER THE ACT AND ANY APPLICABLE STATE SECURITIES LAWS, OR PUR |
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| March 10, 2021 |
EXHIBIT 10.10 [***] Certain information in this document has been excluded pursuant to Regulation S-K, Item 601(b)(10). Such excluded information is not material and would likely cause competitive harm to the registrant if publicly disclosed. FIRST AMENDMENT BILL PAY SERVICE RESELLER AGREEMENT This First Amendment to Bill Pay Service Reseller Agreement (?Amendment?) is entered into this 19th day o |
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| March 10, 2021 |
Non-Employee Director Compensation Program. Exhibit 10.26 ALKAMI TECHNOLOGY, INC. NON-EMPLOYEE DIRECTOR COMPENSATION PROGRAM This Alkami Technology, Inc. (the ?Company?) Non-Employee Director Compensation Program (this ?Program?) has been adopted under the Company?s 2021 Incentive Award Plan (the ?Plan?) and shall be effective upon the closing of the Company?s initial public offering of its common stock (the ?IPO?). Capitalized terms not ot |
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| March 10, 2021 |
Exhibit 10.3 SECOND AMENDMENT TO AMENDED AND RESTATED OFFICE LEASE THIS SECOND AMENDMENT TO AMENDED AND RESTATED OFFICE LEASE (this ?Amendment?) is made and entered into as of the 8th day of November, 2018 (the ?Effective Date?), by and between GRANITE PARK III, LTD. (?Landlord?), as landlord, and ALKAMI TECHNOLOGY, INC., a Delaware corporation (?Tenant?), as tenant. W I T N E S S E T H: A. Landlo |
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| March 10, 2021 |
EXHIBIT 10.13 [***] Certain information in this document has been excluded pursuant to Regulation S-K, Item 601(b)(10). Such excluded information is not material and would likely cause competitive harm to the registrant if publicly disclosed. FOURTH AMENDMENT TO THE BILL PAY SERVICE RESELLER REFERRAL AGREEMENT This Fourth Amendment to the Bill Pay Service Reseller Referral Agreement (?Fourth Amend |
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| March 10, 2021 |
Exhibit 10.19 ALKAMI TECHNOLOGY, INC. 2021 INCENTIVE AWARD PLAN RESTRICTED STOCK UNIT AWARD GRANT NOTICE Alkami Technology, Inc., a Delaware corporation, (the ?Company?), pursuant to its 2021 Incentive Award Plan, as amended from time to time (the ?Plan?), hereby grants to the holder listed below (the ?Participant?), an award of restricted stock units (?Restricted Stock Units? or ?RSUs?). Each ves |
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| March 10, 2021 |
2011 Long-Term Incentive Plan. Exhibit 10.15 ALKAMI TECHNOLOGY, INC. 2011 LONG-TERM INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: AUGUST 22, 2011 APPROVED BY THE STOCKHOLDERS: AUGUST 23, 2011 1. GENERAL. (a) Eligible Award Recipients. The persons eligible to receive Awards are Employees, Directors and Consultants. (b) Available Awards. The Plan provides for the grant of the following Awards: (i) Incentive Stock Options, (ii |
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| March 10, 2021 |
Alkami Technology, Inc. Employee Stock Purchase Plan. Exhibit 10.20 ALKAMI TECHNOLOGY, INC. 2021 EMPLOYEE STOCK PURCHASE PLAN ARTICLE 1 PURPOSE The Plan?s purpose is to assist employees of the Company and its Designated Subsidiaries in acquiring a stock ownership interest in the Company, and to help such employees provide for their future security and to encourage them to remain in the employment of the Company and its Subsidiaries. The Plan consists |
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| March 10, 2021 |
EXHIBIT 4.3 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AS SET FORTH IN SECTIONS 5.3 AND 5.4 BELOW, MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED UNLESS AND UNTIL REGISTERED UNDER SAID ACT AND LAWS OR IN FORM AND SUBSTANCE SATISFACTORY TO THE COMPANY, S |
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| March 10, 2021 |
Warrant to Purchase Stock, dated July 21, 2017, between Alkami Technology, Inc. and Comerica Bank. EXHIBIT 4.8 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR ANY APPLICABLE STATE SECURITIES LAWS, AND, EXCEPT AND PURSUANT TO THE PROVISIONS OF ARTICLE 4 BELOW, MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED WITHOUT AN EFFECTIVE REGISTRATION THEREOF UNDER THE ACT AND ANY APPLICABLE STATE SECURITIES LAWS, OR PUR |
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| March 10, 2021 |
EXHIBIT 4.6 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR ANY APPLICABLE STATE SECURITIES LAWS, AND, EXCEPT AND PURSUANT TO THE PROVISIONS OF ARTICLE 4 BELOW, MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED WITHOUT AN EFFECTIVE REGISTRATION THEREOF UNDER THE ACT AND ANY APPLICABLE STATE SECURITIES LAWS, OR PUR |
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| March 10, 2021 |
EXHIBIT 21.1 Subsidiary Jurisdiction Alkami ACH Alert, LLC Delaware |
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| March 10, 2021 |
Exhibit 10.8 GUARANTEE AND COLLATERAL AGREEMENT Dated as of October 16, 2020 made by ALKAMI TECHNOLOGY, INC., as the Borrower and the other Grantors referred to herein, in favor of SILICON VALLEY BANK, as Administrative Agent TABLE OF CONTENTS Page SECTION 1. DEFINED TERMS 1 1.1 Definitions 1 1.2 Other Definitional Provisions 4 SECTION 2. GUARANTEE 4 2.1 Guarantee 4 2.2 Right of Contribution 6 2.3 |
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| March 10, 2021 |
Exhibit 10.5 FOURTH AMENDMENT TO AMENDED AND RESTATED OFFICE LEASE THIS FOURTH AMENDMENT TO AMENDED AND RESTATED OFFICE LEASE (this ?Amendment?) is made and entered into as of December 27, 2019 (the ?Effective Date?), by and between GRANITE PARK NM/GP III, LP, successor in interest to GRANITE PARK III, LTD. (?Landlord?), as landlord, and ALKAMI TECHNOLOGY, INC., a Delaware corporation (?Tenant?), |
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| March 10, 2021 |
Exhibit 10.2 FIRST AMENDMENT TO AMENDED AND RESTATED OFFICE LEASE THIS FIRST AMENDMENT TO AMENDED AND RESTATED OFFICE LEASE (this ?Amendment?) is made and entered into as of the 29th day of June, 2018 (the ?Effective Date?), by and between GRANITE PARK III, LTD. (?Landlord?), as landlord, and ALKAMI TECHNOLOGY, INC., a Delaware corporation (?Tenant?), as tenant. W I T N E S S E T H: A. Landlord an |
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| March 10, 2021 |
Warrant to Purchase Stock, dated June 28, 2019, between Alkami Technology, Inc. and Comerica Bank. EXHIBIT 4.9 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR ANY APPLICABLE STATE SECURITIES LAWS, AND, EXCEPT AND PURSUANT TO THE PROVISIONS OF ARTICLE 4 BELOW, MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED WITHOUT AN EFFECTIVE REGISTRATION THEREOF UNDER THE ACT AND ANY APPLICABLE STATE SECURITIES LAWS, OR PUR |
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| March 10, 2021 |
EXHIBIT 10.11 [***] Certain information in this document has been excluded pursuant to Regulation S-K, Item 601(b)(10). Such excluded information is not material and would likely cause competitive harm to the registrant if publicly disclosed. SECOND AMENDMENT BILL PAY SERVICE RESELLER AGREEMENT This Second Amendment to Bill Pay Service Reseller Agreement (?Second Amendment?) is dated as of this 11 |
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| March 10, 2021 |
Exhibit 10.1 GRANITE PARK THREE AMENDED AND RESTATED OFFICE LEASE BASIC LEASE INFORMATION 1. Date of Lease: September 6, 2017 2. Building: a. Name: Granite Park Three b. Address: 5601 Granite Parkway, Plano, Texas 75024 c. Building Rentable Area: 361,271 square feet (and 362,391 square feet for purposes of calculating Tenant?s Share for the Extension Premises from and after November 31, 2020) 3. L |
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| March 10, 2021 |
Alkami Technology, Inc. 2021 Incentive Award Plan. Exhibit 10.16 ALKAMI TECHNOLOGY, INC. 2021 INCENTIVE AWARD PLAN ARTICLE I. PURPOSE The Plan?s purpose is to enhance the Company?s ability to attract, retain and motivate persons who make (or are expected to make) important contributions to the Company by providing these individuals with equity ownership opportunities. ARTICLE II. DEFINITIONS As used in the Plan, the following words and phrases hav |
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| March 10, 2021 |
EXHIBIT 3.4 Amended and Restated Bylaws of Alkami Technology, Inc. (a Delaware corporation) Table of Contents Page Article I - Corporate Offices 1 1.1 Registered Office 1 1.2 Other Offices 1 Article II - Meetings of Stockholders 1 2.1 Place of Meetings 1 2.2 Annual Meeting 1 2.3 Special Meeting 1 2.4 Advance Notice Procedures for Business Brought before a Meeting 2 2.5 Advance Notice Procedures fo |
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| March 10, 2021 |
Exhibit 4.2 FOURTH AMENDED AND RESTATED INVESTORS? RIGHTS AGREEMENT THIS FOURTH AMENDED AND RESTATED INVESTORS? RIGHTS AGREEMENT (this ?Agreement?) is made as of September 24, 2020, by and among Alkami Technology, Inc., a Delaware corporation (the ?Company?), and the holders of the Company?s Preferred Stock listed on Schedule A hereto (each, an ?Investor? and collectively, the ?Investors?). Capita |
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| March 10, 2021 |
EXHIBIT 4.5 FIRST AMENDMENT TO WARRANT This First Amendment to Warrant (this ?Amendment?) is entered into as of July 7, 2016, by and between COMERICA VENTURES INCORPORATED (?Ventures?) and ALKAMI TECHNOLOGY, INC., a Delaware corporation (?Company?). RECITALS A. WHEREAS, on July 2, 2014, Company issued to COMERICA BANK (?Bank?) a Warrant to Purchase Stock (the ?Warrant?). B. WHEREAS, on or about Ju |
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| March 10, 2021 |
Exhibit 10.4 THIRD AMENDMENT TO AMENDED AND RESTATED OFFICE LEASE THIS THIRD AMENDMENT TO AMENDED AND RESTATED OFFICE LEASE (this ?Amendment?) is made and entered into as of January 7, 2019 (the ?Effective Date?), by and between GRANITE PARK NM/GP III, LP, successor in interest to GRANITE PARK III, LTD. (?Landlord?), as landlord, and ALKAMI TECHNOLOGY, INC., a Delaware corporation (?Tenant?), as t |
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| March 10, 2021 |
Exhibit 10.6 FIFTH AMENDMENT TO AMENDED AND RESTATED OFFICE LEASE THIS FIFTH AMENDMENT TO AMENDED AND RESTATED OFFICE LEASE (this ?Amendment?) is made and entered into as of November 3, 2020 (the ?Effective Date?), by and between GRANITE PARK NM/GP III, LP, successor in interest to GRANITE PARK III, LTD. (?Landlord?), as landlord, and ALKAMI TECHNOLOGY, INC., a Delaware corporation (?Tenant?), as |
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| March 10, 2021 |
Exhibit 10.18 ALKAMI TECHNOLOGY, INC. 2021 INCENTIVE AWARD PLAN RESTRICTED STOCK AWARD GRANT NOTICE Alkami Technology, Inc., a Delaware corporation, (the ?Company?), pursuant to its 2021 Incentive Award Plan, as amended from time to time (the ?Plan?), hereby grants to the holder listed below (the ?Participant?) the number of shares (the ?Shares?) of restricted Company Common Stock (?Restricted Sto |
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| March 10, 2021 |
Fifth Amended and Restated Certificate of Incorporation, as currently in effect. Exhibit 3.1 Execution Version ALKAMI TECHNOLOGY, INC. FIFTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION Alkami Technology, Inc. (the ?Corporation?), a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the ?DGCL?), does hereby certify: FIRST: That the Corporation was originally incorporated pursuant to the DGCL on |
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| March 10, 2021 |
Exhibit 3.3 ALKAMI TECHNOLOGY, INC. BYLAWS ARTICLE I STOCKHOLDERS 1.1 Place of Meetings. All meetings of stockholders shall be held at such place within or without the State of Delaware as may be designated from time to time by the Board of Directors or the President and Chief Executive Officer. 1.2 Annual Meeting. The annual meeting of stockholders for the election of directors and for the transa |
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| March 10, 2021 |
EXHIBIT 2.1 [***] Certain information in this document has been excluded pursuant to Regulation S-K, Item 601(b)(2). Such excluded information is not material and would likely cause competitive harm to the registrant if publicly disclosed. ASSET PURCHASE AGREEMENT DATED AS OF OCTOBER 4, 2020 By and Among ACH ALERT, LLC, DEBORAH PEACE, DAVID PEACE, ALKAMI ACQUISITION CORP., and ALKAMI TECHNOLOGY, I |
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| March 10, 2021 |
EXHIBIT 10.9 [***] Certain information in this document has been excluded pursuant to Regulation S-K, Item 601(b)(10). Such excluded information is not material and would likely cause competitive harm to the registrant if publicly disclosed. BILL PAY SERVICE RESELLER AGREEMENT This Bill Pay Service Reseller Agreement (?Agreement?) is made between CO-OP eCom, LLC, a California limited liability com |
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| March 10, 2021 |
EXHIBIT 10.14 [***] Certain information in this document has been excluded pursuant to Regulation S-K, Item 601(b)(10). Such excluded information is not material and would likely cause competitive harm to the registrant if publicly disclosed. FIFTH AMENDMENT TO BILL PAY SERVICE RESELLER AGREEMENT This Fifth Amendment to the Bill Pay Service Reseller Agreement (this ?Amendment?) is entered into as |
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| March 10, 2021 |
EXHIBIT 10.12 THIRD AMENDMENT TO BILL PAY SERVICE RESELLER AGREEMENT This Third Amendment to Bill Pay Service Reseller Agreement (?Third Amendment?) is entered into this 7th day of March, 2017 (?Amendment Effective Date?) by and between CO-OP eCom, LLC, a California limited liability company (?eCom?) and Alkami Technology, Inc., a Delaware corporation (?Reseller?). WHEREAS, the parties have entere |
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| March 10, 2021 |
Form of Specimen Stock Certificate evidencing the shares of common stock. EXHIBIT 4.1 CS INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE SEE REVERSE SIDE FOR CERTAIN DEFINITIONS CUSIP 01644J 10 8 THIS CERTIFIES THAT is the owner of BY (Brooklyn,AMERICAN COUNTERSIGNED FULLY PAID AND NON-ASSESSABLE COMMON SHARES, [$0.001] PAR VALUE, OFNew STOCKAND ALKAMI TECHNOLOGY, INC.York) transferable on the books of the Corporation by the holder hereof in person or by Attorney u |
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| March 10, 2021 |
Warrant to Purchase Stock, dated July 2, 2014, between Alkami Technology, Inc. and Comerica Bank. EXHIBIT 4.4 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR ANY APPLICABLE STATE SECURITIES LAWS, AND, EXCEPT AND PURSUANT TO THE PROVISIONS OF ARTICLE 4 BELOW, MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED WITHOUT AN EFFECTIVE REGISTRATION THEREOF UNDER THE ACT AND ANY APPLICABLE STATE SECURITIES LAWS, OR PUR |
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| March 10, 2021 |
Form of Indemnification Agreement for directors and officers. EX-10.25 36 d70489dex1025.htm EX-10.25 EXHIBIT 10.25 FORM OF INDEMNIFICATION AND ADVANCEMENT AGREEMENT This Indemnification and Advancement Agreement (“Agreement”) is effective as of , 20 by and between Alkami Technology, Inc., a Delaware corporation (the “Company”), and , [a member of the Board of Directors/an officer/an employee/an agent] of the Company (“Indemnitee”). This Agreement supersedes |
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| March 10, 2021 |
Form of Stock Option Grant Notice and Stock Option Agreement under the 2021 Incentive Award Plan. Exhibit 10.17 ALKAMI TECHNOLOGY, INC. 2021 INCENTIVE AWARD PLAN STOCK OPTION GRANT NOTICE Alkami Technology, Inc., a Delaware corporation, (the ?Company?), pursuant to its 2021 Incentive Award Plan, as may be amended from time to time (the ?Plan?), hereby grants to the holder listed below (?Participant?), an option to purchase the number of shares of the Company?s Common Stock (the ?Shares?), set |
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| January 22, 2021 |
EXHIBIT 4.8 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR ANY APPLICABLE STATE SECURITIES LAWS, AND, EXCEPT AND PURSUANT TO THE PROVISIONS OF ARTICLE 4 BELOW, MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED WITHOUT AN EFFECTIVE REGISTRATION THEREOF UNDER THE ACT AND ANY APPLICABLE STATE SECURITIES LAWS, OR PUR |
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| January 22, 2021 |
THIRD AMENDMENT TO AMENDED AND RESTATED OFFICE LEASE Exhibit 10.4 THIRD AMENDMENT TO AMENDED AND RESTATED OFFICE LEASE THIS THIRD AMENDMENT TO AMENDED AND RESTATED OFFICE LEASE (this ?Amendment?) is made and entered into as of (the ?Effective Date?), by and between GRANITE PARK NM/GP III, LP, successor in interest to GRANITE PARK III, LTD. (?Landlord?), as landlord, and ALKAMI TECHNOLOGY, INC., a Delaware corporation (?Tenant?), as tenant. W I T N E |
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| January 22, 2021 |
FOURTH AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENT Exhibit 4.2 FOURTH AMENDED AND RESTATED INVESTORS? RIGHTS AGREEMENT THIS FOURTH AMENDED AND RESTATED INVESTORS? RIGHTS AGREEMENT (this ?Agreement?) is made as of September 24, 2020, by and among Alkami Technology, Inc., a Delaware corporation (the ?Company?), and the holders of the Company?s Preferred Stock listed on Schedule A hereto (each, an ?Investor? and collectively, the ?Investors?). Capita |
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| January 22, 2021 |
EXHIBIT 21.1 Subsidiary Jurisdiction Alkami ACH Alert, Inc. Delaware |
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| January 22, 2021 |
EXHIBIT 4.6 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR ANY APPLICABLE STATE SECURITIES LAWS, AND, EXCEPT AND PURSUANT TO THE PROVISIONS OF ARTICLE 4 BELOW, MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED WITHOUT AN EFFECTIVE REGISTRATION THEREOF UNDER THE ACT AND ANY APPLICABLE STATE SECURITIES LAWS, OR PUR |
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| January 22, 2021 |
EXHIBIT 10.14 [***] Certain information in this document has been excluded pursuant to Regulation S-K, Item 601(b)(10). Such excluded information is not material and would likely cause competitive harm to the registrant if publicly disclosed. FIFTH AMENDMENT TO BILL PAY SERVICE RESELLER AGREEMENT This Fifth Amendment to the Bill Pay Service Reseller Agreement (this ?Amendment?) is entered into as |
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| January 22, 2021 |
FIRST AMENDMENT TO AMENDED AND RESTATED OFFICE LEASE Exhibit 10.2 FIRST AMENDMENT TO AMENDED AND RESTATED OFFICE LEASE THIS FIRST AMENDMENT TO AMENDED AND RESTATED OFFICE LEASE (this ?Amendment?) is made and entered into as of the day of , 2018 (the ?Effective Date?), by and between GRANITE PARK III, LTD. (?Landlord?), as landlord, and ALKAMI TECHNOLOGY, INC., a Delaware corporation (?Tenant?), as tenant. W I T N E S S E T H: A. Landlord and Tenant |
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| January 22, 2021 |
EXHIBIT 10.9 [***] Certain information in this document has been excluded pursuant to Regulation S-K, Item 601(b)(10). Such excluded information is not material and would likely cause competitive harm to the registrant if publicly disclosed. BILL PAY SERVICE RESELLER AGREEMENT This Bill Pay Service Reseller Agreement (?Agreement?) is made between CO-OP eCom, LLC, a California limited liability com |
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| January 22, 2021 |
ALKAMI TECHNOLOGY, INC. FIFTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION Exhibit 3.1 Execution Version ALKAMI TECHNOLOGY, INC. FIFTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION Alkami Technology, Inc. (the ?Corporation?), a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the ?DGCL?), does hereby certify: FIRST: That the Corporation was originally incorporated pursuant to the DGCL on |
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| January 22, 2021 |
SECOND AMENDMENT TO AMENDED AND RESTATED OFFICE LEASE Exhibit 10.3 SECOND AMENDMENT TO AMENDED AND RESTATED OFFICE LEASE THIS SECOND AMENDMENT TO AMENDED AND RESTATED OFFICE LEASE (this ?Amendment?) is made and entered into as of the day of , 2018 (the ?Effective Date?), by and between GRANITE PARK III, LTD. (?Landlord?), as landlord, and ALKAMI TECHNOLOGY, INC., a Delaware corporation (?Tenant?), as tenant. W I T N E S S E T H: A. Landlord and Tenan |
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| January 22, 2021 |
ALKAMI TECHNOLOGY, INC. ARTICLE I Exhibit 3.3 ALKAMI TECHNOLOGY, INC. BYLAWS ARTICLE I STOCKHOLDERS 1.1 Place of Meetings. All meetings of stockholders shall be held at such place within or without the State of Delaware as may be designated from time to time by the Board of Directors or the President and Chief Executive Officer. 1.2 Annual Meeting. The annual meeting of stockholders for the election of directors and for the transa |
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| January 22, 2021 |
EXHIBIT 2.1 [***] Certain information in this document has been excluded pursuant to Regulation S-K, Item 601(b)(2). Such excluded information is not material and would likely cause competitive harm to the registrant if publicly disclosed. ASSET PURCHASE AGREEMENT DATED AS OF OCTOBER 4, 2020 By and Among ACH ALERT, LLC, DEBORAH PEACE, DAVID PEACE, ALKAMI ACQUISITION CORP., and ALKAMI TECHNOLOGY, I |
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| January 22, 2021 |
EXHIBIT 4.9 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR ANY APPLICABLE STATE SECURITIES LAWS, AND, EXCEPT AND PURSUANT TO THE PROVISIONS OF ARTICLE 4 BELOW, MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED WITHOUT AN EFFECTIVE REGISTRATION THEREOF UNDER THE ACT AND ANY APPLICABLE STATE SECURITIES LAWS, OR PUR |
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| January 22, 2021 |
FIFTH AMENDMENT TO AMENDED AND RESTATED OFFICE LEASE Exhibit 10.6 FIFTH AMENDMENT TO AMENDED AND RESTATED OFFICE LEASE THIS FIFTH AMENDMENT TO AMENDED AND RESTATED OFFICE LEASE (this ?Amendment?) is made and entered into as of January 16, 2020 (the ?Effective Date?), by and between GRANITE PARK NM/GP III, LP, successor in interest to GRANITE PARK III, LTD. (?Landlord?), as landlord, and ALKAMI TECHNOLOGY, INC., a Delaware corporation (?Tenant?), as |
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| January 22, 2021 |
EXHIBIT 10.7 SENIOR SECURED CREDIT FACILITIES CREDIT AGREEMENT dated as of October 16, 2020, among ALKAMI TECHNOLOGY, INC., as the Borrower, THE SEVERAL LENDERS FROM TIME TO TIME PARTY HERETO, and SILICON VALLEY BANK, as Administrative Agent, Issuing Lender and Swingline Lender Table of Contents Page SECTION 1 DEFINITIONS 1 1.1 Defined Terms 1 1.2 Other Definitional Provisions 32 1.3 Rounding 32 S |
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| January 22, 2021 |
Exhibit 10.8 GUARANTEE AND COLLATERAL AGREEMENT Dated as of October 16, 2020 made by ALKAMI TECHNOLOGY, INC., as the Borrower and the other Grantors referred to herein, in favor of SILICON VALLEY BANK, as Administrative Agent TABLE OF CONTENTS Page SECTION 1. DEFINED TERMS 1 1.1 Definitions 1 1.2 Other Definitional Provisions 4 SECTION 2. GUARANTEE 4 2.1 Guarantee 4 2.2 Right of Contribution 6 2.3 |
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| January 22, 2021 |
EXHIBIT 4.3 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AS SET FORTH IN SECTIONS 5.3 AND 5.4 BELOW, MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED UNLESS AND UNTIL REGISTERED UNDER SAID ACT AND LAWS OR IN FORM AND SUBSTANCE SATISFACTORY TO THE COMPANY, S |
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| January 22, 2021 |
Table of Contents Amendment No. 2 to Draft Registration Statement, as confidentially submitted to the Securities and Exchange Commission on January 22, 2021. This draft registration statement has not been filed publicly with the Securities and Exchange Commission and all information herein remains strictly confidential. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washing |
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| January 22, 2021 |
EXHIBIT 10.10 [***] Certain information in this document has been excluded pursuant to Regulation S-K, Item 601(b)(10). Such excluded information is not material and would likely cause competitive harm to the registrant if publicly disclosed. FIRST AMENDMENT BILL PAY SERVICE RESELLER AGREEMENT This First Amendment to Bill Pay Service Reseller Agreement (?Amendment?) is entered into this 19th day o |
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| January 22, 2021 |
EXHIBIT 10.11 [***] Certain information in this document has been excluded pursuant to Regulation S-K, Item 601(b)(10). Such excluded information is not material and would likely cause competitive harm to the registrant if publicly disclosed. SECOND AMENDMENT BILL PAY SERVICE RESELLER AGREEMENT This Second Amendment to Bill Pay Service Reseller Agreement (?Second Amendment?) is dated as of this 11 |
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| January 22, 2021 |
FOURTH AMENDMENT TO AMENDED AND RESTATED OFFICE LEASE Exhibit 10.5 FOURTH AMENDMENT TO AMENDED AND RESTATED OFFICE LEASE THIS FOURTH AMENDMENT TO AMENDED AND RESTATED OFFICE LEASE (this ?Amendment?) is made and entered into as of December 23, 2019 (the ?Effective Date?), by and between GRANITE PARK NM/GP III, LP, successor in interest to GRANITE PARK III, LTD. (?Landlord?), as landlord, and ALKAMI TECHNOLOGY, INC., a Delaware corporation (?Tenant?), |
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| January 22, 2021 |
THIRD AMENDMENT TO BILL PAY SERVICE RESELLER AGREEMENT EXHIBIT 10.12 THIRD AMENDMENT TO BILL PAY SERVICE RESELLER AGREEMENT This Third Amendment to Bill Pay Service Reseller Agreement (?Third Amendment?) is entered into this 7th day of March, 2017 (?Amendment Effective Date?) by and between CO-OP eCom, LLC, a California limited liability company (?eCom?) and Alkami Technology, Inc., a Delaware corporation (?Reseller?). WHEREAS, the parties have entere |
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| January 22, 2021 |
EXHIBIT 4.7 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR ANY APPLICABLE STATE SECURITIES LAWS, AND, EXCEPT AND PURSUANT TO THE PROVISIONS OF ARTICLE 4 BELOW, MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED WITHOUT AN EFFECTIVE REGISTRATION THEREOF UNDER THE ACT AND ANY APPLICABLE STATE SECURITIES LAWS, OR PUR |
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| January 22, 2021 |
EXHIBIT 4.4 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR ANY APPLICABLE STATE SECURITIES LAWS, AND, EXCEPT AND PURSUANT TO THE PROVISIONS OF ARTICLE 4 BELOW, MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED WITHOUT AN EFFECTIVE REGISTRATION THEREOF UNDER THE ACT AND ANY APPLICABLE STATE SECURITIES LAWS, OR PUR |
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| January 22, 2021 |
Exhibit 10.15 ALKAMI TECHNOLOGY, INC. 2011 LONG-TERM INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: AUGUST 22, 2011 APPROVED BY THE STOCKHOLDERS: AUGUST 23, 2011 1. GENERAL. (a) Eligible Award Recipients. The persons eligible to receive Awards are Employees, Directors and Consultants. (b) Available Awards. The Plan provides for the grant of the following Awards: (i) Incentive Stock Options, (ii |
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| January 22, 2021 |
GRANITE PARK THREE AMENDED AND RESTATED OFFICE LEASE BASIC LEASE INFORMATION Exhibit 10.1 GRANITE PARK THREE AMENDED AND RESTATED OFFICE LEASE BASIC LEASE INFORMATION 1. Date of Lease: September 6, 2017 2. Building: a. Name: Granite Park Three b. Address: 5601 Granite Parkway, Plano, Texas 75024 c. Building Rentable Area: 361,271 square feet (and 362,391 square feet for purposes of calculating Tenant?s Share for the Extension Premises from and after November 31, 2020) 3. L |
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| January 22, 2021 |
EXHIBIT 10.13 [***] Certain information in this document has been excluded pursuant to Regulation S-K, Item 601(b)(10). Such excluded information is not material and would likely cause competitive harm to the registrant if publicly disclosed. FOURTH AMENDMENT TO THE BILL PAY SERVICE RESELLER REFERRAL AGREEMENT This Fourth Amendment to the Bill Pay Service Reseller Referral Agreement (?Fourth Amend |
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| January 22, 2021 |
EXHIBIT 4.5 FIRST AMENDMENT TO WARRANT This First Amendment to Warrant (this ?Amendment?) is entered into as of July 7, 2016, by and between COMERICA VENTURES INCORPORATED (?Ventures?) and ALKAMI TECHNOLOGY, INC., a Delaware corporation (?Company?). RECITALS A. WHEREAS, on July 2, 2014, Company issued to COMERICA BANK (?Bank?) a Warrant to Purchase Stock (the ?Warrant?). B. WHEREAS, on or about Ju |
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| January 20, 2021 |
EXHIBIT 2.1 [***] Certain information in this document has been excluded pursuant to Regulation S-K, Item 601(b)(2). Such excluded information is not material and would likely cause competitive harm to the registrant if publicly disclosed. ASSET PURCHASE AGREEMENT DATED AS OF OCTOBER 4, 2020 By and Among ACH ALERT, LLC, DEBORAH PEACE, DAVID PEACE, ALKAMI ACQUISITION CORP., and ALKAMI TECHNOLOGY, I |
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| January 20, 2021 |
FOURTH AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENT Exhibit 4.2 FOURTH AMENDED AND RESTATED INVESTORS? RIGHTS AGREEMENT THIS FOURTH AMENDED AND RESTATED INVESTORS? RIGHTS AGREEMENT (this ?Agreement?) is made as of September 24, 2020, by and among Alkami Technology, Inc., a Delaware corporation (the ?Company?), and the holders of the Company?s Preferred Stock listed on Schedule A hereto (each, an ?Investor? and collectively, the ?Investors?). Capita |
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| January 20, 2021 |
ALKAMI TECHNOLOGY, INC. FIFTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION Exhibit 3.1 Execution Version ALKAMI TECHNOLOGY, INC. FIFTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION Alkami Technology, Inc. (the ?Corporation?), a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the ?DGCL?), does hereby certify: FIRST: That the Corporation was originally incorporated pursuant to the DGCL on |
