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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to American Axle & Manufacturing Holdings, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 6, 2025 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 6, 2025 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| August 11, 2025 |
a0808x25aamnamesdavidwa AAM Names David B. Walker to Board of Directors DETROIT, August 8, 2025 - American Axle & Manufacturing (NYSE: AXL) has named David B. Walker to its Board of Directors. Mr. Walker is a retired Vice Chairman of Investment Banking at J.P. Morgan. “I am pleased to welcome David to the AAM Board of Directors,” said David C. Dauch, AAM’s Chairman and CEO. “Throughout his career, |
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| August 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-14303 AMERICAN AXLE & MANUFAC |
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| August 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 8, 2025 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| August 8, 2025 |
EXHIBIT 99.1 AAM Reports Second Quarter 2025 Financial Results Year-Over-Year Net Income and Adjusted EBITDA Margin Growth DETROIT, August 8, 2025 - American Axle & Manufacturing Holdings, Inc. (AAM), (NYSE: AXL) today reported its financial results for the second quarter 2025. Second Quarter 2025 Results •Sales of $1.54 billion •Net income of $39.3 million, or 2.6% of sales •Adjusted EBITDA of $2 |
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| August 8, 2025 |
Subsidiary Guarantors and Issuers of Guaranteed Securities EXHIBIT 22 - SUBSIDIARY GUARANTORS AND ISSUERS OF GUARANTEED SECURITIES AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| July 22, 2025 |
Exhibit 99.1 RECOMMENDED CASH AND SHARE COMBINATION OF DOWLAIS GROUP PLC WITH AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. Transaction Update: Dowlais Shareholders Approve Proposed Combination DETROIT, July 22, 2025 - American Axle & Manufacturing Holdings, Inc. (“AAM”), (NYSE: AXL) announced today that at the court meeting (the “Court Meeting”) and the general meeting (the “General Meeting”) held |
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| July 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 22, 2025 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 1-14303 38-3161171 (State or other jurisdiction of incorpora |
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| July 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 15, 2025 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 1-14303 38-3161171 (State or other jurisdiction of incorpora |
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| July 15, 2025 |
Exhibit 99.1 RECOMMENDED CASH AND SHARE COMBINATION OF DOWLAIS GROUP PLC WITH AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. Transaction Update: AAM Stockholders Approve Proposed Combination DETROIT, July 15, 2025 - American Axle & Manufacturing Holdings, Inc. (“AAM”), (NYSE: AXL) today announced that at a special meeting (the “Special Meeting”) of its stockholders (“AAM Stockholders”) held in conne |
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| July 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 7, 2025 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 1-14303 38-3161171 (State or other jurisdiction of incorporat |
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| June 23, 2025 |
Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 American Axle & Manufacturing Holdings, Inc. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 38-3161171 (I.R.S. Employer Identification Number) One Dauch Drive De |
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| June 23, 2025 |
Exhibit 107 CALCULATION OF FILING FEE TABLE FORM S-8 (Form Type) American Axle & Manufacturing Holdings, Inc. |
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| June 23, 2025 |
Amended and Restated American Axle & Manufacturing Holdings, Inc. 2018 Omnibus Incentive Plan* Exhibit 4.1 Amended and Restated American Axle & Manufacturing Holdings, Inc. 2018 Omnibus Incentive Plan Article 1. ESTABLISHMENT, PURPOSE AND DURATION 1.1 Establishment. American Axle & Manufacturing Holdings, Inc., a Delaware corporation, establishes an incentive compensation plan to be known as the Amended and Restated American Axle & Manufacturing Holdings, Inc. 2018 Omnibus Incentive Plan, a |
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| June 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of |
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| June 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of |
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| June 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of |
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| June 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of |
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| June 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 5, 2025 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 1-14303 38-3161171 (State or other jurisdiction of incorporat |
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| June 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of |
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| June 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of |
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| June 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of |
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| June 2, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confid |
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| May 22, 2025 |
Exhibit 1.01 Conflict Minerals Report EXHIBIT 1.01 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. CONFLICT MINERALS REPORT Year End December 31, 2024 Introduction This document, constituting Exhibit 1.01 to Form SD of American Axle & Manufacturing Holdings, Inc. and its subsidiaries (collectively, the “Company” or “AAM”), for calendar year 2024, is the Company’s Conflict Minerals Report (“CMR”) in accordance with Rule 13p-1 under the Se |
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| May 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 1-14303 38-3161171 (State or Other Jurisdiction of Incorporation or Organization) (Commission File Number) (I.R.S. Employer Identification No.) One Dauch Drive, Detroit, Michigan 48 |
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| May 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of |
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| May 15, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confid |
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| May 15, 2025 |
Table 1: Transaction Valuation Calculation of Filing Fee Tables Table 1: Transaction Valuation Proposed Maximum Aggregate Value of Transaction Fee Rate Amount of Filing Fee Fees to be Paid 1 $ 1,348,492,608. |
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| May 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 2, 2025 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| May 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-14303 AMERICAN AXLE & MANUFA |
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| May 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 1, 2025 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| May 2, 2025 |
Form of Performance Share Award (Free Cash Flow) for Executive Officers AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. Amended and Restated 2018 Omnibus Incentive Plan Form of Performance Share Award Agreement: Free Cash Flow You have been selected to receive a grant of Performance Shares under the American Axle & Manufacturing Holdings, Inc. Amended and Restated 2018 Omnibus Incentive Plan as stated below: Participant: Grant Date: Number of Performance Shares (Target A |
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| May 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of |
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| May 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of |
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| May 2, 2025 |
Form of Performance Unit Award (Free Cash Flow) for Executive Officers AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. Amended and Restated 2018 Omnibus Incentive Plan Form of Performance Unit Award Agreement: Free Cash Flow You have been selected to receive a grant of Performance Units under the American Axle & Manufacturing Holdings, Inc. Amended and Restated 2018 Omnibus Incentive Plan as stated below: Participant: Grant Date: Number of Performance Units (Target Awar |
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| May 2, 2025 |
AAM Reports First Quarter 2025 Financial Results Increased Year-Over-Year Operating Cash Flow EXHIBIT 99.1 AAM Reports First Quarter 2025 Financial Results Increased Year-Over-Year Operating Cash Flow DETROIT, May 2, 2025 - American Axle & Manufacturing Holdings, Inc. (AAM), (NYSE: AXL) today reported its financial results for the first quarter 2025. First Quarter 2025 Results •Sales of $1.41 billion •Net income of $7.1 million, or 0.5% of sales •Adjusted EBITDA of $177.3 million, or 12.6% |
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| May 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of |
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| May 2, 2025 |
Subsidiary Guarantors and Issuers of Guaranteed Securities EXHIBIT 22 - SUBSIDIARY GUARANTORS AND ISSUERS OF GUARANTEED SECURITIES AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| April 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check all boxes that apply: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Stat |
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| April 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of |
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| March 20, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Defi |
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| March 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of |
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| March 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check all boxes that apply: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Stat |
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| March 17, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 12, 2025 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| March 17, 2025 |
AAM Names Terry Grayson-Caprio to Board of Directors DETROIT, March 17, 2025 - American Axle & Manufacturing (NYSE: AXL) has named Terry Grayson-Caprio to its Board of Directors. |
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| March 13, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 10, 2025 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| March 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 10, 2025 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| March 13, 2025 |
RNS Announcement, dated March 13, 2025. Exhibit 99.1 NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION IN, INTO OR FROM ANY JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF THE RELEVANT LAWS OR REGULATIONS OF SUCH JURISDICTION FOR IMMEDIATE RELEASE 13 March 2025 RECOMMENDED CASH AND SHARE COMBINATION OF DOWLAIS GROUP PLC (“DOWLAIS”) WITH AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. (“AAM”) COMBINATION UPDATE: POSITIVE DEVELOPMENT |
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| March 13, 2025 |
Exhibit 99.1 NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION IN, INTO OR FROM ANY JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF THE RELEVANT LAWS OR REGULATIONS OF SUCH JURISDICTION FOR IMMEDIATE RELEASE 13 March 2025 RECOMMENDED CASH AND SHARE COMBINATION OF DOWLAIS GROUP PLC (“DOWLAIS”) WITH AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. (“AAM”) COMBINATION UPDATE: POSITIVE DEVELOPMENT |
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| February 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 24, 2025 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| February 24, 2025 |
Exhibit 10.3 EXECUTION VERSION AMENDED AND RESTATED FIRST LIEN BRIDGE CREDIT AGREEMENT dated as of February 24, 2025, among AMERICAN AXLE & MANUFACTURING, INC., AMERICAN AXLE & MANUFACTURING HOLDINGS, INC., The LENDERS Party Hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., BOFA SECURITIES, INC., BMO CAPITAL MARKETS CORP., CITIBANK, N.A., BNP PARIBAS SECURITI |
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| February 24, 2025 |
Exhibit 10.4 EXECUTION VERSION AMENDED AND RESTATED SECOND LIEN BRIDGE CREDIT AGREEMENT dated as of February 24, 2025, among AMERICAN AXLE & MANUFACTURING, INC., AMERICAN AXLE & MANUFACTURING HOLDINGS, INC., The LENDERS Party Hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., BOFA SECURITIES, INC., BMO CAPITAL MARKETS CORP., CITIBANK, N.A., BNP PARIBAS SECURIT |
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| February 24, 2025 |
Exhibit 10.2 EXECUTION VERSION JPMORGAN CHASE BANK, N.A. 383 Madison Avenue New York, NY 10179 February 24, 2025 American Axle & Manufacturing Holdings, Inc. American Axle & Manufacturing, Inc. One Dauch Drive Detroit, Michigan 48211 Attention: Shannon J. Curry, Treasurer Backstop Termination Letter Ladies and Gentlemen: Reference is made to the Credit Agreement dated as of January 29, 2025 (the “ |
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| February 24, 2025 |
Exhibit 10.4 EXECUTION VERSION AMENDED AND RESTATED SECOND LIEN BRIDGE CREDIT AGREEMENT dated as of February 24, 2025, among AMERICAN AXLE & MANUFACTURING, INC., AMERICAN AXLE & MANUFACTURING HOLDINGS, INC., The LENDERS Party Hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., BOFA SECURITIES, INC., BMO CAPITAL MARKETS CORP., CITIBANK, N.A., BNP PARIBAS SECURIT |
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| February 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 24, 2025 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| February 24, 2025 |
Exhibit 99.2 AAM Investor Presentation February 2025 Forward-Looking Statements 2 In this presentation, American Axle & Manufacturing Holdings, Inc. (“AAM”) makes statements concerning its and Dowlais’ expectations, beliefs, plans, objectives, goals, strategies, and future events or performance, including, but not limited to, certain statements related to the ability of AAM and Dowlais to consumma |
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| February 24, 2025 |
Exhibit 10.1 EXECUTION VERSION SECOND AMENDMENT AND INCREMENTAL FACILITY AGREEMENT dated as of February 24, 2025 (this “Agreement”), to the AMENDED AND RESTATED CREDIT AGREEMENT dated as of March 11, 2022 (as amended, restated, supplemented or otherwise modified prior to the date hereof, the “Credit Agreement”, and the Credit Agreement as amended hereby, the “Amended Credit Agreement”), among AMER |
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| February 24, 2025 |
Exhibit 10.2 EXECUTION VERSION JPMORGAN CHASE BANK, N.A. 383 Madison Avenue New York, NY 10179 February 24, 2025 American Axle & Manufacturing Holdings, Inc. American Axle & Manufacturing, Inc. One Dauch Drive Detroit, Michigan 48211 Attention: Shannon J. Curry, Treasurer Backstop Termination Letter Ladies and Gentlemen: Reference is made to the Credit Agreement dated as of January 29, 2025 (the “ |
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| February 24, 2025 |
Investor Presentation, dated February 24, 2025. Exhibit 99.2 AAM Investor Presentation February 2025 Forward-Looking Statements 2 In this presentation, American Axle & Manufacturing Holdings, Inc. (“AAM”) makes statements concerning its and Dowlais’ expectations, beliefs, plans, objectives, goals, strategies, and future events or performance, including, but not limited to, certain statements related to the ability of AAM and Dowlais to consumma |
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| February 24, 2025 |
Exhibit 10.3 EXECUTION VERSION AMENDED AND RESTATED FIRST LIEN BRIDGE CREDIT AGREEMENT dated as of February 24, 2025, among AMERICAN AXLE & MANUFACTURING, INC., AMERICAN AXLE & MANUFACTURING HOLDINGS, INC., The LENDERS Party Hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., BOFA SECURITIES, INC., BMO CAPITAL MARKETS CORP., CITIBANK, N.A., BNP PARIBAS SECURITI |
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| February 24, 2025 |
Exhibit 10.1 EXECUTION VERSION SECOND AMENDMENT AND INCREMENTAL FACILITY AGREEMENT dated as of February 24, 2025 (this “Agreement”), to the AMENDED AND RESTATED CREDIT AGREEMENT dated as of March 11, 2022 (as amended, restated, supplemented or otherwise modified prior to the date hereof, the “Credit Agreement”, and the Credit Agreement as amended hereby, the “Amended Credit Agreement”), among AMER |
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| February 24, 2025 |
Press Release, dated February 24, 2025. Exhibit 99.1 AAM Announces Successful Syndication Financing and Amendment to Credit Agreement DETROIT, MI, February 24, 2025 – American Axle & Manufacturing Holdings, Inc. (AAM), (NYSE: AXL) has announced the successful syndication of the bridge financing to support the announced Combination with the Dowlais Group plc (Dowlais) on January 29, 2025. (the “Combination”). Prior to the Combination ann |
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| February 24, 2025 |
AAM Announces Successful Syndication Financing and Amendment to Credit Agreement Exhibit 99.1 AAM Announces Successful Syndication Financing and Amendment to Credit Agreement DETROIT, MI, February 24, 2025 – American Axle & Manufacturing Holdings, Inc. (AAM), (NYSE: AXL) has announced the successful syndication of the bridge financing to support the announced Combination with the Dowlais Group plc (Dowlais) on January 29, 2025. (the “Combination”). Prior to the Combination ann |
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| February 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of |
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| February 14, 2025 |
Subsidiaries of the Registrant EXHIBIT 21 - SUBSIDIARIES OF OUR COMPANY AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| February 14, 2025 |
AMENDED AND RESTATED AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. AMENDED & RESTATED 2018 OMNIBUS INCENTIVE PLAN 2024 INCENTIVE COMPENSATION PROGRAM FOR EXECUTIVE OFFICERS The 2024 Incentive Compensation Program for Executive Officers (the “Program”) operates under and is otherwise subject to the terms of the American Axle & Manufacturing Holdings, Inc. Amended and Restated 2018 Omnibus Incentive |
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| February 14, 2025 |
NO: LEG 1-007 REV: See last page PAGE: 1 of 9 DATE: 10/7/2024 CORPORATE POLICY NO: LEG 1-007 ISO REFERENCE REV: See last page TITLE: INSIDER TRADING POLICY DATE: 10/7/2024 PAGE: 1 of 9 PAGES ORIGINATED BY: Assistant General Counsel FINAL APPROVAL: Vice President & General Counsel 1. |
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| February 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of |
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| February 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 14, 2025 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| February 14, 2025 |
Subsidiary Guarantors and Issuers of Guaranteed Securities EXHIBIT 22 - SUBSIDIARY GUARANTORS AND ISSUERS OF GUARANTEED SECURITIES AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| February 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of |
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| February 14, 2025 |
EXHIBIT 99.1 AAM Reports Fourth Quarter and Full Year 2024 Financial Results AAM Delivers Solid Full Year 2024 Adjusted EBITDA Growth DETROIT, February 14, 2025 - American Axle & Manufacturing Holdings, Inc. (AAM), (NYSE: AXL) today reported its financial results for the fourth quarter and full year 2024. Fourth Quarter 2024 Results •Sales of $1.38 billion •Net loss of $(13.7) million, or (1.0)% o |
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| February 14, 2025 |
Description of Registered Securities Exhibit 4.13 DESCRIPTION OF COMMON STOCK REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of February 11, 2025, American Axle & Manufacturing Holdings, Inc. (“Holdings,” “our”), has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. The following is a summary description of our common stock and does not pur |
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| February 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-14303 AMERICAN AXLE & MANUFACTURIN |
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| January 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of |
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| January 29, 2025 |
Exhibit 10.3 EXECUTION VERSION SECOND LIEN BRIDGE CREDIT AGREEMENT dated as of January 29, 2025, among AMERICAN AXLE & MANUFACTURING, INC., AMERICAN AXLE & MANUFACTURING HOLDINGS, INC., The LENDERS Party Hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., as Lead Arranger and Bookrunner TABLE OF CONTENTS Page ARTICLE I Definitions SECTION 1.01. Defined Terms |
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| January 29, 2025 |
January 29, 2025 Creating a Leading Global Driveline and Metal Forming Supplier Exhibit 99.3 January 29, 2025 Creating a Leading Global Driveline and Metal Forming Supplier Forward - Looking Statements 2 In this presentation, American Axle & Manufacturing Holdings, Inc. (“AAM”) makes statements concerning its and Dowlais ’ expectations, beliefs, plans, objectives, goals, strategies, and future events or performance, including, but not limited to, certain statements related to |
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| January 29, 2025 |
Exhibit 99.1 NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION IN WHOLE OR IN PART, DIRECTLY OR INDIRECTLY, IN, INTO OR FROM ANY JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF THE RELEVANT LAWS OR REGULATIONS OF SUCH JURISDICTION THIS ANNOUNCEMENT CONTAINS INSIDE INFORMATION FOR IMMEDIATE RELEASE 29 January 2025 RECOMMENDED CASH AND SHARE COMBINATION OF DOWLAIS GROUP PLC (“DOWLAIS”) WITH A |
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| January 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of |
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| January 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 29, 2025 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| January 29, 2025 |
Exhibit 99.2 AAM Announces Combination with Dowlais for $1.44 Billion in Cash and Stock Creates leading global driveline and metal forming supplier with comprehensive product portfolio and diversified customer base Combination will have expanded and balanced geographic presence across multiple automotive segments supporting ICE, Hybrid and Electric powertrains; expected to generate annual revenues |
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| January 29, 2025 |
Exhibit 10.2 EXECUTION VERSION FIRST LIEN BRIDGE CREDIT AGREEMENT dated as of January 29, 2025, among AMERICAN AXLE & MANUFACTURING, INC., AMERICAN AXLE & MANUFACTURING HOLDINGS, INC., The LENDERS Party Hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., as Lead Arranger and Bookrunner TABLE OF CONTENTS Page ARTICLE I Definitions SECTION 1.01. Defined Terms 1 S |
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| January 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 29, 2025 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| January 29, 2025 |
Exhibit 10.1 EXECUTION VERSION CREDIT AGREEMENT dated as of January 29, 2025, among AMERICAN AXLE & MANUFACTURING, INC., AMERICAN AXLE & MANUFACTURING HOLDINGS, INC., The LENDERS Party Hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., as Lead Arranger and Bookrunner TABLE OF CONTENTS Page ARTICLE I Definitions SECTION 1.01. Defined Terms 1 SECTION 1.02. Types |
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| January 29, 2025 |
Exhibit 2.1 Dated 29 January 2025 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. and DOWLAIS GROUP PLC CO-OPERATION AGREEMENT Slaughter and May One Bunhill Row London EC1Y 8YY (RAI/NLZC/AXV) CONTENTS Page 1. Interpretation 1 2. Publication of the Announcement and the terms of the Combination 17 3. Dividends and other terms 17 4. Structure of the Combination 18 5. Undertakings in relation to satisfac |
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| November 13, 2024 |
SC 13G 1 axl13g11132024.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* American Axle & Manufacturing (Name of Issuer) Common Stock (Title of Class of Securities) 024061103 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check appropriate box t |
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| November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-14303 AMERICAN AXLE & MA |
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| November 8, 2024 |
Subsidiary Guarantors and Issuers of Guaranteed Securities EXHIBIT 22 - SUBSIDIARY GUARANTORS AND ISSUERS OF GUARANTEED SECURITIES AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 8, 2024 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| November 8, 2024 |
AAM Reports Third Quarter 2024 Financial Results AAM Delivers Positive Year-Over-Year Performance EXHIBIT 99.1 AAM Reports Third Quarter 2024 Financial Results AAM Delivers Positive Year-Over-Year Performance DETROIT, November 8, 2024 - American Axle & Manufacturing Holdings, Inc. (AAM), (NYSE: AXL) today reported its financial results for the third quarter 2024. Third Quarter 2024 Results •Sales of $1.50 billion •Net income of $10.0 million, or 0.7% of sales •Adjusted EBITDA of $174.4 million |
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| October 17, 2024 |
AAM Announces Sale of Commercial Vehicle Axle Business in India EXHIBIT 99.1 AAM Announces Sale of Commercial Vehicle Axle Business in India DETROIT, October 17, 2024 — American Axle & Manufacturing Holdings, Inc. (AAM), (NYSE: AXL) announced today that it has entered into a definitive agreement to sell its commercial vehicle axle business and related assets in India (AAM India Manufacturing Corporation Pvt., Ltd. or AAMIMCPL), to Bharat Forge Limited (BFL), f |
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| October 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 17, 2024 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| August 9, 2024 |
Subsidiary Guarantors and Issuers of Guaranteed Securities EXHIBIT 22 - SUBSIDIARY GUARANTORS AND ISSUERS OF GUARANTEED SECURITIES AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| August 9, 2024 |
AAM Reports Second Quarter 2024 Financial Results AAM Delivers Another Solid Quarter EXHIBIT 99.1 AAM Reports Second Quarter 2024 Financial Results AAM Delivers Another Solid Quarter DETROIT, August 9, 2024 - American Axle & Manufacturing Holdings, Inc. (AAM), (NYSE: AXL) today reported its financial results for the second quarter 2024. Second Quarter 2024 Results •Sales of $1.63 billion •Net income of $18.2 million, or 1.1% of sales •Adjusted EBITDA of $208.4 million, or 12.8% of |
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| August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-14303 AMERICAN AXLE & MANUFAC |
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| August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 9, 2024 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| August 9, 2024 |
Exhibit 4.1 FOURTH SUPPLEMENTAL INDENTURE FOURTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of May 14, 2024, among American Axle & Manufacturing, Inc., a Delaware corporation (the “Company”), the entities listed on Schedule A hereto (the “Guaranteeing Subsidiaries”), American Axle & Manufacturing Holdings, Inc., a Delaware corporation (“Holdings”), the Subsidiary Guarantors p |
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| May 30, 2024 |
EXHIBIT 1.01 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. CONFLICT MINERALS REPORT Year End December 31, 2023 Introduction This document, constituting Exhibit 1.01 to Form SD of American Axle & Manufacturing Holdings, Inc. and its subsidiaries (collectively, the “Company” or “AAM”), for calendar year 2023, is the Company’s Conflict Minerals Report (“CMR”) in accordance with Rule 13p-1 under the Se |
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| May 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 1-14303 38-3161171 (State or Other Jurisdiction of Incorporation or Organization) (Commission File Number) (I.R.S. Employer Identification No.) One Dauch Drive, Detroit, Michigan 48 |
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| May 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 16, 2024 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| May 17, 2024 |
EXECUTION VERSION REFINANCING FACILITY AGREEMENT NO. 2 dated as of May 16, 2024 (this “Agreement”), to the AMENDED AND RESTATED CREDIT AGREEMENT dated as of March 11, 2022 (as amended, restated, supplemented or otherwise modified from time to time, the “Credit Agreement”, and the Credit Agreement as amended hereby, the “Amended Credit Agreement”), among AMERICAN AXLE & MANUFACTURING, INC., a Delaw |
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| May 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-14303 AMERICAN AXLE & MANUFA |
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| May 3, 2024 |
Form of Performance Share Award (Free Cash Flow) for Executive Officers AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. Amended and Restated 2018 Omnibus Incentive Plan Performance Share Award Agreement: Free Cash Flow You have been selected to receive a grant of Performance Shares under the American Axle & Manufacturing Holdings, Inc. Amended and Restated 2018 Omnibus Incentive Plan as stated below: Participant: Grant Date: Number of Performance Shares (Target Award Opp |
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| May 3, 2024 |
Subsidiary Guarantors and Issuers of Guaranteed Securities EXHIBIT 22 - SUBSIDIARY GUARANTORS AND ISSUERS OF GUARANTEED SECURITIES AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| May 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 3, 2024 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| May 3, 2024 |
AAM Reports First Quarter 2024 Financial Results AAM Starts 2024 With Solid Performance EXHIBIT 99.1 AAM Reports First Quarter 2024 Financial Results AAM Starts 2024 With Solid Performance DETROIT, May 3, 2024 - American Axle & Manufacturing Holdings, Inc. (AAM), (NYSE: AXL) today reported its financial results for the first quarter 2024. First Quarter 2024 Results •Sales of $1.61 billion •Net income of $20.5 million, or 1.3% of sales •Adjusted EBITDA of $205.6 million, or 12.8% of s |
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| May 3, 2024 |
Form of Performance Unit Award (Free Cash Flow) for Executive Officers AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. Amended and Restated 2018 Omnibus Incentive Plan Performance Unit Award Agreement: Free Cash Flow You have been selected to receive a grant of Performance Units under the American Axle & Manufacturing Holdings, Inc. Amended and Restated 2018 Omnibus Incentive Plan as stated below: Participant: Grant Date: Number of Performance Units (Target Award Opport |
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| May 2, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 2, 2024 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| March 21, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Defi |
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| March 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| March 20, 2024 |
AAM Names Aleksandra A. Miziolek to Board of Directors EXHIBIT 99.1 AAM Names Aleksandra A. Miziolek to Board of Directors DETROIT, March 20, 2024 - American Axle & Manufacturing (NYSE: AXL) has named Aleksandra A. Miziolek to its Board of Directors. Aleksandra is the Retired Chief Transformational Officer, Cooper-Standard Holdings, Inc. “Aleks brings significant industry and executive experience to the AAM board, with a valuable perspective on intern |
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| March 20, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 15, 2024 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| February 16, 2024 |
Subsidiaries of the Registrant EXHIBIT 21 - SUBSIDIARIES OF OUR COMPANY AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| February 16, 2024 |
EXHIBIT 99.1 AAM Reports Fourth Quarter and Full Year 2023 Financial Results AAM Delivers Sequential Margin Improvement DETROIT, February 16, 2024 - American Axle & Manufacturing Holdings, Inc. (AAM), (NYSE: AXL) today reported its financial results for the fourth quarter and full year 2023. Fourth Quarter 2023 Results •Sales of $1.46 billion •Net loss of $(19.1) million, or (1.3)% of sales •Adjus |
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| February 16, 2024 |
Subsidiary Guarantors and Issuers of Guaranteed Securities EXHIBIT 22 - SUBSIDIARY GUARANTORS AND ISSUERS OF GUARANTEED SECURITIES AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| February 16, 2024 |
Description of Registered Securities Exhibit 4.12 DESCRIPTION OF COMMON STOCK REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of February 13, 2024, American Axle & Manufacturing Holdings, Inc. (“Holdings,” “our”), has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. The following is a summary description of our common stock and does not pur |
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| February 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 16, 2024 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| February 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-14303 AMERICAN AXLE & MANUFACTURIN |
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| February 16, 2024 |
American Axle & Manufacturing Holdings, Inc. Dodd-Frank Clawback Policy AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. DODD-FRANK CLAWBACK POLICY The Board of Directors (the “Board”) of American Axle & Manufacturing Holdings, Inc. (the “Company”) has adopted this Dodd-Frank Clawback Policy (this “Policy”) in accordance with the applicable provisions of The New York Stock Exchange Listed Company Manual (the “Clawback Rules”), promulgated pursuant to the final rules adopt |
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| February 16, 2024 |
AMENDED AND RESTATED AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. AMENDED & RESTATED 2018 OMNIBUS INCENTIVE PLAN 2023 INCENTIVE COMPENSATION PROGRAM FOR EXECUTIVE OFFICERS The 2023 Incentive Compensation Program for Executive Officers (the “Program”) operates under and is otherwise subject to the terms of the American Axle & Manufacturing Holdings, Inc. Amended and Restated 2018 Omnibus Incentive |
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| February 13, 2024 |
SC 13G/A 1 tv0253-americanaxlemanufactu.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 12)* Name of issuer: American Axle & Manufacturing Holdings Inc Title of Class of Securities: Common Stock CUSIP Number: 024061103 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check th |
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| February 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* American Axle & Manufacturing (Name of Issuer) Common Stock (Title of Class of Securities) 024061103 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check appropriate box to designate the rule pursuant to which thi |
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| February 9, 2024 |
SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* American Axle & Manufacturing Holdings Inc (Name of Issuer) Common Stock (Title of Class of Securities) 024061103 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check |
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| November 3, 2023 |
AAM Reports Third Quarter 2023 Financial Results Generates Strong Cash Flow EXHIBIT 99.1 AAM Reports Third Quarter 2023 Financial Results Generates Strong Cash Flow DETROIT, November 3, 2023 - American Axle & Manufacturing Holdings, Inc. (AAM), (NYSE: AXL) today reported its financial results for the third quarter 2023. Third Quarter 2023 Results •Sales of $1.55 billion •Net loss of $(17.4) million, or (1.1)% of sales •Adjusted EBITDA of $156.8 million, or 10.1% of sales |
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| November 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-14303 AMERICAN AXLE & MA |
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| November 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 3, 2023 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| November 3, 2023 |
Subsidiary Guarantors and Issuers of Guaranteed Securities EXHIBIT 22 - SUBSIDIARY GUARANTORS AND ISSUERS OF GUARANTEED SECURITIES AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| August 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 4, 2023 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| August 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-14303 AMERICAN AXLE & MANUFAC |
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| August 4, 2023 |
Subsidiary Guarantors and Issuers of Guaranteed Securities EXHIBIT 22 - SUBSIDIARY GUARANTORS AND ISSUERS OF GUARANTEED SECURITIES AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| August 4, 2023 |
AAM Reports Second Quarter 2023 Financial Results Delivers Strong Cash Flow EXHIBIT 99.1 AAM Reports Second Quarter 2023 Financial Results Delivers Strong Cash Flow DETROIT, August 4, 2023 - American Axle & Manufacturing Holdings, Inc. (AAM), (NYSE: AXL) today reported its financial results for the second quarter 2023. Second Quarter 2023 Results •Sales of $1.57 billion •Net income of $8.0 million, or 0.5% of sales •Adjusted EBITDA of $191.6 million, or 12.2% of sales •Di |
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| June 29, 2023 |
Exhibit 10.1 EXECUTION VERSION FIRST AMENDMENT dated as of June 28, 2023 (this “Amendment”), to the AMENDED AND RESTATED CREDIT AGREEMENT dated as of March 11, 2022 (as amended, restated, supplemented or otherwise modified prior to the date hereof, the “Existing Credit Agreement”, and as further amended hereby, the “Credit Agreement”; capitalized terms used and not defined herein shall have the me |
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| June 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 28, 2023 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| May 22, 2023 |
Exhibit 1.01 Conflict Minerals Report EX-1.01 2 axlcmr2022exhibit101.htm EX-1.01 EXHIBIT 1.01 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. CONFLICT MINERALS REPORT Year End December 31, 2022 Introduction This document, constituting Exhibit 1.01 to Form SD of American Axle & Manufacturing Holdings, Inc. and its subsidiaries (collectively, the “Company” or “AAM”), for calendar year 2022, is the Company’s Conflict Minerals Report (“CMR”) |
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| May 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 1-14303 38-3161171 (State or Other Jurisdiction of Incorporation or Organization) (Commission File Number) (I.R.S. Employer Identification No.) One Dauch Drive, Detroit, Michigan 48 |
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| May 5, 2023 |
EXHIBIT 99.1 AAM Reports First Quarter 2023 Financial Results Advancement of New Electrification Business Continues DETROIT, May 5, 2023 - American Axle & Manufacturing Holdings, Inc. (AAM), (NYSE: AXL) today reported its financial results for the first quarter 2023. First Quarter 2023 Results •Sales of $1.49 billion •Net loss of $(5.1) million, or (0.3)% of sales •Adjusted EBITDA of $175.4 millio |
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| May 5, 2023 |
Subsidiary Guarantors and Issuers of Guaranteed Securities EXHIBIT 22 - SUBSIDIARY GUARANTORS AND ISSUERS OF GUARANTEED SECURITIES AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| May 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 5, 2023 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| May 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-14303 AMERICAN AXLE & MANUFA |
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| May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 4, 2023 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| March 23, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Defi |
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| March 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| March 16, 2023 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 13, 2023 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| February 17, 2023 |
Subsidiaries of the Registrant EXHIBIT 21 - SUBSIDIARIES OF OUR COMPANY AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| February 17, 2023 |
EXHIBIT 99.1 AAM Reports Fourth Quarter and Full Year 2022 Financial Results AAM Concludes 2022 With Strong Cash Flow Delivery DETROIT, February 17, 2023 - American Axle & Manufacturing Holdings, Inc. (AAM), (NYSE: AXL) today reported its financial results for the fourth quarter and full year 2022. Fourth Quarter 2022 Results •Sales of $1.39 billion •Net income attributable to AAM of $13.9 million |
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| February 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 17, 2023 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| February 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 17, 2023 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| February 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-14303 AMERICAN AXLE & MANUFACTURIN |
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| February 17, 2023 |
American Axle & Manufacturing Holdings, Inc. Amended and Restated Executive Officer Severance Plan AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. Amended and Restated Executive Officer Severance Plan 1. Purpose. The purpose of the American Axle & Manufacturing Holdings, Inc. Amended and Restated Executive Officer Severance Plan (the “Plan”) is to advance the interests of American Axle & Manufacturing Holdings, Inc. (the “Company,” and together with its subsidiaries, the “Company Group”) and its s |
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| February 17, 2023 |
Subsidiary Guarantors and Issuers of Guaranteed Securities EXHIBIT 22 - SUBSIDIARY GUARANTORS AND ISSUERS OF GUARANTEED SECURITIES AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| February 17, 2023 |
AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. AMENDED & RESTATED 2018 OMNIBUS INCENTIVE PLAN 2022 INCENTIVE COMPENSATION PROGRAM FOR EXECUTIVE OFFICERS The 2022 Incentive Compensation Program for Executive Officers (the “Program”) operates under and is otherwise subject to the terms of the American Axle & Manufacturing Holdings, Inc. Amended & Restated 2018 Omnibus Incentive Plan (the “Plan”). Capi |
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| February 17, 2023 |
Description of Registered Securities Exhibit 4.12 DESCRIPTION OF COMMON STOCK REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of February 14, 2023, American Axle & Manufacturing Holdings, Inc. (“Holdings,” “our”), has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. The following is a summary description of our common stock and does not pur |
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| February 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* American Axle & Manufacturing (Name of Issuer) Common Stock (Title of Class of Securities) 024061103 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check appropriate box to designate the rule pursuant to which thi |
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| February 10, 2023 |
SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* American Axle & Manufacturing Holdings Inc (Name of Issuer) Common Stock (Title of Class of Securities) 024061103 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the |
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| February 9, 2023 |
SC 13G/A 1 tv0230-americanaxlemanufactu.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 11)* Name of issuer: American Axle & Manufacturing Holdings Inc. Title of Class of Securities: Common Stock CUSIP Number: 024061103 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check t |
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| January 4, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 4, 2023 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| January 4, 2023 | ||
| January 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 29, 2022 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| December 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 13, 2022 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| December 14, 2022 |
Exhibit 10.1 EXECUTION VERSION REFINANCING FACILITY AGREEMENT NO. 1 dated as of December 13, 2022 (this ?Agreement?), to the AMENDED AND RESTATED CREDIT AGREEMENT dated as of March 11, 2022 (as amended, restated, supplemented or otherwise modified from time to time, the ?Credit Agreement?, and the Credit Agreement as amended hereby, the ?Amended Credit Agreement?), among AMERICAN AXLE & MANUFACTUR |
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| December 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 28, 2022 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| November 10, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) American Axle & Manufacturing, Inc. |
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| November 10, 2022 |
As filed with the Securities and Exchange Commission on November 10, 2022 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on November 10, 2022 Registration No. |
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| November 10, 2022 |
Exhibit 25.1 securities and exchange commission Washington, D.C. 20549 FORM T-1 Statement of Eligibility Under The Trust Indenture Act of 1939 of a Corporation Designated to Act as Trustee Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) ¨ U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 91-1821036 I.R.S. E |
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| November 4, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 4, 2022 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| November 4, 2022 |
EXHIBIT 99.1 AAM Reports Third Quarter 2022 Financial Results AAM Continues To Deliver Positive Free Cash Flow Under Current Industry Conditions DETROIT, November 4, 2022 - American Axle & Manufacturing Holdings, Inc. (AAM), (NYSE: AXL) today reported its financial results for the third quarter 2022. Third Quarter 2022 Results ?Sales of $1.54 billion ?Net income of $26.5 million, or 1.7% of sales |
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| November 4, 2022 |
AAM Statement on Media Speculation IMMEDIATE RELEASE AAM Statement on Media Speculation DETROIT, November 4, 2022 ? AAM is aware of the media activity regarding the company on November 3rd. |
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| November 4, 2022 |
Subsidiary Guarantors and Issuers of Guaranteed Securities EXHIBIT 22 - SUBSIDIARY GUARANTORS AND ISSUERS OF GUARANTEED SECURITIES AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| November 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-14303 AMERICAN AXLE & MA |
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| November 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 4, 2022 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| August 5, 2022 |
Subsidiary Guarantors and Issuers of Guaranteed Securities EXHIBIT 22 - SUBSIDIARY GUARANTORS AND ISSUERS OF GUARANTEED SECURITIES AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| August 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-14303 AMERICAN AXLE & MANUFAC |
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| August 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 5, 2022 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| August 5, 2022 |
EXHIBIT 99.1 AAM Reports Second Quarter 2022 Financial Results AAM Delivers Solid Financial Results and Cash Flow Generation DETROIT, August 5, 2022 - American Axle & Manufacturing Holdings, Inc. (AAM), (NYSE: AXL) today reported its financial results for the second quarter 2022. Second Quarter 2022 Results ?Sales of $1.44 billion ?Net income of $22.9 million, or 1.6% of sales ?Adjusted EBITDA of |
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| July 14, 2022 |
July 14, 2022 By EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington D.C. 20549 Attention: Patrick Fullem Re: American Axle & Manufacturing Holdings, Inc. Form 10-K for Fiscal Year Ended December 31, 2021 Response Dated June 3, 2022 File No. 001-14303 Ladies and Gentlemen: This letter responds to the comments contained |
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| June 3, 2022 |
June 3, 2022 By EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington D.C. 20549 Attention: Patrick Fullem Re: American Axle & Manufacturing Holdings, Inc. Form 10-K for Fiscal Year Ended December 31, 2021 Filed February 11, 2022 File No. 001-14303 Ladies and Gentlemen: This letter responds to the comments contained in t |
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| May 23, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 22, 2022 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| May 23, 2022 |
AAM Statement on Company Sale Speculation IMMEDIATE RELEASE AAM Statement on Company Sale Speculation DETROIT, May 22, 2022 ? AAM is aware of the media activity regarding the company that began on Friday, May 20. |
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| May 18, 2022 |
SD 1 formsd-conflictminerals2021.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 1-14303 38-3161171 (State or Other Jurisdiction of Incorporation or Organization) (Commission File Number) (I.R.S. Employer Identification No |
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| May 18, 2022 |
Exhibit 1.01 Conflict Minerals Report EXHIBIT 1.01 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. CONFLICT MINERALS REPORT Year End December 31, 2021 Introduction This document, constituting Exhibit 1.01 to Form SD of American Axle & Manufacturing Holdings, Inc. and its subsidiaries (collectively, the ?Company? or ?AAM?), for calendar year 2021, is the Company?s Conflict Minerals Report (?CMR?) in accordance with Rule 13p-1 under the Se |
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| May 9, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 5, 2022 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| May 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-14303 AMERICAN AXLE & MANUFA |
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| May 6, 2022 |
AAM Reports First Quarter 2022 Financial Results AAM Continues To Deliver Adjusted Free Cash Flow EXHIBIT 99.1 AAM Reports First Quarter 2022 Financial Results AAM Continues To Deliver Adjusted Free Cash Flow DETROIT, May 6, 2022 - American Axle & Manufacturing Holdings, Inc. (AAM), (NYSE: AXL) today reported its financial results for the first quarter 2022. AAM also revised its full year 2022 financial outlook. First Quarter 2022 Results ?Sales of $1.44 billion ?Net income of $1.0 million, or |
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| May 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 6, 2022 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| May 6, 2022 |
Subsidiary Guarantors and Issuers of Guaranteed Securities EXHIBIT 22 - SUBSIDIARY GUARANTORS AND ISSUERS OF GUARANTEED SECURITIES AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| April 11, 2022 |
EX-99.1 2 ex991april112022pressrelea.htm EX-99.1 EXHIBIT 99.1 AAM Continues Pivot Towards Electrification Acquires Tekfor, a Leading Specialist in Formed and E-Mobility Components DETROIT, April 11, 2022 - American Axle & Manufacturing Holdings, Inc. (AAM), (NYSE: AXL) announced today that it has entered into a definitive agreement under which AAM will acquire Tekfor Group for an enterprise value |
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| April 11, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 11, 2022 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| March 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| March 24, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defi |
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| March 14, 2022 |
AMENDED AND RESTATED CREDIT AGREEMENT dated as of March 11, 2022, among AMERICAN AXLE & MANUFACTURING, INC. |
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| March 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 11, 2022 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| March 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 11, 2022 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| March 14, 2022 |
AMENDED AND RESTATED CREDIT AGREEMENT dated as of March 11, 2022, among AMERICAN AXLE & MANUFACTURING, INC. |
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| February 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 11, 2022 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| February 11, 2022 |
EXHIBIT 99.1 AAM Reports Fourth Quarter and Full Year 2021 Financial Results AAM Announces $700 million Backlog With a Significant Increase in Electrification Mix DETROIT, February 11, 2022 - American Axle & Manufacturing Holdings, Inc. (AAM), (NYSE: AXL) today reported its financial results for the fourth quarter and full year 2021. AAM also provided its full year 2022 financial outlook and 2022- |
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| February 11, 2022 |
Subsidiary Guarantors and Issuers of Guaranteed Securities EXHIBIT 22 - SUBSIDIARY GUARANTORS AND ISSUERS OF GUARANTEED SECURITIES AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| February 11, 2022 |
Subsidiaries of the Registrant EXHIBIT 21 - SUBSIDIARIES OF OUR COMPANY AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| February 11, 2022 |
Incentive Compensation Program for Executive Officers AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. AMENDED AND RESTATED 2018 OMNIBUS INCENTIVE PLAN 2021 INCENTIVE COMPENSATION PROGRAM FOR EXECUTIVE OFFICERS The 2021 Incentive Compensation Program for Executive Officers (the ?Program?) operates under and is otherwise subject to the terms of the American Axle & Manufacturing Holdings, Inc. Amended and Restated 2018 Omnibus Incentive Plan (the ?Plan?). |
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| February 11, 2022 |
Description of Registered Securities Exhibit 4.14 DESCRIPTION OF COMMON STOCK REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of February 8, 2022, American Axle & Manufacturing Holdings, Inc. (?Holdings,? ?our?), has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. The following is a summary description of our common stock and does not purp |
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| February 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-14303 AMERICAN AXLE & MANUFACTURIN |
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| February 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* American Axle & Manufacturing (Name of Issuer) Common Stock (Title of Class of Securities) 024061103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check appropriate box to designate the rule pursuant to which thi |
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| February 9, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: American Axle & Manufacturing Holdings Inc. Title of Class of Securities: Common Stock CUSIP Number: 024061103 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which |
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| February 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 )* American Axle & Manufacturing Holdings Inc (Name of Issuer) Common Stock (Title of Class of Securities) 024061103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| November 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 3, 2021 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| November 5, 2021 |
EXHIBIT 99.1 AAM Reports Third Quarter 2021 Financial Results AAM Delivers Solid Performance Despite Industry Supply Chain Disruptions DETROIT, November 5, 2021 - American Axle & Manufacturing Holdings, Inc. (AAM), (NYSE: AXL) today reported its financial results for the third quarter 2021. Third Quarter 2021 Results ?Sales of $1.21 billion ?Net loss attributable to AAM of $(2.4) million ?Adjusted |
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| November 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 5, 2021 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| November 5, 2021 |
Subsidiary Guarantors and Issuers of Guaranteed Securities EXHIBIT 22 - SUBSIDIARY GUARANTORS AND ISSUERS OF GUARANTEED SECURITIES AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| November 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-14303 AMERICAN AXLE & MA |
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| August 19, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 19, 2021 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| August 19, 2021 |
(Incorporated by reference to Exhibit 4.1 of Current Report on Form 8-K dated August 19, 2021) Exhibit 4.1 (Face of Note) AMERICAN AXLE & MANUFACTURING, INC. Guaranteed by AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. AAM INTERNATIONAL HOLDINGS, INC. AUBURN HILLS MANUFACTURING, INC. OXFORD FORGE, INC. MSP INDUSTRIES CORPORATION COLFOR MANUFACTURING, INC. ACCUGEAR, INC. ROCHESTER MANUFACTURING, LLC METALDYNE PERFORMANCE GROUP INC. MPG HOLDCO I INC. METALDYNE BSM, LLC METALDYNE M&A BLUFFTON, L |
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| August 17, 2021 |
Calculation of the Registration Fee 424B2 1 tm2124875-2424b2.htm 424B2 TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(2) Registration No. 333-236448 Calculation of the Registration Fee Title of Each Class of Securities Offered Maximum Aggregate Offering Price Amount of Registration Fee(1) 5.000% Notes due October 1, 2029 $ 600,000,000 $ 65,460 (1) Calculated in accordance with Rule 457(r) of the Securities Act of 1933, as amended |
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| August 17, 2021 |
American Axle & Manufacturing, Inc. Pricing Term Sheet Filed Pursuant to Rule 433 Registration No. 333-236448 Dated: August 16, 2021 American Axle & Manufacturing, Inc. Pricing Term Sheet Issuer: American Axle & Manufacturing, Inc. Guaranteed by: American Axle & Manufacturing Holdings, Inc. and certain of its subsidiaries Face: $600,000,000 Net Proceeds to Issuer Before Expenses: $592,500,000 Maturity: October 1, 2029 Coupon: 5.000% Price: 100.000% of |
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| August 16, 2021 |
Subject to completion, dated August 16, 2021 TABLE OF CONTENTS The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. |
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| July 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 30, 2021 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| July 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-14303 AMERICAN AXLE & MANUFAC |
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| July 30, 2021 |
Subsidiary Guarantors and Issuers of Guaranteed Securities EXHIBIT 22 - SUBSIDIARY GUARANTORS AND ISSUERS OF GUARANTEED SECURITIES AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| July 30, 2021 |
EXHIBIT 99.1 AAM Reports Second Quarter 2021 Financial Results AAM Delivers Strong Results and Continues Debt Pay Down DETROIT, July 30, 2021 - American Axle & Manufacturing Holdings, Inc. (AAM), (NYSE: AXL) today reported its financial results for the second quarter 2021. Second Quarter 2021 Results ?Sales of $1.28 billion ?Net income attributable to AAM of $16.0 million, or 1.2% of sales ?Adjust |
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| July 13, 2021 |
AAM Announces Departure of Driveline Business Unit President IMMEDIATE RELEASE AAM Announces Departure of Driveline Business Unit President DETROIT, July 13, 2021 ? American Axle & Manufacturing Holdings, Inc. |
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| July 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 13, 2021 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| June 30, 2021 |
Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 American Axle & Manufacturing Holdings, Inc. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 38-3161171 (I.R.S. Employer Identification Number) One Dauch Drive De |
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| June 30, 2021 |
Exhibit 4.1 Amended and Restated American Axle & Manufacturing Holdings, Inc. 2018 Omnibus Incentive Plan Article 1. ESTABLISHMENT, PURPOSE AND DURATION 1.1 Establishment. American Axle & Manufacturing Holdings, Inc., a Delaware corporation, establishes an incentive compensation plan to be known as the Amended and Restated American Axle & Manufacturing Holdings, Inc. 2018 Omnibus Incentive Plan, a |
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| June 14, 2021 |
Exhibit 10.1 EXECUTION VERSION AGREEMENT dated as of June 11, 2021 (this ?Agreement?), amending the SECOND AMENDMENT dated as of April 28, 2020 (the ?Existing Second Amendment?, and as amended or otherwise modified by this Agreement, the ?Second Amendment?) to the CREDIT AGREEMENT dated as of April 6, 2017 (as amended, supplemented or otherwise modified prior to the date hereof, the ?Credit Agreem |
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| June 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 11, 2021 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| May 28, 2021 |
AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. EXHIBIT 1.01 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. CONFLICT MINERALS REPORT Year End December 31, 2020 Introduction This document, constituting Exhibit 1.01 to Form SD of American Axle & Manufacturing Holdings, Inc. and its subsidiaries (collectively, the ?Company? or ?AAM?), for calendar year 2020, is the Company?s Conflict Minerals Report (?CMR?) in accordance with Rule 13p-1 under the Se |
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| May 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 1-14303 38-3161171 (State or Other Jurisdiction of Incorporation or Organization) (Commission File Number) (I.R.S. Employer Identification No.) One Dauch Drive, Detroit, Michigan 48 |
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| May 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 6, 2021 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| May 7, 2021 |
AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. 2018 Omnibus Incentive Plan Form of Performance Share Award Agreement: Free Cash Flow You have been selected to receive a grant of Performance Shares under the American Axle & Manufacturing Holdings, Inc. 2018 Omnibus Incentive Plan as stated below: Participant: [?] Grant Date: March 1, 2021 Number of Performance Shares (Target Award Opportunity): [?] P |
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| May 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 7, 2021 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| May 7, 2021 |
Form of Performance Unit Award (Free Cash Flow) for Executive Officers AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. 2018 Omnibus Incentive Plan Form of Performance Unit Award Agreement: Free Cash Flow You have been selected to receive a grant of Performance Units under the American Axle & Manufacturing Holdings, Inc. 2018 Omnibus Incentive Plan as stated below: Participant: [?] Grant Date: March 1, 2021 Number of Performance Units (Target Award Opportunity): [?] Perf |
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| May 7, 2021 |
AAM Reports First Quarter 2021 Financial Results AAM Starts 2021 With Strong Financial Performance EXHIBIT 99.1 AAM Reports First Quarter 2021 Financial Results AAM Starts 2021 With Strong Financial Performance DETROIT, May 7, 2021 - American Axle & Manufacturing Holdings, Inc. (AAM), (NYSE: AXL) today reported its financial results for the first quarter 2021. First Quarter 2021 Results ?Sales of $1.43 billion ?Net income attributable to AAM of $38.6 million, or 2.7% of sales ?Adjusted EBITDA o |
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| May 7, 2021 |
Subsidiary Guarantors and Issuers of Guaranteed Securities EXHIBIT 22 - SUBSIDIARY GUARANTORS AND ISSUERS OF GUARANTEED SECURITIES AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| May 7, 2021 |
Quarterly Report - MARCH 31, 2021 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-14303 AMERICAN AXLE & MANUFA |
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| March 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| March 25, 2021 |
Holdings’ proxy statement on Schedule 14A filed with the SEC on March 25, 2021 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defi |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 12, 2021 AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* American Axle & Manufacturing Holdings Inc (Name of Issuer) Common Stock (Title of Class of Securities) 024061103 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| February 12, 2021 |
Description of Registered Securities Exhibit 4.14 DESCRIPTION OF COMMON STOCK REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of February 9, 2021, American Axle & Manufacturing Holdings, Inc. (?Holdings,? ?our?), has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock. The following is a summary description of our common stock and does not purp |
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| February 12, 2021 |
Subsidiaries of the Registrant EXHIBIT 21 - SUBSIDIARIES OF OUR COMPANY AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| February 12, 2021 |
EXHIBIT 99.1 AAM Reports Fourth Quarter and Full Year 2020 Financial Results AAM Concludes A Strong Second Half of 2020 With Solid Fourth Quarter Financial Performance DETROIT, February 12, 2021 - American Axle & Manufacturing Holdings, Inc. (AAM), (NYSE: AXL) today reported its financial results for the fourth quarter and full year 2020. AAM also provided its full year 2021 financial outlook and |
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| February 12, 2021 |
Subsidiary Guarantors and Issuers of Guaranteed Securities EXHIBIT 22 - SUBSIDIARY GUARANTORS AND ISSUERS OF GUARANTEED SECURITIES AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. |
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| February 12, 2021 |
AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. 2018 OMNIBUS INCENTIVE PLAN 2020 INCENTIVE COMPENSATION PROGRAM FOR EXECUTIVE OFFICERS The 2020 Incentive Compensation Program for Executive Officers (the ?Program?) operates under and is otherwise subject to the terms of the American Axle & Manufacturing Holdings, Inc. 2018 Omnibus Incentive Plan (the ?Plan?). Capitalized terms not otherwise defined he |
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| February 12, 2021 |
Annual Report - FORM 10-K DECEMBER 31, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-14303 AMERICAN AXLE & MANUFACTURIN |
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| February 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* American Axle & Manufacturing (Name of Issuer) Common Stock (Title of Class of Securities) 024061103 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check appropriate box to designate the rule pursuant to which thi |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: American Axle & Manufacturing Holdings Inc. Title of Class of Securities: Common Stock CUSIP Number: 024061103 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which t |
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| October 30, 2020 |
Quarterly Report - SEPTEMBER 30, 2020 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-14303 AMERICAN AXLE & MA |
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| October 30, 2020 |
(Incorporated by reference to Exhibit 10.2 of Quarterly Report on Form 10-Q dated October 30, 2020) AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. EXECUTIVE RETIREMENT SAVINGS PLAN Effective as of January 1, 2019 ARTICLE I - PURPOSE; EFFECTIVE DATE 1.1. Purpose. The purpose of this Executive Retirement Savings Plan (the “Plan”) is to provide a select group of highly compensated employees of American Axle & Manufacturing Holdings, Inc. (the “Company,” and together with its subsidiaries, the “Compan |
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| October 30, 2020 |
Subsidiary Guarantors and Issuers of Guaranteed Securities EX-22 4 exhibit22-q32020.htm SUBSIDIARY GUARANTORS AND ISSUERS OF GUARANTEED SECURITIES EXHIBIT 22 - SUBSIDIARY GUARANTORS AND ISSUERS OF GUARANTEED SECURITIES AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. Our 6.875% Notes, 6.50% Notes, 6.25% Notes (due 2026) and 6.25% Notes (due 2025) are senior unsecured obligations of American Axle & Manufacturing, Inc., all of which are fully and unconditionall |
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| October 30, 2020 |
(Incorporated by reference to Exhibit 10.1 of Quarterly Report on Form 10-Q dated October 30, 2020) EX-10.1 2 exhibit101-q32020.htm AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. EXECUTIVE OFFICER SEVERANCE PLAN AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. Executive Officer Severance Plan 1. Purpose. The purpose of the American Axle & Manufacturing Holdings, Inc. Executive Officer Severance Plan (the “Plan”) is to advance the interests of American Axle & Manufacturing Holdings, Inc. (the “Company, |
